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Cambodia Human Development Report
Societal Aspects of the HIV/AIDS Epidemic in Cambodia Progress Report, 2001
Prepared with the assistance of
Foreword
It gives me great pleasure to introduce the Cambodia Human Develop- ment Report 2001, which is the fifth in a series of national Human Development Reports published in Cambodia. More than 100 countries throughout the world have published national Human Development Reports. These reports have been important tools for the promotion of the cause of human development and a people- centred approach to national policy making. Each of the four previous Cambodia Human Development Reports has been very well-received by government agencies, NGOs, international donors and civil society groups. They have also attracted considerable media attention. More importantly, they have provided information that is useful for planning and programming purposes to many development organisations working in the field. This report is the first Cambodia Human Development Report to be pro- duced within a new capacity building strategy. It was prepared by the newly formed National Research Team with technical cooperation, and ensured full ownership of each stage of production. This is an important step towards national autonomy in production and full ownership of the Cambodia Human Development Reports. Cambodia Human Development Report 2001 focuses on the HIV/AIDS epidemic in Cambodia. Such a research effort will spread over a period of two years. This year’s progress report documents the reciprocal relationship between the HIV/AIDS epidemic and human development in Cambodia. The Royal Gov- ernment of Cambodia responded rapidly to the emerging epidemic in Cambodia, and evidence suggests that the HIV prevalence rate may now be stabilising. Nevertheless, Cambodia has the most serious epidemic in the region and its impact is now being felt throughout the country. For this reason, it was important for the Cambodia Human Development Report 2001 to focus on understanding the main determinants contributing to the epidemic in Cambodia. The report details how widespread poverty in Cambodia provides fertile ground for the spread of the epidemic and how the epidemic, in turn, undermines efforts to alleviate poverty. The report highlights the key concept of vulnerability and identifies essen- tial features of present-day Cambodian society that feed this vulnerability. Thus, the report is an important tool for policy and programme design. I would like to add my support to the report’s recommendation that a people-centred approach is essential in order to build on the achievements of the Cambodian response to the epidemic so far and to move this response to the next stage. The Cambodia Human Development Report 2001 is the outcome of a nationally executed project funded by UNDP and executed by the Ministry of Planning with the technical cooperation of the Cambodia Development Resource Institute. This report makes extensive use of the quantitative surveys undertaken by the National Institute of Statistics, Ministry of Planning: particularly, the 1998 population census and the Cambodian socio-economic survey 1999, which were
5 Cambodia Human Development Report 2001
undertaken by the National Institute under the auspices of the Ministry of Plan- ning. The report also makes extensive use of the HIV sentinel surveillance surveys and behavioural surveillance survey undertaken by NCHADS, Ministry of Health with support from FHI, WHO, UNICEF, French Cooperation and the Cambo- dia Disease Control and Health Development Project. I would like to acknowledge the assistance of several agencies and indi- viduals in bringing out the Cambodia Human Development Report 2001. First and foremost, the Ministry of Planning would like to thank UNDP for its many contributions including mobilizing technical inputs and funding for producing the report. Ms. Dominique Aït Ouyahia-McAdams, Resident Representative of UNDP-Cambodia, has been very supportive and encouraging of this new capacity building phase of the Cambodia Human Development Report 2001. Second, I would like to acknowledge the Cambodia Development Re- source Institute for providing technical cooperation and an appropriate academic and research-focused environment which enabled the development of profes- sional skills among the National Research Team. Particular thanks are due to the Director of Research for the Cambodia Human Development Report 2001 who facilitated this process, Dr. Claude Katz, and to Ms. Eva Mysliwiec and Dr Sarthi Acharya for their technical cooperation. The members of the National Research Team are: Ms. Khiev Bory, Mr. Maun Sarath and Mr. Chea Chantum (Ministry of Planning), Dr Lim Kalay (National AIDS Authority), Dr. Ly Penh Sun (National Centre for HIV/AIDS, Dermatology and STDs), Mr. Prum Virak, Mr. Deup Channarith, Mr. Long Yav and Mr Rath Sethik (Centre for Population Studies, Royal University of Phnom Penh). Assistance to the team was also provided by Ms. Tep Saravy at CDRI. The report was edited by Ms. Alexandra Maclean. Third, I would like to thank the technical advisory group established by the Ministry of Planning for the Cambodia Human Development Report 2001, comprising of: Ms. Mom Thany (Child Rights Foundation), Ms. Khieu Serey Vutha (Ministry of Women and Veteran’s Affairs), General Meas Sakon (Ministry of Interior), Mr. Lim Kalay and Dr. Tia Phalla (National AIDS Authority), Mr. Veng Bun Lay (Ministry of Defence), HE Kim Saysamalen (Ministry of Planning), Mr. David Salter and Mr. Gunner Walzholz (ILO), Mr. Geoff Manthey (UNAIDS), Mr Sar Nak (Ministry of Education, Youth and Sports), Dr. Yath Yathy (Ministry of Health), Mr. Chea Chantum (Ministry of Planning), Mr. Chea Samnang (Min- istry of Rural Development), Mr. James D’Ercole (UNFPA), Ms. Aye Aye Twin (WHO), Ms. Ingrid Cyimana (UNDP), and Ms. Heang Siek Ly (Ministry of Planning). The technical advisory group provided very useful guidance to us in ensuring that the report reflects the various concerns and sectors of Cambodian society. I am confident that this year’s progress report will contribute to the national debate and dialogue about the HIV/AIDS epidemic in Cambodia, informing stra- tegic direction and policy and programming decisions.
