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GR 3 Competition Licensing Supplement

GR311 General [CHAPTER SUBCHAPTER 3-C LICENSED COMPETITION STANDARDS]

1. For the purpose of equalizing competitions for the National of the Year Awards, divisions and sections of Regular Competitions fall into one of three classifications: “A”, “B” or “C” rated. 2. In the Hunter division, the Increment System will determine points for ribbons won in any rated section. The point value for ribbons won in “A”, “B” or “C” rated hunter sections is determined according to the Increment System utilizing a combination of the base points for each placing at each level of section rating and adding one point for each entry shown in the first performance class. Additionally, in the Green Hunter 3’0”, 3’3”, 3’6” and 3’9”, Young Hunter 3’0”, 3’3” and 3’6”, High Performance Hunter, Performance Hunter 3’3” and 3’6”, Green Conformation Hunter 3’6” and High Performance Conformation Hunter, standings for the National Horse of the Year Awards based on money won will be determined by dollars won in the horse’s respective sections. See GR1131.

Effective Date 12/1/2016 GR 3 Competition Licensing Supplement GR312 Determining Ratings [CHAPTER SUBCHAPTER 3-C LICENSED COMPETITION STANDARDS]

HUNTER SECTIONS “A” “A” “B” and “C” “B”

Required Min Required

Classes Money Classes Money

Open Hunter Sections

Green Conformation Hunter 4-6* 500 3-4 50

High Performance 4-6* 500 3-4 50 Conformation Hunter

Green First Year Hunter 4-6* 500 3-4 100

Green Second Year Hunter 4-6* 500 3-4 100

High Performance Hunter 3-5 750** 3-4 200

Performance Hunter 3’3” 3-5 400 3-4 50

Performance Hunter 3’6” 3-5 500 3-4 100

Effective Date 12/1/2016 GR 4 Drugs and Medications Supplement

GR407 Management Procedures [CHAPTER GR407 Management Procedures]

GR407 Management Procedures

1. To provide funds for research, inspection and enforcement of rules regarding use of medications and drugs, each

Licensed Competition, except where prohibited by law, must assess the exhibitors a fee of $8 for each horse and/or pony entered in the competition, except the fee shall be $20 for each horse entered in an FEI sanctioned competition or a USEF High Cap Computer List Class. Participants in the following classes are exempted from payment: a. leadline b. exhibitions c. games and races, d. classes for 4-H members, e. Academy classes (Academy classes are classes limited to used regularly in a lesson program) Recognized Academy classes at Competitions. f. Opportunity classes g. Classes at Regular or Local Competitions restricted to breeds or disciplines whose rules are not included in the

USEF rulebook. h. However, these classes are not exempt from the Drugs and Medications Chapter itself. Within 10 days after a competition, competition management must forward to the Federation a sum representing the above fee times the number of horses and/or ponies entered in the nonexempt classes of the competition plus the number of horses and/or ponies scratched where the fee is not refunded, such sum to be held by the Federation in a separate fund for use to accomplish the purpose set forth above.

Effective Date 1/1/2017 GR 9 Competition Prize Lists and Entries Supplement

GR915 Limiting Entries [CHAPTER SUBCHAPTER 9-C SUBMISSION, ACCEPTANCE, AND REFUSAL OF ENTRIES]

2. Any competition that sets restrictive criteria for accepting entries and/or offers classes or events which are part of a league, series or other ranking or award system must do so by meeting the applicable requirements described below: a. Based strictly on a First-Come, First-Served basis (See GR907.1) under this method the prize list must be distributed at least two weeks prior to close of entries to any person requesting a prize list as well as at least three times the number of potential entrants as there will be entries accepted. b. Qualification based only on winnings or participation: (i.e., ribbons and/or prize money or dressage scores during a specified time period, of at least eight (8) consecutive weeks’ duration, established by Competition Management and published in the prize list or otherwise prior to the end of the specified period. (See applicable breed/discipline rules for further requirements under this rule). c. By Council Approval: Any other competition wishing to set restrictive criteria for accepting entries other than as specified above must make written application to the applicable Council, accompanied by a nonrefundable fee of $50, at least 120 days prior to the event detailing the criteria being requested. The Federation office may refer the application to the appropriate discipline or other committee for its recommendation regarding the application prior to the application and any recommendation being considered by the Council. The Council will consider such recommendations and may approve any such applications in its discretion and may condition any such approval in its discretion, and must require, if approved, that there be publication in the prize list or otherwise of such restrictive criteria sufficiently in advance of the closing date of entries, where appropriate, for all interested to have a fair opportunity to enter. The foregoing provisions do not apply to national championships, qualifying events for national championships, and any other events with selection criteria approved by the Board of Directors.

Effective Date 2/1/2017 GR 10 Licensed Officials Supplement

GR 1001 Duties [CHAPTER 10-A Licensed Officials Committee]

GR 1001 Duties 1. The Federation Licensed Officials Committee will act upon every completed application for enrollment, annual renewal, promotion, recommendation to the FEI, and change of status of judges, course designers, stewards and technical delegates. The Committee Federation will issue an official’s card to each approved applicant. Cards are valid for the current competition year only. Decisions of the Licensed Officials Committee are subject to the approval of the Federation.

Effective Date 12/1/2016

GR1004 General [CHAPTER SUBCHAPTER 10-B GENERAL RULES AND FEES]

3. Any USEF member who is a U.S. citizen holding a FEI license for which there is a comparable national level license must maintain the national level license with the Federation (Exception: Jumper Jjudges, Jumper Course Designers, and Stewards). If the national license is not properly maintained, this in itself shall be deemed sufficient basis for the Federation to recommend to the FEI that the individual be removed from the FEI list of officials.

FEI Judge FEI Chief Steward FEI Tchnical Delegate FEI Course Designer FEI Vet Jumping N/A N/A N/A N/A N/A

Effective Date 12/1/2016

GR1011 Guest Cards [CHAPTER SUBCHAPTER: 10-C CLASSIFICATIONS - JUDGES]

10.f. A limit of two Guest Judges may serve on a multiple judge Working Western panel.

Effective Date 12/1/2016 GR 10 Licensed Officials Supplement GR1037 Conflicts of Interest and Restrictions - Judges [CHAPTER SUBCHAPTER 10-H REGULATIONS GOVERNING OFFICIALS]

1. A judge may not be an owner of any interest in a horse (including but not limited to syndicate and partnership shares), nor may he/she be an exhibitor, trainer, coach, lessor, lessee, rider, driver, handler, steward, technical delegate, or manager, nor may he/she be a family member of a competition licensee, steward, technical delegate or manager at any Federation Licensed Competition at which he/she is officiating, including unrated classes. Exceptions: In the division and in the Dressage division, except for Dressage Sport Horse Breeding classes, horses may be shown Hors de Concours in classes where the owner is not officiating See also GR1304.17- .20. In the Hunter and Hunter/Jumping Seat divisions a judge may not be an owner of any interest in a horse (including but not limited to syndicate and partnership shares) that competes before him/her at any Federation Licensed Competition at which he/she is officiating, including unrated classes.For Hunter and Hunter/Jumping Seat Equitation Judges, please see GR1304.21-26

Effective Date 2/1/2017 GR 10 Licensed Officials Supplement GR1038 Conflicts of Interest and Restrictions- Stewards and Technical Delegates (See also GR107 and GR1304) [CHAPTER 10-H Regulations Governing Officials]

GR1038 Conflicts of Interest and Restrictions - Stewards and Technical Delegates (See also GR107 and GR1304)

6. Stewards and technical delegates are not to be used as a ringmaster, announcer, timer or Judge, or in any other volunteer or paid position not related to their proper duties at Licensed Competitions where they are officiating with the following exceptions: a. At a competition where more than one steward or technical delegate is officiating, and after a Steward or Technical Delegate has entirely completed his/her duties at that Licensed Competition, he/she may serve in another capacity; including as a judge in the Jumper Division. b. C2 Stewards who are also licensed as Dressage Technical Delegates may serve in both roles at Licensed Breed Competitions offering ‘breed restricted’ Dressage classes at Prix St. Georges or higher. c. Eventing, , and Vaulting Technical Delegates holding Federation and FEI Technical Delegate licensure may serve in both roles as Eventing, Driving, and Vaulting Technical Delegates at dually licensed FEI/Federation Eventing, Driving, and Vaulting Competitions.

7. At dually licensed FEI/Federation Dressage, Driving, Eventing, Jumping, and/or Vaulting competitions: a. Dressage, Para-Dressage, Driving, Eventing, and Vaulting Technical Delegates also holding licensure as a FEI Steward for Dressage, Para-Dressage, Driving, Eventing, and Vaulting are prohibited from serving in both roles on the same day(s) as Dressage, Para-Dressage, Driving, Eventing, and Vaulting Technical Delegates and FEI Stewards. (DR125.6). b. C1 Stewards also holding FEI Jumping Steward licensure are prohibited from serving in both roles.

Effective Date 4/1/2017

GR1055 & EV175 Eventing Course Designers [CHAPTER 10-I License Applications, Enrollment, Promotion, Maintenance & EV-6 Rules for Officials]

GR1055 Eventing Course Designers

1. No application will be considered unless and until 15 forms which actually evaluate the applicant per division are returned from USEF members who are Licensed Eventing Officials or current members of the Federation Eventing Committee. (See GR1057.4 below for additional requirements for Eventing Course Designer.) 2. Applicants for status as an Eventing Course Designer must fulfill the requirements for such status recommended by the Federation Eventing Committee and approved by the Federation Licensed Officials Committee. GR 10 Licensed Officials Supplement

3. Cross Country Course Designers. a. Recorded, or Registered, and Senior Cross Country Eventing Course Designers must be the Eventing Cross Country Course Designer at a minimum of three horse trials every three years. b. Eventing Cross Country course designers must attend a continuing education clinic and receive a passing score of 85% or above on a written exam once every three years.

4. Certified Eventing Cross Country Course Designer a. As per EV175.1, Certified Eventing Cross Country Course Designers are eligible to serve in this role for Beginner Novice, Novice, and Training Horse Trials. b. An application is not required to be a Certified Eventing Cross Country Course Designer, but these individuals must have attended the USEA Training Program on Course Design in the previous three years and every three years thereafter.

4. 5. Show Jumping Course Designers a. No application will be considered unless and until the USEF Licensed Officials Committee has received written recommendations from two “R” Eventing Technical Delegates and two riders who have officiated/ridden over jumping courses designed by the applicant and from the Eventing Show Jumping Course Advisor, stating that they believe that the applicant has demonstrated the knowledge necessary to design suitable courses and should be issued a license by the Federation. These evaluations will help fulfill the requirement of GR1057.1. b. Eventing Show Jumping Course Designers must officiate at a minimum of two separate Events at the Intermediate, Advanced or FEI two star or higher event every three years to maintain the license. c. Eventing Show Jumping Course Designers must attend either a continuing education USEF Jumping Course Designer clinic or a clinic given by the Eventing Jumping Course Advisor at least once every three years.

EV175 Course Designer

1. QUALIFICATIONS.

The Course Designer must be selected from the current roster of Eventing Course Designers of the Federation, or must have received training as a course designer. An individual recognized by the FEI or by another National Federation may serve as the course designer for a specific competition with the approval of the Federation Eventing Committee. A Senior (S) course designer is required for an Advanced Horse Trial. A Registered (R) or higher course designer is required for an Intermediate Horse Trial. A recorded (r) or higher course designer is required for Preliminary Horse Trials and National Three-Day Events. A license is not A Certified Eventing Cross Country Course Designer is required for Beginner Novice, Novice and Training Horse Trials. See SUBCHAPTER 10-I LICENSE APPLICATIONS, ENROLLMENT, PROMOTION, AND MAINTENANCEfor maintenance requirements for all licenses and certification. however the course designer must have attended the USEA Training program on Course Design in the previous three years and every three years thereafter.

Effective Date 4/1/2017 GR 11 Federation Records and Awards Supplement

GR1124 Arabian and Half/Anglo Arabian Divisions [CHAPTER SUBCHAPTER 11-F AWARD SECTIONS]

4. At USEF Licensed Regional level competitions (includes East Coast and Pacific Slope), class entries will receive double points; points will be awarded only to Champion, Reserve Champion, and equally to the remaining three of Top Five placings to fifth place in Breeding, In-Hand and Performance classes. Only those Top Five placings receive points, doubled. Regional Awards will be distributed according to the Regional map. Regional Awards will be presented at regionalvenues at the discretion of the AHA Regional organizations, as approved by the Federation.

5. At USEF Licensed National level competitions, class entries will receive triple points; points will be awarded only to Champion, Reserve Champion, and equally to the remaining eight of Top Ten placings to tenth place in Breeding, In-Hand and Performance classes. Only those Top Ten placings will receive points, trebled. Any points won at a National Championship (U.S., Youth and Sport Horse) will count solely towards National Awards and not towards any Regional Awards. National Awards will be presented at the Federation Annual Meeting.

Effective Date 12/1/2016

GR1131 Hunter and Equitation Divisions [CHAPTER SUBCHAPTER 11-F AWARD SECTIONS]

3. In the Hunter division, points are calculated according to the Increment system. In “C” and “B” rated sections, points are determined by the number of horses that compete in the first performance class of the section; in “A” rated sections, points are determined by both the rating of the competition (based on scheduling restrictions of HU158) as well as the number of horses that compete in the first performance class of the section. Exception: National awards for Green Hunter 3’0”, 3’3”, 3’6” and 3’9”, Young Hunter 3’0”, 3’3”, and 3’6”, High Performance and Performance Hunter 3’3” and 3’6”, Green Conformation Hunter 3’6”, and High Performance Conformation Hunter will be calculated using two systems towards two separate sets of national awards. The national Money Won Awards will be based on the money won by each horse in their respective section. The national Points Awards will be calculated according to the Increment System. Both money won and points won in hunter classics, the USHJA International Hunter Derby Welcome Stake and the USHJA International Hunter Derby will be included. The money won and points won in the USHJA International Hunter Derby and USHJA International Hunter Derby Welcome Stakes will only be awarded towards a declared Hunter section for HOTY points if a horse competes in the declared section a minimum of five (5) times during the competition year.

[...] 9. Hunter Division Section champions will be awarded 2.0 times the total 1st place point value of the first class in that section toward any National Horse of the Year point award based on points earned. Section reserve champions will be awarded 1.2 times the total 1st place value of the first class in that section towards any National Horse of the Year award based on points earned. Exception: For National Horse of the Year awards that are based on money won, Section Champions in the Green Hunter 3’0”, 3’3”, 3’6”, and 3’9”, Young Hunter 3’0”, 3’3”, and 3’6”, High Performance Hunter, Green Conformation Hunter 3’6”, Performance Hunters 3’3”, Performance Hunters 3’6”, and High Performance Conformation Hunter will be awarded dollars equal to 10% of the total prize money offered for each respective section towards National Horse of the Year awards. Reserve Champions will be awarded dollars equal to the amount of 5% of the total prize money for each respective section.

Effective Date 12/1/2016 GR 13 Competition Participants and Associated Individuals Supplement

GR1304 Regulations Governing Showing Under Judges, Stewards and Technical Delegates [CHAPTER SUBCHAPTER 13-A RESPONSIBILITIES]

GR1304 Regulations Governing Showing Under Judges, Stewards and Technical Delegates (See also GR107 for definition of Client)

Refer solely to GR1304.16 for rules pertaining to showing under judges in the Division. Refer solely to GR1304.21-26 for regulations and restrictions governing showing under for Hunter/Jumper/Hunter Seat Equitation Judges and Category 1 Stewards. GR1304.1-20 shall not apply. See also GR1038, GR107, and GR307. Refer to GR1304.19 for rules pertaining to competing under Organizing Committees, Officials: Stewards, Ground Jurors, Veterinary Judges and Technical Delegates in the Endurance Division. See also GR1037 for restrictions on Judges.

1. An exhibitor, coach or trainer may not serve as a judge, steward or technical delegate at any competition in which he/she exhibits, whether or not the classes are conducted under Federation rules. See also GR1038.1. A licensed judge may officiate at the special competition, provided he/she is not or does not have a client participating in the special competition.

2. No member of a judge’s family, nor any cohabitant, companion, domestic partner, housemate, or member of a judge’s household nor any of the judge’s clients, employers or employees or employers of a member of the judge’s family may compete as trainer, coach, exhibitor, rider, driver, handler, owner, lessor or lessee in any division, or Dressage class (Arabian, Morgan, and and Hunter divisions in any competition) unless the relationship is terminated 30 days prior to the competition. For purposes of this rule included as employers are any individuals, corporations, partnerships, foundations, trusts or non-profit organizations and shareholders owning five or more percent of the stock of any corporation which employs the judge or a member of the judge’s family, and any officers, directors and partners of any corporation or partnership and officers, directors or trustees of any trust or foundation or non-profit organization which employs the judge or a member of the judge’s family. The hiring of a judge to officiate at Licensed Competitions shall not constitute employment for purposes of this rule.

3. No judge’s trainer nor any of the judge’s trainer’s clients may compete as trainer, coach, exhibitor, rider, driver, handler, owner, lessor or lessee in any Division or Dressage class (Arabian, Morgan, and Western Dressage and Hunter divisions in any competition) unless the relationship is terminated 30 days prior to the competition.

Effective Date 2/1/2017 AR Arabian, Half-Arabian and Anglo-Arabian Supplement

AR106 Shoeing Regulations, Artificial Markings and Appliances [CHAPTER SUBCHAPTER AR-1 GENERAL SECTION]

7. Purebred Arabian horses must wear a long, natural, unbraided and/or (with or without clipped path). Half-Arabian/Anglo-Arabian horses are not required to have a long mane and/or tail, but an unbraided mane and/or tail is mandatory. Exceptions: Horses shown with Hunter, Jumper, Show , Sport Horse or Dressage appointments are permitted to show with a shortened, pulled, or braided mane and/or tail. horses may be shown with a roached/ shaved mane. For see division chapter CP. Eyelashes shall not be removed. All horses must have a natural unaltered, unset, and ungingered tail as described in AR105.3 - Ginger, Capsaicin, and other Irritants.

Effective Date 12/1/2016

AR106 Shoeing Regulations, Artificial Markings and Appliances [CHAPTER SUBCHAPTER AR-1 GENERAL SECTION]

13. No item may be used inside or outside the ring while showing a horse except one per handler; no metal attachments are permitted. If are allowed, they must be no longer than 6’ including the snapper or lash. (See specific sections on whip rules.)

Effective Date 12/1/2016

AR106 Shoeing Regulations, Artificial Markings and Appliances [CHAPTER SUBCHAPTER: AR-1 GENERAL SECTION]

1. Any machine made shoe (keg), or handmade shoe made of magnetic steel, mild steel, aluminum, rubber or other non-metallic shoe is allowed. Shoes made of tungston carbide are prohibited. a. No part of the shoe may exceed the dimensions of 3/8 inch thick by 1 1/8 inches wide (nail heads and/or toe clips are not considered when measuring the shoe). Aluminum, rubber or other non-metallic shoes are exempt from the dimension requirements. b. The shoe may be of any type and configuration except Iin the case of a bar shoe, there may be only one bar, which must be either a straight bar, or an egg bar. (1) there may be only one bar, A straight bar can be located anywhere within the circumference of the shoe. (2) The egg bar is defined as an uninterrupted, oval shaped shoe. (3) A bar is part of the shoe and must not exceed the dimensions of 3/8” thick by 1 1/8” wide, at any point on the shoe, nor may the bar it extend below the ground surface of the shoe. c. If a shoe band is used, it may be attached to either the shoe, or the pad if present. 2. Shoeing Restrictions Based on Age of Horse or Class in Which Exhibited a. Horses less than two years of age must be shown barefoot b. Horses two years of age may be shown with a shoe in accordance with AR106.1. However, the use of a bar shoe, or pad(s) of any type or configuration between hoof and shoe is strictly prohibited. AR Arabian, Half-Arabian and Anglo-Arabian Supplement shoe, or pad(s) of any type or configuration between hoof and shoe is strictly prohibited. c. Horses three years old, may not have any type of bar shoe. 3. Maximum overall length of toe is a. 4 ½” 4¾ inches for purebred Arabians. b. Maximum length of toe is 5” 5 ¼ inches for Half-Arabians and Anglo- Arabians. c. The overall length of toe includes shoes and any pad(s) present. 4. Method of Measuring Toe and Heel, Shoe and Pad. a. Using a six (6) inch metal ruler, the length of the toe is determined by measuring the front of the hoof, in the center, from the skin line on the lower side of the coronary band hairline to the ground. The skin line on the lower side of the coronary band is to be defined by palpation. The thumb should be used to press on the horny hoof wall proceeding from the ground toward the hairline. The first compressible soft tissue palpated is the lower side of the coronary band. The hairline does not necessarily coincide with the lower side of the coronary band. Hairline is considered the origin of the hair at the coronet band. b. The height of heel is determined by measuring from the skin line on the lower side of the coronary band to the ground, with the ruler perpendicular to the ground (See illustration in GR510). Shoes are measured with an accurate gauge. 5. Pads a. The use of pad(s) (either full or partial, including rim) made of rubber, leather or plastic, is allowed. b. The introduction of a foreign material within or between the pad(s), between the pad and the shoe or between the pad and hoof (other than accepted packing material such as oakum, pine tar, silicone, foam rubber etc.) designed to add additional weight or enhance action is strictly prohibited. The overall length of toe measurement does not exceed the maximum toe length of 4 ½” for Purebred Arabians or 5” for Half- Arabians/Anglo-Arabians. c. The introduction of a foreign material within the pad, between the pad and shoe or between the pad and hoof (other than accepted packing material such as oakum, pine tar, silicone, foam rubber, etc.) designed to add additional weight or enhance action is strictly prohibited. c. Material with anti-concussive qualities (such as rubber, silicone, latex, etc.) may be used between the pad and hoof for additional support, provided such material does not extend beyond the inner rim (edge) of the shoe. 6. 5. At the discretion of a judge or a steward officiating at a licensed Arabian competition, or Arabian classes in any Federation licensed competition, or at the request of the Show Committee (See GR1201 License - Operation of Competition.) inspection of shoes, pad(s) and/or hoof length may be required. a. Inspection shall include(including measuring the shoe, measurement of hoof length, and in the case of the presence of a pad, inspection of the pad(s). b. Inspection may include but is not limited to, visual, x-ray, metal scan, or manual separation of pads. of shoes, pad(s) and/or hoof length may be required. c. a. Shoes and pads, if present, cast after entering or before exiting the arena in any class, not exempt from shoeing regulations, shall be inspected as described above Said inspection shall be performed by a licensed steward or judge officiating at the competition. designated by the Show Committee (The Show Committee may at its discretion designate more than one licensed official to perform inspections). d. b. Any trainer, exhibitor and/or agent of a horse subject to the inspection each may request to be present and heard while said inspection is being performed by said licensed official(s). e. c. Prior to any disqualification and/or other penalties imposed on a horse at a competition, the inspecting officials shall make reasonable efforts to notify and have present, the owner(s) and trainer(s) of said horse, or agent(s) at the inspection. f. d. The inspecting officials shall take possession of any shoe, and/or pad(s) and measure the shoe with an accurate gauge and inspect pad(s). Measurement of hoof length shall be made in accordance with AR106.4 Method of Measuring Toe and Heel, Shoe. g. e. In the event that the inspecting officials find a violation of the shoe measurement, hoof length and/or pad(s)rules presence the horse shall be disqualified for the entire remainder of the competition, and the owner shall be required to forfeit all prize money, sweepstakes and trophies, entry fees, ribbons, and points won at said competition by said horse. h. f. Additionally, if any forbidden foreign material is found between the pad and/or shoe, or pad and hoof, within the pad, between any pad(s), and/or the pad composition is in violation of AR106.4, the steward shall file a AR Arabian, Half-Arabian and Anglo-Arabian Supplement charge against the owner(s) and trainer(s) with the Federation Hearing Committee in accordance with GR604 Charges and a hearing shall be held in accordance with General Rules, Chapter 6. 1) In the event the Hearing Committee determines a violation has occurred, tThe trainer, owner and/or their agents each shall be subject to any and all penalties imposed by the Hearing Committee at its discretion pursuant to Chapters 6 and 7, including suspensions, fines, and the revocation and redistribution of winnings. Notice or notices of which shall be published on the Federation's website. The suggested penalty is a minimum of 30 days and a maximum of one year suspension. Subsequent violations of this rule by any individuals/entities shall be subject to such greater penalties as determined at the discretion of the Hearing Committee. of a horse found to be shod with any forbidden material as described, is subject to whatever additional penalty or penalties are assessed by the Hearing Committee following a hearing. Said trainer may be fined and/or suspended from all competitions for a period of up to one year for the first offense, said suspension to be served at any time at the discretion of the Hearing Committee. 2) The horse and/or the owner may be suspended for any period of time specified by the Hearing Committee.

7. 6. Renumber Remaining......

Effective Date 1/1/2017

AR110 Abbreviations of Class Specifications/Junior Exhibitor/Amateur Requirements/Ages [CHAPTER SUBCHAPTER: AR – 1 GENERAL SECTION]

2.g When Leveling classes are offered in conjunction with age groups (i.e. AAOTR/AATR 18-39, AAOTR/AATR 40 and over as well as AAOTR/AATR Select Amateur, AAOTR/AATR Choice Amateur, AAOTR/AATR Amateur, Prime Time) , a rider may enter their appropriate level or opt to enter a higher level instead. (only one level may be entered). When age divisions are not offered, A show may elect to allow exhibitors to enter their appropriate achievement level and/or any higher level(s) (all appropriate qualifications would be required, if applicable). Riders who are deemed Choice by their leveling points may not level down to Select, in addition, Elite riders may not level down to Choice or Select. Exception: In Working Western classes where levels are run concurrently, a show may elect to allow riders to enter up (not down) in all levels in which appropriate qualifications and entry fees are applied in any circumstance.

Effective Date 12/1/2016 AR Arabian, Half-Arabian and Anglo-Arabian Supplement AR112 Numbers and Appointments [CHAPTER SUBCHAPTER AR-1 GENERAL SECTION]

12. In Formal Driving, Pleasure Driving, Country Pleasure Driving classes and A at the discretion of the competition management, one header per horse may be utilized to ensure the safety of the exhibitors. Headers must be properly attired. A plain unmarked smock, business attire or appropriate show attire is required.

Linked rules:

SUBCHAPTER AR-20 FORMAL DRIVING SECTION AR185 Conduct 2. At the discretion of the competition management, one header per horse may be utilized to ensure the safety of the exhibitors. Headers must be properly attired. A plain unmarked smock, business attire or appropriate show attire is required.

SUBCHAPTER AR-21 PLEASURE DRIVING SECTION AR189 Conduct 2. At the discretion of competition management, one header per horse may be utilized to ensure the safety of exhibitors. Header must be properly attired. A plain unmarked smock, business attire or appropriate show attire is required.

SUBCHAPTER AR-22 COUNTRY PLEASURE DRIVING SECTION AR193 Conduct 2. At the discretion of competition management, one header per horse may be utilized to ensure the safety of the exhibitors. Headers must be properly attired. A plain unmarked smock, business attire or appropriate show attire is required.

SUBCHAPTER AR-24 COMBINATION CLASSES SECTION AR201 Conduct 3. Two attendants per entry are allowed to assist the changing of tack. Attendants must be properly attired. A plain, unmarked smock, business attire or appropriate show attire is required.

Effective Date 12/1/2016 AR Arabian, Half-Arabian and Anglo-Arabian Supplement AR123 General Performance Classes [CHAPTER SUBCHAPTER AR-4 PERFORMANCE SECTION]

4. In the line up, horses must stand quietly and may be asked to back individually or as a group. In driving classes requiring a reinback in the line-up, the may be adjusted by the header but must remain fastened until the reinback has been completed.

See linked rules:

SUBCHAPTER AR-20 FORMAL DRIVING SECTION AR185 Conduct 3. To stand quietly and back readily. In driving classes requiring a reinback in the line-up, the overcheck may be adjusted by the header but must remained fastened until the reinback has been completed.

SUBCHAPTER AR-21 PLEASURE DRIVING SECTION AR189 Conduct 3. To stand quietly and back readily. In driving classes requiring a reinback in the line-up, the overcheck may be adjusted by the header but must remained fastened until the reinback has been completed.

SUBCHAPTER AR-22 COUNTRY PLEASURE DRIVING SECTION AR193 Conduct 3. To stand quietly and back readily. In driving classes requiring a reinback in the line-up, the overcheck may be adjusted by the header but must remain fastened until the reinback has been completed.

Effective Date 12/1/2016 AR Arabian, Half-Arabian and Anglo-Arabian Supplement AR160 Height of Obstacles [CHAPTER SUBCHAPTER AR-13 WORKING HUNTER SECTION]

7. Working Hunter Cross Rails: not to exceed 18”. Courses to consist of 8 cross rail fences - Open. b. Restricted classes: 1.Horse eligibility: a. Green Working Hunter – Open - 2’6” – Horses at their first or second competition year at 2'6" at a Federation licensed Arabian competitions (EC) or AHA approved shows. recognized USEF OR AHA Approved show, including one day shows. Horses never to have shown over fences (Hunter, Equitation or Jumper) at a height of 2'6" (0.8m) or greater prior to the beginning of the competition year. Exception: Hunter Hack classes or horses competing in their second year Green Hunters. A second year green hunter is a horse that has competed at 2'6" (0.8m) or greater in the prior year. Competition years do not need to be consecutive. However, if a horse has been shown in any two competition years at a height of 2'6" (0.8m) or greater it would no longer be eligible to compete as a green hunter. It is the sole responsibility of the owner to determine the eligibility of a horse to compete as a green hunter. Horses that have competed in Modified Hunter ATR and 14.2 hands and under prior to the 2017 competition year are still eligible to compete as a green hunter over fences in the 2017 competition year as long as they did not compete in other classes over 2'6" or higher. b. 14.2 hands and under Working Hunter Over Fences - Open - 2'6" - must have a USEF measurement card or a USEF valid measurement form issued by the Federation in accordance with AR157.4. c. 14.2 hands and under Working Hunter JTR, AATR, ATR, AOTR - 2'3" - must have a USEF measurement card or a valid USEF measurement form issued by the Federation in accordance with AR157.4. d. 14.2 hand and under Green Hunter over Fences - Open - 2'3" - must have a USEF/EC measurement card or a valid USEF measurement form issued by the Federation in accordance with AR157.4. Horses never to have been shown over fences at Federation licensed Arabian competitions (EC) or AHA approved shows (Hunter, Equitation or Jumper) at a height of 2'3" or greater prior to the beginning of the competition year. Exception: Hunter Hack classes or horses competing in their second year at 14.2 hands and under Green Hunters. A second year 14.2 hands and under Green Hunter is a horse that has competed at 2'3" or greater in the prior year. Competition years do not need to be consecutive. However, if a horse has been shown in any two competition years at a height of 2'3" or greater it would no longer be eligible to compete as a 14.2 hand and under Green Hunter. It is the sole responsibility of the owner to determine the eligibility of a horse to compete as a 14.2 hand and under green hunter.

