Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK)
OCTOBER 1, 2021
Disclaimer
© Copyright Royal Bank of Canada 2021. RBC Investor & Treasury Services™ is a global brand name and is part of Royal Bank of Canada. RBC Investor & Treasury Services operates primarily through the following companies: Royal Bank of Canada, RBC Investor Services Trust and RBC Investor Services Bank S.A., and their branches and affiliates. In Luxembourg, RBC Investor Services Bank S.A. is authorized, supervised and regulated by the Commission de Surveillance du Secteur Financier (CSSF), and jointly supervised by the European Central Bank (ECB). In the United Kingdom (UK), RBC Investor & Treasury Services operates through RBC Investor Services Trust, London Branch and Royal Bank of Canada, London Branch, authorized and regulated by the Office of the Superintendent of Financial Institutions of Canada. Authorized by the Prudential Regulation Authority. Subject to regulation by the Financial Conduct Authority and limited regulation by the Prudential Regulation Authority. Details about the extent of our regulation by the Prudential Regulation Authority are available on request. RBC Investor & Treasury Services UK also operates through RBC Europe Limited, authorized by the Prudential Regulation Authority, and regulated by the Financial Conduct Authority and the Prudential Regulation Authority. Additionally, RBC Investor & Treasury Services’ trustee and depositary services are provided through RBC Investor Services Bank S.A., London Branch, authorized by the CSSF and ECB, and subject to limited regulation by the Financial Conduct Authority and Prudential Regulation Authority. Details about the extent of our regulation by the Financial Conduct Authority and the Prudential Regulation Authority are available on request. RBC Investor Services Bank S.A. maintains a representative office supervised by the Federal Reserve Bank of New York. RBC Investor Services Trust (Australian Branch) is licensed and regulated by the Australian Securities and Investment Commission, Australian Financial Services licence number 295018. Details about the extent of our regulation by the Australian Securities and Investment Commission are available on request. RBC Investor Services Trust Singapore Limited is licensed by the Monetary Authority of Singapore (MAS) as a Licensed Trust Company under the Trust Companies Act and approved by MAS to act as a trustee of collective investment schemes authorized under S286 of the Securities and Futures Act. RBC Investor Services Trust Singapore Limited is also a Capital Markets Services Licence Holder issued by MAS under the Securities and Futures Act in connection with its activities of acting as a custodian. RBC Offshore Fund Managers Limited is regulated by the Guernsey Financial Services Commission in the conduct of investment business. Registered company number 8494. RBC Fund Administration (CI) Limited is regulated by the Jersey Financial Services Commission in the conduct of fund services and trust company business in Jersey. Registered company number 52624. RBC Investor Services Bank S.A. is a restricted license bank authorized by the Hong Kong Monetary Authority to carry on certain banking business in Hong Kong. RBC Investor Services Trust Hong Kong Limited is regulated by the Mandatory Provident Fund Schemes Authority as an approved trustee. Royal Bank of Canada, Hong Kong Branch, is regulated by the Hong Kong Monetary Authority and the Securities and Futures Commission. This document is provided for general information and does not necessarily reflect individual circumstances. It does not constitute financial, tax, legal or accounting advice, and should not be relied upon in that regard. This document must not be reproduced, forwarded or otherwise made available to any third party outside the recipient’s organization without the express written consent of RBC Investor & Treasury Services. Links to external websites are for convenience only. RBC Investor & Treasury Services does not review, endorse, approve, control or accept any responsibility for the content of those sites. Linking to external websites is at your own risk. ® / ™ Trademarks of Royal Bank of Canada. Used under licence.
Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
List of Schedules
Schedule A Settlement Timeframes and Account Locations 4
Schedule B Clean Cash Payments & Foreign Exchange 55
Schedule C Registration Details 64
Schedule D Contractual Settlement Date Accounting Policies 71
Schedule E Proxy Voting 75
Schedule F Contractual Income Service 82
Schedule G Market Entrance Requirements 86
Schedule H Designated Markets 88
Schedule I MiFID II Security Interest Disclosures – Third Party Market Participants 89
3 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Settlement timeframes and instruction deadlines are expressed in “business days” and are subject to local holidays. Opening hours of RBC Investor & Treasury Services’ Luxembourg office are Monday to Friday, from 08:00 to 18:00 (local time). RBC Investor & Treasury Services ensures settlement during Luxembourg Bank Holidays with the exception of January 1, December 25 and December 26.
RBC Investor & Treasury Services must receive complete and accurate trade instructions by the required deadlines as stated in Schedule A. Instructions received after these deadlines are treated on a best efforts basis.
FLIPS [Free Transfer of shares between 2 different markets] for position realignment, Cross-Border settlements and unilateral 144A_Reg(s) or ADR_GDR stock conversion request and blocked shares, will be processed on a best efforts basis and RBC will not be liable for any penalties or charges incurred due to late settlement of transactions as a result of pending FLIPS, Cross-Border and stock conversion [144A_Reg(s) or ADR_GDR] instructions. Please note that you will be liable for the payment of all taxes (including any value added tax, stamp duty, conversion charges), levies or duties, or any other liability or payment that any relevant authority, exchange, sub-custodian or settlement system may impose, arising out of or in connection with FLIPS, Cross-Border and stock conversion [144A_Reg(s) or ADR_GDR ] transactions. You will be required to coordinate directly with the respective Transfer Agent(s) to complete and submit relevant documentation for all 144A_Reg(s) unilateral stock conversion request and ADR_GDR stock conversion.
RBC Investor & Treasury Services will support allegement tracking from the market, provided it is a segregated account model.
RBC Investor & Treasury Services is open on all EBA business days, to ensure that Euro transactions are processed on a timely basis.
It is RBC Investor & Treasury Services’ policy to provide the safekeeping of assets in the country of origin and through the subcustodian of choice, as stipulated in Schedule A & B, accepting that execution of the trade may take place on a range of exchanges. Some exceptions to this policy exist, in respect of the following:
1) Dual-listed securities: Please note that RBC Investor & Treasury Services offers settlement or custody of Eurobonds and GDRs only in Clearstream (excl. equities and domestic bonds).
2) Forced Sale of Securities: In the event that assets are deemed to be ineligible at Euroclear but remain eligible within the local market, RBC Investor & Treasury Services’ will issue a Corporate Event notification to clients advising them to take the appropriate action and transfer the assets to the local market. This is to avoid an inadvertent forced sale of the asset holdings by Euroclear, based on their Operational procedures. In the best interest of RBC I&TS’ clients, where instructions are not received within the given timeframe, RBCI&TS will automatically move the assets to the local market on behalf of the client to prevent a forced sale. Please note that RBC Investor & Treasury Services offers settlement or custody of Eurobonds and GDRs only in Clearstream (excl. equities and domestic bonds).
To secure treaty or exempt status for securities accounts in certain countries, it may be necessary to submit documents to the local tax authorities. Please contact your RBC Investor & Treasury Services Client Service Representative, Global Custody for details.
Contractual settlement date accounting (CSDA) policies are detailed in Schedule D. Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
AIFMD clients will be notified directly by their Client Service Representatives in relation to specific account numbers.
Where the client participates in RBC Investor & Treasury Services’ securities lending program, the provisions of the client’s Securities Lending Agency Agreement regarding the subject matter of this Schedule A will take precedence over the provisions in this Schedule A.
5 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET) Bonds Equities Argentina Citibank N.A. SD-1 (17:30) Eventually other type of Bartolome Mitre 530 Free & instruments Buenos Aires 1036 Against SD-1 (16:30) ARGENTINA Lebacs (Treasury Bills) Payment N/A CITIUS33ARR Cancellations and Replacement for all type of instruments
Bonds Australia HSBC Bank Australia Ltd SD-1 (17:30) SD-1 (16:30) Equities Free HSBC Direct Custody and Eventually other type of N/A N/A Clearing instruments GPO Box 5302 Bonds Sydney NSW 2001 SD-1 (16:30) SD-1 (15:30) AUSTRALIA Equities
CHESS Participant ID: 20057 AUSTRACLEAR Participant No.: Against HKBN20 Eventually other type of Payment N/A N/A Participant Name: HSBC Custody instruments Nominees (Australia) Limited
HKBAAU2S
Austria Raiffeisen Bank International Free SD (16:30) SD (15:30) AG. Am Stadtpark 9 Bonds Against 1030 Vienna SD (15:30) SD (14:30) Austria Payment
Participant Code: OCSD 227200 Free SD (16:30) SD (15:30) RZBAATWWXXX Equities
Against CSD of the delivering / receiving SD (15:30) SD (14:30) agent (PSET): OCSDATWWXXX Payment
Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET)
1 Bahrain Standard Chartered Bank DIFC Equities & Bonds Free N/A N/A Branch Building 1, DIFC, 4th Floor SD-2 (16:00) for all trades PO Box 999 SD-2 (15:00) for all trades when when SD is on Monday or Dubai SD is on Monday or Sunday Sunday UAE Against Equities Payment SD-1 (16:30) for all trades when SD-1 (17:30) for all trades SCBLBHBM SD is on Tuesday, Wednesday when SD is on Tuesday, or Thursday Wednesday or Thursday SD-2 (16:00) for all trades SD-2 (15:00) for all trades when when SD is on Monday or SD is on Monday or Sunday Sunday Against Bonds Payment SD-1 (16:30) for all trades when SD-1 (17:30) for all trades SD is on Tuesday, Wednesday when SD is on Tuesday, or Thursday Wednesday or Thursday
Bangladesh Standard Chartered Bank (Bangladesh Branch) Bonds & Equities Free N/A N/A Portlink Tower Level-6, 67 Gulshan Avenue Gulshan, Dhaka-1212 Bangladesh SD-2 (17:30) SD-2 (16:30) SCBLBDDX For all trades with SD on For all trades with SD on Tuesday, Wednesday, Tuesday, Wednesday, NB Please note that the weekend Thursday and Sunday Thursday and Sunday Corporate Bonds & Equities On- Against is Friday and Saturday. exchange (T+2) Payment Trades executed or due for For trades with SD on Monday, For trades with SD on Monday, settlement on a Sunday for trading is not recommended as trading is not recommended as purchase will be posted on the there is a risk of fail trade due there is a risk of fail trade due to clients account on Thursday and to funding funding Sales trades will be posted to clients account on the following Monday. Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET)
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Schedule A Settlement Timeframes and Account Locations
Belgium Citibank Europe Plc 1 North Wall Quay Bonds & Equities Free SD (17:00) SD (16:00) Dublin 1 Ireland
CITTGB2L
CSD of the delivering/receiving Agent (PSET):
CITTGB2LXXX, both EBE and Against NBB Bonds & Equities SD (15:00) SD (14:00) Payment Euroclear Belgium: 186
PSET is CIKBBEBBXXX
NBB: 4012
PSET is NBBEBEBB216
8 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET)
Equities & Fixed Income Free SD-1 (16:30) SD-1 (15:30) Bermuda Citibank N.A. (via Citibank Global Window) Citigroup Centre 33 Canada Square Canary Wharf London Against E14 5LB Equities & Fixed Income N/A N/A Payment BBDABMHM
CSD of the delivering / receiving agent (PSET): XBDABMH1
Bond and Equities – Federation Bosnia & Raiffeisen Bank International of Bosnia and Herzegovina Free Not applicable Not applicable Herzegovina AG (FBH) Am Stadtpark 9 Bond and Equities – Federation Against 1030 Vienna of Bosnia and Herzegovina SD-1 (13:00) SD-1 (12:00) Payment Austria (FBH)
Bond and Equities – Republic of RZBABA2SXXX Free Not applicable Not applicable Srpska (RS) CSD of the delivering / receiving agent (PSET): Sarajevo (FBH): RVPGBIH Bond and Equities – Republic of Against SD-1 (13:30) SD-1 (12:30) 8809840 Srpska (RS) Payment Banja Luka (RS): CRHOV 17943554
Botswana Standard Chartered Bank DIFC Free Only off-exchange NCBO type. Only off-exchange NCBO type. Branch Building 1, DIFC, 4th Floor Bonds and Equities PO Box 999 Dubai Against SD-2 (13:30) SD-2 (12:30) UAE Payment SCHBBWGX
9 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET)
Brazil Citibank, N.A. – Filial Brasileira (Brazilian Branch) Av. Paulista, 1111, São Paulo, SP CEP 01311-920 Bonds, Equities and eventually Free & Against SD-1 (17:30) SD-1 (16:30) Brazil other type of instruments Payment
CITIUS33BRR
Bulgaria Raiffeisen Bank International AG Equities & Corporate Bonds Free & Against Am Stadtpark 9 SD-1 (13:30) SD-1 (12:30) (CDAD-OTC & BSE) Payment 1030 Vienna Austria
RZBAATWWXXX
Government Bonds (OTC-BNB) Free SD (13:30) SD (12:30)
10 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET) Client Service Canada Royal Bank of Canada c-o RBC Investor Services Trust 155 Wellington Street West, 2nd floor Toronto, Ontario M5V 3L3 Free SD-1 (16:30) SD-1 (15:30)
Physical Securities Delivery Royal Bank of Canada c-o RBC Investor Services Trust Securities Cage 155 Wellington Street West, 2nd Floor Bonds & Equities and Money Toronto, Ontario M5V 3L3 Market
Money Transfer/Cash Management Royal Bank of Canada Against Financial Institution SD -1 (17:00) SD-1 (16:00) 180 Wellington Street West Payment Toronto, Ontario M5J 1J1
Additional Information: RBC Investor & Treasury Service acts as agent for RBC Canada
ROYCCAT2
11 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET)
Chile Citibank N.A., New York (Banco de Chile) Estado 260 2nd Floor Bonds Santiago, 8320204 Free & Equities Chile Against SD-1 (17:30) SD-1 (16:30) Eventually other type of Payment instruments Additional information: Banco de Chile acts as the local agent on behalf of Citibank N.A., New York
CITIUS33SAN
12 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET)
China Standard Chartered Bank Equities Free (Shanghai (China) Limited SD-2 (17:30) & Standard Chartered Tower Shenzhen) 201 Century Avenue For Securities purchases, Pudong clients should ensure they have Shanghai sufficient USD value in their SD-2 (16:30) 200120 USD account by this deadline.