Chhay Than Phnom Penh Minister of Planning June 2002 Royal Government of Cambodia
6 Foreword
Cambodia faces an AIDS epidemic that potentially could reverse the development gains made since peace returned to the country. It is estimated that 2.8% of the adult population is infected with HIV, among the highest in Asia; that many tens of thousands have already died as a result; and that possibly two hundred thousand people including children will develop AIDS within the next 5-10 years. The efforts of the Royal Government of Cambodia to achieve effective response to the HIV/AIDS crisis, including its efforts to achieve the Millennium Development Goal on HIV/AIDS – to halt and reverse the spread of HIV/AIDS by 2015 – are tremendous. Indeed, the leadership and broad partnership stance that the RGC has adopted in addressing the HIV/AIDS epidemic by steering reforms as outlined in the “National Strategic Framework for a Comprehensive and Multi-Sectoral Response to HIV/AIDS, 2001-2005”is already yielding valuable results. Of great encouragement for this concerted response are the indications of a reduction in the HIV/AIDS prevalence rate. In the context of such a broad partnership on HIV/AIDS, the United Nations Country Team (UNCT) in Cambodia is working to significantly enhance its support to the national response against HIV/AIDS on the basis of the UNDAF (2001-2005). In doing so, the UNCT has developed a Common Strategy that clearly sets out the future emphasis of the Team both collectively and individually. In line with the above, the CHDR has opted to focus on addressing key human development challenges in relation to HIV/AIDS. Such a research effort will spread over a period of two years. This year’s Progress Report on the “Societal Aspects of the HIV/AIDS Epidemic in Cambodia” sets a framework that outlines the fact that HIV/AIDS deepens the poverty of households and nation, while poverty favours the spread of the disease by increasing the vulnerability of individuals to infection. In acknowledging the complex links between the HIV/AIDS epidemic, Poverty and Human Development, the initial research work provides critical analysis to the effect that the HIV/AIDS epidemic is a development issue, striking as it does at the social welfare of the population of an already fragile Cambodian society. One of the key message of the Report is the importance of building on achievements to-date and the adoption of a broad people-centred approach, by giving voice to the people living with HIV/AIDS, ensuring respect for the rights of people with HIV/AIDS through improved knowledge on the disease, and addressing social inequity in order to ensure effective participation and mobilization of all social groups. In this regard, I wish to congratulate the National Research Team for their outstanding work in preparation of this year’s Progress Report. It is indeed important to note that the responsibility to prepare the Progress Report was entirely a national effort, with four institutions involved in the research work. These institutions are the Ministry of Planning, the Royal University of Phnom Penh, the National AIDS Authority, and the National Centre for HIV/AIDS, Dermatology and STDs. The overall coordination for advisory and support services was provided by a national
7 Cambodia Human Development Report 2001
research institute, the Cambodia Development Resource Institute (CDRI). This new partnership arrangement is designed to achieve two key objectives. First, it aims at strengthening national ownership on the outcomes of the key findings and policy recommendations of the CHDR(s), by allowing for an in-country and demand-driven research effort. Second, it seeks to adopt an alternative capacity development strategy capable of providing a more sustainable capacity in the Ministry of Planning, other line ministries and government institutions in relation to policy analysis and research methods.
I trust that the analysis and recommendations of this Progress Report will contribute to further support a broad-based national debate on the challenges of HIV/AIDS, including setting the stage to finalize the Report on HIV/AIDS through additional research work aimed at further shaping public policy direction, resource allocation, priority setting and targeted interventions.
Dominique Aït Ouyahia-McAdams United Nations Development Programme Resident Representative
8 Executive summary
The 2001 CHDR has many origi- (0.541) ranks Cambodia 121st inter- nal features. First, it is oriented toward nationally, and the worst but one in keeping national capacity building as a Southeast Asia. Cambodian society is prime concern. This is, indeed, the first characterised by entrenched inequal- concrete step to realising the objectives ity, in many essential dimensions, such promoted by the first CHDR: to see as income poverty (the consumption that the HDR is “transferred fully into share of the poorest 10% of the popu- Cambodian hands”1 . The 2001 report lation being as low as 4%, while the was prepared and produced jointly by richest 10% share 20%), gender sta- a national research team and a senior tus and access to education. Marked research advisor, under the technical regional differences within the country assistance of a private Cambodian re- enhance these inequalities. search institution, the Cambodian De- The aim of the 2001 CHDR is to velopment Resource Institute. study these diverging aspects charac- The 2001 CHDR is also unique teristic of the Cambodian case, and to because of the specific circumstances contribute, through an effective human in Cambodia. In addition to serious development perspective, to outlining concerns born from the HIV/AIDS the ways towards controlling the epi- epidemic as a major threat for the hu- demic. man development process in all coun- Chapter 1 elaborates on the contri- tries, the HIV/AIDS epidemic in Cam- bution of the human development per- bodia deserves particular attention. spective to an understanding of the Cambodia is one of the poorest coun- spreading of the HIV/AIDS epidemic. tries in Southeast Asia, and the coun- The key concept of social vulnerability try with the highest HIV prevalence goes beyond pointing out ‘risk groups’ rate, but it seems to have curbed its in order to highlight, through a better