Raymond James Third-Party Research Material Conflict of Interest Disclosures for CGS-CIMB

This material disclosure page refers to third-party research prepared for and distributed in the U.S. by Raymond James & Associates, Inc. (RJA) pursuant to an arrangement between RJA and CGS- CIMB Securities International Pte. Ltd. (CGS-CIMB). CGS-CIMB is not an affiliate of RJA. The third-party resarch reports are distributed solely to persons who qualify as “U.S. Institutional Investors” or as “Major U.S. Institutional Investors” as defined in Rule 15a-6 under the Securities and Exchange Act of 1934, as amended. Those communications are only for U.S. Institutional Investors or Major U.S. Institutional Investor whose ordinary business activities involve investing in shares, bonds, and associated securities and/or derivative securities and who have professional experience in such investments. Any person who is not a U.S. Institutional Investor or Major U.S. Institutional Investor must not rely on those communications. The delivery of those third-party research reports to any person in the U.S. is not a recommendation to effect any transactions in the securities discussed therein, or an endorsement of any opinion expressed therein. If you are receiving those reports in the U.S from RJA, a FINRA/SIPC member, it takes responsibility for the content of those reports. For further information or to place an order in any of the securities mentioned in those third-party research reports, please contact a registered representative of CGS-CIMB Securities (USA) Inc. or RJA. Set forth below are certain required disclosure related to the company(ies) covered in the third-party research reports previously provided:

If the member or any of its affiliates:

If any other material conflict of interest of the research analyst or member that the expects to receive or intends to If the member was making a managed or co-managed a received compensation for beneficially own 1% or more of research analyst or an associated person seek compensation for market in the securities of the public offering of securities for investment banking services any class of common equity of the member with the ability to influence investment banking services subject company at the time of the subject company in the past from the subject company in the securities of the subject the content of a research report knows or from the subject company in the publication or distribution of the 12 months: past 12 months: company: has reason to know at the time of the next three months: research report: publication or distribution of a research report:

Company Bloomberg Symbol 7-Eleven Holdings SEM MK No No No No No No AAC Technologies 2018 HK No No No No No No Adaro Energy ADRO IJ No No No No No No Adi Sarana Armada ASSA IJ No No No No No No ADVANC TB No No No No No No AEM Holdings Ltd AEM SP No No No No No No Aemulus Holdings Bhd AMLS MK No No No No No No AfreecaTV Co Ltd 067160 KS No No No No No No Agile Group 3383 HK No No No No No No Agricultural of 1288 HK No No No No No No Agricultural -A 601288 CH No No No No No No AIA Group 1299 HK No No No No No No 9988 HK No No No No No No A-Living Services 3319 HK No No No No No No Amata Corporation AMATA TB No No No No No No Amoy Diagnostics 300685 CH No No No No No No Anhui Gujing Distillery 000596 CH No No No No No No 2020 HK No No No No No No Aoyuan Healthy Life 3662 HK No No No No No No AP () AP TB No No No No No No APAC Realty Ltd APAC SP No No No No No No ARA LOGOS Logistics Trust ALLT SP No No No No No No Ascendas REIT AREIT SP No No No No No No AsiaInfo Technologies 1675 HK No No No No No No ASM Pacific Technology Ltd 522 HK No No No No No No Astra Agro Lestari AALI IJ No No No No No No ATA IMS Bhd AIB MK No No No No No No AWC Berhad AWCF MK No No No No No No Group AXIATA MK No No No No No No Axis REIT AXRB MK No No No No No No Bank BBL TB No No No No No No Bangkok Chain Hospital BCH TB No No No No No No Bank Central BBCA IJ No No No No No No Bank Danamon BDMN IJ No No No No No No Bank Mandiri BMRI IJ No No No No No No Bank Negara BBNI IJ No No No No No No Bank of China 3988 HK No No No No No No Bank of China-A 601988 CH No No No No No No 3328 HK No No No No No No Bank of Communications-A 601328 CH No No No No No No BBMG 2009 HK No No No No No No Berjaya Food Berhad BFD MK No No No No No No Berjaya Sports Toto BST MK No No No No No No Bermaz Auto Berhad BAUTO MK No No No No No No BGF 282330 KS No No No No No No BH Co. 090460 KS No No No No No No Blue Bird BIRD IJ No No No No No No BOE Technology Group-A 000725 CH No No No No No No Bonia Corporation BON MK No No No No No No Boustead Projects Limited BOCJ SP No No No No No No Boustead Ltd BOCS SP No No No No No No BRC Asia Ltd BRC SP