Effective Date 12/1/2016 AR Arabian, Half-Arabian and Anglo-Arabian Supplement AR174 Purpose [CHAPTER SUBCHAPTER AR-17 SPORT HORSE SECTION ]

The Sport Horse section was developed to evaluate and encourage the breeding of Purebred Arabian and Half- Arabian/Anglo-Arabian horses suitable for Dressage, Working Hunter, Eventing, Jumper, Carriage Pleasure Driving, , Racing, Competitive and Endurance, and to provide an opportunity to demonstrate the effectiveness of breeding programs. Form to function will be emphasized.

1. Sport Horse classes in the Arabian, Half-Arabian and Anglo/Arabian Division are to be judged by Federation/ Equine Canada judges licensed in Dressage Sport Horse Breeding, Hunter Breeding, Dressage, Hunter or Jumper divisions; no guest card will be required. DR126.1.d.1(exception Arabian Sport Horse Classes). In the event that a Competition Management intends to schedule a outside of the limitations of DR126.6, it must be specifically noted in the contract. Management must also specify in the contract which classes the Dressage judge is contracted to judge, i.e. Dressage, Sport Horse and/or Western Dressage. Management and the Dressage judge must agree upon the contract provisions, to eligible overtime and compensation; both Management and the Dressage judge must sign and date the contract.

Effective Date 2/1/2017

AR217 Ranch Horse Riding [CHAPTER SUBCHAPTER AR-25 WORKING WESTERN SECTION]

Ranch Horse Pleasure Riding. The purpose of Ranch Horse Riding Pleasure should reflect the versatility, attitude, and movement of a working horse. The horse’s performance should simulate a horse working outside the confines of an arena and that of a working ranch horse. This class should show the horse’s ability to work at a forward, working speed while under control by the rider. Light contact should be rewarded and horse shall not be shown on a full drape of . The overall manners and responsiveness of the horse while performing the maneuver requirements and the horse’s quality of movement are the primary considerations. For rules regarding correct Western appointments, refer to AR142.

Effective Date 12/1/2016 AR Arabian, Half-Arabian and Anglo-Arabian Supplement AR223 Trail Course Designers [CHAPTER SUBCHAPTER: AR-27 WESTERN OR ENGLISH TRAIL SECTION]

2. It is required that a Course Designer, separate from one of the judges, be contracted at every Regional and National Championship Competition and his/her name appears in the prize list. At Regional and National Competitions, the Course Designer must be present and available to the trail arena at all times during the trail classes.

Effective Date 12/1/2016 AR Arabian, Half-Arabian and Anglo-Arabian Supplement AR244 Showmanship Faults [CHAPTER SUBCHAPTER AR-29 SHOWMANSHIP SECTION]

Mandatory Causes for Elimination 1. Horse escapes from exhibitor 2. See AR105.6 for inhumane treatment and undue stress. 3. Excessive schooling or training 4. Loss of control or severe disobedience that endangers others to include but not limited to: biting, pawing, rearing, bolting, lunging, breakingaway, kicking out or continuously circling the exhibitor – The judge can deem it necessary to excuse the exhibitor. 5. Whip marks 6. Equipment eliminations a. Western 1. strap/chain cannot run through the horse’s mouth or over the nose 2. Horse may not be shown in a bridle 3. Horse may not be shown in a or b. English/Hunter Style 1. Full bridle: a. Modified cavesson is not allowed b. Lead strap cannot be used with or without a chain 2. Snaffle: a. Modified cavesson is not allowed b. Lead strap cannot be attached to only one side of the c. Chain cannot run through the bit c. English/ Seat Style 1. Full Bridle: a. Modified cavesson is not allowed b. Lead straps cannot be used with or without a chain 2. Snaffle: not allowed a. Modified cavesson is not allowed b. Lead strap cannot be attached to only one side of the bit c. Chain cannot run through the bit d. Dressage or Style 1. Full Bridle: a. Modified cavesson is not allowed b. Lead straps cannot be used with or without a chain 2. Snaffle: ...... etc

Effective Date 12/1/2016 CP Carriage Pleasure Driving Supplement

CP102 Definitions of Terms [CHAPTER SUBCHAPTER CP-1 INTRODUCTION AND DEFINITIONS]

6. Junior and adult drivers are defined as follows: a. The age of an individual on December 1st shall be maintained until November 30th of the following year. Persons born on December 1st shall assume the greater age on that date. b. Junior A - drivers who have not reached their 11th birthday. Junior A drivers must be accompanied by a knowledgeable adult horseman at all times. c. Junior B - drivers who are older than 11 but not yet 14 years of age. Junior B drivers must be accompanied by a knowledgeable adult horseman capable of rendering assistance at all times. Exception: Junior B drivers competing with a single VSE turnout in a securely enclosed area need not be accompanied by a knowledgeable adult horseman unless required by the organizer. d. Junior C - drivers who are 14 but not yet 18 years of age competing with a single horse/pony turnout may carry a groom/passenger at their discretion. e. Adult drivers are those 18 years of age and over.

Effective Date 2/1/2017 CP Carriage Pleasure Driving Supplement CP216 Donkeys and Mules [CHAPTER SUBCHAPTER CP- 11 – DIVISIONS]

CP216 Donkeys and Mules 1.Class or divisions offered for donkeys and/or mules may be divided by size. Donkeys may be divided into miniature, small, standard, large standard, and mammoth. (See also CP113). In those classes the gaits required are the walk, slow trot, and working trot. 2. All equines are allowed to compete unless restricted by management. Restrictions must be published in the Omnibus/Prize List.

CP217 CP 216 Championships ...... Renumber remaining rules accordingly

Effective Date 2/1/2017 CP Carriage Pleasure Driving Supplement CP244 Off-Course [CHAPTER SUBCHAPTER CP-15 CLASS SPECIFICATIONS: PLEASURE OBSTACLE DRIVING]

CP238 4. If any part of an obstacle is, at any time, disturbed or dislodged out of its sequence or if any obstacle or start or finish line is driven in reverse direction, out of sequence or driven twice, it will be considered driven incorrectly and be scored under the rules for each specific class. See exceptions regarding the correct driving of the start and finish lines for Scurry Obstacles, Pick Your Route Obstacles, Gambler’s Choice Obstacles and Double Jeopardy Obstacles classes. 6. 4...... and renumber....

CP244 Off-Course (See also CP238) 1. Unless otherwise specified in individual class rules, a driver is off-course when driving an obstacle in the incorrect sequence or direction or when failing to drive a required obstacle. 2. For a Start or Finish line or an obstacle to be completed, the entire turnout (all horses and all wheels of the vehicle) must pass through the obstacle or the start/finish markers. 3. Straddling an obstacle marker, regardless of an actual disturbance, will be scored as a dislodgment. 4. Straddling a Start or Finish marker will be considered off course. Unless otherwise specified in individual class rules, a driver is off-course if: a. a required obstacle is not driven; b. the start or finish line is not driven; c. an obstacle is driven in reverse direction, out of sequence or driven twice; d. the start or finish line is driven in reverse direction, out of sequence or driven twice; e. the entire turnout (all horses and all wheels of the vehicle) fails to pass through the obstacle or the start/finish markers; or f. an entry disturbs any part of an obstacle out of its driving sequence.

Effective Date 2/1/2017 CP Carriage Pleasure Driving Supplement CP249 Specialty Time Competitions [CHAPTER SUBCHAPTER CP-15 CLASS SPECIFICATIONS: PLEASURE OBSTACLE DRIVING]

3. Double Jeopardy Obstacles b. After passing through the Start markers, the first driver shall proceed through each obstacle and through the designated Finish markers where time is stopped.for the first course and come to a halt. The time is stopped until the second driver takes the reins and whip. driver proceed. After coming to a halt, the reins and whip are transferred to the second driver. Only after there is complete control of the reins and whip may the second driver proceed as follows: Beginning with the designated Start markers, the time is continued for the reverse course, continuing through the obstacles in reverse order and in the reverse direction and through the designated Finish markers for the reverse course. It is recommended that a different colored set of numbers be placed to indicate the required "reverse" course.

Effective Date 2/1/2017

CP249 Specialty Time Competitions [CHAPTER SUBCHAPTER CP-15 CLASS SPECIFICATIONS PLEASURE OBSTACLE DRIVING]

6. Your Route/My Route Obstacles h. Omitting an obstacle or driving an obstacle twice in the second half of the round results in Elimination. Passing through the Start and Finish markers more than one time will be considered "off course."

Effective Date 2/1/2017 CP Carriage Pleasure Driving Supplement CP250 High-Point Competitions [CHAPTER SUBCHAPTER CP-15 CLASS SPECIFICATIONS: PLEASURE OBSTACLE DRIVING]

1. Fault and Out Obstacles c. If all the obstacles are driven cleanly before the allowed time expires, the driver will begin the course again, starting with obstacle #1, without having to pass through the Start markers; however, passing through the Start markers more than once is not considered “off course” and is not penalized. d. Two points will be scored for each obstacle cleared before the allowed time expires, a disobedience occurs or an obstacle is dislodged. e. When the allowed time expires, a disobedience occurs or an obstacle is dislodged, a signal will be given. The driver shall then proceed through the next consecutively numbered obstacle. The time will be taken when the rear axle clears this obstacle. If that obstacle is cleared, one point is scored. If it is dislodged, no points for that dislodged obstacle are scored, but the time is still taken. f. For the purposes of scoring, a disobedience (refer to CP211 (Break in Gaits)) is considered a dislodgement of the attempted obstacle. g. Going off course or dislodging a Start marker will incur elimination. Passing through the Start markers more than one time is not considered "off course." f. h. The score of a driver who fails to drive the next consecutively numbered obstacle after the whistle is blown shall count, up to the point where the signal is given, but the competitor must be placed after those with an equal score and time. g. i. Placings will be determined by the greatest number of points.

Effective Date 2/1/2017 CP Carriage Pleasure Driving Supplement CP251 Fault Competitions [CHAPTER SUBCHAPTER CP-15 CLASS SPECIFICATIONS: PLEASURE OBSTACLE DRIVING]

1.d. Penalties:

Effective Date 2/1/2017 DC ­ Combined Driving Supplement

All Chapters [CHAPTER All chapters]

Please see attached document

Effective Date 2/1/2017

Annex 1 [CHAPTER Annex]

Diagram of the Driven Dressage arena for FEI Test 8a

(Test 11: ref. Art. 953.1)

Effective Date 2/1/2017

Annex-4 [CHAPTER Annex ]

1. Single “L”

Construction:

Supports – 40cm to 60cm from ground to top of rail

Elements – must be free-standing; parallel or perpendicular; single or sectioned rails; separated by 20cm-40cm spacing

Markers – a pair of red and white markers, set within 15cm

Element. « A » at the IN gate and « B » at the OUT gate.

Horse: (minimum measurements)

IN A1 A2 B1 B2 OUT

Single 3 8 11 8 11 3

Pair 3 8 11 8 11 3

Tandem 4 8 12 8 12 4

Four-in-hand 4 8 12 8 12 4

Pony : (minimum measurements) IN A1 A2 B1 B2 OUT

Single 3 8 11 8 11 3

Pair 3 8 11 8 11 3

Tandem 3 8 11 8 11 3

Four-in-hand 3 8 11 8 11 3

2. Double “L”

Construction:

Supports – 40cm to 60cm from ground to top of rail

Elements – must be free-standing; parallel or perpendicular; single or sectioned rails; separated by 20cm-40cm

Spacing Markers – indicating each section as follows :

A – within 15 cm of IN

B – colored or wrapped rails or markers on the ground.

C – within 15 cm of OUT

Horse: (minimum measurements)

IN A1 A2 B B1 B2 C C1 C2 OUT

Single 3 5 9 4 10 9 4 9 5 4

Pair 3 5 9 4 10 9 4 9 5 4

Tandem 4 5 10 5 10 9 5 10 5 5

Four-in-hand 4 5 10 5 10 9 5 10 5 5

Pony : (minimum measurements)

IN A1 A2 B B1 B2 C C1 C2 OUT

Single 3 5 9 4 9 9 4 9 5 4

Pair 3 5 9 4 9 9 4 9 5 4 Tandem 3 5 9 4 9 9 4 9 5 5

Four-in-hand 3 5 9 4 9 9 4 9 5 4

3. Single “U”

Construction:

Supports – 40cm to 60cm from ground to top of rail

Elements – must be free-standing; parallel or perpendicular; single or sectioned rails; separated by 20cm-40cm spacing

Markers – indicating each section set as follows :

A – within 15 cm of IN

B – colored or wrapped rails or markers on the ground.

C – within 15 cm of OUT

Horse: (minimum measurements)

IN A1 B B1 B2 C1 OUT

Single 3 9 4 5 7 9 4

Pair 3 9 4 5 7 9 4

Tandem 4 10 5 5 9 10 5

Four-in-hand 4 10 5 5 9 10 5

Pony : (minimum measurements)

IN A1 B B1 B2 C1 OUT

Single 2 8 3 5 5 8 3

Pair 3 9 4 5 7 9 4

Tandem 3 9 4 5 7 9 4

Four-in-hand 3 9 4 5 7 9 4

4. Double “U” Construction:

Supports – 40cm to 60cm from ground to top of rail

Elements – must be free-standing; parallel or perpendicular; single or sectioned rails; separated by 20cm-40cm spacing

Markers – indicating each section set as follows:

A – within 15 cm of IN

B, C – colored or wrapped rails or markers on the ground.

D – within 15 cm of OUT

Horse: (minimum measurements)

IN A1 B B1 B2 C C1 C2 D1D OUT

Single 3 12 4 8 7 4 8 8 12 4

Pair 3 12 4 8 7 4 8 8 12 4

Tandem 4 13 5 8 9 5 8 10 13 5

Four-in-hand 4 13 5 8 9 5 8 10 13 5

Pony : (minimum measurements)

IN A1 B B1 B2 C C1 C2 D12 OUT

Single 2 9 3 6 5 3 6 6 9 3

Pair 3 12 4 8 7 4 8 8 12 4

Tandem 3 12 4 8 7 4 8 8 12 4

Four-in-hand 3 12 4 8 7 4 8 8 12 4

5. Box

Construction:

Supports – 40cm to 60cm from ground to top of rail

Elements – must be free-standing; parallel or perpendicular; single or sectioned rails; separated by 20cm-40cm spacing

Markers – indicating each section set as follows:

A – within 15 cm of IN

B – colored or wrapped rails or markers on the ground.

C – outside but within 20 cm of element C

Horse: (minimum measurements)

IN A1 A22 B B1 B2 C1 C2 OUT

Single 3 4 8 4 7 8 4 7 4

Pair 3 4 8 4 7 8 4 7 4

Tandem 4 5 9 5 8 10 5 8 5

Four-in-hand 4 5 9 5 8 10 5 8 5

Pony : (minimum measurements)

IN A1 A22 B B1 B2 C1 C2 OUT

Single 2 3 7 3 6 6 3 6 3

Pair 3 4 8 4 7 8 4 7 4

Tandem 3 4 8 4 7 8 4 7 4

Four-in-hand 3 4 8 4 7 8 4 7 4

6. Double Box

Construction:

Supports – 40cm to 60cm from ground to top of rail

Elements – must be free-standing; parallel or perpendicular; single or sectioned rails; separated by 20cm-40cm spacing

Markers – indicating each section set as follows : A – within 15 cm of IN

B, C – colored or wrapped rails or markers on the ground.

D – within 15 cm of OUT

Horse: (minimum measurements)

IN A1 A2 B B1 B2 C C1 C2 D1 D2 OUT

S 3 4 8 4 7 8 4 7 8 7 4 4

P 3 4 8 4 7 8 4 7 8 7 4 4

T 4 5 9 5 8 10 5 8 10 8 5 5

F 4 5 9 5 8 10 5 8 10 8 5 5

Pony: (minimum measurements)

IN A1 A2 B B1 B2 C C1 C2 D1 D2 OUT

S 2 3 8 3 7 6 3 7 6 7 3 3

P 3 4 8 4 7 8 4 7 8 7 4 4

T 3 4 8 4 7 8 4 7 8 7 4 4

F 3 4 8 4 7 8 4 7 8 7 4 4

Effective Date 2/1/2017 Annex-5 [CHAPTER Annex]

1. SERPENTINE

(DC 973.3.1)

Minimum distance (Center to center)

Horses Ponies

Four-in-hand 12m 10m

Pair 8m 8m

Tandem 10-12m 8-10m

Single 8m 8m

Cones to be set in straight line markers on opposite sides

(“A” may start with either red or white, followed by letter of opposite color to create 3 possible gates.)

2. ZIG-ZAG

(DC 973.3.2)

Minimum distance between cones (center to center)

Horses Ponies

Four-in-hand 11-13m 9-11m

Pair 10-12m 9-11m

Tandem 10-12m 9-11m

Single 10-12m 9-11m

Effective Date 2/1/2017 Annex - 9 [CHAPTER Annex]

Showgrounds: All land used for the competitions comprising the Event, and areas for exercising and warm-up, stabling and the parking of .

Effective Date 2/1/2017

DC 900 Rules [CHAPTER DC-1 General]

DC900 International USEF National Rules for Combined Driving Events

These Rules are intended to standardize National InternationalCombined Driving Events, as far as possible, but the conditions at such Events must be fair and similar for all Athletes. A Driving Event commences one hour before the First Horse Inspection and concludes one half hour after the announcement of the final results.

The provisions of this Rule also apply to USEF-licensed National Events (CAN).

Effective Date 2/1/2017

DC901 Categories and Levels [CHAPTER DC - 2 Structure of Competitions]

1. Classes:

All, or any, of the following classes may be held at the same Event, but each must be classified separately:

Horse: Single (H1), Pair (H2), Tandem (T2), Unicorn (U3) and Four-in-Hand (H4)

Pony: Single (P1), Pair (P2), Tandem (T2), Unicorn (U3) and Four-in-Hand (P4)

2. 2. Categories:

Senior CAI1*, CAI2*, CAI3*, CAIO4*

Young Drivers CAIY1*, CAIY2*

Juniors CAIJ1*, CAIJ2*

Children: CAICh1*, CAICh2*

Para-Equestrian Driving: CPEAI1*, CPEAI2*

USEF-licensed National Events: CAN (CAN-0, CAN1*, CAN2*) BOD 1/16/16 Effective 4/1/16

3.

2. Levels of difficulty: The levels of difficulty are defined by a progressive star rating system ranging from the lowest level (1*), Preliminary, to the highest level (4*), Advanced. Senior Athletes must successfully complete FEI Competitions to progress through the Star system, as outlined in DC 913.2

2.1 1 For USEF-licensed National Events (CAN): To ensure uniformity, Organizing Committees must send to the USEF and/or submit to the American Driving Society Omnibus a draft prize list for their Event, setting out the general conditions of each Competition and any particular conditions not provided for in these rules, which they wish to present. Prize lists must be approved by the Technical Delegate prior to publication and/or an event permit being issued by the USEF.

4. CAI1*: Can be run over 1 or 2 days (CAN-1* for USEF-licensed national events)

3. Combined Tests can be run over 1 or 2 days.

The following Competitions formats can be organized:

Format 1 Format 2 Format 3 Format 4

Day 1: Dressage & Day 1: Combined Day 1: Dressage Or Day 1: Dressage or Cones Or Or Cones Marathon

Day 2: Cones Day 2: ?Marathon

*Can be held indoor

Prize money: optional

Open to 1*, 2* and 3* Athletes. 3* Athletes may only compete Horses/Ponies with no placings in the previous two years.

5. CAI2*: Can be run over 2 or 3 days 4. Combined Driving Events can be run over 2 or 3 days

The following Competitions formats can be organized:

At USEF-licensed National Events (CAN), the following formats apply

Format 1 Format 2 Format 3

Day 1: Dressage Day 1 Dressage Day 1: Dressage & Cones

Day 2 Marathon Day 2: Cones Day 2 Marathon Day 3: Cones Day 3: Marathon

Prize money: optional

Open to 2* and 3* Athletes

6. CAI3* and CAIO4*: Have to be run over 3 days

The following Competitions formats can be organized:

Format 1 Format 2

Day 1: Dressage Day 1: Dressage

Day 2: Marathon Day 2: Cones

Day 3: Cones Day 3: Marathon

Open to 3* Athletes

7. Championships

The various individual and team Championships are as follows (see Appendix D, GRs):

FEI World Driving Championship for Four-in-Hand Horses / CH-M-A4

FEI World Driving Championship for Pair Horses / CH-M-A2

FEI World Driving Championship for Single Horses / CH-M-A1

FEI World Driving Championships for Ponies / CH-M-A-P1,2,4

FEI Continental Driving Championships for Four-in-Hand Horses /CH-EU-A4

FEI Continental Driving Championships for Youth /CH-EU-AP Youth

FEI World Para-Driving Championships for Singles / CH-M-PEA1

FEI World Driving Championships for Young Horses/CH-M-A1 YH

At National Championships, the following competitions’ format has to be organized:

Day 1: Dressage

Day 2: Marathon

Day 3: Cones

Prize money : required (except for Youth and Young Horses Championships where prize-money is optional)

At USEF-licensed National CAN-3* Events prize money is not required.

8. Organisation

In even years, the FEI will invite NFs to organise the CH-M-A4, the CH-M-A1 and the CH-EU-A Youth.

In odd years, the FEI will invite NFs to organise the CH-M-A P1,2,4 and the CH-M-A2. No Continental Championship may be run in the same year as a World Championship in the same class. Every year, a CH-M-PEA1 may be organized. See FEI General Regulations (herein after “GRs”), Appendix D.

6. Additional Events

6.1 Organizing Committees may arrange lower level division classes (i.e. Preliminary and Intermediate) during National Championships. These additional Events must also comply with these Rules.

6.2 Free Style Dressage Test: may be arranged by the organizing committee, provided it is not scored as part of a Combined Driving Event.

6.3 USEF National Championships must consist of all three Competitions.

Organising Committees may arrange lower level division classes (i.e. Preliminary and Intermediate) a CAIs for other classes during National Championships and CAIOs. These additional Events must also comply with these Rules.

10. Overview of Categories and competitions

National Combined Category Dressage Marathon Cones Teams Marathon

Championships yes yes yes yes no

CAIO 4* yes yes yes yes no

CAI 3* no yes yes yes no

CAI 2* no yes yes yes no

CAI 1* no yes no yes yes

CAI 1* Indoor no no no no yes

CAN no Yes Yes Yes Yes

At USEF-licensed National Events (CAN):

10.1 Driven Dressage and Cones only competitions: may be arranged by the organizing committee; these rules shall apply. 10.2 Free Style Dressage Test: may be arranged by the organizing committee, provided it is not scored as part of a Combined Driving Event. See DC 951.2.

10.3 USEF National Championships must consist of all three Competitions.

Effective Date 2/1/2017

DC909 Protests and Appeals [CHAPTER DC-3 Classification]

Protests: see FEI GRs Appeals: see FEI GRs For USEF licensed National Events (CAN), see USEF GR603

DC910 Official Results

Results are “official” as soon as they have been confirmed, signed, and posted by the President of the Ground Jury.

Effective Date 2/1/2017 DC911 Principles [CHAPTER DC-3 Classification]

2. Yellow Warning Card

Where there is abuse of Horses in any form or incorrect behavior towards Event Officials or any other party connected with the Event, the President of the Ground Jury, Technical Delegate, and if appointed, the President of the Appeal Committee and the FEI Chief Steward, as an alternative to instituting the procedures foreseen in the legal system, may deliver to the Person Responsible a Yellow Warning Card.

3. Disqualified (D)

Athletes and Horses may be Disqualified for contravening certain of these Rules at any time during an Event. An Athlete or Horse who has been Disqualified is prohibited from taking any further part in the Event or winning any prize. Disciplinary action may be taken subsequently by the Federation.NF of the offender or by the FEI if the incident is reported to the FEI by the Foreign Judge or Appeal Committee, or if a Yellow warning Card has been issued.

Effective Date 2/1/2017 DC914 Title [CHAPTER SUBCHAPTER DC-4 ELIGIBILITY]

DC914 Championships / Eligibility Procedure for National Championships

At USEF-licensed National Events (CAN), the provisions of this rule do not apply.

1. Senior Championships are open to 3* Athletes who meet the eligibility requirements as published on the FEI website in the Driving Championships section.

2. Qualification results can be obtained at CAIO4*, CAI3* and CAI2 (see DC 913).

3. Athletes are required to qualify in the same class as they intend to compete in at the Championship.

4. The FEI shall also publish the maximum driven penalty points allowed at all Championships in Dressage to qualify to continue into Marathon and Cones. The Ground Jury will have the final decision as to whether the Athlete may continue into Marathon and Cones, taking into account any contributing factors. There will be no Appeal.

5. For all FEI World Championships it is the responsibility of each NF to prove that their Entries meet the eligibility requirements. Certificates of capability and records of results must be sent by NFs to the OC with their nominated entries, for such entries to be considered valid. (See GRs).

6. NFs giving incorrect information will be reported to the FEI Secretary General for appropriate action in accordance with the applicable rules.

7. For USEF-licensed National Events (CAN), National Championships, see GR1112.1h and GR1113.2m.

Effective Date 2/1/2017

DC917 Schedule of the event [CHAPTER DC-4 Eligibility]

The Schedule also means the official Prize List and/or the American Driving Society Omnibus in accordance with these rules.

Effective Date 2/1/2017

DC928 Dress, safety and whips [CHAPTER DC-5 Athletes]

1. Dress in Dressage and Cones on a Dressage Carriage 1.1 The dress of Athletes and Grooms must conform to the style of the Carriage and harness used.

1.2 Jackets or national dress, driving aprons, hats and gloves are obligatory for Athletes.

1.3 Grooms must wear jackets or national dress, hats and gloves.

1.4 The President of the Ground Jury may decide that:

Jackets may be removed in excessively hot and humid weather;

Jackets are not required in special circumstances;

Wet weather clothing may be worn and aprons not required in wet weather.

1.5 Penalties for improper dress are stated under Rules DC 957 and DC 981.

2. Dress in Marathon and Combined Marathon

2.1 Less formal dress is acceptable in Marathon for the Athlete and Grooms. Shorts are not permitted; Infringement will incur 10 penalties per person.

2.2 Athletes and Grooms must wear securely fastened Protective Headgear which meets or exceeds ASTM (American Society for Testing and Materials)/SEI ( Safety Equipment Institute) standards for equestrian use and carries the SEI tag, and a back protector in the Marathon. Infringement will incur Elimination.

2.3 In addition, failure to wear such protective headgear and back protector where and when required after being notified to do so by an Official, shall result in a Yellow Warning Card being issued to the Athlete.

2.3 At USEF-licensed National Events (CAN): All persons in the Carriage in the Marathon, Section B, must wear properly fastened protective headgear which meets or exceeds ASTM (American Society for Testing and Materials)/SEI (Safety Equipment Institute) standards for equestrian use and carries the SEI tag. It must be properly fitted with Harness secured. The responsibility for compliance rests with each person in the Carriage. Failure to comply results in elimination, and the athlete will not be allowed to continue in the Marathon.

2.4 At USEF-licensed National Events (CAN) protective vests and Medical Armbands are strongly recommended.

3. Dress for Juniors and Children

At all times, while on a carriage, Children and Junior Athletes must wear a body protector and a securely fastened Protective Headgearwhich meets or exceeds ASTM (American Society for Testing and Materials) /SEI (Safety Equipment Institute) standards for equestrian use and carries the SEI tag. During Horse inspections, it is strongly recommended for Children and Juniors to wear securely fastened Protective Headgear. Infringement will result in Elimination.

In addition, failure to wear such protective headgear and back protector where and when required after being notified to do so by an Official, shall result in a Yellow Warning Card being issued to the Athlete.

4. Whip for Dressage and Cones

4.1 The Athlete must carry a whip of traditional style. The lash, which may be tied to the stick, must be capable of release, and must be long enough to reach all the Horses.

4.2 An Athlete must enter the arena with a whip in hand or incur 10 penalty points.

4.3 If an Athlete drops or puts down his whip, when in the arena, or if it is not held in the hand, he will incur 10 penalty points.

4.4 The whip, if dropped, need not be replaced and the Athlete may finish without a whip. However the Groom may hand the Athlete a spare whip and without any further penalty.

5. Whip for Marathon and Combined Marathon

The whip can only be used by the Athlete. Failure to comply will incur 20 penalties.

Effective Date 2/1/2017

DC930 Height [CHAPTER DC- 6 Horses]

DC930 Height

1. Driving Ponies must not exceed 148 cm without shoes, or 149 cm with shoes. Above these heights, they are classified as Horses.