epidemic rate. From 1997 onwards, the understanding of sex as a social issue, series of national prevalence rates the circumstances pregnant with op- among adults, as estimated through the portunities for the epidemic to spread. HIV Surveillance Surveys, shows a Meanwhile, it provides all actors in- steady decline, from 3.9% to 2.8%. volved in the struggle against HIV/ At the same time, analysing the AIDS with an effective framework to background of human poverty raises address both immediate and structural fundamental concerns about the future. determinants of the epidemic. The human development perspective Chapter 1 then retraces the Cam- points out the structural link between bodian situation in relation to the HIV/ societal balances and the sustainable AIDS epidemic. Particular care has capability of a society to respond to been taken to list the assumptions social threats. Cambodia has one of the needed to provide estimates: taking into poorest human development perform- account the level of confidence of a ances in the region, its HDI score quantitative assessment is needed in
1 Paul Matthews, former UNDP representative, CHDR-1997
9 Cambodia Human Development Report 2001
order to accurately interpret trends. The to point out the hypothesis needed for large range of dispersion across prov- such an assessment and the order of inces for all groups surveyed points to magnitude of the results derived. the need for precaution when drawing The main contribution of the Hu- national results. Conversely, consistent man Development perspective to the declining trends for most of the groups study of the spread of the HIV/AIDS surveyed, and indicators drawn from epidemic and to aid the design of ef- Behavioural Surveillance Surveys, such fective responses, is to highlight the as rising consistent condom use, sup- structural features in a society which port the conclusion of a declining preva- provide the best opportunities for this lence in the general population. epidemic. Four such features in Cam- Chapter 2 reviews the aspects of bodian society are underlined, only two Cambodian society whose links to the are examined due to time constraints. HIV/AIDS epidemic are expected to The first is the marked gender inequal- be particularly active in the previously ity. The strict division of roles and the elaborated framework. The analysis separate and distinct lifestyles of males takes into account the specific features and females from a very young age of the Cambodian population. It first provide, among other aspects, a fer- studies the impact of the epidemic on tile ground for the epidemic. The sec- human development achievements. ond feature is the weakness of the pub- From the household and individual view- lic sector, which deprives the society point, three main issues typify the main of the means to act upon itself. The last consequences of the epidemic. The first two of these features, the issue of mo- is the impoverishment of the household, bility and migration, and the way in in particular through the distressed sale which human poverty renders the poor of productive assets. This calls for unable to claim their rights, are only public intervention to enable households briefly mentioned. It is to be hoped that to avoid the distressed sale of a specific in-depth study can be un- productive assets, and also to address dertaken for each. Both features, to- the difficult question of the cost of health gether with calling for specific interven- care. The second issue is the tion, also indicate that the challenge of vulnerability of children, due, in particu- governance will play a key role in scal- lar, to being orphaned by AIDS. This ing up the response to the epidemic. requires a sufficient input of resources Chapter 3 reviews the main fea- to provide support for children affected tures of the response to the epidemic by AIDS. It also calls for an open de- so far, a response which testifies to a bate on the urgent issue of the avail- strong will at government level to es- ability of Anti-Retroviral tablish an effective HIV/AIDS task Therapy(ART), the only means to pre- force as early as possible. The ‘Na- vent HIV infection leading to AIDS and tional Strategic framework for a com- therefore to death. The provision of prehensive and multi-sectoral response ART is examined in the following sec- to HIV/AIDS’ has been produced for tion, which deals with the setbacks in the 2001-2005 period, it draws on the human rights achievements, the third improvements made in the national re- main consequences of the epidemic sponse during the last ten years. A according to the present analysis. Fi- major feature of the Cambodian nally, although there was no new quan- achievement is the successful partner- titative assessment of the HIV/AIDS ship between the national structures, impact at national level, a previous study the United Nation system, and the net- from Bunna and Myers has been used work of local and international NGOs.
10 Executive summary
The major result that the prevalence weak public means of action. The key has possibly been curbed relies clearly message of the report is that, given the upon the development of an impres- present situation, one of the best means sive level of awareness in the popula- of ensuring an effective and holistic re- tion (the 2000 Demographic and sponse is to adopt a people-centred Health survey found that more than approach. It would make possible the 70% of the sampled women knew of creation of a link between local initia- ways to prevent infection from HIV), tives and the sharing of information and upon a firm campaign for safe between these. Such cooperation will commercial sex. Numerous and vari- prove invaluable in informing, influenc- ous actions have been undertaken to ing and strengthening the response to care for and support people affected the epidemic at national level. by HIV/AIDS. The readers will find in the conclu- Cambodia is now facing the chal- sion of the report recommendations lenge of scaling up previous achieve- based on the analysis presented. These ments in a context marked by signifi- recommendations are offered as a cant disparities and possibly character- contribution to the necessity of ised by multiple epidemic stages, and continued, coordinated and concerted action.
