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Avantis U.S. Small Cap Value ETF as of July 2, 2021 Issue Name Ticker CUSIP ISIN SEDOL Share Quantity Contract Count Market Value Weight Cimarex Energy Co XEC 171798101 US1717981013 2987521 173,742 0 $12,806,522.82 0.89% Goodyear Tire & Rubber Co/The GT 382550101 US3825501014 2378200 688,665 0 $11,900,131.20 0.83% Alcoa Corp AA 013872106 US0138721065 BYNF418 295,508 0 $11,205,663.36 0.78% AutoNation Inc AN 05329W102 US05329W1027 2732635 106,403 0 $10,591,354.62 0.74% Signet Jewelers Ltd SIG G81276100 BMG812761002 B3CTNK6 132,727 0 $10,488,087.54 0.73% Macy's Inc M 55616P104 US55616P1049 2345022 557,766 0 $10,385,602.92 0.72% Dick's Sporting Goods Inc DKS 253393102 US2533931026 2969637 102,780 0 $10,325,278.80 0.72% PDC Energy Inc PDCE 69327R101 US69327R1014 B89M5F2 218,596 0 $10,201,875.32 0.71% Louisiana-Pacific Corp LPX 546347105 US5463471053 2535243 166,942 0 $10,083,296.80 0.70% Foot Locker Inc FL 344849104 US3448491049 2980906 160,184 0 $9,971,454.00 0.70% Matador Resources Co MTDR 576485205 US5764852050 B7MSLL8 273,082 0 $9,789,989.70 0.68% Chemours Co/The CC 163851108 US1638511089 BZ0CTP8 267,267 0 $9,498,669.18 0.66% SLM Corp SLM 78442P106 US78442P1066 2101967 449,861 0 $9,406,593.51 0.66% EQT Corp EQT 26884L109 US26884L1098 2319414 425,889 0 $9,203,461.29 0.64% Range Resources Corp RRC 75281A109 US75281A1097 2523334 545,334 0 $8,888,944.20 0.62% Saia Inc SAIA 78709Y105 US78709Y1055 2982399 40,722 0 $8,588,677.02 0.60% Ryder System Inc R 783549108 US7835491082 2760669 113,485 0 $8,422,856.70 0.59% Eagle Materials Inc EXP 26969P108 US26969P1084 2191399 58,908 0 $8,383,197.48 0.58% Evercore Inc EVR 29977A105 US29977A1051 B1BHXZ2 57,137 0 $8,205,444.57 0.57% Stifel Financial Corp SF 860630102 US8606301021 2849234 125,405 0 $8,173,897.90 0.57% Marathon Oil Corp MRO 565849106 US5658491064 2910970 585,812 0 $8,113,496.20 0.57% Air Lease Corp AL 00912X302 US00912X3026 B3XS562 191,290 0 $8,076,263.80 0.56% SYNNEX Corp SNX 87162W100 US87162W1009 2002554 66,448 0 $8,031,569.76 0.56% SM Energy Co SM 78454L100 US78454L1008 2764188 314,641 0 $7,884,903.46 0.55% Navient Corp NAVI 63938C108 US63938C1080 BLP5GX1 401,485 0 $7,792,823.85 0.54% Alliance Data Systems Corp ADS 018581108 US0185811082 2762030 72,370 0 $7,657,469.70 0.53% Timken Co/The TKR 887389104 US8873891043 2892807 95,158 0 $7,622,155.80 0.53% Synovus Financial Corp SNV 87161C501 US87161C5013 BMH4NJ8 172,046 0 $7,594,110.44 0.53% Southwestern Energy Co SWN 845467109 US8454671095 2828619 1,357,293 0 $7,532,976.15 0.53% Abercrombie & Fitch Co ANF 002896207 US0028962076 2004185 163,365 0 $7,485,384.30 0.52% Commercial Metals Co CMC 201723103 US2017231034 2213260 241,947 0 $7,468,903.89 0.52% Dana Inc DAN 235825205 US2358252052 B2PFJR3 314,854 0 $7,468,336.88 0.52% Jabil Inc JBL 466313103 