2. Driving Ponies in Pairs and Four-in-Hands may not be less than 108 cm without shoes, or 109 cm with shoes. Single Ponies must not be less than 120cms without shoes, 121cms with shoes.

3. It is the responsiblity of the Athlete's NF to ensure taht competing Ponies comply with the above criteria.

3. See Appendix DC-A for measurement of ponies.

4. A mixed height turnout is not allowed. Large Pony 120 cm -148 cm without shoes or 149 cm. with shoes Small Pony 99 cm- less than 120 cm with or without shoes Very Small Equine Under 99 cm.

Effective Date 2/1/2017

DC932 Special Conditions

Mares are not allowed to compete after their fourth month of pregnancy or with a foal at foot. If it is subsequently confirmed that a mare competed under either of these conditions, she will be Disqualified from all Events to which these conditions applied. and the case will be reported to the Secretary General (See Code of Conduct).

DC934 Security

The OC is responsible for the control of all stable areas so that the following minimum security requirements are met:

...... DC935 Examinations and Inspections of Horses [CHAPTER DC-6 Horses]

1. Examination on Arrival

If this examination takes place it must be done upon arrival to the Event .

At USEF-licensed National Events (CAN), The Examination on Arrival is not required.

1.1 This must take place at all Events upon arrival of competing Horses, and in any case before they enter the Event stables.

1.2 The purpose of this Examination on Arrival is to establish the Horses’ identity by checking the passport and any other relevant documents, and to establish its general state of health.

1.3 The Examination on Arrival if done, must be performed by the Veterinary Delegate or a Treating Veterinarian of the host country.

1.4 Any doubtful cases concerning identity or health must be reported to the Veterinary Delegate (if he does not perform the Examination himself) or to the Veterinary Commission as soon as possible and in any case not later than one hour before the First Horse Inspection.

2. First Horse Inspection

2.1 This must take place at all Events for at least the Advanced Level Horses before the start of the first competition. It must be performed under the direction of the President of the Ground Jury, together with at least one other member of the Ground Jury, the Veterinary Delegate and/or the President of the Veterinary Commission. See Veterinary Regulations and Guidelines for Organizers and Officials for details.

2.5 One FEI Driving Steward with a whip, or for Preliminary and Intermediate levels, a qualified individual appointed by the President of the Jury, must be present. He is the only person who may assist if a horse refuses to trot. Handlers may not carry a whip while showing the horse. The use of a short whip for restraint of stallions and difficult hoses may be allowed by the Inspection Panel upon request.

......

4. In-Harness Examination

The Second Examination must take place at the finish of Section B of the Marathon at all Events. It must be performed under the supervision of a Treating Veterinarian in case any horse needs immediate treatment. The Veterinarian has no authority to disqualify a horse. He must report his findings to the Veterinary Delegate and the President of the Jury as soon as possible after the last Athlete has completed the Marathon.

8. Passports

See applicable provisions in the General Regulations, GR1104. At USEF-licensed National Events (CAN),Horses competing at the Advanced Level in competing in North American CAI and National Events (CAN)may use a valid national passport or verifiable Horse identification when accompanied by a valid negative EIA Test and required vaccination and health certificates.

Effective Date 2/1/2017

DC937 Weights and Dimensions [CHAPTER DC-7 Carriages and Harness]

1. General

1.1 In all Classes, during Dressage, Marathon, and Cones and combined Marathon, if the carriage has no brakes, is compulsory. Failure to comply will result in Elimination. In Single Horse and Single Pony classes breeching is compulsory.

1.2 No part of a carriage may be wider than the outside Track Width, with the exception of hub caps, mud guards and the Splinter Bar for carriages used in Dressage and Cones.

1.3 The track width of all carriages is measured at ground level on the widest part of the rear wheels.

1.4 Athletes whose carriages do not conform to the required weights or measurements will be eliminated from the relevant Competition.

2. Carriages for Para-Equestrian Driving:

2.1 Carriages suitable for the Athletes with disabilities must be used and carriages for PE Singles may be 2 or 4- wheeled.

2.2 The OC or Technical Delegate may refuse the use of a carriage, but must give the reason for the refusal.

3. Dressage Carriages must comply with the following: For Intermediate and Preliminary levels, the requirement for a groom with a single turnout is at the discretion of the OC.

Class Wheels Grooms Minimum Width Horse Four-in-hand or Unicorn 158 cm 4 2 behind Pony Four-in-hand 138 cm

Horse pair 148 cm 4 1 behind Pony pair 138 cm

Horse Single 1 behind or 2 or 4 138 cm beside Pony or VSE Single

For Intermediate and Preliminary levels, no minimum width is required.

At Intermediate and Preliminary levels a groom is not required with a Single.

3.1 The same Carriage must be used for Dressage and Cones for CAI2* (see DC936).

3.2 Artificial extensions to increase the measured width of a Carriage are not permitted in Cones.

4. Marathon Carriages must comply with the following:

Class Wheels Minimum weight Grooms Minimum Width

Horse Four-in-hand or Unicorn 600kg 4 2 behind 125 cm Pony Four-in-hand or Unicorn 300kg

Horse Pair or Tandem 350kg 4 1 behind 125 cm Pony Pair or Tandem 225kg

Horse Single 4 150kg 1 behind 125 cm Pony or VSE Single 90kg

4.1 In Marathon, all Carriages will be measured before the start of section B and the same Carriage must be used for all sections. Carriage measurement is optional for Preliminary and Intermediate levels. 4.2 The President of the Ground Jury will decide whether all, or a random selection, of Carriages will be weighed after Marathon.

Effective Date 2/1/2017

DC938 Equipment [CHAPTER DC-7 Carriages and Harness]

1. For Advanced level only, Dressage Carriages must be fitted with forward facing lamps and rear lamps or reflectors in Dressage only (penalties: see DC 957). Lamps or reflectors are not compulsory in Cones.

Effective Date 2/1/2017

DC939 Tires [CHAPTER DC-7 Carriages and Harness]

1. Pneumatic or air-filled, tires are notonly permitted in CAI1* as per DC 936.

Effective Date 2/1/2017

DC940 Harness, Carriage and Horses [CHAPTER DC-7 Carriage and Harness]

2.2 If a penalty is applied under 940.2.1 above, the Bandages or Brushing Boots must be removed immediately after leaving the Arena and the Horse(s) inspected by a Veterinarian or a an FEI Steward who will report his findings to the President of the Ground Jury.

8.2 All bitless and , even combined with any kind of bits, are not permitted when the Horse is harnessed to a carriage.

9. Tongues

Tongues guards are only permitted if used correctly; separate items must not be incorporated around the bit so as to cause welfare concerns. (See FEI Veterinary Regulations Article 1035.4).

Effective Date 2/1/2017

DC943 Participation [CHAPTER DC-8 Conditions for participation]

1. Method of Driving Athletes may use any method or style of driving.

2. The Athletes and Grooms

2.1 Each Athlete must drive the same Horse(s) in all the Competitions, except where a substitution was decided in compliance with the rules. See DC 946.

2.2 In World Cup Qualifiers, CAIOs and Championships:

An Athlete stays as an Athlete and a Groom stays as a Groom.

2.2.1 In National CAIO andChampionships, an Athlete or Groom may compete only once

A driver may compete only one turnout in a USEF National Championship. If a driver wishes to enter more than one turnout in a USEF National Championship class, one hour before the beginning of the scheduled First Horse Inspection ("the jog"), the competitor must declare which of his turnouts is participating in the Championship. Where possible, that entry, and any other entry by the same driver in a different class or division, must compete before the non-Championship entry in competition B.

2.2.2 Athletes and Grooms competing in a National CAIO and Championship cannot be part of a turnout in another Marathon Competition held on the same showground.

2.2.3 For Intermediate and Preliminary levels, the requirement for a Groom with a Single or VSE turnout is at the discretion of the OC.

2.3 Depending on the schedule, in CAI1*s and CAI2* an Athlete can compete twice and in addition, he can act as Groom. In a CAI3*, an Athlete can compete twice, but he cannot act as a Groom.

At USEF-licensed National Events (CAN), Athletes can compete more than once as Athlete or Groom, subject to event scheduling requirements. (exception: not at a National Championship)

2.4 Groom(s) may participate several times in all competitions as per 2.3 , except in CAIOs and Championships.

2.5 The Athlete is the only person allowed to handle the reins, use whip and brake throughout each Competition. Each contravention of this rule, even if to prevent an accident, will result in 20 penalties. However, a Groom may handle the Reins and Brake without penalty in all Competitions provided the Vehicle remains stationary.

2.6 No person may be tied to the Carriage in any way during the Competitions. An Athlete may be secured by rope, webbing or belt provided one end is held by a Groom and not wrapped or fastened to the Carriage in any way. Failure to comply will result in Elimination.

2.6.1 For Para-Equestrian drivers, in addition refer to Annex 8.

2.6.2 At USEF-licensed National Events (CAN), an Athlete with disabilities may be attached for support, but must have a method for quick release.

2.7 Substitution of a groom during the Marathon competition is not permitted under any circumstances, and will incur Elimination of the Athlete.

2.8 In Dressage (as part of the test) and Cones, Athletes will be required to salute the Jury, unless time or layout of the Course prevents it.

2.9 Passengers may not ride on the carriage during any competition.

2.10 Each time an Athlete dismounts he will incur 20 penalties. 2.11 Athletes will incur penalties each time one or both Grooms dismount. 5 penalties on the first occasion, 10 penalties on the second occasion, On the third occasion the Athlete is Eliminated except in Marathon (see DC 964.5.1).

2.12 Para-equestrian athletes are allowed to compete using compensating aids in accordance with their respective degree of disability, with degree of disability as cert by the Federation. See Annex 8.Preliminary and Intermediate exceptions per ADS rules E.g., no groom required in Dressage for Singles, no groom in Dressage or Marathon for VSEs

3. Number of accredited Grooms

3.1 Four-in-Hand: up to four.

3.2 Pairs: up to three.

3.3 Singles: up to two.

Effective Date 2/1/2017

DC944 Identification Number [CHAPTER DC-8 Conditions for Participation]

3. Penalties

Failure to display the Event Numbers of Athletes or the identification numbers of Horses will incur a warning for the first occurrence. A repeated offence will incur a Yellow Warning Card issued by the President of Jury or the Chief Steward Technical Delegate.

Effective Date 2/1/2017

DC945 Outside Assistance [CHAPTER DC-8 Conditions for Participation]

1. Definition

Any physical intervention by a third party, not riding on the carriage, whether solicited or not, with the object of facilitating the task of the Athlete or helping his Horses, is considered to be outside assistance.

2. Prohibited outside assistance

2.1 Dressage and Cones:

2.1.1 Any intervention by a third party, not riding on the carriage, whether solicited or not, with the object of facilitating the task of the Athlete or helping his horses, is considered to be outside assistance. Any Athlete who has received physical outside assistance may be eliminated by the Ground Jury.

2.1.2 In Dressage and Cones, Grooms must remain seated in their proper positions between entering and leaving the Arena They are not permitted to handle the reins or the whip (will incur 20 penalties) nor speak or indicate the course to the Athlete (will incur 10 penalties). However the Groom may handle the reins, whip and brake without penalty provided the carriage remains stationary.

2.1.3 Exception: If the bell has been rung by the President of the Jury and the Athlete has failed to hear the bell; the Groom may advise the Athlete that the bell has been rung.

2.1.4 Athletes and Grooms may not use any form of electronic communication equipment during Dressage and Cones, subject to elimination.

2.2 Marathon:

2.2.1 Obstacle observers, ground observers, time keepers or any other Officials may not give directions, advice or information to the Athlete, while he is on the course in Marathon, in order to assist him. Exceptions: see DC 945.3.

2.2.2 Any Athlete who has received physical outside assistance by a third party not riding on the carriage will be eliminated by the Ground Jury. ADS exemption for turnouts without a groom” Any capable person” may assist, act as groom, penalty for groom down.

2.3 Penalties: see DC 969.

3. Permitted assistance

The following are considered to be permitted outside assistance:

Assistance during compulsory rests and in neutral zones between Sections.

Assistance to avoid accidents.

Assistance to Horses as a result of an accident inside an obstacle, providing the Grooms are dismounted.

Assistance by the Groom whereby a Horse is led through an obstacle by the bridle ends of the reins while harnessed to the carriage in either Marathon or Cones, will incur 20 penalties for the assistance, in addition to the penalties for dismount.

For Intermediate and Preliminary turnouts without a Groom on the carriage, should Groom assistance be needed, the Athlete may stop and ask for such assistance from any capable person, who may then act as Groom rendering the necessary help, and the turnout shall be penalized with the penalty for Groom down.

Effective Date 2/1/2017 DC Dressage Supplement DC946 Substitutions [CHAPTER DC-9 Substitutions]

1. Substitutions before an Event

1.1 If the Veterinary Commission/ Delegate advise, and the Ground Jury concurs, that a Horse is not fit to take part; or in the event of an accident or illness of an Athlete and/or a Horse (substantiated by a certificate from an official recognized doctor and/or veterinarian), substitutions may be made provided the OC gives its approval up to one hour before the start of the first Competition. For Preliminary and Intermediate levels where no First Inspection is required, the deadline for substitutions will be one hour before the first Competition.

Effective Date 2/1/2017 DC948 Starting Order [CHAPTER DC-8 Conditions for Participation]

At USEF-licensed National Events (CAN),The method of determining the order of starting for Driven Dressage for Advanced division athletes will be at a time determined by the Organizer and published in the Prize List/Omnibus: a) Random computer generation used in the electronic scoring program. b) A draw wherein Athletes will pull a number from a receptacle containing time for the starting positions. This may be done at the either the time of Registration or at the First Horse Inspection.

1. Starting Order for CAIs

1.1 Starting order for the first competition for CAIs

1.1.1 The starting order will be a computer generated draw or a physical draw (physical draw is mandatory for World Cup Qualifiers), both held in any case in the presence of the President of the Ground Jury.

1.1.2 Starting Order for the second and third competitions at CAIs:

The Athletes will go in reverse order of the results in the previous competition(s) or half split as has been done previously.

The starting order will be: a) Retired Athletes, followed by b) Eliminated Athletes, followed by c) The Athletes competing twice with their turnout in the lowest placing, followed by d) The remaining Athletes, commencing with the highest number of penalties, so that Athletes with the least number of penalties achieved without Retirement or Elimination will start last.

1.1.2 Starting Order for the second and third competitions:

The Athletes will go in reverse order of the results in the previous competition(s) or half split as has been done previously.

Effective Date 2/1/2017 DC949 General [CHAPTER DC-11 Driven Dressage]

The object of the Driven Dressage Test is to judge the freedom, regularity of paces, harmony, impulsion, suppleness, lightness, ease of movement and correct bending of the Horses on the move. Athletes will also be judged on style, accuracy, and general control of their Horses, and also on their dress, condition of their harness and Carriage and the presentation of their whole turnout. For Preliminary and Intermediate levels, or all levels, at the discretion of the OC, Presentation at the halt

Effective Date 2/1/2017

DC951 Driven Dressage Tests [CHAPTER DC-11 Driven Dressage]

Approved Tests

Details of approved FEI Driven Dressage Tests are shown on the FEI website. The schedules for all events must state clearly which of these Tests is to be used. DISCUSSION. FEI for Advanced, 1* for Intermediate, ADS for Prelim.

Effective Date 2/1/2017

DC953 Judging [CHAPTER DC-11 Driven Dressage]

3. Multiple Turnouts

Pairs Tandems, Unicorns and Four-in-Hands will be judged as a whole and not as individual Horses.

Effective Date 2/1/2017 DC955 General Impression [CHAPTER DC-11 Driven Dressage]

6.2 If the OC chooses to have Presentation at the Halt, a Judge may be appointed and work under the direction of the President of the Ground Jury.

Effective Date 2/1/2017

DC956 Scoring [CHAPTER DC-11 Driven Dressage]

3.3 If any part of the turnout leaves the arena during a movement, it will be marked down for inaccuracy.

3.4 If the whole turnout leaves the arena before completing the Test, the penalty will be Elimination.

Effective Date 2/1/2017

DC960 The Course [CHAPTER DC-12 Marathon]

2. Marathon: Combined Driving Event

2.1CAIO4* and above

(Three Section Marathon)

Speed km/hr Maximum Minimum Section Pace distance distance Horse Pony

A 8000 m 5000 m free 15 14

Transfer 1500 m 800 m free

B 9000 m 6000 m500m free 14 13

2.2 CAI 3* and USEF-licensed national events: CAN 3*

Option 1 – Three Section Marathon:

Speed km/hr Maximum Section Minimum distance Pace distance Horse Pony

A 8000 m 5000 m free 15 14

Transfer 1500 m 800 m free

B 9000 m 6000 m free 14 13

Option 2 – Two Section Marathon:

Speed km/hr Section Maximum distance Minimum distance Pace Horse Pony

A 8000 m 5000 m free 15 14

B 9000 m 6000 m free 14 13

2.3 CAI2* and USEF licensed National Events (CAN Option 1 Three Section Marathon: Advanced*)

Speed km/hr

Section Maximum distance Minimum distance Pace Small Horse Pony Pony A 8000 m 5000 m free 15 14 12

Transfer 1500 m 800 m free

B 7500 m 6000m 5000 m free 14 13 12

Preliminary - VSE distance and pace

Speed km/hr

Section Maximum distance Minimum distance Pace Small Horse Pony VSE Pony

A 6000 m 5000 m free 14 13 12 10

Transfer 1500 m 800 m free walk or trot only outside obstacles

12 B 7000 m 6000m 5000 m free 14 13 9.5

Intermediate - VSE speeds

Speed km/hr

Section Maximum distance Minimum distance Pace Small Horse Pony VSE Pony

A 7000 m 5000 m free 15 14 13 10

Transfer 1500 m 800 m free

B 7500 m 6000m 5000 m free 15 14 13 10

Option 2 Two Section Marathon: Advanced Speed km/hr Section Maximum distance Minimum distance Pace Horse Pony

Max. 13 Max. 12 A 9000 m 5800 m free Min. 11 Min. 10

Transfer 1500 m 800 m free Min 11 Min 10

B 7500 m 6000m 5000 m free 14 13

3At least 1 km per Obstacle.

Two Section Marathon: Preliminary

Speed km/hr

Section Maximum distance Minimum distance Pace Small Horse Pony VSE Pony

A 8500 m 6500 m free 12 11 10 8

B 7000 m 5000 m free 14 13 12 9.5

Two Section Marathon: Intermediate

Speed km/hr

Section Maximum distance Minimum distance Pace Small Horse Pony VSE Pony

A 9000 m 6500 m free 13 12 11 8

B 7500 m 5000 m free 15 14 13 10 3. Compulsory rests

A safety check of the turnout must be made before the start of Marathon and during the 10 minute hold at the end of the Transfer Section (Option 1) or Section A (Option 2).Compulsory rests.

3.1 There must be a compulsory rest of not less than 10 minutes in the designated rest area prior to the start of Section B.

3.2 The area of the compulsory rest should, if possible, provide some shade and must be large enough to accommodate three turnouts at once and have room for additional motor vehicles.

3.3 Water must be provided at the rest area for the Horses.

3.4 For at least the Advanced level, a farrier must be available at the rest area. If the Athlete has to wait for the Farrier for any reason beyond his control, then the Athlete will be credited with that time......

4.5 When multiple divisions/levels are offered, the kilometer markers on the Marathon shall be color-coded and/or shaped.

5. Compulsory turning flags

When multiple divisions/levels are offered, the kilometer markers on the Marathon shall be color-coded and/or shaped.

Effective Date 2/1/2017

DC964 Penalties on the Marathon Course [CHAPTER DC-12 Marathon]

1. Whips

Whips, if carried, can only be used by the Athlete. Failure to comply will incur 20 penalties. Modification re dropping the whip inadvertently having no penalties if retrieved or replaced.

5.2 The Athlete and all Grooms must be on the carriage as it crosses the Start and Finish lines and passes through the Compulsory Turning Flags in each Section. Failure to do so incurs 5 penalty points for grooms and 20 penalty points for Athlete on each occasion.

Effective Date 2/1/2017 DC966 Judges [CHAPTER DC-12 Marathon]

1.2 For at least the Advanced Level one member of the Ground Jury must be at the end of Section B to supervise the inspection of carriages, harness and Marathon Time Cards and when applicable to supervise the weighing of the carriages. An Athlete whose carriage is below the prescribed weight will be eliminated. (See DC 969).

1.4 At USEF Licensed National Events (CAN) Members of the Ground Jury at the end of Transfer or Section B are not required to assist the veterinarian in pulse and respiration checks. Organizers should ensure sufficient volunteers are available to assist the veterinarians.

Effective Date 2/1/2017

DC967 Officials [CHAPTER DC-12 Marathon]

3.1 There must be one Obstacle Observer at each obstacle. Each Obstacle Observer must have at least two assistants. The Obstacle Observer must be given a whistle and two stopwatches and instructed in their use by the Technical Delegate or his assistant. They must record the exact time to 1/100th second taken by each Athlete through the obstacle. For Preliminary and Intermediate levels, these numbers will be at the discretion of the Technical Delegate.

Effective Date 2/1/2017

DC972 The Course [CHAPTER DC-13 Cones]

1.2 The arena should be not less than 70m x 120m or an equivalent area. Should this not be possible the number of obstacles must be reduced accordingly unless an exception is granted by the Technical Delegate. A size-adjusted arena for VSEs may be offered.

1.3 The starting and finishing lines may not be more than 40m nor less than 20m from the first and last obstacles respectively.

1.4 The number of obstacles may not exceed 20 (except DC 979.3), and for Children, the number may not exceed 15.

1.5 The length of the course must be between 500m and 800m, for Children it may be shorter. A size-adjusted arena for VSEs may be offered.

Effective Date 2/1/2017

DC973 Obstacles [CHAPTER DC-13 Cones] 1.5 Obstacles that entail reining back are not permitted.

2.2 Variations or new designs must be pre-approved by the FEI Driving Committee Federation and included in the Event Schedule.

4.5 A size-adjusted bridge may be offered for VSEs. Bridge dimensions may not be smaller than 2.5 meters wide. 7.5 meters long, 15cm. high. Entrance cones and exit cones shall be at least 2.0m apart.

4.6 Water obstacles may not be used as part of a Preliminary level course.

6. Plan of the Course

6.1 At least one and a half hours before the start of the Competition for each class in the Event, a plan of the course, signed off by the Course Designer and the President of the Ground Jury must be given to the Athletes and be posted in the Collecting Ring showing the length, speed in metres per minute and the Time Allowed for that class. Should the timing be adjusted by the Ground Jury, this will be announced by the Commentator.

6. 2 At USEF-licensed National Events (CAN), A plan for Cones need not be supplied to each Athlete, provided one is posted on the Official Notice Board once the Course is approved by the President of the Jury and prior to the course being open for inspection.

7. Inspection of the Course

7.1 The course must be open for inspection at least one and a half hours before the start of the competition. Only Athletes, Chefs d’Equipe and trainers are allowed to inspect the course on foot and they must be correctly and smartly dressed. Athletes, Chefs d’Equipe and Trainers are not permitted to use measuring wheels when inspecting the course. At an Event, a warning will be issued for the first offence and a Yellow Warning Card from the President of Jury for subsequent offences.

7. 2 At USEF-licensed National Events (CAN), An Athlete with disabilities may be permitted to drive himself through the Obstacles at a walking pace in a golf or similar vehicle, with approval of the OC.

7.3 Only the Course Designer and his staff may alter or work on any part of the course. If any Athlete, or any person associated with him alters the course in any way, the Athlete will be disqualified.

Effective Date 2/1/2017

DC973 Obstacles [CHAPTER DC-13 Cones]

2.2 Variations or new designs must be pre-approved by the Federation and included in the Event Schedule.

Effective Date 2/1/2017

DC974 Cones Competition Summary [CHAPTER DC-13 Cones]

1. Single Obstacles and Open Multiple obstacles

Distance Speed Cones Width Serpentine Division class Zig-zag (m) Wave between M/min (cm) (m) obstacles (m)

Four-in-hand 240 190 10-12 11-13 10/12 15 and Unicorn

Horse Pair and 250 170 Tandem Tandem 6-8 10-12 8/10 12

Single 250 160

Para-Eqn 230

Four-in-hand 240 165 8-10 and Unicorn

Pair and 250 160 Tandem Pony 9-11 8/10 12 Single 260 160 6-8

Children 220 Clearance 20cm

Para- Eqn 230

12 Pair/Multiple 9 9 VSE 8-10 9 Single 6 8

ADS Art. 974.1 Standardized Cones settings.

1.1 Measurements for Closed Multiple obstacles, see Annexes.

1.2 Reduced Cones: The width of the two single obstacles can be reduced by 5 cm. Such obstacles will be marked differently (color of the cones).

1.3 Alternative options: A maximum of two single obstacles may offer an alternative option (See Annex 7).

1.4 In Exceptional circumstances and in the interests of safety, the Ground Jury in consultation with the Course Designer and the Technical Delegate, may reduce the speed.

1.5 Drive-offs and Winning-Round: the obstacle width may be reduced up to 10 cm at the discretion of the Ground Jury in conjunction with the Course Designer and the Technical Delegate.

2. Single Obstacles and Open Multiple obstacles at USEF-licensed National Events, CAN-O classes:

Effective Date 2/1/2017 DC975 Judging Cones Competition [CHAPTER DC-13 Cones]

2.7 Grooms must be seated in their proper places between the start and finish lines. They are not allowed to indicate the course or to speak unless they are dismounted. For penalties, see DC 981. The groom may advise the Athlete a whistle/bell has sounded.

3.4 If any part of an obstacle in advance of the one being driven, is dislodged or knocked down, the President of the Ground Jury or the appointed Cones Judge will ring the bell and stop the clock for the obstacle to be re-built. The Athlete will incur 3 penalties and 10 seconds will be added to their time. The bell will be rung to indicate to the Athlete that the course is ready and the clock will re-start when the Athlete reaches the next Obstacle on course to continue his round.

9.5 The Time Allowed is calculated using the following speeds in meters per minute (except for Time Competition, DC 978 and for Children):

9.6 The Penalty for exceeding the time allowed: any time over the time allowed in hundredths of seconds, multiplied by 0.5 Penalties will be calculated to two decimal places.

Class (Horses) Course Class (ponies) Course

Four-in-hand and Unicorn 240 Four-in-hand and Unicorn 240

Pair and Tandem 250 Pair and Tandem 250

Single 250 Single 260

Tables for lower levels at ADS Art. 975.9.5. Effective Date 2/1/2017 DC978 Time Competition [CHAPTER DC-13 Cones]

DC978 Time Competition

3. Pace:

Horses Ponies

Class 1st course Class 1st course

Four-in-hand and Unicorn 230 Four-in-hand and Unicorn 240

Pair and Tandem 250 Pair and Tandem 250

Single 250 Single 260

Add tables for lower levels at ADS Art. 978.3.

Effective Date 2/1/2017 DC984 Conflict of Interest [CHAPTER DC-14 Officials]

1.2 Regular Trainers means: training a Horse/Athlete for more than six days employers and employees of Competitors. Note: Regular Trainers means: training a Horse/ Athlete for more than three days in the six month period before an Event, or any training during a period of three months before an Event.

1.6 A TD at an event may not assume the duties of a Judge or Course Designer.

Effective Date 2/1/2017 DC988 Technical Delegate [CHAPTER DC-14 Officials]

1. Appointment

The Technical Delegate must be selected as per the level hereafter:

Category Technical Delegate

Championships (appointed by the FEI) Level 4 (has to be Foreign)

CAIO Level 3 or above (has to be Foreign)

CAI 3* Level 3 or above

CAI 2* Level 2 or above

CAI 1* Senior Level National

CAN 3* see DC 988.2.3

Advanced

Open Intermediate

Preliminary

3.4 To ensure that the Courses and obstacles are fair and safe and that knowledge of local conditions does not give an advantage to local Athletes from the Host nation.

Effective Date 2/1/2017 DC989 Course Designers [CHAPTER DC-14 Officials]

1. 2.Selection

1.1 The Course Designer must be chosen from:

1.1.1 The Federation list of Combined Driving Course Designers;

1.1.2 The list of FEI Level 2, 3 or 4 Course Designers;

1.1.3 The list of approved Combined Driving Course Designers of another country with an approved Federation Guest Card.

1.2 2.2 The Course Designer may be the same person for each Competition or there may be a different Course Designer for each Competition.

1.3 2.3 The name or names of the Course Designer(s) must be published in the Schedule for the Event Prize List and/or the American Driving Society Omnibus.

Effective Date 2/1/2017 DC990 Chief Steward [CHAPTER DC-14 Officials]

1. Appointment

1.1 The appointment of a Chief Steward is at the option of the Organizer. When utilized, the Chief Steward must be chosen from the USEF Federation or FEI list of approved Stewards. The President of the Jury may assign the above responsibilities to other qualified individuals.

2. Duties

2.1 Driving Stewards are responsible for:

2.1.1 Checking and measuring all the carriages after Driven Dressage and Cones, at the start of Section B in Marathon, and if necessary at the end of section B.

2.1.2 Checking the bit of every Horse after Driven Dressage and Cones, and before and after Marathon. Unacceptable bits must be reported to the President of Jury.

2.1.3. Checking that Athletes comply with the Rules pertaining to Advertising.

2.1.4 Reporting to the President of the Ground Jury any contravention of the Rules pertaining to Carriages, lamps, tyres, harness, bits or Advertising.

2.1.5 Other duties as specified in the General Regulations.

2.2 Stewards, or any other Official, must report to the President of the Ground Jury as soon as possible any incident of cruelty.

2.3 The Chief Driving Steward must be clearly identifiable throughout the whole Event.

3. Conflict of Interest

See FEI GRs Article 158 and DC 984 of these Driving Rules.