11 Cambodia Human Development Report 2001 List of Abbreviations
AIDS Acquired immune deficiency syndrome APN+ Asia Pacific Network of people living with HIV and AIDS ART Anti-retroviral Therapy BSS Behavioural Surveillance Survey CBO Community-based organisation CDRI Cambodia Development Resource Institute CHDR Cambodia Human Development Report CPN+ Cambodia Network of people living with HIV and AIDS CPS Centre for Population Studies DHS Demographic and Health Survey GDP Gross Domestic Product HDI Human Development Index HIV Human immunodeficiency virus HSS HIV Surveillance Survey MoP Ministry of Planning NAA National AIDS Authority NCHADS National Centre for HIV/AIDS, Dermatology and STDs NGO Non-governmental organisation NIS National Institute of Statistics RUPP Royal University of Phnom Penh SEA-HIV South East Asia HIV and Development Project SES Socio-economic survey STD Sexually transmitted disease UN United Nations UNAIDS Joint United Nations Programme on HIV/AIDS UNCT United Nations Country Team UNDP United Nations Development Programme UNICEF United Nations Children’s Fund VCT Voluntary counselling and testing WHO World Health Organisation
12 Table of Contents
Introduction ...... p.17
a) Human Development: a global effort towards fundamental human rights ...... p.17 b) Cambodian strategy for Human Development Reports: towards national ownership ...... p.18 c) The HIV/AIDS epidemic in Cambodia: between hope that the current response to the epidemic may have curbed its spread, and major concerns emerging from the present social situation ...... p.19 d) The Human development situation in Cambodia ...... p.24 i Persistent widespread poverty ...... p.27 ii Encouraging schooling rates marked by spatial and gender inequality ...... p.29 iii The overall poor health status with sharp local distinctions ...... p.31
1. Human development facing HIV/AIDS epidemic: conceptual framework and the Cambodian epidemic situation ...... p.33
1.1. From the perspective of individual behaviour to the concept of vulnerability: the societal approach...... p.33 1.1.1. Sex is a social issue ...... p.33 1.1.2. Risk and context ...... p.34 1.2. Conceptual framework ...... p.35 1.3. Human rights implications of HIV/AIDS ...... p.38 1.4. The HIV/AIDS epidemic in the Cambodian context: knowledge and lack of knowledge ...... p.39 1.4.1. Prevalence rate estimation: HIV Surveillance Surveys ...... p.39 1.4.2. Behavioural Surveillance Surveys ...... p.44 1.4.3. On a knife’s edge between success and threat ...... p.47
2. The Human Development perspective and the dynamic of the HIV/AIDS in Cambodia ...... p.49
2.1. Introduction: Link between HIV/AIDS epidemic and demographic features ...... p.49 2.2. The HIV/AIDS epidemic threatens human development achievements in Cambodia ...... p.51 2.2.1. The crucial issue of the distressed sale of productive assets ...... p.51 2.2.2. AIDS deaths and the vulnerability of children ...... p.54 2.2.3. Setbacks in human rights achievements ...... p.56 2.2.4. An example of assessing the national impact of the HIV/AIDS epidemic ...... p.58 2.3. Poverty in Cambodia fuels the HIV/AIDS epidemic ...... p.60 2.3.1. Gender inequality feeds HIV/AIDS epidemic ...... p.60 • Strict division of roles between men and women inside society and inside the family .. p.60 • Parallel life education ...... p.60
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2.3.2. Poverty and low human development deprive society from the ability to act upon itself...... p.61 • Social link, public sector and governance issue ...... p.61 • The case of the health sector ...... p.61 • The two aspects of the infrastructure issue ...... p.64 2.3.3. Poverty fuels mobility and migration ...... p.65 2.3.4. Poverty disempowers the poor from claiming their rights ...... p.66 2.4. Conclusion ...... p.66
3. Achievements and Challenges ...... p.69
3.1. Governmental and public sector involvement ...... p.69 3.1.1. The HIV/AIDS task force ...... p.69 3.1.2. The ‘National Strategic Framework for a Comprehensive and Multi-Sectoral Response to HIV/AIDS, 2001-2005’ developed by the National AIDS Authority ...... p.71 3.2. Successful partnerships ...... p.72 3.2.1. The United Nation Country Team (UNCT) ...... p.72 3.2.2. Local and international NGOs ...... p.73 3.3. Achievements ...... p.74 3.3.1. Impressive level of awareness ...... p.75 3.3.2. Resolute campaign for safer commercial sex ...... p.75 3.3.3. Care and support for people with AIDS ...... p.76 3.4. Challenges ...... p.77 3.4.1. The heterogeneous nature of the epidemic in Cambodia ...... p.77 3.4.2. A people-centred approach ...... p.77 • Giving voice to people...... p.78 • Ensuring respect for the rights of people with HIV/AIDS through improved knowledge of HIV/ AIDS...... p.78 • Addressing social inequity in order to mobilise all social groups effectively ...... p.81 3.5. Summary: Breaking the vicious cycle ...... p.82
4. Conclusion ...... p.85
• Towards a new stage in the response to the epidemic ...... p.85 • Action on HIV incidence: ...... p.86 • Action on the impact of the epidemic: ...... p.88
List of Annexes
Annex A: Capacity building for national ownership on Human Development perspective ...... p.91 Annex B: Large surveys in Cambodia: a wealth of invaluable quantitative data ...... p.92 Annnex C: Measuring poverty ...... p.93 Annex D: Poverty temporal comparison issues ...... p.99 Annex E: Fieldwork methodology ...... p.102
References ...... p.107
14 List of illustrations
Boxes Box 1: Proposal for further investigation on declining HIV seroprevalence rate in Cambodia ... p.23 Box 2: Human Development Index calculation ...... p.24 Box 3: Human rights and human development ...... p.38 Box 4: Estimates of prevalence rates are inherently fragile data ...... p.41 Box 5: HIV/AIDS and the vulnerability of children ...... p.55 Box 6: The salary issue ...... p.64 Box 7: The provincial HIV/AIDS taskforce ...... p.70 Box 8: Phnom Penh hospital services for people with HIV/AIDS ...... p.71 Box 9: The 100 percent condom use campaign ...... p.75 Box 10: An example of grassroots action in response to the epidemic ...... p.76 Box 11: Cambodian Network of People Living with HIV ...... p.79 Box 12: Rights and responsibilities of people with HIV/AIDS ...... p.79 Box 13: Poverty is a multidimensional concept ...... p.94 Box 14: The food poverty line ...... p.95 Box 15: Total poverty line ...... p.96
