Securities With Increased Margin Requirements as of August 25th, 2021

The loan values of the following securities have been reduced. The following loan values are subject to change at any time, without notice. Please note that there is no loan value if the stock is below $3.00.

Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) BITC T 25% 01 Communique Lab Inc ONE T 25% 10x Genomics Inc Cl-a TXG US 50% 17 Education&tech Grp Adr YQ US 50% 180 Degree Cap Corp-new TURN US 25% 180 Life Sciences Corp ATNF US 25% 1-800-flowers.com Inc-a- FLWS US 50% 1844 Resources Inc EFF T 25% 1847 Goedeker Inc GOED US 50% 1911 Gold Corp AUMB T 25% 1life Healthcare Inc ONEM US 50% 1st Constitution Bancorp FCCY US 25% 1stdibs.com Inc DIBS US 25% 21vianet Group Inc-adr VNET US 50% 22nd Century Group Inc XXII US 25% 23andme Holding Co Cl-a ME US 0% 26 Capital Acquis Corp-a ADER US 0% 2u Inc TWOU US 25% 31q Coinshares Ether Etf ETHQ T 0% 360 Digitech Inc Adr QFIN US 50% 36kr Holdings Inc Adr KRKR US 0% 3d Systems Corp DDD US 50% 3iq Coinshares Bitcn Etf BTCQ T 0% 48north Cannabis Corp NRTH T 0% 49 North Resources Inc FNR T 25% 4d Molecular Therapeutics FDMT US 25% 4d Pharma Plc Adr LBPS US 25% 5:01 Acquisition Crp Cl-a FVAM US 0% 51jobs Inc Spon Adr JOBS US 50% 5n Plus Inc VNP T 25% 7gc & Co Holdings Inc-a VII US 0% 890 5th Avenue Partners-a ENFA US 0% 89bio Inc ETNB US 25% 8x8 Inc EGHT US 50% 9 Meters Biopharma Inc NMTR US 25% 908 Devices Inc MASS US 50% A&w Rev Rylts Incm Fd T/u AW.UN T 25% A10 Networks Inc ATEN US 25% A2z Smart Technologies Cp AZ T 25% Aar Corp AIR US 50% Aarons Company Inc (the) AAN US 50% Ab Sven Ice Bofaml Ex Bio FUE US 0% Ab Sven Ice Bofaml Ext Gr GRU US 0% Abacus Mining & Exploratn AME T 25% Abaxx Technologies Inc ABXX T 25% Abc Technologies Holdings ABCT T 25% Abcellera Biologics Inc ABCL US 50% Abcourt Mines Inc Cl B ABI T 25% Aben Resources Ltd ABN T 25% Abeona Therapeutics Inc ABEO US 0% Abercrombie & Fitch Co-a- ANF US 50% Aberdeen Asia-pac Inc Fnd FAX US 25% Aberdeen Asia-pacific Inc FAP T 50% Aberdeen Aust Eq Fnd Inc IAF US 25% Aberdeen Blm All Comm Str BCI US 50% Aberdeen Em Mkt Eq Icm Fd AEF US 25% Aberdeen Glb Dyn Div Fund AGD US 25% Aberdeen Global Incm Fund FCO US 25% Aberdeen Incm Cred Strat ACP US 35% Aberdeen Intl Inc AAB T 25% Aberdeen Japan Equity Fnd JEQ US 25% Aberdeen Std Glb Infr Icm ASGI US 25% Aberdeen Std Phys Gld Etf SGOL US 50% Aberdeen Std Phys Silver SIVR US 50% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Aberdeen Total Dyn Div Fd AOD US 25% Abg Acquisition Corp I-a ABGI US 0% Abiomed Inc ABMD US 50% Abitibi Royalties Inc RZZ T 25% Abrasilver Resource Corp ABRA T 25% Abraxas Petroleum Crp-new AXAS US 25% Ac Immune Sa ACIU US 25% Acacia Resrch-acacia Tech ACTG US 50% Academy Metals Inc-new AM T 25% Academy Sports & Outdoors ASO US 50% Acadia Healthcare Co Inc ACHC US 50% Acadia Pharmaceutical Inc ACAD US 25% Acadian Timber Corp ADN T 25% Acasti Pharma Inc Cl-a ACST T 0% Accel Abs Ret Hdge Fd T/u HDGE T 0% Accel Enh Cdn Benchmk T/u ATSX T 0% Accel Entertainment-a-1 ACEL US 25% Accelerate Acq Corp Cl-a AAQC US 0% Accelerate Arbitrage T/u ARB T 0% Accelerate Diagnostics AXDX US 25% Accelerate Onechoice Etf ONEC T 0% Acceleron Pharma Inc XLRN US 50% Acceleware Ltd AXE T 25% Acco Brands Corp ACCO US 50% Accolade Inc ACCD US 50% Accord Financial Corp ACD T 25% Accuray Inc ARAY US 50% Ace Convergence Acq Crp-a ACEV US 0% Acelrx Pharmaceuticals ACRX US 0% Acer Therapeutics Inc ACER US 0% Acerus Pharmaceuticals Cp ASP T 0% Achieve Life Sciences-new ACHV US 0% Achilles Therapeutics Adr ACHL US 25% Aci Worldwide Inc ACIW US 50% Ackroo Inc AKR T 25% Aclaris Therapeutics Inc ACRS US 25% Acm Research Inc Cl-a ACMR US 50% Acme United Corp ACU US 25% Acnb Corp ACNB US 25% Acon S2 Acquisition Crp-a STWO US 0% Acorda Therapeutics-new ACOR US 0% Acres Comm Rlty Sr-c Pfd ACR.C US 25% Acres Commercial Realty ACR US 25% Acres Commercial Rlt-d Pf ACR.D US 25% Actinium Pharmaceutic-new ATNM US 0% Acuityads Holdings Inc AT T 25% Acumen Pharmaceuticals ABOS US 25% Acutus Medical Inc AFIB US 50% Acv Auctions Inc Cl-a ACVA US 50% Adagene Inc Adr ADAG US 25% Adamas Pharmaceuticals ADMS US 0% Adamera Minerals Corp ADZ T 25% Adamis Pharmaceut Crp-new ADMP US 0% Adams Natural Res Fund PEO US 25% Adams Res & Energy Inc AE US 25% Adaptimmune Therap Sp/adr ADAP US 25% Adaptive Biotechnologies ADPT US 50% Adara Acquisition Corp-a ADRA US 0% Adc Therapeutics Sa ADCT US 25% Addex Therapeutics Adr ADXN US 0% Addvantage Tech Group Inc AEY US 25% Adecoagro Sa AGRO US 0% Adex Mining Inc ADE T 25% Adf Group Inc Sv DRX T 25% Adial Pharmaceuticals Inc ADIL US 0% Adicet Bio Inc ACET US 25% Adient Plc ADNT US 50% Adit Edtech Acquisition ADEX US 0% Aditx Inc ADTX US 0% Adma Biologics Inc ADMA US 0% Adt Inc ADT US 50% Adtalem Global Education ATGE US 50% Adtran Inc ADTN US 50% Adv Dorsey Wrgt Short Etf DWSH US 0% Advance Gold Corp-new AAX T 25% Advanced Emissions Solns ADES US 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Advanced Merger Ptnrs-a AMPI US 0% Advanced Proteome Therap APC T 0% Advansix Inc ASIX US 50% Advantage Energy Ltd AAV T 50% Advaxis Inc-new ADXS US 0% Advent Techs Hldgs Inc-a ADN US 25% Advent-awi Holdings Inc AWI T 25% Adventus Mining Corp ADZN T 25% Adverum Biotechnologies ADVM US 25% Advisor Pure Cannabis Etf YOLO US 25% Adya Inc-new ADYA T 25% Adyton Resources Corp ADY T 25% Aea-bridges Impact Corp-a IMPX US 0% Aegis Brands Inc AEG T 25% Aeglea Biotherapeutics AGLE US 25% Aegon Fdg Co Llc 5.1% Nts AEFC US 25% Aegon N.v. Ord Amer Reg AEG US 50% Aegon N.v. Perp Cap Secs AEB US 25% Aehr Test Systems AEHR US 25% Aemetis Inc AMTX US 50% Aenza S.a.a. Adr AENZ US 25% Aequi Acquisition Corp-a ARBG US 0% Aequus Pharmaceuticls Inc AQS T 0% Aercap Holdings N.v. AER US 50% Aerie Pharmaceuticals Inc AERI US 25% Aerocentury Corp ACY US 25% Aerovate Therapeutics Inc AVTE US 25% Aerpio Pharmaceuticals ARPO US 0% Aersale Corp ASLE US 25% Aesthetic Med Intl Hl Adr AIH US 0% Aeterna Zentaris Inc AEZS T 0% Aethlon Medical Inc-new AEMD US 25% Aeva Technologies Inc AEVA US 50% Aex Gold Inc AEX T 25% Af Acquisition Corp Cl-a AFAQ US 0% Afc Gamma Inc AFCG US 25% Affiliated Mgrs 4.75% Nts MGRB US 25% Affiliated Mgs 5.875% Nts MGR US 25% Affimed N.v. AFMD US 25% Affinity Bancshares Inc AFBI US 25% Affinity Metals Corp AFF T 25% Affirm Holdings Inc Cl-a AFRM US 50% Africa Energy Corp AFE T 25% Africa Oil Corp AOI T 25% African Gold Acq Corp-a AGAC US 0% African Gold Group Inc AGG T 25% Aftermath Silver Ltd AAG T 25% Afya Ltd Cl-a AFYA US 0% Ag Mort Inv Tr 8.25%-a Pf MITT.A US 25% Ag Mortgage Inv 8%-b Pfd MITT.B US 25% Ag Mtg Invt Tr 8% Sr-c Pf MITT.C US 25% Agba Acquisition Ltd AGBA US 0% Ageagle Aerial Systems UAVS US 50% Agenus Inc AGEN US 25% Agex Therapeutics Inc AGE US 0% Agf Agfiq Hdg Div Icm Etf DIVA US 0% Agf Agfiq Us Mk Neut Anti BTAL US 0% Agf Management Ltd-b Nv AGF'B T 50% Agfiq Us Mk Neut C$hd Etf QBTL T 0% Agile Growth Corp Cl-a AGGR US 0% Agile Therapeutics Inc AGRX US 0% Agilon Health Inc AGL US 50% Agilysys Inc AGYS US 50% Agios Pharmaceuticals Inc AGIO US 50% Agjunction Inc AJX T 25% Agm Group Hldgs Inc Cl-a AGMH US 0% Agnc Invt Corp 6.5%-e Pfd AGNCO US 25% Agnc Invt Corp 7% Sr-c Pf AGNCN US 25% Agnc Invt Corp6.125%-f Pf AGNCP US 25% Agnc Invt Crp 6.875%-d Pf AGNCM US 25% Agora Inc Adr API US 50% Agriforce Growing Systems AGRI US 25% Agrofresh Solutions Inc AGFS US 25% Aguila American Gold Ltd AGL T 25% Aihuishou Intl Co Ltd Adr RERE US 25% Aikido Pharma Inc AIKI US 0% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Aileron Therapeutics Inc ALRN US 0% Aim Immunotech Inc AIM US 0% Aimia Inc AIM T 50% Air Canada Vtg & Var Vtg AC T 50% Air Industries Group AIRI US 25% Air Lease Corp Cl-a AL US 50% Air Lease Corp-a N/cm Pfd ALpA US 25% Air T Inc AIRT US 25% Air T Inc Air T Fd Pf-new AIRTP US 25% Airbnb Inc Cl-a ABNB US 50% Airboss Of America Cp BOS T 50% Airgain Inc AIRG US 25% Airiq Inc IQ T 25% Airnet Technology Inc Adr ANTE US 0% Ajax I Cl-a AJAX US 25% Akari Therapeutics Adr AKTX US 0% Akebia Therapeutics Inc AKBA US 25% Akerna Corp KERN US 25% Akero Therapeutics Inc AKRO US 25% Akita Drilling Ltd Cl B AKT'B T 25% Akita Drilling Ltd-a Nv AKT'A T 25% Akouos Inc AKUS US 25% Akoustis Technologies Inc AKTS US 25% Akumin Inc AKU T 25% Alabama Power Co 5%-a Pfd ALP.Q US 25% Alaris Eqty Ptns Incm T/u AD.UN T 50% Alarm.com Holdings Inc ALRM US 50% Alaska Air Group Inc ALK US 50% Alberton Acquisition Corp ALAC US 0% Albireo Pharma Inc ALBO US 25% Aldebaran Resources Inc ALDE T 25% Aldeyra Therapeutics Inc ALDX US 25% Aleafia Health Inc AH T 25% Alector Inc ALEC US 25% Alerus Financial Corp ALRS US 25% Alexco Resources Corp AXU T 0% Alfi Inc ALF US 25% Algoma Central Corp ALC T 25% Algonquin Pwr&utl 6.2% Pf AQNB US 25% Algonquin Pwr&utl6.875%pf AQNA US 25% Alianza Minerals Ltd ANZ T 25% Alibaba Group Holding-adr BABA US 50% Alight Inc Cl-a ALIT US 25% Align Tech Inc ALGN US 50% Alignment Healthcare Inc ALHC US 50% Aligos Therapeutics Inc ALGS US 25% Alimera Sciences Inc-new ALIM US 0% Alithya Group Inc-a Svs ALYA T 25% Alj Regional Holdings Inc ALJJ US 25% Alkaline Water Co WTER T 25% Alkermes Plc ALKS US 50% Alkuri Glb Acq Corp Cl-a KURI US 0% Allakos Inc ALLK US 0% Allegheny Tech Incorp ATI US 50% Allegiance Bancshares Inc ABTX US 50% Allegiant Gold Ltd AUAU T 25% Allegro Microsystems Inc ALGM US 50% Allena Pharmaceuticals ALNA US 0% Alliance Data Systems Crp ADS US 50% Alliance Mining Corp-new ALM T 25% Alliance Res Partners L.p ARLP US 25% Alliancebernstein Glb Fd AWF US 35% Alliancebernstein Natl Fd AFB US 25% Allied Copper Corp CPR T 25% Allied Esports Entertain AESE US 25% Allied Healthcre Prod-new AHPI US 25% Allied Hotel Pptys Inc AHP T 25% Allied Motion Techs Inc AMOT US 50% Allogene Therapeutics ALLO US 25% Allovir Inc ALVR US 25% Allscripts Healthcare Sol MDRX US 25% Allstate Corp 5.625%-g Pf ALL.G US 25% Almaden Minerals Ltd-new AMM T 25% Almadex Minerals Ltd DEX T 25% Almonty Industries Inc AII T 25% Alnylam Pharmaceuticals I ALNY US 50% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Aloro Mining Corp AORO T 25% Alpha & Omega Semiconduct AOSL US 25% Alpha Cap Acquis Co Cl-a ASPC US 0% Alpha Cognition Inc ACOG T 25% Alpha Healthcare Acq Cp-a AHAC US 0% Alpha Metallurgical Res AMR US 50% Alpha Pro Tech APT US 25% Alphamin Resources Corp AFM T 0% Alphinat Inc NPA T 25% Alpine Immune Sciences ALPN US 0% Alpine Income Property Tr PINE US 25% Alset Ehome Intl Inc AEI US 25% Alta Equipment Group Inc ALTG US 50% Altagas 3.38%cm/red-a Pfd ALA.A T 50% Altagas 4.242%cum Rd-g Pf ALA.G T 50% Altagas 5% Cum Red-k Pfd ALA.K T 50% Altagas 5% Cuml/red-e Pfd ALA.E T 50% Altagas Lt-b Cm Rd F/r Pf ALA.B T 50% Altagas Ltd-c 5.29%u$ Pfd ALA.U T 50% Altagas Lt-h Cm Rd F/r Pf ALA.H T 50% Altai Res Inc ATI T 25% Altair Engineering Inc-a ALTR US 50% Altair Resources Inc AVX T 25% Altaley Mining Corp ATLY T 25% Altamira Gold Corp ALTA T 25% Altamira Therapeutics Ltd CYTO US 0% Altan Nevada Mnls Ltd-new ANE T 25% Altan Rio Mnls Ltd-new AMO T 25% Altc Acquisition Corp-a ALCC US 0% Altera Infr Lp8.875%-e Pf ALIN.E US 25% Altera Infra Lp 8.5%-b Pf ALIN.B US 25% Altera Infra Lp7.25%-c Pf ALIN.A US 25% Alterity Therapeutics Adr ATHE US 0% Alteryx Inc Cl-a AYX US 50% Altima Resources Ltd ARH T 25% Altimar Acq Corp Ii Cl-a ATMR US 0% Altimar Acq Corp Iii Cl-a ATAQ US 0% Altimeter Growth Crp Cl-a AGC US 0% Altimeter Gwth Crp 2 Cl-a AGCB US 0% Altimmune Inc-new ALT US 25% Altiplano Metals Inc APN T 25% Altisource Asset Mgmt Crp AAMC US 25% Altisource Portfolio Soln ASPS US 25% Altitude Acquisition Cp-a ALTU US 0% Altius Minerals Corp ALS T 50% Altius Renewable Rylty ARR T 25% Alto Ingredients Inc ALTO US 50% Altura Energy Inc ATU T 25% Alturas Minerals Corp ALT T 25% Altus Strategies Plc ALTS T 25% Aluminum Crp Of China-adr ACH US 50% Alvopetro Energy Ltd ALV T 25% Alx Oncology Holdings Inc ALXO US 25% Alx Resources Corp AL T 25% Alzamend Neuro Inc ALZN US 25% Am Resources Corp AMR T 25% Amarc Resources Ltd AHR T 25% Amarillo Gold Corp AGC T 25% Amarin Corp Plc Adr AMRN US 25% Ambac Finl Group Inc-new AMBC US 25% Ambev Sa Adr ABEV US 50% Ambow Educ Hldg S/adr-new AMBO US 0% Ambrx Biopharma Inc Adr AMAM US 25% Amc Entertainment Hldg-a AMC US 0% Amc Networks Inc Cl-a AMCX US 50% Amcon Distributing Co DIT US 25% Amedisys Inc AMED US 50% Amer First Multifamily Lp ATAX US 25% Amer Intl Grp 5.85%-a Pfd AIG.A US 25% Amer Shared Hosp Svcs Inc AMS US 25% Amerant Bancorp Inc Cl-b AMTBB US 25% America Movil S.a.b Adr AMX US 50% America Movil S.a.b. Cl-a AMOV US 25% American Airlines Grp Inc AAL US 25% American Axle & Mfg Hldgs AXL US 50% American Creek Res Ltd-a AMK T 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) American Cumo Mining Corp MLY T 25% American Eagle Gold Corp AE T 25% American Ele Pwr 6.125%pf AEPPL US 25% American Electric Pwr Pfd AEPPZ US 25% American Eq Inv5.95%-a Pf AEL.A US 25% American Fin Grp 5.875%nt AFGB US 25% American Fin Tr 7.5%-a Pf AFINP US 25% American Hms 4 Rent-h Pfd AMH.H US 25% American Hotel Incm Lpu HOT'U T 50% American Lithium Corp LI T 25% American Manganese Inc AMY T 25% American National Bankshr AMNB US 25% American Outdoor Brands AOUT US 50% American Public Educ Inc APEI US 50% American Realty Investors ARL US 25% American Resources Corp-a AREC US 25% American Software Cl -a- AMSWA US 50% American Superconduct-new AMSC US 50% American Vanguard Corp AVD US 50% American Virtual Cloud AVCT US 25% American Well Corp Cl-a AMWL US 50% American Woodmark Cp AMWD US 50% America's Car-mart Inc CRMT US 50% Americas Gold And Silver USA T 25% Americas Technology Acq ATA US 0% Amerigo Resources Ltd ARG T 25% Amerisafe Inc AMSF US 50% Ameriserv Fin Cap I 8.45% ASRVP US 25% Ameriserv Financial Inc ASRV US 25% Ames National Corp ATLO US 25% Amesite Inc AMST US 25% Amex Exploration Inc AMX T 25% Amicus Therapeutics Inc FOLD US 25% Amilot Capital Inc TOM T 25% Ammo Inc POWW US 25% Ammo Inc 8.875% Sr-a Pfd POWWP US 25% Amneal Pharmaceuticals-a AMRX US 25% Ampco-pittsburgh Corp AP US 25% Amphastar Pharmaceuticals AMPH US 25% Ampio Pharmaceuticals Inc AMPE US 25% Amplify Energy Corp-new AMPY US 25% Amplify Lith Batt Tec Etf BATT US 50% Amplify Transfrm Data Etf BLOK US 25% Amplitech Group Inc-new AMPG US 25% Amplitude Healthcare Cl-a AMHC US 0% Amrep Corporation AXR US 25% Amryt Pharma Plc Spon Adr AMYT US 25% Amtd Intl Inc Adr HKIB US 25% Amtech Systems Inc ASYS US 25% Amtrust Finl 6.75%-a Pfd AFSIA US 25% Amtrust Finl Svc-d 7.5%pf AFSIP US 25% Amtrust Finl Svcs-b 8% Pf AFSIB US 25% Amtrust Finl Svcs-c Pfd AFSIC US 25% Amv Capital Corp AMV T 25% Amyris Inc-new AMRS US 50% Anaconda Mining Inc ANX T 25% Anacott Acquisition Corp AAC'P T 25% Anaergia Inc Svs ANRG T 25% Analytixinsight Inc ALY T 25% Anaplan Inc PLAN US 50% Anaptysbio Inc ANAB US 25% Anavex Life Sciences Corp AVXL US 25% Andean Precious Mtls Corp APM T 25% Anderson's Inc (the) ANDE US 50% Andlauer Healthcare Svs AND T 50% Andrew Peller Ltd-a Nv ADW'A T 50% Andrew Peller Ltd-b Vtg ADW'B T 25% Anebulo Pharmaceuticals ANEB US 0% Anfield Energy Inc AEC T 25% Angel Gold Corp-new ANG T 25% Angel Oak Finl Strat Incm FINS US 25% Angel Oak Mortgage Inc AOMR US 25% Angi Inc Cl-a ANGI US 50% Angiodynamics Inc ANGO US 50% Angion Biomedica Corp ANGN US 25% Angkor Resources Corp ANK T 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Anglogold Ashanti Ltd Adr AU US 0% Angold Resources Ltd AAU T 25% Angus Gold Inc GUS T 25% Ani Pharmaceuticals Inc ANIP US 25% Anika Therapeutics Inc ANIK US 25% Anixa Biosciences Inc ANIX US 0% Annaly Cap Mgmt Inc-i Pfd NLY.I US 25% Annaly Cap Mgmt-g 6.5% Pf NLY.G US 25% Annaly Cap Mgt-f Fx-fr Pf NLY.F US 25% Annexon Inc ANNX US 25% Annovis Bio Inc ANVS US 25% Anpac Bio-medical Sci Adr ANPC US 0% Ansys Inc ANSS US 50% Antares Pharma Inc ATRS US 25% Antelope Enterprises Hldg AEHL US 0% Anterix Inc ATEX US 50% Antero Resources Corp AR US 50% Antibe Therapeutics-new ATE T 0% Antioquia Gold Inc AGD T 25% Antler Gold Inc ANTL T 25% Antrim Bal Mtg Fund-c Pfd ABMFF T 25% Anzu Special Acq Corp I-a ANZU US 0% Apa Corp APA US 50% Apellis Pharmaceuticals APLS US 50% Apex Resources Inc APX T 25% Apogee Enterprises APOG US 50% Apollo Coml Real Est Fnc ARI US 50% Apollo Endosurgery Inc APEN US 25% Apollo Glb Mgt6.375%-a Pf APO.A US 25% Apollo Glb Mgt6.375%-b Pf APO.B US 25% Apollo Gold & Silver Corp APGO T 25% Apollo Healthcare Corp-b AHC T 25% Apollo Investment Crp-new AINV US 50% Apollo Medical Hldgs Inc AMEH US 50% Apollo Senior Flt Rate AFT US 25% Apollo Strat Gwt Cap Ii-a APGB US 25% Apollo Strategic Growth-a APSG US 0% Apollo Tactical Income Fd AIF US 25% Apolo Iv Acquisition Corp AIV'P T 25% Appfolio Inc Cl-a APPF US 50% Appharvest Inc APPH US 25% Appian Corp Cl-a APPN US 50% Appili Therapeutics Inc-a APLI T 0% Applied Dna Sciences-new APDN US 25% Applied Genetic Techs Crp AGTC US 0% Applied Molecular Trans AMTI US 25% Applied Optoelectronics AAOI US 25% Applied Therapeutics Inc APLT US 25% Applied Uv Inc AUVI US 25% Applovin Corporation Cl-a APP US 50% Appreciated Media Hldgs AMH T 25% Appulse Corp APL T 25% Aprea Therapeutics Inc APRE US 0% Aptevo Therapeutics-new APVO US 0% Aptiv Plc 5.5%-a Conv Pfd APTV.A US 25% Aptorum Group Ltd Cl-a APM US 0% Aptose Biosciences Inc APS T 25% Aptynix Inc APTX US 0% Apyx Medical Corp APYX US 25% Aqua Metals Inc AQMS US 25% Aquabounty Technologies AQB US 25% Aquarius Ai Inc-new AQUA T 25% Aquestive Therapeutics AQST US 0% Aquila Resources Inc AQA T 25% Aranjin Resources Ltd ARJN T 25% Aravive Inc ARAV US 0% Arbor Metals Corp ABR T 25% Arbor Rlty Tr Inc ABR US 50% Arbutus Biopharma Corp ABUS US 25% Arc Document Solutns Inc ARC US 25% Arc Resources Ltd ARX T 50% Arca Biopharma Inc-new ABIO US 0% Arcadia Biosciences-new RKDA US 25% Arcbest Corporation ARCB US 50% Arcelormittal Cl-a MT US 25% Arch Biopartners Inc ARCH T 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Arch Cap Grp 5.45%-f Pfd ACGLO US 25% Arch Resources Inc ARCH US 50% Archimedes Tech Spac Ptnr ATSPT US 25% Archon Minerals Ltd ACS T 25% Archrock Inc AROC US 50% Arcimoto Inc FUV US 50% Arclight Clean Trans Ii-a ACTD US 25% Arco Platform Ltd Cl-a ARCE US 0% Arcos Dorados Hldgs Inc-a ARCO US 0% Arcpacific Resources Corp ACP T 25% Arctic Star Explor Cp-new ADD T 25% Arctos Northstar Acq Cp-a ANAC US 0% Arcturus Therapeutics Hld ARCT US 25% Arcus Biosciences Inc RCUS US 25% Arcus Development Group ADG T 25% Arcutis Biotherapeutics ARQT US 25% Arcwest Exploration Inc AWX T 25% Ardagh Group S.a. ARD US 50% Ardagh Metal Packaging Sa AMBP US 0% Ardelyx Inc ARDX US 0% Ardmore Shipping Corp ASC US 25% Arena Minerals Inc AN T 25% Arena Pharmaceuticals-new ARNA US 50% Ares Acquisition Crp Cl-a AAC US 0% Ares Commercial R/e Corp ACRE US 50% Ares Dynamic Credit Alloc ARDC US 35% Ares Strategic Mining Inc ARS T 25% Argentina Lithium&energy LIT T 25% Argentum Silver Corp ASL T 25% Argenx Se Spons Ads ARGX US 50% Argo Group Intl 7%-a Pfd ARGO.A US 25% Argo Group Us Inc 6.5% Pf ARGD US 25% Argonaut Gold Inc AR T 25% Arht Media Inc-new ART T 25% Arianne Phosphate Inc DAN T 25% Aridis Pharmaceuticals ARDS US 0% Aries I Acquisition Crp-a RAM US 0% Arizona Gold Corp AZG T 25% Arizona Metals Corp AMC T 25% Arizona Silver Explor Inc AZS T 25% Ark Restaurants Corp ARKR US 25% Arko Corp ARKO US 50% Arlington Asset 6.75% Nt AIC US 25% Arlington Asset Invst-new AAIC US 25% Arlington Asset8.25%-c Pf AAIC.C US 25% Arlington Asst 7% Sr-b Pf AAIC.B US 25% Arlo Technologies Inc ARLO US 0% Armada Data Corporation ARD T 25% Armata Pharmaceuticals ARMP US 0% Armor Minerals Inc A T 25% Armour Resident Reit-c Pf ARR.C US 25% Armour Residentl Reit-new ARR US 50% Armstrong Flooring Inc AFI US 25% Array Technologies Inc ARRY US 50% Arrival ARVL US 25% Arrow Exploration Corp AXL T 25% Arrow Financial Corp AROW US 50% Arrowhead Pharmaceuticals ARWR US 25% Arrowroot Acq Corp Cl-a ARRW US 0% Arrowstar Res Ltd AWS T 25% Artelo Biosciences-new ARTL US 0% Artemis Gold Inc ARTG T 25% Artesian Res Corp Cl A ARTNA US 25% Artis Reit-a 5.662%t/u Pf AX.A T 50% Artis Reit-e 4.75% T/u Pf AX.E T 50% Artis Reit-i 6% T/u Pfd AX.I T 50% Arts Way Mfg Inc ARTW US 25% Arvinas Inc ARVN US 50% Arya Sciences Acq Cp Iv-a ARYD US 0% Asa Gold & Prec Mtls Ltd ASA US 25% Asana Inc Cl-a ASAN US 50% Ascendant Resources Inc ASND T 25% Ascendis Pharma A/s Adr ASND US 50% Ase Technology Hldg Adr ASX US 50% Asensus Surgical Inc ASXC US 25% Ashanti Sankofa Inc ASI T 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Ashford Hosp 7.375%-f Pfd AHTpF US 25% Ashford Hosp 7.375%-g Pfd AHTpG US 25% Ashford Hosp 7.5% Sr-h Pf AHTpH US 25% Ashford Hosp 8.45% D Pfd AHT.D US 25% Ashford Hosp Tr-i 7.5% Pf AHTpI US 25% Ashford Inc AINC US 25% Asia Pacific Wire&cable APWC US 0% Asiabasemetals Inc-new ABZ T 25% Asian Tv Network Intl Ltd SAT T 25% Aslan Pharmaceuticals Adr ASLN US 0% Aspen Aerogels Inc ASPN US 50% Aspen Group Inc ASPU US 25% Aspen Ins Hldg 5.95% Pfd AHL.C US 25% Aspen Ins Hldgs 5.625% Pf AHL.E US 25% Aspen Tech Inc AZPN US 50% Aspira Women's Health Inc AWH US 25% Assembly Biosciences Inc ASMB US 0% Assertio Hldgs Inc-new ASRT US 0% Associated Banc5.375%d Pf ASB.D US 25% Associated Banc-corp-e Pf ASB.E US 25% Associated Capital Group AC US 25% Assurant Inc 5.25% Sub Nt AIZN US 25% Assure Holdings Corp IOM T 25% Assured Gtd 5.6% Pfd-new AGO.F US 25% Assured Gtd 6.25% Pfd-new AGO.E US 25% Assured Guaranty Ltd AGO US 25% Ast Spacemobile Inc Cl-a ASTS US 25% Astec Inds Inc ASTE US 50% Aston Bay Holdings Ltd BAY T 25% Astra Space Inc Cl-a ASTR US 25% Astrea Acquisition Corp-a ASAX US 0% Astron Connect Inc-new AST T 25% Astronova Inc ALOT US 25% Astrotech Corp-new ASTC US 0% Asure Software Inc ASUR US 25% At&t Inc 5.625% Glb Nts TBC US 25% Ata Creativity Global Adr AACG US 0% Atac Resources Ltd ATC T 25% Atai Life Sciences Nv ATAI US 25% Atalaya Mining Plc AYM T 0% Atara Biotherapeutics Inc ATRA US 25% Atco Ltd Cl-ii- Vtg ACO'Y T 25% Atea Pharmaceuticals Inc AVIR US 25% Atento Sa-new ATTO US 0% Aterian Inc ATER US 50% Atex Resources Inc ATX T 25% Athabasca Minerals Inc AMI T 25% Athena Technology Acq-a ATHN US 0% Athenex Inc ATNX US 25% Athersys Inc ATHX US 25% Athira Pharma Inc ATHA US 25% Athlon Acquisition Corp-a SWET US 0% Ati Airtest Tech Inc AAT T 25% Ati Physical Therapy Cl-a ATIP US 25% Atico Mining Corp ATY T 25% Atif Holdings Limited ATIF US 0% Atkore Inc ATKR US 50% Atlantic Amern Corp AAME US 25% Atlantic Avenue Acq Crp-a ASAQ US 0% Atlantic Coastal Acq Cl-a ACAH US 0% Atlantic Union Bank-a Pfd AUBAP US 25% Atlantic Union Bankshares AUB US 50% Atlanticus Holdings Corp ATLC US 50% Atlas Air Worldwd Hldg AAWW US 50% Atlas Corp 7.125% Nts ATCOL US 25% Atlas Corp 7.875% Sr-h Pf ATCO.H US 25% Atlas Corp 7.95% Sr-d Pfd ATCO.D US 25% Atlas Corp Fix-fltg Rt Pf ATCO.I US 25% Atlas Crest Invt Corp-a ACIC US 25% Atlas Crest Invt Crp Ii-a ACII US 25% Atlas Engineered Products AEP T 25% Atlas Finl Hldgs 6.625%pf AFHBL US 25% Atlas Technical Consult-a ATCX US 25% Atlassian Corp Plc Cl-a TEAM US 50% Atn Intl Inc ATNI US 50% Atomera Inc ATOM US 50% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Aton Resources Inc-new AAN T 25% Atossa Therapeutics Inc ATOS US 25% Atreca Inc Cl-a BCEL US 25% Atrium Mortgage Invt Corp AI T 25% Attis Industries Inc-new ATIS US 25% Atw Tech Inc ATW T 25% Atyr Pharma Inc-new LIFE US 0% Au Gold Corp AUGC T 25% Auburn National Bancorp AUBN US 25% Audacy AUD US 50% Auddia Inc AUUD US 25% Audioeye Inc-new AEYE US 25% Ault Global Holdings Inc DPW US 25% Auq Gold Mining Inc AUQ T 25% Aura Minerals Inc ORA T 50% Aurania Resources Ltd ARU T 25% Aurcana Silver Corp AUN T 25% Aurcrest Gold Inc AGO T 25% Aurelius Minerals Inc-new AUL T 25% Aurex Energy Corp AURX T 25% Aurinia Pharmaceuticals AUP T 25% Aurion Res Ltd AU T 25% Aurora Acquisition Corp-a AURC US 0% Aurora Cannabis Inc-new ACB T 25% Aurora Mobile Ltd Adr JG US 50% Aurora Solar Technologies ACU T 25% Aurora Spine Corp ASG T 25% Austerlitz Acq Corp I-a AUS US 0% Austerlitz Acq Corp Ii-a ASZ US 0% Austral Gold Ltd AGLD T 25% Australian Reit Icm-a T/u HRR.UN T 25% Authentic Equity Acq Cp-a AEAC US 0% Autocanada Inc ACQ T 50% Autodesk Inc ADSK US 50% Autohome Inc Cl-a Adr ATHM US 25% Autolus Therapeutics Adr AUTL US 25% Automotive Ppty Reit T/u APR.UN T 50% Autoweb Inc AUTO US 25% Avadel Pharma Plc Spn Adr AVDL US 25% Avalara Inc AVLR US 50% Avalon Advanced Matls-new AVL T 25% Avalon Globocare Corp AVCO US 25% Avalon Hldgs Corp Cl-a- AWX US 25% Avante Logixx Inc XX T 25% Avanti Acquisition Corp-a AVAN US 0% Avanti Energy Inc AVN T 25% Avaya Holdings Corp AVYA US 50% Avcorp Industries Inc AVP T 25% Aveanna Healthcare Hldgs AVAH US 50% Avenue Therapeutics Inc ATXI US 0% Aveo Pharmaceuticals-new AVEO US 0% Avepoint Inc Cl-a AVPT US 25% Aviat Networks Inc-new AVNW US 50% Avicanna Inc AVCN T 0% Avid Bioservices Inc CDMO US 25% Avid Technology Inc AVID US 50% Avidian Gold Corp AVG T 25% Avidity Biosciences Inc RNA US 25% Avinger Inc-new AVGR US 25% Avino Silver & Gold Mns ASM T 25% Avis Budget Group Inc CAR US 50% Avita Therapeutics Inc RCEL US 25% Avivagen Inc VIV T 0% Avricore Health Inc AVCR T 25% Avrobio Inc AVRO US 25% Avrupa Minerals Ltd-new AVU T 25% Awakn Life Sciences Corp AWKN T 25% Awale Resources Ltd ARIC T 25% Aware Inc Mass AWRE US 25% Axcella Health Inc AXLA US 0% Axion Ventures Inc AXV T 25% Axis Auto Finance Inc AXIS T 25% Axis Cap Hldgs Ltd-e Pfd AXS.E US 25% Axmin Inc AXM T 25% Axogen Inc AXGN US 50% Axonics Inc AXNX US 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Axos Financial Inc AX US 50% Axsome Therapeutics Inc AXSM US 25% Axt Inc AXTI US 50% Aya Gold & Silver Inc AYA T 50% Ayala Pharmaceuticals Inc AYLA US 0% Ayro Inc AYRO US 25% Aytu Biopharma Inc AYTU US 0% Azarga Metals Corp AZR T 25% Azarga Uranium Corp Cl-a AZZ T 25% Azimut Exploration Inc AZM T 25% Azincourt Energy Corp AAZ T 25% Aziyo Biologics Inc Cl-a AZYO US 0% Azn Capital Corp AZN T 25% Aztec Minerals Corp AZT T 25% Azucar Minerals Ltd AMZ T 25% Azul S.a Spons Adr AZUL US 0% Azure Power Global Ltd AZRE US 25% Azurrx Biopharma Inc AZRX US 0% B Riley Fin 7.375%-b Pfd RILYL US 25% B Riley Fin Inc 6.375% Nt RILYM US 25% B Riley Finl 6.875% Nts RILYI US 25% B Riley Finl 6.875%-apfd RILYP US 25% B Riley Finl Inc 6% Nts RILYT US 25% B Riley Finl Inc 6.5% Nts RILYN US 25% B Riley Finl Inc 6.75% Nt RILYO US 25% B. Riley Financial Inc RILY US 50% B. Riley Finl 7.375% Nts RILYH US 25% B. Riley Finl Inc 5.5% Nt RILYK US 25% B. Riley Prin 150 Mrg-a BRPM US 0% B2gold Corp BTO T 50% Babcock & Wilcox 8.125%nt BWSN US 25% Babcock & Wilcox Ent-new BW US 50% Backstageplay Inc BP T 25% Badger Infrastructure Sol BDGI T 50% Bain Capital Spec Finance BCSF US 50% Bald Eagle Gold Corp BIG T 25% Ballantyne Strong Inc BTN US 25% Ballard Power Systems Inc BLDP T 50% Ballys Corporation BALY US 25% Banc Of Cali 7%-e N/c Pfd BANC.E US 25% Banc Of California Inc BANC US 50% Bancfirst Corp BANF US 50% Banco Bbva Argentina Adr BBAR US 25% Banco Bilbao Vizcaya Argn BBVA US 50% Banco Bradesco S.a. Adr BBDO US 0% Banco Bradesco Sa Adr BBD US 0% Banco Latinoamer Comerc-e BLX US 50% Banco Macro Sa Adr BMA US 0% Banco Santan-chle Adr BSAC US 0% Banco Santander Mex S/adr BSMX US 50% Banco Santander S.a. Adr SAN US 50% Banco Santandr Brasil Adr BSBR US 0% Bancolombia S.a Pfd CIB US 50% Bancorp Inc (the) TBBK US 50% Bancorpsouth Bank BXS US 50% Bancroft Fund 5.375%-a Pf BCV.A US 25% Bancroft Fund Limited BCV US 25% Bank Amer Crp Icm Cap Obl MER.K US 25% Bank First Corp BFC US 25% Bank Of Amer Corp-s1 Pfd BML.G US 25% Bank Of Amer Corp-s2 Pfd BML.H US 25% Bank Of Amer Corp-s4 Pfd BML.J US 25% Bank Of Amer Corp-s5 Pfd BML.L US 25% Bank Of Amer Crp Sr-e Pf BAC.E US 25% Bank Of Comm Holdings Inc BOCH US 50% Bank Of Hawaii Corp-a Pfd BOH.A US 25% Bank Of Princeton (the) BPRN US 25% Bank Of The James Finl Gp BOTJ US 25% Bank South Carolina Corp BKSC US 25% Bank7 Corp BSVN US 25% Bankfinancial Corp BFIN US 25% Bankwell Finl Group Inc BWFG US 25% Banner Corporation BANR US 50% Banxa Holdings Inc BNXA T 25% Banyan Gold Corp BYN T 25% Baosheng Media Group Hldg BAOS US 0% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Baozun Inc-a Spon Adr BZUN US 50% Bar Harbor Bankshares BHB US 25% Barc Bk Ipath-b Bloom Etn GAZ US 0% Barc Ipath Us 10y Trs Etn DTYS US 25% Barc Ipath-b Blm Agri Etn JJA US 0% Barc Ipath-b Blm Alum Etn JJU US 0% Barc Ipath-b Blm Coff Etn JO US 0% Barc Ipath-b Blm Cott Etn BAL US 0% Barc Ipath-b Blm Grns Etn JJG US 0% Barc Ipath-b Blm Inds Etn JJM US 0% Barc Ipath-b Blm Live Etn COW US 0% Barc Ipath-b Blm Nick Etn JJN US 0% Barc Ipath-b Blm Plat Etn PGM US 0% Barc Ipath-b Blm Sug Etn SGG US 0% Barc Ipath-b Blm Tin Etn JJT US 0% Barc Ipath-b Copp Sub Etn JJC US 0% Barclays Bk Ipath Shiller CAPE US 0% Barclays Bk Plc Ipath Idx GSP US 0% Barclays Etn+ Sel Mlp Etn ATMP US 0% Barclays Ipath S&p500 Etf VXZ US 0% Barclays Ipath Silver Etn SBUG US 0% Barclays Ipath-b Carb Etn GRN US 0% Barclays Pacer Ipath Gold GBUG US 0% Barclays Return Disab Etn RODI US 0% Barings Bdc Inc BBDC US 50% Barings Corporate Invest MCI US 25% Barings Glb Short Dur H/y BGH US 35% Barings Participation Etf MPV US 25% Barksdale Resources Corp BRO T 25% Barnes & Noble Education BNED US 50% Barnwell Industries BRN US 25% Baroyeca Gold & Silver BGS T 25% Barrett Bus Svcs Inc BBSI US 25% Barsele Minerals Corp BME T 25% Baru Gold Corp BARU T 25% Baselode Energy Corp FIND T 25% Bassett Furniture Industr BSET US 50% Batero Gold Corp BAT T 25% Bathurst Metals Corp BMV/H T 25% Battalion Oil Corp BATL US 25% Battery Mineral Res Corp BMR T 25% Baudax Bio Inc BXRX US 0% Bausch Health Cos Inc BHC T 50% Baycom Corp BCML US 25% Bayhorse Silver Inc BHS T 25% Baylin Technologies Inc BYL T 25% Bayshore Petroleum Corp BSH T 25% Baytex Energy Corp BTE T 50% Bbq Holdings Inc BBQ US 25% Bbtv Holdings Inc Svs BBTV T 25% Bcb Bancorp Inc (nj) BCBP US 25% Bcls Acquisition Crp Cl-a BLSA US 0% Bcm Resources Corp B T 25% Beacon Roofing Supply Inc BECN US 50% Beam Global BEEM US 50% Beam Therapeutics Inc BEAM US 50% Bear Creek Mining Corp BCM T 25% Bearing Lithium Corp-new BRZ T 25% Beasley Broadcast Grp-a BBGI US 25% Beauce Gold Fields Inc BGF T 25% Beazer Homes Usa Inc-new BZH US 50% Becker Milk Co-b Spl Nv BEK'B T 25% Becton Dickinson 6%-b Pfd BDXB US 25% Bed Bath And Beyond Inc BBBY US 25% Beigene Ltd Spn/adr BGNE US 50% Bel Fuse Inc Cl A BELFA US 25% Bel Fuse Inc Cl B BELFB US 25% Bell Copper Corp BCU T 25% Bellerophon Therapeut-new BLPH US 25% Bellicum Pharmaceut-new BLCM US 0% Bellus Health Inc-new BLU T 0% Belmont Resources Inc-new BEA T 25% Belo Sun Mining Corp BSX T 25% Bemetals Corp BMET T 25% Benchmark Metals Inc BNCH T 25% Benefitfocus Inc BNFT US 50% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Benessere Capital Acq-a BENE US 0% Bengal Energy Ltd BNG T 25% Benitec Biopharma Inc BNTC US 0% Bentley Systems Inc Cl-b BSY US 50% Benton Resources Inc BEX T 25% Benz Mining Corp BZ T 25% Berkeley Lights Inc BLI US 50% Berkshire Grey Inc Cl-a BGRY US 25% Berkshire Hils Bancorp BHLB US 50% Berry Corp BRY US 50% Bessor Minerals Inc BST T 25% Best Inc Sponsored Adr BEST US 50% Betapro Bitcoin Etf HBIT T 0% Betapro Inverse Bitcn Etf BITI T 0% Betapro S&p/tsx60 2x Bull HXU T 35% Betapro S&p500 Vix St Etf HUV T 0% Betapro Silv 2x Bull Etf HZU T 35% Better Choice Co Inc-new BTTR US 25% Better World Acquis Corp BWAC US 0% Betteru Education Corp BTRU T 25% Betterware De Mex S.a.b. BWMX US 25% Bewhere Holdings Inc BEW T 25% Beyond Air Inc XAIR US 25% Beyond Meat Inc BYND US 50% Beyondspring Inc BYSI US 25% Bgc Partners