Effective Date 2/1/2017 DR ­ Dressage Supplement

DR111.3h Work on Two Tracks and The Lateral Movements [CHAPTER SUBCHAPTER DR-I DRESSAGE GOVERNING REGULATIONS]

3.h. Renvers. This is the inverse movement in relation to travers. The hindquarters remain on the track while the forehand is moved inward. To finish the renvers the forehand is aligned with the quarters on the track. Otherwise, the same principles and conditions that apply to the travers are applicable to the renvers. The horse is slightly bent around the inside leg of the rider. The horse’s outside legs pass and cross in front of the inside legs. The horse is bent in the direction in which it is moving. Aims of renvers: To show a fluent collected trot movement on a straight line with a greater degree of bend than in shoulder-in. Fore and hind legs cross, balance and cadence are maintained. This exercise is performed in collected trot and is the inverse movement in relation to travers. The haunches remain on the track and the forehand is moved to the inside with the head facing toward the short side. The horse is slightly bent toward the direction of movement with a greater degree of bend than that of shoulder-in, so one sees four tracks from the front or behind. A constant angle of approximately 35 degrees should be shown. The horse’s outside hind leg passes and crosses in front of the inside hind leg. The outside foreleg is placed ahead of the inside foreleg. To start the renvers, the forehand must leave the track and, at the end of the renvers, the forehand is brought back onto the track.

Effective Date 4/1/2017

DR119 Participation in Dressage Competitions [CHAPTER DR Subchapter DR-1 Dressage Governing Regulations]

2. Horses competing in FEI Para-Equestrian tests are limited to a maximum of three two Dressage rides per day including equivalent USEF or USDF tests.

FEI Para-Equestrian tests may be ridden at non-consecutive levels to USDF, USEF, and other FEI tests.

2. Cross entry in Para Equestrian tests and other Dressage tests is permitted as listed below: FEI PE Grade 1a is equivalent to Introductory Level. FEI PE Grade 1b is equivalent to Training Level. FEI PE Grade II is equivalent to First Level. FEI PE Grade III is equivalent to Second Level. FEI PE Grade IV is equivalent to Third Level.

The equivalency chart does not apply to FEI Para-Equestrian tests.

Effective Date 2/1/2017 DR ­ Dressasge Supplement DR119.1 Participation in Dressage Competitions [CHAPTER SUBCHAPTER DR-I DRESSAGE GOVERNING REGULATIONS]

1. ….No horse Horses may compete in any under saddle class if it is under must be at least thirty-six months of age (from of foaling date) at the time of competition. Horses competing in the following tests and levels must meet the following minimum age requirements per FEI rules: FEI Children/Pony/Junior tests: minimum six (6) years; Young Riders/Prix St. Georges/Intermediate I: minimum seven (7) years; tests above Intermediate I: minimum eight (8) years. Grand Prix Level must be at least eight (8)years of age and horses competing above Fourth Level must be at least seven (7) years of age; The horse’s age is to be counted from January 1 of the year of birth to January 1 of the current competition year.

Effective Date 1/1/2017

DR121 Saddlery and Equipment [CHAPTER DR Subchapter DR-1 Dressage Governing Regulations]

DR121 5. Riders competing only in FEI Para-Equestrian tests may use either a plain snaffle bridle or simple . Riders competing in both FEI Para-Equestrian tests and USDF or USEF tests at the same competition must use a plain snaffle bridle at Grades 1a-Grade III I – IV levels. A double bridle may be used in warm-up and while competing only at the Grade IV V level.

Effective Date 2/1/2017

DR121.2 Saddlery and Equipment. [CHAPTER SUBCHAPTER DR-I DRESSAGE GOVERNING REGULATIONS ]

2. For Training, First and Second Level tests and FEI Pony tests, a plain snaffle bridle is required with a regular cavesson, a dropped , a flash noseband (a combination of a cavesson noseband and a dropped noseband attachment) or a crossed noseband. Except for the FEI Pony tests, a crescent noseband is also permitted at these levels. Except for the crescent noseband, buckles and a small disk of sheepskin, which may be used in the intersection of the two leather straps of a crossed noseband, the headstall and cavesson/noseband of the bridle must be made entirely of leather or leather-like material.A padded cavesson/noseband and crownpiece are allowed. Elastic inserts are permitted in the crownpiece. A browband is required, and except for the parts that attach to the crownpiece or headstall, is not required to be made of leather or leather-like material. The crownpiece of the bridle must lie immediately behind the poll and may extend forward onto the poll, but it may not be fitted to lie behind the skull (see diagram). Bridles are not permitted in which the noseband is connected to the bit or cheekpiece below the level of the browband. A throatlatch is required except when the combined noseband or Micklem bridle are used.

Effective Date 2/1/2017 DR Dressage Supplement DR121.4 Saddlery and Equipment [CHAPTER SUBCHAPTER DR-I DRESSAGE GOVERNING REGULATIONS ]

DR121 Saddlery and Equipment. Change to read:

4. For FEI tests ridden at national competitions, a plain snaffle bridle or simple double bridle may be used, as described above in DR121.2-.3. However, for USEF High Performance qualifying and championship classes, Young Adult qualifying and championship classes, NAJYRC qualifying classes, USEF Junior qualifying and championship classes, and USEF Young Rider qualifying and championship classes, a double bridle is mandatory. Effective August 1, 2015, Snaffle bridles will be are permitted for NAJYRC qualifying classes, USEF Junior qualifying classes and USEF Young Rider qualifying classes. Double bridles will still be are mandatory for NAJYRC and USEF Junior and Young Rider championships after August 1, 2015. Only snaffles, curbs and bridoons pictured under Figure 1-B are permitted in FEI tests. For the FEI Dressage Tests for 4, 5, and 6-year-old horses and the USEF Dressage Test for 4-year old horses, a plain snaffle bridle is required, as above (DR121.2). However, when a snaffle is used in FEI tests, a crescent noseband is not permitted and a snaffle is required as described in Figure I and as pictured in Figure 1B. In addition to the crescent noseband, The crossed (figure-8, Mexican) noseband is not permitted for the FEI Dressage Tests for 4, 5,and 6-year-old horses and the USEF test for 4-year old horses.

Effective Date 2/1/2017

DR121.7 Saddlery and Equipment. [CHAPTER SUBCHAPTER DR-I DRESSAGE GOVERNING REGULATIONS]

7. Martingales, bit guards, any kind of gadgets (such as bearing, side, running, balancing reins, neck straps, nasal strips, tongue tied down, etc.), any kind of boots (including “easy-boots”) or bandages (including tail bandages) and any form of , earmuffs or plugs, nose covers, seat covers, hoods are, under penalty of elimination, strictly forbidden. One small identification tag, no larger than 1.5” diameter, such as the Ver Tag, may be attached to the horse’s mane. The use of equine body tape or bands (equi-taping, Kinesio tape) is prohibited. Shoes (with or without cuffs) that are attached with nails or glue, or wraps that do not extend past the hair line of the hoof are permitted.

Effective Date 4/1/2017 DR ­ Dressage Supplement DR121.9 Saddlery and Equipment [CHAPTER SUBCHAPTER DR-I DRESSAGE GOVERNING REGULATIONS]

DR121 Saddlery and Equipment. Add new and renumber:

9. A nose net may be used in warmup and in competition provided the entry is accompanied by a signed letter from the horse’s veterinarian. A copy of this letter must be attached to each test or class sheet. The letter must: a. Be written on the veterinarian’s stationary and clearly state that the horse has been diagnosed with head shaking syndrome and the syndrome is improved with the use of a nose net. b. State the brand of nose net to be used. A list of Federation approved Dressage nose net brands may be found on the Federation’s website.

Effective Date 4/1/2017

DR125.7 Competition Licensing and Officials [CHAPTER SUBCHAPTER DR-I DRESSAGE GOVERNING REGULATIONS]

7. The Technical Delegate at a competition that includes a CDI must report on competition conditions and incidents, as well as national rule violations, that occur in both CDI and national parts of the competition in his/her DTD report.

Effective Date 4/1/2017

DR126 Requirements for Dressage Competition Management [CHAPTER SUBCHAPTER DR-I DRESSAGE GOVERNING REGULATIONS]

DR126 Requirements for Dressage Competition Management. Change to read:

1.g.7. The jury for the FEI Dressage Tests for 4, 5, and 6-year-old horses and USEF Dressage Test for 4-year old horses, and Rider Tests, must be seated together at “C” and may comprise a maximum of three judges. (Exception: See Selection Procedures for the USEF National Championships for Young Horses for the number and placement of judges in the Young Horse championship competition.) The number and placement of judges in classes and championships for FEI 7-year-old horses must be as described in the Selection Procedures for the World Breeding Championships for 7-year-old horses.

Effective Date 4/1/2017 DR ­ Dressage Supplement DR126 Requirements for Dressage Competition Management [CHAPTER DR Subchapter DR-1 Dressage Governing Regulations]

DR126 14. At the discretion of competition management, all tests for Para Equestrians may be ridden in a Standard arena. (Exception: Grade I - III freestyle tests must be held in a small arena. Grade IV - V freestyle tests must be held in a standard arena.) The arena sizes to be used must be indicated in the prize list. For the USEF National Para- Equestrian Championships and Para-Equestrian Selection Trials, all tests for Grades IA, IB and II I - III must be ridden in a small arena and Grades III and IV and V must be ridden in a standard size arena.

Effective Date 2/1/2017

DR129.9 Musical Freestyle Ride [CHAPTER SUBCHAPTER DR-I DRESSAGE GOVERNING REGULATIONS]

9. … A photocopy of the test verifying eligibility, or copy of the USDF score verification, must be submitted with the entry for a freestyle class.

Effective Date 4/1/2017 EV Eventing Supplement

EV Appendix 4 - Eventing - Permitted Saddlery for Dressage - Permitted [CHAPTER Appendix 4 - Eventing - Permitted Saddlery for Dressage]

"Permitted Nosebands"

Illustrations to be provided

Stübben Snaffle Bridle 2500 Freedom

PS of Sweden (2 bridles)

Effective Date 1/1/2017

EV105 Loss of Qualification/Participation in Horse Trials [CHAPTER Chapter 1 & Appendix 3]

For certain levels of competition, horses and riders must meet qualifying requirements to compete at the levels of competitions specified in Appendix 3. Loss of these requirements (qualifications) is outlined below and pertains to any combination of Federation and FEI Events.

LOSS OF QUALIFICATION. (Preliminary /CI Level and up)

Loss of Qualification will apply only where penalties have been assessed during the Cross-Country phase of competition apply.

1. A horse that either: a. is eliminated three times for Refusals, Dangerous Riding, Horse Falls or Rider Falls within any 12 month period: or b. experiences two consecutive Cross Country eliminations for Refusals, Dangerous Riding, Horse Falls or Rider

Falls: loses its qualification to compete at the highest level at which the elimination occurs.

2. Loss of Qualification remains until the horse achieves 2 MERs or 2 NQRs at one level below the highest level that caused the loss of qualification. This can happen no sooner than one month following the loss of qualification.

3. For the Advanced, CI3* and CI4* levels, riders subject to the provisions of this rule may request in writing to have their Loss of Qualifications reviewed by the USEF Eventing Credentials Committee. BOD 8/29/16 Effective 12/1/16

EV105 Loss of Qualifications EV Eventing Supplement For certain levels of competition, horses and riders must meet qualifying requirements. Those requirements are detailed in Appendix 3.

Loss of these requirements (qualifications) is outlined below and pertains to any combination of USEF and FEI Events.

1. ESTABLISHMENT OF QUALIFICATION.

When a horse and/or rider obtains a Minimum Eligibility Requirement (MER) at a level, then they are “established” (qualified to compete) at that level. This “establishment” does not expire; however, it is important to remember that in all cases, when entering an Event at the CI1* level or above, at least one MER must be obtained in the 12month period prior to the competition.

2. LOSS OF QUALIFICATION (Preliminary/CI* Level and up)

Loss of Qualification will occur when penalties have been assessed during the Cross-Country phase of competition as follows:

a. A horse that is eliminated, for disobediences, three times within any 12month period loses its qualification to compete at the highest level at which an elimination occurs. b. A horse that falls 2 times in any 12month period loses its qualification to compete at the highest level at which a fall occurs. c. A rider who falls from the same horse 3 times in any 12month period will cause the horse to lose its qualification to compete at the highest level at which a fall occurs. d. Having lost qualification, a horse may be re-qualified by achieving 2 MERs at the next lower height level within any 6 month period and no sooner than one month following the loss of qualification. e. Any combination of three total occurrences as outlined in a., b., or c above will result in loss of qualification. f. A rider who is penalized 2 times in any 12month period for Dangerous Riding loses his/her qualification to compete at the highest level at which a penalty occurs g. A rider who receives two watch list reports in a 12month period loses qualification to compete at the highest level for which a report was received. h. Having lost qualification, a rider may be re-qualified by achieving 2 MERs at the next lower height level within any 6month period and no sooner than one month following the loss of qualification. i. Any combination of two total occurrences as outlined in f. and g. above will result in loss of qualification.

3. At the Advanced, CI3*and CI4* levels, riders subject to the provisions of this rule may request in writing to have their Loss of Qualifications reviewed by the USEF Eventing Credentials Committee.

EV Eventing Supplement

STRIKE CURRENT APPENDIX 3 AND REPLACE WITH TEXT BELOW – CHANGES TOO EXTENSIVE TO DO SO HERE

APPENDIX 3 - PARTICIPATION IN HORSE TRIALS

A competitor and/or a horse may be entered in a Horse Trial without having fulfilled the qualifications noted below, provided the qualifications have been fulfilled at least 10 days before the Cross-Country Test of the competition for which it is needed if the MER has been achieved at a Horse Trial or CIC or at least 24 days if the MER has been achieved at a CCI. At the CI* level and above, at least one MER must be obtained in the twelve month period prior to the competition. e.g. a horse and/or rider who have achieved a MER at a CI3*/CNC3* level of competition and who have not competed for over twelve months must first achieve a MER at the next lowest height level.

1. SECTIONS

1.1 JUNIOR (J) - For the purpose of competing in National Horse Trials competitors may compete as Juniors through the end of the calendar year of their 18th birthday.

1.2 YOUNG RIDER (YR) - Open to competitors from the beginning of the calendar year of their 16th birthday through the end of the calendar year of their 21st birthday.

1.3 AMATEUR (A) The following may participate in Eventing competitions as an Amateur: a. Any competitor in possession of a valid Amateur card issued by the USEF, or b. Any Senior USEA member who competes in the Training, Novice or Beginner Novice Level who meets the requirements of Federation GR1306. Individuals declaring such status must present, upon demand, an audited financial statement in support of the claim of eligibility; failure to do so will be deemed a violation. Misrepresentation of eligibility under this provision will subject an individual to disciplinary action under GR1307.6, GR1307.8, GR1308.3 and Chapter 6. Amateur certification under this provision is valid for Eventing competitions only and does not confer Amateur status for participation in any other Breed or Discipline.

1.4 For the purposes of this rule, in differentiating eligibility for Horse and Rider sections, FEI divisions are considered to be one level higher than the equivalent National division, e.g. FEI One Star is one level higher than a Preliminary Horse Trial. A rider who has completed an event at the Advanced Level is not eligible to compete as an Intermediate rider.

1.5 RIDER (R) - Open to competitors who have not completed an event above the next highest level in the 5 years preceding the date of the competition, e.g. a Novice Rider may have completed an event at Training level, but not Preliminary level or higher in the 5 years preceding the date of the competition; a Training Rider may have completed an event at Preliminary level, but not Intermediate level or higher in the 5 years preceding the date of the competition.

1.6 HORSE (H) - Open to competitors of any age, horse may not have completed an event above the next highest level. e.g. a Novice Horse may have completed an event at Training level, but not Preliminary level or higher; a Training Horse may have completed an event at Preliminary level, but not Intermediate level or higher.

1.7 YOUNG HORSE (YH) - Open to competitors of any age, horse may not have competed above the level and EV Eventing Supplement meets the following age restrictions: a. Novice - four or five years of age. b. Training - four or five years of age. c. Preliminary - five or six years of age. d. Intermediate - six or seven years of age. e. Advanced - six or seven years of age. 1.9 OPEN (O) - Both horse and rider may have competed at any level.

1.10 CHAMPIONSHIP (CH) - open to all qualified riders on qualified horses.

1.11 OTHER - Restricted by breed or other designation as defined by Organizing Committee, approved by the Federation/USEA, and designated in the Omnibus listing.

2. DEFINITIONS

2.1 Completion: means having completed the entire Horse Trial with a numerical score.

2.2 Minimum Eligibility Requirement

2.2.1 When achieved at a National Horse Trials an MER is achieved by completing the entire Horse Trial and scoring. -not more than 50 penalty points in the Dressage Test; and - No jumping penalties at obstacles on the Cross Country Test unless specified otherwise, and not more than 90 seconds (36 penalty points) exceeding the optimum time; and - not more than 16 penalties at obstacles in the Jumping Test. -25 penalty points received for Dangerous Riding will not achieve a National Qualifying result. Exceptions to the qualifications noted below may only be approved by the Credentials/Grading Committee.

2.2.2 When achieved at an FEI Competition an MER is achieved by completing the entire Horse Trial and scoring. -not more than 67 penalty points in the Dressage Test; and - No jumping penalties at obstacles on the Cross Country Test unless specified otherwise, and not more than 75 seconds (30 penalty points) exceeding the optimum time for one, two and three star competitions and 100 seconds (40 penalty points) exceeding the optimum time for four star competitions; and - not more than 16 penalties at obstacles in the Jumping Test (see Article 517 of the FEI Eventing Rules).

2.3 Uncategorized Rider: Riders who have not been categorized through proven competence at certain levels of competition i.e. A rider, B riders, etc. by the FEI per Article 520 of the FEI Eventing Rules for the purpose of determining rider eligibility for International Horse Trials and Events). All requirements of the FEI must be achieved as a combination. Where FEI requirements refer to a “CI” this may be satisfied by achieving an MER at a CCI or CIC of the level stated. When multiple Minimum Eligibility Requirements are required, one of the Minimum Eligibility Requirements can be achieved incurring 20 penalties at the obstacles of the Cross Country Test. All USEF requirements do not need to be achieved as a combination.

2.4 Categorized Riders: Riders who have been categorized through proven competence at certain levels of EV Eventing Supplement competition A riders, B riders, etc. by the FEI per Article 520 of the FEI Eventing Rules for the purpose of determining rider eligibility for International Horse Trials and Events. Where FEI requirements refer to a “CI” this may be satisfied by achieving an MER at a CCI or CIC of the level stated. When multiple Minimum Eligibility Requirements are required, one of the Minimum Eligibility Requirements can be achieved incurring 20 penalties at the obstacles of the Cross Country Test. All USEF requirements do not need to be achieved as a combination.

3. LEVELS OF HORSE TRIALS AND EVENTS

3.1 BEGINNER NOVICE (B) - Open to competitors of any age, on horses four years of age and older.

3.2 NOVICE (N) - Open to competitors of any age, on horses four years of age or older.

3.3 TRAINING (T) - Open to competitors of any age, on horses four years of age or older.

3.4 MODIFIED (M) – Open to competitors of any age, on horses four years of age or older. The competitor must have obtained an NQR at two Horse Trials at the Training Level or higher.

3.5 PRELIMINARY (P) - Open to competitors from the beginning of the calendar year of their 14th birthday, on horses five years of age or older. The competitor must have obtained an MER at four Horse Trials at the Training Level or higher.

3.6 TRAINING THREE-DAY EVENT- Open to competitors of any age, on horses four years of age or older. Both the competitor and the horse must have obtained ME’s at Four Horse Trials at the Training Level or higher, one of which must be attained as a combination. A competitor established at the Preliminary Level may compete on a horse which has obtained 2 MER’s at the Training Level or higher.

3.7 PRELIMINARY THREE-DAY EVENT- Open to competitors beginning the calendar year of their 14th birthday, on horses five years of age or older. Both the competitor and the horse, though not necessarily as a combination, must have obtained an MER at three Horse Trials at the Preliminary Level or higher, plus an additional MER at the Preliminary Level or higher with no more than 20 Jumping Penalties at obstacles on the Cross Country test.

3.8 INTERMEDIATE (I) - Open to competitors from the beginning of the calendar year of their 16th birthday, on horses six years of age or older. Both the competitor and the horse, though not necessarily as a combination, must have obtained an NQR at three Horse Trials at the Preliminary Level or higher, plus an additional MER at the Preliminary Level or higher with no more than 20 Jumping Penalties at obstacles on the Cross Country test.

3.9 ADVANCED (A)

3.9.1 UNCATEGORIZED RIDERS - Open to competitors from the beginning of the calendar year of their 18th birthday, on horses six years of age or older. Both the competitor and the horse, though not necessarily as a combination, must have obtained a minimum of one MER with no more than 20 Jumping Penalties at obstacles on the Cross Country test, at either a CI 2* or Intermediate Level plus three MERs at the Intermediate Level or higher.

3.9.2 CATEGORIZED RIDERS - Open to competitors from the beginning of the calendar year of their 18th birthday, on horses six years of age or older. Both the competitor and the horse, though not necessarily as a combination, must have obtained a minimum of one MER with no more than 20 Jumping Penalties at obstacles on the Cross Country test, at either a CI 2* or Intermediate Level plus two NQRs at the Intermediate Level or higher. EV Eventing Supplement

4. LEVELS OF INTERNATIONAL HORSE TRIALS AND EVENTS

4.1 UNCATEGORIZED RIDERS Listed below are the USEF requirements to compete in an FEI Competition. Additionally, all horses and riders must meet the minimum eligibility requirements (MER) published by the FEI which must be achieved by competitor and horse as a combination. Where FEI requirements refer to a “CI” this may be satisfied by achieving an MER at a CCI or CIC of the level stated. When multiple MERs are required, one of the Minimum Eligibility Requirements can be achieved incurring 20 penalties at the obstacles of the Cross Country Test. All USEF requirements do not need to be achieved as a combination.

At the CI* level and above, at least one MER must be obtained in the twelvemonth period prior to the competition. e.g. a horse and/or rider who have achieved a MER at a CI3*/CNC3* level of competition and who have not competed for over twelve months must first achieve a MER at the next lowest height level.

4.1.1 CIC1* Both the competitor and the horse, though not necessarily as a combination, must have achieved 1 MER at the Preliminary level or higher.

FEI USEF REQUIREMENTS REQUIREMENTS

CIC 1 Preliminary or higher (MER) 1*

4.1.2 CIC2* Having met the minimum requirements (MER) of the FEI, both the competitor and the horse, though not necessarily as a combination, must have achieved 2 MERs at the Preliminary level or higher plus an additional MER at the Preliminary level or higher with no more than 20 Jumping Penalties at obstacles on the Cross Country test, plus 1 MER at the Intermediate level or higher.

FEI USEF REQUIREMENTS REQUIREMENTS

2 Preliminary or higher (MER) +

1 Preliminary or higher (MER) with no more CIC 2* 1 CI 1* than 20 Jumping Penalties at obstacles on the Cross Country test +

1 Intermediate or higher (MER)

4.1.3 CIC3* Having met the minimum eligibility requirements (MER) of the FEI, both the competitor and the horse, though not necessarily as a combination, must have achieved 2 MERs at the Intermediate level or higher.

FEI EV Eventing Supplement FEI USEF REQUIREMENTS REQUIREMENTS

CIC 3* 2 CI 2* 2 Intermediate or higher (MER)

4.1.4 CCI1* Both the competitor and the horse, though not necessarily as a combination, must have achieved 3 MERs at the Preliminary level or higher plus and additional MER at the Preliminary level or higher with no more than 20 Jumping Penalties on the Cross Country test.

FEI USEF REQUIREMENTS REQUIREMENTS

3 Preliminary or higher (MER) +

CCI 1* 1 Preliminary or higher (MER) with no more than 20 Jumping Penalties at obstacles on the Cross Country test.

4.1.5 CCI2*

4.1.5.1 UNCATEGORIZED RIDERS

Having met the minimum eligibility requirements (MER) of the FEI, both the competitor and the horse, though not necessarily as a combination, must have achieved 2 MERs at the Intermediate level or higher.

FEI USEF REQUIREMENTS REQUIREMENTS

(1 CCI1* or 1 CIC2*) + CCI 2* 2 Intermediate or higher (MER) 1 CIC2*

4.1.5.2 CCI2* “D” CATEGORIZED RIDERS Having met the minimum eligibility requirements (MER) of the FEI as a combination, both the competitor and the horse, though not necessarily as a combination, must have achieved 2 MERs at the Intermediate level or higher.

FEI REQUIREMENTS USEF REQUIREMENTS

(1 CCI 1* or 1 CIC CCI 2* 2 Intermediate or higher (MER) 2*)

EV Eventing Supplement

4.1.6 CCI3* Having met the minimum eligibility requirements (MER) of the FEI, both the competitor and the horse, though not necessarily as a combination, must have achieved one MER at the Advanced level or higher.

FEI USEF REQUIREMENTS REQUIREMENTS

1 CCI2* + CCI 3* 1 Advanced HT or higher (MER) 1 CIC3*

4.1.7 CCI4*

4.1.7.1 UNCATEGORIZED OR “D” OR “C” RIDERS

Both the competitor and the horse must have met the minimum eligibility requirements (MER) of the FEI.

RIDER FEI USEF REQUIREMENTS CATEGORY REQUIREMENTS

2 CCI3* + The competitor and horse must have CCI C-D met the minimum eligibility 4* 2 CI 3* requirements (MER) of the FEI

4.1.7.2 CCI4* “B” CATEGORIZED RIDERS

Both the competitor and the horse must have met the minimum eligibility requirements (MER) of the FEI.

RIDER FEI USEF REQUIREMENTS CATEGORY REQUIREMENTS

1 CCI 3* + The competitor and horse must CCI 4* B have met the minimum eligibility 3 CI 3* requirements (MER) of the FEI

4.2 CATEGORIZED RIDERS EV Eventing Supplement

Listed below are the USEF requirements to compete in an FEI Competition. Additionally, all horses and riders must meet the minimum eligibility requirements (MER) published by the FEI. Where FEI requirements refer to a “CI” this may be satisfied by achieving an MER at a CCI or CIC of the level stated. When multiple Minimum Eligibility Requirements are required, one of the Minimum Eligibility Requirements can be achieved incurring 20 penalties at the obstacles of the Cross Country Test. All USEF requirements do not need to be achieved as a combination.

At the CI* level and above, at least one Qualifying Result must be obtained in the twelve-month period prior to the competition. e.g. a horse and/or rider who have achieved a QR at a CI3*/CNC3* level of competition and who have not competed for over twelve months must first achieve a QR at the next lowest height level.

4.2.1 CIC1* There are no requirements for horses ridden by categorized riders at this level.

4.2.2 CIC2* The horse must have achieved 3 MERS at the Preliminary level or higher plus an additional MER at the Preliminary level or higher with no more than 20 Jumping Penalties at obstacles on the Cross Country test.

RIDER FEI USEF REQUIREMENTS CATEGORY REQUIREMENTS

3 Preliminary or higher (MER) +

CIC 1 Preliminary or higher (MER) with A-B-C-D 2* no more than 20 Jumping Penalties at obstacles on the Cross Country test.

4.2.3 CIC3* All “C” & “D” categorized riders must use the eligibility requirements for uncategorized riders. The Horse must have achieved 2 MERs at the Intermediate level or higher.

RIDER FEI USEF REQUIREMENTS CATEGORY REQUIREMENTS

CIC A-B 1 CI 2* 2 Intermediate or higher (MER) 3*

4.2.4 CCI1* The horse must have achieved 3 MERs at the Preliminary level or higher plus an additional MER at the Preliminary level or higher with no more than 20 Jumping Penalties at obstacles on the Cross Country test.

RIDER FEI USEF REQUIREMENTS CATEGORY REQUIREMENTS

3 Preliminary or higher (MER) +

CCI 1 Preliminary or higher (MER) A-B-C-D EV Eventing Supplement A-B-C-D 1* with no more than 20 Jumping Penalties at obstacles on the Cross Country test.

4.2.5 CCI2* All “D” categorized riders must meet the eligibility requirements set forth in Section 4.1.5.2 above. For “A, B & C” categorized riders, the horse must have achieved 2 MERs at the Intermediate level or higher.

RIDER FEI USEF REQUIREMENTS CATEGORY REQUIREMENTS

CCI (1 CCI 1* or 1 CIC A-B-C 2 Intermediate or higher (MER) 2* 2*)

4.2.6 CCI3* All “C & D” categorized riders must use the eligibility requirements for uncategorized riders. The horse must have achieved 1 MER with no more than 20 Jumping Penalties at obstacles on the Cross Country test at a CIC3* or higher.

RIDER FEI USEF REQUIREMENTS CATEGORY REQUIREMENTS

1 CIC 3* or higher with no more CCI A-B 1 CCI 2* than 20 Jumping Penalties at 3* obstacles on the Cross Country test.

4.2.7 CCI4* Both the competitor and the horse, as a combination must have met the minimum eligibility requirements of the FEI.