Figures Figure 1: The HIV Surveillance Surveys show a decrease in prevalence ...... p.22 Figure 2: Human Development Index in South-East Asia ...... p.25 Figure 3: PPP GDP per capita plotted against HDI, South-East ...... p.26 Figure 4: Urban/rural disaggregation of HDI ...... p.26 Figure 5: Cambodian poverty lines ...... p.28 Figure 6: Distribution of literacy rates among provinces, by sex and age groups ...... p.30 Figure 7: Gender inequality in schooling enrolments ...... p.31 Figure 8 : HIV seroprevalence among sentinel groups in 2000 ...... p.42 Figure 9: HIV prevalence in high risk groups decreases ...... p.43 Figure 10: Improvement in consistent condom use ...... p.46 Figure 11: Evolution in commercial sex use ...... p.46 Figure 12: The number of persons living with HIV/AIDS decreases ...... p.47 Figure 13: percentage of each surveillance group knowing someone sick with AIDS ...... p.48 Figure 14: Cambodian population structure (1998 census) ...... p.50 Figure 15: Age and Sex Imbalance ...... p.50 Figure 16: Lorenz curve for the consumption distribution by households (SES 1999) ...... p.51 Figure 17: mean expenditure (in US dollars) for a first treatment ...... p.54 Figure 18: Epimodel projection for cumulative number of AIDS deaths ...... p.54 Figure 19: Gender differential in school drop out (population census 1998 data) ...... p.60 Figure 20 : Knowledge of AIDS ...... p.74
Tables Table 1: Global summary of the HIV/AIDS epidemic, December 2000 ...... p.20 Table 2: Regional HIV/AIDS statistics, end of 2000 ...... p.21 Table 3: Consumption profile ...... p.27 Table 4: Head-count indices ...... p.28 Table 5: Poverty gap indices ...... p.29
15 Cambodia Human Development Report 2001
Table 6: Summary of schooling rates, by age and sex ...... p.30 Table 7: life expectancy in South East Asia ...... p.31 Table 8: Sentinel groups ...... p.40 Table 9: Range of HIV prevalences in different provinces ...... p.43 Table 10: Quantitative summary of consumption distribution by household ...... p.52 Table 11: Estimation of 1999 HIV/AIDS epidemic cost ...... p.59 Table 12: Key milestones in the government response to the HIV/AIDS epidemic ...... p.69 Table 13: Key characteristics of the socio-economic survey in Cambodia ...... p.93
Maps
Map 1: Distribution quintiles of infant mortality rate by province (NIS PopMap software) ...... p.32 Map 2: Percentage of persons declaring a previous residence less than 6 years ago ...... p.65
Diagrams
Diagram 1: Construction of the HDI ...... p.25 Diagram 2: The HIV/AIDS epidemic is a human development issue ...... p.35 Diagram 3: Links between human development and HIV/AIDS: individual perspective ...... p.36 Diagram 4: Links between human development and HIV/AIDS: the national perspective ...... p.37 Diagram 5: Mechanisms by which people become landless ...... p.53 Diagram 6: Breaking the vicious cycle ...... p.82
16 Introduction
This introduction provides an over- more than 10 years, UNDP has been view of previous Cambodia Human advocating that development is a multi- Development Reports and explains the dimensional concept encompassing far key principles on which the present re- more than economic wellbeing at the port is based. The 2001-Cambodia national level. To this end, the concept Human Development Report differs of human development has regularly significantly from the previous CHDR. improved. As the most recent Global It is for this reason that this first part of Human Development Report (UNDP the report also sets out the reasons for 2001a) states, bringing in new features in the 2001 Human development is about CHDR. It then explains that the 2001 much more than the rise or fall of topic was selected in response to seri- national incomes. It is about creat- ous and widespread concerns about the ing an environment in which people HIV/AIDS epidemic as a major threat can develop their full potential and to the human development process in lead productive, creative lives in ac- all countries. Moreover, the HIV/AIDS cord with their needs and interests. epidemic in Cambodia deserves par- People are the real wealth of na- ticular attention because of its unique- tions. Development is thus about ex- ness. An early and resolute response, panding the choices people have to relying particularly on effective partner- lead lives that they value. And it is ships at the national level between gov- thus about much more than eco- ernmental, non-governmental, and nomic growth, which is only a means United Nations structures, has resulted – if a very important one – of en- in a genuine hope with regard to curb- larging people’s choices. ing the prevalence of HIV. But at the The most basic human needs are same time, the low performance level food and water. Of the 4.6 billion peo- of crucial aspects of human develop- ple living in developing countries, about ment threatens to undermine the 1.2 billion (one in four) live on less than achievements already made. It is in light US$1 a day and nearly one billion peo- of this situation, that the human devel- ple have no access to safe water opment situation in Cambodia is re- sources. However, protection against viewed in order to highlight the context communicable diseases for parents and in which specific aspects of human de- children, education, and meaningful velopment, and in particular the HIV/ citizenship are also fundamental human AIDS epidemic issue, are being ad- rights (UNDP 2001a): dressed. Fundamental to enlarging these choices is building human capabili- a) Human Development: a glo- ties – the range of things that peo- bal effort towards fundamental hu- ple can do or be in life. The most man rights basic capabilities for human devel- The concept of development is of- opment are to lead long and healthy ten understood in terms of economics: lives, to be knowledgeable, to have a developed country is characterised by access to the resources needed for a a flourishing economy, leading to a high decent standard of living and to be average standard of living based on able to participate in the life of the sufficiently large GDP per capita. For community. Without these, many
17 Cambodia Human Development Report 2001