US4663131039 2471789 126,618 0 $7,391,958.84 0.52% Iridium Communications Inc IRDM 46269C102 US46269C1027 B2QH310 187,012 0 $7,336,480.76 0.51% Ensign Group Inc/The ENSG 29358P101 US29358P1012 B1YWPP8 82,411 0 $7,304,086.93 0.51% MGIC Investment Corp MTG 552848103 US5528481030 2548616 514,442 0 $7,233,054.52 0.50% Antero Resources Corp AR 03674X106 US03674X1063 BFD2WR8 492,038 0 $7,198,515.94 0.50% Carter's Inc CRI 146229109 US1462291097 2980939 69,376 0 $7,195,678.72 0.50% Western Alliance Bancorp WAL 957638109 US9576381092 B0CCGJ4 74,488 0 $7,121,797.68 0.50% NOV Inc NOV 62955J103 US62955J1034 BN2RYW9 453,931 0 $7,045,009.12 0.49% BankUnited Inc BKU 06652K103 US06652K1034 B3NNTZ4 163,083 0 $6,984,844.89 0.49% Popular Inc BPOP 733174700 PR7331747001 B86QM90 91,869 0 $6,937,028.19 0.48% Umpqua Holdings Corp UMPQ 904214103 US9042141039 2484389 370,577 0 $6,922,378.36 0.48% UFP Industries Inc UFPI 90278Q108 US90278Q1085 BMQ60Q1 92,290 0 $6,804,541.70 0.47% Murphy Oil Corp MUR 626717102 US6267171022 2611206 275,694 0 $6,669,037.86 0.47% Triton International Ltd TRTN G9078F107 BMG9078F1077 BDBBB21 127,552 0 $6,545,968.64 0.46% Murphy USA Inc MUSA 626755102 US6267551025 BCZWJ63 47,228 0 $6,368,695.80 0.44% Unum Group UNM 91529Y106 US91529Y1064 2433842 220,360 0 $6,322,128.40 0.44% Domtar Corp UFS 257559203 US2575592033 B1T84Z4 Avantis U.S. Small Cap Value ETF as of July 2, 2021 UIsnsume N Garmouep UTiNckMer 9CU15S2IP9Y106 UISSIN91529Y1064 2SE43D3O8L42 Share Quantity Contract Count Market Value Weight Domtar Corp UFS 257559203 US2575592033 B1T84Z4 113,719 0 $6,237,487.15 0.44% Cracker Barrel Old Country Store Inc CBRL 22410J106 US22410J1060 2231091 41,597 0 $6,218,335.53 0.43% Kohl's Corp KSS 500255104 US5002551043 2496113 113,298 0 $6,216,661.26 0.43% Capri Holdings Ltd CPRI G1890L107 VGG1890L1076 BJ1N1M9 110,024 0 $6,185,549.28 0.43% ServisFirst Bancshares Inc SFBS 81768T108 US81768T1088 BMH0MP5 92,135 0 $6,150,932.60 0.43% GATX Corp GATX 361448103 US3614481030 2362128 69,642 0 $6,115,264.02 0.43% Herc Holdings Inc HRI 42704L104 US42704L1044 BZBZ020 54,023 0 $6,056,518.53 0.42% Meritage Homes Corp MTH 59001A102 US59001A1025 2601326 63,427 0 $6,035,713.32 0.42% Wintrust Financial Corp WTFC 97650W108 US97650W1080 2425258 79,868 0 $5,979,717.16 0.42% Vishay Intertechnology Inc VSH 928298108 US9282981086 2930149 266,935 0 $5,968,666.60 0.42% Avnet Inc AVT 053807103 US0538071038 2066505 148,925 0 $5,961,467.75 0.42% Brighthouse Financial Inc BHF 10922N103 US10922N1037 BF429K9 131,055 0 $5,948,586.45 0.41% PROG Holdings Inc PRG 74319R101 US74319R1014 BLFGN66 123,667 0 $5,937,252.67 0.41% Nu Skin Enterprises Inc NUS 67018T105 US67018T1051 2616870 103,527 0 $5,896,897.92 0.41% American Eagle Outfitters Inc AEO 02553E106 US02553E1064 2048592 157,152 0 $5,883,770.88 0.41% Tri Pointe Homes Inc TPH 87265H109 