Spaces of Incompressible Surfaces
Allen Hatcher
The homotopy type of the space of PL homeomorphisms of a Haken 3 manifold was computed in [H1], and with the subsequent proof of the Smale conjecture in [H2], the computation carried over to di eomorphisms as well. These results were also obtained independently by Ivanov [I1,I2]. The main step in the calculation in [H1], though not explicitly stated in these terms, was to show that the space of embeddings of an incom- pressible surface in a Haken 3 manifold has components which are contractible, except in a few special situations where the components have a very simple noncontractible homotopy type. The purpose of the present note is to give precise statements of these embedding results along with simpli ed proofs using ideas from [H3]. We also rederive the calculation of the homotopy type of the di eomorphism group of a Haken 3 manifold.
Let M be an orientable compact connected irreducible 3-manifold, and let S be an incompressible surface in M , by which we mean: — S is a compact connected surface, not S , embedded in M properly, i.e., S ∩ ∂M = ∂S. — The normal bundle of S in M is trivial. Since M is orientable, this just means S is orientable.
— The inclusion S,→M induces an injective homomorphism on .
We denote by E(S, M rel ∂S) the space of smooth embeddings S → M agreeing with the given inclusion S,→M on ∂S. The group Diff(S rel ∂S) of di eomorphisms S → S restricting to the identity on ∂S acts freely on E(S, M rel ∂S) by composition, with orbit space the space P (S, M rel ∂S) of subsurfaces of M di eomorphic to S by a dif- feomorphism restricting to the identity on ∂S. We think of points of P (S, M rel ∂S)as “positions” or “placements” of S in M . There is a bration
Diff(S rel ∂S) → E ( S, M rel ∂S) → P ( S, M rel ∂S) giving rise to a long exact sequence of homotopy groups. It is known that iDiff(S rel ∂S) is zero for i>0, except when S is the torus T and i = 1, when the inclusion T ,→ Diff(T ) as rotations induces an isomorphism on . So the higher homotopy groups of E(S, M rel ∂S) and P (S, M rel ∂S) are virtually identical.
1 Theorem 1. Let S be an incompressible surface in M . Then:
(a) iP (S, M rel ∂S)=0for all i>0unless ∂S = ∅ and S is the ber of a surface bundle structure on M . In this exceptional case the inclusion S ,→ P (S, M) as the