choices are simply not available, and opment indices: HDI, GDI and a spe- many opportunities in life remain in- cific Cambodian Human Development accessible. Index which is based on the monitor- Health, education and participation ing of ten indicators2 . In order to illus- in the life of the community must there- trate the main patterns of poverty in the fore be taken into account together with country, all analysis was disaggregated the standard of living in order to assess by poverty status. a country’s developmental level. This · CHDR 1998: Women’s con- concept of development – of human tribution to development. This sec- development – is closely related to the ond report was essentially based upon concept of human rights. Both share the the 1997 CSES. It provides measures objective of human freedom and both of HDI, GDI, a third indicator, the face the challenge of poverty. Gender Empowerment Measure While UNDP has been publishing (GEM)3 , and another UNDP indica- the Human Development Report tor, the Human Poverty Index (HPI). (HDR) annually since 1990 to review The HPI measures deprivation in three the state of human development around essential elements of human life: lon- the world, we have begun to see a gevity, knowledge and a decent stand- number of countries producing national ard of living. The report sets out the HDRs since 1995. These national cultural and legal context of the gender HDRs have focused on trends in hu- issue, and then assesses the gender situ- man development and poverty within ation in the main areas of life. a country, and highlighted intra-national · CHDR 1999: Village disparities in human development Economy and Development. This across regions, economic groups, and report analysed the role of villages in gender. Cambodia’s development, making use of the village questionnaire of the 1997 b) Cambodian strategy for Hu- CSES. It thus provides a socio-eco- man Development Reports: to- nomic profile, and information about wards national ownership educational and health infrastructures, The UNDP funded project, ‘Ca- and an assessment of village-based de- pacity Development for Preparation of velopment programs. HDI, GDI, GEM the Cambodia Human Development and HPI were again presented. As the Reports’, executed by the Ministry of data sources were the same as in the Planning, began in 1997. Four impor- preceding report, the index values do tant reports have been produced: not reflect any evolution, but were up- · CHDR 1997: Poverty as- dated in order to take into account the sessment. This first report provided a change in the HDI formula used by factual overview of human develop- UNDP since 1999. ment in Cambodia. Relying on the sec- · CHDR 2000: Children and ond Socio-Economic Survey (SES) Employment. The report documented (see below), conducted in 1996, the the magnitude of child labour in Cam- report calculated three human devel- bodia, and attempted to understand the
2 The 10 indicators are: percentage of households making use of safe water, same percentage for toilets, same percentage for electricity as lighting source, percentage of households owning radio, average housing space, percentage of children under 5 years old being not stunted, percentage of school enrolment among children aged 6 to 11 years, difference between average age at entry to school and 6 years of age, percentage of children aged under 5 years with no diarrhoea disease during the two weeks preceding SES survey, percentage of children aged under 5 years treated for diarrhoea by modern (defined as non-traditional) health service providers.
3 A measure of the relative participation of women and men in political and economic spheres of activity.
18 Introduction determinants of child labour within the condition of effective dissemination. context of the overall labour market in We hope that this aspect of the report the country. This time the report could will allow exchanges with others about draw on data from the General popu- this process of knowledge transfer, ei- lation Census of 1998 and the recent ther nationally or globally. 1999 CSES for the computation of the - The methodology employed four indices HDI, GDI, GEM and HPI. by the National Research Team dur- Building on these achievements, a ing the study was to combine the use new emphasis was placed on capacity of quantitative and qualitative informa- building in the preparation of the 2001 tion, in order that each approach pro- report. In line with a fundamental goal vides critical understanding of the other. of human development, which implies The principle sources of quantitative full development of personal capacities data (see Annex B) were the general leading to actual ownership of one’s population census of 1998, the socio- production, a strategy to strengthen economic survey of 1999 and the se- transfer of skills and knowledge was ries of HIV sentinel surveillance sur- implemented through the recruitment of veys and behavioural surveillance a National Research Team to prepare surveys.4 Throughout the study proc- and produce the report (see Annex A). ess, importance was attached to un- Thus, this 2001 report differs from derstanding the conditions in which the the preceding reports in a number of figures were produced, in order to ways foremost of which is that it views support critical interpretation. the need for national capacity building The source of qualitative data was as one of its main concerns. fieldwork, undertaken in four provinces - The report is intended as a (see Annex E) that aimed at providing pedagogical tool for CHDR readers: no an understanding of the consequences autonomy is possible in interpreting of the epidemic in everyday life far quantitative information without suffi- from Phnom Penh and to confirm or cient knowledge of the conditions in repudiate intuitions about the dynam- which the figures were produced. Of ics of the epidemic. During the field- course this does not mean that all policy work, key importance was attached to makers or all users of CHDR have to developing an understanding of the become statisticians. However, people epidemic from the perspective of peo- and institutions in charge of policy de- ple living in rural locations. Given the sign or active in civil society should time constraints, it was decided to fo- share the ability to participate fully, on cus on the perspective of health staff an informed basis, in the necessary dia- who might be expected to be provid- logue between technicians of quantita- ing an active response to the epidemic tive data production and analysis and on a day-to-day basis. In addition, the policy designers. This is reflected expertise of professionals working in throughout the report. Phnom Penh informed the work of the - The report fulfils the essential research team through a series of semi- requirement of knowledge transfer: it nars on different topics. reflects the actual work undertaken by the National Research Team. Owner- c) The HIV/AIDS epidemic in ship is synonymous with full understand- Cambodia: between hope that the cur- ing, and full understanding is also the rent response to the epidemic may have
4 Unfortunately, the database of the 2000 Cambodian Demographic and Health Survey, which was expected to be an extremely valuable source of information, was not available for the National Research Team.