China (Shanghai) Equities Against RBC I&TS will transfer the Participant Code CP00003 Payment funds from the USD Nostro account to the local Agent in China (Shenzhen) Participant China to facilitate settlement. Code 890300
SCBLCNSXSHA
Bonds Colombia Cititrust Colombia S.A. These transactions can not be These transactions can not be Equities Carrera 9A No. 99-02 Local 104 Free performed by Foreign performed by Foreign Bogotá Eventually other type of Investment Funds Investment Funds Colombia instruments Corporate Bonds CITIUS33COR SD-1 (17:30) SD-1 (16:30) Equities Against Payment Government Bonds N/A N/A
13 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET)
Citibank N.A. (via Citibank Global Window) Bonds & Equities Free SD-1 (17:00) SD-1 (16:00) Citigroup Centre 33 Canada Square Canary Wharf Costa Rica London E14 5LB
BNCRCRSJXXX Against Bonds & Equities SD-1 (17:00) SD-1 (16:00) Payment CSD of the delivering / receiving agent (PSET): CEVCCRS1
Croatia Raiffeisen Bank International AG Bonds, Equities Free SD (15:00) SD (14:00) Am Stadtpark 9 1030 Vienna Austria
Against RZBAATWWXXX Bonds, Equities SD-1 (14:30) SD-1 (13:30) Payment CSD of the delivering / receiving agent (PSET): SDAHHR22
14 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET) Free & Against Bonds and Equities SD (15:00) SD (14:00) Cyprus Citibank Europe plc, Greece Payment Branch Othonos 8 Athens 10557 Greece OTC Free SD (15:00) SD (14:00) CITIGRAAXXX
Participant Code: CSD 5000000002
Czech Raiffeisen Bank International AG Bonds, Equities, T-Bills Free SD (15:30) SD (14:30) Republic Am Stadtpark 9 1030 Vienna Austria
RZBAATWWXXX
CSD of the delivering / receiving agent (PSET): Against Bonds, Equities, T-Bills SD-1 (17:30) SD-1 (16:30) Equities & Bonds: UNIYCZPP Payment
T-Bills: CNBACZPP
Participant Code: CDCP: 808003630231 Czech National Bank: 13585
15 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET) Bonds Denmark Danske Bank A/S Equities Eventually other type of Free Holmens Kanal 2 - 12 SD (17:00) SD (16:00) DK - 1092 Copenhagen K instruments DENMARK Applicable for T2S settlement DABADKKKCUS Bonds Equities Eventually other type of Against SD (10:00) SD (09:00) instruments Payment
Applicable for T2S settlement
Free and Egypt1 Citibank N.A. Egypt Corporate Bonds and Equities Against SD-2 (17:30) SD-2 (16:30) Custody Customer Services Payment The Boomerang Building, Plot 46,1st District, Government Bonds SD-1 (10:00) SD-1 (09:00) 5th Settlement, Off Road 90, New Cairo, P.O. Box 213 Against Post Code 11835 Payment Cairo – Egypt T-Bills N/A SD (08:30)
CITIEGCX
Estonia Swedbank AS Against Stock exchange trades SD (10:30) SD (09:30) Securities and Correspondent Payment Banking Services Liivalaia 8 15040 Tallinn Estonia Free & Against OTC trades SD (13:00) SD (12:00) SWIFT: HABAEE2XXXX Payment CSD of the delivering/receiving agent (PSET): LCDELV22XXX
Subcustodian Mailing/ Securities Settlements deadlines for STP Securities Settlements deadlines for non STP Country Instrument Type Transaction S.W.I.F.T. Address clients (CET) clients (CET) Free of CBL/CBL CBL/EB CBL/CBL CBL/EB
16 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines for STP Securities Settlements deadlines for non STP Country Instrument Type Transaction S.W.I.F.T. Address clients (CET) clients (CET) Clearstream5 Clearstream Banking S.A. payment Mandator Mandator Mandato Mandator Optional Optional Optional Optional Eurobonds and 42 avenue J.F. Kennedy settlement y y ry y settleme settleme settlemen settleme GDRs only L-2967 Luxembourg settleme settleme settleme settleme nt cycle nt cycle t cycle nt cycle (excl. equities LUXEMBOURG nt cycle nt cycle nt cycle nt cycle and domestic bonds) CEDELULL
SD SD SD SD SD SD SD SD (14:15) (17:30) (12:30) (15:30) (13:15) (16:30) (11:30) (14:30)
Internal against payment aswell as free of payment transactions - CBL/CBL deadlines quoted are upon the condition that your counterparty in CBL is eligible for the optional daytime settlement cycle
Bridge against payment aswell as free of payment transactions - CBL/EOC deadlines quoted are upon the condition that your counterparty in EOC is eligible for the optional daytime settlement cycle between EOC and CBL
CBL/CBL CBL/EB CBL/CBL CBL/EB
Mandator Mandator Mandato Mandator Currency Transaction Optional Optional Optional Optional y y ry y settleme settleme settlemen settleme settleme settleme settleme settleme nt cycle nt cycle t cycle nt cycle nt cycle nt cycle nt cycle nt cycle VD VD VD VD VD VD VD EUR VD 14:15 14:15 15:15 14:30 15:15 13:15 13:30 14:15 AED VD-2 17:30 VD-2 16:30 AUD Against VD-1 15:00 VD-1 14:00 VD VD VD VD VD VD VD CAD payment VD 15:30 settlement 14:15 16:30 14:30 16:30 13:15 13:30 15:30 CHF VD 11:30 VD 10:30 CNY VD-1 16:30 VD-1 15:30 CZK VD-1 16:30 VD-1 15:30
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Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines for STP Securities Settlements deadlines for non STP Country Instrument Type Transaction S.W.I.F.T. Address clients (CET) clients (CET) DKK VD-1 17:30 VD-01 16:30 VD VD VD VD VD VD VD GBP VD 13:30 14:15 14:30 14:30 14:30 13:15 13:30 13:30 HKD VD-1 16:30 VD-1 15:30 HUF VD-1 17:30 VD-1 16:30 ILS VD-1 17:30 AD-1 16:30 ISK VD-1 17:30 VD-1 16:30 JPY VD-1 16:30 VD-1 15:30 CBL/CBL CBL/EB CBL/CBL CBL/EB Mandator Mandator Mandato Mandator Optional Optional Optional Optional Currency y y ry y settleme settleme settlemen settleme settleme settleme settleme settleme nt cycle nt cycle t cycle nt cycle nt cycle nt cycle nt cycle nt cycle VD VD VD VD VD VD VD MXN VD 15:30 14:15 16:30 14:30 16:30 13:15 13:30 15:30 NOK VD-1 17:30 VD-1 16:30 NZD VD-1 13:30 VD-1 12:30 PLN VD-1 17:30 VD-1 16:30 RON VD-1 16:30 VD-1 15:30 RUB VD-1 16:00 VD-1 15:00 SEK VD-1 17:30 VD-1 16:30 SGD VD-2 17:30 VD-2 16:30 THB VD-1 10:30 VD-1 09:30 TRY VD 10:30 VD 09:30 VD VD VD VD VD VD VD USD VD 15:30 14:15 16:30 14:30 16:30 13:15 13:30 15:30 ZAR VD-1 17:30 VD-1 16:30
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Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET)
Bonds in HexClear environment SD (13:30) SD (12:30) Finland Nordea Bank Abp Free/Against Custody Services, VC210 Payment Aleksis Kiven katu 3-5 Equities SD (13:30) SD (12:30) Helsinki FIN - 00020 Nordea Free SD (16:30) SD (15:30) FINLAND Bonds in Infinity environment Against SD (14:30) SD (13:30) NDEAFIHH Payment
France Citibank Europe plc 1 North Wall Quay Dublin 1 Ireland Against CITTGB2LXXX Bonds & Equities Payment & SD (15:00) SD (14:00) Free CSD of the delivering / receiving Agent (PSET): SICVFRPPXXX
(EGSP Code) 186
19 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Georgia Citibank N.A. (via Citibank Global Window)
Citigroup Centre 33 Canada Square
Canary Wharf
London Free E14 5LB Bonds & Equities Against SD-1 (17:00) SD-1 (16:00) Payment BAGAGE22 (OTC)
CSD of the delivering / receiving agent (PSET):
Equities & Corp Debt: GCSDGEXX
Govt Securities: BNLNGE22
20 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET)
Germany Citibank Europe Plc 1 North Wall Quay Free SD (17:00) SD (16:00) Dublin 1 Ireland
For investment fund clients in possession of a valid German status certificate Participant Code : 4780 Bonds & Equities Citibank Europe plc T2S Party BIC: CITIIEA1003 Against SD (15:00) SD (14:00) Payment All other clients Participant Code : 6045 Citibank Europe plc T2S Party BIC: CITIIEA1004
CSD of the delivering/receiving Agent (PSET): DAKVDEFFXXX
Ghana Standard Chartered Bank DIFC Branch Bonds & Equities Free N/A N/A Building 1, DIFC, 4th Floor PO Box 999 Dubai Bonds Bonds UAE Cycle T+1 & T+2: SD-1 (15:30) Cycle T+1 & T+2: SD-1 (14:30) Against Equities Equities Bonds & Equities SCBLGHAC Payment SD-1 (11:00) SD-1 (10:00) Eventually other type of Eventually other type of instruments- N/A instruments- N/A
21 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET)
Greece Citibank Europe plc, Greece Free/Against Equities, Bonds SD (15:00) SD (14:00) Branch Payment Othonos 8 Athens 10557 Greece OTC Free SD (15:00) SD (14:00) CITIGRAAXXX
Participant Code: CSD 505
Free & Against SD-2 (17:30) (for pre-matching SD-2 (16:30) (for pre-matching Equities Hong Kong Standard Chartered Bank Payment within CCASS) SD-1 (17:30) within CCASS) SD-1 (16:30) (Hong Kong) Limited 15th Floor Standard Chartered Tower 388 Kwun Tong Road Kwun Tong Kowloon, Hong Kong Free & Against Bonds (CMU) (HKD & CNY) SD-1 (17:30) SD-1 (16:30) Payment SCBLHKHH
Participants code: CCASS: C00039 CMU: CBHK008 For additional information on Hong Kong Stock Connect /Hong Kong Bond Connect, please click here: Hong Kong Stock Connect - Europe - CITI Hong Kong Bond Connect - Europe - CITI
22 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET)
Bonds, Equities Free SD (17:00) SD (16:00) Hungary Raiffeisen Bank International AG Am Stadtpark 9 1030 Vienna Austria
RZBAATWWXXX Bonds, Equities Against Payment SD (09:30) SD (08:30) CSD of the delivering / receiving agent (PSET):
KELRHUHBXXX
Participant Code: KELR / 0562 / 000020
Iceland Islandsbanki hf Hagasmári 3 201 Kópavogur Free & Against Bonds & Equities SD-1 (17:30) SD-1 (16:30) Iceland Payment
Swift: GLITISRE
23 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET) Equities & Corporate Bonds (On- TD (17:30) TD (16:30) India Standard Chartered Bank (India exchange) Against Branch) Payment Crescenzo, 3rd Floor, Government bonds (OTC) N/A TD (10:00) C-38/39, G-Block, Bandra Kurla Complex, Bandra Free (generally (East), Mumbai 400 051, India not allowed in the market except SCBLINBBXXX transfers for Equities SD-1 (17:30) SD-1 (16:30) Multiple Investment Managers (MIM) structure only)
Foreign investors have to open separate types of accounts in India for different asset holdings: - FPI for holding investments under the Portfolio Investment Scheme (PIS) - ADR/GDR for holding ADR/GDR converted equity shares - FCCB for holding Foreign Currency Convertible Bond (FCCB) converted equity shares - FDI for holding strategic investments - FVCI for holding investments under venture capital route in green field investments - VRR for holding investments via Voluntary Retention Route
FDI, FVCI and VRR require special processing that needs to be agreed first with RBC Investor & Treasury Services before investment and account opening.
Please refer to the attached file for details of the mandatory requirements and conditions for the government bonds service and settlement instructions.
24 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET) Bonds Indonesia Standard Chartered Bank SD-1 (08:30) SD-2 (17:30) Equities Free Menara Standard Chartered Eventually other type of N/A N/A Jl. Prof. Dr. Satrio No. 164 instruments Jakarta 12930 Bonds INDONESIA SD-1 (08:30) SD-2 (16:30) Equities Against Payment SCBLIDJXXXX Eventually other type of N/A N/A instruments
To avoid incurring matching fines from Crest, instructions must be sent by the deadline Ireland Citibank N.A. London Branch quoted for non Crest fine period. If this deadline is missed and the trade matches on T+3 (i.e. settlement date) a fine is incurred for that transaction. For each subsequent Canada Square day the trade remains unmatched a further fine is added. It is the second party to match London Free that incurs the fine. E14 5LB United Kingdom Bonds Non Crest fine period SD -1 Non Crest fine period: SD -1 Equities (17:30) (16:30) CITIGB2L Eventually other type of Crest fine period: SD (12:00) Crest fine period: SD (11:00) instruments For Irish domestic securities (To avoid incurring matching Trades executed via LSE/UK MTF fines from CREST, (CDIs): instructions must be sent by CREST Participant code – DCMAY 17:30 on SD-1) Against SD (14:00) SD (13:00) Payment NB Irish domestics securities executed via Euronext Dublin/ EU MTF will require Euroclear Bank SA/NV PSET: MGTCBEBE
25 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET) Government Bonds and T-bills Israel3 Citibank N.A Israel Corporate Bonds Free Azrieli Sarona building 121Menachem Begin Street Equities 16th Floor Government Bonds and T-bills SD-1 (14:30) SD-1 (13:30) Tel Aviv 6701203 Against Israel Corporate Bonds Payment
Equities CITIILIT
Italy Citibank Europe plc 1 North Wall Quay Free SD (17:00) SD (16:00) Dublin 1 Ireland
CITIITMXXXX Bonds and Equities
CSD of the delivering / receiving agent (PSET): MOTIITMMXXX Against SD (14:30) SD (13:30) Participant Code: Monte Titoli Payment 63566 Securities Account in T2S (SAC): MOTICITIITMXXXX6356600
26 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET)
Bonds & Equities Free SD-1 (17:00) SD-1 (16:00) Citibank N.A. (via Citibank Global Window) Citigroup Centre 33 Canada Square Canary Wharf Jamaica London E14 5LB
NOSCJMKN
CSD of the delivering / receiving Against agent (PSET): JCSDJMK1 Bonds & Equities N/A N/A Payment
Corporate Bonds (held in Japan Citibank N.A., Tokyo Branch JASDEC) Markets and Securities Services Equities JASDEC Free Otemachi Park Building Book entry JGB BOJ 1-1, Otemachi 1-chome SD-1 (16:30) SD-1 (15:30) Chiyoda-ku, Tokyo Corporate Bonds (held in 100-8132 Japan JASDEC) Against Equities JASDEC Payment CITIJPJT Book entry JGB BOJ
Jordan1 Standard Chartered Bank DIFC Branch Bonds & Equities Free Only off-exchange NCBO type. Only off-exchange NCBO type. Building 1, DIFC, 4th Floor
27 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET) PO Box 999 Dubai SD-1 (10:30) SD-1 (09:30) Against UAE Bonds & Equities Trade with SD Sunday & Trade with SD Sunday & Payment Monday : SD-2 (17:30) Monday : SD-2 (16:30) SCBLJOAX
Bonds Kazakhstan JSC Citibank Kazakhstan Equities Park Palace, Building A, Cycle T+0: TD (09:30) Cycle T+0: TD (08:30) 41 Kazibek Bi street, Almaty Government Bonds / MM 050010 Republic of Kazakhstan Bonds
CITIKZKA Equities Free & Against Payment Please note that RBC I&TS does not support T+2 settlement for on- Cycle T+1 up to T+3: SD-1 Cycle T+1 up to T+3: SD-1 exchange (KASE) trades. (17:30) (16:30) Government Bonds / MM Consequently, clients should not instruct on-exchange trades with RBC I&TS that are on a T+2 settlement cycle.
Standard Chartered Bank DIFC Bonds Private transfer process, Private transfer process, subject Kenya Branch Equities subject to NSE/CMA approval, to NSE/CMA approval, which Building 1, DIFC, 4th Floor Free Eventually other type of which takes roughly one month takes roughly one month to PO Box 999 instruments to complete. complete. Dubai Bonds Against UAE SD-2 (17:30) SD-2 (16:30) Equities Payment
28 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET) SCBLKENX Eventually other type of instruments
1 Kuwait Citibank, N.A. Kuwait Branch Bonds N/A N/A Ahmad Tower Corner of Arabian Gulf Street/AI Free & Against Mulla Street payment Sharq, P.O. Box 26027 Equities Safat 13121, Kuwait SD-2 (13:00) SD-2 (12:00) CITIKWKW
Against Latvia Swedbank AS Stock exchange trades Securities and Correspondent Payment Banking Services Liivalaia 8 15040 Tallinn SD (12:30) SD (11:30) Estonia Free & Against OTC trades Payment SWIFT: HABAEE2XXXX CSD of the delivering/receiving agent (PSET): LCDELV22XXX
Lithuania Swedbank AS Securities and Correspondent Against Stock exchange trades Banking Services Payment Liivalaia 8 15040 Tallinn ESTONIA SD (12:30) SD (11:30)
SWIFT: HABAEE2XXXX CSD of the delivering/receiving Free & Against agent (PSET): LCDELV22XXX OTC trades Payment
29 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Macedonia Citibank N.A. (via Citibank Global Window) Citigroup Centre 33 Canada Bonds & Equities Free SD-1 (11:00) SD-1 (10:00) Square Canary Wharf London E14 5LB
RZBAATWW Against Bonds & Equities SD-2 (13:30) SD-2 (12:30) CCSD of the delivering / receiving Payment agent (PSET): CDHVMK21
Bonds Malaysia Standard Chartered Bank Malaysia Berhad SD-1 (17:30) SD-1 (16:30) Equities Level 24, Equatorial Plaza, Free Jalan Sultan Ismail, Eventually other type of 50250 Kuala Lumpur N/A N/A Malaysia instruments Bonds SCBLMYKX
SD-2 (17:30) SD-2 (16:30) Equities Against Payment
Eventually other type of N/A N/A instruments
30 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET) Note: Please indicate the RENTAS Segregated Securities Account (SSA) number of the buying/selling counterparty of trades in field 97A under block REAG/DEAG of your MT54x SWIFT instructions, or under the section of REAG/DEAG of non-SWIFT instructions for trades executed on or after May 10, 2018. Please refer to the examples below:
:95P::REAG//COUNTERPARTY BIC :97A::SAFE//COUNTERPARTY SSA
Mauritius Standard Chartered Bank DIFC Branch Corporate Bonds & Equities Free N/A N/A Building 1, DIFC, 4th Floor PO Box 999 Dubai Corporate Bonds SD-2 (17:30) SD-2 (16:30) UAE Against Payment SCBLMUMU Equities SD-2 (17:30) SD-2 (16:30) Participant Code: SCB
Mexico Citibanamex Securities Services Actuario Roberto Medellín 800, 5° floor north Santa Fe, 01210, Álvaro Obregón Against Mexico City (CDMX), SD-1 (17:30) SD-1 (16:30) Payment Mexico Bonds and Equities
CITIUS33MER
Indeval number: Equities - 8499 Fixed Income - 8425 Free N/A N/A
Bonds Morocco Société Générale Marocaine de Equities Banques Free 55 Boulevard Abdel Moumen Eventually other type of SD-1 (10:30) SD-1 (09:30) 20100 Casablanca instruments MOROCCO Bonds Against Equities Payment
31 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET) SGMBMAMC Eventually other type of instruments
Namibia Citibank N.A. Equities & Fixed Income Free SD-3 (17:30) SD-3 (16:30) (via Citibank Global Window) Citigroup Centre 33 Canada Square Canary Wharf London, Against E14 5LB Equities & Fixed Income SD-3 (17:30) SD-3 (16:30) Payment SBNMNANX
CSD of the delivering / receiving agent (PSET): XNAMNAN1
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET)
32 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET)
Netherlands Citibank Europe Plc Bonds & Equities Free SD (17:00) SD (16:00) 1 North Wall Quay Dublin 1 Ireland
IBAN – IE02CITI99005128612907