RIDER FEI USEF REQUIREMENTS CATEGORY REQUIREMENTS

1 CCI 3* The competitor and horse must CCI A have met the minimum eligibility 4* (as a combination) requirements (MER) of the FEI

Effective Date 2/1/2017 EV Eventing Supplement EV114.4 Dress- [CHAPTER EV-1 GENERAL RULES FOR ALL EVENTING COMPETITIONS & EV APPENDIX 3 PARTICIPATION IN HORSE TRIALS]

4. SPURS.

a. Spurs are optional for all three tests. Spurs capable of wounding a horse are forbidden. Spurs must be of smooth metal. If there is a shank it must not be longer than 4 cm )1 9/16 inches) measured from the boot to the end of the and must point only towards the rear. If the shank is curved, the spurs must be worn only with the shank directed downwards. Metal or plastic spurs with round hard plastic or metal knobs “Impuls spurs” and “Dummy spurs” with no shank are allowed.

b. Rowel spurs – Spurs with rowels are allowed in the three tests and when practicing/warming up. If they are used, rowels must be vertical, free to rotate and the rowel must be round and smooth (no times allowed)

Effective Date 1/1/2017 EV Eventing Supplement EV114.5.a Dressage Test [CHAPTER EV-1 General Rules For All Eventing Competitions ]

EV114 Dress

5. DRESSAGE TEST. a. Horse Trials (Beginner Novice through Training Modified)—protective headgear—predominantly black or dark blue; Coat—dark color or tweed, tail coats are not permitted; Shirt— of conservative color, with stock and pin, or choker, or tie; Gloves (if worn)—dark color, tan, beige or white; , Britches—light color or white; Boots— black, brown, field, jodhpur or a black or brown full grain smooth leather leg piece and matching leather boots. Chaps and/or half-chaps are not allowed. Competitor’s may compete without a jacket. In such cases, shirt – long or short sleeved with collar and without neckwear, of a conservative color, neatly tucked into riding breeches. BOD 8/29/16 Effective 12/1/16

b. Horse Trials (Preliminary) —protective headgear—predominantly black or dark blue; Coat—dark color or tweed, tail coats are not permitted; Shirt— of conservative color, with stock and pin, or choker, or tie; Gloves (if worn)— dark color, tan, beige or white; Jodhpurs, Britches—light color or white; Boots—black, brown, field, jodhpur or a black or brown full grain smooth leather leg piece and matching leather boots. Chaps and/or half-chaps are not allowed.

c. Horse Trials (Intermediate and Advanced) & Three Day Events. As above except no tweed coat. Tail Coats permitted. Shirt—stock with pin; Gloves (required)—white or dark color; Britches—as above; Boots—preferably black dress or a black full grain leather leg piece and matching leather boot. Chaps and half-chaps are not allowed. Members of armed and police forces, service dress with gloves, regulation headgear and spurs in accordance with EV114. BOD 1/17/15 Effective 12/1/15

Effective Date 2/1/2017 EV Eventing Supplement EV140 Cross-Country Obstacles [CHAPTER EV-3 Rules for Horse Trials]

9. FRANGIBLE FENCES a. Obstacles for which approved frangible technology is appropriate shall be constructed using this technology, or shall be retrofitted using this technology. The Technical Delegate must communicate with the Ground Jury and Course Designer to confirm that the Frangible Technology employed is consistent with the USEA Cross-Country Obstacle Design Guidelines. Information on the appropriate applications of Frangible Technology in cross-country fence construction is available in the USEA Cross-Country Obstacle Design Guidelines. Frangible Technology may be installed only by or under the supervision of Course Designers/course builders who have attended a USEA Seminar on Frangible fence construction. b. At the Modified Level and above, all oxers (both front and back top rails), must be built using frangible technology (e.g. frangible pins, MIM Clips, or any other load relieving devices.) In all cases, the front rail must be able to be activated by either combined horizontal and downward forces, or horizontal and upward forces. The back rail must, at a minimum, be able to be activated by horizontal and downward forces.

Effective Date 4/1/2017 EV Eventing Supplement EV141.1 a) Disobediences & b) Falls [CHAPTER EV-3 RULES FOR HORSE TRIALS]

Ev141 Cross-Country Scoring

1. FAULTS AT OBSTACLES

a. Disobediences –

1. First refusal, run-out or circle 20 penalties

2. Second Refusal, run-out or circle at the same obstacle 40 penalties

3. Third refusal, run-out or circle at the same obstacle Elimination

4. Third penalized disobedience on the entire course at Preliminary, Intermediate or Advanced Elimination

5. Fourth penalized disobedience on the entire course at Beginner Novice, Novice, Training or Modified Elimination.

6. Jumping outside the flag 50 penalties.

b. Falls -

1. First fall of competitor in which the competitor lands on his/her feet and remains standing (Beginner Novice and Novice) 65 Penalties

2. Second fall of competitor (Beginner Novice and Novice) Elimination (RF)

3. First fall of competitor (Training, Preliminary, Intermediate and Advanced) Elimination (RF)

4. First fall of horse Mandatory Retirement

5. *to facilitate accurate administration of EV105.3 (Loss of Establishment) Competitor Falls will be denoted as “RF” on official score sheets and results.

6. Activating a Frangible Device No penalties

Effective Date 1/1/2017 EV Eventing Supplement EV142.3 b) Runouts [CHAPTER EV-3 RULES FOR HORSE TRIALS]

EV142 Cross-Country – Definitions of Faults (Drawings, Appendix 7)

2. DISOBEDIENCES (REFUSALS AND RUN-OUTS)

a. Refusals.

1. At obstacles or element with height (exceeding 30 cm) a horse is considered to have refused if it stops in front of the obstacle or element to be jumped.

2. At all other obstacles (i.e., 30 cm or less in height) a stop followed immediately by a standing jump is not penalized, but if the halt is sustained or in any way prolonged, this constitutes a refusal. The horse may step sideways, but if it steps back even with one foot, this is a refusal.

3. After a refusal, if a competitor redoubles or changes his efforts without success, or if the horse is represented at the obstacle after stepping back and stops or backs again, this is a second refusal, and so on.

b. Runouts. A horse is considered to be disobedient if it runs-out, avoids the obstacle or element to be jumped in such a way that has to be represented. A rider is permitted to change his mind as to where he jumps an obstacle or element at any time without penalty for a run-out, including a result of a mistake at a previous obstacle or element. In the case the Horse has clearly attempted to jump the obstacle or element and may have missed a flag the competitor can choose whether to represent (accepting automatically 20 penalties) or to continue on course incurring 50 penalties (no elimination) in case the obstacle or element was not correctly cleared.

Effective Date 1/1/2017 EV Eventing Supplement EV156.4 b - Classification - Individual FInal Classification [CHAPTER EV-4 Rules for Events]

EV156 Three-Day Events - Rules

4. CLASSIFICATION. Individual Final Classification a. The winning individual is the competitor with the lowest total of penalty points, after adding together, for each competitor, the penalty points incurred. b. In the event of equality between two or more competitors, the classification is decided by:

1. The best cross-country obstacle score including faults at obstacles and, time penalties and any other penalty that

he/she may have incurred on the Cross-Country Test.

2. If there is still equality, the classification is decided in favor of the competitor whose cross-country time was closest to

the optimum time.

3. If there is still equality, the competitor with the best Jumping score (time & obstacles) including penalties at obstacles

and time penalties

4. If there is still equality, the competitor with the best time (fastest) in the Jumping Test

5. If there is still equality, the classification will be decided in favor of the competitor with the best percentage score in the

Dressage Test

4. If there is still equality, the classification will be decided in favor of the Competitor with the best collective

marks in the Dressage Test.

6.5. If there is still equality the tie will remain in the Final Classification

Effective Date 4/1/2017 HK Hackney Supplement

HK103 Type and Conformation through HK148 General [CHAPTER SUBCHAPTER HK-4 HACKNEY PONIES (COB TAILS) through SUBCHAPTER HK-15 PLEASURE HACKNEY HORSES ]

SUBCHAPTER HK-4 HACKNEY PONIES (COB TAILS)

SUBCHAPTER HK-1. GENERAL QUALIFICATIONS

HK103 Height

2. Ponies shown in the Harness Pony and Pony sections must possess a current measurement card or valid measurement form issued by the Federation. (See GR502). The measurement of Hackney Pleasure Ponies and Hackney (cob-tail) Ponies will not be necessary unless the classes are divided according to height.

SUBCHAPTER HK-2 CONDUCT

HK105 General

[...] 3. Hackneys who show evidence of lameness or brokenwind must be severely penalized.

3. 4. Maiden/Novice/Limit classes are open to ponies that have not won one/three/six first place ribbons respectively at USEF licensed competitions. Ribbons won in classes with only one entry will not count in determining Maiden, Novice or Limit status. Ribbons won within one section (i.e. Hackney Pony (CobTail), Harness Pony, Roadster, Park Pleasure Driving, Show Pleasure Driving, Country Pleasure Driving) do not count in the reckoning of Maiden/Novice/Limit status if the pony competes in a different Hackney section. However, ribbons won in the Roadster Pony section of the Roadster Division will count towards the maiden/novice/limit status of Hackney Roadster ponies.

4. Hackneys must be serviceably sound. Horses and ponies who show evidence of lameness or broken wind must be severely penalized.

5. Shoeing- to be directed to improving the comfort, balance, and soundness of the pony or horse. Labored way of going due to shoeing to be penalized. a. Pads and wedges- are permitted to protect the feet and limbs from the impact of the pony or horse’s natural gait, and maintain the integrity of the hoof wall. Exceptions: see Country Pleasure Driving section. b. Bands- protective hoof bands are permitted to protect the integrity of the hoof and prevent the loss of a shoe resulting in trauma to the hoof. Exceptions: See English Country Pleasure Driving sections.

6. Ponies and horses may be shown with unset tails in any class without penalty.

7. Surgical release of only the ventral sacrocaudal muscle is allowable if performed by a licensed veterinarian.

8. No pony or horse may compete in a class in the Hackney Division with any chemical or other irritant of any kind present to alter the tail carriage.

9. Ponies or horses showing signs of inhumane treatment will be eliminated from competition. HK Hackney Supplement

SUBCHAPTER HK-2 CONDUCT

HK108 Cross Entering

1. A pony may be shown in only one of the six sections of the Hackney Division (Hackney Pony [cob tail], Harness Pony, Hackney Roadster, Park Pleasure Driving, Show Pleasure Driving, or Country Pleasure Driving) at the same competition.

2. Ponies competing in Hackney Roadster Pony classes within the Hackney Division may enter Roadster Pony classes within the Roadster Division at the same competition. However, a pony shown in the Hackney Pony (Cob Tail), Harness Pony, or Pleasure Pony sections within the Hackney Division cannot enter a Roadster Pony class within the Roadster Division at the same competition.

SUBCHAPTERHK-2. CONDUCT

HK113 Appointments

1. All vehicles and equipment must be in serviceable condition. Any exhibitor using vehicles or equipment deemed to be disruptive to other exhibitors must be excused from the ring.

2. Entries must be shown without artificial appliances (e.g., wired ears, chains, shackles, draw reins, kicking strap, conspicuous wire cavessons). Inconspicuously applied hair in mane or tail, a tail brace and mouth controls are permitted.

3. The use of chains or rollers as action devices on the competition grounds during or before a competition is prohibited.

3. 4. Electronic communication devices used for purposes of coaching, etc., between competitors and individuals outside the ring shall be prohibited in all classes in the Hackney Division. Exempt from this rule are handicapped drivers/riders who have submitted written proof to the Federation steward.

SUBCHAPTER HK-4. HACKNEY PONIES (COB TAILS)

SUBCHAPTER HK-5 HARNESS PONIES

HK119 General

1. Harness ponies are exhibited with a long mane and undocked long tail.

SUBCHAPTER HK-6 PARK PLEASURE DRIVING

HK122 General

4. Longtails and Cobtails shown together, unless management deems they have enough entries to offer two divisions. Tails may be long or have the appearance of being short.

SUBCHAPTER HK-7 SHOW PLEASURE DRIVING HK Hackney Supplement

HK125 General

4. Long tails and Cob tails shown together, unless management deems they have enough entries to offer two divisions. Tails may be long or have the appearance of being short.

SUBCHAPTER HK-8 COUNTRY PLEASURE DRIVING

HK128 General

4. Long tails and Cob tails shown together, unless management deems they have enough entries to offer two divisions. Tails may be long or have the appearance of being short.

SUBCHAPTER HK-9 ADDITIONAL CLASSES

HK131 Additional Class Specifications

2. HACKNEY OR HARNESS CARRIAGE CLASS. Open to registered Hackney ponies. Registered Hackneys showing in this class shall not cross enter into any Hackney, Harness or Roadster Pony performance class at the same competition. Ponies may be shown with short or long tails The tail may be long or have the appearance of being short. Harness must be appropriate for the carriage used. To be shown to an appropriate two or four wheeled carriage at a walk, collected trot, and extended trot, excessive speed to be penalized. Must stand quietly and back readily. At least one figure eight may be performed at the discretion and on the instructions of the judge. Button braids are permitted. Hat, apron, gloves and whip are required. To be judged 75% on performance, quality and manners; 25% on turnout.

SUBCHAPTER HK-15 PLEASURE HACKNEY HORSES

HK148 General

6. The mane can be long and natural, pulled, short, braided or roached. The tail may be long or have the appearance of being short is long, and/or natural. This section does not exclude the Hackney Horse who has had its tail docked and/or nicked prior to any laws prohibiting the docking/nicking of tails. Although artificial appliances are permitted to maintain a tail set in the driving classes, a natural tail set is encouraged, and artificial hair/tail caps are discouraged.

Effective Date 2/1/2017

HK108 Cross Entering [CHAPTER SUBCHAPTER HK-2. CONDUCT]

3. One change of section per year (per owner of record with the American Hackney Horse Society) is permitted. Exception: Show and Country Pleasure driving ponies may enter Park Pleasure driving classes without jeopardizing their eligibility. 4. If a particular competition does not offer Park Pleasure Driving, Show Pleasure Driving or a Country Pleasure Driving section, pleasure ponies, if eligible, may enter other Hackney Division driving sections without jeopardizing their eligibility at subsequent competitions.

Effective Date 4/1/2017 HK Hackney Supplement HK110 Division of Classes [CHAPTER SUBCHAPTER HK-2. CONDUCT]

1. It is recommended required that classes with 16 or more entries be divided into separate sections. Pony classes can be divided by height of pony, sex of pony or driver, or age of driver or at competition management's discretion. If divided, the prize money must be doubled and separate trophies and ribbons awarded.

2. It is strongly recommended that all pleasure pony classes be divided at 16 entries. It is recommended that classes be divided as to height of pony, age of driver or sex of pony if there are a large number of entries anticipated.

Effective Date 4/1/2017

HK122 General [CHAPTER SUBCHAPTER HK-6 PARK PLEASURE DRIVING]

10. Park Pleasure ponies, if eligible, may enter the Hackney or Harness Show or Country Pleasure driving pony sections without jeopardizing their eligibility in the Park Pleasure driving section at subsequent competitions.

Effective Date 4/1/2017

HK125 General [CHAPTER SUBCHAPTER HK-7 SHOW PLEASURE DRIVING]

10. If a particular competition does not offer a Hackney or Harness Pony Show Pleasure driving section, pleasure ponies, if eligible, may enter the Hackney or Harness Park Pleasure or Country Pleasure driving pony section without jeopardizing their eligibility in the Show Pleasure driving section at subsequent competitions. Exception: If a competition does offer a Show Pleasure driving section and the pony competes in the Park Pleasure driving section it will not jeopardize their eligibility in the Show Pleasure driving section at subsequent competitions.

Effective Date 4/1/2017

HK128 General [CHAPTER SUBCHAPTER HK-8 COUNTRY PLEASURE DRIVING]

12. If a particular competition does not offer a Hackney or Harness Pony Country Pleasure driving section, pleasure ponies, if eligible, may enter the Hackney or Harness Show Pleasure Driving or Park Pleasure driving sections without jeopardizing their eligibility in the Hackney or Harness Country Pleasure Driving Pony section at subsequent competitions. Exception: If the competition does offer a Country Pleasure driving section, and the pony competes in the Park Pleasure driving section it will not jeopardize their eligibility in the Country Pleasure driving section at subsequent competitions.

Effective Date 4/1/2017 HU Hunter Supplement

HU101 Eligibility to Compete [CHAPTER SUBCHAPTER HU-1 DEFINITIONS AND ELIGIBILITY]

HU101 Eligibility to Compete – Horse & Pony

[…]

5. For classes that require age verification, age can be verified only through the following identification documents: a. Registration papers or passport issued by a World Breen Federation Sport Horse (WBFSH) recognized registry. b. Registration papers of Certificate of Pedigree from a breed or sport horse registry.

HU103 Hunter Eligibility and Green Eligibility and Status for Horses

[…] a. For the purposes of eligibility, equivalent heights are:

3’0” .90 meter

3’3” 1.0 meter

3’6” 1.10 meter

3’9” 1.20 meter

2. Once a horse begins its hunter eligibility, competing in jumper classes affects its Green Status and Eligibility according to HU103.12. 3. Horses may enter the Green Hunters section in any height section for which they are eligible. Further eligibility in the Green Hunter section is determined by the height section in which they enter the system. 4. A horse may compete in only one Green Hunter fence height section at any one competition. 5. When a horse begins its hunter eligibility competing in hunter or equitation classes or sections with fence heights of 3’0”-3’5” or 3’3”, it remains eligible for Green Hunter 3’0” and 3’3” for two competition years (not necessarily consecutive).

[…] 12. Once a horse begins its hunter eligibility, the following jumper restrictions apply: a. To remain eligible for Green Hunter 3’0 and 3’3”, a horse may not compete in a jumper class at a Federation or Equine Canada Licensed competition in North America with fence heights higher than 3’3” (or 1.0 m when class specifications list fence height in metric). b. To remain eligible for Green Hunter 3’6”, a horse may not compete in a jumper class at a Federation or Equine Canada Licensed competition in North America with fence heights higher than 3’6” (or 1.10 m when class specifications list fence height in metric). c. To remain eligible for Green Hunter 3’9”, a horse may not compete in a jumper class at a Federation or Equine HU Hunter Supplement Canada Licensed competition in North America with fence heights higher than 3’9” (or 1.20 m when class specifications list fence height in metric).

[…]

HU104 Young Hunter Eligibility and Status for Horses

[…]

2. Horses eligible for the Young Hunters may begin competing in any Young Hunter height section for which they are eligible. Further eligibility in the Young Hunter section is determined by the height section in which they enter the hunter eligibility system. (see HU104.6-9) 3. A horse is eligible to compete in an age-restricted hunter class from December 1 of the competition year in which they reach the applicable age at any time during that same competition year. 4. Age of horse must be verified in accordance with Federation policies and procedures prior to competing for awards in the Young Hunter sections. Age can be verified using only the following documents: a. Registration papers or Certificate of Pedigree from a breed or sport horse registry. b. Passport issued by a World Breed Federation Sport Horse (WBFSH) recognized registry.

5. A horse may compete in only one Young Hunter height section at any one competition. 6. When a horse begins its hunter eligibility competing in any Hunter or Hunter/Jumping Seat Equitation class or section with fence heights of 3’0” -3’5”, it remains eligible for Young Hunter 3’0” and 3’3” for two competition years provided it is eligible by age. a. For the purposes of eligibility, equivalent heights are:

3’0” .90 meter

3’3” 1.0 meter

3’6” 1.10 meter

3’9” 1.20 meter

[…]

11. Once a horse begins its hunter eligibility, the following jumper restrictions apply: a. To remain eligible for Young Hunter 3’0 and 3’3”, a horse may not compete in a jumper class at a Federation or Equine Canada Licensed competition in North America with fence heights higher than 3’3” (or 1.0 m when class specifications list fence height in metric). b. To remain eligible for Young Hunter 3’6”, a horse may not compete in a jumper class at a Federation or Equine Canada Licensed competition in North America with fence heights higher than 3’6” (or 1.10 m when class specifications list fence height in metric).

HU Hunter Supplement

Effective Date 12/1/2016

HU103 Hunter Eligibility and Green Eligibility and Status for Horses [CHAPTER SUBCHAPTER HU-1 DEFINITIONS AND ELIGIBILITY]

HU103 Hunter Eligibility and Green Eligibility Status for Horses

[…]

6. When a horse begins its hunter eligibility competing in hunter or equitation classes or sections with fence heights of 3’0” or 3’3”, it remains eligible for Green Hunter 3’0” and 3’3” for two competition years (not necessarily consecutive). a. 7. A horse that competes in any Hunter or Hunter/Jumping Seat Equitation class at a recognized competition in the United States or Canada with fence heights of 3’6” or higher is no longer eligible to compete in the Green Hunter 3’0” section but remains eligible to compete in the Green Hunter 3’3” section. b. A horse may compete in any other hunter or equitation class with fence heights of a maximum of 3’6” if otherwise eligible at a maximum of four (4) times competitions in one competition year prior to August 1 and remain eligible to compete in the Green Hunter 3’3”. The following competition year in which a horse competes in any hunter or equitation class at a Federation or Equine Canada Licensed competition in North America with fence heights of 3’6” or higher is considered the horse’s Green Hunter 3’6” year regardless of the number of times it competes. c. A horse that competes over fences 3’6” or higher in any Hunter or Equitation class after August 1st is no longer eligible for the 3’3” section and is only eligible to compete in the Green Hunter 3’6” section for the remainder of the competition year. That competition year will be considered the horse’s Green Hunter 3’6” year. d. Once a horse competes in hunter or equitation classes at a Federation or Equine Canada licensed competition in North America with fences 3’6” or higher at five (5) or more competitions in one year, it is no longer eligible for the Green Hunter 3’3” section. At this time the horse is only eligible to compete in the Green Hunter 3’6” section for the remainder of the competition year. That competition year will be considered the horse’s Green Hunter 3’6” year. e. For jumper restrictions see HU103.12.

8. Once a horse competes in a hunter or equitation class at a Federation or Equine Canada Licensed competition in North America with fence heights of 3’6” or higher a fifth timein one competition year, it is no longer eligible for the Green Hunter 3’3” section and it is only eligible to compete in the Green Hunter 3’6” section for the remainder of the competition year. That competition year will be considered the horse’s Green Hunter 3’6” year. If a horse competes in a hunter or equitation class at a Federation or Equine Canada Licensed competition in North America with fence heights of 3’6” or higher after August 1, it is no longer eligible for the Green Hunter 3’3” section and it is only eligible to compete in the Green Hunter 3’6” section for the remainder of the competition year. That competition year will be considered the horse’s Green Hunter 3’6” year. For jumper restrictions see HU103.12

[renumber successive] HU Hunter Supplement

HU104 Young Hunter Eligibility and Status for Horses

6. When a horse begins its hunter eligibility competing in any Hunter or Hunter/Jumping Seat Equitation class or section with fence heights of 3’0” or 3’3”, it remains eligible for Young Hunter 3’0” and 3’3” for two competition years provided it is eligible by age. a. For the purposes of eligibility, equivalent heights are:

3’0” .90 meter

3’3” 1.0 meter

3’6” 1.10 meter b. 7. A horse that competes in any hunter or equitation class at a Federation or Equine Canada Licensed competition in North America with fence heights of 3’6” or higher is no longer eligible to compete in the Young Hunter 3’0” section but remains eligible to compete in the Young Hunter 3’3” section if otherwise eligible. c. A horse may compete in any other hunter or equitation class with fence heights of a maximum of 3’6” at a maximum of four (4) times competitions in one competition year prior to August 1 and remain eligible to compete in the Young Hunter 3’3”. The following competition year in which a horse competes in any hunter or equitation class at a Federation or Equine Canada Licensed competition in North America with fence heights of 3’6” or higher is considered the horse’s Young Hunter 3’6” year regardless of the number of times it competes. d. A horse that competes over fences 3’6” or higher in any Hunter or Equitation class after August 1st is no longer eligible for the 3’3” section and is only eligible to compete in the Young Hunter 3’6” section for the remainder of the competition year. That competition year will be considered the horse’s Young Hunter 3’6” year. e. Once a horse competes in hunter or equitation classes at a Federation or Equine Canada licensed competition in North America with fences 3’6” or higher at five (5) or more competitions in one year, it is no longer eligible for the Young Hunter 3’3” section. At this time the horse is only eligible to compete in the Young Hunter 3’6” section for the remainder of the competition year. That competition year will be considered the horse’s Young Hunter 3’6” year. f. For jumper restrictions see HU104.11

8. Once a horse competes in a hunter or equitation class at a Federation or Equine Canada Licensed competition in North America with fence heights of 3’6” or higher a fifth time in one competition year, it is no longer eligible for the Young Hunter 3’3” section and it is only eligible to compete in the Young Hunter 3’6” section for the remainder of the competition year. That competition year will be considered the horse’s Young Hunter 3’6” year. If a horse competes in a hunter or equitation class at a Federation or Equine Canada Licensed competition in North America with fence heights of 3’6” or higher after August 1, it is no longer eligible for the Young Hunter 3’3” section and it is only eligible to compete in the Young Hunter 3’6” section for the remainder of the competition year. That competition year will be considered the horse’s Young Hunter 3’6” year. For jumper restrictions see HU104.11 HU Hunter Supplement

[renumber successive]

Effective Date 2/1/2017

HU106 High Performance, Performance, and Small Hunter-Definition and Classifications [CHAPTER SUBCHAPTER HU-1 DEFINITIONS AND ELIGIBILITY]

1. A High Performance or Performance Hunter is a horse of any age and is not restricted by previous showing. 2. High Performance Hunter 1. Championships must be offered in accordance with HU148. 2. Number of classes and prize money must be offered in accordance with GR313.6. 3. Individual classes may be entered. (Exception: Under Saddle classes. See HU140.2) 4. In a section with three (3) classes, the under saddle will count half points towards champion and reserve. 5. The High Performance section must offer the greatest amount of prize money of all hunter sections at the competition. (Exception: When the High Performance Hunter section is combined with the Performance Hunter or the Green Hunter, see HU112)

SUBCHAPTER HU-2 DIVISION OF SECTIONS OR CLASSESHU112 General 1. Sections must be divided or combined based on the number of entries in the first over fences class and may not be combined or divided after the first class. Exception: Performance/High Performance Working Hunter, HU112.4. 2. No section may be divided if there are less than 30 entries. Exception: Green, Amateur Owner, Children’s and Adult Amateur Hunter refer to HU113, HU118, and sections governed by USHJA Zone Specifications. 3. Any section with 50 or more entries at the beginning of the first class must be divided. If there are 50 or more entries remaining in a section after it has been divided, the section must be redivided by every other number. Once a section has been redivided it may not be divided further. 4. In Performance Hunter, and High Performance Hunter and any other sections where individual classes may be entered, the sections can be divided after thirty (30) horses have competed in the first over fences class. Subsequent classes may be divided once twelve (12) horses have competed in each class. For Championships, see HU145. Thenumber of Championship and Reserve Championships thatare awarded will be determined by the number ofsections created from dividing the first over fences class. Multiple Championships and Reserve Championships will only be awarded if a minimum of two (2) over fences and one (1) under saddle classes have been held per section. 1. At all licensed competitions, if there are fewer than six entries in either the Performance Hunter 3’3” or Performance Hunter 3’6” they must be combined, but they cannot be combined with any other hunter sections, except High Performance Hunter. If there are six or more entries in each Performance Hunter section, they must be held separately. 2. At all licensed competitions, if the High Performance Hunter section has fewer than three entries, it must may be combined with either the Performance Hunter 3’6” section or with the Green Hunter 3’9” section (or with Green Hunter 3’6”/3’9” if offered combined). 3. When the High Performance Hunter section is combined with the Performance Hunter 3’6” section the following applies: 1. If, after combining there are still fewer than three entries in the combined section, it must be further combined with the Performance Hunter 3’3” section. 2. d. When combining High Performance Hunter with Performance Hunters 3’6” and/or 3’3”, the combined sections must offer the same number of classes offered by the Performance Hunter section(s) with which it is combined. 3. e. When combining High Performance Hunter with another section, if different amounts of HU Hunter Supplement prize money or entry fees were offered in the original sections, the combined sections will use the lower amount for both prize money and entry fees. 4. When the High Performance Hunter section is combined with the Green Hunter section the following applies: 1. If, after combining, there are still fewer than three entries in the combined section, it must be further combined with the Green Hunter 3’6” section 2. If combined Green Hunter sections have fewer than three entries, they must be combined with High Performance Working Hunter. 3. A horse that is eligible for more than one section must be declared and compete in only one. Horses will jump the respective height for the entered section. 4. When combining High Performance Working Hunter with another section, if different amounts of prize money or entry fees were offered in the original sections, the combined sections will use the lower amount for both prize money and entry fees. 5. When combining a section of High Performance Hunter with either a section of Green Hunter 3’6”, Green Hunter 3’9”, or both, the combined sections must offer the same number of classes offered by the Green Hunter section(s) with which it is combined. In addition, a section entry fee will be required and individual classes may no longer be entered for the combined section. 6. The High Performance Hunter section may be combined with a combined Green Hunter 3’6”/3’9” section but may not be combined with any Green Hunter 3’3” or 3’0 sections.

[…]

7. Definition of a California Split: 1. The California Split is used to divide large classes. The judge keeps track of twice the number of placings required for either ribbons or the jog order. At the completion of the jog, the judge creates two separate orders using alternating numbers in the following manner: the highest score is first in Section A, the second highest score is first in Section B, the third highest score is second in Section A, the fourth highest score is second in Section B and so on until all placings are awarded or the jog order is complete. The result is two sections of the same class being pinned separately. Competition management may choose to split classes using the California Split after the class has started.

HU113 Green Hunter Sections […] 2. Green Hunter section(s) may not be combined with any other hunter section(s) (Exception:The High Performance Hunter setion may be combined with the Green Hunter 3’6” and 3’9” sections, see HU112.4).

SUBCHAPTER HU-7 CHAMPIONSHIPS

HU148 Championships

1. Championships must be offered in “A” and “B” rated sections. 2. A Championship may not be offered in a section unless a minimum of two over fences classes and one Under Saddle class are held. A Championship will not count for points unless a minimum of three entries compete in at least two over fences classes and one under saddle class (Exception: Ladies Side Saddle, see HU142; Performance Hunter, High Performance Hunter, and any other sections where individual classes HU Hunter Supplement may be entered, see HU148.3). If a competition offers more than one Under Saddle class in any one section, only one will count towards the Championship. (Exception: classes divided as to weight, height, age or breeding.) The prize list must specify the class to count. 3. The number of Championship and Reserve Championships that are awarded will be determined by the number of sections created from dividing the first over fences class. In order to award a section Championship in the Performance Hunter, High Performance Hunter, and any other sections where individual classes may be entered at least two (2) over fences classes per section and one (1) under saddle class must be held in which a minimum of three (3) entries compete. When multiple Championships are awarded when using the California Split method, under saddle classes with fewer than thirty (30) entries are not required to be split. When multiple Championships are awarded and only one under saddle class is held the points from the one under saddle class will be used to calculate the Championship for both sections. When a random split is used, multiple Championships may only be awarded if a minimum of two (2) over fences and one (1) under saddle class are held per section.

