Corporate Data / Share Information / Credit Rating

CORPORATE DATA About Nomura < Basic Information in the Report > Company name , Inc. The common shares of Nomura Holdings, Inc. are listed on the Tokyo, Nagoya, Listing and Singapore stock exchanges. The shares are also listed on the NYSE in the Date of incorporation December 25, 1925 form of American Depositary Shares (ADSs) evidenced by American Depositary Receipts (ADRs). Each ADS represents one share of common stock. Period covered April 1, 2016 to March 31, 2017 Entities covered 1-9-1, , Chuo-ku, Tokyo Securities code 8604 (), NMR (New York Stock Exchange) Head office 103-8645, (Some content may be outside this time frame.) Nomura Holdings, Inc. and its major subsidiaries and affiliates UFJ Trust and Banking Corporation Transfer agent and registrar Reporting cycle Once a year http://www.nomuraholdings.com/company/group/ Paid-in capital ¥594,493 million Corporate Agency Department Previous: August 2016 Numerical data are presented alongside information on the Group employees 28,186 Depositary for American The Bank of New York Mellon scope of companies covered. Depositary Receipts (ADRs) Current: August 2017 Common stock issued 3,822,562,601 shares Date of record for dividend September 30, March 31 Number of shareholders 379,603 (Unit shareholders: 357,883) payments Reference guidelines • GRI Sustainability Reporting Standards (GRI Standards) 2016 This report contains information regarding the standard disclosure items contained in the GRI Standards SHARE INFORMATION (As of March 31, 2017) 2016. Please access the following URL on our corporate website for our GRI Guidelines Index. 1 http://www.nomuraholdings.com/csr/gri/index.html Major shareholders (Top 10)* Component ratio of shareholders Strategies for Value Creation Number of shares Ownership • Environmental Reporting Guidelines (2012 Version) of Japan’s Ministry of the Environment Name of shareholder 2 2 owned (thousands)* (%)* Financial institutions • Charter of Corporate Behavior of Keidanren Individuals and others (including Financial Japan Trustee Services Bank, Ltd. (Trust Account) 204,409 5.8% (including treasury stock) instruments firms) The Master Trust Bank of Japan, Ltd. (Trust Account) 152,015 4.3% 33.3% 25.9% Japan Trustee Services Bank, Ltd. (Trust Account 5) 74,128 2.1% State Street Bank and Trust Company 61,747 1.7% Other legal entities State Street Bank West Client-Treaty 505234 55,202 1.6% Editing Nomura Report 2017 3.7% Japan Trustee Services Bank, Ltd. (Trust Account 1) 54,864 1.6% Japan Trustee Services Bank, Ltd. (Trust Account 2) 54,364 1.5% Since 2012, we have been publishing the Nomura Report as an integrated version Foreign legal Japan Trustee Services Bank, Ltd. (Trust Account 7) 54,153 1.5% entities of our Annual Report and CSR Report. In this sixth edition of the Nomura Report, Japan Trustee Services Bank, Ltd. (Trust Account 9) 46,852 1.3% 37.1% we place the spotlight on Nomura’s activities and what defines us, starting with our The Bank of New York Mellon SA/NV 10 44,288 1.3% *1 The Company has 293,373 thousand shares of treasury stock as of March 31, 2017 which is not mission to contribute to economic development and realization of a prosperous included in the major shareholders list above.

*2 Figures for Number of Shares Owned are rounded down to the nearest thousand and figures for society through its involvement in the securities industry. We take as our entry Strengths Supporting Value Creation Percentage of Shares Owned are calculated excluding treasury stock. points our business, people, governance, and financial and non-financial Nomura Holdings 1 Hajime Ikeda Total Shareholder Return (TSR)* TOPIX perspectives. We hope to deepen readers’ understanding of Nomura Group’s SMD, Group Corporate TSR (annual average) initiatives, including our efforts to realize our management targets for 2020 and to Communications, Holding Period*2 1 year 3 years 5 years create corporate value over the medium to long term, as well as our endeavors to Corporate Citizenship and 3.00 Nomura Holdings 42.57% 4.31% 16.41% Tokyo 2020 TOPIX 14.75% 10.14% 14.42% embrace change and achieve sustained growth through 2020 and beyond. Olympic and Paralympic 2.50 In preparing this report, we took into consideration the global trend towards Relative value of stock 2.00 price with dividends integrated reports, and have referenced the international integrated reporting reinvested, assuming the closing price of framework advocated by the International Integrated Reporting Council (IIRC) and 1.50 stock on March 30, 2012 was set at 1. GRI Standards 2016. In addition, we have received guarantees from independent 1.00 external organizations, thereby enhancing the reliability and transparency of certain Corporate Information / Data CSR data. 0.50 With the aim of having this report help to deepen dialogue with all of our 0.00 Mar. 2012 Mar. 2013 Mar. 2014 Mar. 2015 Mar. 2016 Mar. 2017 stakeholders, we will continue to proactively disclose information while working to *1 TSR: Total shareholder return, combining capital gains and dividend. Dividend is to be reinvested. Source: Nomura, based on Bloomberg improve its reliability. *2 Holding period until March 31,2017

CREDIT RATING (As of June 30, 2017)

Nomura Securities Nomura Holdings INQUIRIES Nomura Holdings, Inc. Long-term Short-term Long-term Short-term R&I A+ a-1 A+ a-1 • Investor Relations • Corporate Citizenship Department JCR AA- — AA- — Urbannet Otemachi Building, 2-2-2, Otemachi Nomura Building, 2-1-1, Otemachi, Moody’s A3 P-2 Baa1 — Otemachi, Chiyoda-ku, Tokyo 100-8130, Japan Chiyoda-ku, Tokyo 100-8170, Japan Tel: +81 (3) 5255-1000 (Main switchboard) Tel: +81 (3) 5255-1000 (Main switchboard) Standard & Poor’s A A-1 A- A-2 e-mail: [email protected] Fitch Ratings A- F1 A- F1

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