CITTGB2L Against Bonds & Equities SD (15:00) SD (14:00) CSD of the delivering/receiving Payment Agent (PSET):
NECINL2AXXX
Participant Code: 186
NECICITTGB2LXXX000L10
33 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET) Bonds New Zealand Citibank N.A. New Zealand Equities Branch Free GPO Box 764G Eventually other type of Melbourne VIC instruments Australia Bonds
Equities SD-1 (16:30) SD-1 (15:30) SWIFT: CITINZ2X Against Payment NZCLEAR Eventually other type of
Participant Code: CNOM instruments Participant Name: Citibank Nominees (New Zealand) Ltd
Nigeria Standard Chartered Bank DIFC Bonds & Equities Free Not applicable Not applicable Branch Building 1, DIFC, 4th Floor PO Box 999 Dubai UAE Against Bonds & Equities SD-1 (15:30) SD-1 (14:30) Payment SCBLNGLA
Participant Code: SGNOM
Norway Danske Bank A/S Holmens Kanal 2 - 12 Bonds Free & DK - 1092 Copenhagen K Equities Against SD-1 (17:30) SD-1 (16:30) Denmark Eventually other type of Payment instruments DABADKKKCUS
34 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET) SD-2 (08:30) for all trades SD-2 (07:30) for all trades when SD is on Monday or when SD is on Monday or Standard Chartered Bank DIFC Sunday Sunday Equities (T+3) Branch SD-2 (17:30) for all trades SD-2 (16:30) for all trades when Building 1, DIFC, 4th Floor when SD is on Tuesday, SD is on Tuesday, Wednesday PO Box 999 Against Wednesday or Thursday or Thursday Oman1 Dubai Payment SD-2 (08:30) for all trades SD-2 (07:30) for all trades UAE when SD is on Monday or when SD is on Monday or Sunday Sunday Bonds (T+2) SCBLOMRX SD-2 (17:30) for all trades SD-2 (16:30) for all trades when when SD is on Tuesday, SD is on Tuesday, Wednesday Wednesday or Thursday or Thursday
Pakistan Standard Chartered Bank DIFC Branch Free Only off-exchange NCBO type. Only off-exchange NCBO type. Building 1, DIFC, 4th Floor PO Box 999 Bonds & Equities Dubai Against UAE SD-1 (10:30) SD-1 (09:30) Payment SCBLPKKX
Citibank N.A. Equities: N/A Equities : N/A (via Citibank Global Window) Bonds & Equities Free Fixed Income: SD-1 (17:00) Fixed Income: SD-1 (16:00) Citigroup Centre 33 Canada Square Canary Wharf Panama London Equities : SD-2 (17:00) Equities: SD-2 (16:00) E14 5LB Against Bonds & Equities Payment CITIPAPASFE Fixed Income : N/A Fixed Income : N/A
CSD of the delivering / receiving agent (PSET): CLVLPAP1
35 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET)
Peru Citibank del Perú S.A. Av. Canaval y Moreyra 480 4to Free SD (14:30) SD (13:30) Piso Bonds San Isidro Equities Lima 27 Eventually other type of instruments Against PERU SD-1 (17:30) SD-1 (16:30) Payment CITIUS33LIM
Bonds and other instruments SD-1 (17:30) SD-1 (16:30) Philippines Standard Chartered Bank (Philippine Branch) Free Equities SD-1 (10:00) SD-1 (09:00) 7/F, 6788 Ayala Avenue Makati City 1226 PHILIPPINES Bonds SD-2 (17:30) SD-2 (16:30) Against SCBLPHMM Equities and other instruments Payment SD-1 (10:00) SD-1 (09:00)
Fixed Income (interbank market) Poland Bank Polska Kasa Opieki S.A. Equities (off-market International Banking and Custody transactions) Free SD (16:30) SD (15:30) Department Fixed Income (WSE Ul Grzybowska 53/57 transactions) 00-950 Warsaw Free and POLAND T-Bills Against SD-1 (18:00) SD-1 (17:00)
Payment PKOPPLPWCUS Fixed Income (interbank market) Fixed Income (WSE Against SD-1 (18:00) SD-1 (17:00) transactions) Payment Equities (WSE transactions)
36 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET)
Portugal Citibank Europe plc 1 North Wall Quay Free & Against Dublin 1 Bonds & Equities SD (14:30) SD (13:30) Payment Ireland
CITIPTPXXXX
Qatar1 Standard Chartered Bank DIFC Branch Building 1, DIFC, 4th Floor PO Box 999 Free & Against TD+1 (14:00) TD+1 (13:00) Bonds and Equities Dubai Payment FOP only NCBO FOP only NCBO UAE
SCBLQAQX
Romania BRD - Groupe Societe Generale City Offices Building, 4th Floor, Sos Oltenitei, no. 2, sector 4, postal code 041312, Equities & Bonds (through CSD) Bucharest, Romania Free SD (15:30) SD (14:30) Governement Bonds (through BRDEROBUTIT NBR)
Participant code:
37 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET) "BRDE1" for SaFIR settlement system of the National Bank of Romania. Equities & Bonds (through CSD) SD-1 (17:30) SD-1 (16:30) "SG" for settlement at the CSD, "Depozitarul Central". Against Payment Governement Bonds (through SD (11:30) SD (10:30) NBR)
38 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET)
Bonds and Equities Russia Societe Generale, Rosbank Free SD (13:30) SD (12:30) (In order to Societe Generale Securities on NSD ensure high Services Russia safekeeping Mashi Poryvaevoy Street, 34, standards, 107078, enhance Moscow, Russia investor protection RSBNRUMMCUS against asset’s loss Against and minimize Bonds, Equities and other Payment in SD-1 (16:30) SD-1 (15:30) counterparty instruments on NSD risk, AIF and USD & RUB UCITS clients must only trade on a DVP/RVP basis in Russia)
Saudi HSBC Saudi Arabia Arabia1 7267 Olaya Road Al Murooj District Riyadh 12283-2255 KSA Against SD-2 (17:30) SD-2 (16:30) Payment SABBSARI Bonds and Equities
Free N/A N/A
39 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET)
Serbia Raiffeisen Bank International AG Am Stadtpark 9 Against 1030 Vienna Bonds / Equities SD-1 (10:30) SD-1 (09:30) Austria Payment
RZBSRSBGXXX
Bonds & Equities (Batch/RTGS) Singapore Standard Chartered Bank Free SD-1 (17:30) SD-1 (16:30) Other type of instruments 7 Changi Business Park Crescent, Level 3 Securities Bonds & Equities (Batch/RTGS) Against Services, Singapore 486028 Payment in SD-1 (16:30) SD-1 (15:30) Other type of instruments HKD, EUR, SCBLSG22XXX USD & SGD Note: RTGS option is not offered for lending transactions
Slovak Raiffeisen Bank International Free SD (17:00) SD (16:00) Republic AG Am Stadtpark 9 1030 Vienna Austria Equities & Bonds RZBAATWWXXX Against SD (15:00) SD (14:00) Payment CSD of the delivering / receiving agent (PSET): CSDSSKBAXXX
Participant Code: CDCP 990000000434
Bonds Slovenia Raiffeisen Bank International Free SD (17:00) SD (16:00) AG Equities
40 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET) Am Stadtpark 9 1030 Vienna Bonds Austria
RZBAATWWXXX Against SD (15:00) SD (14:00) Payment CSD of the delivering / receiving Equities agent (PSET): KDDSSI22XXX
Participant Code: KDD 10495511
Equities on-exchange SD-1 (10:30) SD – 1 (09:30) South Africa Standard Chartered Bank DIFC Branch Equities off-exchange SD-1 (08:30) SD – 1 (07:30) Building 1, DIFC, 4th Floor Bonds on-exchange SD-1 (15:30) SD – 1 (14:30) PO Box 999, Dubai, UAE
SCBLZAJ2XXX Free & Against Payment STRATE Business Partner ID: ZA100019 Bonds off-exchange SD- 1 (15:30) SD – 1 (14:30) Securities Account at STRATE for Equities: 20000240 Securities Account at STRATE for Bonds: 00153843
Bonds N/A. Free transfer between N/A. Free transfer between South Korea Standard Chartered Bank Korea different IRCs not permitted different IRCs not permitted Limited Free unless prior approval from FSS unless prior approval from FSS Equities 3F, 47 Jongno is obtained, generally due to is obtained, generally due to Jongro-gu change of custodian. change of custodian. Seoul Bonds Against SD-2 (17:30) SD-2 (16:30)
41 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET) 03160 Payment Korea Equities SD-1 (17:30) SD-1 (16:30)
SCBLKRSE
Bonds SD (14:30) SD (13:30) Free Spain Banco Inversis S.A. Equities SD (13:30) SD (12:30) Avenida de la Hispanidad, num 6 28042 Madrid
Participant Code CSD - 0232 Against Bonds & Equities SD (14:30) SD (13:30) INVLESMMXXX Payment CSD of the delivering/receiving Agent (PSET) IBRCESMMXXX
Sri Lanka Standard Chartered Bank (Sri N/A. Free transfer of shares N/A. Free transfer of shares between accounts is not between accounts is not Lanka Branch) permitted unless prior approval permitted unless prior approval 37 York Street Colombo 01 Equities Free is obtained. Free transfer is obtained. Free transfer Sri Lanka approval is usually sought approval is usually sought
where there is a change of where there is a change of SCBLLKLX custodian. custodian.
Against Equities SD-3 (17:30) SD-3 (16:30) Payment
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET)
Sweden Nordea Bank Abp, filial i Sverige Bonds & Equities Free SD (15:30) SD (14:30) Smålandsgatan 17 SE-105 71 NORDEA
42 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET) SWEDEN Against Bonds & Equities SD (10:30) SD (09:30) NDEASESSXXX Payment
Switzerland Credit Suisse AG, Bonds and Equities Free SD (17:00) SD (15:00) PO Box 100, CH-8070 Zurich, Switzerland
CRESCHZZ80A Against Bonds and Equities SD (12:30) SD (11:30) Payment Participants code: SIS BP ID: CH100164
Taiwan Standard Chartered Bank Free & Against Equities, Convertible Bonds SD-2 (17:30) SD-2 (16:30) (Taiwan) Limited Payment Room B, 7th Floor 168 Tun Hwa North Road Taipei 105 Taiwan
SCBLTWTPXXX Free & Against Government Bonds SD-1 (17:30) SD-1 (16:30) Payment Participant Code: 3330
43 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET)
Tanzania Standard Chartered Bank DIFC Equities & Bonds Free N/A N/A Branch Building 1, DIFC, 4th Floor Against PO Box 999 Equities SD-2 (17:30) SD-2 (16:30) Dubai Payment UAE Against Bonds N/A N/A SCBLTZTX Payment
Bonds SD-1 (10:00) SD-1 (09:00) Thailand Standard Chartered Bank (Thai) Equities SD-1 (08:30) SD-2 (17:00) Pcl Free Eventually other type of Securities Services N/A N/A 15th floor, Zone A instruments Building 3 Bonds SD-1 (10:00) SD-1 (09:00) 90 North Sathorn Road Equities SD-1 (08:30) SD-2 (17:00) Silom, Bangrak, Against Bangkok 10500 Payment THAILAND Eventually other type of N/A N/A instruments SCBLTHBX
Bonds Tunisia Societe Generale Securities Service UIB Tunisia Equities Free 10 rue d'Egypte, Tunis Belvedere, Eventually other type of instruments 1002, Tunis SD-3 (17:30) SD-3 (16:30) Tunisia Bonds
Equities Against UIBKTNTTXXX Payment Eventually other type of instruments
Bonds Free SD-1 (17:30) SD-1 (16:30) Equities
44 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET) Turkey Citibank A.S. Eventually other type of Allianz Tower, instruments Kucukbakkalkoy, Bonds Kayisdagi Cad No:1, Equities K:3 34752 Atasehir Against Istanbul, Turkey Eventually other type of Payment instruments CITITRIX
Equities & Bonds Free SD-1 (17:30) / Only NCBO SD-1 (16:30) / Only NCBO UAE - Abu Standard Chartered Bank DIFC SD-1 (10:30) (when trade date SD-1 (09:30) (when trade date Dhabi 1 Branch Equities and Bonds / Inter- (T) is Sunday to Tuesday) (T) is Sunday to Tueaday) Building 1, DIFC, 4th Floor Custodian Trades TD (17:30) (when trade date TD (16:30) (when trade date (T) PO Box 999 Against (T) is Wednesday or Thursday) is Wednesday to Thursday) Dubai Payment SD-1 (13:30) (when trade date SD-1 (12:30) (when trade date UAE Equities and Bonds / Non Inter- (T) is Sunday to Tuesday) (T) is Sunday to Tuesday) Custodian Trades TD (17:30) (when trade date TD (16:30) (when trade date (T) SCBLAEAD (T) is Wednesday to Thursday) is Wednesday to Thursday)
Equities & Bonds Free SD-1 (17:30) / Only NCBO SD-1 (16:30) / Only NCBO UAE - Dubai 1 Standard Chartered Bank DIFC SD-1 (10:30) (when trade date SD-1 (09:30) (when trade date Branch Equities and Bonds / Inter- (T) is Sunday to Tuesday) (T) is Sunday to Tueaday) Building 1, DIFC, 4th Floor Custodian Trades TD (17:30) (when trade date TD (16:30) (when trade date (T) PO Box 999 Against (T) is Wednesday or Thursday) is Wednesday to Thursday) Dubai Payment SD-1 (13:30) (when trade date SD-1 (12:30) (when trade date UAE Equities and Bonds / Non Inter- (T) is Sunday to Tuesday) (T) is Sunday to Tuesday) Custodian Trades TD (17:30) (when trade date TD (16:30) (when trade date (T) SCBLAEAD (T) is Wednesday to Thursday) is Wednesday to Thursday)
UAE - Standard Chartered Bank DIFC Equities & Bonds Free SD-1 (17:30) SD-1 (16:30) NASDAQ Branch Dubai Ltd 1 Building 1, DIFC, 4th Floor PO Box 999 Equities and Bonds / Inter- Against SD-1 (13:30) SD-1 (12:30) Dubai Custodian Trades Payment
45 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET) UAE Equities and Bonds / Non Inter- Against SD-1 (13:30) SD-1 (12:30) SCBLAEADDIF Custodian Trades Payment
Standard Chartered Bank DIFC Equities & Bonds Free N/A N/A Branch Building 1, DIFC, 4th Floor PO Box 999 Against Uganda Equities SD-2 (17:30) SD-2 (16:30) Dubai Payment UAE Against Bonds SD-2 (17:30) SD-2 (16:30) SCBLUGKA Payment
46 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET) Equities Free SD (14:00) SD (13:00) Ukraine JSC Citibank Corp & Govt Bonds, Equities (In order to 16-g Dilova Street (RVP/Receive) CASH Against SD (14:00) SD (13:00) ensure high Kiev 03150 PREFUNDING REQUIRED ON Payment safekeeping TD-1 (09:00) standards, CITIUAUK enhance investor Participant Code: 301648 protection against asset’s loss and minimises Corp & Govt Bonds, Equities Against counterparty SD (09:30) SD (08:30) risk, AIF and (DVP/Deliver) Payment UCITS clients must only trade on a DVP/RVP basis in Ukraine)
47 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET)
United VIDACOS Nominees Limited Kingdom Citibank N.A. London Branch Free SD (16:00) SD (15:00) Canada Square Bonds and Equities Canary Wharf London (To avoid incurring matching E14 5LB fines from CREST, UNITED KINGDOM instructions must be sent by
17:30 on SD-1) Against CITIGB2L SD (14:00) SD (13:00) Payment Participant Code CREST Trades: 19XJE
48 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET)
United The Bank of New York Mellon Free SD (16:30) SD (15:30) States 240 Greenwich Street New York, NY 10286 (Please note that there are IRVTUS3N restrictions related to Low Priced Securities or Penny Stocks, Cannabis- Related Business DTC ID (CRB) Non DTC ID Fixed Income Against securities and SD (17:30) SD (16:30) SEC Payment suspended securities. Our subcustodian does not accept free receives of Marijuana- related securities identified by the subcustodian)
49 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET)
Uruguay Citibank N.A. (via Citibank Global Window) Fixed Income Free SD (15 :00) SD (14 :00) Citigroup Centre 33 Canada Square Canary Wharf London E14 5LB Against Fixed Income SD-1 (17 :30) SD-1 (16 :30) ITAUUYMM Payment
CSD of the delivering / receiving agent (PSET): CBCUUYMM
Listed equities and listed Vietnam Standard Chartered Bank DIFC Free TD (17:00) TD (16:00) Only listed Branch corporate bonds equities and Building 1, DIFC, 4th Floor listed PO Box 999 Listed corporate bonds & corporate Dubai equities bonds UAE Against SD-2 (17:00) SD-2 (16:00) (recommended to advise Payment SCBLVNVX subcustodian with expected trade details prior to TD) Free & Against Other instrument types Not applicable Not applicable Payment
50 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Subcustodian Mailing/ Securities Settlements deadlines Securities Settlements deadlines Country Instrument Type Transaction S.W.I.F.T. Address for STP clients (CET) for non STP clients (CET)
WAEMU Equities & Bonds Free N/A N/A (West African Economic Standard Chartered Bank DIFC and Branch Monetary Building 1, DIFC, 4th Floor Union, PO Box 999 Dubai including Against UAE Equities SD-2 (15:00) SD-2 (14:00) Benin, Payment
Burkina SCB Cote D’Ivoire omnibus Faso, account at the depository - Guinea- Participant Code: 17446 Bissau, Ivory Coast, Mali, SCBLCIAB Niger, Against Senegal and Bonds SD-2 (15:00) SD-2 (14:00) Togo) Payment
Bonds Zambia Standard Chartered Bank DIFC Branch Free Only off-exchange NCBO type. Only off-exchange NCBO type. Building 1, DIFC, 4th Floor Equities PO Box 999 Dubai Bonds SD-2 (13:30) SD-2 (12:30) UAE Against Payment Equities SD-1 (08:30) SD-2 (17:30) SCBLZMLX
1. Weekend is Friday and Saturday, however, trading for equities and Fixed Income will be conducted Sunday through to Thursday. Cash and Securities settlement can take place every day, excluding Sunday, as agreed by the parties. Trades due for settlement on a Sunday will be posted to the client account on the following Monday. 2. Weekend is Thursday and Friday 3. Settlement cycles: Sunday to Thursday: two clearing cycles every day, one at 10:30 and one at 16:45 in the morning and one in the afternoon. Friday: two clearing cycles at 10:30 and 14:00. (For securities lending and borrowing, loan recalls would not be issued on a Sunday)
51 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule A Settlement Timeframes and Account Locations
Market deadlines: TASE systems close at 18:00 (Sunday to Thursday) and at 11:00 on Friday. Citibank deadlines: Trades matched at SD-1 will settle on SD 10:30, any failed trades will automatically settle at 16:45. SD-1 trades must be correctly received prior to 16:00. In addition, under best effort basis, trade matching can happen until 13:30 SD. Trades with same day settlement will settle on the second cycle at 16:45. 4. Early closing when the day preceding is a bank holiday. 5. Sale and purchase settlement instructions can settle in the optional settlement cycle, provided that each respective party flags its instruction to be eligible in this optional settlement cycle. Fund managers sending their instructions to RDIS after the mandatory settlement cycle deadline, but before the optional settlement cycle deadline, must ensure that their counterparties have flagged their instructions for settlement in the optional settlement cycle. If a sales transaction fails for settlement in the optional settlement cycle because the counterparty did not flag its instruction for settlement in the optional settlement cycle, RDIS reserves the right to claim the counterparty for late settlement. If the counterparty would refuse to pay such claim, RDIS reserves the right to rebook the sale in ASDA in the client’s cash account. 6. Cancellations deadlines may vary depending on the country. All instructions received after deadlines will be processed best possible value. Amendments and cancellation will be treated on a best effort basis.