Effective Date 12/1/2016

HU106 High Performance, Performance and Small Hunter-Definition and Classifications [CHAPTER SUBCHAPTER HU-1 DEFINITIONS AND ELIGIBILITY]

1. A High Performance or Performance Hunter is a horse of any age and is not restricted by previous showing. 2. High Performance Hunter a. Championships must be offered in accordance with HU148. b. Number of classes and prize money must be offered in accordance with GR313.6. c. Individual classes may be entered. (Exception: Under Saddle classes. See HU140.2) d. In a section with three (3) classes, the under saddle will count half points towards champion and reserve. e. The High Performance section must offer the greatest amount of prize money of all hunter sections at the competition. (Exception: when combined with the Performance Hunter or Green Hunter, see HU112)

Effective Date 12/1/2016

HU113 Green Hunter Sections [CHAPTER SUBCHAPTER HU-2 DIVISION OF SECTIONS OR CLASSES]

1. Premier competitions offering Green Hunter must offer all four sections separately: a. Green Hunter 3’0” b. Green Hunter 3’3” c. Green Hunter 3’6” d. Green Hunter 3’9”

2. National, Regional I and Regional II competitions offering Green Hunter must offer all four sections. These sections may be offered either separately or combined as follows: a. Green Hunter 3’0” b. Green Hunter 3’3” HU Hunter Supplement c. Green Hunter 3’6” d. Green Hunter 3’9" e. Green Hunter 3’0”/3’3” and Green Hunter 3’6”/3’9”

3. A horse may compete in only one Green Hunter fence height section at any one competition. 4. Green Hunters are required to jog for soundness. 5. Regardless of competition rating, each Green Hunter section that is offered separately must be held separately when there is a minimum of three entries. If there are fewer than three entries in a Green Hunter section, that section must be combined with a contiguous fence height section of the Green Hunter. If, after combining, there are still fewer than three (3) entries in the combined section, it must be further combined with the next contiguous fence height section of the Green Hunter. In the case where there are no entries in the fence height section that bridges the gap between the two con-contiguous fence height sections those two non-contiguous fence height sections may be combined. 6. Regardless of competition rating, any Green Hunter section that is offered combined must be split by fence height, and sections held separately when there is a minimum of three entries in any one fence height section provided at least three (3) entries remain in each of the other two sections, which would also be held separately, or as one other combined section. Contiguous fence height sections should be combined before combining non- contiguous fence height sections. 7. Green Hunter section(s) may not be combined with any other hunter section(s). 8. “A” rated Green Hunter 3’6” and 3’9” sections must offer an over fence class as a handy hunter. A handy hunter class may be offered in any Green Hunter 3’0” and 3’3” sections but is not required. 9. If “A” rated Green Hunter 3’0” and/or 3’3” sections are combined with “A” rated Green Hunter 3’6” and/or Green Hunter 3’9” sections a handy hunter class is not required. The combined sections must meet class number requirements for “A” rated Green Hunter 3’6” and Green Hunter 3’9” and use the lower amount for both prize money and entry fees.

HU114 Young Hunter Sections 1. Premier competitions offering Young Hunter must offer all three sections separately: a. Young Hunter 3’0” b. Young Hunter 3’3” c. Young Hunter 3’6”

2. National, Regional I and Regional II competitions offering Young Hunter must offer all three sections. These sections may be offered either separately or combined as follows: a. Young Hunter 3’0” b. Young Hunter 3’3” c. Young Hunter 3’6” d. Young Hunter 3’0”/3’3” and Young Hunter 3’6” e. Young Hunter 3’0” and Young Hunter 3’3”/3’6”

3. A horse may compete in only one Young Hunter fence height section at any one competition. 4. Young Hunters are not required to jog for soundness. 5. Regardless of competition rating, each Young Hunter section that is offered separately must be held separately when there is a minimum of three entries. If there are fewer than three (3) entries in a Young Hunter section that section must be combined with a contiguous fence height section of the Young Hunter. If, after combining, there are still fewer than three (3) entries in the combined section, it must be further combined with the next contiguous fence height section of the Young Hunter. In the case where there are no entries in the fence height section that bridges the gap between the two non-contiguous fence height sections those two non-contiguous fence height HU Hunter Supplement sections may be combined. 6. Regardless of competition rating, any Young Hunter section that is offered as a combined section must be split by fence height, and sections held separately when there is a minimum of three entries in any one fence height section provided at least three (3) entries remain in each of the other two sections, which would also be held separately, or one other combined section. Contiguous fence height sections should be combined before combining non- contiguous fence height sections. 7. Young Hunter section(s) may not be combined with any other hunter section. 8. A handy hunter class may be offered in the Young Hunter 3'0", 3'3", and 3'9" sections but is not required.

Effective Date 12/1/2016

HU167 Sections Required for National Rating [CHAPTER SUBCHAPTER HU-9 SPECIAL RATING REQUIREMENTS]

1. At least five (5) “A” rated Hunter sections must be offered. One (1) Amateur Owner or Junior Jumper section offering 3 classes and at least $800 or $600 respectively or one (1) $5,000. Jumper section or class at 1.20m or higher may be substituted for one (1) required “A” rated Hunter section. A High Performance Working Hunter section must be offered. 2. Divided sections count as a single section. 3. Competitions that restrict entries in the rated Hunter sections to Juniors and Amateurs may count divided sections individually, but must offer at least six (6) “A” rated hunter sections. One Amateur Owner or Junior Jumper section offering three (3) classes and at least $800 or $600 respectively, may be substituted for one required Hunter section. If no classes for ponies are offered the Jumper sections may be used for two of the required sections. 4. “A” rated sections must offer an over fence class as a handy hunter. Exception Green Pony Hunter, Green Hunter 3’0” and 3’3” (unless combined with Green Hunter 3’6” and/or 3’9”). A handy hunter class may be offered in the Young Hunter section and Green Hunter 3’0” and 3’3” sections but is not required.

Effective Date 12/1/2016 HU Hunter Supplement HU196 Limiting Entries [CHAPTER SUBCHAPTER HU-14 LIMITING ENTRIES]

Hunter sections restricting entries based on winnings must use the Federation National Horse of the Year points or prize money won, whichever is applicable, as a means of qualification for the specified time period or, alternatively, must use the greatest number of Federation National Horse of the Year points won at a specified number of competitions within a specified time period. (Exception: Green Hunter 3’0”, 3’3”, 3’6” and 3’9”, Young Hunter 3’0”, 3’3”, and 3’6”, Green Conformation Hunter 3’6”, High Performance Conformation Hunter, High Performance Hunter, Performance Hunter 3’6” and Performance Hunter 3’3” sections restricting entries based on winnings must accept 50% of the entries from the Federation National Horse of the Year points list and 50% of the entries from the Federation National Horse of the Year prize money won list. If an odd number of entries will be accepted, the Federation National Horse of the Year prize money won list will take precedence. The procedure for determining horses that qualify and their ranking will begin with the top placed horse on the Money Won standings list, then go to the top placed horse on the Points standings list, back to the second placed horse on the Money Won standings list, then on to the second placed horse on the Money Won standings list, continuing down both lists in that order until all available slots have been filled. If during this process a horse appears on either list that has already qualified, skip that horse and go instead to the next horse on the same list. Continue using this process until all slots are filled). Only points awarded in the particular section to count except in Amateur Owner, Adult Amateur and Junior Hunter sections where points from both the younger and older sections shall be counted. If the Horse of the Year list has been exhausted and positions are still available, an alternate system may be used provided it has been published in the prize list or otherwise prior to the end of any specified time period. Whichever method is used, no other restrictive criteria can be imposed. The method chosen may be clearly stated. Management can allow the previous year’s Champion and Reserve Champion or Champion to enter the section he or she was Champion or Reserve Champion in the previous year without qualifying. Management may allow the horse or pony that is leading for the respective Federation Zone Award in its Zone to enter that section.

Effective Date 12/1/2016 JP Jumper Supplement

USEF JUMPER SCHOOLING RULES [CHAPTER APPENDIX A ]

7. Horses are not permitted to walk over cross or slant rails. Walk rails may not exceed 30cm (12”), and may be built with one end of the rail resting on the ground. Ground lines are not permitted. While using a walk rail jump, the competitor must approach and depart in a direct line. At no time may they turn the horse while walking over the rail. Walk rails are not permitted in the schooling/warm-up area during classes for Seven Year Olds or under.

Effective Date 2/1/2017

USEF JUMPER SCHOOLING RULES [CHAPTER APPENDIX A ]

4. When schooling for a 5, 6, and 7 year old class in progress, jumps in the schooling area may not exceed the height or width by more than 10cm of the jumps in the class.

Effective Date 2/1/2017 JP Jumper Supplement JP103 Schooling [CHAPTER SUBCHAPTER JP-1 GENERAL ]

2. Schooling Supervision Requirements a. A C1 Steward or Certified Jumper Schooling Supervisor must be present in the schooling area during any Jumper class offering $10,000 to $24,999 in prize money. b. A Registered C1 Steward or Certified Jumper Schooling Supervisor must be appointed to supervise schooling before and during the competition for classes offering $25,000 or more in prize money. c. A minimum of one competition Steward must always remain available to attend to other stewarding duties. d. Management is responsible for providing Certified Jumper Schooling Supervisors to supervise schooling for the Jumper warm up area of the ring offering the most prize money during that particular session during scheduled classes and warmups at Jumper Rating 5 or higher competitions. e. For all other Jumper warm-up areas and during scheduled classes and warm-ups, Management is responsible for providing designated individuals to supervise schooling. These individuals must have a clear view of their assigned warm up area.

3. Schooling supervisors may be individual contractors at the competition or may be official competition stewards. However, a minimum of one official competition steward must always remain available to attend to other stewarding duties.

4. The Senior Steward’s (see GR1211.3) responsibility includes overseeing all schooling at the , monitoring schooling conditions (including footing, sound system, and safety), monitoring proper and adequate schooling equipment (jump standards, proper taping, jump cups, safety cups, flags and proper rails, etc.), monitoring proper tack, equipment, and attire, and interfacing with management, judges and other officials as necessary. A C1 Steward or Certified Jumper Schooling Supervisor must be present in the schooling area during any Jumper class offering $10,000 to $24,999 in prize money. For classes of $25,000 or more, a Registered Steward or Certified Jumper Schooling Supervisor must be appointed to supervise schooling before and during the competition. A minimum of one official competition Stewards must always remain available to attend to other stewarding duties.

Effective Date 4/1/2017

JP103.5 Schooling [CHAPTER JP-1 GENERAL]

JP 103 Schooling

[…]

4. The Senior Steward’s (see GR1211.3) responsibility includes overseeing all schooling at the horse show, monitoring schooling conditions (including footing, sound system, and safety), monitoring proper and adequate schooling equipment (jump standards, proper taping, jump cups, safety cups, flags and proper rails, etc.), monitoring proper tack, equipment, and attire, and interfacing with management, judges and other officials as necessary. A C1 Steward or Certified Jumper Schooling Supervisor must be present in the schooling area during any Jumper class offering $10,000 to $24,999 in prize money. For classes of $25,000 or more, a Registered Steward or Certified Jumper Schooling Supervisor must be appointed to supervise schooling before and during the competition. A minimum of one official competition Stewards must always remain available to attend to other stewarding duties. JP Jumper Supplement 5. A Steward or Certified Jumping Schooling Supervisor must be present during schooling for Five, Six or Seven Year Old classes.

6. 5. A communication device (e.g. two way radio, or walkie talkie) must be available for each Senior Steward and schooling supervisor while on duty.

7. 6. Schooling over obstacles in any competition area is permitted only at the time designated by the Show Committee. All other schooling over obstacles is permitted only within clearly identified areas and only at times designated by the Show Committee. Schooling over obstacles in any other area of the competition ground or at any other time is prohibited.

[…]

[Renumber accordingly]

JP116 Sections/Classes Restricted by Age of Horse

[…]

7. Classes for age groups may be combined and run as one class when there are less than 4 in a given age category. When classes are combined (see JP122.1.c), each age category must jump the height specified for that age category. Course guidelines and class specifications must conform to those specified for the youngest age jumping in the combined class.

8. Special Competitions. Exceptions to any of the above listed conditions may be made only with the permission of the Federation Jumper Committee prior to the printing of the prize list. For complete specifications for the YJC program please refer to their website at www.youngjumpers.com.

9. For scheduled Five, Six or Seven Year Old classes, any schooling jump 1 m or over must have a minimum of two rails, in cups, on the take-off side of the jump, regardless of whether a ground line is used. The lower rail must always be below 1m. See JP103.5.

[…]

APPENDIX A USEF JUMPER SCHOOLING RULES

[…]

21. Riders are fully responsible for any jump taken by their horse.

22. Any action deemed not in the best interest of the horse will not be allowed.

23. For scheduled Five, Six or Seven Year Old classes, any schooling jump 1 m or over must have a minimum of two rails, in cups, on the take-off side of the jump, regardless of whether a ground line is used. The lower rail must always be below 1m. See JP103.5.

Effective Date 2/1/2017 JP Jumper Supplement

JP105 Officials [CHAPTER SUBCHAPTER JP-1 GENERAL ]

1. Judges. d. For classes offering $25,000 or more in prize money a total of two Federation licensed “R” judges are required, one of whom will act as official timer. A third judge is necessary in the field to score the water, if an open water jump is used; this can be a “r” judge at competitions below Rating 4. In addition, two back up timers with stop watches are required. A Registered Steward or Certified Schooling Supervisor must be appointed to supervise schooling before and during the competition.

4. Certified Jumper Schooling Supervisors. See JP 103 A Certified Jumper Schooling Supervisor is required for each Main Arena Jumper warm-up area during scheduled classes and warm ups at Jumper Rating 5 or higher competitions.

Effective Date 4/1/2017

JP116 Sections/Classes Restricted by Age of Horse [CHAPTER SUBCHAPTER JP-3 SECTION SPECIFICATIONS ]

4. Five-Year-Old Jumper: Open to horses with papers indicating a foaling date five years previous to the current calendar year. Horses competing in classes restricted to Five-Year-Olds may not have ever shown in Open Jumper Classes offering $25,000 or more in prize money with fence heights of 1.25m or higher. a. Classes will be scored under Table II (all clears stay equal). After July 1st, classes may be scored under Table II, Sec 2.a, b, or d.

Effective Date 4/1/2017

JP116 Sections/Classes Restricted by Age of Horse [CHAPTER SUBCHAPTER JP-3 SECTION SPECIFICATIONS ]

5. Six-Year-Old Jumper: Open to horses with papers indicating a foaling date six years previous to the current calendar year. Horses competing in classes restricted to Six Year Olds may not have ever shown in Open Jumper Classes offering $25,000 or more in prize money with fence heights of 1.35m or higher. a. Classes may be scored under Table II, (all clears staying equal); or Table II Section 1 or 2a, b, or c, or d.

Effective Date 4/1/2017 JP Jumper Supplement JP117 Sections/Classes Restricted to Junior, Amateur/Owner, or Young Riders [CHAPTER SUBCHAPTER JP-3 SECTION SPECIFICATIONS]

6. Restrictions b. Any competitor that competes in a CSI4* CSI5*or above, a CSI-W or CSIO is ineligible to compete in a Junior and/or Amateur Owner Jumper class at that same competition.

Effective Date 2/1/2017

JP122 Fence Dimensions [CHAPTER SUBCHAPTER JP-4 LEVELS OF DIFFICULTY ]

4. Standards: ... d. Open National Standard: 1.40m - 1.50m with spreads to 1.70m, excluding Triple Bar and Water Jump. At least 4 Verticals and 2 Oxers must be set at 1.50m*. The maximum spread for the Triple Bar is 2.00m, and the maximum spread for the Water Jump is 4.00m. *If conditions warrant (deterioration of footing, inclement weather, insufficient lighting, fewer than 10 entries at the time declarations are due), the Course Designer after consultation with Management and Judges, may use a 5cm variance up or down for these 6 required efforts. f. Open High Performance Standard: 1.45m - 1.60m with spreads to 1.80m, excluding Triple Bar and Water Jump. At least 2 Verticals must be set at 1.60m, and at least 4 Oxers must be set at 1.50m+*, excluding Triple Bar and Water Jump. The maximum spread for the Triple Bar is 2.20m, and the maximum spread for the Water Jump is 4.50m. *If conditions warrant (deterioration of footing, inclement weather, insufficient lighting, fewer than 10 entries at the time declarations are due), the Course Designer after consultation with Management and Judges, may use a 5cm variance up or down for these 6 required efforts.

Effective Date 4/1/2017 JP Jumper Supplement JP122 Fence Dimensions [CHAPTER SUBCHAPTER JP-4 LEVELS OF DIFFICULTY ]

4. Standards: Any class offering $25,000 or more in prize money must be offered at one of the three following standards delineated below: Regional, American, National, or High Performance. Heights alone do not apply to these classes and the standard must be clearly stated in the prize list. Competitions must apply to the Jumper Committee for permission to offer $25,000 or more in prize money in any class if it does not meet one of the following: c. American Standard: 1.40m - 1.45m with spreads to 1.60m, excluding Triple Bar and Water Jump. At least 4 Verticals and 2 Oxers must be set at 1.45m. The maximum spread for the Triple Bar is 1.80m, and the maximum spread for the Water Jump is 3.80m.

Effective Date 4/1/2017

JP131 Speed, Time Allowed, Time Limit, and Optimum Time [CHAPTER SUBCHAPTER JP-5 COURSE REQUIREMENTS ]

2. Speed. The Time Allowed is based on a minimum speed of 350 meters per minute (382 yards per minute) and 325 m/m (360 yd/min) for Pony, Children, and Adult Amateur Jumpers, or in very small or indoor arenas). If a speed other than 350 m/m (382 yards per minute) is to be used, it must be printed in the prize list. Where the arena size is 5,000 square meters or more (approximately 55m x 90m [180ft x 300ft]) the maximum speed to be used for any division shall be 375 meters/min. In arenas of less than 5,000 square meters the maximum speed to be used shall be 350 meters/minimum.

Effective Date 4/1/2017

JP135 General [CHAPTER SUBCHAPTER JP-6 SCORING]

14. A horse may enter a class Hors de Concours at Competition Management’s discretion and this must be determined prior to the start of the class. A horse shown in a given class may not enter that class again as Hors de Concours. If a horse competes Hors de Concours, the horse cannot compete in a subsequent class for prize money in the same ring on the same day. However, the rider of an Hors de Concours horse may compete in subsequent classes.

GR827 Hors de Concours [CHAPTER SUBCHAPTER 8-C COMPETITION AND CLASS CONDITIONS AND ELIGIBILITY] d. For Jumpers – See JP 135.14 at management’s discretion.

Effective Date 4/1/2017 JP Jumper Supplement JP142 Breaking Ties [CHAPTER SUBCHAPTER JP-6 SCORING]

3. Withdrawing From a Jump-Off. If a competitor wishes not to take part in a jump-off he must notify the judge(s). He will be placed last of those still qualified (on the result of the previous round). Exception: JP 145.3.g.

Effective Date 4/1/2017

JP142 Breaking Ties [CHAPTER SUBCHAPTER JP-6 SCORING]

8. In Junior Jumper classes, when at least 50% of the jumps have been raised to the maximum height and spread and a tie for first place has not been broken after the competitors have jumped the course at this height, the contenders are declared tied. In and Six Bar classes if competitors remain tied after the second attempt to clear a particular height, they remain tied and are placed equal first.

Effective Date 4/1/2017

JP145 TABLE II—Classes scored on Faults and Time [CHAPTER SUBCHAPTER JP-7 JUMPING FAULTS AND SCORING TABLES]

b. Table II, Sec. 2 (b)—The first round and first jump-off, if any, are decided by adding together the faults incurred over the course and any penalties for exceeding the Time Allowed. If a competitor has gone clean in the first round, the competitor will, without leaving the ring, upon an audible signal, commence the designated jump-off course. A competitor with a clear round may dismount, and with assistance if necessary, adjust tack and/or equipment; however, upon the audible signal to begin his/her round, the competitor is responsible to adhering to the 45 seconds rule as per JP136.3. A competitor who leaves the arena after a clear round (before or after the tone) will be considered to have retired from the jump-off. If there are no clear clean rounds and a tie exists for first place, the results will be determined by the scores and time from that round. there will be one jump-off in which time will decide in the event of equality of faults. It is recommended that no more than ten twelve numbered obstacles be included in the first round when the class is scored under this table.

Effective Date 4/1/2017 JP Jumper Supplement JP145 TABLE II—Classes scored on Faults and Time [CHAPTER SUBCHAPTER JP-7 JUMPING FAULTS AND SCORING TABLES ]

3. Time first jump-off d. Table II, Sec. 2 (c)—Two Phase Competitions - The first phase to consist of 8 to 10 jumping efforts and the second phase (immediate jump-off) of 5 to 7 jumping efforts. Scores are decided by adding together the faults incurred over the course and any penalties for exceeding the Time Allowed if any. If a competitor has gone clean in the first phase round, he will, upon crossing the finish line, commence the second phase designated jump-off course. Time starts as the horse crosses the finish line of the first phase for the initial course. If there are no clean rounds and a tie exists for first place, there will be one jump-off, in which time will decide in the event of equality of faults. The use of a Time Allowed is optional in the first phase. round. The Time Allowed in the first round may be taken by electronic or manual means. e. Table II, Sec. 2 (d)—Two Phase Competitions - The first phase to consist of 8 to 10 jumping efforts and the second phase (immediate jump-off) of 5 to 7 jumping efforts. Scores are decided by adding together the faults incurred over both phases rounds and any penalties for exceeding the Time Allowed if any. Whether or not a competitor has gone clean in the first phase round, he will, upon crossing the finish line, commence the second phase designated jump-off course. Time starts as the horse crosses the finish line for the initial course. The use of a Time Allowed is optional in the first phase. round. The Time Allowed in the first round may be taken by electronic or manual means.

Effective Date 4/1/2017 JP Jumper Supplement JP145 TABLE II—Classes scored on Faults and Time [CHAPTER SUBCHAPTER JP-7 JUMPING FAULTS AND SCORING TABLES ]

3. Time first jump-off f. Table II Sec.2(e)—Time first jump-off with designated number of competitors to jump-off. The first round is decided by adding together the faults incurred over the course and any penalties for exceeding the Time Allowed, if any. Following the first round a pre-determined number of competitors based on faults and time (from 6 to 16 but in no case more than the number of places to be awarded, the exact number to be indicated in the prize list), will compete in one timed jump-off round in which time will decide in the event of equality of total faults from both rounds. The pre-determined number must be from 6 to 16 but in no case more than the number of places to be awarded, the exact number to be indicated in the prize list (exception: all clear rounds may return). The order of go for the jump-off round will be reverse order of scores (faults and time) from the first round. Adjustment of this order, in the case of one rider qualifying multiple horses, may be allowed at management’s discretion. g. Table II Sec.2(f)—Time first jump-off with designated number of competitors to jump-off. The first round is decided by adding together the faults incurred over the course and any penalties for exceeding the Time Allowed, if any. Following the first round a pre-determined number of competitors based on faults and time (from 6 to 16 but in no case more than the number of places to be awarded, the exact number to be indicated in the prize list), will compete in one timed jump-off round in which time will decide in the event of equality of total faults from both rounds. The pre-determined number must be from 6 to 16 but in no case more than the number of places to be awarded, the exact number to be indicated in the prize list (exception: all clear rounds may return). However in this jump-off the clear rounds will be competing against other clear rounds, 4 faults will be competing against other 4 faults, 8 faults against other 8 faults, etc. A competitor in the jump-off cannot be beaten by another competitor who returns for the jump-off with a greater number of faults. If a competitor qualifies for the jump-off but there are no other competitors with equal faults, that competitor will not be required to jump-off. The order of go for the jump-off round will be reverse order of scores (faults and time) from the first round. Adjustment of this order, in the case of one rider qualifying multiple horses, may be allowed at management’s discretion. If a competitor who qualifies for the jump-off is tied with another competitor and chooses not to jump-off, he will be placed last of those competitors with equal faults from the first round.

Effective Date 4/1/2017

JP147 TABLE III—Faults Converted Into Seconds [CHAPTER SUBCHAPTER JP-7 JUMPING FAULTS AND SCORING TABLES ]

1. Faults incurred when jumping an obstacle, for knocking down a boundary flag, for putting one or more feet in the water or on the marking lath are penalized by adding four seconds for each occurrence. In indoor arenas or smaller rings, competitors may be penalized with two (2) seconds added for each occurrence at the discretion of the Senior Judge. Time penalties (2 or 4 seconds) must be listed on the course plan.

Effective Date 4/1/2017 JP Jumper Supplement JP150 Classes Offering $25,000 or more in prize money [CHAPTER SUBCHAPTER JP-7 JUMPING FAULTS AND SCORING TABLES ]

12. Starting Order (see also JP112 for Starting Order) c. If a rider with multiple horses in a class scratches one or more of his horses, his/her remaining horses must be moved up to occupy the highest position for that rider.

Effective Date 4/1/2017 MO Supplement

MO127 Morgan Classic Pleasure Saddle Class [CHAPTER SUBCHAPTER MO-6 MORGAN CLASSIC PLEASURE SECTION]

MO127 Morgan Classic Pleasure Saddle Class 3. SHOEING. In Classic Pleasure classes, horses must be shod following the specifications as listed in MO103 Shoeing Regulations for the Classic Pleasure classes. may be shown with or without rim pads. A rim pad must follow the inner and outer edge of the shoe and the connection at the heel must not be wider than any aspect of the shoe. The length of toe including shoe and pad must not exceed 4 1/2".

MO129 Morgan Classic Pleasure Driving Class 3. SHOEING. In Classic Pleasure classes, horses must be shod following the specifications as listed in MO103 Shoeing Regulations for the Classic Pleasure classes.may be shown with or without rim pads. A rim pad must follow the inner and outer edge of the shoe and the connection at the heel must not be wider than any aspect of the shoe. The weight of the shoe, including rim pad, must not exceed 16 ozs., and the length of toe including shoe and pad must not exceed 4 1/2".

Effective Date 2/1/2017

MO165 AMHA Medal Class Rules [CHAPTER SUBCHAPTER MO-12 MORGAN EQUITATION]

10. In Reining Seat, a rider may also qualify for the Grand National Gold Medal Class by riding a registered Morgan in an open Federation or NRHA recognized competition. The rider must submit the following to the AMHA office prior to the Grand National entry deadline: a. a copy of the competition’s official prize list. b. a copy of class results showing a qualified ride (including a score of zero), and signed by the competition secretary. c. A horse may be shown more than once, but no more than three times with three separate riders, in the Medal class at the same competition. A horse shall not be ridden in back to back runs.

Effective Date 4/1/2017

MO177 General [CHAPTER SUBCHAPTER MO-14 MORGAN REINING SECTION]

1. Horses must be registered Morgan (see MO101). MO Morgan Horse Supplement 2. The Morgan Reining Section shall be conducted in general accordance with the current NRHA Handbook as modified by the following Morgan rules. Where these Morgan rules are silent, current NRHA rules prevail.

3. SHOEING. The length of toe shall not exceed 5 3/4” including pads and shoe.

4. ENTRIES. There is no restriction on the number of rides per exhibitor per class. The same rider is not required to show the horse in both the qualifying and Championship class.

5. DRAWS & ORDER OF GO. All entries in a class must be drawn for position by the show committee and/or the Steward and the class must be run as drawn. Exception: If there is a change required to accommodate a rider with a conflict in another class, approval is required by all other riders in that class.

6. SUBSTITUTION OF RIDERS. Competition management may allow substitution only in case of injury.

7. SCORES. The score is to be announced before the next rider begins a pattern unless the score is held for review by the judge(s). A held score is to be announced at the earliest opportunity between rides after review by the judge(s).

8. AGES

a. YOUTH: A Non-Pro who has not reached his 22nd birthday as of January 1st of the current competition year. Youth may be further subdivided at the discretion of show management; those splits must be printed in the prize list. (Example: 15 and under and 16 and over). b. ADULT: A Non-Pro who is no longer eligible to compete as a Youth.

9.8. CLASSES.

a. Compatible classes may be run concurrently (i.e. Open Freestyle and Non Pro Freestyle). Horse and rider are allowed to enter either class or both if they meet the class specifications and pay the entry fees.

b. Youth classes may be offered. Youth are not required to own the horse on which they compete. If a Youth qualifies the horse for a Non-Pro Championship class, the non-ownership clause applies. The non-ownership requirement also applies to freestyle.

c. Show management may include classes not defined by NRHA or Federation rules; however, these other classes must be defined with class specifications and printed in the prize list.

b. Amateur and Jr. Exhibitor (as defined by the Federation) classes may be offered. c. Other classes not in conflict with NRHA may be offered (e.g. junior horse classes for three year olds and four d. Championship classes may be offered. e. To keep uniformity and clarity within the Morgan Reining Section, show committees must select their reining classes from appropriate Categories found in the current NRHA Handbook or classes listed below:

10. CLASS DEFINITIONS

a. OPEN: As NRHA MO Morgan Horse Supplement

1. OPEN CHAMPIONSHIP. Show committees may limit entries to only those who have been shown and judged in any of the Open Division classes (i.e. Open, Limited Open, Novice Horse Open, First Year Green Horse, Second Year Green Horse, or First/Second Year Green Horse) or may extend entries to include those who have been shown and judged in any of all of the other reining classes. The prize list must specify which class will qualify for entry into the Open Championship.