No No No No No No British American Tobacco ROTH MK No No No No No No BTS Group BTS TB No No No No No No Bukit Asam PTBA IJ No No No No No No Bumi Armada BAB MK No No No No No No Bumi Serpong Damai BSDE IJ No No No No No No CapitaLand CAPL SP No No No No No No CapitaLand Integrated Commercial CICT SP No No No No No No Carabao Group CBG TB No No No No No No CCK Consolidated Holdings CCK MK No No No No No No Central Pattana CPN TB No No No No No No Central Retail Corporation CRC TB No No No No No No CH. Karnchang CK TB No No No No No No Charoen Pokphand Foods CPF TB No No No No No No Charoen Pokphand Indonesia CPIN IJ No No No No No No China Aoyuan Group 3883 HK No No No No No No China CITIC Bank 998 HK No No No No No No China CITIC Bank-A 601998 CH No No No No No No China Communications Services Corp 552 HK No No No No No No 939 HK No No No No No No China Construction Bank-A 601939 CH No No No No No No China Education Group 839 HK No No No No No No China 3333 HK No No No No No No China Lesso 2128 HK No No No No No No China Life 2628 HK No No No No No No China Literature Ltd 772 HK No No No No No No If any other material conflict of interest of the research analyst or member that the expects to receive or intends to If the member was making a managed or co-managed a received compensation for beneficially own 1% or more of research analyst or an associated person seek compensation for market in the securities of the public offering of securities for investment banking services any class of common equity of the member with the ability to influence investment banking services subject company at the time of the subject company in the past from the subject company in the securities of the subject the content of a research report knows or from the subject company in the publication or distribution of the 12 months: past 12 months: company: has reason to know at the time of the next three months: research report: publication or distribution of a research report:

Company Bloomberg Symbol China Mengniu Dairy 2319 HK No No No No No No 3968 HK No No No No No No China Merchants Bank-A 600036 CH No No No No No No China Merchants Shekou Industrial Zone 001979 CH No No No No No No China Modern Dairy Holdings 1117 HK No No No No No No China New Higher Education 2001 HK No No No No No No China Overseas Land & Investment Ltd 688 HK No No No No No No China Overseas Property Holdings 2669 HK No No No No No No China Pacific Insurance 2601 HK No No No No No No Beer 291 HK No No No No No No 1109 HK No No No No No No China Sunsine Chemical Holdings CSSC SP No No No No No No China Tourism Group Duty Free 601888 CH No No No No No No 788 HK No No No No No No China Traditional Chinese Medicine 570 HK No No No No No No China Water Affairs 855 HK No No No No No No China Yuchai International CYD US No No No No No No China Yuhua Education Corp 6169 HK No No No No No No Rural Comm Bank 3618 HK No No No No No No Chularat Hospital CHG TB No No No No No No CIFI Holdings 884 HK No No No No No No Ciputra Development CTRA IJ No No No No No No CITIC Securities 6030 HK No No No No No No CITIC Securities-A 600030 CH No No No No No No CITIC Telecom 1883 HK No No No No No No City Developments CIT SP No No No No No No CJ ENM 035760 KS No No No No No No CK Asset Holdings Limited 1113 HK No No No No No No CNBM 3323 HK No No No No No No COM2US 078340 KS No No No No No No ComfortDelGro CD SP No No No No No No Conch Cement 914 HK No No No No No No Conch Cement-A 600585 CH No No No No No No Services 6098 HK No No No No No No Cowell e Holdings Inc 1415 HK No No No No No No CP All CPALL TB No No No No No No CPN Retail Growth Leasehold REIT CPNREIT TB No No No No No No CR Cement 1313 HK No No No No No No CRCC 1186 HK No No No No No No CRCC-A 601186 CH No No No No No No Credit Bureau Asia Ltd CBA SP No No No No No No CRG 390 HK No No No No No No CRG-A 601390 CH No No No No No No CRRC 1766 HK No No No No No No CRRC-A 601766 CH No No No No No No CRSC 3969 HK No No No No No No CRSC-A 688009 CH No No No No No No CS Wind 112610 KS No No No No No No CSCI 3311 HK No No No No No No CSE Global CSE SP No No No No No No CSPC Pharmaceutical 1093 HK No No No No No No Daeduck Electronics 353200 KS No No No No No No Daelim Industrial 000210 KS No No No No No No Daewoo Shipbuilding & Marine 042660 KS No No No No No No Daibochi Bhd DPP MK No No No No No No Dairy Farm Int'l DFI SP No No No No No No DB HiTek 000990 KS No No No No No No DBS Group DBS SP No No No No No No DC Holdings 861 HK No No No No No No Dharma Satya Nusantara DSNG IJ No No No No No No Dialog Group Bhd DLG MK No No No No No No Dian Diagnostics 300244 CH No No No No No No Digital Infrastructure Fun DIF TB No No No No No No DKSH Holdings (Malaysia) DKSH MK No No No No No No Dongsung