US87265H1095 B92CQF3 267,884 0 $5,880,053.80 0.41% Radian Group Inc RDN 750236101 US7502361014 2173911 257,100 0 $5,795,034.00 0.40% CNO Financial Group Inc CNO 12621E103 US12621E1038 2657750 242,903 0 $5,766,517.22 0.40% Helmerich & Payne Inc HP 423452101 US4234521015 2420101 173,409 0 $5,753,710.62 0.40% Hanover Insurance Group Inc/The THG 410867105 US4108671052 2020415 42,154 0 $5,737,159.40 0.40% CIT Group Inc CIT 125581801 US1255818015 B4Z73G0 113,853 0 $5,724,528.84 0.40% Insight Enterprises Inc NSIT 45765U103 US45765U1034 2475060 56,750 0 $5,670,460.00 0.40% Cabot Corp CBT 127055101 US1270551013 2162500 96,103 0 $5,566,285.76 0.39% Callon Petroleum Co CPE 13123X508 US13123X5086 BMYVSM0 97,346 0 $5,565,270.82 0.39% PennyMac Financial Services Inc PFSI 70932M107 US70932M1071 BGYTGH3 92,022 0 $5,532,362.64 0.39% FNB Corp/PA FNB 302520101 US3025201019 2041308 447,142 0 $5,477,489.50 0.38% Matson Inc MATX 57686G105 US57686G1058 B8GNC91 83,718 0 $5,357,114.82 0.37% Big Lots Inc BIG 089302103 US0893021032 2218447 83,315 0 $5,345,490.40 0.37% Hilltop Holdings Inc HTH 432748101 US4327481010 2365428 145,952 0 $5,280,543.36 0.37% American Equity Investment Life Holding Co AEL 025676206 US0256762065 2191300 166,770 0 $5,279,938.20 0.37% Janus Henderson Group PLC JHG G4474Y214 JE00BYPZJM29 BYPZJQ6 133,732 0 $5,247,643.68 0.37% MasTec Inc MTZ 576323109 US5763231090 2155306 49,584 0 $5,241,524.64 0.37% Bank of Hawaii Corp BOH 062540109 US0625401098 2074070 62,226 0 $5,223,250.44 0.36% Vista Outdoor Inc VSTO 928377100 US9283771007 BVGC697 126,584 0 $5,222,855.84 0.36% Masonite International Corp DOOR 575385109 CA5753851099 BCZM468 46,192 0 $5,205,376.48 0.36% Sprouts Farmers Market Inc SFM 85208M102 US85208M1027 BCGCR79 203,398 0 $5,184,615.02 0.36% Whiting Petroleum Corp WLL 966387508 US9663875089 BKPM646 90,019 0 $5,138,284.52 0.36% Owens & Minor Inc OMI 690732102 US6907321029 2665128 121,020 0 $5,090,101.20 0.36% UMB Financial Corp UMBF 902788108 US9027881088 2918510 54,687 0 $5,068,391.16 0.35% Axos Financial Inc AX 05465C100 US05465C1009 BGK38H3 109,895 0 $5,067,258.45 0.35% Kennametal Inc KMT 489170100 US4891701009 2488121 140,979 0 $5,058,326.52 0.35% Sanmina Corp SANM 801056102 US8010561020 B92RRW2 130,515 0 $5,053,540.80 0.35% Boise Cascade Co BCC 09739D100 US09739D1000 B9BP4R1 86,565 0 $5,004,322.65 0.35% Stepan Co SCL 858586100 US8585861003 2845005 41,052 0 $5,004,238.80 0.35% Terex Corp TEX 880779103 US8807791038 2884224 105,302 0 $4,952,353.06 0.35% Telephone and Data Systems Inc TDS 879433829 US8794338298 B6YR5K3 213,731 0 $4,937,186.10 0.34% Valley National Bancorp VLY 919794107 US9197941076 2935326 370,015 0 $4,924,899.65 0.34% Renewable Energy Group Inc REGI 75972A301 US75972A3014 B7577T2 79,474 0 $4,911,493.20 0.34% Allegheny Technologies Inc ATI 01741R102 US01741R1023 2526117 Avantis U.S.