All deadlines are given under condition that there is sufficient amount of corresponding currency at client's cash account.
52 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule B Clean Cash Payments & Foreign Exchanges
Clean Cash Payments in Major Currencies:
Instructions and Timeframes
Outgoing payment instructions and incoming payment advices are expressed in “business day” and are subject to local currency holidays.
RBC Investor & Treasury Services’ main Cash Correspondents for Treasury and Commercial Payments
For Commercial payments, SWIFT/BIC CODE: FETALULLISV
For Treasury payments, SWIFT/BIC CODE: FETALULL
RBC Investor & Treasury Services’ major currencies’ deadlines to instruct cash instruction are detailed below.
RBC Investor & Treasury Correspondent Bank RBC Investor & RBC Investor & Treasury Services Services cut off Currency Name / SWIFT Treasury Services cut External Account Number / IBAN SWIFT/Investor Services Address off Manual (CET) Online (CET)
Standard Chartered AED1 IBAN: Bank Dubai value date-1 (17:30) value date-1 (16:30) UAE dirham AE260440000002209946901 SCBLAEAD
AUD2 HSBC Bank Australia Australian Limited 011-280740-041 value date-1 (16:30) value date-1 (15:30) Dollar HKBAAU2S
CAD RBC Investor Canadian Services Trust 09591-102-351-4 value date (16:30) value date (15:30) Dollar ROYCCAT2
CHF3 Credit Suisse AG IBAN: CH7504835181594303000 value date (12:30) value date (11:30) Swiss Franc CRESCHZZ80A SIC Participant number: 4835
CNY4 Standard Chartered Chinese Yuan Bank (Hong Kong) 44709455634 value date-1 (17:30) value date-1 (16:30) (Offshore) Limited SCBLHKHH Raiffeisen Bank Account with Institution: International AG IBAN: CZK CZ3455000000009100006101 value date (10:00) value date (09:00) Czech Koruna Intermediary: RZBCCZPPXXX Beneficiary Institution: IBAN: AT88 3100 0088 5507 3068 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule B Clean Cash Payments & Foreign Exchanges
RBC Investor & Treasury Correspondent Bank RBC Investor & RBC Investor & Treasury Services Services cut off Currency Name / SWIFT Treasury Services cut External Account Number / IBAN SWIFT/Investor Services Address off Manual (CET) Online (CET) Account with Institution: IBAN: CZ34550000000091 00006101 RZBAATWWXXX
Beneficiary Institution: IBAN: AT88 3100 0088 5507 3068
Danske Bank A/S, DKK Copenhagen IBAN: DK1530003996042952 value date (10:00) value date (09:00) Danish Krone DABADKKK
EUR5 Deutsche Bank AG IBAN: DE84500700100938036100 value date (16:00) value date (15:00) Euro DEUTDEFF
Sort Code: 18-50-08 GBP Citibank NA London. ACC: GBP 18310971 value date (15:30) value date (14:30) British Pound CITIGB2L IBAN: GB34CITI18500818310971
Standard Chartered HKD Bank (Hong Kong) Hong Kong 44709455618 value date-1 (17:30) value date-1 (16:30) Limited Dollar SCBLHKHH Raiffeisen Bank International AG
Intermediary: UBRTHUHBXXX
Account with Institution: Account with IBAN: HUF Institution: HU1312002102000000650040000 Hungarian IBAN: value date (10:00) value date (09:00) 5 Forint HU13120021020000
006500400005 Beneficiary Institution: RZBAATWWXXX IBAN: AT43 3100 0098 5507 3068
Beneficiary Institution: IBAN: AT43 3100 0098 5507 3068
Citibank N.A., Tel ILS Aviv IBAN: IL280220010000620121002 value date (09:00) value date-1 (16:30) Israeli Shekel CITIILIT
54 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule B Clean Cash Payments & Foreign Exchanges
RBC Investor & Treasury Correspondent Bank RBC Investor & RBC Investor & Treasury Services Services cut off Currency Name / SWIFT Treasury Services cut External Account Number / IBAN SWIFT/Investor Services Address off Manual (CET) Online (CET)
Citibank Japan Ltd, JPY Tokyo 0222294401 value date-1 (16:30) value date-1 (15:30) Japanese CITIJPJT Yen
Société Générale MAD Marocaine de Morocco 001600088561 VD-1 (08:00) VD-1 (07:00) Banques Dirham SGMBMAMC
MXN Citibanamex, México 230288003 value date (16:30) value date (15:30) Mexican Peso CITIUS33MER
Danske Bank Oslo
Intermediary Beneficiary Institution Account NOK DABANO22 Number: Norwegian value date (11:30) value date (10:30)
Krone Account with IBAN: DK9630003996091449 Institution DABADKKK
NZD Citibank N.A. New New Zealand Zealand Branch 6080006 value date-1 (16:30) value date-1 (15:30) Dollar CITINZ2X
Bank Pekao SA, PLN IBAN: Warsaw value date (10:00) value date (09:00) Polish Zloty PL80124000013126016111120301 PKOPPLPW Standard Chartered Bank, Qatar
Intermediary
QAR SCBLQAQX IBAN: Value date-1 (17:30) Value date-1 (16:30) Qatar Rial AE680440006102209947101 Account with Institution SCBLAEADDIF
RON BRD - Groupe New IBAN: Societe Generale value date (11:30) value date (10:30) Romanian RO56BRDE427SV00486104270 BRDEROBU Leu RBCIS account with ROSBANK: 30111810300000022157 RUB8,9 Societe Generale RBCIS INN9909201455 Russian Securities Services value date-1 (16:00) value date-1 (15:00) Ruble RSBNRUMM ROSBANK BIK code and account with Central Bank : BIK044525256/ 30101810000000000256
55 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule B Clean Cash Payments & Foreign Exchanges
RBC Investor & Treasury Correspondent Bank RBC Investor & RBC Investor & Treasury Services Services cut off Currency Name / SWIFT Treasury Services cut External Account Number / IBAN SWIFT/Investor Services Address off Manual (CET) Online (CET)
SEK SEK Nordea Bank Swedish IBAN: value date (14:00) value date (13:00) NDEASESSXXX Krona SE5530000000039527710189
Standard Chartered SGD Bank (Singapore) Singapore 0105724033 value date-1 (16:30) value date-1 (15:30) Limited Dollar SCBLSG22XXX
Standard Chartered THB10 Bank, Bangkok 00100675972 value date-1 (10:30) value date-1 (09:30) Thai Baht SCBLTHBX
Societe Generale TND Securities Service IBAN: Tunisian value date-3 (17:30) value date-3 (16:30) UIB Tunisia TN5912060000005100107628 Dinar UIBKTNTTXXX
Account Number: 0070007029 IBAN: TR740009200000000070007029 Citibank N.A., Currency: TRY TRY Istanbul value date (10:00) value date (09:00) Turkish Lira CITITRIX Account Number: 0070007037 IBAN: TR520009200000000070007037 Currency: EUR
USD11 Citibank New York 36249035 value date (18:00) value date (17:00) US Dollar CITIUS33
Beneficiary Institution Account Number: 01209943501 IBAN: AE450440001701209943501
Additional information: Standard Bank of South Africa Limited Example cash wording for beneficiaries with account at RBC Intermediary IS Bank Luxembourg ZAR SBZAZAJJ Please pay ZAR [amount] direct via South African value date (10:00) value date (09:00) MT103 to RBC Investor Services Rand Account with Bank SA (FETALULL) for credit Institution beneficiary account. SCBLAEADDIF Field 54 = SCBLAEADDIF Field 57 = /01209943501 FETALULL Field 59 = beneficiary details with a linked cover message (MT202COV) via your correspondent bank to Standard Bank of South Africa Limited (SBZAZAJJ)
56 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule B Clean Cash Payments & Foreign Exchanges
RBC Investor & Treasury Correspondent Bank RBC Investor & RBC Investor & Treasury Services Services cut off Currency Name / SWIFT Treasury Services cut External Account Number / IBAN SWIFT/Investor Services Address off Manual (CET) Online (CET) Field 56 = SBZAZAJJ Field 57 = SCBLAEADDIF Field 58 = /01209943501 FETALULL
1. Market and currency closed on Friday. Cut off for payments/receipts with SD on Sundays is Wednesday 17:30 CET for STP, 16:30 CET for NON-STP 2. AUD: BSB code is 342-011 3. CHF: Credit Suisse is direct Swiss Interbank Clearing (SIC) member SIC clearing number 4835 (Credit Suisse). Bic code of SIC is TKZHCHZZ 4. CNY: Care should be taken as this relates to CNH/CNY trading and settling offshore in Hong Kong with Hong Kong & Shanghai 5. EUR: Deutsche Bank is direct participant EBA Clearing and Target 6. Provision of services currently suspended 7. Restricted service 8. Cash wire instruction must bear VO code: code and description of payment purpose, to comply with currency control requirements KIO code: Recipient Tax ID BIK code: Local Bank identification code 9. Market practice is for CBR participants to use 4th clearing session as a default session for standard payment processing. This is also the last opportunity for participants to manage their liquidity with same day value and to post appropriate reserves as per Central Bank requirements. Therefore incoming payments, even preadvised, received during 5th clearing session are booked to account on VD+1 with value date VD+1 10. NRBS account (Non-resident Baht Account for Securities): Cash must be linked to securities activity only 11. USD: ABA 021000089 or Chips routing 0008 12. The above deadlines are reduced by 4 working hours at least in case of half-day holiday or reduced working hours announced by the local agent in respective local market.
57 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule B Clean Cash Payments & Foreign Exchanges
Clients are advised by their Client Representative, Transaction Management about RBC Investor & Treasury Services’ cash payments deadlines with distinction between STP and non-STP deadlines.
Instructions for outgoing payments received within deadlines and which contain all relevant information will be processed good value. All instructions received after deadlines will be processed best possible value. Amendments and cancellation will be treated on a best effort basis.
Incoming payments received within RBC Investor & Treasury Services’ deadlines and processed STP are credited on client’s account good value.
Non-Full STP incoming payment messages containing the relevant information on the final beneficiary and received within the RBC Investor & Treasury Services deadlines will be credited on the client’s account good value on a best effort basis.
Manual incoming payment messages not containing the relevant information on the final beneficiary and received within the RBC Investor & Treasury Services deadlines are manually treated, and will be credited on the client’s account the next value date following the receipt by RBC Investor & Treasury Services of all relevant information.
Subject to pre-agreement with RBC Investor Services Bank, the payment ordering party may also pre-advise RBC Investor & Treasury Services on incoming payment via MT210 correctly formatted (see Cash instruction format) to ensure the application of good value. For MT210 received within RBC ISB cash cut-off time and linked payment confirmed as received at the latest the next day following value date, cash is credited onto client’s account with pre-advised value date.
If payment is not confirmed as received, client is contacted and is required to conduct further investigation. A new deadline is fixed for the client to revert by (usually same working day); if no answer is received by RBC Investor Services Bank within this new deadline, the pre-advice MT210 received is considered as null and voided. Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule B Clean Cash Payments & Foreign Exchanges
Cash Instruction format
MT103 FOR INCOMING CASH PAYMENTS
> 20 :SENDER'S REF. > 23B BANK OPERATION CODE > 32A VALUE DATE/CURR./ AMOUNT > 50K ORDERING CUSTOMER - NAME & ADDRESS > 52A DRAWER BANK SWIFT CODE > 56 A BENEFICIARY BANK CORRESPONDANT SWIFT CODE > 57 A BENEFICIARY BANK SWIFT CODE > 59 BENEFICIARY CUSTOMER ACCOUNT AND NAME , NAME AND ADDRESS* > 70 REMITTANCE INFORMATION > 71A DETAILS OF CHARGES
* Address is mandatory in Canadian payments
> MT202 FOR INCOMING CASH PAYMENTS
> 20 : TRANSACTION REF. NB. > 21: RELATED REF. > 32A: VALUE DATE, CURR. CODE, AMOUNT > 52D: ORDERING INSTITUTION > 56 A BENEFICIARY BANK CORRESPONDANT SWIFT CODE > 57 A BENEFICARY BANK SWIFT CODE > 58 D BENEFICIARY IBAN ACCOUNT AND ACCOUNT NAME OR 58 A FINAL BENEFICIARY BANK SWIFT CODE > 72 SENDER TO RECEIVER INFORMATION INTRODUCE BY /BNF/ > MT210 TO PRE ADVISE INCOMING FUNDS
> 20 : TRN REF OF THE REMITTER > 25: BENEFICIARY PTG NUMBER FOR EXAMPLE /PTG..... > 30 : VALUE DATE (YYMMDD) > 21: TRN OF THE MT202 OR MT103 ( THE PAYMENT REF ) > 32B :CURRENCY AND AMOUNT > 52A REMITTER SWIFT CODE > 56A RBC INVESTOR & TREASURY SERVICES CASH CORRESPONDANT SWIFT CODE >
> MT202 PAYMENT ORDER
> 21: TRN > 32 A : VALUE DATE) - CURRENCY - AMOUNT > 52 A : SWIFT CODE OF THE REMITTER > 53 B : PTG OR ACCT NUMBER FROM WHERE THE FUNDS WILL BE DEBITED FOR EXAMPLE > 56 A INTERMEDIARY BANK SWIFT CODE (FIELD COMPULSORY FOR ALL CURRENCIES EXCEPT EUR and CHF ) > 57 A BENEFICIARY BANK SWIFT CODE > 58 D /(ACCOUNT NUMBER AND ACCT NAME) OR 58 A (WITH BIC CODE ) > 72 /BNF/ ..... SENDER TO RECEIVER INFORMATIONS
S.W.I.F.T. is RBC Investor & Treasury Services’ preferred mean of receiving cash instructions (MT103, MT202, MT210)
59 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule B Clean Cash Payments & Foreign Exchanges
Cash Payments and Foreign Exchange Transactions in Other Currencies
The below table details the currencies where clean cash instructions (inbound or outbound) and third party foreign exchange transactions are not supported. Any such instruction received involving a currency on the table will not be validated and processed.
Currency name Currency Code
Argentina Peso ARS Bosnia Herzegovina Conv. Mark BAM
Bulgaria Lev BGN
Bangladesh Taka BDT Bahrain Dinar BHD Brazil Real BRL
Botswana Pula BWP Chinese Yuan Renminbi - Onshore CNY Chile Peso CLP Colombia Peso COP Costa Rican Colon CRC Egypt Pound EGP Georgian Lari GEL
Ghana Cedi GHS Croatia Kuna HRK Indonesia Rupiah IDR India Rupee INR Iceland Krona ISK Jamaican dollar JMD Jordan Dinar JOD
Kenyan Shilling KES South Korea Won KRW Kuwait Dinar KWD Kazakhstan Tenge KZT
Sri Lanka Rupee LKR
Macedonian denar MKD Mauritius Rupee MUR
Malaysia Ringgit MYR
Namibia Dollar NAD Nigeria Naira NGN
60 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule B Clean Cash Payments & Foreign Exchanges
Currency name Currency Code
Oman Rial OMR Peru Sol PEN
The Philippines Peso PHP Pakistan Rupee PKR Saudi Riyal SAR Serbia Dinar RSD Taiwan Dollar TWD Tanzanian shilling TZS
Ugandan shilling UGX Ukraine Hryvnia UAH Uruguay Peso UYU Vietnam Dong VND WAEMU - The West African CFA franc XOF Zambia Kwacha ZMW
The below table details the currencies where third party foreign exchange transactions are not supported. Any such instruction received involving a currency on the table will not be validated and processed.
Currency name Currency Code
Qatar Rial QAR
Thailand Baht THB
61 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule C Registration Details
It is RBC Investor & Treasury Services policy to register all securities in nominee name or in client name if the market dictates. All account holding details apply to both equity and bond holdings, unless otherwise indicated.
Securities traded on secondary markets or subject to restriction, are serviced on a best efforts basis.
Country Account Holding Details – Subcustodian Account Holding Details - Depository Investor Services Bank S.A. - sub a/c Name of RBC Investor Services Bank S.A. - sub a/c Argentina Fund + Sub-Fund (if applicable) Name of Fund + Sub-Fund (if applicable) RBC Investor Services Bank S.A. – Omnibus Australia HSBC Custody Nominees (Australia) Limited Account (*) RBC Investor Services Bank S.A. – Omnibus Austria Raiffeisen Bank International AG Account (*) Bahrain RBC IST – Client A/C Account in the name of the beneficial owner RBC Investor Services Bank S.A. – sub a/c RBC Investor Services Bank S.A. – sub a/c Bangladesh Name of Fund (without mentioning the name Name of Fund + Sub-Fund (if applicable) of the sub-fund) RBC Investor Services Bank S.A. - Omnibus Belgium Citibank Europe PLC Dublin Account (*) Bermuda RBC Investor Services Bank - Client Account Wilson & Co Bosnia & RBC Investor Services Bank S.A. – sub a/c Account in the name of beneficial owner Herzegovina Name of Fund + Sub-Fund (if applicable) CSDC: Standard Chartered Bank Nominees (Pty) Ltd, underlying client name (beneficial RBC Investor Services Bank S.A. – sub a/c Botswana owner) Name of Fund + Sub-Fund (if applicable) BoB: 30050-2 Standard Chartered Bank: Customer B3 - BM&F BOVESPA Segment – formerly CBLC: Equities are registered in the name of the Beneficial Owner/Fund.