Finetec 033500 KS No No No No No No Doosan Bobcat 241560 KS No No No No No No Doosan Fuel Cell 336260 KS No No No No No No Douzone Bizon 012510 KS No No No No No No DRB-Hicom DRB MK No No No No No No Duk San Neolux 213420 KS No No No No No No EITA Resources Bhd EITA MK No No No No No No Elite Commercial REIT ELITE SP No No No No No No Erajaya Swasembada ERAA IJ No No No No No No ESR-REIT EREIT SP No No No No No No Eve Energy 300014 CH No No No No No No Ever Sunshine 1995 HK No No No No No No F&F 007700 KS No No No No No No Far East Hospitality Trust FEHT SP No No No No No No First REIT FIRT SP No No No No No No First Resources Ltd FR SP No No No No No No Foshan Haitian Flavouring 603288 CH No No No No No No Frasers Centrepoint Trust FCT SP No No No No No No Frasers Property Limited FPL SP No No No No No No Frencken Group Ltd FRKN SP No No No No No No Fu Yu Corp Ltd FUYU SP No No No No No No Fufeng Group 546 HK No No No No No No Gas Malaysia Berhad GMB MK No No No No No No Gemdale Corp 600383 CH No No No No No No Genting Bhd GENT MK No No No No No No Genting Plantations GENP MK No No No No No No Genting Singapore GENS SP No No No No No No GF Securities 1776 HK No No No No No No GF Securities-A 000776 CH No No No No No No If any other material conflict of interest of the research analyst or member that the expects to receive or intends to If the member was making a managed or co-managed a received compensation for beneficially own 1% or more of research analyst or an associated person seek compensation for market in the securities of the public offering of securities for investment banking services any class of common equity of the member with the ability to influence investment banking services subject company at the time of the subject company in the past from the subject company in the securities of the subject the content of a research report knows or from the subject company in the publication or distribution of the 12 months: past 12 months: company: has reason to know at the time of the next three months: research report: publication or distribution of a research report:

Company Bloomberg Symbol GKE Corp Ltd GKEC SP No No No No No No Grand Venture Technology Ltd GVTL SP No No No No No No Gree 000651 CH No No No No No No GS Engineering & Constr 006360 KS No No No No No No GS Holdings Corp 078930 KS No No No No No No GS Retail 007070 KS No No No No No No GTJA International 1788 HK No No No No No No Haitong International 665 HK No No No No No No 6837 HK No No No No No No Han Kuk Carbon 017960 KS No No No No No No Hana Microelectronics HANA TB No No No No No No Handsome Co Ltd 020000 KS No No No No No No & Technology 161390 KS No No No No No No Hanmi Semiconductor 042700 KS No No No No No No Hanon Systems 018880 KS No No No No No No Hanssem Co Ltd 009240 KS No No No No No No 009830 KS No No No No No No Hap Seng Plantations HAPL MK No No No No No No Hartalega Holdings HART MK No No No No No No HDC Hyundai Development 294870 KS No No No No No No Henderson Land Development 12 HK No No No No No No Hengan Intl Group 1044 HK No No No No No No Ho Bee Land HOBEE SP No No No No No No Home Product Center HMPRO TB No No No No No No Exchange 388 HK No No No No No No HLBK MK No No No No No No Hongfa Technology 600885 CH No No No No No No Hongkong Land Holdings Ltd HKL SP No No No No No No 008770 KS No No No No No No HRnetGroup Limited HRNET SP No No No No No No Huali University Group 1756 HK No No No No No No Hundsun Technologies-A 600570 CH No No No No No No Hysan Development 14 HK No No No No No No 069960 KS No No No No No No Hyundai Engineering & Constr 000720 KS No No No No No No Hyundai Home Shopping Network Corp 057050 KS No No No No No No 010620 KS No No No No No No ICBC 1398 HK No No No No No No Ichitan Group ICHI TB No No No No No No iClick Interactive ICLK US No No No No No No IGB REIT IGBREIT MK No No No No No No IHH Healthcare Bhd IHH MK No No No No No No IJM Corp Bhd IJM MK No No No No No No Iljin Materials 020150 KS No No No No No No Inari-Amertron Bhd INRI MK No No No No No No Indocement INTP IJ No No No No No No Indofood CBP ICBP IJ No No No No No No Indofood Sukses Makmur INDF IJ No No No No No No Indosat ISAT IJ No No No No No No InNature Bhd INNATURE MK No No No No No No Inner Mongolia Yili Indus-A 600887 CH No No No No No No ISDN Holdings Ltd ISDN SP No No No No No No Japfa Ltd JAP SP No No No No No No Jasa Marga JSMR IJ No No No No No No JD.com Inc JD US No No No No No No Jiangsu King's Luck Brewery 603369 CH No No No No No No Jiangsu Yanghe Brewery 002304 CH No No No No No No Jiutian Chemical Group Ltd JIUC SP No No No No No No Jonjee Hi-Tech Industrial 600872 CH No No No No No No Ju Teng 3336 HK No No No No No No JYP Entertainment Corp 035900 KS No No No No