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    2017 Annual Corporate Governance Review > Annual Meetings > Shareholder Proposals > Say-on-Pay Votes 2017 Annual Corporate Governance Review > Annual Meetings > Shareholder Proposals > Say-on-Pay Votes This page intentionally left blank. Contents Executive Summary & Acknowledgements 4 Methodology 6 PART 1 – SHAREHOLDER PROPOSAL VOTING RESULTS Figure 1 Corporate Governance Proposals Submitted – 2013 to 2017 (Chart) 8 Figure 2 Corporate Governance Proposals Voted On – 2013 to 2017 (Chart) 8 Figure 3 Corporate Governance Proposals Voted On – 2013 to 2017 (Table) 8 Figure 4 Summary Average Voting Results for Selected Proposals – 2017 (Table) 9 Figure 5 Proposals Relating to Board Issues – 2013 to 2017 (Chart and Table) 10 Figure 6 Proposals Relating to Shareholder Rights – 2013 to 2017 (Chart and Table) 10 Figure 7 Proposals Relating to Proxy Access – 2016 and 2017 (Chart and Table) 11 Figure 8 Sponsorship of Corporate Governance Proposals – 2016 and 2017 (Table) 12 Figure 9 Shareholder Proposal Voting Results Sorted by Company – 2017 (Table) 13 Figure 10 Shareholder Proposal Voting Results Sorted by Proposal – 2017 (Table) 18 Figure 11 Shareholder Proposal Voting Results Sorted by Sponsor – 2017 (Table) 23 PART 2 – SELECTED SHAREHOLDER PROPOSALS – ENVIRONMENTAL, SOCIAL AND GOVERNANCE Figure 12 Shareholder Proposals – Board Diversity, Voting Results – 2017 (Table) 30 Figure 13 Shareholder Proposals – Political Contributions, Voting Results – 2017 (Table) 30 Figure 14 Shareholder Proposals – Gender Pay Gap, Voting Results – 2017 (Table) 32
  • By Taxing Body, the Hundred Taxpayers

    By Taxing Body, the Hundred Taxpayers

    BY TAXING BODY, THE HUNDRED TAXPAYERS WITH THE LARGEST VALUATIONS TAXING BODY TWP-PINNUM VALUATION TAXPAYER NAME ANDALUSIA FPD 161526301023 472,030 PITHAN LARRY C 161532200009 304,320 SNOWSTAR CORP 152218400006 277,685 BIG RIVER RESOURCES W BUR 161527200005 228,240 ANDALUSIA COMMUNITY BANK 152208101001 223,640 AT&T/PROPERTY/TAX/ADMINIS 161525100007 216,319 MIDWEST METHANE INC 152215100001 186,400 JAHN CLARISSA M 172114100002 171,783 FUHR ALLAN W 161532301034 160,833 LONG ROBERT M 152218400005 154,356 MARTIN CAROL M 161528300012 154,189 SCHADLER JOSEPH 161535100006 153,389 ANDERSON JOANN 152217300001 150,203 MARTIN CAROL M 161529400027 143,882 DUCKYS LAGOON 161526300003 138,583 ANDALUSIA VENTURES/DIFRYE 152204400001 137,196 