B3 – CETIP Segment (Depository for Fixed Income): Corporate/Government Bonds are RBC Investor Services Bank S.A. – sub a/c registered in the name of the local Brazil Name of Sub-Fund or Entity Level custodian/local bank’s omnibus account name on behalf of the client.
SELIC (Depository for Government Fixed Income): Government Bonds are registered in the name of the local custodian/local bank’s omnibus account name on behalf of the client. RBC Investor Services Bank S.A. – sub a/c Bulgaria In the name of Sub-Fund / beneficial owner Name of Fund + Sub-Fund (if applicable) RBC Investor Services Bank S.A. – Omnibus Canada Royal Bank of Canada Account (*)
RBC Investor Services Bank S.A. – sub a/c Banco de Chile por cuenta de terceros no Chile Name of Fund + Sub-Fund (if applicable) residents, which translates to “Banco de Chile on behalf of third parties non-resident” RBC Investor Services Bank S.A. – sub a/c China (Shanghai) Under the name of the Investor code Name of Fund + Sub-Fund (if applicable) RBC Investor Services Bank S.A. – sub a/c China (Shenzhen) Under the name of the Investor code Name of Fund + Sub-Fund (if applicable) Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule C Registration Details
Country Account Holding Details – Subcustodian Account Holding Details - Depository RBC Investor Services Bank S.A. – Omnibus Clearstream Dependant on underlying market Account (*) RBC Investor Services Bank S.A. – sub a/c Colombia Name of Sub-Fund Name of Fund + Sub-Fund (if applicable) Citibank NA London – RBCISB – Beneficial Costa Rica Citibank NA – clients account Owner RBC Investor Services Bank S.A. – sub a/c Croatia Account in the name of Beneficial Owner Name of Fund + Sub-Fund (if applicable) Cyprus Account in the name of Beneficial Owner Account in the name of Beneficial Owner RBC Investor Services Bank S.A. – sub a/c Czech Republic RBC Investor Services Bank S.A. Name of Fund + Sub-Fund (if applicable) RBC Investor Services Bank S.A. – Omnibus RBC Investor Services Bank S.A. – Omnibus Denmark Account (*) Account (*) RBC Investor Services Bank S.A. – sub a/c Egypt In the name of Name of Sub-Fund Name of Fund + Sub-Fund (if applicable) RBC Investor Services Bank S.A. Client Estonia RBC Investor Services Bank S.A. Omnibus Account RBC Investor Services Bank S.A. – Omnibus Nordea Bank Abp, Suomen Sivuliike, which Finland Account (*) translates to “nominee registration custodian” RBC Investor Services Bank S.A. – Omnibus France Citibank Europe plc Account (*) Georgia Account in the name of Beneficial Owner Bank of Georgia for clients RBC Investor Services Bank S.A. – Omnibus Germany Citibank Europe PLC Dublin Account (*) Standard Chartered Nominee Ghana / RBC RBC Investor Services Bank S.A. – sub a/c Ghana Investor Services Bank S.A. – sub a/c Name Name of Fund + Sub-Fund (if applicable) of Sub-Fund Equities and Corporate Bonds: Account in the name of the Beneficial Owner Greece(***) Account in the name of Beneficial Owner Government Bonds: held in the agent omnibus account ‘EU residents’ HKSCC - Standard Chartered Bank (Hong Kong) Limited RBC Investor Services Bank S.A. – Omnibus Hong Kong Account (*) CMU - Standard Chartered Bank (Hong Kong) Limited RBC Investor Services Bank S.A. – sub a/c Hungary RBC Investor Services Bank S.A. Name of Fund + Sub-Fund (if applicable) Iceland Account in the name of the Beneficial Owner Account in the name of the Beneficial Owner
India Account in the name of Beneficial Owner Account in the name of Beneficial Owner RBC Investor Services Bank S.A. – sub a/c RBC Investor Services Bank S.A. – sub a/c Indonesia Name of Fund + Sub-Fund (if applicable) Name of Fund + Sub-Fund (if applicable)
63 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule C Registration Details
Country Account Holding Details – Subcustodian Account Holding Details - Depository For Irish domestic securities Trades executed via LSE/UK MTF (CDIs) – Vidacos Nominees Limited: RBC Investor Services Bank S.A. – Omnibus Account * Ireland Euroclear Nominees Ltd Irish domestics securities executed via Euronext Dublin/ EU MTF – Euroclear Bank SA/NV: RBC Investor Services Bank S.A. Irish Securities Omnibus account * Registered under the name of one of the four nominee companies where stocks are RBC Investor Services Bank S.A. – sub a/c Israel deposited. Tel Aviv Stock Exchange Clearing Name of Fund + Sub-Fund (if applicable) House (TASECH) manages registration records Italy RBC Investor Services Bank S.A. Citibank Europe plc RBC INVESTOR SERVICES BANK, clients Scotia Investments Jamaica Limited on behalf Jamaica account of third parties RBC Investor Services Bank S.A. - Omnibus Account Citibank, N.A. Tokyo Branch – Customer Japan Except for JGBs: RBC Investor Services Bank Account S.A sub a/c name of Fund + Sub-Fund (if applicable) Jordan RBC IS Bank – name of beneficial owner Account in the name of Beneficial Owner RBC Investor Services Bank S.A. – sub a/c Kazakhstan Account in the name of beneficial owner Name of Fund + Sub-Fund (if applicable) CDSC Standard Chartered Kenya Nominees Limited a/c (client segregated securities account number) RBC Investor Services Bank S.A. – sub a/c Kenya Name of Fund + Sub-Fund (if applicable) CBK for Government Bonds only Standard Chartered Bank Kenya Limited Client account number)Account a/c (client segregated securities Kuwait RBCBANK – Name of Beneficial Owner Account in the Name of Beneficial Owner RBC Investor Services Bank S.A. Client Latvia Swedbank AS Omnibus Account RBC Investor Services Bank S.A. – sub a/c Lithuania Swedbank AB Name of Fund + Sub-Fund (if applicable) RBC Investor Services Bank S.A. – sub a/c RBC Investor Services Bank S.A. – sub a/c Luxembourg Name of Fund + Sub-Fund (if applicable) Name of Sub-Fund Macedonia Account in the name of Beneficial Owner Account in the name of Beneficial Owner
64 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule C Registration Details
Country Account Holding Details – Subcustodian Account Holding Details - Depository Equities (Bursa Malaysia): Cartaban Nominees (Asing) Sdn Bhd for Exempt AN For RBC Investor Services Bank S.A. – sub a/c Name of Fund + Sub-Fund (if RBC Investor Services Bank S.A. – sub a/c Malaysia applicable) Name of Fund + Sub-Fund (if applicable) Non-exchange Traded Fixed Income Securities (including Government Bonds) (Bank Negara): Account in the name of the beneficial owner RBC Investor Services Bank S.A. – sub a/c RBC Ivestor Services Bank a/c Name of Sub- Mauritius Name of Fund + Sub-Fund (if applicable) Fund RBC Investor Services Bank S.A. – Omnibus Banamex, México on behalf of RBC Investor Mexico Account (*) Services Bank. RBC Investor Services Bank S.A. – sub a/c Morocco SGMB – Client Assets Name of Fund + Sub-Fund (if applicable) Equity and Corporate bonds – Standard Bank Namibia Nominees (Pty) Ltd – RBC Investor Not applicable – no Central Depository Namibia Service Bank SA- Client Account Note: Treasury Bills are held at Bank of Government Bonds – Standard Bank Namibia Namibia via a Book Entry system Nominees (Pty) Ltd RBC Investor Services Bank S.A. – Omnibus Netherlands Citibank Europe PLC Dublin Account (*) RBC Investor Services Bank S.A. – Omnibus New Zealand Citibank Nominees (New Zealand) Ltd Account (*) Nigeria RBC Bank: client account RBC Bank: client account RBC Investor Services Bank S.A. – Omnibus RBC Investor Services Bank S.A. – Omnibus Norway Account (*) Account Oman RBC IST – Client A/C Beneficial owner
Pakistan Account in the name of Beneficial Owner Account in the name of Beneficial Owner RBC INVESTOR SERVICES BANK, clients Panama Citibank N.A. - Sucursal Panamá account RBC Investor Services Bank S.A. – sub a/c Peru Name of Sub-Fund Name of Fund + Sub-Fund (if applicable) Philippines Depository and Trust Corp (PDTC) Equities & Corporate Bonds - Standard Chartered Bank RBC Investor Services Bank S.A. – sub a/c Philippines Name of Fund + Sub-Fund (if applicable) Bureau of Treasury (BoT) Government Securities - Standard Chartered Bank Securities Services Dept RBC Investor Services Bank S.A. – sub a/c Poland Bank Pekao SA – clients account Name of Fund + Sub-Fund (if applicable)
65 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule C Registration Details
Country Account Holding Details – Subcustodian Account Holding Details - Depository RBC Investor Services Bank S.A. – Omnibus Account (*)
Additional Account Information: Please note that where RBC Investor & Treasury Services are unable to identify the beneficial owner of an account, for example Portugal where client has opted not to receive a tax Citibank Europe plc – Omnibus Account service, by default 35% will be applied. Clients who believe they are eligible to suffer 25% WHT but do not have a valid Tax Questionnaire in place should contact their RBC Investor & Treasury Services representative and arrange for a Tax Questionnaire to be completed. Qatar RBC BNK / beneficial owner's name Account in the name of beneficial owner RBC Investor Services Bank S.A. – sub a/c BRD - Groupe Societe Generale - Clients RBC Romania Name of Fund + Sub-Fund (if applicable) Investor Services Bank S.A./Client Account With the CSD: securities are registered in the name of subcustodian (PJSC ROSBANK Sub-fund, per lieu of deposit; under main Nominee) Russia account RBC Investor Services Bank (Luxembourg) For non-NSD eligible securities, RBC I&TS can open registrar accounts and facilitate settlement given one week’s notice. Saudi Arabia RBC-B-Client Name Account in the name of Beneficial Owner RBC Investor Services Bank S.A. – sub a/c Account in the name of beneficial owner / sub Serbia Name of Fund + Sub-Fund (if applicable) fund Equities (Central Depository): Raffles Nominee S/A - RBC Investor Services Bank S.A. – RBC Investor Services Bank S.A. – Omnibus Singapore Omnibus Account Account (*) Government Bond (MAS): Standard Chartered Bank (S) Ltd RBC Investor Services Bank S.A. – sub a/c Slovak Republic RBC Investor Services Bank S.A. Name of Fund + Sub-Fund (if applicable) RBC Investor Services Bank S.A. – sub a/c Slovenia RBC Investor Services Bank S.A. Name of Fund RBC Investor Services Bank S.A -Client Standard Chartered Bank Nominees South South Africa Account Africa Proprietary Limited (RF) (Pty) Ltd Standard Chartered Bank Korea Limited – South Korea Account in the name of Beneficial Owner Client Assets Account Spain RBC Investor Services Bank Clients Account Banco Inversis Third Parties Account RBC Investor Services Bank S.A. – sub a/c RBC Investor Services Bank S.A. – sub a/c Sri Lanka Name of Fund + Sub-Fund (if applicable) Name of Sub-Fund Equities - NORDEA BANK ABP, FILIAL I SVERIGE FÖR KUNDERS RÄKNING RBC Investor Services Bank S.A. – Omnibus Sweden Bonds - RBC Investor Services Trust clients Account (*) a/c - Nordea Bank Abp, i ägares ställe (please note the RBC client name may be shortened due to character limitations at the CSD) RBC Investor Services Bank S.A. – Omnibus Switzerland Credit Suisse Zurich Account (*)
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Schedule C Registration Details
Country Account Holding Details – Subcustodian Account Holding Details - Depository
Taiwan Account in the name of Beneficial Owner Account in the name of Beneficial Owner
Tanzania Account in the name of Beneficial Owner Account in the name of Beneficial Owner RBC Investor Services Bank S.A. – sub a/c Standard Chartered Bank (Thai) Public Thailand Name of Fund + Sub-Fund (if applicable) Company Limited Client Account RBC Investor Services Bank S.A – sub a/c Tunisia UIB - Free foreign assets Name of Fund + Sub Fund (if applicable) RBC Investor Services Bank S.A. – sub a/c RBC Investor Services Bank S.A. – sub a/c Turkey Name of Fund + Sub-Fund (if applicable) Name of Sub-Fund RBC Investor Services Bank S.A – Beneficial UAE - Abu Dhabi Account in the name of the beneficial owner owner RBC Investor Services Bank S.A – Beneficial UAE - Dubai Account in the name of the beneficial owner owner UAE - NASDAQ RBC Investor Services Bank S.A – Beneficial Account in the Name of Beneficial Owner Dubai Ltd owner Uganda Account in the name of Beneficial Owner Account in the name of Beneficial Owner Account in the name of Beneficial Owner Ukraine JSC Citibank (Name of Fund + Sub-Fund, if applicable) (**) RBC Investor Services Bank S.A. - Omnibus Account (RBC Investor & Treasury Services United Kingdom has several omnibus accounts opened with Vidacos Nominees Limited ac RBC subcustodians, depending on Tax status and Nationality of clients) RBC Investor Services Bank S.A. – Omnibus DTC - CEDE & Co. United States Account (*) Physical - Hare & Co Equities are issued in physical certificates, and since there is no Central Securities Depository, the verification of their authenticity RBC Investor Services Bank S.A. – sub a/c is not possible. Uruguay Name of Fund + Sub-Fund (if applicable) Government bonds/debts are issued in dematerialized form, and kept at the Central Bank of Uruguay under the account of the subcustodian.
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Schedule C Registration Details
Country Account Holding Details – Subcustodian Account Holding Details - Depository SC Bank Vietnam Ltd – Foreign Customers At the Vietnam Securities Depository (VSD) level, 3 omnibus accounts are in the name(s) of: (1) " SC Bank Vietnam Ltd – Foreign Customers"; or (2) " SC Bank Vietnam Ltd – Local Customers"; or Vietnam Account in the name of Beneficial Owner (3) " SC Bank Vietnam Ltd – Proprietary Trading". The assets of all offshore investors are registered/booked under the account " SC Bank Vietnam Ltd – Foreign Customers" at the VSD. These assets at the VSD are segregated by the Securities Trading Code (STC) assigned to each investor. Standard Chartered Bank CI Conservateur WAEMU Account in the name of Beneficial Owner Clients Hors UEMOA LuSE Standard Chartered Zambia Securities RBC Investor Services Bank S.A. – sub a/c Zambia Services Nominees Limited – A/C Number Name of Fund + Sub-Fund (if applicable) BoZ SCZSS Nominees Ltd - RBC
(*) RBC Investor & Treasury Services has several omnibus accounts opened with subcustodians, depending on Tax status and Nationality of clients.
(**) Ukraine - only in the internal custody system of PJSC Citibank for operational purposes only. Sub-accounts cannot be opened at market level.
(***)Note: For equities, regardless of the “level” the account is opened (end beneficiary or higher/omnibus level OR combination of fund manager + fund / sub-fund), the ATHEXCSD treats all securities accounts as end beneficiary accounts. For government bonds, local sub- custodian maintains an omnibus account at Bank of Greece (BoG) for all investors but segregation takes place in the sub-custodian books.
68 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule D Contractual Settlement Date Accounting (CSDA) – Policies
CSDA stands for Contractual Settlement Date Accounting and means that any debit or credit of cash will be performed with “good value”, i.e. the value date that was originally contracted by our client, irrespective of whether RBC Investor & Treasury Services has actually received or paid the monies, under good value.
ASDA stands for Actual Settlement Date Accounting and means the funds collected will be available to the client as of the date where RBC Investor & Treasury Services’ Treasury Department may invest the sale proceeds.
The major benefit of the CSDA convention for our clients is a greater predictability of cash flows and an easier management of FX connected to securities transactions.
Where the client participates in RBC Investor & Treasury Services’ securities lending program, the provisions of the client’s Securities Lending Agency Agreement regarding the subject matter of this Schedule D will take precedence over the provisions in this Schedule D.
As a general principle, RBC Investor & Treasury Services applies the CSDA convention in those markets where settlement procedures are well established and where a past record of successful settlements has been evidenced. There are, however, some conditions that our clients must follow in order to enable RBC Investor & Treasury Services to be in a position to apply the CSDA convention:
1 transactions must be confirmed with all necessary details in particular with sufficient information on the counterparty's settlement instructions
2 whenever our client requires RBC Investor & Treasury Services to match their own instructions with the executions from the counterparties as mandatory in our custody system FOCUS, then obviously the same condition applies on the level of details entailed in such executions
3 transactions must be confirmed in a timely manner in order to enable RBC Investor & Treasury Services to abide by the deadlines imposed upon us by our subcustodians for the sending of settlement instructions as well as the usual deadlines for the funding of our cash accounts by RBC Investor & Treasury Services’ Treasury Department
4 in some markets, the registration status of stocks has an impact on the availability for further trading and stocks should thus not be sold when out-for-registration
5 similarly, turn-around transactions are not technically feasible in a number of markets and our clients should enquire whether purchases and sales under same day are possible.
The following list of conditions can obviously not be exhaustive as many markets have some particularities, which unable the CSDA convention.
In order to enhance efficient monitoring on delayed settlement of trades, RBC Investor & Treasury Services reviews the Contractual Settlement Date Accounting (CSDA) policy on a regular basis. RBC Investor & Treasury Services further reserves the right to change the settlement convention from Contractual to Actual Settlement Date Accounting (ASDA) in the following cases: Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule D Contractual Settlement Date Accounting (CSDA) – Policies
Purchases: For any contractual settlement of a purchase, which did not settle on the instructed settlement date due to an external factor, and for which RBC Investor & Treasury Services may reasonably anticipate that it will not be cleared rapidly (e.g. securities not available on counterparty’s side), RBC Investor & Treasury Services will advise the Fund Manager to allow the latter to decide to maintain cash provision on their account with RBC Investor & Treasury Services, or to arrange for a revised trade ticket with a new settlement date.