No No 035720 KS No No No No No No Kalbe Farma KLBF IJ No No No No No No Karex Berhad KAREX MK No No No No No No KBANK TB No No No No No No Kawan Food KFB MK No No No No No No KCE Electronics KCE TB No No No No No No Keppel Corporation KEP SP No No No No No No Keppel REIT KREIT SP No No No No No No Kerry Properties 683 HK No No No No No No Motors 000270 KS No No No No No No Kingdee 268 HK No No No No No No Koolearn Technology 1797 HK No No No No No No Korea Shipbuilding & Offshore 009540 KS No No No No No No Kossan Rubber Industries KRI MK No No No No No No Koufu Group Ltd KOUFU SP No No No No No No KPJ Healthcare KPJ MK No No No No No No KT Corp 030200 KS No No No No No No 011780 KS No No No No No No 600519 CH No No No No No No KWG Group 1813 HK No No No No No No KWG Living 3913 HK No No No No No No LH TB No No No No No No Languang Justbon 2606 HK No No No No No No LBS Bina Group LBS MK No No No No No No Lee & Man Paper 2314 HK No No No No No No Lee Swee Kiat Group LSKG MK No No No No No No Leeno Industrial Inc 058470 KS No No No No No No Lendlease Global Commercial REIT LREIT SP No No No No No No Lenovo Group 992 HK No No No No No No Lens Technology Co Ltd-A 300433 CH No No No No No No LG Chem 051910 KS No No No No No No LG Electronics 066570 KS No No No No No No If any other material conflict of interest of the research analyst or member that the expects to receive or intends to If the member was making a managed or co-managed a received compensation for beneficially own 1% or more of research analyst or an associated person seek compensation for market in the securities of the public offering of securities for investment banking services any class of common equity of the member with the ability to influence investment banking services subject company at the time of the subject company in the past from the subject company in the securities of the subject the content of a research report knows or from the subject company in the publication or distribution of the 12 months: past 12 months: company: has reason to know at the time of the next three months: research report: publication or distribution of a research report:

Company Bloomberg Symbol LG Household & Health Care Ltd 051900 KS No No No No No No LG Innotek 011070 KS No No No No No No LG Uplus Corp 032640 KS No No No No No No Li Ning Company 2331 HK No No No No No No Link Net LINK IJ No No No No No No Link REIT 823 HK No No No No No No Logan Property Holdings 3380 HK No No No No No No London Sumatra LSIP IJ No No No No No No Longfor Group 960 HK No No No No No No Lotte Chemical Titan TTNP MK No No No No No No Lotte Shopping 023530 KS No No No No No No 000568 CH No No No No No No M&G Stationery Inc 603899 CH No No No No No No Magnum Bhd MAG MK No No No No No No Mah Sing Group MSGB MK No No No No No No Corporation MLK MK No No No No No No Holdings MAHB MK No No No No No No Malaysian Pacific Industries MPI MK No No No No No No Malaysian Resources Corp MRC MK No No No No No No Malindo Feedmill MAIN IJ No No No No No No 204320 KS No No No No No No Manulife US REIT MUST SP No No No No No No Mapletree North Asia Commercial Trust MAGIC SP No No No No No No Marubi Biotechnology 603983 CH No No No No No No Mc Group MC TB No No No No No No Media Chinese Int'l MCIL MK No No No No No No Media Nusantara Citra MNCN IJ No No No No No No Media Prima Bhd MPR MK No No No No No No Medikaloka Hermina HEAL IJ No No No No No No Meituan 3690 HK No No No No No No Microport Cardioflow Medtech Corp 2160 HK No No No No No No Microport Scientific Corp 853 HK No No No No No No Midea 000333 CH No No No No No No Midland Holdings Ltd 1200 HK No No No No No No Mindray 300760 CH No No No No No No MISC Bhd MISC MK No No No No No No Mitra Adi Perkasa MAPI IJ No No No No No No Mitra Keluarga Karyasehat MIKA IJ No No No No No No MK Restaurant Group M TB No No No No No No Mr D.I.Y. Group (M) Bhd MRDIY MK No No No No No No MSM Malaysia Holdings MSM MK No No No No No No Muangthai Capital MTC TB No No No No No No MY E.G. Services MYEG MK No No No No No No Nanofilm Technologies Int'l Ltd NANO SP No No No No No No NAVER 035420 KS No No No No No No NCSOFT 036570 KS No No No No No No Netbay NETBAY TB No No No No No No NetJoy 2131 HK No No No No No No Netlink NBN Trust NETLINK SP No No No No No No 1336 HK No No No No No No New Oriental Education EDU US No No No No No No New World Development 17 HK No No No No No No NHN Corp 181710 KS No No No No No No Nissin Foods Co Ltd 1475 HK No No No No No No OCBC OCBC SP No No No No No No Oceancash Pacific Bhd OCP MK No No No No No No OCI 010060 KS No No No No No No O-Net 877 HK No No No No No No Osotspa OSP TB No No No No No No Pakuwon Jati PWON IJ No No No No No No PAX Global Technology Ltd 327 HK No No No No No No Pembangunan