Inc Cl-a BGCP US 50% Bgp Acquisition-a Rst Vtg BGP'U T 25% Bgsf Inc BGSF US 25% Bicycle Therapeutics Adr BCYC US 25% Big 5 Sporting Goods Corp BGFV US 50% Big Banc Split Corp Cl-a BNK T 25% Big Banc Split Corp Pfd BNK.A T 25% Big Cypress Acq Corp BCYP US 0% Big Lots Inc BIG US 50% Big Ridge Gold Corp BRAU T 25% Big Rock Brewery Inc BR T 25% Bigcommerce Hldgs Inc S1 BIGC US 50% Biglari Holdings Inc Cl-a BH'A US 25% Biglari Holdings Inc Cl-b BH US 25% Bilibili Inc Adr BILI US 50% Bill.com Holdings Inc BILL US 50% Binovi Technologies Corp VISN T 25% Bioasis Technologies Inc BTI T 0% Bioatla Inc BCAB US 25% Biocardia Inc BCDA US 0% Biocept Inc-new BIOC US 0% Bioceres Crop Solns Corp BIOX US 0% Biocryst Pharmaceuticals BCRX US 50% Biodelivery Sciences Intl BDSI US 25% Biodesix Inc BDSX US 25% Biofrontera Ag Adr BFRA US 0% Biogen Inc BIIB US 50% Biohaven Pharmaceutical BHVN US 50% Biohitech Global Inc BHTG US 25% Bio-key Intl Inc-new BKYI US 25% Biolase Inc-new BIOL US 25% Biolife Solutions Inc BLFS US 50% Biolinerx Ltd Adr-new BLRX US 0% Biomarin Pharmaceutcl Inc BMRN US 50% Biomea Fusion Inc BMEA US 25% Biomerica Inc BMRA US 0% Biomx Inc PHGE US 0% Bionano Genomics Inc BNGO US 50% Biondvax Pharmaceut S/adr BVXV US 0% Bioneutra Global Corp BGA T 25% Biontech Se Adr BNTX US 50% Bio-path Holdings Inc-new BPTH US 0% Biophytis Sa Adr BPTS US 0% Bio-rad Labs Inc-cl B BIO B US 25% Biorem Inc BRM T 25% Biosig Technologies-new BSGM US 25% Biosyent Inc RX T 0% Biotech Acquisition Co-a BIOT US 0% Biovie Inc-new BIVI US 25% Bioxcel Therapeutics Inc BTAI US 25% Bip Inv Corp 5.85% S1 Pfd BIK.A T 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Birchcliff Energy Ltd BIR T 50% Birchcliff Energy-a Pfd BIR.A T 50% Birchcliff Engy 7%-c Pfd BIR.C T 50% Birks Group Inc BGI US 25% Bit Brother Ltd BTB US 0% Bit Digital Inc BTBT 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BGR US 25% Blackrock Enh Cap&incm Fd CII US 25% Blackrock Enh Intl Div Tr BGY US 25% Blackrock Enhncd Govt Fnd EGF US 25% Blackrock Fltg Rt Incm Tr BGT US 25% Blackrock Health Sci Tr BME US 25% Blackrock Health Sciences BMEZ US 25% Blackrock Inc Tr Inc BKT US 25% Blackrock Innovation & Gw BIGZ US 25% Blackrock Inv Qlty Mun Tr BKN US 25% Blackrock Long-trm Mn Adv BTA US 25% Blackrock Ltd Dur Incm Tr BLW US 35% Blackrock Multi Sec Incm BIT US 25% Blackrock Mun Incm Qlty BYM US 25% Blackrock Mun2030 Tgt Trm BTT US 25% Blackrock Muni Incm Tr Ii BLE US 25% Blackrock Muni Incm Trust BFK US 25% Blackrock Muni Int Dur Fd MUI US 25% Blackrock Muni Penn Qlty MPA US 25% Blackrock Muniassets Fund MUA US 35% Blackrock Munihld Ca Qlty MUC US 25% Blackrock Munihld Inv Qlt MFL US 25% Blackrock Munihld Nj Qlty MUJ US 25% Blackrock Munihld Ny Qlty MHN US 25% Blackrock Munihld Qlty Ii MUE US 25% Blackrock Munihldgs Fund MHD US 25% Blackrock Munivest Fd Inc MVF US 25% Blackrock Munivest Fnd Ii MVT US 25% 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Blockmint Technologies BKMT T 0% Blonder Tongue Labs Inc BDR US 25% Bloom Energy Corp Cl-a BE US 50% Bloom Select Incm Fd T/u BLB.UN T 25% Bloom Us Incm&grwth-a T/u BUA.UN T 25% Bloomin' Brands Inc BLMN US 50% Blucora Inc BCOR US 50% Blue Apron Holdings-a New APRN US 25% Blue Hat Interactive Ent BHAT US 0% Blue Moon Metals Inc MOON T 25% Blue Owl Capital Inc Cl-a OWL US 25% Blue Ribbon Income Fd T/u RBN.UN T 25% Blue Ridge Bankshares Inc BRBS US 25% Blue River Res Ltd BXR T 25% Blue Sky Uranium Corp-new BSK T 25% Blue Star Gold Corp-new BAU T 25% Blue Thunder Mining Inc BLUE T 25% Blue Water Acq Corp Cl-a BLUW US 0% Bluebird Bio Inc BLUE US 25% Bluecity Holdings Ltd Adr BLCT US 25% Bluegreen Vacations Hld-a BVH US 25% Blueknight Egy 17.5%-a Pf BKEPP US 25% Blueknight Energy Llc Lpu BKEP US 25% Bluelinx Holdings Inc-new BXC US 50% Blueprint Medicines Corp BPMC US 50% Blueriver Acq Corp Cl-a BLUA US 0% Bluerock Resdnt Gw Reit-a BRG US 50% Bluerock Resid Gw-d Pfd BRG.D US 25% Bluerock Resid-c Reit Pfd BRG.C US 25% Bluerush Inc BTV T 25% Bluescape Oppty Acq Crp-a BOAC US 0% Bluestone Resources Inc BSR T 25% Blumetric Environmental BLM T 25% Bm Technologies Inc Cl-a BMTX US 25% Bmex Gold Inc BMEX T 25% Bmo China Equity Indx Etf ZCH T 50% Bmo Cover Call Us Bks Etf ZWK T 50% Bmo Emrg Mkts Bd C$ Etf ZEF T 50% Bmo Europe Hi Div Cov Etf ZWP T 50% Bmo Flt/rt Hi Yld T/u Etf ZFH T 35% Bmo Glb Strategic Bnd Etf ZGSB T 35% Bmo Hi Yld Us Corp Bd Etf ZJK T 35% Bmo Hy Us C/b Hdg C$ Indx ZHY T 35% Bmo M/t Us Ig Corp Bd Etf ZIC T 50% Bmo Mic Us Big Bks 3x Lev BNKU US 0% Bmo Micr Fang+idx 3x Etn FNGU US 0% Bmo Micro Cann 2x Lev Etn MJO US 0% Bmo Micro Fang+idx 2x Inv FNGZ US 0% Bmo Micro Fang+idx 2x Lev FNGO US 0% Bmo Microsec Cannabis Etn MJJ US 0% Bmo Microsec Fang+idx Inv GNAF US 0% Bmo Microsec Gld 3xinv Lv GDXD US 0% Bmo Microsec Gold 3x Lev GDXU US 0% Bmo Microsectors Fang+etn FNGS US 0% Bmo Msci Emrg Mkt Idx Etf ZEM T 50% Bmo Msci Eur Hi Qlt Hd Tu ZEQ T 50% Bmo Mt Us Ig Crp Bd U$etf ZIC'U T 50% Bmo Premium Yield C$ Etf ZPAY T 50% Bmo Premium Yield Hdg Etf ZPAY'F T 50% Bmo Premium Yield U$ Etf ZPAY'U T 50% Bmo Real Ret Bnd Indx Etf ZRR T 50% Bmo S/t Us Ig Corp Bd Etf ZSU T 50% Bmo Us All Cap Eq Fnd Etf ZACE T 50% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Bmtc Group Inc GBT T 25% Bny Mell Alcentra Gl Cred DCF US 25% Bny Mell Hi Yld Beta Etf BKHY US 35% Bny Mell Mun Bd Infra Fnd DMB US 25% Bny Mell Strat Mun Bd Fnd DSM US 25% Bny Mell Strategic Munis LEO US 25% Bny Mellon Hi Yld Strat DHF US 35% Bny Mellon Muni Incm Inc DMF US 25% Boa Acquisition Corp Cl-a BOAS US 0% Boardwalktech Software BWLK T 25% Boat Rocker Media Inc Svs BRMI T 25% Bogota Financial Corp BSBK US 25% Bok Finl Crp 5.375%sub Nt BOKFL US 25% Bold Ventures Inc BOL T 25% Bolt Biotherapeutics Inc BOLT US 25% Bombardier Inc Cl-a Mv BBD'A T 25% Bon Natural Life Ltd BON US 0% Bonanza Creek Energy-new BCEI US 25% Bonso Electroncs Intl Inc BNSO US 25% Bonterra Energy Corp BNE T 25% Bonterra Resources Inc BTR T 25% Boot Barn Holdings Inc BOOT US 50% Boqii Holding Ltd Adr BQ US 25% Boralex Inc Cl-a BLX T 50% Borqs Technologies Inc BRQS US 0% Borr Drilling Ltd-new BORR US 25% Bos Better Online Sol-new BOSC US 25% Boston Pizza Royl Inc T/u BPF.UN T 50% Boston Scientific-a Pfd BSX.A US 25% Bottomline Techs Inc EPAY US 50% Boulder Growth & Incm Fnd BIF US 25% Boundary Gold&copper-new BDGC T 25% Bowman Consulting Group BWMN US 25% Bowx Acquisition Corp-a BOWX US 0% Box Inc Cl-a BOX US 50% Boxlight Corp Cl-a BOXL US 25% Boyd Gaming Corp BYD US 50% Bp Cdn Gld Miners 2x Bull HGU T 35% Bp Cdn Gld Mnrs-2xdly Etf HGD T 35% Bp Crude Oil Inv Bear-new HOD T 0% Bp Crude Oil Lev Dly Bull HOU T 0% Bp Gold Bullion 2x Bear HBD T 35% Bp Gold Bullion 2x Bull HBU T 35% Bp Marijuana 2x Etf-new HMJU T 35% Bp Marijuana Inverse Etf HMJI T 25% Bp Midstream Partners Lp BPMP US 50% Bp Nat Gas Inv Lev Bear HND T 35% Bp Nsd-100 2xdly Bear Etf HQD T 35% Bp Nsdq-100 2x Bull Etf HQU T 35% Bp Prudhoe Bay Royalty Tr BPT US 25% Bp S&p/tsx 60 Dly Inv Etf HIX T 50% Bp S&p/tsx Cap Fin 2x Etf HFD T 35% Bp S&p500 2x Dly Bear Etf HSD T 35% Bp S&p500 2x Dly Bull Etf HSU T 35% Bp S&p500 Dly Inverse Etf HIU T 0% Bp S&ptsx 60 2x Bear-new HXD T 35% Bp S&ptsx Cap Fin 2x Bull HFU T 35% Bp S&ptsx Capp 2xbear-new HED T 35% Bp S&ptsx Capp 2xbull Etf HEU T 35% Bp Silver 2x Dly Bear-new HZD T 35% Bqe Water Inc BQE T 25% Braemar Hotels & Resorts BHR US 50% Braemar Htls&resorts-b Pf BHR.B US 25% Braemar Htls&resorts-d Pf BHR.D US 25% Bragg Gaming Grp Inc-new BRAG T 25% Braille Energy Systems BES T 25% Brainstorm Cell Therapeut BCLI US 0% Brainsway Ltd Adr BWAY US 25% Brand Leaders Incm Fd T/u HBL.UN T 25% Brandywineglobal Glb Incm BWG US 25% Brasilagro Cia Br Sp/adr LND US 0% Braskem S.a. S/adr BAK US 0% Bravada Gold Corp BVA T 25% Braveheart Resources Inc BHT T 25% Breeze Holdings Acq Corp BREZ US 0% Brf S.a. Adr BRFS US 0% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Briacell Therapeutics Crp BCT T 0% Bri-chem Corp BRY T 25% Brickell Biotech Inc BBI US 0% Bridgebio Pharma Inc BBIO US 50% Bridgeline Digital-new BLIN US 25% Bridgemarq Real Est Svcs BRE T 25% Bridgetown 2 Hldgs Ltd-a BTNB US 0% Bridgetown Hldgs Ltd Cl-a BTWN US 0% Bridgewater Bancshares BWB US 25% Bridgford Foods Corp BRID US 25% Brigadier Gold Ltd BRG T 25% Brigham Minerals Inc Cl-a MNRL US 50% Bright Health Group Inc BHG US 25% Bright Lights Acq Corp-a BLTS US 0% Bright Scholar Edu S/adr BEDU US 25% Brightcove Inc BCOV US 50% Brighthouse Fin 6.25% Deb BHFAL US 25% Brighthouse Financial Inc BHF US 50% Brighthouse Fin-b 6.75%pf BHFAO US 25% Brightsphere Inv5.125% Nt BSA US 25% Brightsphere Invt Grp Inc BSIG US 50% Brightspire Capital Inc BRSP US 50% Brightview Holdings Inc BV US 50% Brilliant Acquisition Crp BRLI US 0% Brinker Intl Inc EAT US 50% Bristow Group Inc VTOL US 50% Brixton Metals Corp-new BBB T 25% Broadmark Realty Cap Inc BRMK US 50% Broadscale Acquis Corp-a SCLE US 0% Broadstone Acq Corp Cl-a BSN US 0% Broadvision Inc BVSN US 25% Broadway Finl Corp Del BYFC US 25% Broadwind Inc BWEN US 25% Brompton Oil Split Crp-a OSP T 25% Brooge Energy Ltd BROG US 25% Brookdale Sr Living Inc BKD US 50% Brookfield Dtla 7.625% Pf DTLA'PR US 25% Brookfield Fin 4.625% Nts BAMH US 25% Brookfield Fin I (uk) Plc BAMI US 25% Brookfield Glb Infras T/u BGI.UN T 25% Brookfield Inf S13 Pfd Lp BIP.A US 0% Brookfield Infra Fin Ulc BIPH US 25% Brookfield Invs C1 S-a Pf BRN.A T 25% Brookfield Ppty Ptn-a2 Pf BPYPO US 25% Brookfield Ppty Reit-a Pf BPYUP US 25% Brookfield Ppty-a S1 Pfd BPYPP US 25% Brookfield Pty 5.75%-a Pf BPYPN US 25% Brookfield Real Assets RA US 35% Brookfield Ren-a S-17 Pfd BEP.A US 25% Brookfield Select Opp T/u BSO.UN T 25% Brookfld Renew-a Exch Svs BEPC T 50% Brookline Bancorp Inc BRKL US 50% Brookline Capital Acq Crp BCAC US 0% Brooklyn Immunotherapeut BTX US 50% Brooks Automation Inc BRKS US 50% Brp Group Inc Cl-a BRP US 50% Brp Inc DOO T 50% Brt Apartments Corp BRT US 25% Brunswick Corp 6.375% Nts BC.C US 25% Brunswick Corp 6.5% Nts BC.A US 25% Brunswick Corp 6.625% Nts BC.B US 25% Brunswick Exploration Inc BRW T 25% Bryn Mawr Bank Corp BMTC US 50% Bsquare Corp BSQR US 0% Bsr Reit HOM'U T 25% Btb Reit T/u - New BTB.UN T 50% Btrs Holdings Inc Cl 1 BTRS US 25% Btu Metals Corp BTU T 25% Buckle Inc BKE US 50% Buffalo Coal Corp BUF T 0% Buhler Industries Inc BUI T 25% Build Acquisition Corp-a BGSX US 0% Build-a-bear Workshop Inc BBW US 50% Builders Captl Mrtg Nv-a BCF T 25% Builders Firstsource Inc BLDR US 50% Bull Horn Holdings Corp BHSE US 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Bullet Exploration Inc AMMO T 25% Bumble Inc Cl-a BMBL US 50% Burcon Nutrascience Cp BU T 50% Burford Capital Limited BUR US 50% Burgerfi Intl Inc BFI US 25% Burgundy Technology Acq-a BTAQ US 0% Business First Bancshares BFST US 25% Butterfly Network Inc-a BFLY US 25% Bwr Exploration Inc BWR T 25% Bwx Technologies Inc BWXT US 50% Byte Acquisition Corp-a BYTS US 0% C & F Finanacial Corp CFFI US 25% C3 Metals Inc CCCM T 25% C3.ai Inc Cl-a AI US 50% C4 Therapeutics Inc CCCC US 25% Ca Healthcare Acq Corp-a CAHC US 0% Cabaletta Bio Inc CABA US 0% Cabral Gold Inc CBR T 25% Cache Exploration Inc-new CAY T 25% Cactus Inc Cl-a WHD US 50% Cadence Bancorporation-a CADE US 50% Cadence Design Sys CDNS US 50% Cadiz Inc CDZI US 25% Caesars Entertainment Inc CZR US 50% Caesarstone Ltd CSTE US 50% Cai International Inc CAI US 50% Cai Intl Inc-a Fx-f/r Pfd CAI.A US 25% Caladrius Biosciences-new CLBS US 0% Calamos Conv Oppor&inc Fd CHI US 25% Calamos Glbl Dynamic Incm CHW US 25% Calamos Global Total Rtrn CGO US 25% Calamos Long/short Eq&dyn CPZ US 25% Calamos Stgc Total Ret Fd CSQ US 25% Calamp Corp CAMP US 25% Caldwell Ptnrs Intl Inc CWL T 25% Caledonia Mining Corp CMCL US 0% Caleres Inc CAL US 50% Calfrac Well Svcs Ltd-new CFW T 25% Calian Group Ltd CGY T 50% California Nanotechs Corp CNO T 25% California Resources Corp CRC US 50% Calithera Biosciences Inc CALA US 0% Calix Inc CALX US 50% Calliditas Therapeut Adr CALT US 25% Callinex Mines Inc-new CNX T 25% Callon Petroleum Co-new CPE US 50% Calumet Specialty Pro Lpu CLMT US 25% Calyxt Inc CLXT US 0% Camber Energy Inc-new CEI US 25% Cambria Tail Risk Etf TAIL US 0% Cambria Trinity Etf TRTY US 0% Camden National Corp CAC US 50% Cameco Corp CCO T 50% Cameron Steph H/y Mtg Tr CSMTK T 0% Camino Minerals Corp-new COR T 25% Camping World Hldgs Inc-a CWH US 50% Camrova Resources Inc CAV T 25% Camtek Ltd CAMT US 50% Canaan Inc Adr CAN US 0% Canaccord 3.885%-a 1st Pf CF.A T 50% Canaccord 4.993%-c 1st Pf CF.C T 50% Canaccord Genuity Group CF T 50% Canacol Energy Ltd CNE T 50% Canada Carbon Inc CCB T 25% Canada Nickel Company Inc CNC T 25% Canada One Mining Corp CONE T 25% Canada Rare Earth Corp LL T 25% Canada Silver Cobalt Work CCW T 25% Canadabis Capital Inc CANB T 0% Canadian High Incm Eq T/u CIQ.UN T 25% Canadian Inv Grd Pf-t Utf RIGP.UN T 25% Canadian Net Reit T/u NET.UN T 25% Canadian Premium Sand Inc CPS T 25% Canadian Solar Inc CSIQ US 50% Canadian Spirit Res Inc SPI T 25% Canadian Tire Corp Ltd CTC T 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Canaf Investments Inc CAF T 25% Canalaska Uranium Ltd CVV T 25% Canasil Res Inc CLZ T 25% Candel Therapeutics Inc CADL US 0% Candelaria Mining Corp CAND T 25% Candente Copper Corp-new DNT T 25% Canex Metals Inc CANX T 25% Can-fite Biopharm Adr-new CANF US 0% Canfor Pulp Products Inc CFX T 50% Canickel Mining Ltd CML T 25% Canlan Ice Sports Crp-new ICE T 25% Cano Health Inc CANO US 25% Canoe Mining Ventures Crp CLV T 25% Canoo Inc Cl-a GOEV US 50% Canopy Growth Corp WEED T 25% Canso Credit Income-a T/u PBY.UN T 25% Canso Select Opport-a Mvs CSOC'A T 25% Canso Select Opport-b Svs CSOC'B T 25% Canstar Resources Inc ROX T 25% Cantaloupe Inc CTLP US 50% Canterbury Park Hldg Corp CPHC US 0% Canterra Minerals Crp-new CTM T 25% Cantex Mine Dev Corp CD T 25% Canuc Resources Corp CDA T 25% Canyon Creek Food Co Ltd CYF T 25% Capella Minerals Ltd CMIL T 25% Capital City Bk Group CCBG US 25% Capital One Finl 6%-h Pfd COF.H US 25% Capital One Finl-g5.2% Pf COF.G US 25% Capital Prod Ptnrs Lp-new CPLP US 0% Capital Senior Living-new CSU US 25% Capital Southwest Corp CSWC US 50% Capitala Fin Corp 6% Nts CPTAL US 25% Capitala Fin Crp 5.75%nts CPTAG US 25% Capitan Mining Inc CAPT T 25% Capitol Fed Finl Inc CFFN US 50% Capricor Therapeutics-new CAPR US 0% Capstar Financial Hldgs CSTR US 50% Capstar Special Purpose-a CPSR US 0% Capstead Mtg 7.5%-e Pfd CMO.E US 25% Capstead Mtge Corp CMO US 50% Capstone Green Energy Crp CGRN US 25% Capstone Infra3.271%-a Pf CSE.A T 25% Capstone Mining Corp CS T 50% Cara Therapeutics Inc CARA US 25% Carbo Ceramics Inc CRR US 25% Cardero Res Corp CDU T 25% Cardiff Oncology Inc CRDF US 25% Cardinal Energy Ltd CJ T 50% Cardiocomm Solutions EKG T 25% Cardiol Therapeutics-a CRDL T 0% Cardiovascular Sys Inc CSII US 50% Cardlytics Inc CDLX US 50% Carebook Technologies Inc CRBK T 25% Carecloud Inc MTBC US 25% Carecloud Inc 11% Sr-a Pf MTBCP US 25% Caredx Inc CDNA US 50% Carerx Corp CRRX T 25% Caretrust Reit Inc CTRE US 50% Cargurus Inc Cl-a CARG US 50% Caribbean Utilities CUP'U T 25% Cariboo Rose Res Ltd CRB T 25% Carlin Gold Corp CGD T 25% Carlotz Inc Cl-a LOTZ US 50% Carney Tech Acq Corp Ii-a CTAQ US 0% Carnival Corp -paired Stk CCL US 50% Carnival Plc -ads CUK US 50% Carparts.com Inc PRTS US 50% Carpenter Technology CRS US 50% Carriage Svcs Inc CSV US 50% Carrols Restaurant Group TAST US 50% Cars.com Inc CARS US 50% Carter Bankshares Inc CARE US 25% Cartier Resources Inc ECR T 25% Carvana Co Cl-a CVNA US 50% Carver Bancorp Inc CARV US 0% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Casa Minerals Inc CASA T 25% Casa Systems Inc CASA US 50% Cascade Acquisition Crp-a CAS US 0% Cascadero Copper Corp CCD T 25% Cascades Inc CAS T 50% Casi Pharmaceuticals Inc CASI US 0% Casper Sleep Inc CSPR US 50% Cass Information Sys Inc CASS US 50% Cassava Sciences Inc SAVA US 0% Cassiar Gold Corp GLDC T 25% Castle Peak Mining Ltd CAP T 25% Castlight Health Inc Cl-b CSLT US 25% Castor Maritime Inc-new CTRM US 0% Catabasis Pharmaceut-new CATB US 0% Catalent Inc CTLT US 50% Catalyst Biosciences-new CBIO US 0% Catalyst Pharmaceuticals CPRX US 25% Catcha Investment Corp-a CHAA US 25% Catchmark Timber Tr Inc-a CTT US 50% Cathedral Energy Svcs Ltd CET T 25% Cato Corp Cl A CATO US 50% Cavco Industries Inc CVCO US 50% Cb Financial Services Inc CBFV US 25% Cbak Energy Technology CBAT US 50% Cbdmd Inc YCBD US 0% Cbdmd Inc 8%-a Cuml Cv Pf YCBDPA US 0% Cblt Inc CBLT T 25% Cbre Acquisition Hldgs-a CBAH US 0% Cbre Clarion Glbl Rl Incm IGR US 25% Cc Neuberger Prin Hl Ii-a PRPB US 25% Cc Neuberger Prn Hl Iii-a PRPC US 25% Ccl Inds Inc-cl A Vtg CCL'A T 25% C-com Satellite Syst Inc CMI T 25% Cdk Global Inc CDK US 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Energy S1 1st Pfd CVE.A T 50% Cenovus Energy S2 1st Pfd CVE.B T 50% Cenovus Energy S3 1st Pfd CVE.C T 50% Cenovus Energy S5 1st Pfd CVE.E T 50% Cenovus Energy S7 1st Pfd CVE.G T 50% Centamin Plc CEE T 0% Centaurus Energy Inc CTA T 25% Centennial Res Dev Inc-a CDEV US 50% Center Coast Brkf Mlp-new CEN US 25% Centerra Gold Inc CG T 25% Centerspace-c 6.625% Pfd CSR.C US 25% Centessa Pharmaceut Adr CNTA US 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Centogene N.v. 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CERV T 25% Ceva Inc CEVA US 50% Ceylon Graphite Corp CYL T 25% Cf Acq Corp Viii Cl-a CFFE US 0% Cf Acquisition Corp Iv-a CFIV US 0% Cf Acquisition Corp Vi-a CFVI US 0% Cf Acquisition Crp V Cl-a CFV US 0% Cf Bankshares Inc CFBK US 25% Cf Energy Corp CFY T 25% Cf Finance Acq Corp Iii CFAC US 0% Cgx Energy Inc-new OYL T 25% Chakana Copper Corp PERU T 25% Champion Bear Resources CBA T 25% Champions Oncology Inc CSBR US 25% Championx Corp CHX US 50% Channeladvisor Corp ECOM US 50% Char Technologies Ltd YES T 25% Charah Solutions Inc CHRA US 25% Chardan Healthcare Acq 2 CHAQ US 0% Chargepoint Hldgs Inc-a CHPT US 50% Charles & Colvard Ltd CTHR US 25% Charles Schwab-d 5.95% Pf SCHW.D US 25% Charlotte's Web Hldgs Inc CWEB T 25% Chatham Lodging Trust CLDT US 50% Chatham Rock Phosphate Lt NZP T 25% Check-cap Ltd-new CHEK US 25% Checkmate Pharmaceuticals CMPI US 0% Checkpoint Therapeutics CKPT US 0% Cheesecake Factory Inc CAKE US 50% Cheetah Mobile Inc-a Adr CMCM US 25% Chefs' Warehouse Inc CHEF 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Online Adr-new JRJC US 0% China Fund Inc CHN US 25% China Gold Intl Res Corp CGG T 25% China Green Agricult-new CGA US 25% China Hgs Real Estate-new HGSH US 25% China Index Hldgs Ltd Adr CIH US 0% China Liberal Education CLEU US 0% China Life Insur Spn Adr LFC US 50% China Natural Resources CHNR US 25% China Online Educ Spn Adr COE US 0% China Pete & Chem Sp/adr SNP US 50% China Pharma Holdings Inc CPHI US 0% China Recycling Engy-new CREG US 25% China Sthrn Airlines Adr ZNH US 25% China Sxt Pharmaceut-new SXTC US 0% China Xd Plastics Co Ltd CXDC US 25% China Xiangtai Food Co Lt PLIN US 0% China Yuchai Internatl CYD US 25% Chindata Group Hlgs Adr CD US 50% Chinook Therapeutics Inc KDNY US 25% Chipmos Techs Inc Adr-new IMOS US 25% Chorus Aviation Vtg&v/vtg CHR T 50% Chp Merger Corp Cl-a CHPM US 0% Chromadex Corp CDXC US 50% Chs Inc 7.1% S2 Cm Rd Pfd CHSCN US 25% Chs Inc 7.5% Cl-b S4 Pfd CHSCL US 25% Chs Inc 7.875% Ser-b Pfd CHSCO US 25% Chs Inc 8% Cum Red Pfd CHSCP US 25% Chs Inc Red Cl-b S3 Pfd CHSCM US 25% Churchill Cap Corp V Cl-a CCV US 25% Churchill Cap Corp Vii-a CVII US 25% Churchill Cap Crp Vi Cl-a CCVI US 25% Churchill Downs Inc CHDN US 50% Churchill Resources Inc CRI T 25% Chuys Holdings Inc CHUY US 50% Ci Active Credit Etf FAO T 35% Ci Active Credit Etf Usd FAO'U T 35% Ci Cdn Banks Incm Cl Etf CIC T 50% Ci Cdn Conv Bond Etf CXF T 35% Ci Dbl Incm Etf C$ Hedged CINC T 35% Ci Dbl Incm Etf C$ Unhdg CINC'B T 35% Ci Dbl Income Fund Etf U$ CINC'U T 35% Ci Energy Giants Cov Etf NXF T 50% Ci Eq Giants Cov Etf-unhd NXF'B T 50% Ci Galaxy Bitcoin C$unhdg BTCX'B T 0% Ci Galaxy Bitcoin U$unhdg BTCX'U T 0% Ci Galaxy Ethereum C$unhd ETHX'B T 0% Ci Galaxy Ethereum U$unhd ETHX'U T 0% Ci Gold Bull Etf C$ Unhdg VALT'B T 0% Ci Hlt Cre Giants Cov Etf FHI T 50% Ci Hlth Care Giants Unhdg FHI'B T 50% Ci Marret Alt Enh Yld Etf CMEY T 0% Ci Marret Enh Yl Etf U$hd CMEY'U T 0% Ci Munro Alt Gl Gw Etf C$ CMAG T 0% Ci Munro Alt Glb Gw U$hdg CMAG'U T 0% Ci Us&cda Lifeco Incm Etf FLI T 50% Ci Wisd Jpn Eq Etf-n/hdg JAPN'B T 50% Ci Wisd Jpn Eqty Etf-hdg JAPN T 50% Cia Energetica Mn Spn Adr CIG'C US 0% Cia Saneamento Basico-adr SBS US 0% Cibc Act I/g F/r Bond Etf CAFR T 50% Cibt Education Group Inc MBA T 25% Cidara Therapeutics Inc CDTX US 0% Cielo Waste Solutions Crp CMC T 25% Cim Commercial Tr Crp-new CMCT US 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Cimarex Energy Co XEC US 50% Cimpress Plc CMPR US 50% Cincinnati Bell 6.75%pf-b CBB.B US 25% Cincinnati Bell Inc-new CBB US 25% Cinedigm Corp Cl-a New CIDM US 25% Cinemark Holdings Inc CNK US 50% Cineplex Inc CGX T 50% Ciner Resources Lpu CINR US 25% Cipher Pharmaceutical Inc CPH T 0% Circa Enterprises Inc CTO T 25% Circor International Inc CIR US 50% Cit Group Inc New CIT US 50% Citadel Income Fd T/u CTF.UN T 25% Citi Trends Inc CTRN US 50% Citic Capital Acquisitn-a CCAC US 0% Citius Pharmaceuticals CTXR US 25% Citizen Stash Cannabis CSC T 0% Citizens & Northn Corp CZNC US 25% Citizens Comm Bancorp Inc CZWI US 25% Citizens Finl Grp 5%-e Pf CFGpE US 25% Citizens Holding Co CIZN US 25% Citizens Inc - A CIA US 25% Citrix Systems Inc CTXS US 50% City Holdings Co CHCO US 50% City Office Reit Inc CIO US 50% City Office Reit Sr-a Pfd CIO.A US 25% Civeo Corp-new CVEO US 25% Civista Bancshares Inc CIVB US 25% Ckx Lands Inc CKX US 25% Clairvest Group Inc CVG T 25% Claren Energy Corp CEN T 25% Clarim Acquisition Corp-a CLRM US 0% Clarke Inc-new CKI T 25% Clarus Corporation CLAR US 50% Class Acceleration Corp-a CLAS US 25% Clean Air Metals Inc AIR T 25% Clean Energy Fuels Corp CLNE US 50% Clean Seed Cap Group Ltd CSX T 25% Cleanspark Inc CLSK US 50% Clear Blue Techs Intl Inc CBLU T 25% Clear Channel Outdoor Hld CCO US 50% Clear Secure Inc Cl-a YOU US 25% Clearbridge En Midstr-new EMO US 25% Clearbridge Mlp&midst-new CTR US 25% Clearfield Inc CLFD US 50% Clearford Water Systems CLI T 25% Clearone Inc CLRO US 25% Clearpoint Neuro Inc CLPT US 25% Clearside Biomedical Inc CLSD US 25% Clearsign Technologies Cp CLIR US 25% Clearstream Energy Svcs CSM T 25% Clearwater Paper Corp CLW US 50% Cleghorn Minerals Ltd CZZ T 25% Clene Inc CLNN US 25% Cleveland-cliffs Inc CLF US 50% Clever Leaves Hldgs Inc CLVR US 25% Cliffside Capital Ltd CEP T 25% Climate Real Imp Sol Ii-a CLIM US 0% Clipper Realty Inc CLPR US 25% Cloopen Grp Hldg Ltd Adr RAAS US 50% Cloud Dx Inc CDX T 25% Cloudera Inc CLDR US 50% Cloudmd Software & Svcs DOC T 25% Clough Glb Div & Incm Fd GLV US 25% Clough Global Equity Fd GLQ US 25% Clough Global Opport Fund GLO US 25% Clover Health Invts Crp-a CLOV US 0% Clovis Oncology Inc CLVS US 25% Clps Incorporation CLPS US 25% Cm Life Sciences Ii Cl-a CMII US 0% Cm Life Sciences Iii-a CMLT US 25% Cmc Metals Ltd CMB T 25% Cms Energy Corp 5.625%nts CMSA US 25% Cms Energy Crp 5.875% Nts CMSC US 25% Cms Energy Crp 5.875% Nts CMSD US 25% Cn Energy Group Inc CNEY US 0% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Cnb Financial Corp (pa) CCNE US 25% Cnfinance Hldgs Ltd Adr CNF US 0% Cno Fin Grp 5.125%sub Nts CNO.A US 25% Cnooc Ltd Adr CNU T 25% Cns Pharmaceuticals Inc CNSP US 0% Co2 Gro Inc GROW T 25% Coastal Financial Corp CCB US 25% Cobalt Blockchain Inc COBC T 25% Cobra Venture Corp CBV T 25% Coca Cola Femsa Sab-s/adr KOF US 50% Cocrystal Pharma Inc COCP US 0% Coda Octopus Group Inc CODA US 25% Code Chain New Continent CCNC US 25% Codex Dna Inc DNAY US 25% Codexis Inc CDXS US 50% Co-diagnostics Inc CODX US 50% Codiak Biosciences Inc CDAK US 25% Codorus Valley Bancorp CVLY US 25% Coeur Mining Inc CDE US 50% Coffee Holding Co Inc JVA US 25% Cogeco Inc Sv CGO T 50% Cogent Biosciences-new COGT US 25% Cognex Corp CGNX US 50% Cohbar Inc CWBR US 0% Cohen & Company Inc COHN US 25% Cohen & Steers Closed-end FOF US 25% Cohen & Steers Infras Fnd UTF US 25% Cohen & Steers Ltd Dur Fd LDP US 25% Cohen & Steers Select Pfd PSF US 25% Cohen&steers Qly Incm Rty RQI US 25% Cohen&steers Reit&pf&incm RNP US 25% Cohen&steers Total Rlty RFI US 25% Coherent Inc COHR US 50% Coherus Biosciences Inc CHRS US 25% Cohn Robbins Hldgs Corp-a CRHC US 25% Coinbase Global Inc Cl-a COIN US 0% Colabor Group Inc GCL T 25% Colibri Resource Corp CBI T 25% Colicity Inc Cl-a COLI US 0% Collab Invt De-spac Etf DSPC US 0% Collab Invt Short De-spac SOGU US 0% Collective Mining Ltd CNL T 25% Collegium Pharmaceutical COLL US 25% Collplant Biotechnologies CLGN US 0% Colonial Coal Intl Corp CAD T 25% Colonnade Acq Corp Ii-a CLAA US 0% Colony Bancorp Inc CBAN US 25% Color Star Tech Co Ltd CSCW US 25% Columbia Banking Sys Inc COLB US 50% Columbia Care Inc CCHW T 25% Columbia Emerg Mk Con Etf ECON US 50% Columbia Financial Inc CLBK US 50% Columbia India Consum Etf INCO US 50% Columbia Seligma Prem Tec STK US 25% Comcast Hldg 2%exch Zones CCZ US 25% Comet Industries Ltd. CMU T 25% Commander Resources Ltd CMD T 25% Commerce Resources Corp CCE T 25% Commerce Split Cp-cap New YCM T 25% Commercial Veh Group Inc CVGI US 50% Commscope Holding Co Inc COMM US 50% Communications Sys Inc JCS US 25% Community Bancorp Inc CTBI US 50% Community Bankers Trust ESXB US 50% Community Financial Corp TCFC US 25% Community Health Systems CYH US 50% Community West Bancshare CWBC US 25% Comp Energetica Minas Nv CIG US 0% Companhia Brasileira Adr CBD US 0% Companhia Parana Adr-new ELP US 0% Companhia Siderurg Sp Adr SID US 0% Compania Deminas Bue Adr BVN US 25% Compass Diversfd Hldg Lpu CODI US 25% Compass Dvsfd 7.875%-c Pf CODI.C US 25% Compass Dvsfd-a 7.25% Pfd CODI.A US 25% Compass Gold Corp CVB T 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Compass Minerals Intl CMP US 50% Compass Pathways Plc Adr CMPS US 25% Composite Alliance Group CAG T 25% Compugen Ltd CGEN US 50% Compute Health Acq Corp-a CPUH US 0% Computer Modelling Group CMG T 25% Computer Programs & Syst CPSI US 25% Computer Task Group CTG US 25% Compx Intl Inc CIX US 25% Comscore Inc SCOR US 25% Comsovereign Hldg Crp-new COMS US 25% Comstock Hldg Cos-a New CHCI US 25% Comstock Metals Ltd CSL T 25% Comstock Mining Inc-new LODE US 0% Comstock Res Inc-new CRK US 50% Concert Pharmaceuticals CNCE US 0% Concord Acquisition Crp-a CND US 0% Concord Med Svcs-spon Adr CCM US 0% Concrete Pumping Hldgs-a BBCP US 25% Condor Gold Plc COG T 25% Condor Hospitality Tr Inc CDOR US 25% Condor Petroleum Inc CPI T 25% Condor Resources Inc CN T 25% Conduent Inc CNDT US 50% Confluent Inc Cl-a CFLT US 25% Conformis Inc CFMS US 25% Conifer Hldgs 6.75% Nts CNFRL US 25% Conifer Holdings Inc CNFR US 25% Conifex Timber Inc CFF T 25% Connect Biopharma Hld Adr CNTB US 25% Connectone Bancorp-new CNOB US 50% Conn's Inc CONN US 50% Conquest Res Ltd-new CQR T 25% Cons Firstfund Cap Corp FFP T 25% Cons Water Co Inc CWCO US 25% Consol Energy Inc CEIX US 50% Consolidated Communicatn CNSL US 50% Consolidated Woodjam Copp WCC T 25% Constantine Metal Res Ltd CEM T 25% Constellation Acq Crp I-a CSTA US 0% Constellation Brands-b STZ'B US 25% Constellium Se Cl-a CSTM US 50% Consumer Portfolio Svc In CPSS US 25% Contact Gold Corp C T 25% Contagious Gaming Inc CNS T 0% Contango Oil & Gas MCF US 50% Contextlogic Inc Cl-a WISH US 50% Continental Res Inc Okla CLR US 50% Contrafect Corp-new CFRX US 0% Controladora Vuela Adr VLRS US 25% Converge Technology Solns CTS T 25% Convey Holding Parent Inc CNVY US 25% Conx Corp Cl-a CONX US 0% Co-op Gen Ins 5%-e S-c Pf CCS.C T 25% Cooper Std Hldgs Inc CPS US 50% Cootek (cayman) Inc Adr CTK US 25% Copaur Minerals Inc CPAU T 25% Copper Fox Metals Inc CUU T 25% Copper Lake Resources Ltd CPL T 25% Copper Mountain Mining Cp CMMC T 50% Corbus Pharmaceut Hldgs CRBP US 25% Corby Spirit & Wine-a Vtg CSW'A T 25% Corby Spirit & Wine-b N/v CSW'B T 25% Corcept Therapeutics Inc CORT US 25% Cordoba Minerals Corp-new CDB T 25% Cordy Oilfield Svcs Inc CKK T 25% Core Laboratories N.v. CLB US 50% Core Molding Technologies CMT US 25% Core-mark Hldg Co Inc CORE US 50% Corenergy Infr7.375%-a Pf CORR.A US 25% Corenergy Infrastructure CORR US 25% Corepoint Lodging Inc CPLG US 25% Cormedix Inc-new CRMD US 0% Corner Growth Acq Corp-a COOL US 0% Cornerstone Bldg Brands CNR US 50% Cornerstone Cap Res Inc CGP T 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Cornerstone Ondemand Inc CSOD US 50% Cornerstone Strat Val-new CLM US 25% Cornerstone Total Ret-new CRF US 25% Cornish Metals Inc CUSN T 25% Corporacion Amer Airports CAAP US 0% Corsa Coal Corp CSO T 25% Corsair Gaming Inc CRSR US 50% Cortexyme Inc CRTX US 25% Cortland Bancorp CLDB US 25% Cortus Metals Inc CRTS T 25% Corvus Gold Inc KOR T 25% Corvus Pharmaceuticals CRVS US 0% Cosan S.a. Adr CSAN US 0% Costamare 8.75%-d Perp Pf CMRE.D US 25% Costamare Inc CMRE US 50% Costamare Inc 7.625%-b Pf CMRE.B US 25% Costamare Inc 8.5%-c Pfd CMRE.C US 25% Costamare Inc 8.875%-e Pf CMREpE US 25% County Bancorp Inc ICBK US 25% Coupa Software Inc COUP US 50% Coupang Inc Cl-a CPNG US 50% Coursera Inc COUR US 50% Cova Acquisition Corp-a COVA US 0% Covalon Technologies-new COV T 0% Covenant Logistics Grp-a CVLG US 25% Covetrus Inc CVET US 50% Cowen Inc 7.75% Snr Nts COWNL US 25% Cowen Inc Cl-a COWN US 50% Cpi Aerostructures Inc CVU US 25% Cpi Card Group Inc-new PMTS T 25% Cps Technologies Corp CPSH US 25% Cra Intl Inc CRAI US 50% Crawford & Co Cl-a CRD'A US 25% Crawford & Co Cl-b CRD'B US 25% Creatd Inc CRTD US 0% Creative Realities-new CREX US 25% Credicorp Ltd BAP US 50% Credit Su Ag S&p Mlp Etn MLPO US 0% Credit Su Fi Enh Euro Etn FEUL US 0% Credit Su Fi L/c Gwth Etn FLGE US 0% Credit Suis X-lks Crd Oil USOI US 0% Credit Suisse A/mgmt Incm CIK US 35% Credit Suisse H/yld Bd Fd DHY US 25% Crescent Capital Bdc Inc CCAP US 25% Crescent Point Engy Corp CPG T 50% Crescita Therapeutics Inc CTX T 0% Crestwood Eqt Prtn Lp-new CEQP US 50% Crestwood Eqty Ptnr Lp Pf CEQPp US 25% Cresud S.a. Cifya Spd Adr CRESY US 0% Cresval Capital Corp CRV T 25% Crew Energy Inc CR T 50% Crexendo Inc CXDO US 25% Cricut Inc Cl-a CRCT US 50% Crinetics Pharmaceuticals CRNX US 25% Crispr Therapeutics Ag CRSP US 50% Critical Elements Lithium CRE T 25% Cronos Group Inc CRON T 25% Cross Country Healthcare CCRN US 25% Cross Timbers Royalty Tr CRT US 25% Crossamerica Partners Lp CAPL US 25% Crossfirst Bankshares Inc CFB US 50% Crowdstrike Hldgs Inc-a CRWD US 50% Crown Capital Partner Inc CRWN T 25% Crown Crafts Inc CRWS US 25% Crown Point Engy Inc CWV T 0% Crown Proptech Acqs Cl-a CPTK US 0% Crucible Acquisition Cl-a CRU US 0% Cryoport Inc CYRX US 50% Cryptostar Corp CSTR T 0% Cs Disco Inc LAW US 25% Cs X-lk Mth 2xlv Mtg Reit REML US 0% Cs X-lks Slv Cov Call Etn SLVO US 0% Csi Compressco Lpu CCLP US 25% Csp Incorporated CSPI US 25% Cti Biopharma Corp-new CTIC US 0% Cu Inc 2.24%cum Red S4 Pf CIU.C T 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Cu Inc Cum/red Ser-1 Pfd CIU.A T 25% Cub Energy Inc KUB T 0% Cubicfarm Systems Corp CUB T 25% Cuda Oil And Gas Inc CUDA T 25% Cue Biopharma Inc CUE US 25% Cuentas Inc-new CUEN US 25% Cullinan Oncology Inc CGEM US 25% Culp Inc CULP US 25% Cumberland Pharmaceutical CPIX US 0% Cumulus Media Inc Cl-a CMLS US 25% Curevac N.v. CVAC US 50% Curiositystream Inc Cl-a CRUI US 50% Curis Inc-new CRIS US 25% Curo Group Holdings Corp CURO US 50% Currency Exchange Intl CXI T 25% Current Water Techs Inc WATR T 25% Currie Rose Res Inc CUI T 25% Cushing Mlp&infra