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National Nanotechnology Initiative (NNI) Is Managed by the Nanoscale Science, Engineering, and Technology (NSET) Subcommittee of the NSTC Committee on Technology

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National Nanotechnology Initiative (NNI) Is Managed by the Nanoscale Science, Engineering, and Technology (NSET) Subcommittee of the NSTC Committee on Technology THE NATIONAL NANOTECHNOLOGY INITIATIVE Supplement to the President’s 2016 Budget About the National Science and Technology Council The National Science and Technology Council (NSTC) is the principal means by which the Executive Branch coordinates science and technology policy across the diverse entities that make up the Federal research and development enterprise. A primary objective of the NSTC is establishing clear national goals for Federal science and technology investments. The NSTC prepares research and development strategies that are coordinated across Federal agencies to form investment packages aimed at accomplishing multiple national goals. The work of the NSTC is organized under committees that oversee subcommittees and working groups focused on different aspects of science and technology. The National Nanotechnology Initiative (NNI) is managed by the Nanoscale Science, Engineering, and Technology (NSET) Subcommittee of the NSTC Committee on Technology. More information is available at www.WhiteHouse.gov/administration/eop/ostp/nstc. About the Office of Science and Technology Policy The Office of Science and Technology Policy (OSTP) was established by the National Science and Technology Policy, Organization, and Priorities Act of 1976. OSTP’s responsibilities include advising the President in policy formulation and budget development on questions in which science and technology are important elements; articulating the President’s science and technology policy and programs; and fostering strong partnerships among Federal, state, and local governments, and the scientific communities in industry and academia. The Director of OSTP also serves as Assistant to the President for Science and Technology and manages the NSTC. More information is available at www.ostp.gov. About this document This document is a supplement to the President’s 2016 Budget request submitted to Congress on February 2, 2015, and serves as the Annual Report for the National Nanotechnology Initiative called for under the provisions of the 21st Century Nanotechnology Research and Development Act of 2003 (Public Law 108-153, 15 U.S.C. §7501). The report also addresses the requirement for Department of Defense reporting on its nanotechnology investments, per 10 U.S.C. §2358. Chapter 1 provides an overview of the NNI, including a discussion of external reviews. Chapter 2 reports actual investments for 2014, estimated investments for 2015, and requested investments for 2016 by NNI Program Component Area (PCA), including investments under the Small Business Innovation Research (SBIR) and Small Business Technology Transfer Research (STTR) programs. Chapter 3 outlines changes in the balance of investments by PCA made by Federal agencies participating in the NNI. Chapter 4 describes activities that have been undertaken and progress that has been made toward achieving the four goals set out in the NNI Strategic Plan of 2014, including activities in support of the NNI Nanotechnology Signature Initiatives. Appendices include a list of abbreviations and acronyms and a contact list of staff members at NNI participating agencies and at the National Nanotechnology Coordination Office (NNCO). Additional information regarding the NNI is available on the NNI website at www.nano.gov. About the cover The cover images depict arrays of gold nanoparticle assemblies that were manufactured by a process termed “selective spatial absorption.” This technique can be used to fabricate arrays of custom-made nanoparticle heterostructures on a variety of substrates, including flexible polymers (center picture). The background image features pairs of identical 150 nm- sized gold particles that are about 5 nm apart. The lower left image is a close-up of a “heterotrimer” assembly comprised of 250, 80, and 30 nm gold nanoparticles with surface-to-surface separations of 12 and 5 nm, respectively. The upper right image is a dark-field micrograph displaying scattering from an array of individual “heterodimers.” The ability to spatially address the localized and enhanced electromagnetic fields within these nanostructures provides the basis for a wide scope of applications for emerging photonic technologies, including quantum computing, solar energy conversion, and optical sensing and communications. Such nanomanufacturing concepts are among the innovations funded under the NNI that will be investigated and scaled up in the Integrated Photonics and Flexible Hybrid Electronics Manufacturing Innovation Institutes. This is also a good example of how technology developed under the NNI is impacting