BOSSEN TIFFANY A 171426400009 133,670 CORWIN LLOYD L/DARLENE 171425401013 132,396 SKOREPA THOMAS A 152201200007 128,687 BOSSEN LEE G 161527301009 126,800 STINE MICHAEL C 172102300002 125,357 STEWART JAMES E/DONNA L 152208300008 124,574 BLACKHAWK BANK & TRUST 161532301048 123,277 RICHHART DON R 161532301032 122,742 COOK KIMBER E 161527137006 122,356 CASEYS RETAIL CO/ACCT DEP 152218300001 121,972 MUELLER THOMAS E 171425402006 121,787 FIRTH WILLIAM L/JANICE R 161526200019 119,709 SCHMIDT JEFFREY A 161534300013 115,208 WOEBER KYLE A/JAYNE 161535300003 114,627 WILKENS WILL/CONST 161536401030 114,252 ALLEN RONALD R 161527406014 114,104 HOLBERT JOHN E 161535100005 112,300 BAYNE LISA 161535400007 111,584 SCHAUENBERG ROBERT D 161532301040 111,467 DUDZIK STEPHEN J 161534300001 111,281 COLLINS CAROL A 161536101002 110,744 LAWRENCE
  • Usef-I Q2 2021

    Usef-I Q2 2021

    Units Cost Market Value U.S. EQUITY FUND-I U.S. Equities 88.35% Domestic Common Stocks 10X GENOMICS INC 5,585 868,056 1,093,655 1ST SOURCE CORP 249 9,322 11,569 2U INC 301 10,632 12,543 3D SYSTEMS CORP 128 1,079 5,116 3M CO 11,516 2,040,779 2,287,423 A O SMITH CORP 6,897 407,294 496,998 AARON'S CO INC/THE 472 8,022 15,099 ABBOTT LABORATORIES 24,799 2,007,619 2,874,948 ABBVIE INC 17,604 1,588,697 1,982,915 ABERCROMBIE & FITCH CO 1,021 19,690 47,405 ABIOMED INC 9,158 2,800,138 2,858,303 ABM INDUSTRIES INC 1,126 40,076 49,938 ACACIA RESEARCH CORP 1,223 7,498 8,267 ACADEMY SPORTS & OUTDOORS INC 1,036 35,982 42,725 ACADIA HEALTHCARE CO INC 2,181 67,154 136,858 ACADIA REALTY TRUST 1,390 24,572 30,524 ACCO BRANDS CORP 1,709 11,329 14,749 ACI WORLDWIDE INC 6,138 169,838 227,965 ACTIVISION BLIZZARD INC 13,175 839,968 1,257,422 ACUITY BRANDS INC 1,404 132,535 262,590 ACUSHNET HOLDINGS CORP 466 15,677 23,020 ADAPTHEALTH CORP 1,320 39,475 36,181 ADAPTIVE BIOTECHNOLOGIES CORP 18,687 644,897 763,551 ADDUS HOMECARE CORP 148 13,034 12,912 ADOBE INC 5,047 1,447,216 2,955,725 ADT INC 3,049 22,268 32,899 ADTALEM GLOBAL EDUCATION INC 846 31,161 30,151 ADTRAN INC 892 10,257 18,420 ADVANCE AUTO PARTS INC 216 34,544 44,310 ADVANCED DRAINAGE SYSTEMS INC 12,295 298,154 1,433,228 ADVANCED MICRO DEVICES INC 14,280 895,664 1,341,320 ADVANSIX INC 674 15,459 20,126 ADVANTAGE SOLUTIONS INC 1,279 14,497 13,800 ADVERUM BIOTECHNOLOGIES INC 1,840 7,030 6,440 AECOM 5,145 227,453 325,781 AEGLEA BIOTHERAPEUTICS INC 287 1,770 1,998 AEMETIS INC 498 6,023 5,563 AERSALE CORP