Sales: For any contractual settlement of a sale which did not settle on the instructed settlement date due to an external factor and for which RBC Investor & Treasury Services may reasonably anticipate that it will not be cleared rapidly (e.g. market risk, bankruptcy, economical reasons), the settlement convention will be changed form CSDA to ASDA. RBC Investor & Treasury Services will inform the Fund Manager indicating the reason for this action. SETTLEMENT COUNTRY EQUITIES BONDS Argentina ASDA ASDA Australia CSDA CSDA Austria CSDA CSDA Bahrain ASDA ASDA Bangladesh ASDA ASDA Belgium CSDA CSDA Bermuda ASDA ASDA Bosnia & Herzegovina ASDA ASDA Botswana ASDA ASDA Brazil CSDA CSDA Bulgaria ASDA ASDA Canada CSDA CSDA Chile ASDA ASDA China (Shanghai) ASDA ASDA China (Shenzhen) ASDA ASDA Clearstream CSDA CSDA Colombia ASDA ASDA Costa Rica ASDA ASDA Croatia ASDA ASDA Cyprus ASDA ASDA Czech Republic CSDA CSDA Denmark CSDA CSDA Egypt ASDA ASDA Estonia CSDA CSDA Finland CSDA CSDA France CSDA CSDA Georgia ASDA ASDA Germany CSDA CSDA Ghana ASDA ASDA Greece ASDA ASDA HKD trades - CSDA HKD trades - CSDA Hong Kong CNY trades - ASDA CNY trades - ASDA Hungary ASDA ASDA Iceland ASDA ASDA India ASDA ASDA Indonesia ASDA ASDA Ireland CSDA CSDA 70 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule D Contractual Settlement Date Accounting (CSDA) – Policies
SETTLEMENT COUNTRY EQUITIES BONDS Israel ASDA ASDA Italy CSDA CSDA Jamaica ASDA ASDA Japan CSDA CSDA Jordan ASDA ASDA Kazakhstan ASDA ASDA Kenya ASDA ASDA Kuwait ASDA ASDA Latvia CSDA CSDA Lithuania CSDA CSDA Luxembourg CSDA CSDA Macedonia ASDA ASDA Malaysia ASDA ASDA Mauritius ASDA ASDA Mexico CSDA CSDA Morocco ASDA ASDA Namibia ASDA ASDA Netherlands CSDA CSDA New Zealand CSDA CSDA Nigeria ASDA ASDA Norway CSDA CSDA Oman ASDA ASDA Pakistan ASDA ASDA Panama ASDA ASDA Peru ASDA ASDA Philippines ASDA ASDA Poland CSDA CSDA Portugal CSDA CSDA Qatar ASDA ASDA Romania ASDA ASDA Russia ASDA ASDA Saudi Arabia ASDA ASDA Serbia ASDA ASDA Singapore CSDA CSDA Slovak Republic CSDA CSDA Slovenia ASDA ASDA South Africa CSDA CSDA South Korea ASDA ASDA Spain CSDA CSDA Sri Lanka ASDA ASDA Sweden CSDA CSDA Switzerland CSDA CSDA Taiwan CSDA ASDA Tanzania ASDA ASDA Thailand CSDA CSDA Tunisia ASDA ASDA Turkey ASDA ASDA UAE – Abu Dhabi ASDA ASDA UAE - Dubai ASDA ASDA UAE - Nasdaq Dubai Ltd ASDA ASDA Uganda ASDA ASDA Ukraine ASDA ASDA United Kingdom CSDA CSDA United States CSDA CSDA Uruguay ASDA ASDA
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Schedule D Contractual Settlement Date Accounting (CSDA) – Policies
SETTLEMENT COUNTRY EQUITIES BONDS Vietnam ASDA ASDA WAEMU ASDA ASDA Zambia ASDA ASDA
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Schedule E Proxy Voting
RBC Investor & Treasury Services has outsourced proxy voting services to Broadridge. Please contact your RBC Investor & Treasury Services’ Client Service Representative to subscribe to the proxy voting service.
Where the client participates in RBC Investor & Treasury Services’ securities lending program, the provisions of the client’s Securities Lending Agency Agreement regarding the subject matter of this Schedule E will take precedence over the provisions in this Schedule E.
Primary market: RBC Investor & Treasury Services and Broadridge will guarantee execution of voting instructions at all general meetings and extraordinary general meetings provided instructions are received by the stipulated deadline.
Secondary market: RBC Investor & Treasury Services and Broadridge will execute voting instructions at all general meetings on a best efforts basis.
Default Power of Instruction Attorney Shares Outcome of Market Restrict Agendas Deadline Required Record Blocked Country Voted Status ions Supplied (business from Date for Resolutions days prior to Beneficial Voting meeting) Owner
Argentina Primary No Yes 10 Yes43 No Yes19 Yes
Australia Primary Yes Yes 6 No No No No
Austria Primary Yes Yes 8 No Yes No Yes
Bangladesh Primary No Yes 7 No No No Yes
Belgium Primary No Yes 9 Yes40 Yes No Yes
Bermuda Primary No Yes 7 No Yes No Yes
Bulgaria Primary No Yes 11 Yes30 Yes No Yes Bosnia & Secondary Yes Yes 11 Yes30, 45 Yes No Yes Herzegovina
Botswana Secondary18 No Yes 7 No Yes No Yes
Brazil Primary Yes Yes 7 Yes4 No No Yes
Canada Primary Yes1 Yes 7 No Yes No Yes
Chile Primary No Yes 5 No No No Yes
China Primary Yes2 Yes 7 No Yes No No (Shanghai)
China Primary Yes2 Yes 7 No Yes No No (Shenzhen)
Colombia Primary Yes Yes 5 Yes4, 6 No No Yes Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule E Proxy Voting
Default Power of Instruction Attorney Shares Outcome of Market Restrict Agendas Deadline Required Record Blocked Country Voted Status ions Supplied (business from Date for Resolutions days prior to Beneficial Voting meeting) Owner
Croatia Secondary No Yes 9 No Yes No Yes
Cyprus Primary No Yes 6 No27 Yes No Yes Czech Primary No Yes 6 Yes30, 46, 47 Yes No Yes Republic
Denmark Secondary18 Yes26 Yes 7 Yes35, 39 Yes No Yes
Egypt Primary Yes Yes 6 Yes Yes27 Yes Yes
Estonia Primary No Yes 3 No Yes27 No Yes
Finland Primary Yes13 Yes 7 No Yes No Yes
France Primary Yes Yes 9 No Yes No Yes
Germany Primary No Yes 10 No Yes37 Yes/No12 Yes
Ghana Secondary18 No Yes 6 No Yes No Yes
Greece Primary No Yes 8 No Yes No Yes
Hong Kong Primary No Yes 8 No Yes No Yes
Yes 4, 31, 38, 41, Hungary Primary No 27, 48 Yes 12 Yes No 51 Yes 49, 50 Primary/ ICSDs secondary Yes Yes 10 No36 Yes/No Yes/No36 Yes 18, 44 India Secondary No Yes 10 No Yes No Yes
Indonesia Primary No Yes10 7 No Yes No Yes
Ireland Primary No Yes 6 No No No Yes
Israel Primary No Yes 10 No No No42 Yes
Italy Primary Yes17 Yes 8 No Yes No Yes
Japan Primary16 No Yes 8 No Yes No No
Jordan Primary No Yes 6 No Yes No Yes
Kazakhstan Primary Yes Yes 7 Yes27 Yes27 No Yes
Kenya Secondary18 No Yes 10 No Yes No Yes
Latvia Secondary No Yes 5 Yes No No Yes
Lithuania Primary No Yes 7 No Yes No Yes
74 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule E Proxy Voting
Default Power of Instruction Attorney Shares Outcome of Market Restrict Agendas Deadline Required Record Blocked Country Voted Status ions Supplied (business from Date for Resolutions days prior to Beneficial Voting meeting) Owner
Luxembourg Primary No Yes 7 No No Yes37 Yes
Malaysia Primary No Yes 6 No No No Yes
Mauritius Primary No Yes 7 No Yes No Yes
Mexico Primary Yes Yes 6 No Yes No Yes
Morocco Primary No Yes 10 Yes30 Yes Yes Yes
Namibia Primary No Yes 6 No No No Yes
Netherlands Primary No Yes 9 No6 Yes No Yes
New Zealand Primary No Yes 5 No No No Yes
Nigeria Secondary Yes Yes 11 No Yes No Yes
Norway Secondary Yes 2,20 Yes 8 Yes No No Yes
Pakistan Primary Yes9 Yes 10 Yes34 Yes No Yes
Peru Primary No Yes 5 No Yes No Yes
Philippines Primary No Yes 10 No No No Yes
Poland Primary Yes Yes 12 Yes4, 34, 35 Yes No Yes
Portugal Primary No Yes 10 No Yes Yes52 Yes
Romania Primary No Yes 10 Yes30 Yes No No
Russia Primary Yes Yes 9 Yes/No8,4 Yes/No27 No Yes
Serbia Secondary Yes Yes 7 Yes6 Yes No Yes
Singapore Primary No Yes 5 No No33 No Yes Slovak Secondary18 Yes Yes 5 Yes Yes No Yes Republic
Slovenia Secondary Yes6 Yes 5 No Yes No Yes
South Africa Primary No Yes 6 No No No Yes
South Korea Primary No Yes 8 No Yes No Yes
Spain Primary Yes/No Yes 7 Yes/No6 Yes No Yes
Sri Lanka Secondary18 No Yes 6 No No No Yes
75 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule E Proxy Voting
Default Power of Instruction Attorney Shares Outcome of Market Restrict Agendas Deadline Required Record Blocked Country Voted Status ions Supplied (business from Date for Resolutions days prior to Beneficial Voting meeting) Owner
Sweden Secondary18 Yes17 Yes 9 Yes4, 39, 42 Yes No Yes
Switzerland Primary Yes11,13 Yes 10 Yes/No8 Yes Yes Yes
Taiwan Primary No Yes 9 No Yes No Yes
Thailand Primary Yes/No22 Yes 5 No No No Yes
Tunisia Primary No Yes 10 No No No Yes
Turkey Primary Yes13 Yes 10 Yes4 No No Yes
76 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule E Proxy Voting
Default Power of Instruction Attorney Shares Outcome of Market Restrict Agendas Deadline Required Record Blocked Country Voted Status ions Supplied (business from Date for Resolutions days prior to Beneficial Voting meeting) Owner
Entire trading on the security would be 1 vote per suspended Yes, share. An if Meeting Yes, as 17.00 UAE voting authorized is held per time, 6 entitlemen proxy during company business days t is based Meeting results UAE - Abu cannot exchange Primary announc prior to Yes34 on settled are announced Dhabi vote more trading ement Issuer/Compa position by the Company than 5% hours. ny deadline as of of the However date Record company usually Date capital. meetings are held post trading hours. Entire trading on the security would be 1 vote per suspended Yes, share. An if Meeting Yes, as 17.00 UAE voting authorized is held per time, 6 entitlemen proxy during company business days t is based Meeting results cannot exchange UAE - Dubai Primary announc prior to Yes34 on settled are announced vote more trading ement Issuer/Compa position by the Company than 5% hours. ny deadline as of of the However date Record company usually Date capital. meetings are held post trading hours. Entire trading on the security would be 1 vote per suspended Yes, share. An if Meeting Yes, as 17.00 UAE voting authorized is held per time, 6 entitlemen proxy during company business days t is based Meeting results UAE- Nasdaq cannot exchange Primary announc prior to Yes34 on settled are announced Dubai vote more trading ement Issuer/Compa position by the Company than 5% hours. ny deadline as of of the However date Record company usually Date capital. meetings are held post trading hours.
77 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule E Proxy Voting
Default Power of Instruction Attorney Shares Outcome of Market Restrict Agendas Deadline Required Record Blocked Country Voted Status ions Supplied (business from Date for Resolutions days prior to Beneficial Voting meeting) Owner
Ukraine Secondary18 Yes Yes 11 No No No Yes United Primary No Yes 6 No No No Yes Kingdom
United States Primary Yes1 Yes 4 No Yes ADR’s Only Yes
Vietnam Secondary Yes Yes 7 No Yes No Yes
Zambia Primary No Yes 6 No Yes No Yes
1. Voting restrictions may apply to foreign investors holding shares of companies in strategic industry sectors (e.g. communication, banking transportation, and mining). 2. Re-registration required into beneficial owner name for voting. 3. Suspended from the date of the meeting until the date when the meeting results are announced. 4. Power of Attorney is required from the client. Additional documentation = Notarized in Language. Valid by date & Years. Cert of ownership. Apostille. Legalized and consularized by Market requirements. 5. Foreign ownership is restricted to 49% of any one company. 6. Power of Attorney is required if client wishes to attend meeting. 7. Shares are blocked if the resolution is expected to affect the market price. 8. Determined on an individual company basis. 9. Physical attendance only. 10. A minimum of 100 shares is required to exercise voting rights on the individual company 11. Fill voting rights on bearer shares only. 12. Registered securities only. 13. Re-registered into beneficial owner name. 14. Foreign investors can only vote on limited foreign status shares. 15. Only if the beneficial owner attends. 16. Japanese Voting Season = Broadridge operates an enrolment program. Enrolment equates to default of “VOTE WITH MANAGEMENT”. Voting instructions are only required if clients DO NOT WISH TO VOTE WITH MANAGEMENT or if clients WISH TO ABSTAIN. If instructions are not sent to Broadridge, the vote will be cast as the default. 17. Market rules: The companies must know who the beneficial owner is for each account. For multiple accounts, a breakdown of each beneficial owner name and address is required with the share position. This information is MANDATORY otherwise the vote will not be accepted. 18. Difficult to vote in these markets. (BEST EFFORTS ONLY). 19. Shares blocked from trading from the date when the vote is submitted to custodian until after the meeting. 20. Voting restrictions apply on “B”. Full voting rights on “A” shares. 21. Voting is conducted by a show of hands unless a poll is specifically demanded. A poll can be demanded before or on the declaration of the result of the show of hands. 22. Foreign investors can only vote on limited foreign status shares. 23. Shares are blocked for voting until after the meeting date by markets rules. 24. Proxy voting service is available for all scripless shares held with the central depository. Clients can vote on all or part of their holdings. 25. According to current regulations, the resolution of the shareholders' meeting must be reported to the State Securities Commission, the Securities Trading Center (STC) within 24 hours after the event and announced to public on the STC communication. 26. To vote, all shares must be registered in , beneficial owner name and the meeting attended by an appointed representative. 27. Company Specific 28. Required for bearer dematerialised shares 29. Only if beneficial owner attends 30. Meeting Specfic 31. Where a POA is completed by a Trustee on behalf of the registered investor, legalized supporting documentation (trust agreement) must be attached to certify the relationship between trustee and registered shareholder
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Schedule E Proxy Voting
32. 32. Exception on non-regulated markets e.g Alternext in Belguim 33. Positions must be in accounts 72 hours before meeting date 34. POA to be created upon account opening and sent directly to subcustodian 35. POA has no expiry unless specified or withdrawn 36. Could be Market specific 37. Bearer shares only 38. POA valid for one year 39. POA valid for (up to) three years 40. POA can be created for a single meeting only 41. Five to six original copies of POA's required 42. Bonds are blocked 43. Evergreen Power of Attorney's must be issued by the beneficial owner to his local legal representative and from him to the local custodian and are valid until revoked. Both the beneficial owner and his local legal representative must be registered before the public registry of commerce to make their attendance to the meetings possible and their votes valid. PoA must be notarized and apostilled or consularized. 44. US stocks cannot be voted on if held in Euroclear. 45. Power of Attorney issued by the beneficial owner. 46. Generic PoAs can be used. 47. Power of Attorney is issued by the Investor (Beneficial Owner in case of segregated account on depository level), otherwise in case of omnibus account structure the PoA is in the name of Global Custodian. 48. Shareholder voting rights are always defined in the Articles of Association of each issuer, including any voting restrictions. 49. Beneficial owner can have event-specific POA, which is limited to one meeting only. 50. Beneficial owner can have annual POA, which is valid for the majority of general meetings in the given calendar year. 51. Usually no however when applicable blocking of securities takes place from 10:00 on meeting date minus four days (often referred to as “Event Date – 4”). 52. Yes – Blocking rules only apply to non-listed companies.
79 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule F Contractual Income Service
CSDA stands for Contractual Settlement Date Accounting and means that any debit or credit of cash will be performed with “good value”, i.e. the value date that was originally contracted by our client, irrespective of whether RBC Investor & Treasury Services has actually received or paid the monies under good value.
ASDA stands for Actual Settlement Date Accounting and means the funds collected will be available to the client as of the date where RBC Investor & Treasury Services’ Treasury Department may invest the sale proceeds.
As far as value dates on interest and dividends are concerned, RBC Investor & Treasury Services ensures under its contractual income conventions (CSDA) that both income and dividend payments are credited to client accounts on the payment date, regardless of whether RBC Investor & Treasury Services has received the funds.
Where the client participates in RBC Investor & Treasury Services’ securities lending program, the provisions of the client’s Securities Lending Agency Agreement regarding the subject matter of this Schedule F will take precedence over the provisions in this Schedule F.