Perumahan PTPP IJ No No No No No No Pentamaster 1665 HK No No No No No No Chemicals Group PCHEM MK No No No No No No Petronas Dagangan Bhd PETD MK No No No No No No Petronas Gas PTG MK No No No No No No Pharmaniaga Bhd PHRM MK No No No No No No PI Advanced Materials 178920 KS No No No No No No PICC Property & Casualty 2328 HK No No No No No No Pinduoduo Inc PDD US No No No No No No 000001 CH No No No No No No 2318 HK No No No No No No Plan B Media PLANB TB No No No No No No Poly Developments 600048 CH No No No No No No Posco Chemical 003670 KS No No No No No No Power Root Bhd PWRT MK No No No No No No Powerlong Commercial Management 9909 HK No No No No No No Propnex Ltd PROP SP No No No No No No Proya Cosmetics 603605 CH No No No No No No PTT PTT TB No No No No No No PTT Global Chemical PTTGC TB No No No No No No Public Bank Bhd PBK MK No No No No No No Q Technology 1478 HK No No No No No No Q&M Dental Group QNM SP No No No No No No Quality Houses QH TB No No No No No No RHB Bank Bhd RHBBANK MK No No No No No No Riverstone Holdings RSTON SP No No No No No No S Hotels and Resorts SHR TB No No No No No No S-1 Corporation 012750 KS No No No No No No Biologics 207940 KS No No No No No No 005930 KS No No No No No No Samsung SDI 006400 KS No No No No No No Samsung SDS 018260 KS No No No No No No If any other material conflict of interest of the research analyst or member that the expects to receive or intends to If the member was making a managed or co-managed a received compensation for beneficially own 1% or more of research analyst or an associated person seek compensation for market in the securities of the public offering of securities for investment banking services any class of common equity of the member with the ability to influence investment banking services subject company at the time of the subject company in the past from the subject company in the securities of the subject the content of a research report knows or from the subject company in the publication or distribution of the 12 months: past 12 months: company: has reason to know at the time of the next three months: research report: publication or distribution of a research report:

Company Bloomberg Symbol Sappe SAPPE TB No No No No No No Sarana Menara Nusantara TOWR IJ No No No No No No Sarimelati Kencana PT PZZA IJ No No No No No No Sasseur REIT SASSR SP No No No No No No SATS Ltd SATS SP No No No No No No SBS Transit Ltd SBUS SP No No No No No No SEA Ltd SE US No No No No No No Sembcorp Industries SCI SP No No No No No No Semen Indonesia SMGR IJ No No No No No No Sentral REIT SENTRAL MK No No No No No No SFA Engineering Corp 056190 KS No No No No No No Shanghai Putailai New Energy Technology 603659 CH No No No No No No Shanxi Xinghuacun Fen Wine 600809 CH No No No No No No Sheng Siong Group SSG SP No No No No No No Shimao Group 813 HK No No No No No No 004170 KS No No No No No No Shinsegae International 031430 KS No No No No No No SCB TB No No No No No No Siam Global House GLOBAL TB No No No No No No Siam Makro MAKRO TB No No No No No No Siloam International Hospitals SILO IJ No No No No No No Silverlake Axis Ltd SILV SP No No No No No No Bhd SIME MK No No No No No No Sime Darby Property Berhad SDPR MK No No No No No No Singapore Exchange SGX SP No No No No No No ST SP No No No No No No Sino Land Co Ltd 83 HK No No No No No No Sino-Ocean Group 3377 HK No No No No No No Sino-Thai Eng & Construction STEC TB No No No No No No SK D&D 210980 KS No No No No No No SK Hynix 000660 KS No No No No No No SK Innovation 096770 KS No No No No No No SK Materials 036490 KS No No No No No No SK Telecom 017670 KS No No No No No No SKC 011790 KS No No No No No No SKP Resources Bhd SKP MK No No No No No No SOHO China 410 HK No No No No No No Songcheng Performance 300144 CH No No No No No No Soulbrain 357780 KS No No No No No No SP Setia SPSB MK No No No No No No SPH REIT SPHREIT SP No No No No No No SSY Group 2005 HK No No No No No No ST Engineering STE SP No No No No No No Star Media Group Bhd STAR MK No No No No No No Star Petroleum Refining SPRC TB No No No No No No Starhill Global REIT SGREIT SP No No No No No No Starhub STH SP No No No No No No Success Corp STC MK No No No No No No Sun Art Retail Group 6808 HK No No No No No No Sun Hung Kai Properties Ltd 16 HK No No No No No No 1918 HK No No No No No No Sunny Optical Technology 2382 HK No No No No No No Suntec REIT SUN SP No No No No No No Supalai SPALI TB No No No No No No Supermax Corp SUCB MK No No No No No No Surya Citra Media SCMA IJ No No No No No No Syarikat Takaful Malaysia Keluarga Bhd STMB MK No No No No No No Ta Ann TAH MK No No No No No No TAL Education Group TAL US No No No No No No Taliworks Corporation TWK MK No No No No No No Taokaenoi Food & Marketing