Tot-new SRV US 25% Cushing Nextgen Infra-new SZC US 25% Custom Truck One Source CTOS US 50% Customers Banc 5.375% Nts CUBB US 25% Customers Bancorp Inc CUBI US 50% Customers Bancorp-c Pfd CUBI.C US 25% Cutera Inc CUTR US 50% Cvb Financial Corp CVBF US 50% Cvd Equipment Corp CVV US 25% Cvr Energy Inc CVI US 50% Cvr Medical Corp CVM T 25% Cvr Partners Lpu-new UAN US 50% Cvrx Inc CVRX US 25% Cwb N/c 6%-9 Nvcc 1st Pfd CWB.D T 50% Cwc Energy Services Corp CWC T 25% Cyanotech Corporation CYAN US 25% Cyberoptics Corp CYBE US 50% Cyclacel Pharmaceutic-new CYCC US 0% Cyclacel Pharmact 6% Pfd CYCCP US 0% Cyclerion Therapeutics CYCN US 0% Cyclo Therapeutics-new CYTH US 0% Cymabay Therapeutics Inc CBAY US 25% Cymat Technologies Ltd CYM T 25% Cynergistek Inc CTEK US 25% Cyon Exploration Ltd CYON T 25% Cypress Development Corp CYP T 25% Cypress Enviro Partnrs Lp CELP US 25% Cyren Ltd CYRN US 25% Cyteir Therapeutics Inc CYT US 25% Cytokinetics Inc-new CYTK US 25% Cytomx Therapeutics Inc CTMX US 25% Cytosorbents Corp CTSO US 50% Cyxtera Technologies-a CYXT US 0% D And Z Media Acq Corp-a DNZ US 0% D8 Holdings Corp Cl-a DEH US 25% Dada Nexus Limited Adr DADA US 50% Dajin Lithium Corp DJI T 25% Daktronics Inc DAKT US 25% Dallasnews Corp Ser-a DALN US 25% Damara Gold Corp DMR T 25% Danaher Corp Ser-b Pfd DHRpB US 25% Danaos Corp-new DAC US 50% Danimer Scientific Inc-a DNMR US 50% Daqo New Engy Crp-adr New DQ US 50% Dare Bioscience Inc DARE US 25% Darelle Online Solns Inc DAR T 25% Dariohealth Corp-new DRIO US 50% Daseke Inc DSKE US 50% Data Communications Mgmt DCM T 25% Data I O Corp DAIO US 25% Data Storage Corp-new DTST US 25% Datable Technology Corp DAC T 25% Datadog Inc Cl-a DDOG US 50% Datametrex Ai Ltd DM T 25% Datasea Inc DTSS US 25% Datto Holding Corp MSP US 50% Dave & Buster's Entertmnt PLAY US 50% Davidstea Inc DTEA US 25% Dawson Geophysical Co-new DWSN US 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Daxor Corp DXR US 25% Day One Biopharmaceutical DAWN US 25% Db Gold Double Long Etn DGP US 35% Db Gold Double Short Etn DZZ US 35% Db Gold Short Etn DGZ US 0% D-box Technologies Inc-a DBO T 25% Dbv Technologies Spon Adr DBVT US 25% Dbx Etf Xtrk Hi Beta Etf HYUP US 35% Dbx Etf Xtrk Low Beta Etf HYDW US 35% Dbx Etf Xtrk Shrt Dur Etf SHYL US 35% Dbx Xtrk Usd H/y Corp Bd HYLB US 35% Dcp Midstream Lp DCP US 50% Dcp Midstream Lp 7.95% Pf DCP.C US 25% Dcp Midstream Lp Sr-b Pfd DCP.B US 25% Dd3 Acquisition Corp Ii-a DDMX US 0% Decade Resources Ltd DEC T 25% Decarbonization Plus Cl-a DCRC US 0% Decarbonization Plus Ii-a DCRN US 0% Decibel Cannabis Co Inc DB T 0% Decibel Therapeutics Inc DBTX US 0% Deciphera Pharmaceuticals DCPH US 25% Decisive Dividend Corp DE T 25% Decklar Resources Inc DKL T 25% Deep Lake Cap Acq Corp-a DLCA US 0% Deepmarkit Corp-new MKT T 25% Deep-south Resources Inc DSM T 25% Defense Metals Corp DEFN T 25% Defi Technologies Inc DEFI T 25% Defiance Silver Corp DEF T 25% Del Taco Restaurants Inc TACO US 50% Delaware Enhanced Global DEX US 25% Delaware Inv Colorado Mun VCF US 25% Delaware Inv Minn Muni Ii VMM US 25% Delaware Invt Div&incm Fd DDF US 25% Delcath Systems Inc DCTH US 25% Delek Logistics Lpu DKL US 50% Delek Us Holdings Inc-new DK US 50% Delphx Capital Mkts Inc DELX T 25% Delta 9 Cannabis Inc-new DN T 0% Delta Air Lines Inc DAL US 50% Delta Apparel Co DLA US 25% Delta Resources Ltd DLTA T 25% Delwinds Insurance Acq-a DWIN US 0% Denali Therapeutics Inc DNLI US 50% Denarius Silver Corp DSLV T 25% Denbury Inc DEN US 50% Denison Mines Corp DML T 0% Denny's Corp DENN US 50% Dentalcorp Hldgs Ltd Svs DNTL T 25% Dermtech Inc DMTK US 25% Descartes Systems Group DSG T 50% Desert Gold Ventures Inc DAU T 25% Desert Mountain Energy Cp DME T 25% Design Therapeutics Inc DSGN US 25% Designer Brands Inc Cl-a DBI US 50% Desj Alt Long/shrt Eq Etf DANC T 0% Desktop Metal Inc Cl-a DM US 50% Despegar.com Corp DESP US 0% Destiny Media Techs Inc DSY T 25% Deswell Inds Inc DSWL US 0% Deutsche X-track H/yld Bd ESHY US 35% Devon Energy Corp DVN US 50% Devonian Health Group Svs GSD T 25% Dexcom Inc DXCM US 50% Dexterra Group Inc DXT T 25% Dfp Healthcare Acq Corp-a DFPH US 0% Dgtl Holdings Inc DGTL T 25% Dhb Capital Corp Cl-a DHBC US 0% Dhc Acquisition Corp Cl-a DHCA US 0% Dhi Group Inc DHX US 25% Dht Holdings Inc-new DHT US 50% Diagnos Inc ADK T 25% Diamcor Mining Inc DMI T 25% Diamedica Therapeut-new DMAC US 0% Diamond Est Wine&spirits DWS T 25% Diamond Fields Res Inc DFR T 0% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Diamondback Energy Inc FANG US 50% Diamondhead Hldgs Corp-a DHHC US 0% Diamondrock Hospitality DRH US 50% Diana Shipping Inc DSX US 0% Diana Shipping Inc-b Pfd DSX.B US 0% Dicerna Pharmaceuticals DRNA US 25% Didi Global Inc Adr DIDI US 25% Diebold Nixdorf Inc DBD US 50% Diffusion Pharmaceut-new DFFN US 0% Digihost Technology Svs DGHI T 0% Digimarc Corp DMRC US 50% Diginex Ltd EQOS US 0% Digital Ally Inc-new DGLY US 25% Digital Brands Group Inc DBGI US 25% Digital Consumers Div T/u MDC.UN T 25% Digital Media Solns Inc-a DMS US 25% Digital Transform Oppty-a DTOC US 0% Digital Turbine Inc APPS US 50% Digitalbridge 7.125%-h Pf DBRG.H US 25% Digitalbridge 7.125%-j Pf DBRG.J US 25% Digitalbridge 7.15%-i Pfd DBRG.I US 25% Digitalocean Holdings Inc DOCN US 50% Dillards Cap Tr I 7.5% Pr DDT US 25% Dillard's Inc Cl-a DDS US 50% Dime Community Banc-a Pfd DCOMP US 25% Dime Community Bancshares DCOM US 50% Dine Brands Global Inc DIN US 50% Dingdong (cayman) Ltd Adr DDL US 25% Dios Exploration Inc DOS T 25% Direx Dly Rob Ai Bull 2x UBOT US 35% Direx Dly S&p O&g Bear 2x DRIP US 35% Direx Dly Sem Bear 3x Etf SOXS US 0% Direxion 20+yr Trs Bear3x TMV US 0% Direxion Daily Csi300 Etf CHAD US 0% Direxion Daily Ret Bull3x RETL US 0% Direxion Dly 20+yr T-bull TMF US 0% Direxion Dly 7-10y T-bear TYO US 0% Direxion Dly 7-10y T-bull TYD US 0% Direxion Dly Aero&def Etf DFEN US 0% Direxion Dly Cloud Bear2x CLDS US 35% Direxion Dly Cloud Bull2x CLDL US 35% Direxion Dly Con Dis Bull WANT US 0% Direxion Dly Csi 300 Etf CHAU US 35% Direxion Dly Csi Chn Intr CWEB US 35% Direxion Dly Dj Int Bull WEBL US 0% Direxion Dly E/m Bull 3x EDC US 0% Direxion Dly Egy Bear 2x ERY US 35% Direxion Dly En Bull 2x ERX US 35% Direxion Dly Ftse Chn-new YANG US 0% Direxion Dly Ftse Eur Bul EURL US 0% Direxion Dly Gold Bear 2x DUST US 35% Direxion Dly Homebld&supp NAIL US 0% Direxion Dly Ind Bull Etf DUSL US 0% Direxion Dly Korea 3x Etf KORU US 0% Direxion Dly Lat Am Bul2x LBJ US 35% Direxion Dly Mdcap Bull3x MIDU US 0% Direxion Dly Msci Brzl 2x BRZU US 0% Direxion Dly Msci E/m-new EDZ US 0% Direxion Dly Msci Ind 2x INDL US 35% Direxion Dly Msci Mex-new MEXX US 0% Direxion Dly Msci R/e-new DRV US 0% Direxion Dly Pharma & Med PILL US 0% Direxion Dly Reg Bk Bul3x DPST US 0% Direxion Dly Rl Est Bull DRN US 0% Direxion Dly Rus Bull 2x RUSL US 0% Direxion Dly S&p Bull 3x LABU US 0% Direxion Dly S&p O&g 2x GUSH US 35% Direxion Dly S&p500 Bul2x SPUU US 35% Direxion Dly S&p500 Bul3x HIBL US 0% Direxion Dly Smcap Bull3x TNA US 0% Direxion Dly Sp500 Bull3x SPXL US 0% Direxion Dly Tech Bear 3x TECS US 0% Direxion Dly Tech Bull 3x TECL US 0% Direxion Dly Transpor Etf TPOR US 0% Direxion Dly Trav Bull 2x OOTO US 35% Direxion Dly Utl Bull Etf UTSL US 0% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Direxion Dynamic Hdg Etf DYHG US 0% Direxion Gld Mnrs Bull 2x NUGT US 35% Direxion Jr Gld Mn Bear2x JDST US 35% Direxion Jr Gld Mn Bull2x JNUG US 0% Direxion Msci Usa Esg Etf ESNG US 0% Direxion Shs Hydrogen Etf HJEN US 50% Direxion Sp500 Bear1x Etf SPDN US 0% Direxn Dl Fin Bull 3x-new FAS US 0% Direxn Dly Ftse Chna Bull YINN US 0% Direxn Russ 1000 Gwth Etf RWGV US 50% Direxn Russ 1000 Val Etf RWVG US 50% Dirtt Environment Sol Ltd DRT T 25% Discovery Harbour Res-new DHR T 25% Discovery Inc Ser-a DISCA US 50% Discovery Inc Ser-b DISCB US 25% Discovery Inc Ser-c DISCK US 50% Discovery Silver Corp DSV T 25% Discovery-corp Enterprise DCY T 25% Disruptive Acq Crp I Cl-a DISA US 0% District Metals Corp DMX T 25% Divergent Energy Svcs-new DVG T 25% Diversey Holdings Ltd DSEY US 50% Diversified Healthcare Tr DHC US 50% Diversified Hlth 5.625%nt DHCNI US 25% Diversified Hlth 6.25% Nt DHCNL US 25% Diversified Royalty Corp DIV T 50% Dividend 15 Split Corp Pf DFN.A T 50% Dividend 15 Split Corp-a DFN T 50% Dividend Grwth Split Cp-a DGS T 50% Dividend Grwth Split Pfd DGS.A T 50% Dixie Gold Inc DG T 25% Dixie Group Inc Cl-a DXYN US 25% Dlc Holdings Corp DLC T 25% Dlh Holdings Corp DLHC US 25% Dlocal Limited Cl-a DLO US 0% Dlp Resources Inc DLP T 25% D-market Elec Svc&trd Adr HEPS US 0% Dmc Global Inc BOOM US 50% Dmg Blockchain Solns Inc DMGI T 0% Dmy Tech Group Iv Cl-a DMYQ US 25% Dmy Technology Grp Iii-a DMYI US 0% Docebo Inc DCBO T 50% Document Security Sys-new DSS US 25% Docusign Inc DOCU US 50% Dogness (intl) Corp Cl-a DOGZ US 0% Dolly Varden Silver Corp DV T 25% Dolphin Entertainment-new DLPN US 25% Doman Building Materials DBM T 50% Dominion En 5.25%-a Nts DRUA US 25% Dominion Lending Centres DLCG T 25% Domo Inc Cl-b DOMO US 50% Domtar Corp-new UFS T 50% Donegal Group Inc -a DGICA US 25% Donegal Group Inc-b DGICB US 25% Donnelley Finl Solns Inc DFIN US 50% Doordash Inc Cl-a DASH US 50% Dorchester Minerals Lp DMLP US 25% Dore Copper Mining Corp DCMC T 25% Dorel Inds Inc-a-mv DII'A T 25% Dorel Inds Inc-b-sv DII'B T 50% Dorian Lpg Ltd LPG US 50% Doubleline Incm Solutions DSL US 35% Doubleline Oppor Cr Fnd DBL US 25% Doubleline Yield Oppty Fd DLY US 35% Doubleverify Holdings Inc DV US 50% Doubleview Gold Corp DBG T 25% Douyu Intl Hldgs Ltd Adr DOYU US 50% Dover Motorsports Inc DVD US 25% Doximity Inc Cl-a DOCS US 25% Dpcm Capital Inc Cl-a XPOA US 0% Dr Reddy's Labs-adr RDY US 50% Draftkings Inc Cl-a DKNG US 25% Dragon Victory Intl Ltd LYL US 0% Dragoneer Growth Opp Ii-a DGNS US 0% Drdgold Ltd Sp/adr DRD US 0% Dream Finders Homes Inc-a DFH US 50% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Dream Impact T/u MPCT.UN T 25% Dream Industrial Reit T/u DIR.UN T 50% Dream Office Reit T/u D.UN T 50% Dri Healthcare T/u DHT'U T 25% Dril-quip Inc DRQ US 50% Drive Shack 9.75%-b Pfd DS.B US 25% Drive Shack Inc DS US 50% Driven Brands Hldgs Inc DRVN US 50% Drone Delivery Canada Crp FLT T 25% Dropbox Inc Cl-a DBX US 50% Drx Dly Scond 3x Bull Etf SOXL US 0% Dsp Group Inc DSPG US 50% Dt Midstream Inc DTM US 25% Dte Energy Co 5.25%-e Deb DTW US 25% Dte Energy Co4.375%-g Deb DTB US 25% Duck Creek Technologies DCT US 50% Duckhorn Portfolio Inc NAPA US 50% Ducommun Inc DCO US 50% Duddell Street Acq Corp-a DSAC US 0% Duff & Phelps Util & Infr DPG US 25% Duke Energy 5.625% Jr Deb DUKB US 25% Duke Energy 5.75% Sr-a Pf DUK.A US 25% Duke Energy Crp 5.125% Pf DUKH US 25% Duluth Holdings Inc Cl-b DLTH US 50% Dundee Corp Cl-a-sv DC'A T 25% Dundee Corp Sr-3 1st Pfd DC.D T 25% Dundee Corp Srs-2 Pfd DC.B T 25% Dundee Precious Metals DPM T 50% Dune Acquisition Corp-a DUNE US 0% Dunxin Finl Hldgs Ltd Adr DXF US 0% Duos Technologies Grp Inc DUOT US 25% Dupont E I De Nemour Pr-a CTA.A US 25% Dupont E I De Nemour Pr-b CTA.B US 25% Durango Resources Inc DGO T 25% Durect Corporation DRRX US 25% Dws Municipal Income Tr KTF US 25% Dws Strategic Mun Incm Tr KSM US 25% Dxc Technology Company DXC US 50% Dxn Healthcre Bull 3x Etf CURE US 0% Dxstorm.com Inc DXX T 25% Dyadic Intl Inc DYAI US 0% Dycom Inds Inc DY US 50% Dye & Durham Ltd DND T 50% Dynacert Inc DYA T 25% Dynacor Gold Mines Inc DNG T 25% Dynagas Lng Parters Lpu DLNG US 25% Dynagas Lng Prtns Lp-b Pf DLNG.B US 25% Dynagas Lng-a 9% Cm Rd Pf DLNG.A US 25% Dynamic Actv Cross Bd Etf DXO T 35% Dynamic Actv Ret Icm+ Etf DXR T 0% Dynamic Technologies Grp DTG T 25% Dynamics Special Purp-a DYNS US 0% Dynasty Gold Corp DYG T 25% Dynatrace Inc DT US 50% Dynatronics Corp-new DYNT US 25% Dynavax Technologies-new DVAX US 25% Dyne Therapeutics Inc DYN US 25% Dynex Cap Inc 6.9%-c Pfd DXpC US 25% Dynex Capital Inc-new DX US 50% E Split Corp Cl-a ENS T 50% E Split Corp Pfd ENS.A T 50% E.l.f. Beauty Inc ELF US 50% E.merge Tech Acquis Crp-a ETAC US 0% E2gold Inc ETU T 25% E2open Parent Hldgs Inc-a ETWO US 50% E3 Metals Corp ETMC T 25% Eagle Bancorp Inc EGBN US 50% Eagle Bancorp Montana Inc EBMT US 25% Eagle Capital Growth Fd GRF US 25% Eagle Graphite Inc EGA T 25% Eagle Pharmaceuticals Inc EGRX US 25% Eagle Plains Res Ltd EPL T 25% Eagle Point Cr 6.6875% Nt ECCX US 25% Eagle Point Cr 7.75%-b Pf ECCB US 25% Eagle Point Cred 6.75% Nt ECCY US 25% Eagle Point Cred 6.75%nts ECCW US 35% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Eagle Point Credit Co Inc ECC US 25% Eagle Point Income Co Inc EIC US 25% Eargo Inc EAR US 50% Earth Alive Clean Tec Inc EAC T 25% Earthstone Energy Inc-a ESTE US 50% Earthworks Inds Inc EWK T 25% East Africa Metals Inc EAM T 25% East Resources Acq Co-a ERES US 0% East Stone Acquis Corp ESSC US 0% East West Petroleum Corp EW T 25% Eastern Co EML US 25% Eastern Platinum Ltd-new ELR T 25% Eastfield Resources Ltd ETF T 25% Eastman Kodak Co KODK US 50% Eastside Distilling Inc EAST US 25% Eastwest Bioscience Inc EAST T 25% Eastwood Bio-med Cda Inc EBM T 0% Eaton Van Tax-mgd Buy-wrt EXD US 25% Eaton Vance Ca Muni Bond EVM US 25% Eaton Vance Cal Mun Incm CEV US 25% Eaton Vance Enh Eqty Ii EOS US 25% Eaton Vance Enhanced Equi EOI US 25% Eaton Vance F/r 2022 Tgt EFL US 25% Eaton Vance Floating Rate EFT US 25% Eaton Vance Lt Dur Inc Fd EVV US 25% Eaton Vance Muni Bond Fd EIM US 25% Eaton Vance Muni Incm Sbi EVN US 25% Eaton Vance Natl Muni Opp EOT US 25% Eaton Vance Ny Muni Bond ENX US 25% Eaton Vance Ny Muni Sbi EVY US 25% Eaton Vance Riskmangd Div ETJ US 25% Eaton Vance Short Dur Dvf EVG US 25% Eaton Vance Snr Fltg Rate EFR US 25% Eaton Vance Sr Inc Trsh EVF US 25% Eaton Vance Tax Adv Gl Dv ETO US 25% Eaton Vance Tax-adv Dvd EVT US 25% Eaton Vance Tax-adv Gl Dv ETG US 25% Eaton Vance Tax-managed B ETB US 25% Ebang Intl Hldgs Inc Cl-a EBON US 0% Ebix Inc EBIX US 25% Eclipse Residential Mic ERM T 25% Ecmoho Ltd Spon Adr MOHO US 0% Ecn Capital 6.25%sr-c Pfd ECN.C T 50% Ecn Capital 6.5% Sr-a Pfd ECN.A T 50% Ecn Capital Corp ECN T 50% Eco Wave Power Glb Ab Adr WAVE US 25% Eco(atlantic)oil&gas Ltd EOG T 25% Ecolomondo Corp ECM T 25% Economic Investment Trust EVT T 25% Ecopetrol Sa-adr EC US 50% Ecosynthetix Inc ECO T 25% Ecp Environmental Gwth-a ENNV US 0% Edap Tms Sa Adr EDAP US 25% Edesa Biotech Inc EDSA US 0% Edgewater Wireless Systms YFI T 25% Edgewise Therapeutics Inc EWTX US 25% Edify Acquisition Corp-a EAC US 0% Editas Medicine Inc EDIT US 25% Edoc Acquisition Crp Cl-a ADOC US 0% Edtechx Hldgs Acq Corp Ii EDTX US 0% Educational Dev Corp EDUC US 25% Efh Holdings Inc EFH T 25% Egain Corp EGAN US 50% Eguana Technologies Inc EGT T 25% Ehang Holdings Ltd Adr EH US 50% Ehealth Inc EHTH US 25% Eiger Biopharmaceuticals EIGR US 25% Ejf Acquisition Corp Cl-a EJFA US 0% Ekso Bionics Holdings-new EKSO US 25% E-l Financial Corp Ltd ELF T 25% El Nino Ventures Inc-new ELN T 25% El Pollo Loco Hldgs Inc LOCO US 50% Elanco Animal Health Inc ELAN US 50% Elastic N.v. ESTC US 50% Elcora Advanced Materials ERA T 25% Eldorado Gold Corp-new ELD T 50% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Electrameccanica Vehicles SOLO US 50% Electric Last Mile Soln-a ELMS US 25% Electric Royalties Ltd ELEC T 25% Electro Sensors ELSE US 25% Electrocore Inc ECOR US 25% Electromed Inc ELMD US 25% Electrovaya Inc EFL T 25% Eledon Pharmaceuticals ELDN US 0% Element 29 Resources Inc ECU T 25% Element Fleet 5y5.75%i Pf EFN.I T 25% Element Fleet 5y6.21%c Pf EFN.C T 25% Element Fleet 5y6.4%-e Pf EFN.E T 25% Element Fleet 5y6.6%-a Pf EFN.A T 25% Element Fleet Mgmt Corp EFN T 25% Element Lifestyle Retire ELM T 25% Elemental Royalties Corp ELE T 25% Elements Lk Spectrm L/cap EEH US 0% Elements Rogers Intl Totl RJI US 0% Elements Rogers Metls Tot RJZ US 0% Elevate Credit Inc ELVT US 25% Elite Education Grp Intl EEIQ US 0% Elixxer Ltd ELXR T 25% Ellington Financial Inc EFC US 50% Ellington Resdtl Mtg Reit EARN US 25% Ellomay Capital Ltd ELLO US 25% Ellsworth Growth And Incm ECF US 25% Ellsworth Gwth&incm-a Pfd ECF'PRA US 25% Elmira Svgs Bk Elmira Ny ESBK US 25% Eloro Resources Ltd-new ELO T 25% Eloxx Pharmaceuticals Inc ELOX US 0% Else Nutrition Hldgs Inc BABY T 25% Eltek Ltd-new ELTK US 25% Ely Gold Royalties Inc ELY T 25% Elys Game Technology Corp ELYS T 0% Elysee Development Corp ELC T 25% Emagin Corp EMAN US 50% Embotell Andina Sp/adr-a AKO'A US 25% Embotell Andina Sp/adr-b AKO'B US 25% Embraer Sa Spon Adr ERJ US 0% Emclaire Financial Corp EMCF US 25% Emcore Corporation-new EMKR US 50% Emera Inc 4.25% 1st-j Pfd EMA.J T 50% Emerald Holding Inc EEX US 25% Emerge Ark Gl Disr C$ Etf EARK T 50% Emerge Ark Gl Disr U$ Etf EARK'U T 50% Emerge Commerce Ltd ECOM T 25% Emergent Biosolutions Inc EBS US 50% Emerging Mkt Int&ecom Etf EMQQ US 50% Emerita Resources Crp-new EMO T 25% Emerson Radio MSN US 25% Emgold Mining Corp EMR T 25% Eminent Gold Corp EMNT T 25% Empire Metals Corp EP T 25% Empire State Rlty Op Lp ESBA US 25% Empire State Rlty Op-250 FISK US 25% Empire State Rlty Op-60 OGCP US 25% Employers Holdings Inc EIG US 50% Empowerment & Inclusion-a EPWR US 25% Empresa Distribuidora Adr EDN US 0% Empress Royalty Corp EMPR T 25% Emx Royalty Corp EMX T 25% Enable Midstream Ptnr Lpu ENBL US 25% Enablence Techs Inc-new ENA T 25% Enanta Pharmaceuticals ENTA US 25% Enbridge Inc-b Fix-flt Pf ENBA US 25% Encore Capital Group Inc ECPG US 50% Encore Energy Corp EU T 25% Endava Plc Adr DAVA US 50% Endeavor Group Hldg Inc-a EDR US 50% Endeavour Mining Plc EDV T 25% Endeavour Silver Corp EDR T 50% Endo International Plc ENDP US 25% Endra Life Sciences Inc NDRA US 25% Endurance Gold Corp EDG T 25% Enduro Metals Corp ENDR T 25% Enel Chile Sa Adr ENIC US 50% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Enerdynamic Hybrid-new EHT T 25% Enerflex Ltd EFX T 50% Energizer Hldgs Inc-a Pfd ENR.A US 25% Energous Corp WATT US 25% Energy Focus Inc-new EFOI US 25% Energy Fuels Inc-new EFR T 50% Energy Income Fund T/u ENI.UN T 25% Energy Recovery Inc ERII US 25% Energy Transf-c Fx-fr Pfd ETPC US 25% Energy Transf-d Fx-fr Pfd ETPD US 25% Energy Transfer Lp ET US 50% Enerplus Corp ERF T 50% Enerspar Corp ENER T 25% Enersys Inc ENS US 50% Eneti Inc NETI US 0% Enghouse Systems Ltd ENGH T 50% Engine Media Holdings Inc GAME T 25% Engineer Gold Mines Ltd EAU T 25% Englobal Corp ENG US 25% Eni S P A Adr E US 50% Enlighta Inc NLTA T 25% Enlink Midstream Llc ENLC US 50% Enlivex Therapeutics Ltd ENLV US 0% Ennis Inc EBF US 50% Enochian Biosciences Inc ENOB US 25% Enova Intl Inc ENVA US 50% Enovix Corporation ENVX US 25% Enphase Energy Inc ENPH US 50% Enservco Corp-new ENSV US 25% Enstar Group Ltd 7%-e Pfd ESGRO US 25% Enstar Grp Ltd-d Fx-fr Pf ESGRP US 25% Entasis Therapeutics Hldg ETTX US 0% Entera Bio Ltd ENTX US 0% Entergy Arkansas 4.875%pf EAI US 25% Entergy Louis 4.875% Mtg ELC US 25% Entergy Mississippi Llc EMP US 25% Entergy New Orl 5.5% Bnds ENO US 25% Entergy New Orl Fst Mtg5% ENJ US 25% Entergy Texas Inc Sr-a Pf ETIp US 25% Enterprise Bancorp Inc EBTC US 25% Enterprise Financial Svcs EFSC US 50% Enterprise Group Inc-new E T 25% Enthusiast Gaming Hld-new EGLX T 50% Entravision Communication EVC US 50% Entree Resources Ltd ETG T 25% Envela Corp ELA US 25% Enveric Biosciences Inc ENVB US 0% Envestnet Inc ENV US 50% Environmental Impact Cl-a ENVI US 0% Environmental Waste Intl EWS T 25% Enviva Partners Lp EVA US 50% Enwave Corporation ENW T 25% Enzo Biochem Inc ENZ US 25% Eog Resources Inc EOG US 50% Eos Energy Enterprises-a EOSE US 50% Epiphany Technology Acq-a EPHY US 0% Epizyme Inc EPZM US 25% Epr Properties EPR US 50% Epr Properties 5.75%-c Pf EPR.C US 25% Epr Properties 5.75%-g Pf EPRpG US 25% Epr Properties 9%-e Pfd EPR.E US 25% Epsilon Energy Ltd EPSN US 25% Eq Inc EQ T 25% Eqt Corporation EQT US 50% Eqube Gaming Ltd EQG T 25% Equillium Inc EQ US 0% Equinox Gold Corp-new EQX T 50% Equitable Group Inc EQB T 25% Equitable Grp5.969% S3 Pf EQB.C T 25% Equitable Hldgs Inc-a Pfd EQH.A US 25% Equity Commwlth 6.5%-d Pf EQC.D US 25% Equity Distribution Acq-a EQD US 0% Equity Metals Corp EQTY T 25% Equus Total Return Inc EQS US 25% Erdene Resource Dev Corp ERD T 25% Erin Ventures Inc-new EV T 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Ero Copper Corp ERO T 25% Eros Resources Corp ERC T 25% Eros Stx Global Corp ESGC US 50% Erytech Pharma Spons Adr ERYP US 0% Escalade Inc ESCA US 25% Ese Entertainment Inc ESE T 25% Esg Global Impact Cap Inc ESGW T 25% Eskay Mining Corp ESK T 25% Esm Acquisition Corp Cl-a ESM US 0% Esperion Therapeutics Inc ESPR US 25% Espey Mfgr & Electronics ESP US 25% Esports Entertainment Grp GMBL US 0% Esports Technologies Inc EBET US 25% Esquire Finl Hldgs Inc ESQ US 25% Esrey Resources Ltd ESR T 25% Essa Bancorp Inc ESSA US 25% Essa Pharma Inc-new EPIX US 0% Essential Engy Svcs Ltd ESN T 25% Essential Properties Rlty EPRT US 50% Essex Minerals Inc-new ESX T 25% Esstra Industries Inc ESS T 25% Establishment Labs Hldgs ESTA US 0% Etf Defiance Next Gen Etf SPAK US 0% Etf Mgr Etfmg 2x Dly Trav AWYX US 35% Etf Mgr Etfmg Prime2x Dly SILX US 35% Etf Mgrs Breakwave Cmmdty BDRY US 0% Etf Mgs Etfmg Prime2x Dly SINV US 35% Etf Ser The Acquirers Etf ZIG US 0% Etfis Virtus Newfleet Etf NFLT US 0% Etfmg 2x Dly Alt Harv Etf MJXL US 0% Etfmg Alternative Har Etf MJ US 25% Etfmg Prime Jr Sil Mn Etf SILJ US 50% Ethan Allan Interiors ETH US 50% Ether Capital Corp ETHC T 0% Ether Etf C$ Unhedged ETHR T 0% Ether Etf U$ Unhedged ETHR'U T 0% Ethos Gold Corp ECC T 25% Eton Pharmaceuticals Inc ETON US 0% Etrion Corp ETX T 25% Eucrates Biomedical Acq EUCR US 0% Eupraxia Pharmaceuticals EPRX T 0% Euro Manganese Inc EMN T 25% Euro Sun Mining Inc ESM T 25% Euro Tech Hldgs Co Ltd CLWT US 0% Eurodry Ltd EDRY US 0% Euromax Resources Ltd EOX T 0% Euronav Nv EURN US 50% European Biotech Acq Cp-a EBAC US 0% European Electric Mtl-new EVX T 25% European Equity Fund W/d EEA US 25% European Residential Reit ERE.UN T 25% European Sustainable Gw-a EUSG US 0% Euroseas Ltd-new ESEA US 0% Evans Bancorp Inc EVBN US 25% Evaxion Biotech A/s Ads EVAX US 0% Eve & Co Inc-new EVE T 25% Evelo Biosciences Inc EVLO US 25% Eventbrite Inc Cl-a EB US 50% Eventsh Us Policy Alp Etf PLCY US 0% Everbridge Inc EVBG US 50% Ever-glory Intl Group EVK US 25% Evergold Corp EVER T 25% Evergreen Gaming Corp TNA T 0% Everi Holdings Inc EVRI US 25% Everquote Inc Cl-a EVER US 25% Everspin Technologies Inc MRAM US 25% Evertec Inc EVTC US 50% Evertz Technologies Ltd ET T 25% Evgo Inc Cl-a EVGO US 25% Evi Industries Inc EVI US 25% Evofem Biosciences Inc EVFM US 0% Evogene Ltd EVGN US 0% Evoke Pharma Inc EVOK US 0% Evolent Health Inc Cl-a EVH US 50% Evolus Inc EOLS US 25% Evolution Petroleum Corp EPM US 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Evolv Technologies Hldg-a EVLV US 0% Evolve Transition Infr Lp SNMP US 25% Evolve Us Bk Enh Yld-unhd CALL'B T 0% Evolve Us Bks Enh Yld-hdg CALL T 0% Evolving Systems Inc EVOL US 25% Evoqua Water Technologies AQUA US 50% Exact Sciences Corp EXAS US 50% Exactearth Ltd XCT T 25% Exagen Inc XGN US 0% Excellon Res Inc-new EXN T 25% Excelsior Mining Corp MIN T 25% Exch Lstd High Yield Etf HYLD US 35% Exch Trd Cap Lk Next Prot KOIN US 0% Exch Trd Concept Hull Etf HTUS US 0% Exchange Income Corp EIF T 50% Exco Technologies Ltd XTC T 25% Executive Network Prtnr-a ENPC US 0% Exela Technologies-new XELA US 25% Exelixis Inc EXEL US 50% Exgen Resources Inc-new BXXRD T 25% Exicure Inc XCUR US 0% Exone Co (the) XONE US 50% Exp World Holdings Inc EXPI US 50% Express Inc EXPR US 0% Exro Technologies Inc EXRO T 25% Extendicare Inc EXE T 50% Exterran Corp EXTN US 25% Extraction Oil & Gas Inc XOG US 50% Extreme Networks Inc EXTR US 25% Eyegate Pharmaceutic-new EYEG US 0% Eyenovia Inc EYEN US 0% Eyepoint Pharmaceut-new EYPT US 25% Ezcorp Inc Cl-a Nv EZPW US 50% Ezgo Technologies Ltd EZGO US 0% Fab-form Industries Ltd FBF T 25% Fabled Silver Gold Corp FCO T 25% Facedrive Inc FD T 25% Fair Isaac Corp FICO US 50% Fairchild Gold Corp FAIR T 25% Faircourt Gold Income-a FGX T 25% Faircourt Split Trust T/u FCS.UN T 25% Fairfax India Hldgs Svs FIH'U T 50% Falco Resources Ltd FPC T 25% Falcon Gold Corp-new FG T 25% Falcon Minerals Corp Cl-a FLMN US 25% Falcon Oil & Gas Ltd FO T 25% Fancamp Exploration Ltd FNC T 25% Fang Holdings Ltd Adr-new SFUN US 0% Fangdd Network Group Adr DUO US 0% Fanhua Inc Spons Adr FANH US 25% Far Peak Acquisition Cl-a FPAC US 0% Faraday Fut Intell Elect FFIE US 25% Farfetch Ltd Cl-a FTCH US 50% Farmers & Merchants Banc FMAO US 25% Farmers Brothers FARM US 25% Farmers National Banc Crp FMNB US 50% Farmland Partners 6%-b Pf FPIpB US 25% Farmland Partners Inc FPI US 50% Farmmi Inc FAMI US 0% Faro Technologies Inc FARO US 50% Fast Acq Corp Ii Cl-a FZT US 0% Fast Acquisition Crp Cl-a FST US 0% Fastly Inc Cl-a FSLY US 25% Fat Brands Inc 8.25%-b Pf FATBP US 25% Fat Brands Inc Cl-a FAT US 25% Fate Therapeutics Inc FATE US 50% Fax Capital Corp Svs-new FXC T 25% Fb Financial Corporation FBK US 50% Federal Agri Mtg-c 6% Pfd AGM.C US 25% Federal Agriculture Mtg-a AGM'A US 25% Federal Agriculture Mtg-c AGM US 50% Federal Rlty Invt-c 5% Pf FRT.C US 25% Federated Hermes Prem Mun FMN US 25% Fednat Holding Co FNHC US 25% Fennec Pharmaceuticals FRX T 0% Ferrari N.v. RACE US 50% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Ferro Corporation FOE US 50% Ferroglobe Plc GSM US 50% Fg Fin Grp Inc 8% Cuml Pf FGFPP US 25% Fg Financial Group Inc FGF US 25% Fibrogen Inc FGEN US 25% Fid Sys Us H/y Bd Curr-l FCHH T 35% Fid Sys Us H/yd Bnd-l Etf FCHY T 35% Fidelity D&d Bancorp FDBC US 25% Fidelity High Yld Fac Etf FDHY US 35% Fidelity Minerals Corp FMN T 25% Fidelity Stocks Infl Etf FCPI US 50% Fiduciary/claymore En-new FMO US 25% Fidus Investment Corp FDUS US 25% Fidus Invt Corp 5.375% Nt FDUSG US 25% Fidus Invt Corp 6% Nts FDUSZ US 25% Field Trip Health Ltd FTRP T 25% Fiera Capital Corp-a Svs FSZ T 50% Fiesta Restaurant Grp Inc FRGI US 50% Fifth Third Banc Sr-k Pfd FITBO US 25% Fifth Third Bnc6.625%i Pf FITBI US 25% Fifth Wall Acq Corp Iii-a FWAC US 0% Fifth Wall Acq Crp I Cl-a FWAA US 0% Figs Inc Cl-a FIGS US 25% Figure Acq Corp I Cl-a FACA US 0% Filament Health Corp FH T 25% Filo Mining Corp FIL T 25% Finance Of America Cos-a FOA US 25% Financial 15 Split Crp Pf FTN.A T 50% Financial 15 Split-a New FTN T 50% Financial Institutions In FISI US 50% Finch Therapeutics Group FNCH US 25% Findev Inc FDI T 25% Finlay Minerals Ltd FYL T 25% Finserv Acq Corp Ii Cl-a FSRX US 0% Fintech Acq Corp V Cl-a FTCV US 0% Fintech Evolution Acq-a FTEV US 0% Fintech Select Ltd FTEC T 25% Finvolution Group Spn Adr FINV US 50% Fiore Gold Ltd F T 25% Firan Technology Grp Corp FTG T 25% Fire & Flower Hldgs Corp FAF T 25% Fireeye Inc FEYE US 50% Firefox Gold Corp FFOX T 25% Fireweed Zinc Ltd FWZ T 25% Firm Capital Apt Reit T/u FCA'U T 25% Firm Capital Mtg Inv Corp FC T 25% Firm Capital Property T/u FCD.UN T 25% First Advantage Corp FA US 25% First Bancorp Inc FNLC US 25% First Bancorp N C FBNC US 50% First Bancorp P R-new FBP US 0% First Bank Of New Jersey FRBA US 25% First Busey Corp Cl-a New BUSE US 50% First Business Fncl Svcs FBIZ US 25% First Capital Inc FCAP US 25% First Cobalt Corp FCC T 25% First Commonwlth Finl Cp FCF US 50% First Community Bancshare FCBC US 25% First Community Corp FCCO US 25% First Eagle Alt 6.125%nts FCRW US 25% First Eagle Alt Cap Bdc FCRD US 25% First Financial Bancorp FFBC US 50% First Financial Northwest FFNW US 25% First Finl Corp Ind THFF US 50% First Guaranty Bancshares FGBI US 25% First High-school Edu Adr FHS US 0% First Internet Banc 6% Nt INBKL US 25% First Internet Bancorp INBK US 25% First Internet Fx-f/r Nts INBKZ US 25% First Intst Bancsys Inc-a FIBK US 50% First Majestic Silver Crp FR T 50% First Merchants Corp FRME US 50% First Midwest Bancorp FMBI US 50% First Mining Gold Corp FF T 25% First National Corp FXNC US 25% First Natl Fin Fl/rt-a2pf FN.B T 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) First Natl Fin2.79%-a1 Pf FN.A T 25% First Natl Financial Corp FN T 25% First Northwest Bancorp FNWB US 25% First Of Long Island Corp FLIC US 50% First Quantum Minerls Ltd FM T 50% First Rep Bk-k 4.125% Pfd FRC.K US 25% First Reserve Sust Gwth-a FRSG US 0% First Savings Finl Group FSFG US 25% First Solar Inc FSLR US 50% First Source Corp SRCE US 50% First Tr Aberdeen Emrg Fd FEO US 25% First Tr Aberdeen Gl Opp FAM US 25% First Tr Alt Abs Ret Etf FAAR US 0% First Tr Buywrite Icm Etf FTHI US 0% First Tr Dyn Euro Eq Incm FDEU US 25% First Tr Emeging Mkts Etf FEM US 50% First Tr Energy Infrastru FIF US 25% First Tr Engy Incm & Gwth FEN US 25% First Tr Enhanced Eqty Fd FFA US 25% First Tr Glb Tact Commdty FTGC US 50% First Tr Hi Incm Lng Shrt FSD US 35% First Tr Hi Yld Opp2027-a FTHY US 35% First Tr Indxx Nextg Etf NXTG US 50% First Tr Ipox Eur Eq Etf FPXE US 0% First Tr Lg Cap Val Etf FTA US 50% First Tr Long/shrt Eq Etf FTLS US 0% First Tr Muni Hi Incm Etf FMHI US 35% First Tr Nasdaq Clean Edg GRID US 50% First Tr Nasdaq Gl Au Eft CARZ US 50% First Tr Nasdaq-100 X-tec QQXT US 50% First Tr New Opp Mlp&engy FPL US 25% First Tr Nsd Food&bev Etf FTXG US 50% First Tr Nsdq Pharma Etf FTXH US 50% First Tr Nsdq Retail Etf FTXD US 50% First Tr Nsdq Semicon Etf FTXL US 50% First Tr S&p Reit Ind/fnd FRI US 50% First Tr Snr F/r Incm Ii FCT US 25% First Tr Spec Fin&finl Op FGB US 25% First Tr Tactical H/y Etf HYLS US 35% First Tr Tcw Unconstr Etf UCON US 0% First Trust Mlp & Energy FEI US 25% First Trust Mtg Income FMY US 25% First Trust Senr Loan Etf FTSL US 50% First United Corp FUNC US 25% First Us Bancshares Inc FUSB US 25% First Western Finl Inc MYFW US 25% Firsthand Tech Value Fd SVVC US 25% Firstmark Horizon Acq-a FMAC US 0% Fisker Inc Cl-a FSR US 25% Fission 3.0 Corp FUU T 25% Five Point Hldgs Llc Cl-a FPH US 25% Five Star Senior Liv-new FVE US 25% Five9 Inc FIVN US 50% Fjordland Exploration Inc FEX T 25% Flagship Communities Reit MHC'U T 25% Flagstar Bancorp Inc-new FBC US 50% Flaherty&crm Dyn Pfd&incm DFP US 25% Flaherty&crm Pfd&sec Incm FFC US 25% Flaherty&crm Total Rtn Fd FLC US 25% Flaherty&crum Pf&incm Opp PFO US 25% Flaherty&crum Pfd&incm Fd PFD US 25% Flame Acquisition Corp-a FLME US 0% Flanigans Enterprises Inc BDL US 25% Flexible Solutions Intl FSI US 25% Flexion Therapeutics Inc FLXN US 25% Flexshopper Inc FPAY US 25% Flexshs H/y Val-scored Bd HYGV US 35% Flora Growth Corp FLGC US 0% Flotek Inds Inc (de) FTK US 25% Flow Capital Corp-new FW T 25% Flowr Corp (the) FLWR T 0% Fluent Inc FLNT US 25% Fluidigm Corp FLDM US 50% Fluor Corp FLR US 50% Flurotech Ltd TEST T 25% Flushing Financial Corp FFIC US 50% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Flux Power Hldgs Inc FLUX US 25% Flyht Aerospace Solns Ltd FLY T 25% Flywire Corp Vtg FLYW US 25% Fncb Bancorp Inc FNCB US 25% Fobi Ai Inc FOBI T 25% Focus Graphite Inc FMS T 25% Foghorn Therapeutics Inc FHTX US 25% Fokus Mining Corp FKM T 25% Fomento Eco Mex Sab S/adr FMX US 50% Fonar Corp FONR US 25% Foraco International FAR T 25% Foran Mining Corp FOM T 25% Ford Motor Co 6.2% Nts F.B US 25% Foresight Acquis Corp-a FORE US 0% Foresight Autonomous Ads FRSX US 50% Forest Road Acq Corp Ii-a FRXB US 0% Forestar Group Inc FOR US 50% Forma Therapeutics Hldgs FMTX US 25% Formula Sys 1985 Ltd Adr FORTY US 25% Forrester Research Inc FORR US 50% Forsys Metals Corp FSY T 25% Fort St.james Nickel Corp FTJ T 25% Forte Biosciences Inc FBRX US 25% Fortem Resources Inc FTM'H T 25% Forterra Inc FRTA US 50% Fortistar Sustainable-a FSSI US 0% Fortress Bio-a 9.375% Pfd FBIOP US 25% Fortress Biotech Inc FBIO US 25% Fortress Capital Acq Cp-a FCAX US 25% Fortress Technologies