RBC Investor & Treasury Services’ Contractual Income is not applicable for: Income on securities that are held outside of their country of origin. Income on American Depository Receipts (ADRs), Global Depositary Receipts (GDRs), Floating Rate Notes, Asset Backed Securities, Mortgage Back Securities, Sinking Funds and Unit Trusts. Income where the receipt currency is not the normal currency for the market, e.g. a UK security paying dividend in EUR. Income on securities that RBC Investor & Treasury Services knows to be in default. Payments where RBC Investor & Treasury Services has not received any notification from its subcustodian and for which we have been unable to validate the payment details from other independent sources (at least two sources). Income on market claims relating to cum RVP trades where the trade instruction is received on, or after, the income payment date. Income on these trades will be paid on, and with value of, the day following input into RBC Investor & Treasury Services’ custody system. Market claims on Free of Payment receipts settled after record date and Free of Payment deliveries settled before record date. *Greek assets held in Clearstream, where ASDA will apply.
RBC Investor & Treasury Services further reserves the right to reverse payments made under the contractual income policy in the following situations: where the paying company cancels or fails to make payment. where the payment has not been received for a period of 21days after the announced payment date. In the case of market claims where the claim has not been settled for a period of 10 days after the income payment date. where the actual amount received from the paying company/agent differs from the amount paid to clients under the contractual income policy. Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule F Contractual Income Service
COUNTRY INCOME INTEREST DIVIDENDS Argentina ASDA ASDA Australia CSDA ASDA Austria CSDA CSDA Bahrain ASDA ASDA Bangladesh ASDA ASDA Belgium CSDA CSDA Bermuda ASDA ASDA Bosnia & Herzegovina ASDA ASDA Botswana ASDA ASDA Brazil ASDA ASDA Bulgaria ASDA ASDA Canada CSDA CSDA Chile ASDA ASDA China (Shanghai) ASDA ASDA China (Shenzhen) ASDA ASDA Clearstream CSDA* CSDA* Colombia ASDA ASDA Costa Rica ASDA ASDA Croatia ASDA ASDA Cyprus ASDA ASDA Czech Republic ASDA ASDA Denmark CSDA CSDA Egypt ASDA ASDA Estonia ASDA ASDA Finland CSDA CSDA France CSDA CSDA Georgia ASDA ASDA Germany CSDA CSDA Ghana ASDA ASDA Greece ASDA ASDA HKD - CSDA HKD - CSDA Hong Kong CNY - ASDA CNY - ASDA Hungary ASDA ASDA Iceland ASDA ASDA India ASDA ASDA Indonesia ASDA ASDA Ireland CSDA CSDA Israel ASDA ASDA Italy CSDA CSDA Jamaica ASDA ASDA Japan CSDA CSDA Jordan ASDA ASDA Kazakhstan ASDA ASDA Kenya ASDA ASDA Kuwait ASDA ASDA Latvia ASDA ASDA Lithuania ASDA ASDA Luxembourg CSDA CSDA Macedonia ASDA ASDA Malaysia ASDA ASDA Mauritius ASDA ASDA Mexico CSDA CSDA Morocco ASDA ASDA
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Schedule F Contractual Income Service
COUNTRY INCOME INTEREST DIVIDENDS Namibia ASDA ASDA Netherlands ASDA ASDA New Zealand CSDA CSDA Nigeria ASDA ASDA Norway CSDA CSDA Oman ASDA ASDA Pakistan ASDA ASDA Panama ASDA ASDA Peru ASDA ASDA Philippines ASDA ASDA Poland CSDA CSDA Portugal CSDA CSDA Qatar ASDA ASDA Romania ASDA ASDA Russia ASDA ASDA Saudi Arabia ASDA ASDA Serbia ASDA ASDA Singapore CSDA CSDA Slovak Republic ASDA ASDA Slovenia ASDA ASDA South Africa CSDA CSDA South Korea ASDA ASDA Spain CSDA CSDA Sri Lanka ASDA ASDA Sweden CSDA CSDA Switzerland CSDA CSDA Taiwan ASDA ASDA Tanzania ASDA ASDA Thailand ASDA ASDA Tunisia ASDA ASDA Turkey ASDA ASDA UAE – Abu Dhabi ASDA ASDA UAE - Dubai ASDA ASDA UAE - Nasdaq Dubai Ltd ASDA ASDA Uganda ASDA ASDA Ukraine ASDA ASDA United Kingdom CSDA CSDA United States CSDA CSDA Uruguay ASDA ASDA Vietnam ASDA ASDA WAEMU ASDA ASDA Zambia ASDA ASDA
Final Bond Maturity – Contractual Settlement
Where the Bond Issues have an ‘investment grade’ credit rating from Moody’s and S&P, then bond maturities will be posted as contractual on payment date. If maturing Issues fall below this threshold, then proceeds will be paid on an actual basis.
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Schedule F Contractual Income Service
The investment grade thresholds that qualify for contractual posting of bond maturity proceeds are:
Moody's S&P
Aaa AAA
Aa1 AA+
Aa2 AA
Aa3 AA-
A1 A+
A2 A
A3 A-
Baa1 BBB+
Baa2 BBB
Baa3 BBB-
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Schedule G Market Entrance Requirements
FII/Segregated account structure
Some local authorities require foreign institutional investors to submit applications and obtain approval before making investments. Other markets may require segregated accounts to support tax processing, disclosure and other associated reasons. Application documents and procedures vary widely and are subject to frequent change.
For the markets listed below, please contact your RBC Investor & Treasury Services Client Service Representative before making portfolio investments.
Argentina Indonesia Saudi Arabia Bahrain Israel Serbia Bangladesh Italy Slovak Republic Bosnia & Herzegovina Japan (JGBs only) Slovenia Botswana Jordan South Korea Brazil Kazakhstan Sri Lanka Bulgaria Kenya Taiwan Chile Kuwait Tanzania China (Shanghai) Lithuania Thailand China (Shenzhen) Macedonia Tunisia Colombia Malaysia Turkey Costa Rica Mauritius UAE - Abu Dhabi Croatia Morocco UAE – Dubai Cyprus Namibia UAE - Nasdaq Dubai Ltd Czech Republic Nigeria Uganda Egypt Oman Ukraine Georgia Pakistan Uruguay Ghana Peru Vietnam Greece Philippines WAEMU Hong Kong Connect Poland* Zambia Hungary Qatar Iceland Romania India Russia
Please note that Mandatory Provident Fund (MPF) clients are informed that Bosnia & Herzegovina, Bulgaria, Croatia, Czech Republic, Hungary, Serbia, Slovakia, Slovenia and Ukraine do not have an MPFA approved central securities depository, consequently those markets are not eligible country for MPF investments.
* MPF clients wishing to invest in this market must contact their RBC Investor & Treasury Services Client Service Representative prior to starting their account application. Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule G Market Entrance Requirements
Omnibus account structure
Omnibus accounts are opened for the markets listed below. RBC Investor & Treasury Services has several omnibus accounts opened with our subcustodians, the correct account to use is dependent on the tax status and nationality of clients.
For the markets listed below, please contact your RBC Investor & Treasury Services’ Client Service Representative before making portfolio investments.
Australia Ireland Sweden Austria Jamaica Switzerland Belgium Japan (except for JGBs) United Kingdom Bermuda Latvia United States Canada Mexico Clearstream Netherlands Denmark New Zealand Estonia Norway Finland Panama France Portugal Germany Singapore Hong Kong (except for Hong Kong South Africa Connect) Spain
All Hong Kong MPF funds should first contact their RBC Investor & Treasury Services Client Service Representative before making portfolio investments in any market.
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Schedule H Designated Markets
The following markets are considered Designated Markets, as defined by the custody agreement, until further notice from RBC Investor & Treasury Services.
This list of Designated Markets replaces any earlier lists of Designated Markets between RBC Investor & Treasury Services and the client.
Argentina Bosnia & Herzegovina Costa Rica Georgia Iceland Jamaica Macedonia Nigeria Pakistan Russia Serbia Tanzania Turkey Uganda Ukraine Uruguay Vietnam WAEMU
Please contact your RBC Investor & Treasury Services Client Service Representative, Global Custody before making portfolio investments in these markets.
Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule I MiFID II Security Interest Disclosures – Third Party Market Participants
MiFID II Investor Protection – Disclosure of third party market participants known to hold liens (créances privilégiées), security interests (sûretés) or rights of set-off (droit de compensation) (“Liens”) over client custody assets. In addition to any security interest granted by the Client in favour of RBC Investor & Treasury Services (RBC I&TS) in accordance with the Client’s custody agreement third party agents acting on behalf of RBC I&TS (including subcustodians and central securities depository) may also hold a Lien over the Client’s assets, where required by the applicable law of the local market and/or as provided in the applicable agreement between RBC I&TS and the relevant third party agent. With respects to the aforementioned and the obligation for firms providing services as a global custodian within the jurisdiction of the MiFID II rules, RBC I&TS has undertaken a complete review of all markets within which it operates as global custodian and created a consolidated list of any known Liens held by a third party agent market participant within the RBC I&TS global custody network.
Central Securities Depositories (CSD) Subcustodians
CSD BIC / CSD Required Subcustodian Subcustodian Market CSD Name CSD Liens Comments / Qualifications Subcustodian Name SWIFT Lien by law? BIC / SWIFT Lien
There is no lien for CSD by operation of law.
OeKB CSD OCSDATWWXX However, there is a statutory retention right of the Raiffeisen Bank Austria N N RZBAATWWXXX GmbH X creditor between the Austrian Subcustodian and International AG N the Global Custodian, claims originating from the deposited Securities. These can typically be waived by contract.
Austraclear ACLRAU2S N N Limited Australia HSBC Bank Australia Ltd HKBAAU2S Y ASX Settlement CAETAU21 N N PTY Limited
Caja de No lien but CSD could have a withholding right for Argentina Valores S.A. CAVLARBA N N custody fees, administration expenses. This right Citibank N.A. CITIUS33ARR Y (CVSA) may be contractually waived.
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Schedule I MiFID II Security Interest Disclosures – Third Party Market Participants
Central Securities Depositories (CSD) Subcustodians
CSD BIC / CSD Required Subcustodian Subcustodian Market CSD Name CSD Liens Comments / Qualifications Subcustodian Name SWIFT Lien by law? BIC / SWIFT Lien
Bahrain Standard Chartered Bank, Bahrain XBAHBHB1 Y N SCBLAEADDIF N Bourse DIFC Branch
Central No Lien for CSD. Depository N N Bangladesh Standard Chartered Bangladesh Subcustodian may impose a lien over all Securities SCBLBDDX Y Limited in its possession in the course of dealing as a Bank bank. Such liens can be excluded by contract, Central Bank BBHOBDDH N N express or implied. of Bangladesh Euroclear Belgium (ex- CIKBBEBB Y Y CIK) Citibank Europe PLC Belgium CITIIE2X Y The Banque Dublin Nationale de Belgique/Natio NBBEBEBB Y Y nale Bank van België Registry of Securities in N N FBH Bosnia & Raiffeisen Bank RZBAATWWXXX N Herzegovina Central International AG Registry of N Securities in RS Bermuda Bermuda Securities BMSDBMHM N N Citibank N.A CITIGB2L Y Depository
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Schedule I MiFID II Security Interest Disclosures – Third Party Market Participants
Central Securities Depositories (CSD) Subcustodians
CSD BIC / CSD Required Subcustodian Subcustodian Market CSD Name CSD Liens Comments / Qualifications Subcustodian Name SWIFT Lien by law? BIC / SWIFT Lien
Central Securities See Depository XBOTBWG1 Y Comments * While the laws of Botswana do not clearly specify Company of * it and because of the nature of the CSDB which is Botswana solely a depository of Securities in electronic formats, B&M is of the opinion that the CSD would Standard Chartered Botswana (CSDC) SCBLAEADDIF N have no rights or liens on the Securities placed in Bank, DIFC Branch its custody other than with respect to fees. Bank of See Botswana BBOTBWGX Y Comments This lien can be waived contractually. (BOB) *
B3 Brasil, Bolsa e Balcao CETIBRR1XXX N N (Cetip segment) B3 Brasil, Bolsa e Balcao N N (BM&F CLCBBRRJXXX Citibank, N.A. – Filial
Brazil Bovespa Brasileira (Brazilian CITIUS33BRR Y segment) Branch) Special Settlement and Custody SSCSBRR1XXX N N System (SELIC)
Tzentralen Depozitar AD CEDPBGS1 N N Raiffeisen Bank Bulgaria (CD AD) RZBAATWWXXX N International AG Bulgarian BNBGBGSFPR N N National Bank M
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Schedule I MiFID II Security Interest Disclosures – Third Party Market Participants
Central Securities Depositories (CSD) Subcustodians
CSD BIC / CSD Required Subcustodian Subcustodian Market CSD Name CSD Liens Comments / Qualifications Subcustodian Name SWIFT Lien by law? BIC / SWIFT Lien
There is no lien for CSD, however, it would have The Canadian right to retain for unpaid fees whereas Depository for Canada CDSLCATT N N Subcustodian would have an equitable right of set- Royal Bank of Canada ROYCCAT2 Y Securities off. Limited
Depósito However, CSD may retain a deposit as security for Central de an owner’s debts where it secures a lien for the Banco de Chile (Citibank Chile DCVVCLRM N N CITIUS33SAN Y Valores S.A. reimbursement of expenses the depository N.A) (DCV) incurred in connection with the conservation of the deposit. China Securities China Depository Standard Chartered SSCCCNS1 N N SCBLCNSXSHA (Shenzhen) and Clearing Bank (China) Limited Corporation Limited
Y China Securities China Depository Standard Chartered SSCECNS1 N N SCBLCNSXSHA (Shanghai) and Clearing Bank (China) Limited Corporation Limited
See Clearstream Clearstream Banking CLEARSTREAM CEDELULL N Comments *Depends on the market in which the service is CEDELULL N Banking S.A. S.A. * being performed. Deposito Centralizado DCVDCOB1 N N de Valores Colombia (DECEVAL) Cititrust Colombia S.A. CITIUS33COR Y Deposito Central de DCVCCOB1 N N Valores (DCV)
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Schedule I MiFID II Security Interest Disclosures – Third Party Market Participants
Central Securities Depositories (CSD) Subcustodians
CSD BIC / CSD Required Subcustodian Subcustodian Market CSD Name CSD Liens Comments / Qualifications Subcustodian Name SWIFT Lien by law? BIC / SWIFT Lien
Under Costa Rican law, the Securities Depository would not have any right, charge, security interest, lien, or claim of any kind on the Global Custodian's or its Customer's assets (Securities and Cash), Central de except for custody fees, administration expenses Costa Rica Valores ICVSCRSJXXX Y N and other sums that may be due under the Citibank N.A. CITIGB2L y (INTERCLEAR agreement between the Subcustodian and the Securities Depository, which would enable the Securities Depository to dispose of the Global Custodian's or its Customer's assets in the event of enforcement of such right.
Sredisnja The CSD can charge unpaid fees and fines Raiffeisen Bank Croatia Depozitarna SDAHHR22 Y Y RZBAATWWXXX N through the clearing and settlement system. It is International AG Agencija d.d. not possible to exclude this right by agreement
Cyprus Stock Exchange - Citibank Europe plc, Cyprus XCYSCY2N N N CITIGRAAXXX Y Clearing and Greece Branch Settlement Czech National Bank CNBACZPP N N Raiffeisen Bank Czech Republic RZBAATWWXXX N (TKD System) International AG UNIVYC PLC UNIYCZPP N N VP A/S - the Danish Denmark VPDKDKKK N N Danske Bank A/S DABADKKKCUS Y Securities Centre Misr for Clearing, Settlement MCSDEGCA N N CSD would have a right of set-off against the Egypt and assets it holds for the relevant Customer for Citibank N.A. Egypt CITIEGCX Y Depository unpaid amounts. Central Bank CBEGEGCXCS N N of Egypt D
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Schedule I MiFID II Security Interest Disclosures – Third Party Market Participants
Central Securities Depositories (CSD) Subcustodians
CSD BIC / CSD Required Subcustodian Subcustodian Market CSD Name CSD Liens Comments / Qualifications Subcustodian Name SWIFT Lien by law? BIC / SWIFT Lien
NASDAQ CSD Estonia LCDELV22XXX N N Swedbank AS HABAEE2XXXX N SE See Euroclear *Depends on the market in which the service is Euroclear MGTCBEBE N Comments Euroclear Bank MGTCBEBE N Bank being performed. * Euroclear Finland APKEFIHH N N Nordea Bank Abp NDEAFIHH Y Finland Euroclear France France (Ex SICVFRPP N N Citibank Europe plc CITIIE2X Y Sicovam) The CSD does not have an explicit statutory right Georgian to a lien, but has a general right to take any action Central See in case of violation of the CSD Rules, asserting GCSDGEXX Y Securities comments such liens and similar rights in case of non- Depository payment of its fees along the lines above cannot be excluded. Georgia Citibank N.A. CITIGB2L Y The CSD does not have an explicit statutory right to a lien, but has a general right to take any action National Bank See BNLNGE22XXX Y in case of violation of the CSD Rules, asserting of Georgia comments such liens and similar rights in case of non- payment of its fees along the lines above cannot be excluded. Clearstream Citibank Europe PLC Germany Banking DAKVDEFF Y N CITIIE2X Y Dublin Frankfurt Central Securities There is no lien for the CSD. The CSD can Standard Chartered Ghana BAGHGHAC N N SCBLAEADDIF N Depositories however, suspend a Depository Participant’s Bank, DIFC Branch Limited account for unpaid fees.