TKN TB No No No No No No Techtronic Industries Co 669 HK No No No No No No T MK No No No No No No Telekomunikasi Indonesia TLKM IJ No No No No No No Ten Pao Group 1979 HK No No No No No No TNB MK No No No No No No 700 HK No No No No No No Texhong 2678 HK No No No No No No Thai Beverage THBEV SP No No No No No No Thai Oil TOP TB No No No No No No Thai Union Group TU TB No No No No No No Thai Vegetable Oil TVO TB No No No No No No The Erawan Group ERW TB No No No No No No The United Lab 3933 HK No No No No No No Thong Guan Industries TGI MK No No No No No No Tianma Microelectronics-A 000050 CH No No No No No No Tianneng Power International 819 HK No No No No No No Times China Holdings Ltd 1233 HK No No No No No No Times Neighborhood 9928 HK No No No No No No Tingyi (Cayman Islands) 322 HK No No No No No No Tisco Financial Group TISCO TB No No No No No No TK Group (Holdings) Limited 2283 HK No No No No No No TMB Bank TMB TB No No No No No No Tokai Carbon Korea 064760 KS No No No No No No Tongda Group Holdings Ltd 698 HK No No No No No No Corporation TOPG MK No No No No No No Total Bangun Persada TOTL IJ No No No No No No Tower Bersama Infrastructure TBIG IJ No No No No No No Transinfo Technology 002373 CH No No No No No No Trip.com TCOM US No No No No No No Tsingtao Brewery 168 HK No No No No No No Tsingtao Brewery-A 600600 CH No No No No No No Tunas Baru Lampung TBLA IJ No No No No No No If any other material conflict of interest of the research analyst or member that the expects to receive or intends to If the member was making a managed or co-managed a received compensation for beneficially own 1% or more of research analyst or an associated person seek compensation for market in the securities of the public offering of securities for investment banking services any class of common equity of the member with the ability to influence investment banking services subject company at the time of the subject company in the past from the subject company in the securities of the subject the content of a research report knows or from the subject company in the publication or distribution of the 12 months: past 12 months: company: has reason to know at the time of the next three months: research report: publication or distribution of a research report:

Company Bloomberg Symbol Uchi Technologies UCHI MK No No No No No No UEM Sunrise Bhd UEMS MK No No No No No No UG Healthcare Corp Ltd UGHC SP No No No No No No UMS Holdings Ltd UMSH SP No No No No No No UMW Holdings UMWH MK No No No No No No Union Medical Healthcare Ltd 2138 HK No No No No No No Uni-President China 220 HK No No No No No No Unisem UNI MK No No No No No No UOB SP No No No No No No United Tractors UNTR IJ No No No No No No Universal Scientific Industrial 601231 CH No No No No No No UOL Group UOL SP No No No No No No Venture Corporation VMS SP No No No No No No VGI VGI TB No No No No No No Vinda International Holdings 3331 HK No No No No No No VS Industry Bhd VSI MK No No No No No No VST 856 HK No No No No No No 151 HK No No No No No No Wasion Holdings 3393 HK No No No No No No Waskita Karya WSKT IJ No No No No No No Weimob Inc 2013 HK No No No No No No Wellcall Holdings WELL MK No No No No No No WHA Corporation WHA TB No No No No No No WHA Premium Growth Freehold and LeasehoWHART TB No No No No No No Wijaya Karya WIKA IJ No No No No No No Will Semiconductor Ltd-A 603501 CH No No No No No No Wilmar International WIL SP No No No No No No Wing Tai Holdings WINGT SP No No No No No No Wisdom Education Int'l 6068 HK No No No No No No Wonik IPS 240810 KS No No No No No No 000858 CH No No No No No No Wuxi Lead 300450 CH No No No No No No Xiaomi Corporation 1810 HK No No No No No No Xinyi Glass 868 HK No No No No No No XL Axiata EXCL IJ No No No No No No Yangzijiang Shipbuilding YZJSGD SP No No No No No No Yinson Holdings Bhd YNS MK No No No No No No Yonghui Superstores 601933 CH No No No No No No YTL Corporation YTL MK No No No No No No Yuzhou Properties Co Ltd 1628 HK No No No No No No Zhongliang Holdings 2772 HK No No No No No No ZTE 763 HK No No No No No No ZTE-A 000063 CH No No No No No No 3SBio 1530 HK No No No No No No Ace Hardware Indonesia ACES IJ No No No No No No Ascott Residence Trust ART SP No No No No No No Bangkok Dusit Med Service BDMS TB No No No No No No Bank Rakyat Indonesia BBRI IJ No No No No No No BBTN IJ No No No No No No Bank Tabungan Pensiunan Nasional BTPN IJ No No No No No No Bank Tabungan Pensiunan Nasional Syariah BTPS IJ No No No No No No BBMG-A 601992 CH No No No No No No Berli Jucker BJC TB No No No No No No Bioalpha Holdings BIOA MK No No No No No No BURSA MK No No No No No No CapitaLand Malaysia Mall Trust CMMT MK No No No No No No Carlsberg Brewery (M) CAB MK No No No No No No CCC 1800 HK