1. 2. /HACKAMORE HORSE-Restricted to three, four, five and six year old horses. Classes may be single age restricted, or ages combined, but must be so stated in the prize list. All entries may be shown in any legal snaffle bit or hackamore. c. 3. SNAFFLE BIT/HACKAMORE HORSE CHAMPIONSHIP-Horses must have been shown and judged in the THREE-YEAR-OLD, FOUR-YEAR-OLD, FIVE-YEAR-OLD or SIX-YEAR-OLD class or combination thereof.

d. 4. NON-PRO CHAMPIONSHIP-As Non Pro, but limited to those who have been shown and judged in the following classes: Non Pro, Intermediate Non Pro, Limited Non Pro, Non Pro Adult Rider, Non Pro Youth Rider, or Novice Horse Non Pro or other Non-Pro classes listed in the prize list. Only Youth Riders are not required to own the horse they ride. The prize list must specify which classes will qualify for entry into the Non-Pro Championship. Division.

e. NON-PRO ROOKIE – Is a Non-Pro or Youth Rider who has not earned over $250 in NRHA and /or 20 NRHA Youth points, and/or has not won any Reining World or Reserve World titles at any breed recognized event. Qualifying Only Youth Riders are not required to own the horse they ride.

f. 5. FIRST YEAR GREEN HORSE-Horse shall not have been shown in any reining class in any prior year (this includes showing in a snaffle bit or hackamore). The horse may Horses to be shown one or two handed with any legal bit but may not switch back and forth upon entering the arena.

g. 6. SECOND YEAR GREEN HORSE-Horse shall have been shown in at least one reining class in one and only one prior year (this includes showing in a snaffle bit or hackamore).The horse may Horses to be shown one or two handed with any legal bit but may not switch back and forth upon entering the arena.

h. 7. FIRST/SECOND YEAR GREEN HORSE-As FIRST YEAR GREEN HORSE but horse shall not have been shown in any reining class in any 2 prior years (this includes showing in snaffle bit or hackamore).The horse Horses may be shown in a snaffle bit or hackamore with one or two hands or one-handed with any other legal bit but may not switch back and forth upon entering the arena.

i. 8. FIRST YEAR GREEN RIDER-Any horse, rider not to have shown in any reining class in any prior year. Class Specifications must be listed in the prize list. The intent is to have an introductory class for new reiners. Open to any professional or Non-Pro Rider who has not trained a reining horse for remuneration, has not won a World, Reserve World, Grand National or Reserve Grand National title in a reining class, or has not earned more than 10 NRHA Youth points. The rider does not have to own the horse being ridden. The horse may be shown multiple times with different riders. Rider may show either one or two handed with any legal bit but may not switch back and forth upon entering the arena. Entry may execute either a flying lead change or a simple lead change. A simple lead change is defined as a break to a trot for one stride (2 steps with front feet). The intent is to MO Morgan Horse Supplement have an introductory class for new reiners. Classes may be subdivided into Adult and Youth or Open and Non Pro if desired by Show Management.

9. FIRST YEAR GREEN YOUTH RIDER-As FIRST YEAR GREEN RIDER but limited to NRHA defined youth riders (any youth 18 years of age or younger as of January 1 of the current competition year).v

10. FIRST YEAR GREEN ADULT RIDER-As FIRST YEAR GREEN RIDER but limited to riders who no longer qualify for the Youth Division …

j. GREEN HORSE: Open to horses who have not won any previous year’s National/Reserve National or World/Reserve World titles in Reining. Horses may be shown one or two-handed with any legal bit but may not switch hands back and forth upon entering the arena. Classes may be subdivided into Adult and Youth or Open and Non-Pro if desired by show management. Youth non-ownership clause would apply in these classes.

k. FREESTYLE REINING: As per NRHA, but Non-Pro Youth riders do not have to own the horse with which they compete.

Effective Date 4/1/2017 RD Roadster Supplement

RD 103 Gait Requirements, RD106 Appointments [CHAPTER SUBCHAPTER RD-1 GENERAL QUALIFICATIONS and SUBCHAPTER RD-2 SHOWING PROCEDURES ]

SUBCHAPTER RD-1 GENERALQUALIFICATIONS

[insert new Soundness and Welfare rule after RD102 Type and Conformation and renumber]

RD103 Soundness and Welfare

1. Horses and ponies must be serviceably sound.

2. Shoeing- to be directed to improving the comfort, balance, and soundness of the horse. Labored way of going due to shoeing to be penalized. a. Pads and wedges- are permitted to protect the feet and limbs from the impact of the horse’s natural gait, and maintain the integrity of the hoof wall. b. Bands- protective hoof bands are permitted to protect the integrity of the hoof and prevent the loss of a shoe resulting in trauma to the hoof. 3. No horse may compete in a class in the Roadster Division with any chemical or other irritant of any kind present to alter the horse’s tail carriage.

4. Horses showing signs of inhumane treatment will be eliminated from competition. See GR839.

RD103 RD104 Gait Requirements

1. The principal gait assignment for Roadsters is the trot. They shall be asked to trot at three different speeds; the jog-trot, the Road Gait and then at full speed. At all speeds they should work in form; that is their chins set and their legs working beneath them, going collectedly. At the trot a horse whose action features folding of the knees, flexing of hocks, with straight true action of front legs and with hocks carried close together and with motions coordinated, is executing a balanced trot. Long sprawling action in front, dragging or trailing hind legs and straddle gaited action behind makes a balanced trot impossible. 2. Animation, brilliance and competition ring presence should characterize the Roadster in working at a jog-trot or Road Gait. 3. When asked to drive on, the horse must show speed and go in form. 4. Labored way of going, pacey gaited or mixey gaited horses that pace and rack the turns or break and run on the turns shall be penalized. 5. Judges must emphasize that Roadsters are to be shown at three distinct speeds. Exhibitors executing gaits not called formustbepenalized.

SUBCHAPTER RD-2 SHOWING PROCEDURES

RD106 RD107 Appointments

1. Harness. a. Blinkers of square pattern, snaffle bit and attached overcheck-; breast collar with straight-flaps, with traces made round with flat ends; (for pairs, collars of the English pattern are used); are required. Breechings must be used in all classes. Reins to be leather and made round up to the hand pieces. Protective boots on front feet are allowed. b. In Roadster Horse to Bike and Roadster Horse to Wagon classes (not Roadster Pony classes) the overcheck must remain attached to the water hook until class is tied. In the event that the check breaks or comes off, the entry must RD Roadster Supplement use a timeout in accordance with GR833 to reattach the check. If the check breaks or comes off a second time the horse must not be allowed to continue performing unchecked and must be excused from the ring by the judge(s). If a horse is excused under these circumstances they will be qualified for the championship in accordance with GR809.3.

2. Vehicles. Roadsters shall be shown to a Bike, Road Wagon or Buggy of Caffrey style. All vehicles should be of good appearance and stability. Horse Bikes must be of standard sizeof at least 48” width with a double seat.

3. Attire. a. In Bike or Under Saddle classes, exhibitor shall wear stable colors, cap (or protective headgear, see RD106.4) and jacket to match. b. In Road Wagon classes exhibitors shall wear a business suit with a hat of choice. The exhibitor’s number must be worn on the back of the driver. c. Electronic communication devices used for purposes of coaching, etc., between competitors and individuals outside the ring shall be prohibited in all classes in the Roadster Division.

1. Exhibitors with a permanent hearing impairment are permitted to use an electronic communication device upon submission of a written certification from a treating medical professional‘s office certifying the permanent hearing impairment and certifying the requirement of an electronic communication device.The medical certification must be provided to the competition Steward within a reasonable time prior to competing who shall attach a copy to the Steward report.

2. An exhibitor with a disability (other than hearing) will be provided reasonable accommodation upon submission of a written certification from a treating medical professional‘s office certifying the disability and identifying the accommodation necessary for the exhibitor to compete safely. The medical certification must be provided to the competition Steward within a reasonable time prior to competing who shall attach a copy to the Steward report.

4. Except as may otherwise be mandated by local law, protective headgear is strongly recommended for everyone showing in any class in the Roadster Division as outlined in GR801.4, .7 and .8. Except as may otherwise be mandated by local law, while riding or driving anywhere on the competition grounds, all juniors riding or driving in Roadster to Bike or Roadster Under Saddle classes must wear properly fitting protective headgear which passes or surpasses ASTM (American Society for Testing and Materials)/SEI (Safety Equipment Institute) standards for equestrian use and carries the SEI tag as specified in GR801. Harness must be secured and properly fitted. A matching cover may be worn over the protective headgear or the protective headgear may be painted in matching stable colors.

5. Horses and ponies must be serviceably sound and shown without artificial appliances (e.g., wired ears, chains, shackles, draw reins, kicking strap, conspicuous wire cavessons) except boots and inconspicuously applied tail switch or brace.

5. Horses and ponies shall not be shown in/with artificial appliances. Exception: Artificial appliances listed within the RD Chapter as acceptable.

6. Shackles, draw reins, kicking strap or other training devices are prohibited in the competition ring.

7. The use of chains or rollers as action devices on the competition grounds during or before a competition is prohibited.

8. Inconspicuously applied hair in the tail is permitted.

Effective Date 2/1/2017 RD Roadster Supplement

RD109 Roadster Horse to Bike [CHAPTER SUBCHAPTER RD-3 CLASS SPECIFICATIONS]

7. UNITED STATES TROTTING ASSOCIATION ROADSTER CLASSIC. Open to registered with the USTA or SC. In order to be eligible, a copy of the registration papers must accompany the entry and the ownership must be both updated and correct prior to the nomination closing date. For the 2017 competition year a horse must not have shown prior to July 8, 2016, the post entry date of the 2016 Kentucky State Fair Horse Show. Beginning in the 2018 competition year, the horse cannot must not have been shown in any Roadster Class prior to the post entry date of the preceding year’s Kentucky State Fair Horse Show the last competition day of the preceding year’s Kentucky State Fair Horse Show. Horse owner must be current member of both the United States Trotting Association (USTA) and the American Road Horse and Pony Association (ARHPA). Driver must be a member of the ARHPA. Horses will be inspected at the competition for proper identification prior to the class. To be shown first at a jog-trot and road gait, then reversed and shown at a jog-trot, road gait and then at speed. To be judged on performance, speed, quality and manners. For complete details on this class contact ARHPA.

Effective Date 4/1/2017 RN Reining Horse Supplement

RN103 Scoring [CHAPTER RN103 Scoring]

Proposed wording changes/additons

4. Excess rein may be straightened anytime during the pattern, provided the rider's free hand remains behind the rein hand. Any attempt to alter the tension or length of the reins from the bridle to the rein hand is to be considered use of two hands and a penalty of zero (0) must be applied. In addition, should the judge determine the free hand is being used to instill fear or praise, a penalty of five (5) must be applied, and a reduction in the maneuver score. When using a the rider’s hand shall be around the reins with the wrist kept straight and relaxed, the thumb on top and the hand closed around the reins; no fingers between the reins are allowed. The free hand may be used to hold the romal, provided it is held in a relaxed position and there is at least 16” from free hand to the the Reining hand. Use of the free hand while holding the romal, to alter the tension or length of the reins from the bridle to the Reining hand, is considered to be use of two hands, and a score of 0 will be applied, with the exception of any place a horse is allowed to be completely stopped during a pattern.

5. The following will result in a score of 0: r. when going to and coming out of a rollback in a pattern requiring a run-around, a rollback that crosses the center line

(after current number 13, then adjusting additional numbering accordingly) 14. In a pattern requiring a run-around, there will be a one half (1/2) point penalty for failure to remain a minimum of 10 feet from either side of the center of the arena; for small arenas it will be at the judge's descretion.

Effective Date 1/1/2017 SB Horse Supplement

SB102 Type and Conformation through SB199 General [CHAPTER SUBCHAPTER SB-1 GENERAL QUALIFICATIONS through SUBCHAPTER SB-20 DRESSAGE SUITABILITY ]

SB102 Type and Conformation

2. The ideal American Saddlebred is well-proportioned and presents a beautiful overall picture. The animal should be in good flesh, with good muscle tone and a smooth, glossy coat. Masculinity in stallions and femininity in mares are important and should be taken into consideration.The average height is 15 to 16 hands and the weight 1,000-1,200 pounds. Anycolor is acceptable; the most prominent are chestnut, bay, brown and black with some gray, roan, Palomino and Pinto. HEAD—well-shaped with large, wide-set expressive eyes, gracefully shaped ears set close together on top of the head and carried alertly; a straight face line with a relatively fine muzzle and large nostrils and a clean and smooth jaw line. NECK—long, arched and well-flexed at the poll with a fine, clean throat-latch. WITHERS - well defined and prominent. SHOULDERS—deep and sloping. BACK—strong and level with well sprung ribs. CROUP—level with a well carried tail coming out high. Tail—carried proudly, coming out high from the croup. LEGS—The front leg should set well forward under the shoulder. The line of the hind leg, in a natural stance, should be vertical from the point of the buttock to the back edge of the cannon bone.The forearms and hindquarters are well muscled to the knees and hocks. Legs are straight with broad flat bones, sharply defined tendons and sloping pasterns. HOOVES—good and sound, open at the heel, neither toed in or toed out. TO BE PENALIZED: lack of American Saddlebred type, coarse or plain head, roman nose, round jaws, lop ears, wide ears, small eyes (pig eyes), short neck, straight neck, ewe neck, thick throatlatch, flat withers, sway- back, roached back, crooked tail, hollow chest, straight shoulders, crooked legs, calved knees,over at the knee,bow legs, rough joints, round bones, straight pasterns, splay feet or pigeon toes, contracted heels, base stance too wide or too narrow, sickle hocks, cowhocks, dished feet, lack of muscle tone, thinness, obesity, roughcoat or overall lack of conditioning. These and any other defects attributable to heredity must be penalized. With the natural variations of type within the breed, some horses do not conform to the ideal but are perfectly suitable for various kinds of competition. If they meet all other requirements for a particular event, they should not be penalized too severely, except in stripped classes, Harness classes and In-Hand classes where extremely low backed horses must be severely penalized. Horses with crooked tails must be penalized and horses with extremely crooked tails must be severely penalized.

SB103 General, Soundness, and Welfare

1. The American Saddlebred has clean, rhythmic and fluid action which is straight and true. Winging, interfering, traveling wide behind, mixing of gaits and loss of form are undesirable.

2. All horses must be serviceably sound. In In-Hand classes for sires and dams or prospective sires and dams, transmissible unsoundness only shall be considered. Horses must not show evidence of lameness, broken wind or complete loss of sight in both eyes.

3. Shoeing- to be directed to improving the comfort, balance, and soundness of the horse. Labored way of going due to shoeing to be penalized. a. Pads and wedges- are permitted to protect the feet and limbs from the impact of the horse’s natural gait, and maintain the integrity of the hoof wall. Exceptions: see English Country Pleasure, Western, and Hunter Country Pleasure sections. b. Bands- protective hoof bands are permitted to protect the integrity of the hoof and prevent the loss of a shoe resulting in trauma to the hoof. Exceptions: See English Country Pleasure, Western, and Hunter Country Pleasure sections. SB American Saddlebred Horse Supplement

4. Horses may be shown with unset tails in any class without penalty. 5. Surgical release of only the ventral sacrocaudal muscle is allowable if performed by a licensed veterinarian.

6. No horse may compete in a class in the American Saddlebred Division with any chemical or other irritant of any kind present to alter the horse’s tail carriage. 7. All horses must be worked both ways of the ring at all required gaits as directed by the judge(s). Workouts will be judged as a separate class and horses must be tied for placings being considered in that workout. Workouts may be called for by the judge(s) for any or all placings. All horses chosen for a workout must be worked both ways of the ring at any or all gaits listed in the class specifications that are requested by the judge(s). An exhibitor choosing to not complete the workout for any reason has the option of lining up and receiving the last ribbon awarded in the workout. An exhibitor is entitled to request only one five-minute time out per class including workout. (See GR833).

8. A judge must order from the ring any unruly horse or one whose actions threaten to endanger the rider, driver, handler, other exhibitors or their entries. (See GR1033.11

9. A judge must order from the ring any rider, driver, or handler who exhibits inappropriate or dangerous behavior or whose actions would in any way threaten the safety of any exhibitor, their entries or the safety of class officials. (See GR1033.12) 10. To be penalized: Mixed gaits; unbalanced action; labored way of going; pulling; fighting the bit; tossing the head; carrying head to one side or going sideways; leaving hocks behind; strung out; wrong lead or cross-cantering; breaking of gait; winging; interfering; traveling wide behind; loss of form due to excessive speed; bad manners; exaggerated opening of mouth; carrying sour ears. 11. Horses showing signs of inhumane treatment will be eliminated from competition. See GR839. 12. Definition of Maiden/Novice/Limit for riders/drivers. Maiden/Novice/Limit classes are open to riders/drivers who have not won one/three/six first place ribbons respectively, at Regular and Local Competitions of this Federation in any under saddle/driving class of any Breed and/or Discipline. First place ribbons won by a rider in any under saddle class do not affect the status of a driver in any driving class. First place ribbons won by a driver in any driving class do not affect the status of a rider in any under saddle class. Ribbons won in lead line classes and in classes where entries are not required to canter will not affect Maiden, Novice and Limit Status. 13. Attention getting devices &/or other noisemakers (including but not limited to tape measures, blow horns, bamboo poles, explosives, fire extinguishers, baby powder, whips longer than 6’, etc.) are not allowed in and around the make-up and competition rings during scheduled competition sessions. All such items will be confiscated and offenders will be reported to the USEF. (See also GR839.4i 14. Master classes are restricted to amateur rider/drivers age 50 years and older. Classes are to be judged according to amateur class specifications. Master classes are never to be stripped for conformation judging.

SB104 Appointments 1. Horses shall be shown without artificial appliances (e.g., wired ears) and nontraditional tack. Anything that alters the intended use of equipment as provided for in the description of appointments for a given class is considered to be an artificial appliance. All artificial appliances other than those permitted are prohibited. Bandages, tail sets, chains or other training devices are prohibited in the competition ring.

1. Horses shall be shown in traditional tack. 2. Horses shall not be shown in anything that alters the intended use of equipment as provided for in the description of appointments for a given class. 3. Horses shall not be shown in/with artificial appliances. Exception: Artificial appliances listed within the SB chapter as acceptable. 4. Tail sets, or other training devices are prohibited in the competition ring 5. The use of chains or rollers as action devices on the competition grounds during or before a competition is prohibited. 6. Inconspicuously applied hair in mane or tail, a tail brace and mouth controls are permitted. Exceptions: See Pleasure sections. SB American Saddlebred Horse Supplement 7. In the event a horse has lost the sight in one eye, it must appear to have vision and may be shown with an artificial eye or contact lens. Use of contact lenses or eye prosthesis for any other use than stated is prohibited. For loss of sight in both eyes see SB103.2 8. Quarter boots and are permitted in Five-Gaited, and Roadster Classes. 9. In case of inclement weather, the use of boots or bandages may be permitted provided competition management publicly announces it before a class. Extremes of temperature of climatic conditions may modify dress requirements at the judge’s discretion. 10. Any artificial change of color or markings (other than mane or tail) is prohibited. 11. Electronic communication devices used for purposes of coaching, etc., between competitors and individuals outside the ring shall be prohibited in all classes in the American Saddlebred Division. a. Exhibitors with a permanent hearing impairment are permitted to use an electronic communication device upon submission of a written certification from a treating medical professional’s office certifying the permanent hearing impairment and certifying the requirement of an electronic communication device. The medical certification must be provided to the competition Steward within a reasonable time prior to competing who shall attach a copy to the Steward report.

b. An exhibitor with a disability (other than hearing) will be provided reasonable accommodation upon submission of a written certification from a treating medical professional’s office certifying the disability and identifying the accommodation necessary for the exhibitor to compete safely. The medical certification must be provided to the competition Steward within a reasonable time prior to competing who shall attach a copy to the Steward report.

12. A competitor may carry or use a whip not exceeding 6’ including lash; the lash shall not have been altered in any way. It must be a standard whip of suitable style. Failure to comply will result in disqualification from further competition. (Exception: In-Hand. Refer to SB174.)

13. Whips longer than 6’, including snapper or lash, are not allowed in the warm-up area.

SUBCHAPTER SB-7 PLEASURE—GENERAL

SB140 Appointments, Tails

Entries must be shown with a full mane and tail. Tails must not be gingered or put in any device (i.e., tailset, bustle or brace) which alters their carriage while on the grounds. Exception: Horses showing in the Show Pleasure division may wear tailsets or bustles, but may not show with the tail tied or braced, and unset tails will not be penalized. The fact that a horse’s tail has once been set does not exclude participation.

SUBCHAPTER SB-8 ENGLISH SHOW PLEASURE

SB147 General

2. Entries must be shown with full mane and tail. Horses showing in the English Show Pleasure division may wear tailsets or bustles, but may not show with the tail gingered, tied or braced, and unset tails will not be penalized. Braids and inconspicuously applied hair in mane and tail are permitted. Shoe bands and pads are permitted. Quarter boots and bell boots are permitted only in Five-Gaited classes.

SUBCHAPTER SB-10 WESTERN

SB157 General SB American Saddlebred Horse Supplement 3. Entries must be shown with full mane and tail. Tails must not be gingered or put in any device (i.e., tailset, bustle or brace) which alters their carriage while on the grounds. The fact that a horse’s tail has once been set does not exclude participation. Braids and artificial manes are prohibited. Inconspicuously applied hair in the tail is permitted.

SUBCHAPTER SB-11 HUNTER COUNTRY PLEASURE

SB162 General

3. Horses may show with a braided mane and tail. Horses may not be penalized for showing with a full, unbraided mane and tail. Tails must not be gingered or put in any device (i.e., tailset, bustle or brace) which alters their carriage while on the grounds. The fact that a horse’s tail has once been set does not exclude participation. Artificial manes are prohibited. Inconspicuously applied hair in the tail is permitted.

SUBCHAPTER SB-12 PARK PLEASURE

SB167 Description and Eligibility

4. In Park Pleasure classes entries must be shown with a full mane and tail. Horses showing in the Park Pleasure division may wear tailsets or bustles, but may not show with the tail gingered, tied or braced and unset tails will not be penalized. The use of artificial appliances or devices such as chains, shackles, rubber bands, blinkers (except when driving) or blindfolds are prohibited on the grounds before or during the show. Any animal with prohibited equipment must be disqualified from further competition at that show and forfeit all entry fees and winnings.

SUBCHAPTERSB-13 IN-HAND AND MODEL

SB173 Appointments

4. Weanlings and yearlings must show with uncut, unset tails; tailsets and bustles worn on the competition grounds in preparation for the competition are expressly forbidden on weanlings. Bustles are permitted on yearlings.

SUBCHAPTER SB-18 ROADSTER

SB189 General

The Roadster should have good American Saddlebred conformation and be shown with a full mane and tail. Tails must not be gingered or put in a tail brace or any other device. Wagon Roadsters will have more scale and height than Bike Roadsters.

SUBCHAPTER SB-20 DRESSAGE SUITABILITY

SB199 General

5. Entries must be shown with full mane and tail. Tails must not be gingered or put in any device (i.e., tailset, bustle or brace) which alters their carriage while on the grounds. The fact that a horse’s tail has once been set does not exclude participation. Artificial manes are prohibited. Manes and tails may be braided, secured with thread, yarn, or bands. Ribbons or other decorations are prohibited. Inconspicuously applied hair in the tail is permitted.

Effective Date 2/1/2017 SB American Saddlebred Horse Supplement

SB104 Appointments [CHAPTER SUBCHAPTER SB-1 GENERAL QUALIFICATIONS]

1. Horses shall be shown without artificial appliances (e.g., wired ears) and nontraditional tack. Anything that alters the intended use of equipment as provided for in the description of appointments for a given class is considered to be an artificial appliance. All artificial appliances other than those permitted are prohibited. Bandages, tail sets, high tail which attaches to the saddle, chains or other training devices are prohibited in the competition ring. Entries with prohibited equipment in the competition ring must be eliminated from the class.

Effective Date 4/1/2017

SB111 Division of Classes [CHAPTER SUBCHAPTER SB-1 GENERAL QUALIFICATIONS]

1. It is required that under saddle classes of 25 or more entries and harness classes of 16 or more entries be divided into separate sections. It is recommended that under saddle classes of 21 or more entries be divided into separate sections.

All classes must be divided as equally as possible if there are more than the indicated number of entries (see chart below) confirmed as entered at least one hour prior to the start of the session. There will be no limiting of entries. See GR915. Competition management has the right to reduce these numbers as they feel necessary.

Number of Sections Entries

20 All under saddle classes except for the following:

18 Classes restricted to riders 17 years of age and under

18 Classes restricted to riders 14 – 17 years of age

16 Classes restricted to riders 13 years of age and under

14 Two year old under saddle classes

24 Western qualifying and championship classes

24 Under Saddle Championship classes

Four wheeled driving qualifying and championship 12 classes SB American Saddlebred Horse Supplement Two wheeled driving qualifying and championship 14 classes

2. a. Classes should may be divided by selecting every other number on the list of entries, sex of horse or rider, size of horse, or age of rider. If the class is divided by any other method than those listed above, such method it must have been previously stated in the prize list. b. Both the method used to divide classes and the division of entries must be posted in the horse show office and announced over the PA system, or printed in the program. c. Notification of intent to divide must be made to exhibitors at least one hour prior to the start of the session. d. In a divided class, the prize money must be doubled and separate trophies and ribbons awarded.

2. 3. If Junior Exhibitor classes are not offered, then junior exhibitors may enter Amateur or Ladies classes unless specifically prohibited in the prize list.

3. In a divided class, the prize money must be doubled and separate trophies and ribbons awarded. Notification of intent to divide must be made to exhibitors one hour prior to the start of the session.

4. ASR Kentucky Futurity and Kentucky Amateur Futurity In-Hand a. Classes with 41 or more declared entries shall be divided as equally as possible into two sections. The division of entries must be posted in the competition office and announced over the public address system. b. Both the method used and the division of entries must be posted in the horse show office and announced over the PA system, or printed in the program. c. Notification of intent to divide must be made to exhibitors at least one hour prior to the start of the session. d. No more than 12 entries from the sections shall be selected by the judges to return for a final class to be held at a morning, afternoon or evening performance, at least two days following the preliminary sections. e. All prize money will be awarded in the final class.

5. ASR National Three-Year-Old Futurity Five Gaited, Three Gaited and Three Gaited Park Pleasure a. Classes with 25 20 or more declared entries shall be divided as equally as possible into two sections. b. The division of entries must be posted in the competition office and announced over the public address system. Both the method used and the division of entries must be posted in the horse show office and announced over the PA system, or printed in the program. c. Notification of intent to divide must be made to exhibitors at least one hour prior to the start of the session. d. No more than 20 16 entries from the sections shall be selected by the judges to return for a final class to be held at a morning, afternoon or evening performance, at least two days following the preliminary sections. e. All prize money will be awarded in the final class.

6. ASR National Three-Year-Old Futurity Fine Harness and ASR Kentucky Futurity Fine Harness and Two-Year- Old Fine Harness a. Classes with more than 12 declared entries shall be divided as equally as possible into two sections. b. The division of entries must be posted in the competition office and announced over the public address system. Both the method used and the division of entries must be posted in the horse show office and announced over the PA system, or printed in the program. c. Notification of intent to divide must be made to exhibitors at least one hour prior to the start of the session. d. No more than 12 entries from the sections shall be selected by the judges to return for a final class to be held at a morning, afternoon or evening performance, at least two days following the preliminary sections. e. All prize money will be awarded in the final class.

Effective Date 4/1/2017 SB American Saddlebred Horse Supplement

SB157 General [CHAPTER SUBCHAPTER SB-10 WESTERN]

5. Notwithstanding SB139, professionals may compete in a Western Country Pleasure Prospect Class. In addition, professionals may compete in one designated Open Western Country Pleasure class provided two additional Western classes restricted to amateurs are offered at the same competition. Any such designated class must be scheduled prior to classes restricted to amateurs. Professionals may compete in the American Saddlebred division in Western Country Pleasure Prospect, Junior Horse, Maiden/Novice/Limit Horse, and Western Country Pleasure classes designated as open, provided two additional Western classes restricted to amateurs are offered at the same competition.

Effective Date 2/1/2017 WD Western Dressage Supplement

WD102 Participation in Western Dressage Competitions [CHAPTER SUBCHAPTER WD-1 WESTERN DRESSAGE HORSE GOALS AND OBJECTIVES]

1. Western Dressage classes are open to riders on horses, mules and/or ponies of any origin. Classes may be restricted to one or more breeds at a licensed breed restricted competition. 2. A Hhorses/Rider combination may enter no more than two consecutive levels, Freestyle levels included, at any one competition. Suitability, Hack and Equitation are excluded from the maximum limit of rides per day and horses in these classes may compete at any level for which they are otherwise eligible during the same competition. No horse may be ridden more than once in any Western Dressage class (including separate divisions or sections of the same class number). Horses may be ridden by multiple riders. Horses cannot be ridden by more than two riders. Shows may futher limit number of rides per horse and level if stated in their prize list. If there is a conflict with breed division rules regarding WD102.2, the breed division rules will govern. BOD 1/16/16 Effective 12/1/16

Effective Date 4/1/2017

WD104 The jog [CHAPTER SUBCHAPTER WD-2 GAITS]

5.d Free Jog. This is a pace of moderate lengthening of stride and frame compared to the Working jog. Without hurrying, the horse goes forward in a two-beat gait with clearly lengthened steps a moderate lengthening of stride and frame with impulsion from the hind- quarters and uphill balance. The rider allows the horse to carry the head a little more in front of the vertical than at the Collected and the Working jog.The horse’s neck is “out”, down and forward, with the nose slightly in front of the vertical, with a loose rein and the poll at approximately the same height as the wither (the neck is level). The horse should stretch forward and down over the top line with relaxation maintaining balance, tempo, and regularity of the jog on a loose rein. There should be a smooth willing retake of the reins in transition to the working jog. The steps should be even, and the whole movement balanced and unconstrained with loose reins. The Free jog may be ridden posting or sitting.