other Presidential priorities such as Advanced Manufacturing. (Images courtesy of Xiaoying Liu and Paul Nealey, University of Chicago, and Sushmita Biswas and Richard Vaia, U.S. Air Force Research Laboratory; see dx.doi.org/10.1021/nl504613q.) Cover and book design Cover design is by Kathy Tresnak of Koncept, Inc. Book design is by the NNCO staff. Copyright information This document is a work of the United States Government and is in the public domain (see 17 U.S.C. §105). Subject to stipulations below, it may be distributed and copied, with acknowledgement to NNCO. Copyrights to graphics included in this document are reserved by original copyright holders or their assignees and are used here under the Government’s license and by permission. Requests to use any images must be made to the provider identified in the image credits, or to NNCO if no provider is identified. Printed in the United States of America, 2015. SUPPLEMENT TO THE PRESIDENT’S BUDGET FOR FISCAL YEAR 2016 THE NATIONAL NANOTECHNOLOGY INITIATIVE Subcommittee on Nanoscale Science, Engineering, and Technology Committee on Technology National Science and Technology Council March 2015 Report prepared by NATIONAL SCIENCE AND TECHNOLOGY COUNCIL COMMITTEE ON TECHNOLOGY (CoT) SUBCOMMITTEE ON NANOSCALE SCIENCE, ENGINEERING, AND TECHNOLOGY (NSET) CoT Chair: Thomas Kalil, Office of Science and Technology Policy CoT Executive Secretary: Jayne Morrow, Office of Science and Technology Policy NSET Subcommittee Chair: National Nanotechnology Coordination Office: Lloyd J. Whitman, Office of Science and Technology Policy Michael A. Meador, Director Lori A. Henderson, National Institutes of Health Lisa E. Friedersdorf, Deputy Director NSET Subcommittee Executive Secretary: Tarek R. Fadel, National Nanotechnology Coordination Office NSET Subcommittee Participants Office of Science and Technology Policy Department of Energy (DOE) Department of Transportation (DOT) (OSTP) Harriet Kung* Peter Chipman* Lloyd J. Whitman* George Maracas* Jonathan R. Porter* Altaf H. Carim John C. Miller* Andrew R. Schwartz* Department of the Treasury (DOTreas) Office of Management and Budget Brian G. Valentine* John F. Bobalek* (OMB) Danielle Jones* Department of Health and Human Environmental Protection Agency (EPA) James Kim* Services (DHHS) Tina Bahadori* Celinda Marsh* William K. Boyes* Agency for Toxic Substances and Philip G. Sayre* Consumer Product Safety Commission Disease Registry (ATSDR) Candis M. Hunter (CPSC)† Intelligence Community (IC) Treye A. Thomas* Food and Drug Administration (FDA) National Reconnaissance Office (NRO) Jed Costanza* Matthew Cobert* Department of Commerce (DOC) National Institute for Occupational Bureau of Industry and Security (BIS) National Aeronautics and Space Kelly Gardner* Safety and Health (NIOSH) Administration (NASA) Charles L. Geraci* Azlin M. Biaggi-Labiosa* Economic Development Vladimir V. Murashov* Lanetra C. Tate Administration (EDA) Thomas Guevara* National Institutes of Health (NIH) National Science Foundation (NSF) National Institute of Standards and Piotr Grodzinski* Khershed Cooper* Technology (NIST) Lori A. Henderson* Fred Kronz Thomas P. Rieker* Heather Evans* Department of Homeland Security (DHS) Mihail C. Roco* Ajit Jillavenkatesa* Richard T. Lareau Nora Savage Debra L. Kaiser Kumar Babu* Grace J. Wang* U.S. Patent and Trademark Office Department of the Interior (DOI) (USPTO) Nuclear Regulatory Commission (NRC)† Gladys Corcoran* U.S. Geological Survey (USGS) Brian Thomas* David R. Gerk* Sarah Gerould* U.S. Department of Agriculture (USDA) Jerry Lorengo* Department of Justice (DOJ) Agriculture Research Service (ARS) Department of Defense (DOD) National Institute of Justice (NIJ) James Lindsay* Jeffrey DePriest* Joseph Heaps* Forest Service (FS) Eric W. Forsythe* Department of Labor (DOL) Mark H. Griep World L.-S. Nieh* Akbar Khan* Occupational Safety and Health Theodore H. Wegner* Heather Meeks Administration (OSHA) National Institute of Food and Brian D. Pate Janet Carter* Agriculture (NIFA) Gernot S. Pomrenke* Department of State (DOS) Hongda Chen* Lewis E. Sloter* Christopher M. Cannizzaro* David M. Stepp* Ken Hodgkins* U.S. International Trade Commission (USITC)† Department of Education (DOEd) Elizabeth R. Nesbitt* Russell D. Shilling* * Official NSET Representative † An independent commission that is represented on NSET but is non-voting EXECUTIVE OFFICE OF THE PRESIDENT NATIONAL SCIENCE AND TECHNOLOGY COUNCIL WASHINGTON, D.C. 20502 March 10, 2015 Dear Members of Congress: I am pleased to forward this annual report on the multiagency National Nanotechnology Initiative (NNI), in the form of the NNI Supplement to the President’s Budget for Fiscal Year 2016. This document summarizes the programs and coordinated activities taking place across the many departments, independent agencies, and commissions participating today in the NNI — an initiative that continues to serve as a model for effective coordination of Federal
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