Inc FORT T 25% Fortress Trans&infr-a Pfd FTAIPA US 25% Fortress Trans&infra-b Pf FTAI.B US 25% Fortress Trans&infras Llc FTAI US 50% Fortress Val Acq Crp Iv-a FVIV US 0% Fortress Value Acq Iii-a FVT US 0% Fortuna Silver Mines Inc FVI T 50% Fortune Bay Corp-new FOR T 25% Fortune Minerals Ltd FT T 25% Forum Energy Metals Corp FMC T 25% Forum Energy Tech Inc-new FET US 25% Forum Merger Iv Corp Cl-a FMIV US 0% Forward Inds Inc FORD US 25% Forward Pharma As Adr-new FWP US 0% Forza Petroleum Ltd FORZ T 25% Fossil Group Inc FOSL US 50% Foster Lb Co Common Cl-a FSTR US 25% Fosterville South Exp-new FSX T 25% Founders Metals Inc FDR T 25% Fountain Asset Corp FA T 25% Four Seasons Educatn Adr FEDU US 0% Foxwayne Enterprises Cl-a FOXW US 25% Fp Newspapers Inc FP T 25% Fpx Nickel Corp FPX T 25% Franchise Group Inc Cl-a FRG US 50% Franchise Grp 7.5%-a Pfd FRGAP US 25% Frank Cb Sus Gl Infra Etf FCII T 0% Frank Cb Sus Intl Grw Etf FCSI T 0% Frank Temp Ftse Brazl Etf FLBR US 35% Franklin Brandywn Gl Etf FBGO T 0% Franklin Finl Svcs Corp FRAF US 25% Franklin Ftse Russia Etf FLRU US 35% Franklin Ftse Sth Afr Etf FLZA US 35% Franklin Lib H/y Corp Etf FLHY US 35% Franklin Ltd Duration Icm FTF US 25% Franklin Street Ppty Corp FSP US 50% Franklin Universal Tr Sbi FT US 35% Frank's International N.v FI US 50% Frazier Lifesciences Cl-a FLAC US 25% Freedom Acq I Corp Cl-a FACT US 0% Freedom Holding Corp FRHC US 50% Freegold Ventures Ltd FVL T 25% Freehold Royalties Ltd FRU T 50% Freeline Therapeutics Adr FRLN US 25% Freeport Resources Inc FRI T 25% Freightcar Amer Inc RAIL US 25% Fremont Gold Ltd FRE T 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Frequency Electrs Inc Com FEIM US 25% Frequency Therapeutics FREQ US 25% Freshii Inc Cl-a Sub Vtg FRII T 25% Freshlocal Solutions Inc LOCL T 25% Freshpet Inc FRPT US 50% Freyr Battery FREY US 0% Friedman Inds FRD US 25% Frontera Energy Corp FEC T 25% Frontier Acq Corp Cl-a FRON US 0% Frontier Communications FYBR US 50% Frontier Group Hldgs Inc ULCC US 50% Frontier Lithium Inc FL T 25% Frontline Gold Corp FGC T 25% Frontline Ltd-new FRO US 50% Frp Holdings Inc FRPH US 25% Fs Bancorp Inc FSBW US 25% Fs Development Corp Ii-a FSII US 0% Fsd Pharma Inc-b Svs HUGE T 0% F-star Therapeutics Inc FSTX US 0% Ft Brazil Alphadex Etf FBZ US 35% Ft Dorsey Wright People's DWPP US 0% Ft Dow Jones Intl Int Etf FDNI US 50% Ft Ind Inno Tran&proc Etf LEGR US 50% Ft Indxx Innov Trans Etf BLCK T 25% Ft Mgd Futures Strat Fund FMF US 0% Ft Snr Fl Rt 2022 Tgt Trm FIV US 25% Ftac Athena Acq Corp Cl-a FTAA US 0% Ftac Hera Acq Corp Cl-a HERA US 0% Ftac Parnassus Acq Corp-a FTPA US 0% Fti Foodtech Intl Inc FTI T 25% Fts Intl Inc Cl-a New FTSI US 25% Fubotv Inc FUBO US 25% Fuel Tech Inc FTEK US 25% Fuelcell Energy Inc-new FCEL US 50% Fuelpositive Corp NHHH T 25% Fulcrum Therapeutics Inc FULC US 25% Fulgent Genetics Inc FLGT US 50% Full House Resorts Inc FLL US 25% Full Metals Minerals Lt-a FMM T 25% Full Truck Alliance Adr YMM US 25% Fulton Financial Corp Pa FULT US 50% Funko Inc Cl-a FNKO US 0% Fury Gold Mines Ltd FURY T 25% Fuse Cobalt Inc FUSE T 25% Fusion Acq Corp Ii Cl-a FSNB US 0% Fusion Acquis Corp Cl-a FUSE US 0% Fusion Fuel Green Plc-a HTOO US 25% Fusion Pharmaceuticals FUSN US 25% Futu Holdings Ltd Adr FUTU US 50% Future Fintech Group Inc FTFT US 0% Futurefuel Corp FF US 50% Fuwei Films Hldgs Co-new FFHL US 0% Fvcbankcorp Inc FVCB US 25% G Mining Ventures Corp GMIN T 25% G Squared Ascend I Inc-a GSQD US 25% G&p Acquisition Corp-a GAPA US 0% G.willi-food Internationl WILC US 25% G1 Therapeutics Inc GTHX US 25% G2 Goldfields Inc GTWO T 25% G6 Materials Corp GGG T 25% Gabelli Conv&incm Sec Fnd GCV US 25% Gabelli Dvd & Incm Trust GDV US 25% Gabelli Equity Tr 5%-h Pf GAB.H US 25% Gabelli Equity Tst Pfd-g GAB.G US 25% Gabelli Glb S&m/cap-a Pfd GGZpA US 25% Gabelli Glb Sml & M/c Val GGZ US 25% Gabelli Glb Util&incm Trt GLU US 25% Gabelli Hlthcr&wellnss Tr GRX US 25% Gabelli Multi-e 5.125% Pf GGTpE US 25% Gabelli Multimedia Trust GGT US 25% Gabelli Utility Tr-c Pfd GUT.C US 25% Gabelli Utility Trust GUT US 25% Gabriel Res Ltd GBU T 25% Gaia Inc Cl-a GAIA US 25% Gain Therapeutics Inc GANX US 0% Galane Gold Ltd GG T 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Galantas Gold Corp GAL T 25% Galapagos Nv-spon Adr GLPG US 50% Galaxy Digital Hldgs Ltd GLXY T 0% Galectin Therapeutics-new GALT US 0% Galecto Inc GLTO US 0% Galera Therapeutics Inc GRTX US 0% Galiano Gold Inc GAU T 25% Galileo Acquisition Corp GLEO US 0% Galleon Gold Corp GGO T 25% Galmed Pharmaceuticals Lt GLMD US 0% Galore Resources Inc GRI T 25% Galway Gold Inc GLW T 25% Galway Metals Inc-new GWM T 25% Gambier Gold Corp GGAU T 25% Gambling.com Group Ltd GAMB US 0% Gamco Glb Gld Nat Res&icm GGN US 25% Gamco Investors Inc-a GBL US 25% Gamco Nat Res Gld&incm Tr GNT US 25% Gamehost Inc GH T 0% Gamestop Corp Cl-a GME US 0% Gamida Cell Ltd GMDA US 25% Gaming & Hospitality Cl-a GHAC US 0% Gaming&leisure Pptys Inc GLPI US 50% Gan Limited GAN US 25% Gannett Co Inc GCI US 50% Gaotu Techedu Inc Adr GOTU US 25% Garibaldi Resources Corp GGI T 25% Garrett Motion Inc GTX US 25% Gaslog 8.75%-a Cm Red Pfd GLOG.A US 0% Gaslog Partners Lp GLOP US 0% Gaslog Partners Lp-a Pfd GLOP.A US 0% Gaslog Prtns Lp 8.5%-c Pf GLOP.C US 0% Gaslog Ptns Lp-b Fx-fr Pf GLOP.B US 0% Gatekeeper Systems Inc GSI T 25% Gates Industrial Corp Plc GTES US 50% Gatling Exploration-new GTR T 25% Gatos Silver Inc GATO T 25% Gaucho Group Holdings-new VINO US 25% Gblt Corp GBLT T 25% Gbs Inc GBS US 25% Gcc Global Captial Corp GCCC T 25% Gcp Applied Technologies GCP US 50% Gdl Fund (the) GDL US 25% Gdl Fund Ser-c Cuml Pfd GDLPC US 25% Gds Holdings Ltd Spon Adr GDS US 50% Gear Energy Ltd GXE T 25% Gee Group Inc JOB US 25% Geekco Technologies Corp GKO T 25% Gemini Therapeutics Inc GMTX US 25% Genasys Inc GNSS US 25% Gencor Inds Inc GENC US 25% General Amer Invs Co Pfd GAM.B US 25% General Amer.investors GAM US 25% General Assembly Hldgs-a GA T 25% Generation Bio Co GBIO US 25% Generation Mining Ltd GENM T 25% Genesco Inc GCO US 50% Genesis Energy Lpu GEL US 50% Genesis Land Development GDC T 25% Genesis Metals Corp GIS T 25% Genesis Park Acq Crp Cl-a GNPK US 0% Genetic Techs Ltd Adr-new GENE US 25% Genetron Holdings Ltd Adr GTH US 25% Genfit Sa Adr GNFT US 0% Genie Energy Ltd GNE US 25% Genie Energy Ltd Pfd GNE.A US 25% Genius Brands Intl Inc GNUS US 50% Genius Sports Ltd GENI US 25% Genix Pharmaceuticals Crp GENX T 25% Genmab A/s Spon/adr GMAB US 50% Genocea Biosciences-new GNCA US 0% Genpact Ltd G US 50% Genprex Inc GNPX US 0% Gensource Potash Corp GSP T 25% Gentherm Inc THRM US 50% Gentor Resources Inc GNT T 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Genworth Financial Inc-a GNW US 25% Geo Group Inc (reit) GEO US 50% Geodrill Limited GEO T 25% Geomega Resources Inc GMA T 25% Geopark Ltd Usd Shs GPRK US 25% Georgia Power Co-17a 5%nt GPJA US 25% Geospace Technologies Crp GEOS US 25% Geovax Labs Inc-new GOVX US 0% Gerdau Sa-spon Adr GGB US 0% German Amern Bancorp Inc GABC US 50% Germinate Capital Ltd GCAP'P T 25% Geron Corp GERN US 0% Getswift Technologies Ltd GSW T 25% Getty Copper Inc GTC T 25% Gevo Inc-new GEVO US 50% Geyser Brands Inc GYSR T 25% Gfg Resources Inc GFG T 25% Gfl Enviro Tang Eqty Unit GFLU US 25% Ggl Resources Corp GGL T 25% Ggx Gold Corp GGX T 25% Giga Metals Corp GIGA T 25% Gigamedia Ltd-new GIGM US 25% Gigcaptial4 Inc GIG US 0% G-iii Apparel Group Ltd GIII US 50% Gilat Satellite Ntwks GILT US 50% Ginger Beef Corp GB T 25% Ginsms Inc GOK T 25% Gitennes Exploration-new GIT T 25% Giyani Metals Corp WDG T 25% Gk Resources Ltd NIKL T 25% Glacier Lake Res Inc-new GLI T 25% Glacier Media Inc GVC T 25% Gladstone Cap 5.375% Nts GLADL US 25% Gladstone Capital Corp GLAD US 50% Gladstone Comm6.625%-e Pf GOODN US 25% Gladstone Investment Corp GAIN US 50% Gladstone Invt6.375%-e Pf GAINL US 25% Gladstone Land 6% Sr-b Pf LANDO US 25% Glatfelter Corp GLT US 50% Glaukos Corp GKOS US 50% Glb X Auto & Elec Veh Etf DRIV US 50% Glb X Ftse Southeast Asia ASEA US 50% Glb X Lithium & Batt Etf LIT US 50% Glb X Msci Colombia Etf GXG US 50% Glb X Msci Pakistan Etf PAK US 0% Glb X Msci Superdv Em Etf SDEM US 50% Glb X Nsd 100 Cov Cal Etf QYLG US 50% Glb X Renew Engy Prod Etf RNRG US 50% Glb X S&p500 Cath Val Etf CATH US 50% Glb X S&p500 Cov Call Etf XYLD US 0% Glb X Silver Mine Etf-new SIL US 50% Glb X Spx Cov Call&gw Etf XYLG US 50% Glen Burnie Bancorp GLBZ US 25% Glen Eagle Resources Inc GER T 25% Glg Life Tech Corp-new GLG T 25% Glimpse Group Inc VRAR US 25% Global Atomic Corp GLO T 25% Global Battery Metals Ltd GBML T 25% Global Blood Therapeutics GBT US 25% Global Blue Group Hldg Ag GB US 25% Global Cord Blood Corp CO US 25% Global Crossing Airlines JET T 25% Global Div Growr Incm T/u GDG.UN T 25% Global Energy Metals-new GEMC T 25% Global Indemnity 7.875%nt GBLIL US 25% Global Indemnity Gp Llc-a GBLI US 25% Global Industrial Co GIC US 50% Global Innovation Div T/u BL.UN T 25% Global Internet Of People SDH US 0% Global Med Reit Inc-a Pfd GMRE.A US 25% Global Net Lease Inc-a Pf GNLpA US 25% Global Net Lease Sr-b Pfd GNL.B US 25% Global Partner Acq Ii-a GPAC US 0% Global Partners Lp Pfd GLP.A US 25% Global Partners Lpu GLP US 50% Global Rl Est & E-com T/u GEC.UN T 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Global Self Storage Inc SELF US 25% Global Ship Lease 8% Nts GSLD US 25% Global Ship Lease-a New GSL US 50% Global Ship Lease-b Pfd GSL.B US 25% Global Synergy Acq Corp-a GSAQ US 0% Global Water Res Inc GWR T 25% Global X Msci Argentina ARGT US 0% Global X Msci Greece Etf GREK US 35% Global X Rus 2000 Cov Etf RYLD US 0% Global X Superdiv Alt Etf ALTY US 50% Global X Uranium Etf-new URA US 0% Globalstar Inc GSAT US 50% Globant Sa GLOB US 50% Globex Mining Enterpr-new GMX T 25% Globis Acquisition Corp GLAQ US 0% Globus Maritime Ltd-new GLBS US 0% Glory Star New Media Grp GSMG US 0% Glycomimetics Inc GLYC US 0% Gmv Minerals Inc GMV T 25% Go Acquisition Corp Cl-a GOAC US 0% Goal Acquisitions Corp PUCK US 0% Gobi Acquisition Crp Cl-a GOBI US 0% Gobimin Inc GMN T 25% Godaddy Inc Cl-a GDDY US 50% Goeasy Ltd GSY T 50% Gogo Inc GOGO US 50% Gogold Res Inc GGD T 50% Gohealth Inc Cl-a GOCO US 50% Gol Linhas Aer Pf Adr-new GOL US 0% Golar Lng Ltd GLNG US 50% Gold Bull Resources Corp GBRC T 25% Gold Fields Ltd-sp Adr GFI US 0% Gold Line Resources Ltd GLDL T 25% Gold Mountain Mining Corp GMTN T 25% Gold Reserve Inc-a New GRZ T 25% Gold Resource Corp GORO US 25% Gold Royalty Corp GROY US 25% Gold Springs Resource Crp GRC T 25% Gold Standard Vents Corp GSV T 0% Gold Terra Resource Corp YGT T 25% Gold79 Mines Ltd AUU T 25% Goldbank Mining Corp GLB T 25% Goldcliff Res Corp GCN T 25% Golden Arrow Merger Crp-a GAMC US 0% Golden Arrow Res Corp-new GRG T 25% Golden Dawn Minerals Inc GOM T 25% Golden Entertainment Inc GDEN US 25% Golden Falcon Acq Corp-a GFX US 0% Golden Goliath Res Ltd GNG T 25% Golden Harp Res Inc GHR T 25% Golden Minerals Co AUMN T 25% Golden Nugget Online Cl-a GNOG US 25% Golden Predator Mng Corp GPY T 25% Golden Pursuit Res Ltd GDP T 25% Golden Ridge Res Ltd GLDN T 25% Golden Share Res Corp-new GSH T 25% Golden Sky Minerals Corp AUEN T 25% Golden Star Res Ltd-new GSC T 25% Golden Tag Res Ltd GOG T 25% Goldenbridge Acquis Ltd GBRG US 0% Goldeneye Res Corp-new GOE T 25% Goldex Resources Corp GDX T 25% Goldgroup Mining Inc GGA T 25% Goldhills Holding Ltd GHL T 25% Goldman Actvbeta E/m Eqty GEM US 50% Goldman Sachs Acc H/y Crp GHYB US 35% Goldman Sachs Bdc Inc GSBD US 50% Goldman Sachs Group-a Pfd GS.A US 25% Goldman Sachs Group-c Pfd GS.C US 25% Goldman Sachs Hdg Ind Etf GVIP US 0% Goldman Sachs Mlp&egy-new GER US 25% Goldmining Inc GOLD T 25% Goldmoney Inc XAU T 25% Goldon Resources Ltd GLD T 25% Goldplay Mining Inc AUC T 25% Goldquest Mining Corp GQC T 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Goldshore Resources Inc GSHR T 25% Goldsource Mines Inc-new GXS T 25% Goldspot Discoveries Corp SPOT T 25% Goldstar Minerals Inc-new GDM T 25% Goliath Resources Ltd GOT T 25% Golub Capital Bdc Inc GBDC US 50% Good Natured Products Inc GDNP T 25% Good Times Restuarant GTIM US 25% Good Works Acquisition GWAC US 0% Goodfellow Inc GDL T 25% Goodfood Market Corp FOOD T 50% Goodrich Petroleum Corp GDP US 25% Goodrx Holdings Inc Cl-a GDRX US 50% Gopro Inc Cl-a GPRO US 50% Gores Guggenheim Inc Cl-a GGPI US 0% Gores Hldgs Vii Inc Cl-a GSEV US 0% Gores Holdings Viii Inc-a GIIX US 0% Gores Metropoulos Ii-a GMII US 0% Gores Technology Ptn Ii-a GTPB US 25% Gores Technology Ptnrs-a GTPA US 25% Gorman Rupp Co GRC US 50% Gossamer Bio Inc GOSS US 25% Gossan Resources Ltd GSS T 25% Goviex Uranium Inc GXU T 25% Gowest Gold Ltd GWA T 25% Gp Stratigies Corp GPX US 25% Gpm Metals Inc-new GPM T 25% Gr Silver Mining Ltd GRSL T 25% Gracell Biotechs Inc Adr GRCL US 25% Graham Corp GHM US 25% Gran Colombia Gold Corp GCM T 50% Gran Tierra Energy Inc GTE T 25% Granada Gold Mine Inc GGM T 25% Grande Portage Res Ltd GPG T 25% Granite Creek Copper Ltd GCX T 25% Granite Point Mtg Tr Inc GPMT US 25% Graphene Manufacturing GMG T 25% Graphite One Inc GPH T 25% Gratomic Inc GRAT T 25% Gray Television Inc Cl-a GTN'A US 25% Graybug Vision Inc GRAY US 0% Great Ajax 7.25% Cv Sr Nt AJXA US 25% Great Ajax Corp AJX US 25% Great Atlantic Res Cp-new GR T 25% Great Bear Res Ltd-new GBR T 25% Great Bear Royalties Corp GBRR T 25% Great Cdn Gaming Corp GC T 25% Great Elm Cap Crp 6.5% Nt GECCN US 25% Great Elm Cap Crp 6.75%nt GECCM US 25% Great Elm Capital Corp GECC US 25% Great Elm Group Inc GEG US 25% Great Panther Mining Ltd GPR T 25% Great Quest Fertilizer Lt GQ T 25% Great Southern Bancorp GSBC US 50% Great Western Bancorp Inc GWB US 50% Green Battery Minerals GEM T 25% Green Brick Partners Inc GRBK US 50% Green Dot Corp Cl-a GDOT US 50% Green Impact Partners Inc GIP T 25% Green Organic Dutchman Hl TGOD T 0% Green Plains Inc GPRE US 50% Green Plains Partners Lp GPP US 25% Green Rise Foods Inc GRF T 25% Greenbox Pos-new GBOX US 0% Greenbriar Capital Corp GRB T 25% Greenbrook Tms Inc-new GTMS T 25% Greencastle Res Ltd VGN T 25% Greencity Acquisition Crp GRCY US 0% Greene County Bancorp Inc GCBC US 25% Greenfirst Forest Product GFP T 25% Greenhill & Co Inc GHL US 50% Greenland Techs Hldg Corp GTEC US 0% Greenlane Holdings Inc-a GNLN US 25% Greenlight Capital Re Ltd GLRE US 25% Greenpower Motor Co-new GPV T 25% Greenpro Capital Corp GRNQ US 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Greensky Inc Cl-a GSKY US 50% Greenspace Brands Inc JTR T 25% Greentree Hospitality Adr GHG US 25% Greenwich Lifesciences GLSI US 25% Greif Inc Cl-a GEF US 50% Greif Inc Cl-b GEF'B US 25% Grid Dynamics Hldgs Inc-a GDYN US 50% Grid Metals Corp GRDM T 25% Grifols S A Adr-new GRFS US 50% Grindrod Shipping Hldgs GRIN US 25% Gritstone Bio Inc GRTS US 25% Grizzly Discoveries Inc GZD T 25% Grom Social Enterprse-new GROM US 25% Grosvenor Resource Corp GVR T 25% Group 1 Automotive Inc GPI US 50% Group Eleven Res Corp ZNG T 25% Group Ten Metals Inc PGE T 25% Groupon Inc-new GRPN US 50% Grove Inc GRVI US 25% Growgeneration Corp GRWG US 50% Growmax Resources Corp GRO T 25% Growth Capital Acq Corp-a GCAC US 0% Grupo Aeroport Sur-adr ASR US 50% Grupo Aeroportuario Adr OMAB US 25% Grupo Aval Acciones Adr AVAL US 25% Grupo Fin Galicia Adr GGAL US 0% Grupo Simec Sab De Cv-adr SIM US 25% Grupo Supervielle Spn Adr SUPV US 0% Grupo Televisa Sa De Glb TV US 50% Gs Acquisition Hldgs Ii-a GSAH US 0% Gs Fin L/cap Grow I/l Etn FRLG US 0% Gse Systems Inc GVP US 25% Gsi Technology Inc GSIT US 25% Gsp Resource Corp GSPR T 25% Gt Biopharma Inc-new GTBP US 25% Gtt Communications Inc GTT US 25% Gty Technology Hldgs Inc GTYH US 0% Guanajuato Silver Co Ltd GSVR T 25% Guaranty Bancshares Inc GNTY US 25% Guaranty Fed Bncshs Inc GFED US 25% Guardant Health Inc GH US 50% Guardian Cap Group-a Nv GCG'A T 25% Guardian Capital Grp Ltd GCG T 25% Guardian Exploration-new GX T 25% Guardion Health Sci-new GHSI US 25% Guess? Inc GES US 50% Guggenheim Credit Loc Fnd GGM US 25% Guggenheim Enhanced Eqty GPM US 25% Guggenheim Strategic Opp GOF US 35% Guggenheim Tax Muni Bnd GBAB US 25% Guidewire Software Inc GWRE US 50% Guild Holdings Co Cl-a GHLD US 25% Gulf & Pacific Equities GUF T 25% Gulf Island Fabrication GIFI US 25% Gulf Resources Inc-new GURE US 25% Gulfport Energy Corp GPOR US 25% Gungnir Resources Inc GUG T 25% Gunpoint Exploration Ltd GUN T 25% Guyana Goldstrike Inc-new GYA T 25% Gwg Holdings Inc GWGH US 25% Gyrodyne Llc GYRO US 25% H & E Equipment Services HEES US 50% H.i.g. Acquisition Corp-a HIGA US 0% H2o Innovation Inc HEO T 25% Hackett Group Inc HCKT US 50% Haemonetics Corp Mass HAE US 50% Hailiang Edu Group S/adr HLG US 25% Haivision Systems Inc HAI T 25% Hall Of Fame Resort & Ent HOFV US 0% Hallador Energy Company HNRG US 25% Halliburton Co HAL US 50% Hallmark Finl Svcs HALL US 25% Halmont Pptys Corp-a Vtg HMT T 25% Halo Collective Inc HALO T 0% Halozyme Therapeutics Inc HALO US 50% Hamilton Beach Brands-a HBB US 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Hamilton Cd Bk Mean-e Etf HCA T 50% Hamilton Enh Cdn Bk-e Etf HCAL T 35% Hamilton Lane All Hld I-a HLAH US 0% Hamilton Thorne Ltd HTL T 25% Hammond Manu Co Cl A Sv HMM'A T 25% Hammond Power Sol-a Sv HPS'A T 25% Hampton Financial Crp Svs HFC T 25% Hampton Finl Corp Cl-a Pf HFC.A T 25% Hancock Jaffe Labs-new HJLI US 25% Hancock John Inc Secs Tr JHS US 25% Hancock John Tax-advantag HTD US 25% Hancock Whitney 6.25% Nts HWCPZ US 25% Hancock Whitney Corp HWC US 50% Handa Mining Corp HAND T 25% Hanger Inc HNGR US 50% Hanmi Financial Corp HAFC US 50% Hanna Capital Corp HCC T 25% Hannan Metals Ltd HAN T 25% Hansa Resources Ltd HRL T 25% Hanstone Gold Corp HANS T 25% Hanwei Energy Svcs Corp HE T 25% Hapbee Technologies Svs HAPB T 25% Happiness Biotech Grp Ltd HAPP US 0% Happy Creek Minerals Ltd HPY T 25% Harbor Custom Dev Inc HCDI US 25% Harborone Bancorp-new HONE US 50% Harfang Exploration Inc HAR T 25% Harmony Biosciences Hldgs HRMY US 25% Harmony Gold Mining S/adr HMY US 0% Harpoon Therapeutics Inc HARP US 25% Harrow Health 8.625% Nts HROWL US 25% Harrow Health Inc HROW US 25% Harsco Corp HSC US 50% Harte Gold Corp HRT T 25% Hartford Finl 7.875% Pfd HGH US 25% Harvard Bioscience Inc HBIO US 50% Harvest Gold Corp HVG T 25% Harvest One Cannabis Inc HVT T 0% Haverty Furniture - A HVT'A US 25% Haverty Furniture Cos Inc HVT US 50% Hawaiian Holdings Inc HA US 50% Hawkeye Gold&diamonds-new HAWK T 25% Hawkins Inc HWKN US 50% Hawthorn Bancshares Inc HWBK US 25% Haymaker Acq Crp Iii Cl-a HYAC US 0% Haynes International HAYN US 50% Hayward Holdings Inc HAYW US 50% Hbt Financial Inc HBT US 25% Hc2 Holdings Inc HCHC US 25% Hci Group Inc HCI US 50% Hcw Biologics Inc HCWB US 0% Hdfc Bank Ltd Adr HDB US 50% Headhunter Group Plc Adr HHR US 0% Headwater Exploration Inc HWX T 50% Health Assurance Acquis-a HAAC US 0% Health Sciences Acq Crp 2 HSAQ US 0% Healthcare Capital Corp-a HCCC US 0% Healthcare Inc Ser-a Pfd HTIA US 25% Healthcare Spcl Opp-a T/u MDS.UN T 25% Healthcare Svcs Acq Crp-a HCAR US 0% Healthcor Catalio Acq-a HCAQ US 0% Healthstream Inc HSTM US 50% Heartland Financial Usa HTLF US 50% Heat Biologics Inc-new HTBX US 0% Hecla Mining Co HL US 50% Hecla Mining Cv $3.50 Pfd HL.B US 25% Heidrick & Struggles Intl HSII US 50% Helios Fairfax Ptns Svs HFPC'U T 25% Heliostar Metals Ltd HSTR T 25% Helius Medical Tech-a New HSM T 25% Helix Acquisition Corp-a HLXA US 0% Helix Biopharma Corp HBP T 0% Helix Energy Solutions Gp HLX US 50% Helmerich & Payne Inc HP US 50% Hemisphere Energy Corp HME T 25% Hemisphere Media Group-a HMTV US 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Hemlo Explorers Inc HMLO T 25% Hemostemix Inc-new HEM T 0% Hempfusion Wellness Inc CBD'U T 25% Hennessy Advisors Inc HNNA US 25% Hennessy Cap Invt Crp V-a HCIC US 0% Hepion Pharmaceuticals HEPA US 0% Herbalife Nutrition Ltd HLF US 50% Herc Holdings Inc HRI US 50% Hercules Cap Inc 6.25% Nt HCXY US 25% Hercules Capital Inc HTGC US 50% Heritage Commerce Corp HTBK US 50% Heritage Financial Corp HFWA US 50% Heritage Global Inc HGBL US 25% Heritage Insurance Hldgs HRTG US 25% Heritage-crystal Clean HCCI US 50% Heron Therapeutics Inc HRTX US 25% Heroux-devtek Inc HRX T 50% Hersha Hosp 6.5%-e Pfd HT.E US 25% Hersha Hosp Tr 6.5%-d Pfd HTpD US 25% Hersha Hospitality Tr-new HT US 50% Hersha Hospt 6.875%-c Pfd HT.C US 25% Herzfeld Caribbean Basin CUBA US 25% Hess Corp HES US 50% Hess Midstream Lp Cl-a HESM US 50% Hexo Corp-new HEXO T 25% Hh&l Acquisition Co Cl-a HHLA US 0% Hibbett Inc HIBB US 50% High Arctic Engy Svcs HWO T 25% High Income Securities Fd PCF US 25% High Int Svgs Account Fnd HISA T 50% High Liner Foods Inc HLF T 25% High Tide Inc-new HITI T 25% Highbank Resources Ltd HBK T 25% Highbury Projects Inc HPI T 25% Highgold Mining Inc HIGH T 25% Highland Copper Co Inc HI T 25% Highland Glb Allocation HGLB US 25% Highland Incm 5.375%-a Pf HFROPA US 25% Highland Transcend Part-a HTAP US 25% Highpeak Energy Inc HPK US 25% Highway 50 Gold Corp HWY T 25% Highway Hldgs Ltd HIHO US 25% Hill International Inc HIL US 25% Hill Street Beverage Co BEER T 25% Himax Technologies Sp/adr HIMX US 0% Hims & Hers Health Inc-a HIMS US 25% Hingham Instn Svgs Mass HIFS US 25% Hippo Holdings Inc HIPO US 25% Hire Technologies Inc HIRE T 25% Hirequest Inc HQI US 25% Histogen Inc HSTO US 0% Hive Blockchain Techs Ltd HIVE T 0% Hls Therapeutics Inc HLS T 25% Hmg Courtland Properties HMG US 25% Hmn Financial Inc HMNF US 25% Hoegh Lng Partners Lp HMLP US 50% Hoegh Lng Prtn-a 8.75% Pf HMLPpA US 25% Holly Energy Prtnrs Lpu HEP US 50% Hollysys Automation Tech HOLI US 0% Home Bancorp Inc HBCP US 25% Home Capital Group Inc HCG T 25% Home Federal Bancorp Inc HFBL US 25% Home Point Capital Inc HMPT US 25% Homestreet Inc HMST US 50% Hometuyrst Bancshares Inc HTBI US 50% Homology Medicines Inc FIXX US 25% Honest Company Inc HNST US 50% Honey Badger Silver Inc TUF T 25% Hooker Furniture Corp HOFT US 50% Hookipa Pharma Inc HOOK US 25% Hope Bancorp Inc HOPE US 50% Horace Mann Educators Crp HMN US 50% Horizn Bal Tri-a Etf Ptfl HBAL T 50% Horizon Acquisition Crp-a HZAC US 0% Horizon Acquisition Ii-a HZON US 0% Horizon Bancorp Inc HBNC US 50% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Horizon Global Corp HZN US 25% Horizon Petroleum Ltd-new HPL T 25% Horizon Techno Fin Corp HRZN US 50% Horizon Therapeutics Plc HZNP US 50% Horizons Abs Ret Glb Etf HARC T 50% Horizons Act H/y Bd-e Etf HYI T 35% Horizons Crude Oil Etf HUC T 0% Horizons Gl Semicon-a Etf CHPS T 50% Horizons Morning Hdge Etf HHF T 0% Horizons S&p Grn Bd-a Etf HGGB T 50% Horizons Seasonal Rot Etf HAC T 0% Horizons Us Doll Curr Etf DLR T 50% Horizons Usd Cash Max Etf HSUV'U T 50% Horizonte Minerals Plc HZM T 25% Horzn Big Data&hard-a Etf HBGD T 25% Horzn Marijuana Lfe-a Etf HMMJ T 25% Horzn Resolve Adaptve Etf HRAA T 0% Horzn Tac Abs Ret Etf-div HARB'J T 0% Horzn Tac Abs Ret Etf-tot HARB T 50% Horzn Tact Abs Etf U$unhd HARB'U T 0% Hostess Brands Inc Cl-a TWNK US 50% Hoth Therapeutics Inc HOTH US 0% Houghton Mifflin Harcourt HMHC US 50% Houston American Engy-new HUSA US 25% Hovnanian Entps Sr-a Pfd HOVNP US 25% Howard Bancorp Inc HBMD US 25% Howard Hughes Corp HHC US 50% Hpq-silicon Resources Inc HPQ T 25% Hpx Corp Cl-a HPX US 25% H-source Holdings Ltd-a HSI T 25% Htc Purenergy Inc HTC T 25% Htg Molecular Diagnos-new HTGM US 25% Huadi Intl Group Co Ltd HUDI US 0% Huaneng Pwr Intl Inc -adr HNP US 25% Huazhu Group Ltd Sp/adr HTHT US 50% Hubspot Inc HUBS US 50% Hudbay Minerals Inc HBM T 50% Hudson Capital Inc-new HUSN US 25% Hudson Exec Inv Iii Cl-a HIII US 0% Hudson Exec Invt Crp Ii-a HCII US 0% Hudson Global Inc-new HSON US 25% Hudson Resources Inc HUD T 25% Hudson Tech Inc HDSN US 25% Huize Holding Ltd Adr HUIZ US 25% Humanco Acquisition Crp-a HMCO US 0% Humanigen Inc-new HGEN US 25% Hunter Technology Corp HOC T 25% Huntington 5.875%-c Nc Pf HBANN US 25% Huntington Bancshrs-i Pfd HBANM US 25% Huntington Exploration HEI T 25% Huntsman Exploration Inc HMAN T 25% Hurco Co HURC US 25% Hut 8 Mining Corp-new HUT T 0% Hutchmed China Ltd Sp/adr HCM US 50% Huttig Building Products HBP US 25% Huya Inc Adr HUYA US 50% Hv Bancorp Inc HVBC US 25% Hyatt Hotels Corp Cl-a H US 50% Hycroft Mining Hldg Crp-a HYMC US 25% Hydrofarm Hldgs Group Inc HYFM US 50% Hylands Intl Hldgs Inc HIH T 0% Hyliion Holdings Crp Cl-a HYLN US 25% Hyrecar Inc HYRE US 50% Hywin Holdings Ltd Adr HYW US 0% Hyzon Motors Inc Cl-a HYZN US 25% I3 Energy Plc ITE T 25% Iamgold Corp IMG T 50% Ibc Advanced Alloys Corp IB T 25% Ibere Pharmaceuticals-a IBER US 25% Ibex Limited IBEX US 25% Ibex Technologies Inc IBT T 0% Ibi Group Inc IBG T 25% Ibio Inc-new IBIO US 25% Icad Inc-new ICAD US 50% Icc Holdings Inc ICCH US 25% Ichor Holdings Ltd ICHR US 50% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Icl Group Ltd ICL US 50% Iclick Interact Asia Adr ICLK US 50% Ico Therapeutics Inc ICO T 0% Iconic Minerals Ltd ICM T 25% Ideal Power Inc-new IPWR US 25% Ideanomics Inc IDEX US 0% Ideaya Biosciences Inc IDYA US 25% Identillect Technologies ID T 25% Identiv Inc INVE US 50% Idera Pharmaceuticals-new IDRA US 0% Idex Biometrics Asa Adr IDBA US 25% Idt Corporation Cl-b IDT US 50% Iec Electronics IEC US 25% Iemr Resources Inc IRI T 25% If Bancorp Inc IROQ US 25% Ifabric Corp IFA T 25% Ifresh Inc IFMK US 25% Ig Acquisition Corp Cl-a IGAC US 0% Igm Biosciences Inc IGMS US 25% Iheartmedia Inc Cl-a New IHRT US 50% Ihuman Inc Spon Adr IH 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Grp Ltd-a IPG T 25% Impinj Inc PI US 25% Imv Inc IMV T 0% In8bio Inc INAB US 0% Inari Medical Inc NARI US 50% Income Financial T/u INC.UN T 25% Income Opp Realty Inv Inc IOR US 25% Incyte Corporation INCY US 50% Independence Contract-new ICD US 25% Independence Gold Corp IGO T 25% Independence Hldg Co IHC US 25% Independence Hldgs Corp-a ACQR US 0% Independent Bank Corp-new IBCP US 50% Independent Bnk Corp Mass INDB US 50% Indexiq Iq Hdg Event-driv QED US 0% Indexiq Iq Hdg L/s Track QLS US 0% India Fund Inc IFN US 25% India Globaliztn Cap-new IGC US 25% Indie Semiconductor Inc-a INDI US 25% Indigo Books & Music Inc IDG T 25% Indigo Exploration-new IXI T 25% Indiva Ltd NDVA T 0% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Indonesia Energy Corp Ltd INDO US 0% Indus Realty Trust Inc INDT US 25% Industrial All In-a-b Pf IAF.B T 25% Industrial All Ins-a-g Pf IAF.G T 25% Industrial All Ins-a-i Pf IAF.I T 25% Industrial Tech Acq Inc-a ITAC US 0% Industrias Bachoc 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Inpixon-new INPX US 25% Inplay Oil Corp IPO T 25% Input Capital Corp INP T 25% Inscape Corp Cl-b Sv INQ T 25% Inseego Corp INSG US 25% Insight Select Income Fd INSI US 25% Insignia Systems Inc-new ISIG US 25% Insmed Inc INSM US 50% Insperity Inc NSP US 50% Inspired Entertainment INSE US 25% Inspiremd Inc-new NSPR US 25% Instil Bio Inc TIL US 25% Insu Acquisition Cp Iii-a IIII US 0% Insuraguest Techs Inc ISGI T 25% Intact Gold Corp-new ITG T 25% Integra Resources Crp-new ITR T 25% Integrated Media Tech Ltd IMTE US 25% Intelgenx Techs Corp IGX T 0% Intellia Therapeutics Inc NTLA US 50% Intellicheck Inc IDN US 25% Intelligent Sys Corp INS US 25% Intellipharmaceutics-new IPCI T 0% Intema Solutions Inc ITM T 25% Inter Pipeline Ltd IPL T 50% Interactive Brokers Group IBKR US 50% Intercept Pharmaceuticals ICPT US 25% Interconnect Ventures Crp IVC T 25% Intercontinental Gld&mtls ICAU T 25% Intercorp Financial Svcs IFS US 25% Intercure Ltd INCR'U T 25% Interdigital Inc IDCC US 25% Interface Inc TILE US 50% Interfor Corporation IFP T 50% Intergroup Corporation INTG US 25% Intermap Techs Corp Cl-a IMP T 25% International Zeolite Crp IZ T 25% Interprivate Ii Acq Crp-a IPVA US 0% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Interprivate Iii Finl-a IPVF US 25% Interprivate Iv Infra-a IPVI US 0% Inter-rock Minerals Inc IRO T 25% Intersect Ent Inc XENT US 50% Interstate P&l 5.1%-d Pfd IPLDP US 25% Intertape Polymer Grp Inc ITP T 50% Intest Corp INTT US 25% Intevac Inc IVAC US 25% Intl Bancshares IBOC US 50% Intl Clean Pwr Div Fd T/u CLP.UN T 25% Intl Frontier Resources IFR T 25% Intl Game Technology Plc IGT US 50% Intl General Insur Hldgs IGIC US 25% Intl Lithium Corp ILC T 25% Intl Money Express Inc IMXI US 50% Intl Parkside Prods Inc IPD T 25% Intl Petroleum Corp IPCO T 50% Intl Prospect Ventures Lt IZZ T 25% Intl Seaways Inc INSW US 50% Intl Seaways Inc 8.5% Nts INSW.A US 25% Intl Tower Hill Mines-new ITH T 25% Intouch Insight Ltd INX T 25% Intra-cellular Therapies ITCI US 50% Intrepid Potash Inc-new IPI US 50% Intricon Corp IIN US 25% Intrusion Inc INTZ US 50% Intuit Inc INTU US 50% Inuvo Inc-new INUV US 25% Invacare Corp IVC US 25% Inventiva S.a. Adr IVA US 25% Inventronics Ltd IVX T 25% Inventus Mining Corp IVS T 25% Invesco Adv Mun Icm Tr Ii VKI US 25% Invesco Bond Fund VBF US 25% Invesco Bull 21 Hy Crp Bd BSJL US 35% Invesco Bull 22 Hy Crp Bd BSJM US 35% Invesco Bull 23 Hy Crp Bd BSJN US 35% Invesco Bull 24 Hy Crp Bd BSJO US 35% Invesco Bullshrs 2026 H/y BSJQ US 35% Invesco Bullshrs 2027 Etf BSJR US 35% Invesco Cali Val Mun Incm VCV US 25% Invesco Credit Dyn Opp Fd VTA US 25% Invesco Currency Aust Dol FXA US 50% Invesco Currency Brit Pnd FXB US 50% Invesco Currency Cdn Doll FXC US 50% Invesco Currency Eur Curr FXE US 50% Invesco Currency Jpn Yen FXY US 50% Invesco Currency Swiss Fr FXF US 50% Invesco Db Agriculture Fd DBA US 50% Invesco Db Base Metals Fd DBB US 50% Invesco Db Commodity Indx DBC US 50% Invesco Db Energy Fd Etf DBE US 50% Invesco Db G10 Currency DBV US 50% Invesco Db Gold Fd Etf DGL US 50% Invesco Db Oil Fund Etf DBO US 0% Invesco Db Prec Mtls Etf DBP US 50% Invesco Db Silver Fund DBS US 50% Invesco Db Usd Indx Bear UDN US 50% Invesco Db Usd Indx Bull UUP US 50% Invesco Djia Dividend Etf DJD US 50% Invesco Dwa Basic Mat Etf PYZ US 50% Invesco Dwa Em Mk Mom Etf PIE US 50% Invesco Dwa Finl Mom Etf PFI US 50% Invesco Dwa Util Mom Etf PUI US 50% Invesco Dyn Bldg & Constr PKB US 50% Invesco Dyn Food&bev Etf PBJ US 50% Invesco Dyn L/c Gwth Etf PWB US 50% Invesco Dyn L/c Value Etf PWV US 50% Invesco Dyn Software Etf PSJ US 50% Invesco Dynamic Bio & Gen PBE US 50% Invesco Dynamic Media Etf PBS US 50% Invesco Emerging Mkts Ptf ITEM T 25% Invesco Europlus Fund Ptf ITEP T 25% Invesco Ftse Rafi Dev Mkt PDN US 50% Invesco Ftse Rafi Dev Mkt PXF US 50% Invesco Ftse Rafi E/m Etf PXH US 50% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Invesco Fund H/y Corp Etf PHB US 35% Invesco Fundmtl H/y C$hdg PFH'F T 35% Invesco Glb Dividend Ptf ITGD T 25% Invesco Glb Focus Cl Ptf ITGE T 25% Invesco Glb S/t Hy Bd Etf PGHY US 35% Invesco Glbl Bond Fd Ptfu IVGBF T 25% Invesco Global Water Etf PIO US 50% Invesco Hi Incm 2023 Tgt IHIT US 25% Invesco Hi Incm 2024 Term IHTA US 25% Invesco High Income Tr Ii VLT US 35% Invesco India Etf PIN US 50% Invesco Intl Cos Ptf ITIC T 25% Invesco Intl Growth-ptf IVIG T 25% Invesco Kbw Regl Bkg Etf KBWR US 50% Invesco Mortgage Capital IVR US 50% Invesco Msci Sustain Etf ERTH US 50% Invesco Mtg Cap 7.5%-c Pf IVR.C US 25% Invesco Mtg Cap-b Cum Pfd IVR.B US 25% Invesco Mun Incm Opp Etf OIA US 35% Invesco Municipal Opp Tr VMO US 25% Invesco Municipal Trust VKQ US 25% Invesco Nsdq 100 Indx Etf QQC T 50% Invesco Opt Yld Dvsf Comm PDBC US 50% Invesco Penn Val Mun Incm VPV US 25% Invesco Qlty Mun Incm Tr IQI US 25% Invesco S&p 500 Down Etf PHDG US 50% Invesco S&p 500 Garp Etf SPGP US 50% Invesco S&p 500 Top50 Etf XLG US 50% Invesco S&p E/m Low Vol EELV US 50% Invesco S&p Glb Water Etf CGW US 50% Invesco S&p M/c Momen Etf XMMO US 50% Invesco S&p M/c Qlty Etf XMHQ US 50% Invesco