No No No No No No CCC-A 601800 CH No No No No No No CDL Hospitality Trust CDREIT SP No No No No No No Champion REIT 2778 HK No No No No No No China Aviation Oil CAO SP No No No No No No China Maple Leaf Educational 1317 HK No No No No No No China Minsheng Bank 1988 HK No No No No No No China -A 000002 CH No No No No No No China Vanke-H 2202 HK No No No No No No Chongqing Rural Comm Bank-A 601077 CH No No No No No No Cosmax Inc 192820 KS No No No No No No Cosmo Lady 2298 HK No No No No No No Country Garden 2007 HK No No No No No No CRRC Times Electric 3898 HK No No No No No No Cypark Resources Bhd CYP MK No No No No No No Destini Berhad DSTN MK No No No No No No DiGi.com DIGI MK No No No No No No Duopharma Biotech Bhd DBB MK No No No No No No Eastern & Oriental EAST MK No No No No No No Eco World International ECWI MK No No No No No No Estun Automation 002747 CH No No No No No No FGV Holdings Bhd FGV MK No No No No No No Holdings 081660 KS No No No No No No Genting Malaysia GENM MK No No No No No No GFPT GFPT TB No No No No No No Golden Agri-Resources GGR SP No No No No No No Grand Korea Leisure 114090 KS No No No No No No Greentown Service 2869 HK No No No No No No Guangshen Railway 525 HK No No No No No No Guangshen Railway-A 601333 CH No No No No No No R&F 2777 HK No No No No No No Guoxuan High-Tech 002074 CH No No No No No No Haitong Securities-A 600837 CH No No No No No No Hang Lung Properties Ltd 101 HK No No No No No No HEC 1558 HK No No No No No No Heineken Malaysia Bhd HEIM MK No No No No No No If any other material conflict of interest of the research analyst or member that the expects to receive or intends to If the member was making a managed or co-managed a received compensation for beneficially own 1% or more of research analyst or an associated person seek compensation for market in the securities of the public offering of securities for investment banking services any class of common equity of the member with the ability to influence investment banking services subject company at the time of the subject company in the past from the subject company in the securities of the subject the content of a research report knows or from the subject company in the publication or distribution of the 12 months: past 12 months: company: has reason to know at the time of the next three months: research report: publication or distribution of a research report:

Company Bloomberg Symbol Hi-P International Limited HIP SP No No No No No No Humanica HUMAN TB No No No No No No Hyundai Livart Furniture Co Ltd 079430 KS No No No No No No ICBC-A 601398 CH No No No No No No iFAST Corporation Ltd IFAST SP No No No No No No Indo Tambangraya Megah ITMG IJ No No No No No No Industri Jamu dan Farmasi Sido Muncul SIDO IJ No No No No No No Intouch Holdings INTUCH TB No No No No No No IOI Corporation IOI MK No No No No No No Jardine Matheson Holdings Ltd JM SP No No No No No No Jasmine Infra Fund JASIF TB No No No No No No Jumbo Group Limited JUMBO SP No No No No No No Keppel DC REIT KDCREIT SP No No No No No No KESM Industries KESM MK No No No No No No Kiatnakin Phatra Bank KKP TB No No No No No No KLCCP Stapled Group KLCCSS MK No No No No No No Kolon Industries 120110 KS No No No No No No Krung Thai Bank KTB TB No No No No No No KT&G 033780 KS No No No No No No Kepong KLK MK No No No No No No Lippo Malls Indonesia Retail Trust LMRT SP No No No No No No Lotte Chemical 011170 KS No No No No No No Luye Pharma 2186 HK No No No No No No Malayan Banking Bhd MAY MK No No No No No No Malayan Cement Bhd LMC MK No No No No No No Mapletree Commercial Trust MCT SP No No No No No No Mapletree Industrial Trust MINT SP No No No No No No Mapletree Logistics Trust MLT SP No No No No No No Maxis Berhad MAXIS MK No No No No No No Mayora Indah MYOR IJ No No No No No No Mynews Holdings Berhad MNHB MK No No No No No No Nestle (Malaysia) NESZ MK No No No No No No 251270 KS No No No No No No Only World Group Holdings OWG MK No No No No No No OUE Commercial REIT OUECT SP No No No No No No Panasonic Malaysia Berhad PMM MK No No No No No No Paradise 034230 KS No No No No No No Parkway Life REIT PREIT SP No No No No No No Pavilion REIT PREIT MK No No No No No No Corp 263750 KS No No No No No No Penguin Int'l Ltd PBS SP No No No No No No Pentamaster Corp Bhd PENT MK No No No No No No Services 6049 HK No No No No No No Protasco PRTA MK No No No No No No Pruksa Holding PSH TB No No No No No No PTT Exploration & Production PTTEP TB No No No No No No Raffles Medical Group RFMD SP No No No No No No Ramayana Lestari RALS IJ No No No No No No Rich Sport RSP TB No No No No No No Samsung Electro-Mechanics 009150 KS No No No No No No 028050 KS No No No No No No Seazen Holdings Co Ltd 601155 CH No No No No No No Sembcorp Marine