Effective Date 2/1/2017

WD110 Transitions [CHAPTER SUBCHAPTER WD-3 ADDITIONAL MOVEMENTS AND METHODS]

1. The changes of gait and pace should be clearly shown when the rider’s leg is at the prescribed marker; they should be quickly made yet must be smooth and not abrupt. The cadence of a gait or pace should be maintained up to the moment when the gait or pace is changed or the horse halts. The horse should remain light in hand, calm and maintain a correct position. 2. On a diagonal, the transition is made when the rider’s leg is at the letter at the end of the diagonal. 3. When riding the long diagonal, the rider should wait to change rein and post at the end of the line, instead of making the change of diagonal at X.

Effective Date 2/1/2017 WD Western Dressage Supplement WD114 Turn on the Haunches; Turn on the Forehand [CHAPTER SUBCHAPTER WD-3 ADDITIONAL MOVEMENTS AND METHODS]

1. Turn on the Haunches a. The turn on the haunches is executed out of a working walk prepared by half halts to shorten the steps. During the movement, the forefeet and the outside hind foot move around the inside hind foot. The turn on the haunches can be performed on a larger diameter than the pivot. This movement is executed at Level 1 and Level 2. Riders may choose to pivot or turn on the haunches. Switching from one method to the other within the same movement will be penalized. Each step backwards is penalized by a .5 deduction. At Level 3 and above, only the pivot may be performed. b. In keeping with traditional Western Stock horse movements, to pivot the forefeet and the outside hind foot must move around the inside hind foot. The horse pushes off with the outside hind leg. This movement is executed at Level 3 and above. Both methods must be judged equally. It is not allowed to switch off from one method to the other, if done 3 points will be deducted from the movement. If the horse takes a backward step with one or both of the hind legs, it will be a .5 deduction for each backward step. For younger horses that are still not able to perform a collected walk, the ‘turn on the haunches’ is an exercise to prepare the horse for collection. The ‘turn on the haunches’ is executed out of working walk prepared by half-halts to shorten the steps a little and to improve the ability to bend the joints of the hindquarters. The horse must bend a little in his ribcage around the rider’s inside leg. The ‘turn on the haunches’ can be executed on a larger diameter (approximately one meter) than the pivot in walk, but the demands of the training scale concerning rhythm, contact, activity and bend are the same. The horse will not be penalized for pivot, step, pivot, step on the inside rear hind leg. 2.Pivot In keeping with traditional Western Stock horse movements, the horse is allowed to pivot on the inside hind leg and step around it with the outside hind leg. The horse pushes off with the outside hind leg. The pivot leg is allowed to pickup and reset when it reaches the point of stress. The horse should maintain correct bend and balance and respond to the rider's leg. A pivot should be performed at a walk tempo with forward intention. Each step backwards is penalized by a .5 deduction. Pivoting around the middle axis of the horse should receive a marginal to insufficient score of 5 or lower. It is not a fault to step forward 1-2 steps into the pivot. 2.3. Turn on the Forehand. It is executed out of a halt or a working walk prepared by half-halts to shorten the steps. The inside of the horse is the side from which the horse yields, example, when the haunches move to the right, the horse’s body is in straight alignment while flexed at the poll to the left which is the inside. The horse moves around the inside front leg. The horse must maintain the same rhythm, contact and activity and show willingness to be on the outside rein. The horse’s hindquarters make a circle around the horse’s front end. The purpose of this exercise is to supple the horse and teach him to yield to the rider's leg. In turn on the forehand right, the horse is slightly flexed at the poll to the right, which is the inside, when the haunches move to the left yielding to the riders right leg. In turn on the forehand left the horse is flexed slightly to the left when the horse yields to the riders left leg moving the haunches right. The horse must maintain the same rhythm, tempo, contact and activity and show willingness to be on the outside rein. Stepping back is a fault.

Effective Date 2/1/2017

WD120 Tack [CHAPTER SUBCHAPTER WD-5 APPOINTMENTS]

1.Bridles: WD Western Dressage Supplement a. Any Western type headstall must be used. b. A Western cavesson (braided or plain), or pencil bosal with space for two fingers placed between the cavesson and the jowl of the horse is allowed. No metal, studs of any kind, or other harsh substances can be used in conjunction with or part of a Western cavesson. c. A Hackamore (Bosal) is permitted on a horse of any age at any level. A hackamore includes a bosal rounded in shape and constructed of braided rawhide or leather and must have a flexible non-metallic core, attached to a suitable headstall. No other material of any kind is to be used in conjunction with the bosal, i.e. steel, metal or chains. may be wrapped with smooth electrical tape to prevent rubbing. d. A bitless bridle is permitted on a horse of any age at any level. It must be of Western style made of leather or leather like materials. e. The Western Two Rein bridle is permitted. This is a bridle and bit, snaffle or curb ridden over a full or pencil bosal with a romal; hence a bit rein and a is held in each hand, or the mecate rein can be tied to the saddle horn. 2. Snaffle Bit: a. A snaffle bit may be used on a horse of any age being ridden at any level. b. A snaffle offers no leverage or curb action. c. A Western Dee bit. d. A standard snaffle is a conventional O-Ring, Egg Butt, Full Cheek (keepers optional) or D-Ring, all with rings having an outside diameter no smaller than 2 inches (50.8 mm), nor larger than 4 inches (101.6 mm). The inside of the circumference of the ring must be free of rein, curb or headstall attachments that would provide leverage. 1. Bars: Bars of the mouthpiece must be round, oval or egg shaped, smooth and unwrapped, except with latex; and no less than 5/16 inch (7.9 mm) to ¾ inch (19.05 mm) in diameter measured one inch (25 mm) from the cheek and may be inlaid, if smooth. 2. Three-Piece Mouthpiece: If a mouthpiece is three pieces, a connecting ring must be no larger than 1 ¼ inches (31.75 mm) in diameter, or a connecting piece must be no longer than 2 inches (50.8 mm) and 3/8 inch (9.5 mm) to ¾ inch (19.05 mm), measured top-to-bottom. e. Any Mullen Mouth (solid mouthpiece), or barrel mouthpiece, or Naptha bits (plastic or rubber) may be used. f. If a bit is used on a ring snaffle it must be attached below the reins. g. No flat, sharp, slow twist, twisted or pointed edges on mouthpieces are allowed. 3. : There is no discrimination against any standard Western bit. a. A standard Western bit is defined as having a shank with a maximum length overall of 8 1/2” (215.9 mm). The mouthpiece will consist of a metal bar 5/16” (7.9 mm) to 3/4” 19.05 mm) in diameter as measured one inch in from the shank. The bars may be inlaid but must be smooth or latex wrapped. (The bars may be encased in smooth 5/16” (7.9 mm) to 3/4” (19.05 mm) in diameter tubular barrels that rotate around the bars). Nothing may protrude above or below the mouthpiece (bar) such as extensions, prongs or rivets designed to intimidate the horse. Rollers attached to the center of the bit are acceptable, and may extend below the bar. Jointed mouthpieces are acceptable and may consist of two or three pieces and may have one or two joints. A three-piece mouthpiece may include a connecting ring of 1 ¼ inch (31.75 mm) or less in diameter or a connecting flat bar of 3/8 to ¾ inch (9.5mm – 19.05 mm) measured top to bottom with a maximum length of 2” (50 mm), which lies flat in the mouth, or a roller or port as described herein. The port must be no higher than 3 ½ inches (88.9 mm) maximum with roller(s) and covers acceptable. Jointed mouthpieces, half-breeds and spade bits are standard. Wire on the braces (above the bars and attaching to the spade) of a traditional is acceptable. b. Reins must be attached to each shank. c. Curb chains, if used, and flat leather chin straps must be at least 1/2 inch (12.7 mm) in width and lie flat against the jaw of the horse. No wire, rawhide, metal or other substance can be used in conjunction with or as part of the flat leather chin strap or . Round, rolled, braided or rawhide curb straps are prohibited. d. A slobber guard on a curb bit is permitted. e. Rein chains with a spade bit are allowed. 4. Reins: a. When the rider uses a snaffle bit, the following reins may be used: loop/connected reins, split reins, buckled reins, mecate reins, or Romal reins without a popper; two hands must be used with any of these combinations. Horsehair, rope reins and mecate reins are allowed for bosals and snaffles. The mecate can be tied to the saddle horn or held by WD Western Dressage Supplement the rider. b. When the rider uses a curb, the following reins may be used: Romal reins or S split reins, loop/connected reins, buckled reins or Romal reins without a popper. When using a curb with Romal reins, only one hand is allowed; when using other rein choices split reins, one or two hands are allowed. c. Hand position on reins: 1. In the case of Romal reins, the Romal is held in one hand with no fingers between the individual reins. The end of the Romal may be held in the hand not used for reining to keep the Romal from swinging and to adjust the position of the rein. The reins must be held so that there is at least 16” of rein between the hands. 2. In the case of when split reins are held in one or two hands, the rider may not switch back and forth during a test. When the split reins are held in one hand, there are two ways that the rider may use them. The rider may put one finger between the split reins; the ends of the reins fall on the side of the reining hand. The rider may hold both reins in one hand without a finger between the reins; the hand must be around the reins. The ends of the Split reins may be held in the hand not used for reining to keep them from swinging and to adjust the position of the reins. No finger is allowed between the reins. The reins must be held so that there is at least 16” of rein between the hands. 3. In the case of looped/connected reins, buckled reins, or Romal reins without a popper, the reins are held in one or two hands; the rider must not switch back and forth during a test. (Exception: Freestyle). d. At the end of the Free Walk or Free Jog, riders using split reins held in one hand may use the free or offhand to pull the reins back to the desired length. Riders using Romal reins may use the hand using the Romal to alter the tension or length of the reins from the bridle to the reining hand. e. A and/or crupper may be used. f. Whips: One whip no longer than 47.2 inches (120 cm) including lash, is permitted in all Classes/Tests. 5. Saddle: A standard stock saddle is customary. A working saddle, Australian Aussie, and Western side saddle are also acceptable. Silver equipment will not count over a good working outfit. a. A horn is optional but western style fenders are required. b. are permitted except in Western Dressage Equitation. c. Padding or pads on the seat of the saddle are permitted. d. Thigh or kneeRrolls are allowed only on Aussie Australian Western style . 6. Protective “polo” style leg wraps are permitted. 7. Fly hoods (ear covers) should be discreet in color and design and should not cover the horse's eyes. After completion of the test, the exhibitor or his representative is responsible for removing the fly hood to present to the designated equipment steward for inspection to ensure that nothing prohibited has been added. See WD121.3

WD121 Illegal Equipment 1. Prohibited Bits: All curb bits must be free of mechanical devices. Nothing such as extensions, rivets or prongs, may protrude below the mouthpiece (bars). Illegal bits may include but are not limited to: a. Slip or gag bits, full cheeks, half cheeks, bits with hooks and slots, donut or flat polo mouthpieces and kimberwicks. b. Roping bits with reins attached to a single ring at the center of a cross bar. c. Any rein design or other devices which increase the effective length and thereby the leverage of the shank of a standard western bit. d. Round, rolled, braided or rawhide curb straps are prohibited. 2. Anything that alters the intended use of equipment as provided for in the description of appointments for a given class/test. 3. Use of martingales, bit guards, any kind of gadgets (such as bearing, side, running, balancing reins, nasal strips, tongue tied down, etc.), any kind of boots (including “easy-boots” , hock boots, bell boots, etc.), tail bandages, any form of blinkers, earmuffs or plugs, and nose covers are cause for elimination. Protective “polo” style leg wraps are permitted, with color matching natural color of the horse as much as possible. 4. Fly hoods (ear covers) will only be permitted in order to protect horses from insects. The fly hoods should be discreet and should not cover the horse’s eyes, and will only be permitted in extreme cases at the discretion of the WD Western Dressage Supplement judge. Permission must be granted prior to the class and applies to all competitors in the class. After completion of the test, the exhibitor or his representative is responsible for removing the fly hood to present to the designated ring steward for inspection to ensure that nothing prohibited has been added. 4.5 Rein additions or attachments which create additional leverage are not allowed. 5.6 Any decoration of the horse with extravagant items, such as ribbons or flowers, etc. in the mane, tail, etc. Exception: freestyle. 6.7 Flash, figure eight or dropped nose bands. 7.8 Mechanical Hackamores.

WD122 Attire 1. Required apparel: a. Suitable western hat. Protective headgear may be worn without penalty. (See GR801). b. Long-sleeved shirt with any type of collar: short sleeves may be worn at the discretion of the judge. c. Trousers, pants, a one-piece long sleeved equitation suit provided it includes a collar. d. Boots e. Native and National attire can be worn when riding in Native or National tack.

Effective Date 2/1/2017

WD125 Execution and Judging of Tests [CHAPTER SUBCHAPTER WD-7 COMPETITION REQUIREMENTS]

6.b.4. For Freestyle tests, two four (4) points will be deducted for forbidden movements and above the level movements. They, however they are not cumulative and will not result in elimination.

Effective Date 2/1/2017 WD Western Dressage Supplement WD129 General [CHAPTER WD--8 TESTS]

The WDAA approves and issues tests for use at Federation licensed and WDAA recognized competitions in the United States. Tests cannot be modified without approval of the WDAA with the exception that saddle gait may be substituted for the jog in gaited horse Western Dressage tests, Equitation Medal and Rail classes which include but are not limited to Suitability, Hack, and Equitation On the Rail.Tests are located on the USEF website at www.usef.org. Competitions are permitted to hold gaited classes but they are to be held as separate classes. The gaits required in lieu of the jog are defined in Subchapter WD-2. 1. Introductory Level. Tests provide an introduction to the discipline of Western Dressage; the horse performs only at the gaits of walk and jog. The rider may sit or post the jog. The rider should demonstrate correct basic position, use of basic aids, and understanding of the figures. The horse should show relaxation; and harmony betweenof horse and rider is are important. The horse accepts the aids and influence of the rider.The jog should be a natural gait within the horse’s scope and should demonstrate a swinging back. 2. Basic. Tests confirm that the horse is supple and moves freely forward in a clear and steady rhythm, accepting light contact with the bit. The horse demonstrates a greater understanding of the aids and calm acceptance of the bridle; greater emphasis is placed on relaxation submission, harmony, rideability and pure gaits. The horse is beginning to develop more power impulsion and balance. 3. Level 1. Tests confirm that the horse is building on the elements from lower levels and has developed is developing more engagement to show sufficient the impulsion as the lengthened jog and lope are performed. to achieve improved balance while beginning to develop the self-carriage and engagement required by the “lengthen” jog and lope. The horse demonstrates a more consistent light contact with the bit. These tTests introduce some collection and engagement as well as lateral and longitudinal balance, suppleness, and emphasize harmony and while emphasizing rideability. 4. Level 2. To confirm that the horse, having achieved the impulsion required in Level 1, now accepts more weight on the hindquarters (collection); moves with an uphill tendency; especially in the lengthened paces; and is reliably and lightly on the bit. A greater degree of straightness, bending, suppleness, balance and self carriage is required than at Level 1......

Effective Date 4/1/2017 WD Western Dressage Supplement WD130 Western Musical Freestyle [CHAPTER SUBCHAPTER:WD-9 Freestyle]

1. A Western Dressage Freestyle is a performance utilizing the gaits and movements of the discipline ridden to music. Each test includes the required movements, gaits and paces of the standard Western Dressage Tests for that level. The competitor is absolutely free in the form and manner of the presentation she or he chooses within a fixed time provided. The performance should clearly show the unity between rider and horse as well as harmony in all the movements and transitions. The horse and rider should appear as one; lightness of contact is the hallmark of Western Dressage Freestyle. a. The competitor must declare to the management (and consequently the judge) at what level she or he will be riding. b. The competitor must provide two (2) recordings of the music to which the Freestyle will be performed. Management must provide time for a sound check. c. The Freestyle ride must not exceed the time limit listed on the test. Time begins when the horse moves forward out of the initial halt and ends with the final halt and salute. Both halts are mandatory. d. The judge will provide two (2) sets of scores; one for the technical correctness of the movements performed and one for the artistic merit. 1. The artistic score is comprised of several elements: a. Harmony between horse and rider. b. Choreography: use of arena, design and creativity. Not “test-like”. c. Degree of difficulty: points are only awarded when the attempts are performed well. d. Music: suitability to the horse. Cuts Edits in music are smooth/flowing. e. Interpretation: music must express gaits and pace 2. Technical correctness a. Judged on the execution of required technical movements in the test i.e. Figures, gaits/paces and b. Certain movements (leg yield, half-pass etc.) must should be performed in both directions. 2. PenaltiesErrors: a. Under Penalty of elimination at the discretion of the judge, a rider must enter the arena within 20 seconds of the music starting. The music must cease at the final salute. BOD 1/16/16 Effective 12/1/16 The rider must enter the arena or signal the sound engineer within 45 seconds of the entry bell, or a deduction of ten (10) points will be taken off the total for artistic merit. The rider must enter the arena within 20 seconds of the start of the music, or may be eliminated, at the discretion of the judge. b. If the Freestyle test is longer than the stipulated time on the test sheet, 10%will be deducted from the combined technical and artistic score. Time Limit Deductions: One (1) point is deducted from the total for artistic merit for exceeding the time limit. There is no minimum time, or specified deduction. c. Four (4) points will be deducted for forbidden movements and above the level movements. They are not cumulative and will not result in elimination.

Effective Date 2/1/2017

WD141-WD144 [CHAPTER SUBCHAPTER WD-12 WESTERN DRESSAGE SEAT EQUITATION]

WD141 General Performance Directives for Western Dressage Equitation WD Western Dressage Supplement WD141 General Performance Directives for Western Dressage Equitation 1. Rider’s Position: The rider’s position is balanced with the horse; the rider’s shoulders, hips and heels should be vertically aligned at all gaits. When observed from behind, the rider is straight in the back and symmetrically balanced with the shoulders, hips, and feet. 2. Rider’s Correct and Effective use of aids: The rider demonstrates preparedness for performing the movements. The rider is subtle and effective with aids to perform transitions; is effective with bending in the turns and on the circles and moves on straight lines. The rider is capable of keeping the horse moving forward maintaining the tempo of each gait. The transitions are performed effortlessly, willingly and smoothly. 3. Harmony between the Rider and Horse: The horse and rider appear as one. They are confident, focused, and calm. They perform competently at the level. 4. Accuracy of the figures: The rider demonstrates the ability to maintain the geometry of the movements. The movements are correct in their size, shape, and placement in the arena. 5. The diameters of the circles and half circles are correct and round. There is a clear picture of where the circles originate and terminate. 6. Patterns: See Appendix A. 7. Equitation classes may be held either as Western Dressage Medal classes, Western Dressage Seat On the Rail classes or Western Dressage Horsemanship classes. 8. Riders will be judged on hands, seat, aids, performance of the horse, and harmony between horse and rider. The working jog and the collected jog must be ridden sitting. 9. Western Dressage Seat Equitation may be judged by: a. A Federation licensed judge with experience in judging breed-restricted classes or Western classes; or b. A Federation licensed Western Dressage judge.

WD142 Western Dressage Seat Horsemanship 1. The following class restrictions apply to Western Dressage Seat Horsemanship: a. Youth Riders who have not reached their 22th birthday as of December 1 of the current competition year. A competition may choose to divide the Youth rider category by age. b. Adult Amateur riders as defined in GR1306 and GR1307. c. An individual may not compete as a Youth Rider and as an Amateur in Western Dressage Equitation at the same competition. d. Adult Amateur and Youth Rider cannot be combined at the same competition. e. A competition may choose to offer Youth Rider, Adult Amateur or both classes. 2. Western Dressage Horsemanship is a pattern only class. Patterns must be selected by the judge from Appendix A and must be posted at least one hour prior to the start of the class. 3. Riders must enter the level(s) of test in which they are currently competing at the individual competition (exception Introductory Level). a. Introductory Level: this level is performed at the walk and working jog. 1) Introductory Level Pattern A or B must be selected by the judge. 2) Exhibitors competing in Western Dressage Horsemanship at the Introductory Level may not compete at any other level of Western Dressage Horsemanship at the same competition. b. Basic Level: Basic Pattern A or B must be selected by the judge. c. Level 1: Level 1 Pattern A or B must be selected by the judge. d. Level 2: Level 2 Pattern A or B must be selected by the judge.

WD143 Western Dressage Seat on the Rail 1. Western Dressage Seat on the Rail may be offered in the categories listed in this rule: a. Open to all riders b. Adult Amateur riders as defined in GR 1306 and GR1307. c. Youth riders who have not reached their 22th birthday as of December 1 of the current competition year. A competition may choose to break the Youth rider category down by age. d. maiden, novice and limit riders as defined in GR135. 2. Walk-Jog Western Dressage Seat Equitation on the rail is performed on the rail and is shown at the walk and WD Western Dressage Supplement working jog, both directions. Horses should back easily and stand quietly. a. This class may not be combined with walk, jog, lope classes. b. The jog must be ridden sitting. c. A horse/rider combination is eligible for Walk Jog Western Dressage Seat Equitation on the Rail if they are not competing in Western Dressage above the Intro Level at the individual competition. 3. Western Dressage Seat Equitation on the rail is performed on the rail and is shown at the walk, working jog, and working lope, both directions. Horses should back easily and stand quietly. a. This class may not be combined with walk, jog classes. b. The jog must be ridden sitting. 4. The judge must walk the line to verify riders are in compliance with WD rules on attire and equipment.

WD 144 Western Dressage Seat Medal 1. The following class restrictions apply to Western Dressage Seat Medal classes: a. Adult Amateur riders as defined in GR 1306 and GR1307. b. Youth riders who have not reached their 22nd as of December 1 of the current competition year. A competition may choose to break the Youth rider category down by age. 2. Riders will perform on the rail and then execute a pattern. The rail work is to count 50% and the pattern 50%. Patterns must be selected by the judge from Appendix A and must be posted one hour prior to the start of the class. Judges are required to work all exhibitors on the pattern. 3. Western Dressage Seat Medal has two divisions: a. Western Dressage Seat Medal Basic: Basic pattern A or B must be selected by the judge. b. Western Dressage Seat Medal Level 1: Level 1 pattern A or B must be selected by the judge. 4. A rider is off-course when it is it becomes impossible to discern whether the entry is executing the designated pattern. He will be eliminated and not eligible for an award. 5. A rider deemed to be on course who fails to complete the pattern as written is penalized at the judge's discretion. 6. The judge may choose his own scoring methodology but it must clearly weigh the rail and pattern portions of the class equally. During the class riders must follow the WD rules on proper use of equipment. 7. The dropping of bits, and inspection of protective leg equipments is mandatory. The C2 Steward or designated person will perform the inspection immediately following the test. The rider must dismount; if necessary, they may have appropriate assistance. Failure to comply will result in elimination.

WD141 General 1. Equitation classes may be held either as Western Dressage Medal classes or as Western Dressage Seat On the Rail classes. 2. The Western Dressage Medal Seat Equitation class requires riders to perform Western Dressage tests. A pattern is an option in a Western Dressage Seat Equitation On the Rail class. 3. Riders will be judged on hands, seat, aids, performance of the horse, suitability of horse and rider and their partnership. 4. A rider who is off-course will be eliminated and will not be eligible for an award. 5. The dropping of bits, inspection of protective leg equipment is mandatory. The C2 Steward or designated person will perform the inspection immediately following the test. The rider must dismount; if necessary, they may have assistance. Failure to comply with this rule will result in elimination.

WD142 Judging Requirements Western Dressage Seat Equitation may be judged by: a. A Federation licensed judge with experience in judging breed-restricted classes or Western classes; or b. A WD Western Dressage Supplement Federation licensed Western Dressage judge.

WD143 Age Requirements for Speci c Classes 1. Junior Exhibitor (13 and under) (For Medal classes: Tests – Introductory Tests through Level 1) 2. Junior Exhibitor (14 - 17) (For Medal classes: Tests – Introductory Tests through Level 2) 3. Junior Exhibitor Classes for Western Dressage Seat Equitation Medal Classes 13 & under and 14 - 17 can be combined. Junior Exhibitor 17 & under (For Medal Classes: Tests - Introductory Tests through Level 2). 4. Young Riders (18 – 21) (For Medal classes: Tests – Introductory Tests through Level 2) 5. Amateur Division (For Medal classes: Tests – Introductory Tests through Level 3) 6. Open Division (For Medal classes: Tests – Introductory Tests through Level 3) 7. Western Dressage Seat Equitation classes On the Rail may use the same age classi cations. 8. Junior Exhibitor Western Dressage Seat Equitation On the Rail classes may be combined and may use the appropriate level of tests from Appendix A.

WD144 Performance Directives for Western Dressage Seat on the Rail classes 1. The riders are to be judged on the rail both ways of the ring at the Working Walk, Working Jog (sitting), and Work- ing Lope. To be judged on: a. Rider’s Position: The rider’s position shall be balanced with the horse; the rider’s shoulders, hips and heels should be aligned at all gaits. When observed from behind, the rider is straight in the back and symmetrically balanced with the shoulders, hips and feet parallel in the . b. Rider’s Correct and Effective use of aids: The rider demonstrates preparedness for performing the movements. The rider is subtle and effective with aids to perform transitions; is effective with bending in the turns and on the circles and moves straight on straight lines. The rider is capable of keeping the horse moving forward and keep- ing the tempo in each gait performed. The transitions are performed effortlessly, willingly and smoothly. There is a clear picture of “action causes reaction.” c. Harmony between the Rider and Horse: The horse and rider appear as one. T hey are con dent, focused and calm. They perform competently at the level. They are a pleasure to watch. 2. Judges may choose to have the exhibitors perform a short pattern. If a pattern is used the pattern must be posted one hour prior to the class. No markers/cones are allowed. If a pattern is part of the class judging is based 50% on railwork, 50% on individual workout. Patterns must be selected from Appendix A. a. Accuracy of the figures: The rider demonstrates the ability to maintain the geometry of the movements. The movements are correct in their size, shape and placement in the arena. b. The circles and half circles diameter are correct and round. There is a clear picture of where the circles originate and terminate. 3. Patterns: See Appendix A.

WD145 Western Dressage Seat Medal classes 1. A rider who is off course must be eliminated and will not be eligible for an award. 2. The dropping of bits, inspection of protective leg equipment and the horse is mandatory. The C2 Steward or designated person will perform the inspection immediately following the test. The rider shall dismount; if necessary, they may have assistance. Failure to comply with this rule must result in elimination. 3. Callers are allowed in Medal classes.

WD146 Appointments Refer to Subchapter WD-5 WD Western Dressage Supplement

WD147 Movement Scores for Western Dressage Seat Medal classes 1. Each test has a set of movements. It is the judge’s responsibility to evaluate each movement and score both as a Dressage movement score and equitation score. Half points are allowed. 2. The scale is as follows: 10 Excellent 4 Insufficient 9 Very Good 3 Fairly Bad 8 Good 2 Bad 7 Fairly Good 1 Very Bad 6 Satisfactory 0 Not Executed* 5 Marginal * “Not executed” means practically none of the movement has been performed 3. The judge should consider the performance of the horse and rider on the following: a. On Pattern: The judge must make certain that the movement being performed by the horse and rider is the correct movement as dictated by the test. b. Correctness and Rider Position: Having determined that the horse and rider are performing the movement required by the test, the judge must then determine whether the movement is being executed correctly. The judge must evaluate the performance of the movement against the requirements of the movement description listed Subchapters WD-2, WD-3, and WD-4 and in WD118 Position and Aids of the Rider..

WD148 Deductions: 1. Zero Score: a. Use of more than one finger between the reins when one hand is used b. The changing of hands on the reins (1 or 2 handed method) \c. A horse or rider fails to complete the tests as written. d. Performs a movement in other than specified order. e. Includes a movement not specified f. A horse that balks or freezes during a test g. The fall of a horse or rider h. Leaving the arena with all four feet 2. 5 Point Deductions: a. Spurring in front of the cinch b. Use of a hand to instill fear c. Holding the Saddle with either hand (except for the Introductory Tests) Note: The holding of the saddle does not include incidental, brief contact. The rider is allowed to straighten the latigo any place the horse is completely stopped during the test. A rider may untangle the horse’s mane from thereins at an appropriate place without incurring a holding the saddle penalty. d. Blatant disobedience includes kicking, bucking, rearing, striking, or biting. 3. 2 Point Deductions: a. A horse breaks gaits during the execution of the test. b. Missing the letters 4. 1 Point Deductions: Out of lead during the test a. Circles: 1 penalty point for each 1⁄4 circle b. Serpentine: 1 penalty point for each 1⁄2 loop c. Lines: • From the turn to the halfway position to the next marker is a 1 point penalty • Beyond the halfway point to the next marker, an additional 1 penalty point. NOTE: In tests that require a simple lead change in a movement, the ideal change is to be performed. Any deviation from the ideal change as described by the Subchapters WD-2 and WD-3 would not incur a penalty but deserves less credit. 5. Jog Deductions: a. When the movement requires a lope and a horse breaks gait into a jog up to 2 strides = 1⁄2 point penalty. WD Western Dressage Supplement b. Jogging beyond 2 strides = 2 point penalty Note: A judge counts the steps of the rear legs. Four steps and under would represents two or less strides and require a 1⁄2 point penalty. Five steps or more, requires a 2 point penalty.

Effective Date 2/1/2017