S&p M/c Val W/mom XMVM US 50% Invesco S&p Mc400 Pure Vl RFV US 50% Invesco S&p S/c Con Stpls PSCC US 50% Invesco S&p S/c Cons Disc PSCD US 50% Invesco S&p S/c Finls Etf PSCF US 50% Invesco S&p S/c Indus Etf PSCI US 50% Invesco S&p S/c Info Tech PSCT US 50% Invesco S&p S/c Matls Etf PSCM US 50% Invesco S&p Sc600 Pure Vl RZV US 50% Invesco S&p Ultra Div Etf RDIV US 50% Invesco S&p500 Buywrt Etf PBP US 0% Invesco S&p500 E/w C$ Etf EQL T 50% Invesco S&p500 E/w C$hdgd EQL'F T 50% Invesco S&p500 E/w En Etf RYE US 50% Invesco S&p500 E/w Rl Est EWRE US 50% Invesco S&p500 E/w U$ Etf EQL'U T 50% Invesco S&p500 Enh Vl Etf SPVU US 50% Invesco Senior Income Tr VVR US 25% Invesco Solar Etf TAN US 50% Invesco Sp500 E/w Fin Etf RYF US 50% Invesco Sp500 E/w Ind Etf RGI US 50% Invesco Sp500 E/w Mat Etf RTM US 50% Invesco Sp500 E/w Tec Etf RYT US 50% Invesco Tr Inv Grade Muni VGM US 25% Invesco Tr Inv Grade Ny VTN US 25% Invesco Val Muni Incm Trs IIM US 25% Invesque Inc IVQ T 25% Investar Holding Corp ISTR US 25% Investcorp Cred Mgmt Bdc ICMB US 25% Investindustrial Acq 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Int Rte Hy Bd Etf HYGH US 35% Ishares Intl Div Gwth Etf IGRO US 50% Ishares Intl H/y Bnd Etf HYXU US 35% Ishares Morn Mul Asst Etf IYLD US 0% Ishares Msci Acwi Low Etf CRBN US 50% Ishares Msci Brazil Etf EWZ US 35% Ishares Msci Bric Idx Etf BKF US 50% Ishares Msci Chile Etf ECH US 50% Ishares Msci E/m Emae Etf EEMA US 50% Ishares Msci Emrg Mkt Etf XEM T 50% Ishares Msci Emsmlcp Etf EEMS US 50% Ishares Msci Eur Finl Etf EUFN US 25% Ishares Msci Frontier&sel FM US 50% Ishares Msci Germ S/c Etf EWGS US 50% Ishares Msci Glb Agri Etf VEGI US 50% Ishares Msci India Idx Fd INDA US 50% Ishares Msci India Sc Etf SMIN US 50% Ishares Msci Italy Etf EWI US 50% Ishares Msci Malaysia Etf EWM US 50% Ishares Msci Mexico Etf EWW US 50% Ishares Msci Pac Ex-jpn EPP US 50% Ishares Msci Russia Etf ERUS US 35% Ishares Msci Saudi Arabia KSA US 50% Ishares Msci Spain Etf EWP US 50% Ishares Msci Thailand Etf THD US 50% Ishares Msci Turkey Etf TUR US 35% Ishares Msci Uk Small Cap EWUS US 50% Ishares Russ 200 Val Etf IWX US 50% Ishares Russ Top 200 Etf IWL US 50% Ishares S&p Asia 50 Etf AIA US 50% Ishares S&p Gsci Comm Ind GSG US 50% Ishares S&p Latin Amer 40 ILF US 50% Ishares S&p/tsx Glbl Etf XBM T 50% Ishares S&p/tsx N/ame Etf XPF T 50% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Ishares S&p/tsx S/cap Etf XCS T 50% Ishares Silver Bull-hdg SVR T 50% Ishares Silver Bull-n/hdg SVR'C T 50% Ishares Silver Trust SLV US 50% Ishares Us Hi Yld Bnd Etf XHY T 35% Ishares Us Insurance Etf IAK US 50% Ishares-msci Sth Afr Etf EZA US 35% Ishr Broad Usd H/y Cp Etf USHY US 35% Ishr Consrv Strat F/i Etf XSE T 50% Ishr Edge Msci Mf Em Etf EMGF US 50% Ishr Esg Msci Em Ldrs Etf LDEM US 50% Ishr Msci All Ctry Asia AAXJ US 50% Ishr Msci E/m Min Vol Etf EEMV US 50% Ishr Msci Intl Moment Etf IMTM US 50% Ishrs Adv Conv Bond Etf CVD T 35% Ishrs Core Msci Em Mk Imi XEC T 50% Ishrs Cybersecur&tech Etf IHAK US 50% Ishrs Esg Adv H/y Crp Bnd HYXF US 35% Ishrs Esg Awr Msci Em Etf ESGE US 50% Ishrs Evolved Us Tech Etf IETC US 50% Ishrs Genomics Immuno Etf IDNA US 50% Ishrs Gold Bulln-hdg Etf CGL T 50% Ishrs Jpm Em Loc Curr Etf LEMB US 50% Ishrs Msci E/m Ex Chn Etf EMXC US 50% Ishrs Msci Usa Eq Wgt Etf EUSA US 50% Ishrs Shrt Dur Hi Icm Etf CSD T 35% Ishrs Tr Self Driving Etf IDRV US 50% Ishrs Us Hy F/i C$hdg Etf CHB T 35% Ishrs Us&intl H/y Crp Etf GHYG US 35% Ishs 25+y Treas Strip Etf GOVZ US 50% Ishs Core Intl Agg Bd Etf IAGG US 50% Ishs Core Msci Em Imi Etf XEC'U T 50% Ishs Glb Gov Bd C$hdg Etf XGGB T 50% Ishs Msci Argentina Etf AGT US 50% Isign Media Solutions Inc ISD T 25% Isleworth Healthcare Acq ISLE US 0% Isoenergy Ltd ISO T 25% Isoray Inc ISR US 0% Isos Acquisition Corp-a ISOS US 0% Ispecimen Inc ISPC US 25% Issuer Direct Corp ISDR US 25% Istar Inc STAR US 50% Istar Inc 7.5%-i Cm Rd Pf STAR.I US 25% Istar Inc Sr-d Cm Red Pfd STAR.D US 25% Istar Inc7.65%-g Cm Rd Pf STAR.G US 25% Isun Inc ISUN US 25% It Tech Packaging Inc ITP US 25% Itaa Corpbanca Spons Adr ITCB US 25% Itamar Medical Ltd Sp/adr ITMR US 25% Itau Unibanco Hldgs S/adr ITUB US 0% Iteos Therapeutics Inc ITOS US 25% Iteris Inc ITI US 50% Iterum Therapeutics Plc ITRM US 25% Ithax Acquisition Corp-a ITHX US 0% Itiquira Acq Corp Cl-a ITQ US 0% Itron Inc ITRI US 50% Ituran Location & Control ITRN US 50% Ivanhoe Capital Acq Crp-a IVAN US 0% Ivanhoe Mines Ltd Cl-a IVN T 25% Iveric Bio Inc ISEE US 25% Ivrnet Inc IVI T 25% Izea Worlwide Inc IZEA US 25% J.alexander's Hldgs Inc JAX US 25% J.jill Inc-new JILL US 25% J2 Global Inc JCOM US 50% Jack Creek Invest Corp-a JCIC US 0% Jack In The Box Inc JACK US 50% Jack Nathan Medical Corp JNH T 25% Jackpot Digital Inc JJ T 0% Jade Leader Corp JADE T 25% Jade Power T/u JPWR.UN T 25% Jaeger Resources Corp JAEG T 25% Jaguar Health Inc-new JAGX US 0% Jaguar Mining Inc-new JAG T 25% Jakks Pacific Inc-new JAKK US 25% James Hardie Inds Plc Adr JHX US 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) James River Group Hldgs JRVR US 50% Jamf Holding Corp JAMF US 50% Jamieson Wellness Inc JWEL T 50% Janone Inc JAN US 25% Janus Intl Group Inc JBI US 25% Janux Therapeutics Inc JANX US 25% Japan Gold Corp JG T 25% Japan Smaller Cap Fnd Inc JOF US 25% Jaws Mustang Acq Corp-a JWSM US 0% Jaws Spitfire Acquis Cl-a SPFR US 0% Jaxon Mining Inc JAX T 25% Jazz Pharmaceuticals Plc JAZZ US 50% Jazz Resources Inc-new JZR T 25% Jd.com Inc Spons Adr JD US 50% Jeld-wen Holding Inc JELD US 50% Jemtec Inc JTC T 25% Jerash Holdings (us) Inc JRSH US 25% Jericho Energy Ventures JEV T 25% Jervois Global Limited JRV T 0% Jetblue Airways Corp JBLU US 50% Jewett-cameron Trading Co JCTCF US 25% Jfrog Ltd FROG US 50% Jft Strategies Fund-a T/u JFS.UN T 25% Jianpu Technology Adr-new JT US 0% Jiayin Group Inc Adr JFIN US 25% Jinkosolar Hldg Co-sp Adr JKS US 50% Jiuzi Holdings Inc JZXN US 0% Jiya Acquisition Crp Cl-a JYAC US 0% Jmp Group Llc JMP US 25% Jmp Group Llc 6.875% Nts JMPNZ US 25% Jmp Group Llc 7.25% Nts JMPNL US 25% Joann Inc JOAN US 50% Joff Fintech Acquis Cl-a JOFF US 0% John Han Tax-advtg Globl HTY US 25% John Hancock Finl Opp Fd BTO US 25% John Hancock Hdgd Eq&incm HEQ US 25% John Hancock Inv Trust JHI US 25% John Hancock Pfd Inc Iii HPS US 25% John Hancock Pfd Incm Ii HPF US 25% John Hancock Pref Incm Fd HPI US 25% John Hancock Prem Div Etf PDT US 25% John Wiley & Sons Inc-cla JW'A US 50% John Wiley & Sons Inc-clb JW'B US 25% Josemaria Resources Inc JOSE T 25% Jounce Therapeutics Inc JNCE US 25% Jourdan Resources Inc JOR T 25% Journey Energy Inc JOY T 25% Jowell Global Ltd JWEL US 0% Jpm Betabld Dev Asia-new BBAX US 50% Jpmorgan Alerian Mlp Indx AMJ US 0% Jpmorgan Chase&co-ll Pfd JPMpL US 25% Jpmorgan Dis High Yld Etf JPHY US 35% Jpmorgan Ult-shrt Mun Etf JMST US 50% Jubilee Gold Explor Ltd-a JUB T 25% Juggernaut Exploration JUGR T 25% Jumia Technologies Ag Adr JMIA US 50% Jupai Holdings Ltd Sp/adr JP US 0% Jupiter Wellness Inc JUPW US 25% Jura Energy Corp JEC T 25% Just Eat Takeaway Adr-new GRUB US 25% Just Energy Group Inc-new JE T 25% Just Kitchen Holdings Crp JK T 25% K.b. Recycling Industries AKMY T 25% K2 Gold Corp KTO T 25% K9 Gold Corp KNC T 25% Kadestone Capital Corp KDSX T 25% Kadmon Holdings Inc KDMN US 25% Kainantu Resources Ltd KRL T 25% Kairos Acquisition Corp-a KAIR US 0% Kaiser Aluminum Corp KALU US 50% Kaixin Auto Holdings KXIN US 0% Kaizen Discovery Inc KZD T 25% Kala Pharmaceuticals Inc KALA US 25% Kaleido Biosciences Inc KLDO US 25% Kaleyra Inc KLR US 25% Kaltura Inc KLTR US 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Kalvista Pharmaceuticals KALV US 25% Kamada Ltd KMDA US 25% Kandi Technologies Group KNDI US 50% Kane Biotech Inc KNE T 0% Kansas City Southrn 4% Pr KSU'PR US 25% Kanzhun Limited Adr BZ US 25% Karat Packaging Inc KRT US 25% Karnalyte Resources Inc KRN T 25% Karooooo Ltd KARO US 0% Karora Resources Inc-new KRR T 50% Karuna Therapeutics Inc KRTX US 25% Karyopharm Therapeutics KPTI US 25% Kaspien Holdings Inc KSPN US 25% Katapult Holdings Inc KPLT US 25% Katipult Technology Corp FUND T 25% Kayne Anderson Engy Infra KYN US 50% Kayne Anderson Nextgen En KMF US 25% Kazia Therapeutics Lt Adr KZIA US 0% Kbs Fashion Group Ltd-new KBSF US 0% Kda Group Inc KDA T 25% Ke Holdings Inc Spon Ads BEKE US 50% Kearny Financial Corp-new KRNY US 50% Keg Royalties Incm Fd T/u KEG.UN T 25% Kelly Services Inc Cl-b KELYB US 25% Kelso Technologies Inc KLS T 25% Kelt Exploration Ltd KEL T 50% Kempharm Inc-new KMPH US 25% Kenon Holdings Ltd KEN US 25% Kenorland Minerals Ltd KLD T 25% Kensington Cap Acq Ii-a KCAC US 0% Kentucky First Fed Bank KFFB US 25% Kermode Resources Ltd KLM T 25% Kernel Group Hldgs Inc-a KRNL US 0% Keros Therapeutics Inc KROS US 25% Kesselrun Resources Ltd KES T 25% Kestrel Gold Inc KGC T 25% Ketamineone Capital Ltd MEDI T 25% Kewaunee Scientific Corp KEQU US 25% Key Tronic Corp KTCC US 25% Keycorp 5.65% Ser-f Pfd KEY.J US 25% Keyera Corp KEY T 50% Kezar Life Sciences Inc KZR US 25% Kgl Resources Ltd KGL T 25% Khiron Life Sciences Corp KHRN T 0% Khosla Ventures Acq Co-a KVSA US 0% Khosla Ventures Acq Iii-a KVSC US 0% Khosla Ventures Acqs Ii-a KVSB US 0% Kiaro Holdings Corp KO T 25% Kidoz Inc KIDZ T 25% Killi Ltd-new MYID T 25% Kimball Electronics Inc KE US 50% Kimball Intl Inc Cl-b KBAL US 50% Kimbell Royalty Partners KRP US 25% Kimco Realty 5.125%-l Pfd KIMpL US 25% Kinaxis Inc KXS T 50% Kincora Copper Ltd-new KCC T 25% Kindred Biosciences Inc KIN US 0% King George Fncl Corp KGF T 25% King Global Ventures Inc KING T 25% Kingfisher Metals Corp KFR T 25% Kingman Minerals Ltd KGS T 25% Kingsmen Res Ltd KNG T 25% Kingsoft Cloud Hldgs Adr KC US 50% Kingstone Companies Inc KINS US 25% Kingsway Finl Svcs-new KFS US 25% Kingswood Acq Corp Cl-a KWAC US 0% Kiniksa Pharmaceuticals-a KNSA US 25% Kinnate Biopharma Inc KNTE US 25% Kins Technology Grp Inc-a KINZ US 25% Kintara Therapeutics Inc KTRA US 0% Kintavar Exploration Inc KTR T 25% Kiplin Metals Inc KIP T 25% Kirklands Inc KIRK US 50% Kiromic Biopharma Inc KRBP US 0% Kismet Acq Three Crp Cl-a KIII US 0% Kismet Acq Two Corp Cl-a KAII US 0% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Kismet Acquisition One KSMT US 0% Kite Realty Group Tr-new KRG US 50% Kits Eyecare Ltd KITS T 25% Kkr & Co Inc Ser-c Cv Pfd KKRpC US 25% Kkr & Co Inc Sr-b 6.5% Pf KKR.B US 25% Kkr Acq Hldgs I Corp Cl-a KAHC US 0% Kkr Income Opportunities KIO US 25% Kkr Real Estate Finance KREF US 50% Kl Acquisition Corp Cl-a KLAQ US 0% Klondike Gold Corp-new KG T 25% Klondike Silver Corp-new KS T 25% Kludeln I Acq Corp Cl-a INKA US 0% Klx Energy Svcs Hldgs-new KLXE US 25% Kneat.com Inc KSI T 25% Knight Therapeutics Inc GUD T 25% Knot Offshore Partners Lp KNOP US 50% Knowbe4 Inc Cl-a KNBE US 50% Knowles Corp KN US 50% Kodiak Copper Corp KDK T 25% Kodiak Sciences Inc KOD US 50% Kolibri Global Energy Inc KEI T 25% Kona Bay Technologies Inc KBY T 25% Kootenay Silver Inc KTN T 25% Kopin Corp KOPN US 50% Koppers Holdings Inc KOP US 50% Kore Mining Ltd-new KORE T 25% Korea Electric Power Adr KEP US 50% Korea Fund Inc-new KF US 25% Kosmos Energy Ltd KOS US 25% Koss Corp KOSS US 0% Kovo Healthtech Corp KOVO T 25% Kp Tissue Inc KPT T 25% Kraft Heinz Company (the) KHC US 50% Kraken Robotics Inc PNG T 25% Kraneshs Elec Veh&fut Etf KARS US 50% Kraton Corporation KRA US 50% Krispy Kreme Inc DNUT US 25% Kronos Bio Inc KRON US 25% Kronos Worldwide Inc KRO US 50% Krystal Biotech Inc KRYS US 25% Kubient Inc KBNT US 25% Kuke Music Hldg Ltd Adr KUKE US 0% Kulr Technology Group Inc KULR US 25% Kura Oncology Inc KURA US 25% Kura Sushi Usa Inc Cl-a KRUS US 25% Kutcho Copper Corp KC T 25% Kuuhubb Inc KUU T 25% Kvh Industries KVHI US 25% Kwesst Micro Systems Inc KWE T 25% Kymera Therapeutics Inc KYMR US 25% L Catterton Asia Acq Cp-a LCAA US 0% L&f Acquisition Corp Cl-a LNFA US 0% La Jolla Pharma Co LJPC US 0% Labrador Gold Corp LAB T 25% Labrador Technologies-new LTX T 25% Ladder Capital Corp LADR US 50% Laird Superfood Inc LSF US 25% Laix Inc LAIX US 25% Lake Shore Bancorp Inc LSBK US 25% Lake Winn Resources Corp LWR T 25% Lakeland Bancorp Inc LBAI US 50% Lakeland Finl Corp LKFN US 50% Lakeland Inds Inc LAKE US 25% Lakeview Hotel Invst Corp LHR T 25% Landcadia Hldgs Iv Inc-ac LCA US 0% Landec Corp LNDC US 50% Landmark Bancorp Inc LARK US 25% Landmark Infr Ptn Lp-c Pf LMRKN US 25% Landmark Infra 7.9%-b Pfd LMRKO US 25% Landmark Infras Ptnr Lpu LMRK US 50% Landos Biopharma Inc LABP US 25% Lands' End Inc LE US 50% Landsea Homes Corp LSEA US 25% Lanesborough Real Est T/u LRT.UN T 25% Lannett Company Inc LCI US 0% Lantern Pharma Inc LTRN US 0% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Lantheus Holdings Inc LNTH US 50% Lantronix Inc LTRX US 25% Lara Exploration Ltd LRA T 25% Laramide Resources Ltd LAM T 25% Laredo Petroleum Inc-new LPI US 50% Largo Resources Ltd-new LGO T 50% Larimar Therapeutics Inc LRMR US 0% Las Vegas Sands Corp LVS US 50% Lasalle Exploration Corp LSX T 25% Lassonde Inds Inc-a Sv LAS'A T 25% Latch Inc LTCH US 25% Latham Group Inc SWIM US 50% Latin Metals Inc LMS T 25% Lattice Biologics Ltd LBL T 0% Laureate Education Inc-a LAUR US 50% Laurion Mineral Expl Inc LME T 25% Lava Therapeutics Nv LVTX US 25% Lawson Products LAWS US 25% Lazard Glob Tot Rt&inc Fd LGI US 25% Lazard Growth Acq Corp I LGAC US 0% La-z-boy Incorporated LZB US 50% Lcnb Corp LCNB US 25% Ldh Growth Corp I Cl-a LDHA US 25% Lead Edge Growth Opptys-a LEGA US 25% Leading Edge Matls Corp LEM T 25% Leap Therapeutics Inc LPTX US 0% Lee Enterprises Inc-new LEE US 25% Lefteris Acquisition Cl-a LFTR US 0% Legacy Housing Corp LEGH US 25% Legalzoom.com Inc LZ US 25% Legato Merger Corp LEGO US 0% Legend Biotech Corp Adr LEGN US 50% Legend Power Systems Inc LPS T 25% Legg Mas Emg Mkt L/v Etf LVHE US 0% Leju Holdings Ltd Adr LEJU US 25% Lemonade Inc LMND US 50% Lendified Holdings Inc LHI T 25% Lending Tree Inc TREE US 50% Lendingclub Corp-new LC US 25% Lensar Inc LNSRV US 25% Leo Holdings Corp Ii Cl-a LHC US 25% Leo Holdings Iii Corp-a LIII US 25% Leonovus Inc-new LTV T 25% Leons Furniture Limited LNF T 25% Lerer Hippeau Acq Corp-a LHAA US 0% Leslie's Inc LESL US 50% Letho Resources Corp LET T 25% Leucrotta Exploration Inc LXE T 25% Level One Bancorp Inc LEVL US 25% Level One Bancorp-b7.5%pf LEVLP US 25% Leveljump Healthcare Corp JUMP T 25% Levere Holdings Corp-a LVRA US 25% Leviathan Gold Ltd LVX T 25% Lexagene Holdings Inc LXG T 25% Lexaria Biosciences-new LXX T 0% Lexicon Pharma Inc-new LXRX US 25% Lexinfintech Hldgs Adr LX US 50% Lgl Group Inc (the) LGL US 25% Lgl Systems Acquisition-a DFNS US 0% Lha Mkt St Alpha Seek Etf MSVX US 0% Li Auto Inc Adr LI US 50% Libero Copper & Gold-new LBC T 25% Liberty All Star Eq-fund USA US 25% Liberty All Star Grth Fnd ASG US 25% Liberty Broadband Sr-a Pf LBRDP US 25% Liberty Defense Hldgs-new SCAN T 25% Liberty Global Plc Cl-b LBTYB US 25% Liberty Gold Corp LGD T 25% Liberty Med-a Lib Braves BATRA US 50% Liberty Med-b Lib Sirius LSXMB US 25% Liberty Media Acq Corp-a LMACA US 0% Liberty Oilfield Svcs-a LBRT US 50% Liberty One Lithium-new LBY T 25% Liberty Tripadvisor Hld-a LTRPA US 50% Liberty Tripadvisor Hld-b LTRPB US 0% Life & Banc Split Corp Pf LBS.A T 50% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Life & Banc Split Corp-a LBS T 50% Lifemd Inc LFMD US 50% Lifesci Acquisition Ii LSAQ US 0% Lifestance Health Group LFST US 25% Lifestyle Global Brands GBE T 25% Lifetime Brands Inc LCUT US 25% Lifevantage Corp-new LFVN US 25% Lifeway Foods Inc LWAY US 25% Lifeworks Inc LWRK T 50% Ligand Pharmaceutical Inc LGND US 25% Lightbridge Corp-new LTBR US 25% Lightinthebox Hldg Co Adr LITB US 0% Lightjump Acquisition Crp LJAQ US 0% Lightning Emotors Inc ZEV US 25% Lightpath Tech Inc-a LPTH US 25% Limbach Holdings Inc LMB US 25% Limelight Networks Inc LLNW US 50% Limestone Bancorp Inc LMST US 25% Limestone Boat Co Ltd BOAT T 25% Liminal Biosciences Inc LMNL US 25% Limoneira Co LMNR US 25% Lincoln Educational Svcs LINC US 25% Lincoln Gold Mining Inc LMG T 25% Lincoln Natl Corp - Ind LNC US 50% Lindblad Expeditions Hldg LIND US 50% Line Corp Spons Adr LN US 25% Lineage Cell Therapeutics LCTX US 25% Lingo Media Corp LM T 25% Lion Electric Company LEV T 50% Lion Group Hldg Ltd Adr LGHL US 25% Lion One Metals Ltd LIO T 25% Lionheart Acquis Crp Ii-a LCAP US 0% Lions Bay Capital Inc LBI T 25% Lipocine Inc LPCN US 0% Liqtech Intl Inc LIQT US 25% Liquid Media Grp Ltd-new YVR US 0% Liquidia Corp LQDA US 0% Liquidity Svcs Inc LQDT US 50% Listed Chg Cap Lng/sh Etf CBLS US 0% Listed Fd Morgan Crk Exos SPXZ US 0% Listed Fd Over Hdg Lc Etf OVLH US 0% Listed Fd Over S/t Bd Etf OVT US 0% Listed Fd Round Ball Etf META US 50% Lite Access Technologies LTE T 25% Lithium Americas Corp LAC T 25% Lithium Chile Inc LITH T 25% Lithium Energi Explor Inc LEXI T 25% Lithium South Development LIS T 25% Lithoquest Resources Inc LDI T 25% Liv Capital Acquisition-a LIVK US 0% Live Nation Entertmnt Inc LYV US 50% Live Oak Acq Corp Ii Cl-a LOKB US 0% Live Oak Bancshares Inc LOB US 50% Live Oak Mobility Acq-a LOKM US 0% Live Ventures Inc-new LIVE US 25% Liveperson Inc LPSN US 50% Livevox Holding Inc Cl-a LVOX US 0% Livexlive Media Inc LIVX US 50% Lixiang Education Hld Adr LXEH US 0% Lizhi Inc Adr LIZI US 50% Lloyds Banking Grp Sp Adr LYG US 50% Lm Funding Amer Inc-new LMFA US 25% Lmf Acquisition Opp Inc-a LMAO US 0% Lmp Automotive Hldgs Inc LMPX US 25% Lmp Cap & Income Fd Inc SCD US 25% Loandepot Inc Cl-a LDI US 25% Locust Walk Acq Corp Cl-a LWAC US 0% Logica Ventures Corp LOG'P T 0% Logicbio Therapeutics Inc LOGC US 0% Logiq Inc LGIQ T 25% Logistec Corp Cl-a Mv LGT'A T 25% Logistec Corp Cl-b Sv LGT'B T 25% Loma Negra Compania S/adr LOMA US 0% Lomiko Metals Inc LMR T 25% Loncor Gold Inc LN T 25% Longboard Pharmaceuticals LBPH US 0% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Longeveron Inc Cl-a LGVN US 0% Longview Acq Corp Ii Cl-a LGV US 0% Loop Energy Inc LPEN T 25% Loop Industries Inc LOOP US 0% Loopshare Ltd-new LOOP T 25% Loral Space 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Lyell Immunopharma Inc LYEL US 25% Lyft Inc Cl-a LYFT US 50% Lyra Therapeutics Inc LYRA US 0% M Split Corp-cap 2014 New XMF'A T 25% M/i Homes Inc MHO US 50% M3 Metals Corporation MT T 25% M3-brigade Acq Ii Corp-a MBAC US 0% Macarthur Mnls Ltd-new MMS T 25% Macatawa Bank Corp MCBC US 25% Macdonald Mines Exploratn BMK T 25% Macerich Co MAC US 50% Mack Intl Eqty Indx-e Etf QDX T 50% Mack Us Hy Bd-e Etf-c$ Hd QHY T 35% Mack Us L/c Eq Indx-e Etf QUU T 50% Mack Us Large Cap Eq Etf QUU'U T 50% Mackenzie Gl Women's Lead MWMN T 25% Mackenzie Glb H/y Fix Etf MHYB T 35% Mackenzie Master Lpu MKZ.UN T 25% Mackenzie Unconstr Bd Etf MUB T 35% Mackinac Financial Corp MFNC US 25% Macom Technology Solns MTSI US 50% Macquarie First Tr Gl Inf MFD US 25% Macquarie Global Infra MGU US 25% Macquarie Infrasture Corp MIC US 25% Macro Enterprises Inc MCR T 25% Macrogenics Inc MGNX US 25% Madison Cov Call&eq Strat MCN US 25% Madison Pac Ppts -b- MPC T 25% Madison Pac Pptys Inc-c MPC'C T 25% Madoro Metals Corp MDM T 25% Madrigal Pharmaceuticals MDGL US 25% Mag Silver Corp MAG T 25% Magal Securities MAGS US 25% Magellan Aerospace Cp-new MAL T 25% Magenta Therapeutics Inc MGTA US 25% Magic Software Enterp-ord MGIC US 25% Magna Gold Corp MGR T 25% Magna Mining Inc NICU T 25% Magna Terra Mnls Inc-new MTT T 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Magnetic North Acq-a Pfd MNC.A T 25% Magnetic North Acquis Crp MNC T 25% Magnolia Colombia Ltd MCO T 25% Magnum Goldcorp Inc MGI T 25% Magnum Opus Acq Ltd Cl-a OPA US 0% Magor Corporation MCC'H T 25% Maiden Hldg 6.7% Sr-d Pfd MHpD US 25% Maiden Hldg 7.125%-c Pfd MH.C US 25% Maiden Hldgs 8.25%-a Pfd MH.A US 25% Maiden Hldgs Na 7.75% Pfd MHNC US 25% Maiden Holdings Ltd MHLD US 25% Main Street Capital Hldgs MAIN US 50% Mainstay Mckay Definedtrm MMD US 25% Mainstreet Bancshares Inc MNSB US 25% Mainstreet Equity Corp MEQ T 25% Majestic Gold Corp MJS T 25% Major Drilling Grp Intl MDI T 50% Makemytrip Limited MMYT US 50% Mako Mining Corp MKO T 25% Malacca Straits Acq Co-a MLAC US 0% Malibu Boats Inc Cl-a MBUU US 50% Mallard Acquisition Corp MACU US 0% Malvern Bancorp Inc MLVF US 25% Mammoth Energy Svcs Inc TUSK US 25% Mammoth Resources Crp-new MTH T 25% Mandalay Res Corp MND T 25% Manganese X Energy Corp MN T 25% Manhattan Associates Inc MANH US 50% Manhattan Bridge Cap Inc LOAN US 25% Manitex Capital Inc MNX T 25% Manitex Intl Inc MNTX US 25% Manitou Gold Inc MTU T 25% Manitowoc Company Inc-new MTW US 50% Mannatech Inc-new MTEX US 25% Manning & Napier Inc-a MN US 25% Mannkind Corp-new MNKD US 25% Mantaro Silver Corp MSLV T 25% Manulife Smart S/t Bd Etf TERM T 50% Maple Gold Mines Ltd MGM T 25% Maple Peak Investments MAP T 25% Maquia Capital Acq Corp-a MAQC US 0% Marathon Digital Hldg Inc MARA US 0% Marathon Gold Corporation MOZ T 50% Marathon Oil Corp MRO US 50% Marathon Petroleum Corp MPC US 50% Maravai Life Sciences-a MRVI US 50% Marchex Inc MCHX US 25% Marcus Corp MCS US 50% Margaret Lake Diamonds DIA T 25% Marifil Mines Ltd MFM T 25% Marimaca Copper Corp MARI T 25% Marin Software Inc-new MRIN US 0% Marine Pete Units Ben Int MARPS US 25% Marine Products Corp MPX US 25% Marinemax Inc HZO US 50% Marinus Pharmaceut-new MRNS US 25% Maritime Resources Corp MAE T 25% Marker Therapeutics Inc MRKR US 25% Marksmen Energy Inc MAH T 25% Marlin Business Svcs Inc MRLN US 25% Marlin Technology Corp-a FINM US 0% Marqeta Inc Cl-a MQ US 25% Marquee Raine Acq Corp-a MRAC US 0% Marriott Vacatns Wrldwide VAC US 50% Marrone Bio Innovations MBII US 25% Martello Technologies Grp MTLO T 25% Martin Midstream Prtn Lpu MMLP US 25% Martinrea Intl Inc MRE T 50% Marvel Discovery Corp MARV T 25% Mas Gold Corp MAS T 25% Masivo Silver Corp MASS T 25% Mason Graphite Inc LLG T 25% Mason Industrial Tech-a MIT US 25% Mastech Digital Inc MHH US 25% Mastercraft Boat Holdings MCFT US 50% Matachewan Cons Mines MCM'A T 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Matador Resources Co MTDR 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Inc MAYS US 25% Mayville Engineering Co MEC US 25% Mbia Inc MBI US 50% Mbn Corporation MBN T 25% Mcafee Corp Cl-a MCFE US 50% Mcan Mortgage Corp MKP T 25% Mcap Acquisition Corp-a MACQ US 0% Mcchip Resources Inc MCS T 25% Mccormick & Co Inc-vtg MKC'V US 25% Mccoy Global Inc MCB T 25% Mcewen Mining Inc MUX T 50% Mci Onehealth Techs-a Svs DRDR T 25% Mcloud Technologies Corp MCLD T 25% Mcx Technologies Corp MCX T 25% Mdf Commerce Inc MDF T 50% Mdh Acquisition Corp Cl-a MDH US 0% Mdjm Ltd MDJH US 0% Meatech 3d Ltd Adr MITC US 25% Mechanical Technology Inc MKTY US 25% Mechel Pao Adr Pfd MTLPR US 0% Mechel Pao Spn/adr-new MTL US 0% Medalist Diversified Reit MDRR US 25% Medalist Dvsfd Reit-a Pfd MDRRP US 25% Medallia Inc MDLA US 50% Medallion Bk Fx-fr S-f Pf MBNKP US 25% Medallion Financial Corp MFIN US 25% Medallion Res Ltd-new MDL T 25% Medavail Holdings Inc MDVL US 25% Medcolcanna Organics Inc MCCN T 25% Medexus Pharmaceuticals MDP T 0% Medgold Resources Corp MED T 25% Mediaalpha Inc Cl-a MAX US 50% Mediaco Holding Inc Cl-a MDIA US 25% Mediavalet Inc MVP T 25% Medical Facilities Cp-new DR T 25% Medicenna Therapeutics Cp MDNA T 0% Medicinova Inc MNOV US 0% Medicure Inc-new MPH T 0% Medicus Sci Acquis Corp-a MSAC US 0% Medifast Inc MED US 25% Medigus Ltd Spon Adr-new MDGS US 25% Medipharm Labs Corp LABS T 0% Medirom Hlthcr Tech Adr MRM US 25% Medivolve Inc MEDV T 25% Mediwound Ltd MDWD US 0% Medley Llc 6.875% Snr Nts MDLX US 25% Medley Llc 7.25% Nts MDLQ US 25% Medley Mgmt Inc Cl-a New MDLY US 25% Medmira Inc MIR T 25% Mednax Inc MD US 50% Mednow Inc Cl-a MNOW T 25% Medtech Acquisition Crp-a MTAC US 0% Medx Health Corp MDX T 25% Meg Energy Corp MEG T 50% Mega Copper Ltd-new MCU T 25% Mega Uranium Ltd MGA T 25% Mei Pharma Inc-new MEIP US 25% Meiragtx Holdings Plc MGTX US 25% Melco Resorts & Entmt Adr MLCO US 50% Melcor Developments MRD T 25% Melcor Reit T/u MR.UN T 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Melior Resources Inc MLR T 25% Melkior Resources Inc MKR T 25% Membership Collective-a MCG US 25% Memex Inc OEE T 25% Mene Inc MENE T 25% Mercadolibre Inc MELI US 50% Mercantile Bank Corp MBWM US 50% Mercer Intl Inc MERC US 50% Merchants Bancorp 7%-a Pf MBINP US 25% Mercurity Fintech Hld Adr MFH US 0% Mercury Systems Inc MRCY US 50% Meredith Corp MDP US 50% Mereo Biopharma Group Adr MREO US 25% Merida Merger Corp I MMK'U T 0% Meridian Bancorp Inc EBSB US 50% Meridian Bioscience Inc VIVO US 50% Meridian Corp MRBK US 25% Meridian Mining Uk Societ MNO T 0% Merit Medical Sys Inc MMSI US 50% Merril Ly Depositor Pfd PYS US 25% Merrimack Pharmaceut-new MACK US 0% Mersana Therapeutics Inc MRSN US 25% Merus B.v. MRUS US 25% Mesa Air Group Inc MESA US 50% Mesa Exploration Corp MSA T 25% Mesa Rty Trust Ubi MTR US 25% Mesabi Trust Certificate MSB US 25% Mesoblast Ltd Spons Adr MESO US 25% Meta Financial Group Inc CASH US 50% Meta Materials Inc MMAT US 25% Metacrine Inc MTCR US 0% Metalcorp Ltd MTC T 25% Metalex Ventures Ltd-new MTX T 25% Metalla Royalty&strm-new MTA T 25% Metallic Minerals Corp MMG T 25% Metallis Resources Inc MTS T 25% Metallum Resources Inc MZN T 25% Metalore Resources Ltd MET T 25% Metals Creek Res Corp MEK T 25% Metaurus Eq Ex-div S-2027 XDIV US 0% Meten Edtechx Education METX US 0% Methanex Corp MX T 50% Metlife Inc 5.625%-e Pfd MET.E US 25% Metlife Inc-a Fl/rate Pfd MET.A US 25% Metrocity Bankshares Inc MCBS US 25% Metromile Inc MILE US 25% Metropolitan Bank Holding MCB US 50% Mexco Energy Corp MXC US 25% Mexican Gold Mining Corp MEX T 25% Mexico Equity&incme Fd MXE US 25% Mexico Fund Inc MXF US 25% Mfa Financial Inc MFA US 50% Mfa Finl Inc 7.5%-b Pfd MFA.B US 25% Mfa Finl Inc-c Fx-fltg Pf MFA.C US 25% Mfs Charter Inc Tr Sbi MCR US 25% Mfs Govt Mkts Income Tr MGF US 25% Mfs High Income Muni Trst CXE US 35% Mfs High Yield Muni Trust CMU US 25% Mfs Inter High Income Fd CIF US 25% Mfs Interim Income Sh Sbi MIN US 25% Mfs Multimarket Inc Trust MMT US 25% Mfs Municipl Incme Tr Sbi MFM US 25% Mfs Spl Value Tr MFV US 35% Mgic Invt Corp Wis MTG US 50% Mgm Growth Pptys Llc Cl-a MGP US 50% Mgm Resort International MGM US 50% Mgp Ingredients Inc MGPI US 50% Mgr Dir Im Dbi Hdg St Etf DBEH US 0% Mgr Dir Im Dbi Mgd Im Etf DBMF US 0% Micro Focus Intl Adr-new MFGP US 50% Microbix Biosystems Inc MBX T 0% Microbot Medical Inc-new MBOT US 25% Microstrategy Inc-a MSTR US 50% Microvast Holdings Inc MVST US 25% Microvision Inc-new MVIS US 50% Midatech Pharma Adr-new MTP US 0% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Middlefield Banc Corp MBCN US 25% Middlefield Can Gbl Reit RCO.UN T 25% Middlefield Gl Rl Ast T/u RA.UN T 25% Midland Exploration Inc MD T 25% Midnight Sun Mining Corp MMA T 25% Midpoint Holdings Ltd-new MPT T 25% Mid-southern Bancorp Inc MSVB US 25% Midwestone Finl Group-new MOFG US 25% Milestone Pharmaceuticals MIST US 0% Milestone Scientific Inc MLSS US 25% Millenmin Ventures Inc MVM T 25% Millennial Lithium Corp ML T 25% Millennial Precious Metal MPM T 25% Miller Herman Inc. MLHR US 50% Miller Inds Inc MLR US 25% Miller/howard High Icm Eq HIE US 25% Millrock Res Inc MRO T 25% Mimecast Ltd MIME US 50% Mimedx Group Inc MDXG US 25% Mimi's Rock Corp MIMI T 25% Minaean Sp Construction MSP T 25% Minaurum Gold Inc MGG T 25% Minco Capital Corp MMM T 25% Minco Silver Corp MSV T 25% Mind Cti Ltd MNDO US 25% Mind Medicine (mindmed)sv MMED T 25% Mind Technology Inc MIND US 25% Mind Technology-a 9% Pfd MINDP US 25% Mindbeacon Hldgs Inc MBCN T 25% Minera Alamos Inc MAI T 25% Mineral Hill Indus Ltd MHI T 25% Mineral Mountain Res Ltd MMV T 25% Mineral Technology MTX US 50% Minerva Intelligence Inc MVAI T 25% Minerva Neurosciences Inc NERV US 0% Mineworx Technologies-new MWX T 25% Mingzhu Logistics Hldgs YGMZ US 0% Miniso Group Hldg Spn Adr MNSO US 50% Minnova Corp MCI T 25% Minsud Resources Corp MSR T 25% Mint Corp (the) MIT T 25% Mint Income Fund T/u MID.UN T 25% Mirasol Resources Ltd MRZ T 25% Mirati Therapeutics Inc MRTX US 50% Miromatrix Medical Inc MIRO US 25% Mirum Pharmaceuticals Inc MIRM US 25% Misonix Inc MSON US 25% Mission Advancement Crp-a MACC US 25% Mission Produce Inc AVO US 50% Mission Ready Solns Inc MRS T 25% Mistras Group Inc MG US 25% Mitek Systems Inc MITK US 50% Mix Telematics Ltd-sp/adr MIXT US 0% Mizhuho Financial Grp Adr MFG US 25% Mkango Resources Ltd-new MKA T 25% Mmtec Inc MTC US 0% Mobi724 Global Solutions MOS T 25% Mobile Telesys Pjsc Adr MBT US 0% Mobio Technologies Inc MBO T 25% Model N Inc MODN US 50% Moderna Inc MRNA US 50% Modine Mfgr Co MOD US 50% Mogo Inc MOGO T 50% Mogu Inc Adr MOGU US 0% Mohawk Inds Inc MHK US 50% Molecular Data Inc Adr MKD US 0% Molecular Partners Ag Adr MOLN US 25% Molecular Templates Inc MTEM US 25% Moleculin Biotech Inc-new MBRX US 0% Molina Healthcare Inc MOH US 50% Molson Coors Beverage-a TAP'A US 25% Molson Coors-a Exch Shs TPX'A T 25% Molson Coors-b Exch Shs TPX'B T 25% Momentive Global Inc MNTV US 50% Monarca Minerals Inc MMN T 25% Monarch Casino & Resort MCRI US 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Monarch Mining Corp GBAR T 25% Monday.com Ltd MNDY US 25% Moneta Porcupine Mns Inc ME T 25% Moneygram Intl Inc-new MGI US 0% Mongodb Inc Cl-a MDB US 50% Mongolia Growth Group Ltd YAK T 25% Monmouth Reit 6.125%-c Pf MNR.C US 25% Monolithic Pwr Sys Inc MPWR US 50% Monopar Therapeutics Inc MNPR US 0% Monro Inc MNRO US 50% Monroe Capital Corp MRCC US 25% Montage Gold Corp MAU T 25% Montauk Renewables Inc MNTK US 25% Monte Rosa Therapeutics GLUE US 25% Montero Mining & Expl-new MON T 25% Montes Archimedes Acq-a MAAC US 0% Montrose Enviro Group Inc MEG US 50% Monument Circle Acq Crp-a MON US 0% Monument Mining Ltd MMY T 25% Monumental Gold Corp MGLD T 25% Moog Inc Cl A MOG'A US 50% Moog Inc Cl B MOG'B US 25% Moovly Media Inc MVY T 25% Morg Stan Emg Mkts Dbt Fd MSD US 25% Morg Stan India Inv Fnd IIF US 25% Morgan St 6.375%-fr S1 Pf MSpI US 25% Morgan Stan 4.875%-l Pfd MS.L US 25% Morgan Stanley Pfd MS.A US 25% Morgan Stanley 6.875%f Pf MS.F US 25% Morgan Stanley China Fd-a CAF US 25% Morgan Stanley Emerg Mkts EDD US 25% Morguard Rl/est Inv T/u MRT.UN T 50% Morien Res Corp MOX T 25% Moringa Acquisition Crp-a MACA US 0% Morphic Holding Inc MORF US 25% Morphosys Ag Adr MOR US 25% Mosys Inc-new MOSY US 25% Motion Acquisition Corp-a MOTN US 0% Motive Capital Corp Cl-a MOTV US 25% Motorcar Parts Of America MPAA US 50% Motorsport Games Inc Cl-a MSGM US 25% Motus Gi Holdings Inc MOTS US 25% Mount Logan Capital Inc MLC T 25% Mountain Boy Minerals Ltd MTB T 25% Mountain China Resorts Hl MCG T 0% Mountain Crest Acq Crp Ii MCAD US 0% Mountain Province Diamond MPVD T 25% Movado Group Inc MOV US 50% Movano Inc MOVE US 25% Moving Image Technologies MITQ US 25% Mp Materials Corp MP US 50% Mr.cooper Group Inc COOP US 50% Mrc Global Inc MRC US 50% Mty Food Group Inc MTY T 50% Mudrick Cap Acq Copr Ii-a MUDS US 0% Multiplan Corp Cl-a MPLN US 50% Mundoro Capital Inc MUN T 25% Murphy Oil Corp MUR US 50% Muscle Maker Inc GRIL US 25% Music Acquis Crp(the)cl-a TMAC US 0% Music Royalties Inc SONGS T 25% Mustang Bio Inc MBIO US 25% Mv Oil Trust MVO US 25% My Size Inc-new MYSZ US 25% Myers Industries Inc MYE US 50% Mymd Pharmaceuticals Inc MYMD US 0% Myomo Inc-new MYO US 25% Myovant Sciences Ltd MYOV US 25% Myr Group Inc MYRG US 50% Myriad Genetics Inc MYGN US 25% N.l. Industries Inc NL US 25% N-able Inc NABL US 25% Nabors Industries Ltd-new NBR US 50% Nabriva Therapeutics-new NBRV US 0% Nacco Industries Inc Cl-a NC US 25% Nam Tai Property Inc NTP US 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Namaste