SMM SP No No No No No No Shanghai Pharma 2607 HK No No No No No No Shenzhen Investment Ltd 604 HK No No No No No No SIA Engineering SIE SP No No No No No No Siam Cement SCC TB No No No No No No Silicon Works 108320 KS No No No No No No Singapore Airlines SIA SP No No No No No No Singapore Post Ltd SPOST SP No No No No No No Singapore Press Holdings SPH SP No No No No No No Singha Estate S TB No No No No No No Sino Pharm 1099 HK No No No No No No S-Oil Corp 010950 KS No No No No No No Srisawad Corporation SAWAD TB No No No No No No Summarecon Agung SMRA IJ No No No No No No Sung Kwang Bend 014620 KQ No No No No No No Sunway Bhd SWB MK No No No No No No Sunway REIT SREIT MK No No No No No No Swire Properties Ltd 1972 HK No No No No No No Tomypak Holdings TOMY MK No No No No No No Total Access Communication DTAC TB No No No No No No Triple i Logistics III TB No No No No No No TRUE TB No No No No No No Unilever Indonesia UNVR IJ No No No No No No United Bhd UMR MK No No No No No No UOA Development UOAD MK No No No No No No Velesto Energy Berhad VEB MK No No No No No No WCT Holdings WCTHG MK No No No No No No Wharf Holdings Ltd 4 HK No No No No No No Wharf REIC 1997 HK No No No No No No YTL Power International YTLP MK No No No No No No Zhejiang Sanhua Intelligent Controls 002050 CH No No No No No No Adhi Karya ADHI IJ No No No No No No Affin Bank Berhad ABANK MK No No No No No No AirAsia Group Berhad AAGB MK No No No No No No Airports of Thailand AOT TB No No No No No No Alliance Bank Malaysia Berhad ABMB MK No No No No No No AMMB Holdings AMM MK No No No No No No Amorepacific Corp 090430 KS No No No No No No Ananda Development ANAN TB No No No No No No Awanbiru Technology Bhd PRES MK No No No No No No Bank Permata BNLI IJ No No No No No No If any other material conflict of interest of the research analyst or member that the expects to receive or intends to If the member was making a managed or co-managed a received compensation for beneficially own 1% or more of research analyst or an associated person seek compensation for market in the securities of the public offering of securities for investment banking services any class of common equity of the member with the ability to influence investment banking services subject company at the time of the subject company in the past from the subject company in the securities of the subject the content of a research report knows or from the subject company in the publication or distribution of the 12 months: past 12 months: company: has reason to know at the time of the next three months: research report: publication or distribution of a research report:

Company Bloomberg Symbol Beauty Community BEAUTY TB No No No No No No BIMB Holdings BIMB MK No No No No No No Bumrungrad Hospital BH TB No No No No No No CATL 300750 CH No No No No No No Central Plaza Hotel CENTEL TB No No No No No No China Minsheng Bank-A 600016 CH No No No No No No Delta Electronics (Thailand) DELTA TB No No No No No No E-Mart 139480 KS No No No No No No GHL Systems Bhd GHLS MK No No No No No No GOME Retail Holdings 493 HK No No No No No No Holdings 3900 HK No No No No No No Gudang Garam GGRM IJ No No No No No No Hana Tour Service 039130 KS No No No No No No HM Sampoerna HMSP IJ No No No No No No Co Ltd 086280 KS No No No No No No 012330 KS No No No No No No 005380 KS No No No No No No 011210 KS No No No No No No Indorama Ventures IVL TB No No No No No No IRPC IRPC TB No No No No No No Italian-Thai Development ITD TB No No No No No No Korea Kolmar Co Ltd 161890 KS No No No No No No Krungthai Card KTC TB No No No No No No LG Display 034220 KS No No No No No No Lotte Himart 071840 KS No No No No No No LPN Development LPN TB No No No No No No Matahari Department Store LPPF IJ No No No No No No Minor International MINT TB No No No No No No Muhibbah Engineering MUHI MK No No No No No No Perusahaan Gas Negara PGAS IJ No No No No No No Praram 9 Hospital PR9 TB No No No No No No PTT Oil and Retail Business OR TB No No No No No No Puradelta Lestari DMAS IJ No No No No No No QL Resources QLG MK No No No No No No Salcon SALC MK No No No No No No 010140 KS No No No No No No Sansiri SIRI TB No No No No No No Bhd SAPE MK No No No No No No Shanghai Pharmaceuticals-A 601607 CH No No No No No No Shenzhen Goodix Tech-A 603160 CH No No No No No No Siam Wellness Group SPA TB No No No No No No SMIC 981 HK No No No No No No SMIC-A 688981 CH No No No No No No Surya Semesta Internusa SSIA IJ No No No No No No Tan Chong Motor Holdings TCM MK No No No No No No TK Corp 023160 KS No No No No No No Tune Protect Group Bhd TIH MK No No No No No No Vale Indonesia INCO IJ No No No No No No Westports Holdings WPRTS MK No No No No No No YOFC 6869 HK No No No No No No YOFC-A 601869 CH No No No No No No