19 Cambodia Human Development Report 2001
curbed its spread, and major concerns The HIV/AIDS epidemic presents emerging from the present social situa- a global challenge to human develop- tion. ment and human rights. In the twenty The 2001 CHDR focuses on the years since the first observation of the causes and consequences of the HIV/ symptoms of an unknown disease in AIDS epidemic in Cambodia. The first 1981, the global spread of the epidemic reason for this focus is the inestimable has reached every location and every threat to the international development population group. In 2001, a review process posed by the epidemic. The of the current situation by the UNAIDS second is the importance of lessons, Global Strategy Framework on HIV/ which can be drawn, to-date, from the AIDS makes for frightening reading: Cambodian response to the challenge The scale of the HIV/AIDS epi- of the epidemic. Cambodia, one of the demic is now far greater than a dec- poorest countries in Southeast Asia, ade ago, exceeding the worst-case with the highest HIV prevalence rate, projections made then5 … In just 20 seems about to curb the spread of this years, nearly 58 million people have epidemic. But, at the same time, an been infected with HIV. Countless analysis of the background of human others have become more impover- poverty in this country raises important ished as a consequence: children concerns about the extent to which this have lost their parents; families have achievement is sustainable. The 2001 lost their property; communities CHDR aims to highlight these dual, but have lost teachers, health workers, apparently contradictory, aspects of the business and government leaders; Cambodian situation, and to contrib- nations have lost their investments ute, using a human development per- in decades of human resources de- spective, to the determining of an ef- velopment; and societies have lost fective way forward. untold potential contribution to so-
Table 1: Global summary of the HIV/AIDS epidemic, December 2000
People newly infected with HIV in Total 5.3 million 2000 Adults 4.7 million Women 2.2 million Children < 15 years 600,000
Number of people living with HIV/ Total 36.1 million AIDS Adults 34.7 million Women 16.4 million Children < 15 years 1.4 million
AIDS deaths in 2000 Total 3 million Adults 2.5 million Women 1.3 million Children < 15 years 500,000
Total number of AIDS deaths since Total 21.8 million the beginning of the epidemic Adults 17.5 million Women 9 million Children < 15 years 4.3 million
Source: UNAIDS and WHO 2000
5 UNAIDS and WHO (2000), now estimate that the number of people living with HIV or AIDS at the end of the year 2000 stands at 36.1 million. This is more than 50 percent higher than the 1991 projections of WHO’s Global Programme on AIDS.
20 Introduction cial, economic, political, cultural and America and the Caribbean where spiritual life. (UNAIDS 2001b) prevalence in the adult population is As noted by the UNAIDS Strategy above 1%. Framework, the situation differs signifi- In parts of Eastern Europe there cantly according to location. The HIV/ were more infections in 2000 than in AIDS pandemic presently consists of all previous years combined, while in multiple, concurrent epidemics. parts of southern Africa, the number At the end of 2000, 36.1 million of people living with HIV/AIDS has men, women and children around the increased by 50% in the last three world were living with HIV or AIDS, years. In Asia, 5.8 million people are 25.3 million in sub-Saharan Africa living with HIV/AIDS and the number alone. There are 11 countries in Latin of new infections is increasing.
Table 2: Regional HIV/AIDS statistics, end of 2000
Region Epidemic Adults & Adults & Adult % of HIV- Main modes of began children children sero- positive transmission living with newly prevalence adults who for adults living HIV/AIDS infected with rate6 are women with HIV/AIDS HIV
Sub-Sahara late 70s- 25.3 million 3.8 million 8.8% 55% Heterosexual Africa early 80s transmission (HS)
North Africa & late 80s 400,000 80,000 0.2% 40% Injecting drug Middle East use (IDU)
South & South- late 80s 5.8million 780,000 0.56% 35% HS, IDU East Asia
East Asia & late 80s 640,000 130,000 0.07% 13% IDU, HS, Men Pacific having sex with men (MSM)
Latin America late 70s- 1.4 million 150,000 0.5% 25% MSM, IDU, HS early 80s
Caribbean late 70s- 390,000 60,000 2.3% 35% HS, MSM early 80s
Eastern Europe early 90s 700,000 250,000 0.35% 25% IDU & Central Asia
Western late 70s- 540,000 30,000 0.24% 25% MSM, IDU Europe early 80s
North America late 70s- 920,000 45,000 0.6% 20% MSM, IDU, HS early 80s
Australia & New late 70s- 15,000 500 0.13% 10% MSM Zealand early 80s
Total 36.1 million 5.3 million 1.1% 47%
6 HIV prevalence rate (or seroprevalence rate) is the ratio between the number of infected persons (whatever the date of infection) and the number of persons likely to be infected (the size of the reference population). The incidence rate is the ratio between the number of newly infected persons (during a given lapse of time, usually one year) and the size of the reference population.