Technologies Inc N T 25% Namibia Critical Metals NMI T 25% Namsys Inc CTZ T 25% Nanalysis Scientific Corp NSCI T 25% Nano Dimension Sp/adr-new NNDM US 50% Nano One Materials Corp NANO T 25% Nanobiotix Sa Adr NBTX US 25% Nanostring Technologies NSTG US 25% Nanotech Security Corp NTS T 25% Nanovibronix Inc NAOV US 25% Nanoviricides Inc-new NNVC US 0% Nano-x Imaging Ltd NNOX US 25% Nanoxplore Inc GRA T 25% Nanthealth Inc NH US 25% Napco Security Techs Inc NSSC US 25% Natera Inc NTRA US 50% Nathans Famous Inc NATH US 25% National Bank Hldgs Crp-a NBHC US 50% National Banshares Inc NKSH US 25% National Beverage Corp FIZZ US 25% National Cinemedia Inc NCMI US 50% National Engy Svcs Reuntd NESR US 25% National Healthcare Corp NHC US 50% National Rural Utl5.5% Nt NRUC US 25% National Security Grp Inc NSEC US 25% National Store Aff-a 6%pf NSA.A US 25% Natura & Co Hldg S.a. Adr NTCO US 0% Natural Altern Intl Inc NAII US 25% Natural Gas Services Grp NGS US 25% Natural Grocers By Vitami NGVC US 25% Natural Health Trends NHTC US 25% Natural Order Acquisition NOAC US 0% Natural Res Ptnrs Lpu-new NRP US 25% Naturally Splendid Entrps NSP T 25% Naturebank Asset Mgmt Inc COO T 25% Natures Sunshine Prod NATR US 25% Natuzzi Spa Adr-new NTZ US 25% Nautilus Biotechnology NAUT US 25% Nautilus Inc NLS US 50% Navidea Biopharmaceut-new NAVB US 0% Navient Corp 6% Snr Nts JSM US 25% Navigator Holdings Ltd NVGS US 25% Navios Mari 8.75%pf-g Adr NMpG US 25% Navios Maritime Acq-new NNA US 25% Navios Maritime Hldgs-new NM US 25% Navios Maritime Prtns-new NMM US 0% Nbi Global Private Eq Etf NGPE T 0% Nbi High Yield Bond Etf NHYB T 35% Nbi Liquid Alternativ Etf NALT T 0% Nbi Unconstrained Fxd Etf NUBF T 50% Nbt Bancorp Inc NBTB US 50% Ncino Inc NCNO US 50% Ncs Multistage Hldgs-new NCSM US 25% Nebu Resources Inc NBU T 25% Neenah Inc NP US 50% Neighbourly Pharmacy Inc NBLY T 25% Nektar Therapeutics NKTR US 50% Nelnet Inc Cl-a NNI US 50% Nemaura Medical Inc-new NMRD US 25% Neo Battery Materials Ltd NBM'V T 25% Neo Lithium Corp NLC T 50% Neo Performance Materials NEO T 50% Neogames Sa NGMS US 25% Neoleukin Therapeutics NLTX US 25% Neonode Inc-new NEON US 25% Neophotonics Corp NPTN US 0% Neovasc Inc-new NVCN T 25% Nephros Inc-new NEPH US 25% Neptune Wellness Solns NEPT T 25% Nervgen Pharma Corp NGEN T 0% Net 1 Ueps Techs Inc UEPS US 25% Net Element Inc-new NETE US 25% Netease Inc-adr NTES US 50% Netsol Tech Inc-new NTWK US 25% Network Media Group Inc NTE T 25% Network-1 Technologies NTIP US 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Neubase Therapeutics Inc NBSE US 0% Neuberger Ber H/yld Strat NHS US 35% Neuberger Ber Mlp&egy Icm NML US 25% Neuberger Berm Cal Mun Fd NBW US 25% Neuberger Berm Mun Fd Inc NBH US 25% Neuberger Berm Ny Muni Fd NBO US 25% Neuberger Berman Next Gen NBXG US 25% Neuberger Berman Real Est NRO US 25% Neupath Health Inc NPTH T 25% Neurobo Pharmaceuticals NRBO US 0% Neurocrine Biosciencs Inc NBIX US 50% Neurometrix Inc-new NURO US 25% Neuronetics Inc STIM US 25% Neuroone Medical Tech-new NMTC US 25% Neutrisci Intl Inc NU T 25% Nevada Copper Corp NCU T 25% Nevada Exploration Inc NGE T 25% Nevada King Gold Corp NKG T 25% Nevada Silver Corp NSC T 25% Nevada Sunrise Gold-new NEV T 25% Nevada Zinc Corp NZN T 25% Nevro Corp NVRO US 50% New Age Metals Inc NAM T 25% New Amer High Incm Fd-new HYB US 35% New Carolin Gold Corp-new LAD T 25% New Concept Energy Inc GBR US 0% New Destiny Mining Corp NED T 25% New Energy Metals Corp ENRG T 25% New England Rlty-d/r Lpu NEN US 25% New Fortress Energy Inc-a NFE US 50% New Found Gold Corp NFG T 25% New Frontier Health Corp NFH US 25% New Germany Fund Inc GF US 25% New Gold Inc NGD T 50% New Home Co Inc (the) NWHM US 25% New Ireland Fund Inc IRL US 25% New Mountain Finance Corp NMFC US 50% New Oriental Ed&tech Adr EDU US 25% New Oroperu Resources Inc ORO T 25% New Pacific Metals Cp-new NUAG T 25% New Placer Dome Gold Corp NGLD T 25% New Relic Inc NEWR US 50% New Residential Inv-a Pfd NRZ.A US 25% New Residential Inv-e Pfd NRZ.B US 25% New Residential Invt-new NRZ US 50% New Residentl 6.375%-c Pf NRZ.C US 25% New Senior Invt Group Inc SNR US 50% New Stratus Energy Inc NSE T 25% New Target Mining Corp NEW T 25% New Vista Acquis Corp-a NVSA US 0% New York City Reit Inc-a NYC US 25% New York Comm Banc-a Pfd NYCB.A US 25% New York Comm Cap V 6%pfd NYCB.U US 25% New York Mtg 7.875%-e Pfd NYMTM US 25% New York Mtg Tr 8%-d Pfd NYMTN US 25% New York Mtg Trust-new NYMT US 50% New Zealand Energy Cp-new NZ T 25% Newage Inc NBEV US 50% Newbury Street Acq Corp NBST US 0% Newcore Gold Ltd NCAU T 25% Newegg Commerce Inc NEGG US 50% Newell Brands Inc NWL US 50% Newmac Resources Inc NER T 25% Newmark Group Inc Cl-a NMRK US 50% Neworigin Gold Corp NEWO T 25% Newpark Resources Inc NR US 50% Newport Exploration Ltd NWX T 25% Newrange Gold Corp NRG T 25% Newtek Business Svcs Corp NEWT US 50% Newtek Busn Svcs 5.75%nts NEWTL US 25% Newtopia Inc NEWU T 25% Nexa Resources S.a. 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Minerals Ltd NGEX T 25% Ngl Energy Partners Lpu NGL US 25% Ngl Energy Ptn Lp 9%-b Pf NGLpB US 25% Ngl Energy Ptnrs Lp-c Pfd NGL.C US 25% Ngm Biopharmaceuticals NGM US 25% Ni Holdings Inc NODK US 25% Nice Ltd Spon Adr NICE US 50% Nicholas Finl Inc NICK US 25% Nickel 28 Capital Corp NKL T 25% Nickel Creek Platinum Crp NCP T 25% Nickel North Explor Corp NNX T 25% Nickel Rock Resources Inc NICL T 25% Nicola Mining Inc NIM T 25% Nightdragon Acq Corp Cl-a NDAC US 0% Nighthawk Gold Corp NHK T 25% Nii Holdings Inc NIHD US 25% Nikola Corp NKLA US 50% Nine Energy Service Inc NINE US 25% Ninepoint Alt Cred Op Etf NACO T 0% Ninepoint Bitcoin Etf BITC T 25% Nio Inc Adr NIO US 50% Niobay Metals Inc NBY T 25% Niocan Inc NIO T 25% Niocorp Developments Ltd NB T 25% Nippon Dragon Res Inc NIP T 25% Nisun Intl Entrprs Dev-a NISN US 25% Niu Technologies Adr NIU US 50% Nkarta Inc NKTX US 25% Nls Pharmaceutics Ltd NLSP US 0% Nmi Holdings Inc Cl-a NMIH US 50% Nn Inc NNBR US 50% Noah Holdings Ltd-sp Ads NOAH US 50% Noble Corporation-new NE US 0% Noble Iron Inc NIR T 25% Noble Metal Group Inc NMG'H T 25% Noble Mineral Explor-new NOB T 25% Noble Rock Acq Corp Cl-a NRAC US 0% Nokia Corp Adr NOK US 50% Nomad Royalty Co Ltd-new NSR T 25% Nomura Hldgs Inc Adr NMR US 25% Noodles & Company Cl-a NDLS US 50% Noranda Income Fd -a T/u NIF.UN T 25% Norden Crown Metals-new NOCR T 25% Nordic American Tanker Lt NAT US 0% Nordstrom Inc JWN US 50% Noront Res Ltd NOT T 25% Norra Metals Corp NORA T 25% Norseman Silver Inc NOC T 25% Nortec Minerals Corp NVT T 25% Nortech Systems Inc NSYS US 25% North Am Finl 15 Split-pf FFN.A T 50% North Amer Fin 15 Split-a FFN T 50% North American Constructn NOA T 50% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) North American Nickel Inc NAN T 25% North Arrow Mnls Inc-new NAR T 25% North Atlantic Acq Corp-a NAAC US 0% North Mountain Merger-a NMMC US 0% North Peak Resources Ltd NPR T 25% Northcliff Resources Ltd NCF T 25% Northeast Bank NBN US 25% Northern Dynasty Mnls Ltd NDM T 0% Northern Genesis Acq Ii NGAB US 0% Northern Genesis Acq Iii NGC US 0% Northern Graphite Corp NGC T 25% Northern Lion Gold Corp NL T 25% Northern Oil And Gas-new NOG US 50% Northern Shield Res Inc NRN T 25% Northern Star Inv Cp Ii-a NSTB US 0% Northern Star Inv Iii-a NSTC US 25% Northern Star Inv Iv Cl-a NSTD US 25% Northern Superior Res Inc SUP T 25% Northern Tech Intl Corp NTIC US 25% Northern Vertex Mng Corp NEE T 25% Northfield Bancorp-new NFBK US 50% Northfield Cap Cp Cla-rv NFD'A T 25% Northisle Copper&gold Inc NCX T 25% Northrim Bancorp Inc NRIM US 25% Northview Cdn H/yld-a T/u NHF.UN T 35% Northwest Bancshares Inc NWBI US 50% Northwest Copper Corp NWST T 25% Northwest Pipe Co NWPX US 25% Norvista Capital Corp NVV T 25% Norwegian Cruise Line Hld NCLH US 50% Norwood Financial Corp NWFL US 25% Norzinc Ltd NZC T 25% Nouveau Monde Graph-new NOU T 25% Nova Cannabis Inc NOVC T 25% Nova Leap Health Corp NLH T 25% Nova Lifestyle Inc-new NVFY US 25% Nova Royalty Corp NOVR T 25% Novabay Pharmaceutic-new NBY US 0% Novagold Res Inc NG T 25% Novan Inc-new NOVN US 0% Novavax Inc-new NVAX US 0% Novocure Ltd NVCR US 50% Novra Technologies Inc NVI T 25% Novus Capital Crp Ii Cl-a NXU US 25% Nrx Pharmaceuticals Inc NRXP US 25% Nsgold Corp-new NSX T 25% Ntg Clarity Networks Inc NCI T 25% Nth European Oil Rlty Trs NRT US 25% Nuance Communications Inc NUAN US 50% Nubeva Technologies Ltd NBVA T 0% Nubian Resources Ltd NBR T 25% Nucana Plc Adr NCNA US 0% Nulegacy Gold Corp NUG T 25% Numinus Wellness Inc NUMI T 0% Nurix Therapeutics Inc NRIX US 25% Nushrs Nuveen Esg H/y Crp NUHY US 35% Nustar Energy Lp NS US 50% Nustar Energy Lp 9%-c Pfd NS.C US 25% Nustar Energy Lp Ser-a Pf NS.A US 25% Nustar Energy Lp Sr-b Pfd NSpB US 25% Nustar Logistics 7.625%pf NSS US 25% Nutanix Inc Cl-a NTNX US 50% Nuvation Bio Inc Cl-a NUVB US 25% Nuvectra Corp NVTR US 25% Nuveen Ariz Qlty Mun Incm NAZ US 25% Nuveen Cal Amt-free Qlty NKX US 25% Nuveen Calif Mun Value Fd NCA US 25% Nuveen Core Equity Alpha JCE US 25% Nuveen Corp Incm Nov 2021 JHB US 35% Nuveen Cred Opp 2022 Tgt JCO US 35% Nuveen Divers Dvd&incm Fd JDD US 25% Nuveen Dow 30sm Dyn Overw DIAX US 25% Nuveen E/m Debt 2022 Tgt JEMD US 25% Nuveen Enhanced Munic Val NEV US 25% Nuveen Geor Qlty Mun Incm NKG US 25% Nuveen Glb Hi Incm Fd Etf JGH US 35% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Nuveen Inter Dur Mun Term NID US 25% Nuveen Mo Qlty Muni Incm NOM US 25% Nuveen Mortgage & Incm Fd JLS US 25% Nuveen Multi-market Incm JMM US 25% Nuveen Mun Income Fd NMI US 25% Nuveen Munc Value Fnd Inc NUV US 25% Nuveen Muni High Incm Opp NMZ US 35% Nuveen N/j Qlty Muni Incm NXJ US 25% Nuveen Ny Amt-free Qlty NRK US 25% Nuveen Ny Qlty Muni Incm NAN US 25% Nuveen Ny Select Tax-free NXN US 25% Nuveen Ohio Qlty Mun Incm NUO US 25% Nuveen Pa Qlty Muni Incm NQP US 25% Nuveen Pfd & Incm 2022 Fd JPT US 25% Nuveen Pfd & Incm Fd JPI US 25% Nuveen Pref & Incm Opp Fd JPC US 25% Nuveen Real Asset Income JRI US 25% Nuveen Real Estate Inc Fd JRS US 25% Nuveen S&p500 Dyn Overwrt SPXX US 25% Nuveen Sel Tax Free Inc-3 NXR US 25% Nuveen Select Tax Free NXP US 25% Nuveen Select Tax Free NXQ US 25% Nuveen Senior Income Fund NSL US 25% Nuveen Short Dur Cred Opp JSD US 25% Nuveen Taxable Mun Icm Fd NBB US 25% Nuveen Tax-adv Tot Return JTA US 25% Nuveen Tax-advantaged Div JTD US 25% Nuveen Va Qlty Muni Incm NPV US 25% Nuvei Corp Svs NVEI T 50% Nuverra Environmental Sol NES US 25% Nuvista Energy Ltd NVA T 50% Nuvve Holding Corp NVVE US 25% Nuwellis Inc NUWE US 25% Nuzee Inc NUZE US 25% Nv Gold Corp NVX T 25% Nv5 Global Inc NVEE US 50% Nxp Semiconductors Nv NXPI US 50% Nxt Energy Solutions Inc SFD T 25% Nxt-id Inc-new NXTD US 25% Nymox Pharmaceutical Corp NYMX US 0% O2gold Inc OTGO T 25% O2micro Intl Ltd Spon Adr OIIM US 0% O3 Mining Inc OIII T 25% Oak Street Health Inc OSH US 50% Oak Valley Bancorp OVLY US 25% Oaktree Acq Corp Ii Cl-a OACB US 0% Oaktree Cap Gp 6.55%-b Pf OAK.B US 25% Oaktree Cap Grp Llc-a Pfd OAK.A US 25% Oaktree Specialty Lending OCSL US 50% Oasis Midstream Prtns Lp OMP US 50% Oasis Petroleum Inc OAS US 50% Oatly Group Ab Adr OTLY US 25% Oblong Inc OBLG US 0% Obseva Sa OBSV US 0% Oca Acquisition Corp Cl-a OCAX US 0% Occidental Pete Corp OXY US 50% Ocean Bio-chem Inc OBCI US 25% Ocean First Financial OCFC US 50% Ocean Power Techs Inc-new OPTT US 25% Oceanagold Corp OGC T 50% Oceaneering Intl Inc OII US 50% Oceanfirst Fin-a N/cm Pfd OCFCP US 25% Oceanic Iron Ore Corp FEO T 25% Oceanic Wind Energy Inc NKW T 25% Oconee Federal Financial OFED US 25% Ocugen Inc OCGN US 25% Ocular Therapeutix Inc OCUL US 25% Oculus Visiontech Inc OVT T 25% Ocuphire Pharma Inc OCUP US 0% Ocwen Financial Corp-new OCN US 50% Odonate Therapeutics Inc ODT US 0% Odyssey Marine Explor-new OMEX US 25% Office Ptys Icm 6.375%nts OPINL US 25% Ofg Bancorp OFG US 0% Ofs Capital Corp OFS US 25% Ofs Capital Corp 5.95% Nt OFSSI US 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Ofs Capital Corp 6.25% Nt OFSSG US 25% Ofs Credit Co 6.875%-a Pf OCCIP US 25% Ofs Credit Company Inc OCCI US 25% Ohio Valley Banc Corp OVBC US 25% O-i Glass Inc OI US 50% Oi Sa Spon Adr-new OIBR'C US 0% Oil Dri Corp America -a- ODC US 25% Oil States Intl Inc OIS US 50% Okta Inc Cl-a OKTA US 50% Olb Group Inc OLB US 25% Old Point Financial Corp OPOF US 25% Old Second Bancorp Inc OSBC US 50% Olema Pharmaceuticals Inc OLMA US 25% Olivut Resources Ltd OLV T 25% Ollie's Bargain Outlet Hl OLLI US 50% Olo Inc Cl-a OLO US 50% Olympia Financial Group OLY T 25% Olympic Steel Inc ZEUS US 50% Omai Gold Mines Corp OMG T 25% Omega Alpha Spac Cl-a OMEG US 0% Omeros Corp OMER US 25% Omineca Mining And Metals OMM T 25% Omni Lite Inds Cda Inc OML T 25% Omnicell Inc OMCL US 50% Omnichannel Acq Corp Cl-a OCA US 0% Oncocyte Corp OCX US 0% Oncolytics Biotech-new ONC T 0% Onconova Therapeutics-new ONTX US 0% Oncorus Inc ONCR US 25% Oncosec Medical Inc-new ONCS US 0% Oncternal Therapeutics ONCT US 25% Ondas Holdings Inc-new ONDS US 25% One Equity Prtnr Open I-a OEPW US 0% One Group Hospitality Inc STKS US 50% One Liberty Pptys Inc OLP US 50% One Stop Systems Inc OSS US 25% Oneconnect Finl Tech Adr OCFT US 50% Oneok Inc OKE US 50% Onesmart Intl Educatn Adr ONE US 0% Onesoft Solutions Inc OSS T 25% Onespan Inc OSPN US 50% Onespaworld Holdings Ltd OSW US 50% Onion Global Ltd Adr OG US 25% Onto Innovation Inc ONTO US 50% Ontrak Inc OTRK US 50% Ontrak Inc 9.5%-a Cuml Pf OTRKP US 25% Op Bancorp OPBK US 25% Opawica Explorations-new OPW T 25% Open Text Corporation OTEX T 50% Opendoor Technologies Inc OPEN US 50% Opera Ltd Adr OPRA US 50% Opgen Inc-new OPGN US 0% Ophir Gold Corp OPHR T 25% Opiant Pharmaceuticals OPNT US 0% Opko Health Inc OPK US 25% Oppenheimer Hldg Inc-a Nv OPY US 50% Oppfi Inc OPFI US 25% Opsens Inc OPS T 25% Opthea Ltd Spons Adr-new OPT US 25% Optibase Ltd OBAS US 25% Optical Cable Corp OCC US 25% Optimizerx Corp OPRX US 50% Optimum Ventures Ltd OPV T 25% Optimumbank Holdings-new OPHC US 25% Optinose Inc OPTN US 0% Option Care Health-new OPCH US 50% Opus One Gold Corp OOR T 25% Oragenics Inc-new OGEN US 0% Oramed Pharmaceuticals ORMP US 25% Orasure Technologies Inc OSUR US 50% Orbit Garant Drilling Inc OGD T 25% Orbital Energy Group Inc OEG US 50% Orbsat Corp-new OSAT US 25% Orca Energy Group Inc-a ORC'A T 0% Orca Energy Grp Inc-b Svs ORC'B T 0% Orca Gold Inc ORG T 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Orchard Therapeutics Adr ORTX US 25% Orchid Island Capital Inc ORC US 50% Orea Mining Corp OREA T 25% Orefinders Res Inc-new ORX T 25% Orestone Mining Corp-new ORS T 25% Orex Minerals Inc REX T 25% Orezone Gold Corp ORE T 25% Orford Mining Corp ORM T 25% Organic Garage Ltd OG T 25% Organigram Holdings Inc OGI T 25% Organogenesis Hldgs Inc-a ORGO US 25% Organon & Co OGN US 50% Organovo Holdings Inc-new ONVO US 0% Organto Foods Inc OGO T 25% Orgenesis Inc ORGS US 0% Oric Pharmaceuticals Inc ORIC US 25% Oriental Culture Hldg Ltd OCG US 0% Origin Agritech Ltd-new SEED US 0% Origin Materials Inc ORGN US 25% Original Bark Company BARK US 25% Orion Acquisition Corp-a OHPA US 0% Orion Energy Systems Inc OESX US 25% Orion Engineered Carbons OEC US 50% Orion Group Holdings Inc ORN US 25% Orla Mining Ltd OLA T 25% Oroco Resource Corp OCO T 25% Orocobre Ltd ORL T 25% Orogen Royalties Inc OGN T 25% Orosur Mining Inc OMI T 25% Orphazyme A/s Adr ORPH US 25% Orrstown Fincl Svcs Inc ORRF US 25% Orsu Metals Corp OSU T 25% Ortho Clinical Diagnostic OCDX US 50% Orvana Minerals Corp ORV T 25% Oscar Health Inc Cl-a OSCR US 50% Osino Resources Corp OSI T 25% Osisko Development Corp ODV T 25% Osisko Gold Royalties Ltd OR T 50% Osisko Metals Inc OM T 25% Osisko Mining Inc OSK T 25% Osmotica Pharmaceuticals OSMT US 0% Osprey Technology Acq-a SFTW US 0% Ossen Innovation Co Adr OSN US 0% Otonomy Inc OTIC US 0% Otr Acquisition Corp-a OTRA US 0% Otso Gold Corp OTSO T 25% Ouster Inc Cl-a OUST US 50% Outcrop Silver & Gold Crp OCG T 25% Outfront Media Inc OUT US 50% Outlook Therapeutics-new OTLK US 25% Outset Medical Inc OM US 50% Overseas Shiphldg-a New OSG US 25% Overstock.com Inc OSTK US 50% Ovid Therapeutics Inc OVID US 25% Ovintiv Inc OVV T 25% Owens & Minor Inc OMI US 25% Owl Rock Capital Corp ORCC US 25% Owlet Inc Cl-a OWLT US 25% Oxbridge Re Holdings Ltd OXBR US 25% Oxford Industries Inc OXM US 50% Oxford Lane 6.25% S27 Pfd OXLCP US 25% Oxford Lane 6.75% S24 Pfd OXLCM US 25% Oxford Square Cap 5.5%nts OXSQG US 25% Oxford Square Cap 6.25%nt OXSQZ US 25% Oxford Square Cap 6.5% Nt OXSQL US 25% Oxford Square Capital Crp OXSQ US 25% Oyster Enterprises Acq-a OSTR US 0% Oyster Point Pharma Inc OYST US 25% Ozon Holdings Plc Spn Adr OZON US 0% P & F Industries Inc Cl-a PFIN US 25% P A M Transn Svcs Inc PTSI US 25% P G & E Corp PCG US 0% P2 Gold Inc PGLD T 25% Pac.gas & Elec.5%rd.1stpr PCG'PRD US 25% Pacific Bay Minerals Ltd PBM T 25% Pacific Biosciences Of Ca PACB US 50% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Pacific Booker Minls Inc BKM T 25% Pacific Empire Mnls Corp PEMC T 25% Pacific Gas & Elec 6% Pfd PCG'PRA US 25% Pacific Imperial Mines PPM T 25% Pacific Iron Ore Corp POC T 25% Pacific Mercantile Bancrp PMBC US 25% Pacific Ridge Explor Ltd PEX T 25% Pacific Silk Road Res Grp PP T 25% Pacira Biosciences Inc PCRX US 25% Pactiv Evergreen Inc PTVE US 50% Pacton Gold Inc-new PAC T 25% Pagerduty Inc PD US 50% Pagseguro Digital Ltd-a PAGS US 0% Painreform Ltd PRFX US 0% Palamina Corp PA T 25% Palantir Techs Inc Cl-a PLTR US 50% Palatin Technologies-new PTN US 0% Paleo Resources Inc PRE T 25% Palisade Bio Inc PALI US 0% Palladium One Mining Inc PDM T 25% Palomar Holdings Inc PLMR US 50% Pampa Energia Sa Adr PAM US 0% Pan Global Resources Inc PGZ T 25% Pan Orient Energy Corp POE T 25% Panacea Acq Corp Ii Cl-a PANA US 0% Panbela Therapeutics Inc PBLA US 0% Pancontinental Res Corp PUC T 25% Pandora A/s PNDZF US 25% Pangaea Logistics Solns PANL US 25% Pangolin Diamonds Corp PAN T 25% Panoro Minerals Ltd PML T 25% Pantera Silver Corp PNTR T 25% Par Pacific Hldgs Inc PARR US 50% Parallel Mining Corp-new PAL T 25% Paramount Gold Nevada Crp PZG US 25% Paramount Res Ltd Cl-a POU T 50% Paratek Pharmaceuticals PRTK US 25% Parex Resources Inc PXT T 25% Park Aerospace Corp PKE US 25% Park City Group Inc PCYG US 25% Park Hotels & Resorts Inc PK US 50% Park Lawn Corp PLC T 50% Park National Corp PRK US 50% Park Ohio Hldgs Corp PKOH US 25% Parke Bancorp Inc PKBK US 25% Parkit Enterprise Inc PKT T 25% Parsons Corp PSN US 50% Partner Communication Adr PTNR US 25% Partner Jet Corp PJT T 25% Partners Bancorp PTRS US 25% Partners Val Invs Lpu Pfd PVF.U T 25% Partners Value Invs Lpu PVF.UN T 25% Parts Id Inc Cl-a ID US 25% Party City Holdco Inc PRTY US 25% Pascal Biosciences Inc PAS T 0% Pason Systems Inc PSI T 50% Passage Bio Inc PASG US 25% Patagonia Gold Corp PGDC T 0% Pathfinder Acq Corp-a PFDR US 0% Pathfinder Bancorp Inc PBHC US 25% Pathway Health Corp PHC T 25% Patria Investments Ltd-a PAX US 50% Patrick Inds Inc PATK US 50% Patriot National Banc-new PNBK US 25% Patriot One Technologies PAT T 25% Patriot Transportatn Hldg PATI US 25% Patterson Uti Energy Inc PTEN US 50% Pavmed Inc PAVM US 25% Paya Holdings Inc Cl-a PAYA US 25% Paycom Software Inc PAYC US 50% Paylocity Holding Corp PCTY US 50% Paymentus Holdings Inc-a PAY US 25% Paysafe Ltd PSFE US 50% Paysign Inc PAYS US 25% Pbf Energy Inc Cl-a PBF US 25% Pbf Logistics Lp PBFX US 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Pc Connection Inc CNXN US 50% Pcb Bancorp PCB US 25% Pcm Fund Inc PCM US 25% Pcsb Financial Corp PCSB US 25% Pctel Inc PCTI US 25% Pdf Solutions Inc PDFS US 50% Pdl Community Bancorp PDLB US 25% Pds Biotechnology Corp PDSB US 25% Peabody Energy Corp BTU US 50% Peapack Gladstone Fin Crp PGC US 50% Pearl River Holdings Ltd PRH T 25% Pearson Plc Spon Adr PSO US 50% Pebblebrook Hotel Trust PEB US 50% Pedevco Corp-new PED US 25% Pegasus Resources Inc PEGA T 25% Pegasystems Inc PEGA US 50% Pelangio Exploration Inc PX T 25% Peloton Interactive Inc-a PTON US 50% Pembina Pipe 4.7%-a3 Pfd PPL.C T 50% Pembina Pipe 4.9%-a21 Pfd PPL.FA T 50% Pembina Pipe 4.906%-a1 Pf PPL.A T 50% Pembina Pipeline Corp PPL T 50% Pembina Ppln 4.5%-a S7 Pf PPL.G T 50% Pembina Ppln 4.573%-a5 Pf PPL.E T 50% Pembina Ppln Cl-a S23 Pfd PPL.FC T 50% Pembina Ppln4.75%-a S9 Pf PPL.I T 50% Pembina Ppln-a S15 Red Pf PPL.O T 50% Pembina Ppln-a S17 Red Pf PPL.Q T 50% Pembina Ppln-a S19 Red Pf PPL.S T 50% Pembina Ppln-a S25 Red Pf PPL.FE T 50% Pender Growth Fund Inc PTF T 25% Penn Natl Gaming Inc PENN US 25% Penn Re Investment Tr Sbi PEI US 25% Penn Reit 7.375% Ser-b Pf PEI.B US 25% Penn Va Corp PVAC US 25% Pennant Group Inc (the) PNTG US 50% Pennantpark Floating Rate PFLT US 50% Pennantpark Investment Cp PNNT US 50% Pennantpark Invt 5.5% Nts PNNTG US 25% Pennine Petroleum Corp PNN T 25% Penns Woods Bancorp Inc PWOD US 25% Pennsylvania Reit Sr-d Pf PEIpD US 25% Pennsylvania Reit-c7.2%pf PEI.C US 25% Pennymac Mortgage Invs Tr PMT US 50% Pennymac Mtg Invt 8%-b Pf PMT.B US 25% Pennymac Mtg Invt Tr-a Pf PMTpA US 25% Peoples Bancorp Inc PEBO US 50% Peoples Bancorp Of North PEBK US 25% Peoples Financial Svcs Cp PFIS US 25% Peoples Utd Fin-a Perp Pf PBCTP US 25% Perdoceo Education Corp PRDO US 50% Perella Weinberg Ptnrs-a PWP US 25% Performance Food Group Co PFGC US 50% Performance Shipping-new PSHG US 0% Performant Financial Corp PFMT US 25% Peridot Acq Corp Ii Cl-a PDOT US 0% Perimeter Med Imaging Ai PINK T 25% Perion Network Ltd-new PERI US 50% Periphas Capital Ptnr-a PCPC US 25% Perisson Petroleum Corp POG T 25% Perma-fix Environmntl-new PESI US 25% Perma-pipe Intl Hldgs Inc PPIH US 25% Permian Basin Ryl Tr Unts PBT US 25% Permianville Royalty Trst PVL US 25% Permrock Royalty Trust PRT US 25% Perpetua Resources Corp PPTA T 25% Perpetual Energy Inc PMT T 25% Perrigo Company Plc PRGO US 50% Pershimex Resources Corp PRO T 25% Pershing Square Tontine-a PSTH US 25% Personalis Inc PSNL US 0% Personas Social Inc PRSN T 25% Peruvian Metals Corp PER T 25% Pet Valu Holdings Ltd PET T 25% Petco Health & Wellness-a WOOF US 50% Petmed Express Inc PETS US 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Petra Acquisition Inc PAIC US 0% Petrochina Co Ltd Adr PTR US 50% Petrofrontier Corp PFC T 25% Petroleo Brasil Sa Adr PBR'A US 0% Petroleo Brasileiro S/adr PBR US 50% Petrolympic Ltd PCQ T 25% Petros Pharmaceuticals PTPI US 0% Petroshale Inc PSH T 25% Petrotal Corp TAL T 25% Petroteq Energy Inc PQE T 25% Petro-victory Energy Cp-a VRY T 25% Petrox Resources Corp PTC T 25% Petrus Resources Ltd PRQ T 25% Peyto Expl & Dev Corp PEY T 50% Pfb Corp PFB T 25% Pfsweb Inc-new PFSW US 25% Pg&e Corp Equity Unit PCGU US 25% Pgim Active Hi Yld Bd Etf PHYL US 35% Pgim Glb High Yld Fd Inc GHY US 35% Pgim High Yield Bd Fd Inc ISD US 35% Pgim Ultra Short Bond Etf PULS US 50% Pharmacielo Ltd PCLO T 0% Pharming Group Nv Adr PHAR US 25% Pharvaris Nv PHVS US 25% Phasebio Pharmaceuticals PHAS US 0% Phathom Pharmaceuticals PHAT US 25% Phenixfin Corp MCC US 25% Phenixfin Corp 6.125% Nts PFXNL US 25% Phibro Animal Health Cl-a PAHC US 25% Philippine Metals Inc-new PHI T 25% Phillips 66 Partners Lpu PSXP US 50% Phio Pharmaceuticals-new PHIO US 0% Phoenix Canada Oil Ltd PCO T 25% Phoenix Gold Res Corp-new PXA T 25% Phoenix New Media Ltd-adr FENG US 0% Phreesia Inc PHR US 25% Phunware Inc PHUN US 25% Phx Energy Svcs Corp PHX T 25% Phx Minerals Inc Cl-a PHX US 25% Physicians Realty Trust DOC US 50% Picton Mah Fort Actv Etf PFAE T 0% Picton Mah Fort Incm Etf PFIA T 0% Picton Mah Fort L/s Etf PFLS T 0% Picton Mah Fort Mk Nt Etf PFMN T 0% Picton Mah Fort Mult Etf PFMS T 0% Picton Mahoney Tact T/u-a PMB.UN T 25% Piedmont Lithium Inc PLL US 50% Pieridae Energy Ltd PEA T 25% Pieris Pharmaceuticals PIRS US 25% Pimco 0-5y High Yld Etf HYS US 35% Pimco Cal Mun Incm Fd Iii PZC US 25% Pimco Cali Mun Incm Fd Ii PCK US 25% Pimco Calif Muni Incm Fnd PCQ US 25% Pimco Corp&incm Stgy Fund PCN US 25% Pimco Energy And Tactical NRGX US 25% Pimco Glb Incm Opp-a T/u PGI.UN T 50% Pimco Global Stocksplus PGP US 25% Pimco High Income Fund PHK US 25% Pimco Income Opport Fund PKO US 25% Pimco Income Strat Fnd Ii PFN US 25% Pimco Income Strategy Fnd PFL US 25% Pimco Muni Incm Fund Ii PML US 25% Pimco Muni Income Fnd Iii PMX US 25% Pimco Municipal Income Fd PMF US 25% Pimco N.y Muni Incm Fd Ii PNI US 25% Pimco Ny Muni Incm Fd Iii PYN US 25% Pimco Strategic Incm Fund RCS US 25% Pimco Tact Incm Opp-a T/u PTO.UN T 25% Pimco Tactical Incm-a T/u PTI T 25% Pinduoduo Inc Adr PDD US 50% Pine Cliff Energy Ltd PNE T 25% Pine Island Acq Corp Cl-a PIPP US 0% Pine Technology Acq Crp-a PTOC US 0% Pine Trail Reit Cl-a PINE'U T 25% Pinedale Energy Ltd Cl-a MCF T 25% Ping Identity Holding Crp PING US 50% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Pingtan Marine Enterprise PME US 0% Pinnacle Finl Prtns-b Pfd PNFPP US 25% Pintec Tech Hldgs Ltd Adr PT US 0% Pinterest Inc Cl-a PINS US 50% Pioneer Bancorp Inc PBFS US 25% Pioneer Diversified Hi/in HNW US 35% Pioneer Floating Rate Tr PHD US 25% Pioneer High Income Fund PHT US 35% Pioneer Merger Corp Cl-a PACX US 0% Pioneer Mun High Incm Adv MAV US 35% Pioneer Muni Hi Incm Oppt MIO US 25% Pioneer Muni High Incm Fd MHI US 35% Pioneer Natural Res Co PXD US 50% Pioneer Pwr Sols Inc PPSI US 0% Pioneering Tech Corp PTE T 25% Piper Sandler Cos PIPR US 50% Pipestone Energy Corp PIPE T 25% Pitney Bowes PBI US 25% Pitney Bowes Inc 6.7% Pfd PBI.B US 25% Pivotree Inc PVT T 25% Pixelworks Inc-new PXLW US 25% Pizza Pizza Royalty Corp PZA T 25% Pjt Partners Inc Cl-a PJT US 50% Pjx Resources Inc PJX T 25% Planet Fitness Inc Cl-a PLNT US 50% Planet Green Holdings Crp PLAG US 25% Planet Ventures Inc-new PXI T 25% Plata Latina Minerals Crp PLA T 25% Platinum Group Mtls-new PTM T 25% Plato Gold Corp PGC T 25% Playa Hotels & Resort N.v PLYA US 25% Playags Inc AGS US 25% Playfair Mining Ltd PLY T 25% Playgon Games Inc DEAL T 25% Playmaker Capital Inc PMKR T 25% Playstudios Inc Cl-a MYPS US 25% Playtika Holding Corp PLTK US 50% Plaza Retail Reit T/u PLZ.UN T 50% Plby Group Inc PLBY US 50% Pliant Therapeutics Inc PLRX US 25% Plug Power Inc PLUG US 50% Plum Acq Corp I Cl-a PLMI US 0% Plumas Bancorp PLBC US 25% Plurilock Security Inc PLUR T 25% Pluristem Therapeutic-new PSTI US 0% Plus Therapeutics Inc-new PSTV US 0% Plx Pharma Inc PLXP US 25% Plymouth Indust Reit-a Pf PLYM'PRA US 25% Pmv Consumer Acquisition PMVC US 0% Pmv Pharmaceuticals Inc PMVP US 25% Poema Global Hldgs Corp-a PPGH US 25% Poet Technologies Inc PTK T 25% Point Loma Resources Ltd PLX'H T 25% Points Intl Ltd PTS T 25% Polar Power Inc POLA US 25% Polarityte Inc PTE US 0% Pollard Banknote Ltd PBL T 25% Polymet Mining Corp-new POM T 25% Polypid Ltd PYPD US 25% Pond Technologies Hldgs POND T 25% Pontem Corp Cl-a PNTM US 25% Pontus Protein Ltd HULK T 25% Pool Safe Inc POOL T 25% Pop Culture Group Co Lt-a CPOP US 0% Popreach Corp POPR T 25% Popular Cap Tr Ii 6.125% BPOPM US 25% Popular Cap Tr Inc 6.7%pf BPOPN US 25% Popular Inc-new BPOP US 0% Population Health Invt-a PHIC US 25% Porch Group Inc PRCH US 50% Portman Ridge Finance Crp PTMN US 25% Portofino Res Inc POR T 25% Poseida Therapeutics Inc PSTX US 25% Poshmark Inc Cl-a POSH US 50% Positive Physicians Hldgs PPHI US 25% Postmedia Net Cda-nc V/vt PNC'B T 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Postmedia Ntwk Cda-c Vtg PNC'A T 25% Potbelly Corp PBPB US 25% Power Fin 2.306% 1st Pf-p PWF.P T 25% Power Fin 4.215% 1st Pf-t PWF.T T 25% Power Fin 5.1%nc 1st Pf-l PWF.L T 25% Power Fin 5.5% 1st Pfd-r PWF.R T 25% Power Fin 5.75% 1st Pfd-h PWF.H T 25% Power Fin 5.8% 1st Pfd-o PWF.O T 25% Power Fin 5.9% 1st Pfd-f PWF.G T 25% Power Fin 6% Nc 1st Pfd-i PWF.I T 25% Power Fin Nc F/r 1st Pf-q PWF.Q T 25% Power Fin4.95%nc 1st Pf-k PWF.K T 25% Power Fin5.15%nc 1st-v Pf PWF.Z T 25% Power Financial 4.8%-s Pf PWF.S T 25% Power Fincl-n/cm 1st Pf-d PWF.E T 25% Power Finl 5.25% Nc Pfd-e PWF.F T 25% Power Finl F/r Rd 1st Pra PWF.A T 25% Power Group Projects Corp PGP T 25% Power Metals Corp PWM T 25% Power Reit PW US 25% Power&digital Infra Acq-a XPDI US 0% Powerband Solutions Inc PBX T 25% Powerbridge Techs Co Ltd PBTS US 0% Powered Brands Cl-a POW US 25% Powerfleet Inc PWFL US 50% Powertap Hydrogen Capital MOVE T 25% Ppd Inc PPD US 50% Pplus Tr Ser Gsc 2 F/rte PYT US 25% Ppx Mining Corp PPX T 25% Pra Group Inc PRAA US 50% Prairie Provident Res Inc PPR T 25% Prairie Storm Res Corp PSEC T 25% Praxis Precision Medicine PRAX US 25% Precigen Inc PGEN US 25% Precious Metals & Mng T/u MMP.UN T 25% Precipio Inc-new PRPO US 25% Precipitate Gold Corp PRG T 25% Precision Biosciences Inc DTIL US 25% Precision Drilling Cp-new PD T 50% Predictiv Ai Inc PAI T 25% Predictive Oncology-new POAI US 25% Preferred Bank PFBC US 50% Preformed Line Products PLPC US 25% Prelude Therapeutics Inc PRLD US 25% Premier Diversified Hldgs PDH T 25% Premier Financial Bancorp PFBI US 25% Premier Financial Corp PFC US 50% Premier Health Of America PHA T 25% Presidio Ppty 9.375%-d Pf SQFTP US 25% Presidio Ppty Trust Inc-a SQFT US 25% Prestige Consumer Hlthcre PBH US 25% Pretium Resources Inc PVG T 50% Primavera Capital Acq-a PV US 0% Prime Dividend Corp Pfd PDV.A T 25% Prime Dividend Corp-a New PDV T 25% Prime Impact Acq I Cl-a PIAI US 0% Prime Meridian Res Corp PMR T 25% Prime Mining Corp PRYM T 25% Primeenergy Resources Crp PNRG US 25% Primo Water Corp PRMW T 50% Principal Millennials Etf GENY US 50% Principal Real Est Incm PGZ US 25% Principal Technologies PTEC'P T 25% Priority Incm 6.25%-g Pfd PRIFPG US 25% Priority Incm 6.375%-e Pf PRIFPE US 25% Priority Incm 6.625%-f Pf PRIF.F US 25% Priority Incm 7% Sr-d Pfd PRIFPD US 25% Priority Incm Fd 6%-h Pfd PRIF.H US 25% Priority Income Fd-i Pfd PRIFpI US 25% Priority Technology Hldgs PRTH US 25% Prism Resources Inc PRS T 25% Priveterra Acq Corp Cl-a PMGM US 0% Pro Reit-new PRV.UN T 25% Proam Explorations Cp-new PMX T 25% Proassurance Corp PRA US 50% Probe Metals Inc PRB T 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Processa Pharmaceuticals PCSA US 0% Procore Technologies Inc PCOR US 50% Pro-dex Inc-new PDEX US 25% Prodigy Ventures Inc PGV T 25% Professional Div Ntwk-new IPDN US 25% Professional Holdings-a PFHD US 25% Profire Energy Inc PFIE US 25% Profound Medical Corp-new PRN T 25% Progenity Inc PROG US 25% Progress Acq Corp Cl-a PGRW US 0% Progressive Planet Solns PLAN T 25% Progyny Inc PGNY US 25% Prometheus Biosciences RXDX US 25% Promis Neurosciences Inc PMN T 0% Prontoforms Corp PFM T 25% Property Solns Acq Ii-a PSAG US 0% Propetro Holding Corp PUMP US 50% Prophase Labs Inc PRPH US 0% Proptech Invt Crp Ii Cl-a PTIC US 25% Proqr Therapeutics N.v. PRQR US 25% Pros Holdings Inc PRO US 50% Proshares 1-7-10 Tsy Etf TBX US 0% Proshares Cred Su 130/30 CSM US 50% Proshares Hedge Rep Etf HDG US 0% Proshares Long Online Etf CLIX US 0% Proshares Merger Etf MRGR US 0% Proshares Pet Care Etf PAWZ US 50% Proshares Rafi L/s Etf RALS US 0% Proshares Short High Etf SJB US 35% Proshares Short Msci Eafe EFZ US 0% Proshares Short O&g-etf DDG US 0% Proshares Short Qqq-new PSQ US 0% Proshares Shrt Bas Mt Etf SBM US 0% Proshares Shrt Rl Est Etf REK US 0% Proshares Tr Short Dow30 DOG US 0% Proshares Tr Short Euro EUFX US 0% Proshares Tr Short Finls SEF US 0% Proshares Ul7-10y Trs Etf UST US 35% Proshares Ult Europe Etf UPV US 35% Proshares Ult Yen Etf-new YCL US 35% Proshares Ult20+y Trs Etf UBT US 35% Proshares Ultra Basic Mat UYM US 35% Proshares Ultra Cons Good UGE US 35% Proshares Ultra Cons Svcs UCC US 35% Proshares Ultra Dow 30 DDM US 35% Proshares Ultra Euro ULE US 35% Proshares Ultra