ATHEX CSD HCSDGRAA Y Y Citibank Europe plc, Greece CITIGRAAXXX Y Greece Branch Bank of BNGRGRAASS Y Y Greece S
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Schedule I MiFID II Security Interest Disclosures – Third Party Market Participants
Central Securities Depositories (CSD) Subcustodians
CSD BIC / CSD Required Subcustodian Subcustodian Market CSD Name CSD Liens Comments / Qualifications Subcustodian Name SWIFT Lien by law? BIC / SWIFT Lien
Hongkong Securities Standard Chartered Clearing There is no lien for CSD, however, the HKSCC Bank (Hong Kong) Company XHKCHKH1 N N SCBLHKHH Y may have a right to set-off amounts due and/or to Limited Limited retain property or assets. (Hongkong Clearing) Hong Kong Citibank N.A. Hong Kong Central Branch Moneymarkets Accounts at the CMU may be frozen in the event of Unit (CMU) HKMAHKHC N N Subcustodians’ insolvency so that Securities held Note: For China Connect CITIHKHX Y Hong Kong through CMU for the Global Custodian cannot be markets, i.e., Stock Monetary transferred. Connect and Bond Authority Connect. Központi Elszámolóház Raiffeisen Bank Hungary KELRHUHB Y N RZBAATWWXXX N és Értéktár Rt International AG (KELER) The CSD will not have any right, charge, security NASDAQ CSD Iceland LCDELV22XXX N N interest, lien or claim of any kind on the Global Íslandsbanki hf. GLITISRE Y Iceland Custodian, its Customers or any account operators Monte Titoli Italy MOTIITMM Y N Citibank Europe plc CITIIE2X Y spa National Securities NSDLINB1 N N Depository Ltd. (NSDL) Standard Chartered India SCBLINBBXXX Y The Reserve Bank Bank of India RBISINBB N N (RBI)
PT Kustodian Sentral Efek A CSD is entitled to retain assets on deposit until Standard Chartered Indonesia KSEIIDJA N N SCBLIDJXXXX Y Indonesia all payments, such as custodian services fees, Bank (KSEI) associated with its custody of the assets have
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Schedule I MiFID II Security Interest Disclosures – Third Party Market Participants
Central Securities Depositories (CSD) Subcustodians
CSD BIC / CSD Required Subcustodian Subcustodian Market CSD Name CSD Liens Comments / Qualifications Subcustodian Name SWIFT Lien by law? BIC / SWIFT Lien
Bank been made. INDOIDJA Y N Indonesia
Irish dematerialized Securities are held by Subcustodians in accounts maintained with the English-incorporated Securities Depository (Euroclear UK and Ireland Ltd., "EUI"), which For Irish domestic operates a settlement system (CREST) in the securities Trades United Kingdom which is not examined for the executed via LSE/UK purposes of this section in the Legal Opinion. MTF (CDIs): CITIGB2L Y
It is worth, however, noting that Rights in the VIDACOS Nominees nature of security interests, liens etc would Limited typically arise as a matter of contract. To the extent that implied liens might arise, these can be waived by the relevant party in favour of whom they arise. Such implied liens might arise if the Irish courts, by analogy with a stockbroker’s or Euroclear similar lien, were to imply a lien in favour of a Ireland MGTCBEBE N N Bank SA/NV) Subcustodian or Securities Depository. In the case of Lehman Brothers International (Europe) (in administration) [2012] EWHC 2997 (Ch) (of persuasive but not binding authority for the Irish courts), it was accepted by the parties that a general lien, when used in the strict sense, can Irish domestics securities only be over “tangibles and old-fashioned executed via Euronext certificated securities” and not over intangibles Dublin/ EU MTF: MGTCBEBE N such as bank accounts and dematerialised securities. Accordingly, any security which a party Euroclear Bank wished to take over intangible assets within the custody chain should, as a matter of Irish law, be taken by way of a charge or mortgage (such a charge may then be registrable under Irish company law). Failure to register a charge, will render the charge void.
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Schedule I MiFID II Security Interest Disclosures – Third Party Market Participants
Central Securities Depositories (CSD) Subcustodians
CSD BIC / CSD Required Subcustodian Subcustodian Market CSD Name CSD Liens Comments / Qualifications Subcustodian Name SWIFT Lien by law? BIC / SWIFT Lien
TASE Clearing Israel XTAEILIT N N Citibank N.A Israel CITIILIT Y house
Jamaica Central Jamaica Securities JCSDJMK1XXX N N N/A Citibank N.A. CITIGB2L Y Depository (JCSD) Japan Securities Depository JJSDJPJT N N Citibank N.A., Tokyo Japan Centre CITIJPJT Y Branch (Jasdec) The Bank of BOJPJPJT N N Japan
Securities [To the extent that the Global Custodian or its Depository SEDCJOAX N N Customers are not members of the SDC, the SDC Standard Chartered Jordan Center (SDC) would not have no lien or claim on assets of the SCBLAEADDIF N Global Custodian or its Customers] Bank, DIFC Branch Central Bank CBJOJOAX N N of Jordan The Central JSC Citibank Kazakhstan Depository of CEDUKZKA N N CITIKZKA Y Kazakhstan Securities Central Bank of Kenya CBKEKENX N N (CBK) Central Standard Chartered Kenya Depository SCBLAEADDIF N Bank, DIFC Branch and XNAIKEN1 N N Settlement Corporation (CDSC)
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Schedule I MiFID II Security Interest Disclosures – Third Party Market Participants
Central Securities Depositories (CSD) Subcustodians
CSD BIC / CSD Required Subcustodian Subcustodian Market CSD Name CSD Liens Comments / Qualifications Subcustodian Name SWIFT Lien by law? BIC / SWIFT Lien
Kuwait Clearing The Securities Depository has a lien on Customer Citibank, N.A. Kuwait Kuwait KCCKKWKW Y Y CITIKWKW Y Company assets in certain circumstances. Branch S.A.K. A waiver would not be enforceable. NASDAQ CSD Latvia LCDELV22XXX N N Swedbank AS HABAEE2XXXX N SE
NASDAQ CSD Lien not automatically applicable by operation of Lithuania LCDELV22XXX N N Swedbank AS HABAEE2XXXX N SE law, however a lien can arise as a result of a court order. LuxCSD S.A LUXCLULL Y Y Clearstream Banking Luxembourg CEDELULL Y S.A. VP LUX VPLULULLXXX Y Y Macedonian Central Macedonia Securities CDHVMK21 N N N/A Citibank N.A. CITIGB2L Y Depositary (CSD) Bank Negara BNMAMYKL N N Malaysia Standard Chartered Malaysia Malaysian SCBLMYKX Y Central Bank Malaysia Berhad MCDSMYK1 N N Depository Sdn Bhd Central Depository & CEDTMUM1 N N Settlement Co. Standard Chartered Mauritius SCBLAEADDIF N Ltd Bank, DIFC Branch Bank of BOMMMUPL N N Mauritius S.D. INDEVAL, S.A. Mexico INDEMXMM N N Citibanamex CITIUS33MER Y DE C.V. (INDEVAL)
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Schedule I MiFID II Security Interest Disclosures – Third Party Market Participants
Central Securities Depositories (CSD) Subcustodians
CSD BIC / CSD Required Subcustodian Subcustodian Market CSD Name CSD Liens Comments / Qualifications Subcustodian Name SWIFT Lien by law? BIC / SWIFT Lien
Societe General Morocco Maroclear MAROMAM1 N N Marocaine de Banques SGMBMAMC Y (SGMB) N/A as No CSD in Namibia. There is a lien in for no CSD subcustodians. in the
Bank of market Namibia CBKNNANX N Bank of Namibia may acquire a lien with respect to Citibank N.A. CITIGB2L Y Namibia government Securities held in the account of a N for Subcustodian and over the property of a third party Bank of (i.e. the Global Custodian or its Customers). Namibia Euroclear Citibank Europe PLC Netherlands NECINL2A N N CITIIE2X Y Nederlands Dublin New Zealand Central Citibank N.A. New New Zealand RBNZNZ22 Y Y CITINZ2X Y Securities Zealand Branch Depository Central Securities Clearing CSCYNGLA Y Y In limited circumstances such as when System Ltd Standard Chartered Nigeria administrative and other legitimate fees are being SCBLAEADDIF N (CSCS) owed and/or these are documented in a contract Bank, DIFC Branch Central Bank between parties. Of Nigeria CBNINGLA Y Y (CBN) Verdipapirsent Norway VPSNNOKK N N Danske Bank A/S DABADKKKCUS Y ralen (VPS) The Muscat Depository Standard Chartered Oman and Securities MDSROMR1 N N SCBLAEADDIF N In limited circumstances Bank, DIFC Branch Registration Company Central Depository Standard Chartered Pakistan CDCPPKK1 Y Y SCBLAEADDIF N Company of Bank, DIFC Branch Pakistan Ltd.
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Schedule I MiFID II Security Interest Disclosures – Third Party Market Participants
Central Securities Depositories (CSD) Subcustodians
CSD BIC / CSD Required Subcustodian Subcustodian Market CSD Name CSD Liens Comments / Qualifications Subcustodian Name SWIFT Lien by law? BIC / SWIFT Lien
The State Bank of SBPPPKKA Y Y Pakistan The CSD will have a legal pledge that will operate automatically by law over the Securities held by a participant of Latin Clear in a Proprietary La Central Participant Account. The CSD will have a pledge Latinoamerica over such Securities to cover its fees and Panama na de Valores CLVLPAP1 Y Y Citibank N.A. CITIGB2L Y expenses for services provided to the participant SA (Latin that may become defaulted (which would enable Clear) the Securities Depository to dispose of the participant´s proprietary securities in the event of enforcement of such pledge). Caja de Valores y Peru Liquidaciones CVLIPEPL N N Citibank del Perú S.A. CITIUS33LIM Y (CAVALI ICLV S.A.) Philippine Depository Standard Chartered Philippines PHCDPHM1 Y Y SCBLPHMM Y and Trust Bank Corporation Krajowy Depozyt Papierow KDPWPLPW N N There is a lien for subcustodian. Wartosciowyc h Bank Polska Kasa Poland Rejestr PKOPPLPWCUS Y Opieki S.A. Papierów Wartościowyc NBPLPLPW N N h (National Bank of Poland)
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Schedule I MiFID II Security Interest Disclosures – Third Party Market Participants
Central Securities Depositories (CSD) Subcustodians
CSD BIC / CSD Required Subcustodian Subcustodian Market CSD Name CSD Liens Comments / Qualifications Subcustodian Name SWIFT Lien by law? BIC / SWIFT Lien
Portugal Interbolsa IBLSPTPPXXX N N Citibank Europe plc CITIIE2X Y
Qatar Central Standard Chartered Qatar Securities QCSDQAQ2 N N SCBLAEADDIF N Bank, DIFC Branch Depository Depozitarul DECNROBU Y Y Central S.A. BRD - Groupe Societe Romania BRDEROBUTIT Y National Bank NBORROBBXX Generale Y Y of Romania X National Settlement Societe Generale, Russia NADCRUMM N N RSBNRUMMCUS Y Depository Rosbank (NSD) Securities Depository Saudi Arabia TSSMSAR1 N N HSBC Saudi Arabia SABBSARI N Center Company Central Securities Raiffeisen Bank Serbia Depository CSDERSB1 N N RZBAATWWXXX N International AG and Clearing House The Central Depository CDPLSGSG N N (Pte) Limited Standard Chartered Singapore (CDP) Bank (Singapore) SCBLSG22XXX Y The Monetary Limited Authority of MASGSGSM N N Singapore
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Schedule I MiFID II Security Interest Disclosures – Third Party Market Participants
Central Securities Depositories (CSD) Subcustodians
CSD BIC / CSD Required Subcustodian Subcustodian Market CSD Name CSD Liens Comments / Qualifications Subcustodian Name SWIFT Lien by law? BIC / SWIFT Lien
CENTRALNY DEPOZITAR Raiffeisen Bank Slovak Republic CENNYCH CSDSSKBA N N RZBAATWWXXX N International AG PAPIEROV SR, A.S. KDD Central Securities Raiffeisen Bank Slovenia KDDSSI22 N N RZBAATWWXXX N Clearing International AG Corporation Standard Chartered South Africa STRATE Ltd STRAZAJJXXX N N SCBLAEADDIF N Bank, DIFC Branch B&M is unaware of any such right. However, in the Korea event of the Subcustodian’s bankruptcy, the Standard Chartered Korea (South) Securities KSDCKRSE N N SCBLKRSE Y Depository may impose restrictions on the return Bank Korea Limited Depository of Securities or the transfer of Securities to other accounts.
Spain Iberclear IBRCESMMXXX Y Y Banco Inversis S.A. INVLESMMXXX Y
Central Depository CDSPLKLC N N Systems (Pvt) There is a lien for subcustodian. Standard Chartered Sri Lanka SCBLLKLX Y Ltd (CDS) Bank Central Bank CBCELKLS N N of Sri Lanka Euroclear Nordea Bank Abp, filial i Sweden VPCSSESS N N NDEASESSXXX Y Sweden Sverige SIS - Switzerland SEGAINTERS INSECHZZ Y Y Credit Suisse AG, CRESCHZZ80A Y ETTLE AG
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Schedule I MiFID II Security Interest Disclosures – Third Party Market Participants
Central Securities Depositories (CSD) Subcustodians
CSD BIC / CSD Required Subcustodian Subcustodian Market CSD Name CSD Liens Comments / Qualifications Subcustodian Name SWIFT Lien by law? BIC / SWIFT Lien
TAIWAN DEPOSITORY AND TDCCTWTP N N Standard Chartered Taiwan CLEARING SCBLTWTPXXX N Bank (Taiwan) Limited CORP Central Bank CBCTTWTP N N of China The Securities Depository has no lien on its depositor’s/participant’s Securities. However, Dar es Salaam a court may ultimately determine that the Standard Chartered Tanzania Stock DSTXTZTZ Y N SCBLAEADDIF N Securities Depository may have a lien over such Bank, DIFC Branch Exchange Securities for payment of its fees related to the safe custody and administration of such Securities Thailand Securities Standard Chartered Thailand TSDCTHBK N N SCBLTHBX Y Depository Bank (Thai) Pcl Co., Ltd. Security Depository has a lien on Customer’s assets with respect to expenses incurred by the Security Depository in respect of the assets held Societe Generale Tunisie Tunisia STICTNT1 Y Y with it. Securities Service UIB UIBKTNTTXXX Y Clearing Tunisia However, the Security Depositary cannot dispose of the Customer’s assets in the event of enforcement. IMKB Takas ve Saklama TVSBTRIS Y Y Bankası A.S.
Turkey Citibank A.S. CITITRIX Y Central Bank TCMBTR2A Y Y of Turkey Merkezi Kayit MKKCTRIS Y Y Kurulusu A.S.
101 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule I MiFID II Security Interest Disclosures – Third Party Market Participants
Central Securities Depositories (CSD) Subcustodians
CSD BIC / CSD Required Subcustodian Subcustodian Market CSD Name CSD Liens Comments / Qualifications Subcustodian Name SWIFT Lien by law? BIC / SWIFT Lien
UAE laws and regulations do not confer a right of Abu Dhabi lien; rights typically arise from agreed terms UAE - Abu Standard Chartered Securities ADSEAEA1 Y N between the Subcustodian and Securities SCBLAEADDIF N Dhabi Bank, DIFC Branch Market Depository; the lien shall be registered at the CSD in favour of the pledgee. UAE laws and regulations do not confer a right of Dubai lien; rights typically arise from agreed terms Standard Chartered UAE - Dubai Financial DFMTAEA1 Y N between the Subcustodian and Securities SCBLAEADDIF N Bank, DIFC Branch Market Depository; the lien shall be registered at the CSD in favour of the pledgee. UAE laws and regulations do not confer a right of lien; rights typically arise from agreed terms UAE - Nasdaq Nasdaq Dubai Standard Chartered DIFXAEAA Y N between the Subcustodian and Securities SCBLAEADDIF N Dubai Ltd Ltd Bank, DIFC Branch Depository; the lien shall be registered at the CSD in favour of the pledgee. Euroclear UK & International Limited (previously CRSTGB22 Y VIDACOS Nominees United Kingdom Y CITIGB2L Y known as Limited Euroclear UK and Ireland LTD) The Securities Depository has no lien on its Central depositor’s/participant’s assets, except for custody Securities UGBAUGKA Y N fees, administration expenses and other sums due Depository of under the subcustodial agreement. Such liens may Uganda (CSD) be contractually waived Standard Chartered Uganda Securities SCBLAEADDIF N The Securities Depository has no lien on its Bank, DIFC Branch Central depositor’s/participant’s assets, except for custody Depository at UGSXUGKA Y N fees, administration expenses and other sums due Uganda under the subcustodial agreement. Such liens may Securities be contractually waived Exchange
102 of 103 Terms & Conditions for Global Custody For clients serviced from Europe (excluding the UK) OCTOBER 1, 2021
Schedule I MiFID II Security Interest Disclosures – Third Party Market Participants
Central Securities Depositories (CSD) Subcustodians
CSD BIC / CSD Required Subcustodian Subcustodian Market CSD Name CSD Liens Comments / Qualifications Subcustodian Name SWIFT Lien by law? BIC / SWIFT Lien
National Depository of NADUUAUK Y Y Ukraine (NDU) Ukraine JSC Citibank CITIUAUK Y National Bank of Ukraine NBUAUAUX Y Y (NBU) Liens and other security interests are only Banco Central Uruguay CBCUUYMM N N available if granted as a matter on contract Citibank N.A.. CITIGB2L Y del Uruguay between the parties. The Depository Trust DTCYUS33 N N Company The Bank of New York United States IRVTUS3N N (DTCC) Mellon Federal Reserve Bank FRNYUS33 N N (FED) Vietnam Standard Chartered Vietnam Securities VISDVNV1 N N SCBLAEADDIF N Bank, DIFC Branch Depository The Securities Depository/BCEAO has no lien on Bourse its depositor/participant’s assets except for custody Regionale des fees, administration expenses and other sums due Standard Chartered WAEMU Valeurs BRVICIA1 Y N SCBLAEADDIF N under agreement between the Securities Bank, DIFC Branch Immobilieres Depository and its depositor/participant. Such S.A. claim can be contractually waived. LuSE Central Shares LCSDZML1 Y Y Both CSDs have a lien over the Customer Standard Chartered Zambia Depository Securities until all claims in respect of such SCBLAEADDIF N Bank, DIFC Branch Bank of Securities have been settled. BAZAZMLU Y Y Zambia (BoZ)
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