Fncls-new UYG US 35% Proshares Ultra Gold UGL US 35% Proshares Ultra H/y Etf UJB US 35% Proshares Ultra Hlthcare RXL US 35% Proshares Ultra Indust UXI US 35% Proshares Ultra Midcp 400 MVV US 35% Proshares Ultra Msci Eafe EFO US 35% Proshares Ultra Msci Emrg EET US 35% Proshares Ultra Msci Jpn EZJ US 35% Proshares Ultra Qqq QLD US 35% Proshares Ultra R/est-new URE US 35% Proshares Ultra Russ 2000 UWM US 35% Proshares Ultra S&p 500 SSO US 35% Proshares Ultra Semiconds USD US 35% Proshares Ultra Silvr-new AGQ US 35% Proshares Ultra Sm/cap600 SAA US 35% Proshares Ultra Techno ROM US 35% Proshares Ultra Telecom LTL US 35% Proshares Ultra Utilities UPW US 35% Proshares Ultrapro URTY US 0% Proshares Ultrapro Qqq TQQQ US 0% Proshares Ultrapro S&p500 UPRO US 0% Proshares Ultrash O&g-new DUG US 35% Proshares Ultrashort Euro EUO US 35% Proshares Ultrashrt Aud CROC US 35% Proshares Ultrast Yen-new YCS US 35% Proshares Vix Mid-trm-new VIXM US 0% Proshr Ultra M/cap400 Etf UMDD US 0% Proshr Ultra Nsdq Bio Etf BIB US 35% Proshr Ultrapro Dow30 Etf UDOW US 0% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Proshrs Decline Ret Etf EMTY US 0% Proshrs Shrt Msci Emg Etg EUM US 0% Proshrs Ult Basic Mat-new SMN US 35% Proshrs Ult Msci Bra Etf UBR US 0% Proshrs Ult Shrt Russ-new SRTY US 0% Proshrs Ultrash Leh7-10yr PST US 35% Proshs High Yld Intrs Etf HYHG US 35% Proshs K-1 Free Crude Etf OILK US 50% Proshs Short S/c600-new SBB US 0% Proshs Short Vix S/t Etf SVXY US 0% Proshs Shrt Ftse China 50 YXI US 0% Proshs Shrt S&pmid Cap400 MYY US 0% Proshs Ult Blm Cr Oil Etf UCO US 0% Proshs Ult Bloom Nat Gas BOIL US 35% Proshs Ult Nsdq Cloud Etf SKYU US 35% Proshs Ult Nsdq Cyber Etf UCYB US 35% Proshs Ult Shrt 20y Treas TTT US 0% Proshs Ult Shrt Mc400-new SMDD US 0% Proshs Ult Shrt Silvr-new ZSL US 35% Proshs Ult Vix St Fut-new UVXY US 35% Proshs Ultr 20+y Tres-new TBT US 35% Proshs Ultr Ftse China 50 XPP US 35% Proshs Ultra Ftse Chn 50 FXP US 35% Proshs Ultra Msci Em Mkts EEV US 35% Proshs Ultra Nsdq Bio Etf BIS US 35% Proshs Ultra Oil&gas Etf DIG US 35% Proshs Ultra S&p500 Etf SDS US 35% Proshs Ultra Shrt Qqq-new SQQQ US 0% Proshs Ultrashort Dow30 DXD US 35% Proshs Ultrashrt Cons-new SCC US 35% Proshs Ultrashrt Eur-new EPV US 35% Proshs Ultrashrt Gold-new GLL US 35% Proshs Ultrashrt Jpn-new EWV US 35% Proshs Ults Msci Eafe-new EFU US 35% Proshs Ultshrt Bb Nat Gas KOLD US 35% Prospect Cap 6.875% Nt PBC US 25% Prospect Capital Corp PSEC US 50% Prospect Park Capital-new PPK T 25% Prospector Capital Corp-a PRSR US 25% Prosper Gold Corp-new PGX T 25% Prospera Energy Inc PEI T 25% Prostar Holdings Inc MAPS T 25% Protagonist Therapeutics PTGX US 25% Protalix Biotherapeut-new PLX US 0% Protara Therapeutics Inc TARA US 0% Proterra Inc PTRA US 25% Prothena Corp Plc PRTA US 25% Proto Labs Inc PRLB US 50% Provention Bio Inc PRVB US 25% Providence Gold Mines Inc PHD T 25% Provident Acq Corp Cl-a PAQC US 0% Provident Bancorp Inc-new PVBC US 25% Provident Financial Hldgs PROV US 25% Provident Finl Svcs Inc PFS US 50% Prudential Bancorp-new PBIP US 25% Prudential Fin 4.125% Nts PFH US 25% Prudential Finl Inc Pfd PRS US 25% Prudential Plc 6.75% Perp PUK'PR US 25% Prudential Plc Pfd Exch PUK.A US 25% Ps Busn Parks 5.25%-x Pfd PSBpX US 25% Psybio Therapeutics Svs PSYB T 25% Psychemedics Corp PMD US 25% Ptc Inc PTC US 50% Ptc Therapeutics Inc PTCT US 50% Ptk Acquisition Corp PTK US 0% Public Stor 3.875%-n Pfd PSA.N US 25% Public Storage 5.05%-g Pf PSA.G US 25% Public Storage 5.15%-f Pf PSApF US 25% Public Storage 5.6%-h Pfd PSA.H US 25% Public Storage Ser-p Pfd PSA.P US 25% Pubmatic Inc Cl-a PUBM US 50% Pucara Gold Ltd TORO T 25% Puhui Wealth Investment PHCF US 0% Pulmatrix Inc-new PULM US 0% Pulmonx Corp LUNG US 50% Pulse Biosciences Inc PLSE US 0% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Pulse Oil Corp PUL T 25% Pulse Seismic Inc PSD T 25% Puma Biotechnology Inc PBYI US 25% Puma Exploration Inc PUMA T 25% Pure Cycle Corp PCYO US 25% Pure Energy Mnls Ltd-new PE T 25% Pure Extraction Corp PURX T 25% Pure Gold Mining Inc PGM T 25% Purecycle Technologies PCT US 25% Purepoint Uranium Group PTU T 25% Puretech Health Plc Adr PRTC US 25% Purple Biotech Ltd Adr PPBT US 0% Purple Innovation Inc PRPL US 50% Purpose Bitcoin C$non-hdg BTCC'B T 0% Purpose Bitcoin Etf C$hdg BTCC T 0% Purpose Bitcoin U$non-hdg BTCC'U T 0% Purpose Enh Prem Yld Etf PAYF T 0% Purpose Ether C$n/cur Hgd ETHH'B T 0% Purpose Ether Etf ETHH T 0% Purpose Ether U$n/cur Hgd ETHH'U T 0% Purpose Global Bnd Fd Etf BND T 50% Purpose Intl Tact Hdg Etf PHW T 0% Purpose Marijuana Opp Etf MJJ T 25% Purpose Multi-str Mkt Etf PMM T 0% Purpose Strategic Yld Etf SYLD T 35% Purpose Tact Hdg Eqty Etf PHE T 0% Purpose Tact Hdg Eqty Etf PHE'B T 0% Purpose Tot Ret Bond Etf PBD T 35% Putnam Mastr Interm Incme PIM US 25% Putnam Mgd Mun Inc Tr PMM US 25% Putnam Mun Trust Sh Ben PMO US 25% Putnam Premier Income Tr PPT US 25% Puxin Limited Adr NEW US 0% Puyi Inc Adr PUYI US 25% Pwp Forward Acq Corp I-a FRW US 0% Pyrogenesis Canada Inc PYR T 25% Pyxis Tankers Inc PXS US 0% Pzena Investmnt Mgt Inc-a PZN US 25% Q&k Intl Group Ltd Adr QK US 0% Q2 Holdings Inc QTWO US 50% Qad Inc Cl-a QADA US 50% Qad Inc Cl-b QADB US 25% Qc Copper And Gold Inc QCCU T 25% Qcr Holdings Inc QCRH US 50% Qcx Gold Corp QCX T 25% Qell Acquisition Crp Cl-a QELL US 0% Q-gold Resources Ltd-new QGR T 25% Qilian Intl Hldgs Grp Ltd QLI US 0% Qiwi Plc Spon/adr QIWI US 0% Qmc Quantum Minerals Corp QMC T 25% Quad/graphics Inc Cl-a QUAD US 25% Quadro Resources Ltd-new QRO T 25% Qualigen Therapeutics Inc QLGN US 0% Qualtrics Intl Inc Cl-a XM US 50% Qualys Inc QLYS US 50% Quanterix Corporation QTRX US 50% Quantum Corporation-new QMCO US 50% Quantum Emotion Corp QNC T 25% Quantum Fintech Acq Corp QFTA US 0% Quantumscape Corp Cl-a QS US 25% Quantum-si Inc Cl-a QSI US 25% Quarterhill Inc QTRH T 25% Quartz Mountain Res Ltd QZM T 25% Quaterra Res Inc QTA T 25% Qudian Inc Spon Adr QD US 50% Quebec Precious Mtls Corp QPM T 25% Queen's 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Donnelley & Sons-new RRD US 50% R1 Rcm Inc RCM US 25% Ra Medical Systems-new RMED US 25% Rackla Metals Inc RAK T 25% Rackspace Technology Inc RXT US 50% Radcom Ltd RDCM US 25% Radiant Logistics Inc RLGT US 25% Radient Technologies Inc RTI T 0% Radisson Mining Res-a RDS T 25% Radius Gold Inc RDU T 25% Radius Health Inc RDUS US 25% Radnet Inc RDNT US 50% Rafael Holdings Inc-b RFL US 25% Rain Therapeutics Inc RAIN US 25% Rainy Mountain Royalty Cp RMO T 25% Raise Production Inc RPC T 25% Rakovina Therapeutics Inc RKV T 25% Ramaco Resources Inc METC US 25% Rambus Inc RMBS US 25% Rand Capital Corp-new RAND US 25% Randolph Bancorp Inc RNDB US 25% Range Res Corp RRC US 50% Ranger Energy Svcs Inc-a RNGR US 25% Ranpak Holdings Corp Cl-a PACK US 50% Rapt Therapeutics Inc RAPT US 25% Rathdowney Resources Ltd RTH T 25% Rattler Midstream Lp RTLR US 50% Rave Restaurant Group Inc RAVE US 25% Raven Inds Inc RAVN US 50% Ravensource Fund T/u RAV.UN T 25% Rayonier Adv Materials RYAM US 50% Razor Energy Corp RZE T 25% Rbc Cdn Bank Yld Indx Etf RBNK T 50% Rci Hospitality Hldgs Inc RICK US 50% Rcm Techologies Inc RCMT US 25% Re Royalties Ltd RE T 25% Re/max Holdings Inc Cl-a RMAX US 50% Reading Intl - A RDI US 25% Reading Intl Inc-b RDIB US 25% Ready Cap Corp 6.2% Nts RCB US 25% Ready Cap Corp 7% Cv Nts RCA US 25% Ready Capital Corp RC US 50% Real Brokerage Inc-new REAX T 25% Real Est&e-com Splt Cp-pf RS.A T 25% Real Est&e-com Splt Crp-a RS T 25% Real Luck Group Ltd LUCK T 25% Realia Properties Inc RLP T 25% Realnetworks Inc RNWK US 25% Realogy Holdings Corp RLGY US 50% Realreal Inc(the) REAL US 50% Reata Pharmaceuticals-a RETA US 50% Reaves Util Incm Tr Fd UTG US 25% Recharge Acquis Corp Cl-a RCHG US 0% Recipe Unlimited Corp Svs RECP T 50% Reco Intl Group Inc-new RGI T 25% Recon Technology Ltd Cl-a RCON US 0% Reconnaissance Energy Afr RECO T 25% Recro Pharma Inc REPH US 0% Recursion Pharmaceut-a RXRX US 25% Red Moon Resources Inc RMK T 25% Loan Value Security Name Symbol Major Market 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Reitmans (cda)ltd-a Nv RET'A T 25% Reko Intl Group Inc REKO T 25% Rekor Systems Inc REKR US 50% Relay Therapeutics Inc RLAY US 50% Relevium Technologies Inc RLV T 25% Reliance Glb Grp Inc-new RELI US 25% Reliant Bancorp Inc RBNC US 25% Reliq Health Technologies RHT T 25% Relmada Therapeutics Inc RLMD US 25% Remark Holdings Inc MARK US 25% Renalytix Plc Adr RNLX US 25% Renasant Corp RNST US 50% Reneo Pharmaceuticals Inc RPHM US 0% Renesola Ltd Spon Adr-new SOL US 25% Renewable Energy Grp Inc REGI US 50% Renn Fund Inc RCG US 25% Renoworks Software Inc RW T 25% Renren Inc-a Spon Adr-new RENN US 25% Repare Therapeutics Inc RPTX US 25% Repay Holdings Corp Cl-a RPAY US 25% Replicel Life Sciences RP T 25% Replimune Group Inc REPL US 25% Repro Med Systems Inc KRMD US 25% Republic Bancorp Ky Cl A RBCAA US 50% Republic First Bancorp FRBK US 25% Resaas Services Inc RSS T 25% Research Alliance Cp Ii-a RACB US 0% Research Frontiers Inc REFR US 25% Research Solutions Inc RSSS US 25% Reshape Lifesciences-new RSLS US 25% Resideo Technologies Inc REZI US 50% Resolute Forest Prod Inc RFP T 50% Resolve Ventures Inc-new RSV T 25% Resonant Inc RESN US 25% Resources Connection RGP US 50% Restaurant Brands Lpu Exc QSP.UN T 25% Resverlogix Corp RVX T 0% Retail Ppty Of Amer-a RPAI US 50% Reto Eco-solutions Inc RETO US 0% Retractable Technologies RVP US 50% Reunion Gold Corp RGD T 25% Rev Group Inc REVG US 50% Revance Therapeutics Inc RVNC US 25% Reviva Pharmaceuticals RVPH US 0% Revival Gold Inc RVG T 25% Revlon Inc Cl-a REV US 25% Revolugroup Canada Inc REVO T 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Revolution Health Acq-a REVH US 0% Revolution Medicines Inc RVMD US 25% Revolve Group Inc Cl-a RVLV US 50% Rewalk Robotics Ltd-new RWLK US 25% Rex Resources Corp OWN T 25% Rexford Indus Rlty-b Pfd REXRpB US 25% Reyna Silver Corp RSLV T 25% Rezolute Inc-new RZLT US 0% Rf Cap Grp 3.611%-b Pfd RCG.B T 25% Rf Capital Group Inc RCG T 25% Rf Industries Ltd 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Resources Corp RKR T 25% Roku Inc Cl-a ROKU US 50% Roman Dbdr Tech Acq Crp-a DBDR US 0% Romeo Power Inc Cl-a RMO US 50% Romios Gold Resources Inc RG T 25% Root Inc Cl-a ROOT US 50% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Roots Corp ROOT T 25% Roscan Gold Corp ROS T 25% Rosecliff Acq Corp I Cl-a RCLF US 0% Ross Acq Corp Ii Cl-a ROSS US 0% Roth Ch Acquisition Iii ROCR US 0% Rotor Acquisition Corp-a ROT US 0% Roughrider Explor Ltd-new REL T 25% Route1 Inc ROI T 25% Rover Group Inc Cl-a ROVR US 25% Rover Metals Corp ROVR T 25% Royal Caribbean Cruises RCL US 50% Royal Dutch Shell-a 0.07 RYDAF US 50% Royal Dutch Shell-b 0.07 RYDBF US 50% Royal Fox Gold Inc FOXG T 25% Royal Helium Ltd-new RHC T 25% Royal Road Minerals Ltd RYR T 25% Royalty North Partners Lt RNP T 25% Royalty Pharma Plc Cl-a RPRX US 50% Royce Global Value Tr Inc RGT US 25% Royce Micro-cap Tr Inc RMT US 25% Rpc Inc RES US 50% Rpt Realty RPT US 50% Rpt Realty 7.25% Sr-d Pfd RPT.D US 25% Rt 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25% Sanara Medtech Inc SMTI US 25% Sanatana Res Inc-new STA T 25% Sandbridge X2 Corp Cl-a SBII US 25% Sandfire Res America Inc SFR T 25% Sandridge Energy Inc SD US 25% Sandstorm Gold Ltd-new SSL T 50% Sandy Spring Bancorp Inc SASR US 50% Sangamo Therapeutics Inc SGMO US 25% Sangoma Technologies Corp STC T 50% Santacruz Silver Mng Ltd SCZ T 0% Sap Se Spon Adr SAP US 50% Sapiens Intl Corp Nv SPNS US 50% Sarama Resources Ltd-new SWA T 25% Saratoga Invest Corp-new SAR US 25% Saratoga Invt 6.25% Nts SAF US 25% Sarepta Thereapeutics Inc SRPT US 50% Sarissa Capital Acq Crp-a SRSA US 0% Sasol Ltd Adr SSL US 0% Satori Resources Inc BUD T 25% Satsuma Pharmaceuticals STSA US 0% Saturn Oil & Gas Inc SOIL T 25% Saul Centers 6% Ser-e Pfd BFS.E US 25% Savara Inc SVRA US 0% Saville Resources Inc-new SRE T 25% Sb Financial Group Inc SBFG US 25% Scandium Intl Mng Corp SCY T 25% Sce Trust Ii 5.1% Pfd SCE.G US 25% Sce Trust Iv 5.375%-fr Pf SCE.J US 25% Sce Trust Vi 5% Pfd SCE.L US 25% Schmitt Inds Inc SMIT US 25% Schnitzer Stl Inds - A SCHN US 50% Scholar Rock Holding Corp SRRK US 25% Schrodinger Inc SDGR US 50% Schwab Emrg Mkt Eqt Etf SCHE US 50% Schwab Fndml E/m Lrg Co FNDE US 50% Schwab Fndml Us Broad Mkt FNDB US 50% Schwab Intl Div Eqty Etf SCHY US 50% Schweitzer-mauduit Intl SWM US 50% Science Strategic Acq-a SSAA US 0% Scienjoy Holding Corp SJ US 0% Scientific Games Corp SGMS US 50% Scion Tech Growth I Cl-a SCOA US 0% Scion Tech Growth Ii Cl-a SCOB US 0% Scopus Biopharma Inc SCPS US 0% Score Media&gam-a Sv New SCR T 50% Scorpio Gold Corp SGN T 25% Scorpio Tankers Inc 7% Nt SBBA US 25% Scorpio Tankers Inc-new STNG US 0% Scotia U.s. Eqty Indx Etf SITU T 50% Scottie Resources Corp SCOT T 25% Scozinc Mining Ltd SZM T 25% Scp & Co Healthcare Acq-a SHAC US 0% Scpharmaceuticals Inc SCPH US 0% Scr Trust V Fix-fl/rt Pfd SCE.K US 25% Scripps E W Company Cl A SSP US 50% Scully Royalty Ltd SRL US 25% Sculptor Capital Mgt Cl-a SCU US 50% Scvx Corp SCVX US 0% Scworx Corp WORX US 25% Scynexis Inc-new SCYX US 0% Seaboard Corp - Mass SEB US 25% Seabridge Gold Inc SEA T 25% Seachange Intl Inc SEAC US 25% Seacoast Banking Corp-new SBCF US 50% Seacor Marine Hldgs Inc SMHI US 25% Seagen Inc SGEN US 50% Seanergy Maritime Hld-new SHIP US 0% Seaport Global Acq Corp-a SGAM US 0% Search Minerals Inc SMY T 25% Searchlight Resources Inc SCLT T 25% Seaspine Holdings Corp SPNE US 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Second Sight Med Prod-new EYES US 0% Secoo Holding Ltd Adr SECO US 0% Secova Metals Corp SEK T 25% Secure Energy Svcs Inc SES T 50% Secureworks Corp Cl-a SCWX US 50% Security Natl Finl Cp - A SNFCA US 25% Seelos Therapeutics Inc SEEL US 25% Seer Inc Cl-a SEER US 50% Sego Resources Inc SGZ T 25% Select Asset 7% Jc Penny JBR US 25% Select Energy Svcs Inc WTTR US 50% Select Interior Concept-a SIC US 25% Select Sands Corp SNS T 25% Selecta Biosciences Inc SELB US 25% Selectquote Inc SLQT US 50% Sellas Life Sciences-new SLS US 0% Sema4 Holdings Corp Cl-a SMFR US 0% Semileds Corp-new LEDS US 25% Sempra 5.75% Jr Sub Nts SREA US 25% Sendas Distribuidora Adr ASAI US 0% Seneca Foods Corp - B SENEB US 25% Senestech Inc-new SNES US 0% Senior Connect Acq Cp I-a SNRH US 0% Senmiao Technology Ltd AIHS US 25% Sennen Potash Corp SN T 25% Sensei Biotherapeutics SNSE US 25% Senseonics Holdings Inc SENS US 50% Sensus Healthcare Inc SRTS US 25% Sentry Sel Primary Mtls-a PME T 0% Senvest Cap Inc SEC T 25% Sequans Commun Sp/adr-new SQNS US 25% Sequential Brands Grp-new SQBG US 25% Serabi Gold Plc SBI T 25% Seres Therapeutics Inc MCRB US 25% Seritage Growth Ppty Cl-a SRG US 50% Seritage Gwth Pty-a 7% Pf SRGpA US 25% Sernova Corp SVA T 25% Service Properties Trust SVC US 50% Servicenow Inc NOW US 50% Servicesource Intl Inc SREV US 25% Servisfirst Bancshares SFBS US 25% Servotronics Inc SVT US 25% Sesen Bio Inc SESN US 25% Seven Oaks Acq Corp Cl-a SVOK US 0% Severn Bancorp Inc SVBI US 25% Sfl Corporation Ltd SFL US 50% Sg Blocks Inc-new SGBX US 25% Sgoco Group Ltd-new SGOC US 25% Shamaran Petroleum Corp SNM T 25% Sharecare Inc Cl-a SHCR US 25% Sharps Compliance Corp SMED US 25% Sharpspring Inc SHSP US 25% Shattuck Labs Inc STTK US 25% Shaw Communications Inc A SJR'A T 25% Shawcor Ltd SCL T 50% Shell Midstream Prtns Lp SHLX US 50% Shenandoah Telecom Co SHEN US 50% Sherritt Intl Corp S T 25% Shift Technologies Inc-a SFT US 50% Shift4 Payments Inc Cl-a FOUR US 50% Shiftpixy Inc-new PIXY US 25% Shine Minerals Corp-new SMR T 25% Shineco Inc-new TYHT US 25% Shoals Technologies Grp-a SHLS US 50% Shockwave Medical Inc SWAV US 25% Shoe Carnival Inc SCVL US 50% Shore Bancshares Inc SHBI US 25% Sibanye-stillwater Sp/adr SBSW US 0% Siebert Financial Corp SIEB US 0% Sienna Resources Inc SIE T 25% Sientra Inc SIEN US 50% Sierra Bancorp BSRR US 25% Sierra Madre Gold&silver SM T 25% Sierra Metals Inc SMT T 25% Sierra Oncology Inc-new SRRA US 0% Sifco Industries SIF US 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Sify Technologies Ltd-adr SIFY US 25% Siga Technologies Inc SIGA US 25% Sigilon Therapeutics Inc SGTX US 25% Sigma Labs Inc-new SGLB US 25% Sigmatron Intl Inc SGMA US 25% Signature Res Ltd SGU T 25% Signify Health Inc Cl-a SGFY US 50% Silence Therapeutics Adr SLN US 25% Silicon Motion Tech Adr SIMO US 50% Silver Bear Resources Plc SBR T 25% Silver Bull Res Inc-new SVB T 25% Silver Crest Acq Corp-a SLCR US 0% Silver Elephant Mng Corp ELEF T 25% Silver Grail Res Ltd SVG T 25% Silver One Resources Inc SVE T 25% Silver Predator Corp SPD T 25% Silver Range Res Ltd SNG T 25% Silver Spike Acq Crp Ii-a SPKB US 0% Silver Spruce Res Inc SSE T 25% Silver Tiger Metals Inc SLVR T 25% Silver Viper Minerals Crp VIPR T 25% Silver Wolf Exploration SWLF T 25% Silver X Mining Corp AGX T 25% Silverback Therapeutics SBTX US 25% Silverbox Engaged Mrg I-a SBEA US 0% Silvercorp Metals Inc SVM T 25% Silvercrest Ast Mgmt Gp-a SAMG US 25% Silvercrest Metals Inc SIL T 25% Silvergate Cap Corp Cl-a SI US 0% Silversun Technologies SSNT US 25% Silverton Metals Corp SVTN T 25% Simon Ppty Gp 8.375% Pf-j SPG.J US 25% Simon Ppty Grp Acq Hldg-a SPGS US 0% Simon Ppty Grp Inc SPG US 50% Simplify Volatility Etf SVOL US 0% Simply Better Brands Corp SBBC T 25% Singular Genomics Sys Inc OMIC US 25% Sino-global Ship Amer-new SINO US 25% Sinopec Sh/hai Spons-adr SHI US 25% Sinovac Biotech Ltd SVA US 25% Sintana Energy Inc-new SEI T 25% Sintx Technologies-new SINT US 25% Sio Gene Therapies Inc SIOX US 0% Siq Mountain Industries SIQ T 25% Sir Royalty Incm Fnd T/u SRV.UN T 25% Siren Divcon Div Def Etf DFND US 0% Siren Nexgen Economy Etf BLCN US 25% Sirios Resources Inc-new SOI T 25% Siriuspoint Ltd SPNT US 50% Sirona Biochem Corp SBM T 0% Site Centers Corp SITC US 50% Six Flags Entmt Corp-new SIX US 50% Sixth Street Specialty TSLX US 50% Siyata Mobile Inc-new SYTA US 25% Skechers Usa Inc SKX US 50% Skeena Resources Ltd-new SKE T 25% Skillful Craftsman Educ EDTK US 0% Skillsoft Corp Cl-a SKIL US 25% Skillz Inc Cl-a SKLZ US 50% Skrr Exploration Inc SKRR T 25% Sky Gold Corp SKYG T 25% Skychain Technologies-new SCT T 25% Skydeck Acquisition Crp-a SKYA US 0% Skyharbour Res Ltd SYH T 25% Skylight Health Group-new SLHG T 0% Skyline Champion Corp SKY US 50% Skywest Inc SKYW US 50% Sl Green Rlty 6.5%-i Pfd SLG.I US 25% Slam Corp Cl-a SLAM US 0% Slam Exploration Ltd-new SXL T 25% Slate Office Reit T/u SOT.UN T 50% Sleep Country Cda Hld Inc ZZZ T 50% Sleep Number Corp SNBR US 50% Slm Corp-b Pfd SLMBP US 25% Slr Investment Corp SLRC US 50% Slr Senior Invt Corp SUNS US 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Sm Energy Co SM US 50% Small Pharma Inc DMT T 25% Smart Employee Benefits SEB T 25% Smart Sand Inc SND US 25% Smart Share Glb Ltd Adr EM US 25% Smartfinancial Inc SMBK US 25% Smartsheet Inc Cl-a SMAR US 50% Smiledirectclub Inc Cl-a SDC US 50% Smith & Wesson Brands Inc SWBI US 50% Smith Micro Software-new SMSI US 50% Smooth Rock Ventures Corp SOCK T 25% Snap Inc Cl-a SNAP US 50% Snipp Interactive Inc SPN T 25% Snowflake Inc Cl-a SNOW US 50% Soaring Eagle Acq Corp-a SRNG US 0% Social Cap Hedo Hldg Iv-a IPOD US 0% Social Cap Hedo Hldg Vi-a IPOF US 0% Social Cap Suv Hldg Iii-a DNAC US 0% Social Cap Suv Hldgs I-a DNAA US 0% Social Cap Suv Hldgs Ii-a DNAB US 0% Social Cap Suv Hldgs Iv-a DNAD US 0% Social Leverage Acq I-a SLAC US 0% Socket Mobile Inc SCKT US 0% Sofi Technologies Inc SOFI US 25% Softchoice Corp SFTC T 25% Softrock Minerals Ltd SFT T 25% Sogou Inc Adr SOGO US 50% Sohu.com Ltd Adr SOHU US 50% Sokoman Minerals Corp SIC T 25% Sol Cuisine Ltd VEG T 25% Solar Alliance Energy-new SOLR T 25% Solaredge Technologies SEDG US 50% Solaris Oilfield Infras-a SOI US 50% Solaris Resources Inc-new SLS T 25% Solarvest Bioenergy Inc SVS T 25% Soleno Therapeutics-new SLNO US 0% Sol-gel Technologies Ltd SLGL US 25% Solid Biosciences Inc SLDB US 25% Solidusgold Inc SDC T 25% Soligenix Inc SNGX US 0% Solitario Zinc Corp SLR T 25% Solstice Gold Corp SGC T 25% Solution Financial Inc SFI T 25% Soma Gold Corp SOMA T 25% Sonic Automotive Inc SAH US 50% Sonim Technologies Inc SONM US 25% Sonnet Biotherapeutics SONN US 0% Sonoma Pharmaceut Inc-new SNOA US 0% Sonor Inv.ltd 9% 1st Pr SNI.A T 25% Sonora Gold & Silver Corp SOC T 25% Sonoro Energy Ltd SNV T 25% Sonoro Gold Corp SGO T 25% Sorrento Therapeutics Inc SRNE US 25% Sos Ltd Spon/adr SOS US 25% Sotera Health Company SHC US 50% Sotherly Hotels Inc SOHO US 25% Sotherly Hotels-b 8% Pfd SOHOB US 25% Sotherly Htls 8.25%-d Pfd SOHON US 25% Sotherly Htls-c 7.875% Pf SOHOO US 25% Sound Financial Bancorp SFBC US 25% Source Capital Inc SOR US 25% Source Energy Svc Ltd-new SHLE T 25% South Atlantic Gold Inc SAO T 25% South Plains Finl Inc SPFI US 25% South Star Battery Metals STS T 25% Southern Co Corp Unit-a SOLN US 25% Southern Co S16a 5.25% Nt SOJB US 25% Southern Co S17b 5.25% Nt SOJC US 25% Southern Empire Res Corp SMP T 25% Southern Energy Corp SOU T 25% Southern First Bancshares SFST US 25% Southern Mo Bancorp Inc SMBC US 25% Southern Silver Expl-new SSV T 25% Southgobi Resources Ltd SGQ T 25% Southside Bancshares Inc SBSI US 50% Southstone Minerals Ltd SML T 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Southwest Airlines Co LUV US 50% Southwestern Energy SWN US 50% So-young Intl Inc Adr SY US 50% Sp Plus Corp SP US 50% Spackman Equities Grp Inc SQG T 25% Spanish Mountain Gold Ltd SPA T 25% Spar Group Inc SGRP US 25% Spark Networks Se Adr LOV US 25% Spark Power Group Inc SPG T 25% Sparta Capital Ltd SAY T 25% Spartacus Acquis Crp Cl-a TMTS US 0% Spartan Acq Corp Iii Cl-a SPAQ US 0% Spartan Delta Corp SDE T 50% Spartannash Company SPTN US 50% Sparton Resources Inc SRI T 25% Spc Nickel Corp SPC T 25% Spdr Blm Barc E/m Loc Bnd EBND US 50% Spdr Blm Barc S/t H/y Bnd SJNK US 35% Spdr Bloom Barc Hy Bd Etf JNK US 35% Spdr Emrg Mkts Div Etf EDIV US 50% Spdr Factset Innovatv Etf XITK US 50% Spdr Gold Trust Etf GLD US 50% Spdr Health Care Svcs Etf XHS US 50% Spdr Indx Ptfl Em Mkt Etf SPEM US 50% Spdr Nuveen Bloom H/y Mun HYMB US 35% Spdr Nyse Technology Etf XNTK US 50% Spdr Portfolio H/y Bd Etf SPHY US 35% Spdr S&p Asia Pac Emr Etf GMF US 50% Spdr S&p Emerg S/cap Etf EWX US 50% Spdr S&p Internet Etf XWEB US 50% Spdr S&p1500 Val Tilt Etf VLU US 50% Spdr Ser Russ1000 Yld Etf ONEY US 50% Spdr Ssga Gender Dive Etf SHE US 50% Spdr Ssga Us Lc Lw Vl Etf LGLV US 50% Special Opportunities Fnd SPE US 25% Spectra Products Inc SSA T 25% Spectral Medical Inc EDT T 0% Spectrum Brands Hldgs-new SPB US 50% Spectrum Pharmaceuticals SPPI US 0% Spero Therapeutics Inc SPRO US 25% Sphere 3d Corp-new ANY US 25% Sphinx Resources Ltd SFX T 25% Spi Energy Co Ltd-new SPI US 25% Spirit Aerosys Hldgs-a SPR US 50% Spirit Airlines Inc SAVE US 50% Spirit Rlty Cap-a 6% Pfd SRC.A US 25% Splash Beverage Group-new SBEV US 25% Splunk Inc SPLK US 50% Spok Holdings Inc SPOK US 25% Sports Entertainment Acq SEAH US 0% Sports Ventures Acq Crp-a AKIC US 0% Sportscene Group Inc-a Mv SPS'A T 25% Sportsman's Warehouse Hld SPWH US 50% Sportstek Acq Corp Cl-a SPTK US 0% Spot Coffee (canada) Ltd SPP T 25% Sprague Resources Lpu SRLP US 25% Spring Valley Acq Corp-a SV US 0% Springworks Therapeutics SWTX US 50% Sprinklr Inc Cl-a CXM US 25% Sprott Focus Trust Inc FUND US 25% Sprott Inc-new SII T 50% Sprout Social Inc Cl-a SPT US 50% Spruce Biosciences Inc SPRB US 0% Spruce Ridge Res Ltd SHL T 25% Sps Commerce Inc SPSC US 50% Spyder Cannabis Inc SPDR T 25% Sqi Diagnostics Inc SQD T 25% Squarespace Inc Cl-a SQSP US 25% Sqz Biotechnologies Co SQZ US 25% Srax Inc Cl-a SRAX US 25% Srg Mining Inc SRG T 25% Ss&c Technologies Inc SSNC US 50% St Augustine Gold&copper SAU T 25% St James Gold Corp LORD T 25% Stack Capital Group Inc STCK T 25% Stagezero Life Sci-new SZLS T 0% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Stagwell Inc Cl-a STGW US 25% Stakeholder Gold Corp-new SRC T 25% Stallion Gold Corp STUD T 25% Stampede Drilling Inc SDI T 25% Stamper Oil & Gas Corp STMP T 25% Stamps.com Inc STMP US 25% Standard Lithium Ltd SLL T 25% Standard Mercantile Acq-a SMA T 25% Standard Motor Prods Inc SMP US 50% Standard Uranium Ltd STND T 25% Stanley Black&dck Crp Unt SWT US 25% Stans Energy Corp HRE T 25% Star Bulk Carriers Cp-new SBLK US 0% Star Diamond Corp DIAM T 25% Star Equity Hldgs-a Cm Pf STRRP US 25% Star Equity Holdings Inc STRR US 25% Star Group Lp SGU US 25% Star Peak Corp Ii Cl-a STPC US 25% Star Royalties Ltd STRR T 25% Starcore Intl Mines-new SAM T 25% Starlight Glb Rl Est Etf SCGR T 0% Starlight Hybrid Gl-a T/u SCHG.UN T 25% Starlight Us Mult-1 Cre-a SCPO.UN T 25% Starlight Us Mult-2 Cre-a SCPT'A T 25% Starlight Us Mult-2 Cre-u SCPT'U T 25% Starr Peak Mining Ltd STE T 25% Starrett L.s. Co Cl-a SCX US 25% Startek Inc SRT US 25% Starwood Property Trust I STWD US 50% State Auto Finl Corp STFC US 25% State St Corp 5.9%-d Pfd STT.D US 25% Stealth Biotherapeut Adr MITO US 0% Stealthgas Inc GASS US 0% Steel Connect Inc STCN US 25% Steel Partners Hldgs Lpu SPLP US 25% Steel Prtns Hldgs-a 6% Pf SPLP.A US 25% Steelcase Inc SCS US 50% Stellar Africagold Inc SPX T 25% Stellus Capital Investmnt SCM US 25% Stelmine Canada Ltd STH T 25% Stem Inc STEM US 25% Step Energy Services Ltd STEP T 25% Stepan Co SCL US 50% Steppe Gold Ltd STGO T 0% Stepstone Group Inc Cl-a STEP US 50% Stereotaxis Inc STXS US 50% Stericycle Inc SRCL US 50% Sterling Bancorp Inc SBT US 25% Sterling Bancorp-a 6.5%pf STL.A US 25% Sterling Metals Corp SAG T 25% Stewart Information Svcs STC US 50% Stifel Finl Corp 5.2% Nts SFB US 25% Stinger Resources Inc STNG T 25% Stingray Group Inc Svs RAY'A T 25% Stingray Group Var Svs RAY'B T 25% Stitch Fix Inc Cl-a SFIX US 50% Stoke Therapeutics Inc STOK US 0% Stone Gold Inc STG T 25% Stone Harb E/m Total Incm EDI US 25% Stone Harbor Emerg Mkts EDF US 25% Stonecastle Financial Crp BANX US 25% Stoneco Ltd Cl-a STNE US 50% Stonemor Inc STON US 25% Stoneridge Inc SRI US 50% Stonex Group Inc SNEX US 50% Storagevault Canada Inc SVI T 50% Storm Resources Ltd SRX T 50% Strata Skin Sciences-new SSKN US 25% Stratabound Mnls Corp-new SB T 25% Stratasys Ltd SSYS US 50% Strategem Cap Corp Cl-a SGE T 25% Strategic Education Inc STRA US 50% Strategic Metals Ltd-new SMD T 25% Strategic Resources Inc SR T 25% Stratim Cloud Acq Corp-a SCAQ US 0% Strattec Security Corp STRT US 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Stratus Properties Inc STRS US 25% Streamline Health Solns STRM US 25% Stria Lithium Inc SRA T 25% Stride Inc LRN US 50% Strikepoint Gold Inc SKP T 25% Strikewell Energy Corp SKK T 25% Strongbridge Biopharma SBBP US 0% Stroud Resources Ltd SDR T 25% Studio City Intl Hldg Adr MSC US 25% Stuhini Exploration Ltd STU T 25% Sturm Ruger & Co Inc RGR US 50% Stuve Gold Corp STUV T 25% Sub Rec-slate Groc Reit SGR'R T 25% Sugarbud Craft Growers SUGR T 0% Sulliden Mining Cap Inc SMC T 25% Summer Infant Inc-new SUMR US 25% Summit Finl Group Inc SMMF US 25% Summit Hotel Pptys Inc INN US 50% Summit Htl Pty 6.25%-e Pf INNpE US 25% Summit Htl Pty 6.45%-d Pf INN.D US 25% Summit Midstrm Ptn Lp-new SMLP US 25% Summit State Bank SSBI US 25% Summit Therapeutics Inc SMMT US 25% Summit Wireless Techs-new WISA US 25% Sumo Logic Inc SUMO US 50% Sun Country Airlines Hldg SNCY US 50% Sun Peak Metals Corp PEAK'V T 25% Sun Residential Reit SRES T 25% Sun Summit Minerals Corp SMN T 25% Suncoke Energy Inc SXC US 50% Sundial Growers Inc SNDL US 25% Sunlands Tech Group Adr STG US 0% Sunlight Finl Hldgs Inc-a SUNL US 25% Sunlink Health Systems In SSY US 25% Sunnova Energy Intl Inc NOVA US 50% Sunopta Inc SOY T 50% Sunora Foods Inc SNF T 25% Sunpower Corp-new SPWR US 25% Sunrun Inc RUN US 50% Sunworks Inc-new SUNW US 50% Super League Gaming Inc SLGG US 25% Super Micro Computer Inc SMCI US 50% Supercom Ltd-new SPCB US 25% Superior Drilling Product SDPI US 25% Superior Gold Inc SGI T 25% Superior Group Of Cos Inc SGC US 25% Superior Ind Intl Inc SUP US 25% Superior Mining Intl Corp SUI T 25% Supernova Metals Corp SUPR T 25% Supernova Partners Acq-a SPNV US 0% Supernova Ptnrs Acq Ii-a SNII US 0% Supernova Ptnrs Acq Iii-a STRE US 0% Supernus Pharmaceut Inc SUPN US 25% Support.com Inc-new SPRT US 25% Supremex Inc SXP T 25% Surface Oncology Inc SURF US 25% Surgalign Holdings Inc SRGA US 25% Surge Battery Metals Inc NILI T 25% Surge Copper Corp SURG T 25% Surgery Partners Inc SGRY US 50% Surmodics Inc SRDX US 50% Suro Capital Corp SSSS US 50% Sustainable Agri&well T/u AGR-U T 25% Sustainable Dev Acq I-a SDAC US 0% Sustainable Infra Div T/u INF.UN T 25% Sustainable Innv&hlth T/u SIH.UN T 25% Sustainable Opptys Acq-a SOAC US 0% Sustainable Power Split-a PWI T 25% Sustainable Pwr Split Pfd PWI.A T 25% Sutro Biopharma Inc STRO US 25% Suzano S.a. Spon Adr SUZ US 0% Svf Investment Corp Cl-a SVFA US 25% Svf Investment Crp 2 Cl-a SVFB US 0% Svf Investment Crp 3 Cl-a SVFC US 0% Swed Exp Elem Rogers Intl RJA US 0% Swedish Exp Cred-rogers RJN US 0% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Swiss Helvetia Fund Inc SWZ US 25% Swiss Water Decaf Coffee SWP T 25% Switch Inc Cl-a SWCH US 50% Switchback Ii Corp Cl-a SWBK US 0% Swk Holdings Corp SWKH US 25% Sylogist Ltd SYZ T 25% Symphony Fltg Rt Sr-a T/u SSF.UN T 25% Synalloy Corp SYNL US 25% Synaptics Inc SYNA US 50% Synaptogenix Inc-new SNPX US 0% Synchronoss Technologies SNCR US 25% Synchrony Fin 5.625%-a Pf SYFpA US 25% Syndax Pharmaceuticals SNDX US 25% Syneos Health Inc Cl-a SYNH US 50% Synex International Inc SXI T 25% Synlogic Inc SYBX US 0% Synopsys Inc SNPS US 50% Synovus Fin Crp 6.3%-d Pf SNV.D US 25% Synthetic Biologics-new SYN US 0% Synthetic Fxd-incm Strats GJH US 25% Sypris Solutions Inc SYPR US 25% Syros Pharmaceuticals Inc SYRS US 25% T2 Biosystems Inc TTOO US 0% Tableau Software Inc Cl-a DATA US 25% Taboola.com Ltd TBLA US 25% Tag Oil Ltd TAO T 25% Taiga Building Products TBL T 25% Taiga Motors Corp TAIG T 25% Tailwind Acquisition Cl-a TWND US 0% Tailwind Intl Acq Corp-a TWNI US 0% Tailwind Two Acq Corp-a TWNT US 0% Taitron Components Cl-a TAIT US 25% Taiwan Fund Inc TWN US 25% Taiwan Liposome Co Adr TLC US 0% Tajiri Resources Corp TAJ T 25% Takeda Pharma Co Spn/adr TAK US 50% Takung Art Co Ltd TKAT US 0% Tal Ed Group Adr TAL US 50% Talaris Therapeutics Inc TALS US 25% Talis Biomedical Corp TLIS US 50% Talisker Res Ltd TSK T 25% Talkspace Inc TALK US 25% Talon Metals Corp TLO T 25% Talos Energy Inc TALO US 50% Tamarack Valley Engy Ltd TVE T 50% Tandem Diabetes Care-new TNDM US 50% Tanger Factory Outlet Cen SKT US 25% Tantech Holdings Ltd TANH US 0% Tanzanian Gold Corp TNX T 25% Taoping Inc-new TAOP US 0% Taranis Resources Inc TRO T 25% Tarena Intl Inc-a Spn/adr TEDU US 0% Targa Resources Corp TRGP US 50% Target Hospitality Corp TH US 0% Tarku Resources Ltd-new TKU T 25% Taro Pharmaceutical Inds TARO US 25% Tarsus Pharmaceuticals TARS US 25% Taseko Mines Ltd TKO T 50% Tastemaker Acq Corp Cl-a TMKR US 0% Tat Technologies Ltd TATT US 25% Tata Motors Ltd-spn Adr TTM US 50% Taylor Devices Inc TAYD US 25% Taysha Gene Therapies Inc TSHA US 25% Tb Sa Acquisition Corp-a TBSA US 0% Tcg Bdc Inc CGBD US 50% Tcr2 Therapeutics Inc TCRR US 25% Tcv Acquisition Corp Cl-a TCVA US 0% Tcw Special Purp Acq Cl-a TSPQ US 0% Tcw Strategic Incm Fd Inc TSI US 25% Td Active Glb Enhc Dv Etf TGED T 50% Td Active Pref Share Etf TPRF T 50% Td Active Us H/y Bond Etf TUHY T 35% Td Bk N/c 3.681% Sr-3 Pfd TD.FB T 50% Td Canadian Eqty Indx Etf TTP T 50% Td Holdings Inc GLG US 25% Tdg Gold Corp TDG T 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Tdh Holdings Inc PETZ US 0% Team Inc TISI US 25% Tech And Energy Transtn-a TETC US 25% Tecnoglass Inc TGLS US 50% Tecsys Inc TCS T 50% Tectonic Metals Inc TECT T 25% Teekay Corporation TK US 50% Teekay Lng Partners Lpu TGP US 50% Teekay Lng Prtns Lp-a Pfd TGP.A US 25% Teekay Lng Ptn-b Fx-fl Pf TGPpB US 25% Teekay Tankers Ltd-a New TNK US 50% Tekkorp Digital Acq Crp-a TEKK US 0% Tekla Healthcare Opps Fnd THQ US 25% Tekla Life Sci Investors HQL US 25% Tekla World Healthcare Fd THW US 25% Tela Bio Inc TELA US 25% Teladoc Health Inc TDOC US 50% Telecom Argentina Adr Sa TEO US 0% Telefonica S.a. Adr TEF US 50% Telephone & Data 5.875%pf TDA US 25% Telephone & Data Sr Nt Pf TDI US 25% Teligent Inc-new TLGT US 0% Tellurian Inc TELL US 25% Telo Genomics Corp-new TELO T 0% Telos Corporation TLS US 50% Telus Intl (cda) Inc Svs TIXT T 50% Tembo Gold Corp-new TEM T 25% Tempest Therapeutics Inc TPST US 0% Templetn Emerg Mkt Inc Fd TEI US 25% Templeton Dragon Fund TDF US 25% Templeton Emer Mkt Fd-us EMF US 25% Templeton Global Incm Fnd GIM US 25% Tempus Resources Ltd TMRR T 25% Tenaris S.a. Adr TS US 50% Tenax Therapeutics-new TENX US 0% Tencent Music Enter Adr TME US 50% Tenet Healthcare Corp-new THC US 50% Tenn Vly Auth A Pfd TVE US 25% Tenneco Inc Cl-a Vtg TEN US 50% Tennessee Vl Auth-parrs-d TVC US 25% Tenth Avenue Petroleum TPC T 25% Teradata Corporation TDC US 50% Terago Inc TGO T 25% Teras Res Inc TRA T 25% Terex Corp TEX US 50% Ternium Sa Spn Adr TX US 50% Terns Pharmaceuticals Inc TERN US 25% Terra Firma Cap Corp TII T 25% Terra Income Fd Vi 7% Nts TFSA US 25% Terravest Industries Inc TVK T 25% Territorial Bancorp Inc TBNK US 25% Tesla Inc TSLA US 50% Tesoro Minerals Corp TES T 25% Tessco Techs Inc TESS US 25% Tethys Petroleum Ltd TPL T 0% Tetra Bio Pharma Inc TBP T 0% Tetra Technologie Inc-del TTI US 50% Teucrium Comm Soybean Etp SOYB US 50% Teucrium Comm Sugar Etp CANE US 50% Teucrium Commod Wheat Etp WEAT US 50% Teucrium Corn Fund CORN US 50% Teuton Res Corp-new TUO T 25% Teva Pharmaceutical Adr TEVA US 50% Tff Pharmaceuticals Inc TFFP US 25% Tg Therapeutics Inc TGTX US 50% Tgs Esports Inc TGS T 25% Thayer Ventures Acq Crp-a TVAC US 0% The Beauty Health Co Cl-a SKIN US 25% The Container Store Group TCS US 50% The Good Shroom Co Inc MUSH T 25% The Odp Corp ODP US 50% The Trade Desk Inc Cl-a TTD US 50% The9 Ltd Adr-new NCTY US 0% Themac Resources Grp Ltd MAC T 25% Theralase Tech Inc TLT T 25% Therapeuticsmd Inc TXMD US 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Theratechnologies Inc TH T 25% Theravance Biopharma Inc TBPH US 25% Therma Bright Inc THRM T 25% Thermal Energy Intl Inc TMG T 25% Thermogenesis Hldgs Inc THMO US 25% Thermon Group Hldgs Inc THR US 50% Thesis Gold Inc TAU T 25% Thimble Point Acq Corp-a THMA US 0% Think Research Corp THNK T 25% Thinkific Labs Inc Svs THNC T 25% Thor Explorations Ltd THX T 25% Thredup Inc Cl-a TDUP US 50% Three Valley Copper Corp TVC T 25% Thryv Holdings Inc-new THRY US 50% Thunder Bridge Cap Iii-a TBCP US 0% Thunder Mountain Gold Inc THM T 25% Thunderbird Entertainment TBRD T 25% Thunderstruck Res Ltd AWE T 25% Tian Ruixiang Hldgs Ltd-a TIRX US 0% Tidal Leather Lng/shr Etf LBAY US 0% Tidewater Inc TDW US 50% Tier One Silver Inc TSLV T 25% Tiga Acquisition Corp-a TINV US 0% Tiger Intl Res Inc TGR T 25% Tile Shop Holdings Inc TTSH US 25% Till Capital Corp TIL T 25% Tilly's Inc Cl-a TLYS US 50% Tilray Inc Class 2 TLRY T 25% Tim S.a. Spons Adr TIMB US 0% Timber Pharmaceuticals TMBR US 0% Timbercreek Financial Crp TF T 25% Timberland Bancorp Inc TSBK US 25% Timberline Res Corp TBR T 25% Timia Capital Corp TCA T 25% Timia Capital Corp-a Pfd TCA.A T 25% Timkensteel Corp TMST US 50% Tinka Resources Ltd TK T 25% Tinkerine Studios Ltd TTD T 25% Tintina Mines Ltd TTS T 25% Tiptree Inc TIPT US 50% Tisdale Resources Crp-new TRC T 25% Tishman Speyer Innov Ii-a TSIB US 0% Titan Intl Inc (del) TWI US 50% Titan Logix Corp TLA T 25% Titan Medical Inc-new TMD T 25% Titan Mining Corporation TI T 25% Titan Pharmaceuticals-new TTNP US 0% Titanium Corporation Inc TIC T 25% Titanium Transportation TTR T 25% Tivity Health Inc TVTY US 50% Tiziana Life Sciences Adr TLSA US 0% Tlg Acquisition One Crp-a TLGA US 0% Tnr Gold Corp-new TNR T 25% Tokens.com Corp COIN T 25% Tomagold Corp LOT T 25% Tombill Mines Ltd TBLL T 25% Tomi Environmental Solns TOMZD US 25% Tompkins Financial Corp TMP US 50% Tonix Pharma Hldg Crp-new TNXP US 25% Tootsie Roll Inds. TR US 50% Top 10 Split Trust T/u TXT.UN T 25% Top Ships Inc-new TOPS US 0% Topaz Energy Corp TPZ T 50% Topicus.com Inc Svs TOI T 50% Torex Gold Resources Inc TXG T 50% Tornado Global Hydro Ltd TGH T 25% Torq Resources Inc TORQ T 25% Torrent Capital Ltd TORR T 25% Tortoise Acquis Corp Ii-a SNPR US 0% Tortoise Energy Indep-new NDP US 25% Tortoise Energy Infra-new TYG US 25% Tortoise Midstrm Engy-new NTG US 25% Tortoise Ppln & Engy-new TTP US 25% Tortoise Pwr&en Infra Etf TPZ US 25% Total Energy Services Inc TOT T 25% Total Telcom Inc TTZ T 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Totally Hip Techs Inc-new THP T 25% Touchstone Exploration TXP T 25% Toughbuilt Industries-new TBLT US 25% Tower Resources Ltd TWR T 25% Tower Semiconductor-new TSEM US 50% Townebank (va) TOWN US 50% Townsquare Media Inc Cl-a TSQ US 25% Tpco(the Parent Co)hldg GRAM'U T 25% Tpg Pace Beneficial Fin-a TPGY US 0% Tpg Pace Beneficial Ii-a YTPG US 0% Tpg Pace Solutions Corp-a TPGS US 0% Tpg Pace Tech Opptys Cp-a PACE US 0% Tpg Re Fin Tr Inc Sr-c Pf TRTX.C US 25% Tpg Re Finance Trust Inc TRTX US 25% Tpi Composites Inc TPIC US 50% Trackx Holdings Inc TKX T 25% Tracon Pharmaceutical-new TCON US 0% Trailbreaker Res Ltd TBK T 25% Trakopolis Iot Corp TRAK T 25% Trans Canada Gold Corp TTG T 25% Trans Gas Del Sur Adr-b TGS US 0% Transact Technologies Inc TACT US 25% Transat A.t. Vtg&var Vtg TRZ T 25% Transatlantic Mining Corp TCO T 25% Transcode Therapeutics RNAZ US 0% Transcontinental Inc-b Mv TCL'B T 25% Transcontl Rlty Invstors TCI US 25% Transglobe Energy Corp TGL T 25% Transition Metals Crp-new XTM T 25% Translate Bio Inc TBIO US 25% Transmedics Group Inc TMDX US 25% Transocean Ltd RIG US 50% Travelcenters Am 8.25%nts TANNI US 25% Travelcenters Amer 8% Nts TANNL US 25% Travelcenters Amer 8% Nts TANNZ US 25% Travelcenters Of Amer Inc TA US 50% Travelzoo TZOO US 25% Travere Therapeutics Inc TVTX US 25% Treasury Metals Inc-new TML T 25% Trebia Acquisition Corp-a TREB US 0% Trecora Resources TREC US 25% Tredegar Corporation TG US 50% Tree Island Steel Ltd TSL T 25% Tremont Mortgage Trust TRMT US 25% Tremor Intl Ltd Adr TRMR US 25% Trench Metals Corp TMC T 25% Trepont Acq Corp I Cl-a TACA US 0% Tres-or Resources Ltd TRS T 25% Trevali Mining Corp TV T 25% Trevena Inc TRVN US 25% Trevi Therapeutics Inc TRVI US 0% Trez Capital Mic Cl-a TZZ T 25% Tri Continental Corp TY US 25% Tri Pointe Homes Inc TPH US 50% Tribe Capital Grwth Crp I ATVC US 25% Tribe Property Techs Inc TRBE T 25% Trican Well Service Ltd TCW T 50% Tricida Inc TCDA US 0% Trico Bancshares TCBK US 50% Trident Acquisitions Corp TDAC US 0% Trifecta Gold Ltd TG T 25% Trigon Metals Inc TM T 25% Trillium Gold Mines Inc TGM T 25% Trillium Therapeutics-new TRIL T 25% Trilogy Intl Partners Inc TRL T 25% Trilogy Metals Inc TMQ T 0% Trinity Biotech S/adr TRIB US 25% Trinity Capital Inc TRIN US 25% Trinity Place Holdings TPHS US 25% Trinseo Sa TSE US 50% Trio Tech Intl Inc TRT US 25% Trip.com Group Ltd Adr TCOM US 50% Triple Flag Precious Mtls TFPM T 25% Triplepoint Vent Grow Bdc TPVG US 25% Triple-s Management Corp GTS US 25% Tristar Gold Inc TSG T 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Tristate Cap 6.375%-b Pfd TSCBP US 25% Tristate Cap 6.75%-a Pfd TSCAP US 25% Trisura Group Ltd TSU T 50% Triterras Inc Cl-a TRIT US 25% Triton Intl Ltd 7.375% Pf TRTNpC US 25% Triton Intl Ltd-a Red Pfd TRTN.A US 25% Triton Intl-d 6.875% Pfd TRTN.D US 25% Triumph Bancorp Inc TBK US 50% Triumph Gold Corp TIG T 25% Triumph Group Inc TGI US 50% Trivago Nv Adr TRVG US 25% Troika Media Group Inc TRKA US 25% Troilus Gold Corp TLG T 25% Troubadour Resources Inc TR T 25% Tru Precious Metals Corp TRU T 25% True North Comm Reit-new TNT.UN T 50% True North Gems Inc TGX T 25% Trustbix Inc TBIX T 25% Trustco Bank Corp-new TRST US 50% Trustmark Corp TRMK US 50% Trxade Health Inc MEDS US 25% Tsakos Energy 8.75% Pfd TNP.D US 0% Tsakos Energy Nav Sr-f Pf TNP.F US 0% Tsakos Energy Navigtn-new TNP US 0% Tsakos Energy-e Fx-flt Pf TNP.E US 0% Tsodilo Resources Ltd TSD T 25% Tsr Inc TSRI US 25% Ttm Technologies TTMI US 50% Tuanche Ltd Adr-new TC US 0% Tuatara Cap Acquis Corp-a TCAC US 0% Tucows Inc-new TC T 50% Tudor Gold Corp TUD T 25% Tuesday Morning Corp-new TUEM US 25% Tufin Software Techs Ltd TUFN US 50% Tuniu Corp Spons Adr TOUR US 25% Tup Capital Inc TUP'P T 25% Tupperware Brands Corp TUP US 50% Turkcell Ilet Hiz Adr TKC US 0% Turmalina Metals Corp TBX T 25% Turmeric Acquisition Cl-a TMPM US 0% Turning Point Therapeutic TPTX US 50% Turquoise Hill Res Lt-new TRQ T 25% Turtle Beach Corp-new HEAR US 50% Tuscan Holdings Corp Ii THCA US 0% Tusimple Holdings Inc-a TSP US 50% Tutor Perini Corp TPC US 50% Tva Group Inc Cl-b Nv TVA'B T 25% Tvi Pacific Inc TVI T 25% Twc Enterprises Ltd TWC T 25% Twc Tech Hldgs Ii Corp-a TWCT US 0% Twelve Seas Invt Co Ii-a TWLV US 25% Twilio Inc Cl-a TWLO US 50% Twin Disc Inc TWIN US 25% Twin Ridge Cap Acq Corp-a TRCA US 0% Twist Bioscience Corp TWST US 50% Two Cl-a TWOA US 0% Two Harbors Invest-c Pfd TWO.C US 25% Two Harbors Invt Corp-new TWO US 50% Two Harbors Invt Crp-b Pf TWOpB US 25% Two Harbors-a Fix-fltg Pf TWO.A US 25% Twyford Ventures Inc TWY T 25% Tyler Technologies Inc TYL US 50% Tymbal Resources Ltd TYMB T 25% Tyme Technologies Inc TYME US 0% Typhoon Expl Inc Cl-a TYP T 25% Tzp Strategies Acq Corp-a TZPS US 0% U S Antimony Corp UAMY US 25% U S Global Investors-cl A GROW US 25% U.s. Bancorp Ser-b Pfd USB.H US 25% U.s. Xpress Enterprises-a USX US 50% Uber Technologies Inc UBER US 50% Ubiquiti Inc UI US 50% Ubs Ag Etracs 2x Lev Us SCDL US 0% Ubs Ag Etracs Alerian Mid AMNA US 0% Ubs Ag Etracs Alerian Mid AMND US 0% Ubs Ag Etracs Alerian S-b AMUB US 0% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Ubs Ag Etracs Mthy Pay 2x SMHB US 0% Ubs Ag Etracs Nyse Picken PYPE US 0% Ubs Ag Fi Enh Euro 50 Etn FIEE US 0% Ubs Ag Fi Enh Glb H/y Etn FIHD US 0% Ubs Ag Fi Enh L/c Gwt Etn FBGX US 0% Ubs Etrac Qtl Alerian Mlp MLPR US 0% Ubs Etracs 2x Mth Pay Lev PFFL US 0% Ubs Etracs Alerian Mlp-b MLPB US 0% Ubs Etracs Blm Comm Idx-b DJCB US 0% Ubs Etracs Mthy 2xlev-b HDLB US 0% Ubs Etracs Mthy Close-end CEFD US 0% Ubs Etracs Mthy Lev Mtg MVRL US 0% Ubs Etracs Mvis Bus Dev BDCZ US 0% Ubs Etracs Qtl Mvis Bdc BDCX US 0% Ucloudlink Group Inc Adr UCL US 25% Ucommune Intl Ltd Cl-a UK US 0% Ucore Rare Metals Inc-new UCU T 25% Uex Corporation UEX T 25% Uge International Ltd UGE T 25% Uipath Inc Cl-a PATH US 50% Uit Growth Eq S23 Lp Cl-a DNAME'A T 25% Uit Gw Eq Spacex Lp-i Lpu SPACE T 25% Ulta Beauty Inc ULTA US 50% Ultra Clean Hldgs Inc UCTT US 50% Ultra Resources Inc ULT T 25% Ultragenyx Pharmaceutical RARE US 25% Ultralife Corp ULBI US 25% Ultrapar Particpac-sp Adr UGP US 0% Umh Properties 6.75%-c Pf UMH.C US 25% Umh Properties6.375%-d Pf UMH.D US 25% Unico American Corp. UNAM US 25% Unifi Inc-new UFI US 50% Unified Abs Core Str Etf ABEQ US 0% Unigold Inc UGD T 25% Union Acquisition Corp Ii LATN US 0% Union Bankshares Inc/vt UNB US 25% Unique Fabricating Inc UFAB US 25% Uniqure N.v. QURE US 25% Uni-select Inc UNS T 50% Uniserve Communications USS T 25% Unisync Corp UNI T 25% Unisys Corp-new UIS US 50% United Airlines Hldgs Inc UAL US 50% United Bancorp Inc Ohio UBCP US 25% United Bancshares Inc Oh UBOH US 25% United Community Banks UCBI US 50% United Corporations Ltd UNC T 25% United Corps 1st Pr $1.50 UNC.A T 25% United Fire Group Inc UFCS US 50% United Guardian Inc UG US 25% United Hunter Oil&gas-new UHO T 25% United Insurance Hlds Crp UIHC US 25% United Natural Foods UNFI US 50% United Rentals Inc URI US 50% United Security Banchares UBFO US 25% United States 12m Oil Fd USL US 0% United States Cell6.95%nt UZA US 25% United States Cop Idx Etf CPER US 50% United States Gas Lp Etf UGA US 50% United States Oil Fund Lp USO US 50% United States Stl Crp X US 50% United Sts 12mnth Nat Gas UNL US 50% United Therapeutics Corp UTHR US 50% Uniti Group Inc UNIT US 50% Units-mtech Acquisition MTECU US 25% Units-soaring Eagle Acq SRNGU US 0% Units-sustainable Dev Acq SDACU US 0% Units-svf Investment Corp SVFAU US 0% Unity Bancorp Inc UNTY US 25% Unity Biotechnology Inc UBX US 0% Unity Software Inc U US 50% Universal Copper Ltd UNV T 25% Universal Display OLED US 50% Universal Electrs Inc UEIC US 50% Universal Insurance Hldgs UVE US 50% Universal Logistics Hldgs ULH US 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Universal Proptech Inc UPI T 25% Universal Sec Instruments UUU US 25% Universal Stainless&alloy USAP US 25% Universal Technical Inst UTI US 25% Universe Pharmaceuticals UPC US 0% Univest Financial Corp UVSP US 50% Untd Corps 1.50 2nd Pr-59 UNC.B T 25% Untd Corps 1.50 2nd Pr-63 UNC.C T 25% Unum Group 6.25%jr Sub Nt UNMA US 25% Up Fintech Hldg Ltd Adr TIGR US 50% Uphealth Inc UPH US 25% Upland Software Inc UPLD US 50% Upstart Holdings Inc UPST US 50% Uranium Energy Corp UEC US 50% Uranium Royalty Corp URC T 25% Urban Edge Properties UE US 50% Urban One Inc Cl-d UONEK US 50% Urbana Corp URB T 25% Urbana Corp-a Nv URB'A T 25% Urbanfund Corp UFC T 25% Urbanimmersive Inc UI T 25% Ur-energy Inc URE T 25% Urogen Pharma Ltd URGN US 25% Urstadt Biddle Ppts Inc UBP US 25% Urstadt Biddle Pptys Cl-a UBA US 50% Urstadt Biddle5.875%-k Pf UBP.K US 25% Us Bancorp 6.5% S-f Pfd USB.M US 25% Us Banks Income&grw-t T/u PUB.UN T 25% Us Brent Oil Fund Etf BNO US 0% Us Concrete Inc USCR US 50% Us Copper Corp USCU T 25% Us Energy Corp-new USEG US 25% Us Finl 15 Split Cp-a New FTU T 25% Us Foods Holding Corp USFD US 50% Us Gold Corp-new USAU US 25% Us Lime & Minerals USLM US 25% Us Natural Gas Fd Lpu-new UNG US 50% Us Silica Holdings Inc SLCA US 50% Us Well Services Inc Cl-a USWS US 25% Usa Compression Ptnrs Lpu USAC US 25% Usa Truck Inc USAK US 25% Usana Health Sciences USNA US 50% Usd Partners Lp USDP US 25% Usha Resources Ltd USHA T 25% Ushg Acquisition Corp-a HUGS US 0% Usio Inc USIO US 25% Utime Ltd UTME US 0% Utstarcom Hldgs Corp-new UTSI US 25% Uwm Holdings Corp Cl-a UWMC US 50% Uxin Ltd Ads UXIN US 50% Vaalco Energy Inc EGY US 25% Vaccinex Inc VCNX US 0% Vaccitech Plc Adr VACC US 25% Valaris Ltd VAL US 50% Val-d'or Mining Corp VZZ T 25% Vale S.a. Adr VALE US 50% Valens Company Inc (the) VLNS T 25% Valeritas Hldgs Inc-new VLRX US 25% Valeura Energy Inc VLE T 25% Valhi Inc-new VHI US 25% Vallon Pharmaceuticals VLON US 0% Valneva Se Adr VALN US 25% Valore Metals Corp VO T 25% Valterra Resource Corp VQA T 25% Value Line Inc VALU US 25% Van Eck Merk Gold Shares OUNZ US 50% Vanadian Energy Corp VEC T 25% Vanadium One Iron Corp VONE T 25% Vanadiumcorp Resource Inc VRB T 25% Vanda Pharmaceuticals Inc VNDA US 25% Vaneck Digital Transf Etf DAPP US 25% Vaneck Vec Africa Idx Etf AFK US 0% Vaneck Vec Brazil S/c Etf BRF US 0% Vaneck Vec E/m H/y Bd Etf HYEM US 35% Vaneck Vec Egypt Idx Etf EGPT US 0% Vaneck Vec Enviro Svc Etf EVX US 50% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Vaneck Vec Fall Hy Bd Etf ANGL US 35% Vaneck Vec Hi Yld Mun Etf HYD US 35% Vaneck Vec India Gwth Etf GLIN US 50% Vaneck Vec Intl Hy Bd Etf IHY US 35% Vaneck Vec Jpm Em Loc Etf EMLC US 50% Vaneck Vec Natl Res Etf HAP US 50% Vaneck Vec Oil Refine Etf CRAK US 50% Vaneck Vec Russia Sml Etf RSXJ US 0% Vaneck Vec Shrt Hi Yl Etf SHYD US 35% Vaneck Vec Uran+nucl Etf NLR US 50% Vaneck Vec Vietnam Etf VNM US 0% Vaneck Vectors Russia Etf RSX US 35% Vangrd Ret Incm Etf Ptfl VRIF T 50% Vanguard Cdn Corp Bnd Etf VCB T 50% Vanguard Emg Mkts Govt Bd VWOB US 50% Vanguard Ftse E/m All Cap VEE T 50% Vanguard Ftse Pacific Etf VPL US 50% Vanguard Gl Val Factr Etf VVL T 50% Vanguard Russ1000 Gwt Etf VONG US 50% Vanguard S&p500 Value Etf VOOV US 50% Vanguard Us Dv Ap C/h Etf VGH T 50% Vanguard Us Val Factr Etf VFVA US 50% Vanstar Mng Res Inc VSR T 25% Vantex Resources Ltd VAX T 25% Vapotherm Inc VAPO US 50% Var Resources Corp VAR T 25% Varex Imaging Corp VREX US 50% Varonis Systems Inc VRNS US 50% Vascular Biogenics Ltd VBLT US 0% Vasta Platform Ltd Cl-a VSTA US 0% Vaxart Inc VXRT US 25% Vaxcyte Inc PCVX US 25% Vaxil Bio Ltd VXL T 0% Vbi Vaccines Inc-new VBIV US 25% Vecima Networks Inc VCM T 25% Vectivbio Holding Ag VECT US 25% Vectoiq Acq Corp Ii Cl-a VTIQ US 0% Vector Acq Corp Ii Cl-a VAQC US 0% Vector Acquisition Corp-a VACQ US 0% Vectrus Inc VEC US 50% Vedanta Ltd Spon Adr VEDL US 50% Veeco Instrs Inc Del VECO US 50% Velan Inc Sv VLN T 25% Velocity Financial Inc VEL US 25% Velocity Minerals Ltd VLC T 25% Velodyne Lidar Inc VLDR US 50% Venator Materials Plc VNTR US 25% Vendetta Mining Corp VTT T 25% Venerable Ventures-new VLV T 25% Ventas Inc VTR US 50% Ventoux Ccm Acq Corp VTAQ US 0% Ventripoint Diagnostics VPT T 25% Venus Concept Inc VERO US 25% Venzee Technologies Inc VENZ T 25% Veon Ltd Spons Adr VEON US 0% Veoneer Inc VNE US 50% Vera Bradley Inc VRA US 50% Vera Therapeutics Inc-a VERA US 25% Veracyte Inc VCYT US 25% Verastem Inc VSTM US 25% Verb Technology Co Inc VERB US 25% Verde Agritech Plc NPK T 25% Vericel Corp VCEL US 50% Vericity Inc VERY US 25% Verifyme Inc-new VRME US 25% Verint Systems Inc VRNT US 50% Veritex Holdings Inc VBTX US 50% Veritiv Corp VRTV US 50% Veritone Inc VERI US 50% Vermilion Energy Inc VET T 50% Verona Pharma Plc Spn/adr VRNA US 25% Verrica Pharmaceuticals VRCA US 25% Versabank N/cm 5yr S1 Pfd VB.A T 25% Versabank-new VB T 25% Verso Corp VRS US 50% Versus Systems Inc-new VS US 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Vertex Energy Inc VTNR US 50% Vertex Inc Cl-a VERX US 50% Vertex Pharmaceutical Inc VRTX US 50% Vertex Resource Group Ltd VTX T 25% Vertical Capital Incm Fd VCIF US 25% Vertical Exploration Inc VERT T 25% Verticalscope Hldgs Svs FORA T 25% Vertiv Holdings Llc Cl-a VRT US 50% Veru Inc VERU US 50% Verve Therapeutics Inc VERV US 25% Via Optronics Ag Adr VIAO US 25% Viacomcbs Inc Cl-a VIACA US 50% Viacomcbs Inc Cl-b VIAC US 50% Viad Corp VVI US 50% Vicinity Motor Corp VMC T 25% Vickers Vantage Corp I VCKA US 25% Vicor Corp VICR US 50% Victoria Gold Corp VGCX T 50% Victory Cap Hldgs Inc-a VCTR US 50% Vidler Water Res Inc VWTR US 25% Viemed Healthcare Inc VMD T 50% View Inc Cl-a VIEW US 50% Viewray Inc VRAY US 50% Vigil Health Sols Inc-new VGL T 25% Viking Therapeutics Inc VKTX US 25% Village Farms Intl Inc VFF T 25% Village Super Mkt Inc-a- VLGEA US 25% Vimeo Inc VMEOV US 25% Vince Holding Corp-new VNCE US 25% Vincerx Pharma Inc VINC US 0% Vinci Partners Invt Ltd-a VINP US 0% Vinco Ventures Inc BBIG US 25% Vintage Wine Estates Inc VWE'U T 0% Vior Inc VIO T 25% Vipshop Holdings Ltd Adr VIPS US 50% Vir Biotechnology Inc VIR US 50% Viracta Therapeutics Inc VIRX US 25% Virco Mfg VIRC US 25% Virgin Galactic Hldgs Inc SPCE US 25% Virgin Group Acq Crp Ii-a VGII US 0% Virginia Energy Res Inc VUI T 25% Viridian Therapeutics Inc VRDN US 0% Virios Therapeutics Inc VIRI US 0% Virnetx Holding Corp VHC US 50% Virpax Pharmaceuticals VRPX US 0% Virtra Inc VTSI US 25% Virtu Financial Inc Cl-a VIRT US 50% Virtuoso Acquis Corp Cl-a VOSO US 0% Virtus All Conv&icm Fd Ii NCZ US 25% Virtus All Conv&incm 2024 CBH US 25% Virtus All Conv&incm-a Pf NCV.A US 25% Virtus All Cv&icm Ii-a Pf NCZ.A US 25% Virtus All Dvsf Incm&conv ACV US 25% Virtus Div Int&prem Strat NFJ US 25% Virtus Glbl Multi-sector VGI US 25% Virtus Total Return Fund ZTR US 25% Viscount Mining Corp VML T 25% Vishay Precision Grp Inc VPG US 50% Visible Gold Mines Inc VGD T 25% Vision Lithium Inc VLI T 25% Vision Marine Techs Inc VMAR US 25% Visionary Gold Corp VIZ T 25% Visionstate Corp VIS T 25% Vislink Technologies-new VISL US 25% Vista Gold Corp-reorg Shr VGZ T 25% Vista Oil&gas Sab Cv Adr VIST US 25% Vista Outdoor Inc VSTO US 50% Vistagen Therapeutics Inc VTGN US 25% Vistas Media Acq Co Inc-a VMAC US 0% Vistra Corp VST US 50% Vital Energy Inc VUX T 25% Vital Farms Inc VITL US 50% Vitalhub Corp-new VHI T 25% Vitality Products Inc VPI T 25% Vitreous Glass Inc VCI T 25% Vitru Limited VTRU US 0% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Viva Gold Corp VAU T 25% Viveon Health Acquisition VHAQ US 0% Viveve Medical Inc-new VIVE US 25% Vivint Smart Home Inc-a VVNT US 50% Vivo Cannabis Inc VIVO T 0% Vivopower Intl Plc VVPR US 25% Vivos Therapeutics Inc VVOS US 25% Vizio Holding Corp Cl-a VZIO US 50% Vizsla Silver Corp VZLA T 25% Vm Hotel Acquis-a Rst Vtg VMH'U T 25% Voc Energy Trust Lpu VOC US 25% Vocera Communications Inc VCRA US 25% Volcanic Gold Mines Inc VG T 25% Voleo Trading Systems Inc TRAD T 25% Volitionrx Ltd VNRX US 25% Volt Information Sciences VOLT US 25% Vonage Holdings Corp VG US 50% Vor Biopharma Inc VOR US 25% Vornado Realty 5.25%-m Pf VNOpM US 25% Vornado Rlty 5.25%-n Pfd VNOPN US 25% Vornado Rlty 5.7%-k Pfd VNO.K US 25% Vornado Rlty Tr 5.4%-l Pf VNO.L US 25% Voti Detection Inc VOTI T 25% Voxeljet Ag Adr-new VJET US 25% Voxtur Analytics Corp VXTR T 25% Voxx Intl Corp-a VOXX US 50% Voya Asia Pac Hi Div Eq IAE US 25% Voya E/m Hi Incm Div Eq IHD US 25% Voya Glb Adv & Prem Oppty IGA US 25% Voya Infra Indus & Mat Fd IDE US 25% Voyager Therapeutics Inc VYGR US 0% Voyageur Pharmaceuticals VM T 25% Vpc Impact Acq Hldgs Ii-a VPCB US 0% Vpc Impact Acq Iii Hldg-a VPCC US 0% Vpc Impact Acquis Hldgs-a VIH US 0% Vr Resources Ltd VRR T 25% Vroom Inc VRM US 50% Vse Corp VSEC US 50% Vtv Therapeutics Inc Cl-a VTVT US 0% Vulcan Minerals Inc VUL T 25% Vuzix Corp VUZI US 50% Vvc Exploration Corp VVC T 25% Vy Global Growth Cl-a VYGG US 0% Vyant Bio Inc VYNT US 0% Vyne Therapeutics Inc-new VYNE US 0% W & T Offshore Inc WTI US 50% W.p. Carey Inc Reit WPC US 50% W.r. Berkley Corp 5.7% Nt WRB.E US 25% Wabash Natl Corp WNC US 50% Wah Fu Education Group Lt WAFU US 0% Waitr Holdings Inc WTRH US 25% Waldencast Acq Corp Cl-a WALD US 0% Walker River Res Corp WRR T 25% Walkme Ltd WKME US 25% Wall Financial Corp WFC T 25% Wallbridge Mining Co WM T 25% Warburg Pincus I-a Cl-a WPCA US 25% Warburg Pincus I-b Cl-a WPCB US 25% Warrior Gold Inc WAR T 25% Warrior Met Coal Inc HCC US 50% Warrior Techs Acq Co Cl-a WARR US 0% Waseco Resources Inc WRI T 25% Washington Federal Inc WAFD US 50% Washington Prime Grp-new WPG US 25% Washington Prm 7.5%-h Pfd WPG.H US 25% Washington Prm6.875%-i Pf WPG.I US 25% Washington Tr Bancorp Inc WASH US 50% Water Ways Technologies WWT T 25% Waterloo Brewing Ltd WBR T 25% Waterstone Financial Inc WSBF US 50% Watford Hldgs Ltd 8.5% Pf WTREP US 25% Watsco Inc Cl B Conv WSO'B US 25% Wave Life Sciences Ltd WVE US 25% Wavefront Technology Sols WEE T 25% Waverley Pharma Inc WAVE T 0% Wayfair Inc Cl-a W US 50% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Wayside Technology Group WSTG US 25% Wealth Minerals Ltd WML T 25% Wealthsim Dev Mkt Na Etf WSRD T 50% Weatherford Intl Plc WFRD US 25% Webster Financial Corp WBS US 50% Wecommerce Hldgs Ltd-a WE T 25% Weibo Corp Sponsored Adr WB US 50% Weidai Ltd Adr WEI US 0% Welbilt Inc WBT US 50% Wells Fargo Glb Div Opp EOD US 25% Wells Fargo Incm Opp Fund EAD US 35% Wells Fargo Multi-sec Icm ERC US 25% Wells Fargo Util&high Icm ERH US 25% Wells Fargo& 5.625%-y Pfd WFC.Y US 25% Wells Fargo&co-o 5.125%pf WFC.O US 25% Werewolf Therapeutics Inc HOWL US 0% Wesbanco Inc WSBC US 50% Wesbanco Inc 6.75%-a Pfd WSBCP US 25% Wescan Energy Corp WCE T 25% Wescan Goldfields Inc WGF T 25% Wesco Intl Inc-a Perp Pfd WCCPA US 25% Wesdome Gold Mines WDO T 50% West Bancorporation Inc WTBA US 50% West High Yield (why) Res WHY T 25% West Vault Mining Inc WVM T 25% Westaim Corp (the) WED T 25% Westaim Corp(the) 5% Pfd WED.A T 25% Westamerica Bancorp WABC US 50% Westbond Enterprises Corp WBE T 25% Westbridge Energy Corp WEB'H T 25% Westcore Energy Ltd WTR T 25% Western All Banc 6.25%deb WALA US 25% Western Asset Glb High Fd EHI US 35% Western Asset H/y Def Opp HYI US 35% Western Asset Hi Inc Oppt HIO US 35% Western Asset Inter Muni SBI US 25% Western Asset Mngd Muni MMU US 25% Western Asset Mtg Cap Crp WMC US 25% Western Asset Mtg Opp Fnd DMO US 25% Western Asset Muni Hi Inc MHF US 25% Western Asset Premier Bnd WEA US 25% Western Asst Gl Cp Def Op GDO US 25% Western Asst Hi Inc Ii Fd HIX US 35% Western Asst I/l Opp&incm WIW US 25% Western Asst Infl-lk Incm WIA US 25% Western Atlas Res Inc WA T 25% Western Copper&gold Corp WRN T 50% Western Energy Svcs WRG T 25% Western Forest Products WEF T 50% Western Gold Exploration WGLD T 25% Western Invt Co Of Cda Lt WI T 25% Western Magnesium Corp WMG T 25% Western Midstream Prtn Lp WES US 50% Western New England Banc WNEB US 25% Western Pacific Tr Co WP T 25% Western Resources Corp WRX T 25% Western Union Company WU US 50% Westhaven Gold Corp WHN T 25% Westkam Gold Corp WKG T 25% Westlake Chemical Prt Lpu WLKP US 25% Westport Fuel Systems Inc WPRT T 50% Westshore Terminals Invst WTE T 50% Westwater Res Inc-new WWR US 25% Westwood Holdings Group WHG US 25% Weyco Group WEYS US 25% Wheeler Real Est Invt-new WHLR US 25% Wheeler Reit 8.75%-d Pfd WHLRD US 25% Wheeler Reit Inc-b 9% Pfd WHLRP US 25% White Gold Corp WGO T 25% White Metal Resources Crp WHM T 25% Whitecap Res Inc WCP T 50% Whitehorse Fin 6.5% Nts WHFBZ US 25% Whitehorse Finance Inc WHF US 25% Whitehorse Gold Corp WHG T 25% Whitemud Resources Inc WMK T 25% Whiting Petroleum Crp-new WLL US 50% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Whole Earth Brands Inc-a FREE US 50% Wi2wi Corporation YTY T 25% Wideopenwest Inc WOW US 50% Widepoint Corp-new WYY US 25% Wildbrain Ltd Com & Vvs WILD T 25% Wildpack Beverage Inc CANS T 25% Wilhelmina Intl Inc-new WHLM US 25% Willamette Valley Sr-a Pf WVVIP US 25% Willamette Valley Vineyrd WVVI US 25% Willdan Group Inc WLDN US 50% William Penn Bancorporatn WMPN US 25% Williams Companies Inc WMB US 50% Williams Industrial Svcs WLMS US 25% Willis Lease Finance Corp WLFC US 25% Willow Biosciences-new WLLW T 0% Wilmington Cap Mgmt Cl B WCM'B T 25% Wilmington Cap Mgt-a Nv WCM'A T 25% Wilton Resources Inc WIL T 25% Wimi Hologram Cloud Adr WIMI US 50% Windfall Geotek Inc WIN T 25% Windtree Therapeutics Inc WINT US 0% Winnebago Industries Inc WGO US 50% Winpak Ltd WPK T 50% Winshear Gold Corp WINS T 25% Wintrust Finl-e 6.875% Pf WTFCP US 25% Wipro Ltd Adr WIT US 50% Wireless Telecom Group WTT US 25% Wisdom Int Rte Hdg H/y Bd HYZD US 35% Wisdom Intl Qlty Div Gwth IQDG US 50% Wisdom Us S/t Hi Yld Etf SFHY US 35% Wisdomtree Bloomberg U$ USDU US 0% Wisdomtree Cboe S&p 500 PUTW US 0% Wisdomtree China Ex-state CXSE US 50% Wisdomtree China Yuan Stg CYB US 0% Wisdomtree Cybersecurity WCBR US 50% Wisdomtree E/m Ex-state XSOE US 50% Wisdomtree Em Mk High Div DEM US 50% Wisdomtree Em S/c Div Etf DGS US 50% Wisdomtree Emerg Curr Stg CEW US 50% Wisdomtree Investments WETF US 50% Wisdomtree Mgd Fut Strat WTMF US 0% Wisdomtree Tr India Earn EPI US 50% Wisdomtree Us High Div Fd DHS US 50% Wisdomtree Us Hy Crp Bnd WFHY US 35% Wisdomtree Us Largecap Fd EPS US 50% Wisdomtree Us Midcap Fd EZM US 50% Wisdomtree Us S/c Qlty Dv DGRS US 50% Wisdomtree Us Smallcap Fd EES US 50% Wisekey Intl Hldg Spn Adr WKEY US 25% Wishpond Technologies Ltd WISH T 25% Wix.com Ltd WIX US 50% Wm Technology Inc Cl-a MAPS US 25% Wolfden Resources Corp WLF T 25% Wolverine Energy And Infr WEII T 25% Wolverine World Wide WWW US 50% Woori Finl Group Ltd Adr WF US 25% Workday Inc Cl-a WDAY US 50% Workhorse Group Inc WKHS US 50% Workiva Inc Cl-a WK US 50% World Accept Corp WRLD US 50% World Copper Ltd-new WCU T 25% World Fin Split Crp-a New WFS T 25% World Fuel Services Inc INT US 50% World Wrestling Entertnmt WWE US 50% Wow Unlimited Med Com&vvs WOW T 25% Wpp Plc-spon/adr New WPP US 50% Wrap Technologies Inc WRAP US 25% Wsfs Financial Corp WSFS US 50% Wt Emrg Mkt Locl Debt Etf ELD US 50% Wunong Net Technology Co WNW US 0% Ww International Inc WW US 50% Wyndham Hotels & Resorts WH US 50% Wynn Resorts Ltd WYNN US 50% X4 Pharmaceuticals Inc XFOR US 0% Xai Octagon F/r & Alt Icm XFLT US 25% Xali Gold Corp XGC T 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Xanadu Mines Ltd XAM T 0% Xander Resources Inc XND T 25% Xbiotech Inc XBIT US 25% Xcel Brands Inc XELB US 25% Xencor Inc XNCR US 25% Xenetic Biosciences-new XBIO US 0% Xenia Hotels & Resorts XHR US 50% Xenon Pharmaceuticals Inc XENE US 25% Xeris Pharmaceuticals Inc XERS US 25% Xiana Mining Inc XIA T 25% Xiaobai Maimai Inc Adr HX US 0% Ximen Mining Corp XIM T 25% Xinyuan Real Est Co S/adr XIN US 0% Xl Fleet Corp Cl-a XL US 50% Xoma Corp 8.375% Sr-b Pfd XOMAO US 25% Xoma Corp8.625%-a Perp Pf XOMAP US 25% Xoma Corporation-new XOMA US 25% Xometry Inc Cl-a XMTR US 25% Xp Inc Cl-a XP US 0% Xpel Inc XPEL'U T 25% Xpeng Inc Adr XPEV US 50% Xplore Resources Corp XPLR T 25% Xpresspa Group Inc-new XSPA US 25% Xtant Medical Hldgs-new XTNT US 25% X-terra Resources Inc XTT T 25% Xtierra Inc XAG T 25% Xtl Biopharma Spn Adr-new XTLB US 0% Xtra-gold Res Corp-new XTG T 25% Xunlei Ltd Cl-a Spon Adr XNET US 50% Xxl Energy Corp XL T 25% Yalla Group Ltd Spn/adr YALA US 50% Yamana Gold Inc YRI T 50% Yandex Nv Cl-a YNDX US 25% Yangaroo Inc YOO T 25% Yangarra Res Ltd-new YGR T 25% Yatra Online Inc YTRA US 0% Yatsen Holding Ltd Adr YSG US 50% Ydx Innovation Corp YDX T 25% Yellow Corp YELL US 50% Yellow Pages Ltd Y T 25% Yellowstone Acq Co Cl-a YSAC US 0% Yelp Inc YELP US 50% Yext Inc YEXT US 50% Yield10 Bioscience-new YTEN US 0% Yiren Digital Ltd Spn Adr YRD US 50% Y-mabs Therapeutics Inc YMAB US 25% Ynvisible Interactive Inc YNV T 25% Yorbeau Res Inc Cl-a YRB T 25% York Water Co YORW US 50% Yorkton Equity Group Inc YEG T 25% Yorkton Ventures Inc YVI T 25% Youdao Inc Adr DAO US 50% Ypf Soc Anonima Sp/adr-d YPF US 0% Yucaipa Acquisition Crp-a YAC US 0% Yumanity Therapeutics Inc YMTX US 0% Yunhong Cti Ltd CTIB US 25% Yunhong Intl Cl-a ZGYH US 0% Yunji Inc Adr YJ US 25% Zacatecas Silver Corp ZAC T 25% Zai Lab Limited Adr ZLAB US 50% Zanite Acquisition Corp-a ZNTE US 0% Zealand Pharma A/s Sp/adr ZEAL US 25% Zedcor Inc ZDC T 25% Zedge Inc Cl-b ZDGE US 50% Zen Graphene Solutions Lt ZEN T 25% Zendesk Inc ZEN US 50% Zenith Energy Ltd ZEE T 25% Zentalis Pharmaceuticals ZNTL US 25% Zephyr Minerals Ltd ZFR T 25% Zepp Health Corp Adr ZEPP US 50% Zhangmen Education Adr ZME US 25% Zhihu Inc Adr ZH US 50% Zhongchao Inc Cl-a ZCMD US 0% Zim Integrated Shipping ZIM US 50% Zimtu Capital Corp ZC T 25% Zinc One Res Inc-new Z T 25% Loan Value Security Name Symbol Major Market (No Loan Value below $3.00) Zincx Resources Corp ZNX T 25% Zions Bancrp Na 6.3%-g Pf ZIONO US 25% Zions Bancrp Na 6.95% Nts ZBK US 25% Ziopharm Oncology Inc ZIOP US 25% Ziprecruiter Inc Cl-a ZIP US 25% Zivo Bioscience Inc-new ZIVO US 25% Zix Corp ZIXI US 50% Zk Intl Group Co Ltd ZKIN US 0% Zogenix Inc-new ZGNX US 25% Zomedica Corp ZOM US 25% Zonetail Inc ZONE T 25% Zonte Metals Inc ZON T 25% Zoom Video Comm Inc Cl-a ZM US 50% Zoomaway Technologies Inc ZMA T 25% Zoomd Technologies Ltd ZOMD T 25% Zoomermedia Limited ZUM T 25% Zoominfo Technologies-a ZI US 50% Zosano Pharma Corp-new ZSAN US 25% Zovio Inc ZVO US 25% Zscaler Inc ZS US 50% Zto Express Cayman Adr ZTO US 50% Zumiez Inc ZUMZ US 50% Zuora Inc Cl-a ZUO US 50% Zw Data Action Techs Inc CNET US 0% Z-work Acquisition Corp-a ZWRK US 0% Zymergen Inc ZY US 50% Zymeworks Inc ZYME US 25% Zynerba Pharmaceuticals ZYNE US 0% Zynex Inc ZYXI US 50% Zynga Inc Cl-a ZNGA US 25%

The information contained herein is current as of August 25th, 2021.

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