21 Cambodia Human Development Report 2001
Table 2 shows two major features of whom HIV prevalence was 2.3 per- the epidemic in South and Southeast cent. HIV prevalence among men is de- Asia. The epidemic began probably duced from this HIV prevalence rate, about a decade after it was detected in corrected to account for the differen- most other countries, and, despite the tial infection ratio for men and for prevalence rate being much lower than women. The Behavioural Surveillance that of sub-Saharan Africa, it is rather Survey of 1999 (BSS III) (NCHADS high among adults. 2000) deduced a value for this ratio of The HIV/AIDS epidemic in Cam- 1.5:1 (men:women). Thus the preva- bodia began relatively late, with the first lence rate among men is approximated reported incidence of HIV occurring to 3.45 percent. The adult prevalence in 1991. rate of 2.8 percent is the weighted This broadly coincides with the mean of both male and female preva- emergence of the disease in the East lence rates. Asian region. Cambodia now has the In drawing conclusions and design- highest prevalence rate in the region. ing policy based on these data, the con- The 2000 HIV Surveillance Survey text of data collection and analysis (NCHADS 2001) arrives at a preva- needs to be taken into account. As with lence rate among the adult population findings from all other countries, it is (15–49 years) of 2.8 percent as com- important to allow for an error bar pared to, Thailand (2.15 percent), Laos when working with prevalence data (as (0.05 percent), Vietnam (0.24 percent), will be discussed in the body of the re- Malaysia (0.42 percent) and Indone- port). Nevertheless, Cambodia does sia (0.05 percent) (UNAIDS and exhibit an extremely rare feature: there WHO 2000). is a consistent decrease, in the year pe- This prevalence rate is calculated riod 1997 to 2001, from 3.9% to from the prevalence rate among a na- 2.8%7 (see Figure 1). It is, therefore, tion-wide sample of pregnant women reasonable to hope that the disease may attending antenatal clinics, among have been contained.
Figure 1: HIV Surveillance Surveys showing a decrease in prevalence National HIV Prevalence among adults aged 15-49
Source: 2000 HSS dissemination – NCHADS
7 The 1998 value is not a measured value, but an interpolation between 1997 and 1999 values. Strictly speaking, Figure 1 relies on only three dates, 1997, 1999, 2000.
22 Introduction
As will be fully discussed in the re- and evolution of incidence rates. port, this apparent trend does not nec- The 2001 HIV Surveillance Survey essarily imply a declining incidence rate. will provide more information about The rapidly rising number of deaths from this apparent trend, both through com- AIDS also contributes to a declining putation of an additional point for the prevalence rate. Next to nothing is curve and by an original attempt to known, and it is even very difficult to assess new infections scale develop a hypothesis about the scale (see Box 1).
Box 1: Proposal for further investigation on declining HIV seroprevalence rate in Cambodia
Background and conceptual framework Since the first case of HIV in Cambodia was detected by the National Blood Bank, the epidemic of HIV spread rapidly, Cambodia even having the highest HIV prevalence rate in the region. From 1995 onward, the Cambodian Ministry of Health initiated the HIV Sentinel Surveillance (HSS) once a year in order to help the intervention program monitor the epidemic and serve as a tool for advocating prevention. Since then HSS continues to show increasing seroprevalence every year in every target groups, but starting from HSS 1998 the prevalence seems to be slightly decreasing and the trend continues in HSS 1999 and 2000. Although many intervention activities on HIV have been implemented, Antiretroviral drug access in Cambodia is very limited, therefore the decline of seroprevalence is most likely due to the increasing rate of AIDS deaths than to the decline of new infections, which is called incidence. In order to investigate the cause of that decline, further study should be done.
Methodology Retest all positive serum samples that were keep frozen during the 1998, 1999 and 2000 rounds of HSS by using Deturned ELISA, which has a capacity to detect recent seroconversion (<121 days). Therefore the inci- dence of HIV infection will be detected from samples, for each year, and this will make it possible to point out the trend of incidence from year to year and to confirm the decline of seroprevalence rate. It should be emphasised that such a crucial study could not have been undertaken a few years ago, because Deturned ELISA, which provides a unique opening on the degree of new infection, was not available. Such a tool is therefore of the utmost importance to understand the dynamics of the epidemic.
Source: NCHADS
For the moment, this apparent de- derstood about the dynamics of the creasing trend in HIV prevalence rates HIV/AIDS epidemic, its persistent and constitutes a spark of hope, of great consistent characteristics over the past encouragement for the determined re- decades all over the world allow one sponse from Cambodian authorities, to arrive at an understanding of its per- achieved with support from the UN tinent features. Of these, the main fea- system, multilateral and bilateral agen- ture is that the link between the epi- cies, and with the involvement of a net- demic and human poverty is crucial. work of national and international As the epidemic gradually wanes in the NGOs. This successful partnership is wealthier countries, it has begun to one of the main aspects which needs to devastate countries already weakened be highlighted, and it may provide valu- by conflict, intractable poverty or so- able guidelines for HIV/AIDS strate- cial upheaval (as is presently the situa- gies in other countries. tion in central Europe). Moreover, However, alongside this message of within countries the same pattern is hope, is another message about the evident. The epidemic moves from the need to acknowledge that reasons for population as a whole to become con- serious concerns continue to persist. centrated in socially vulnerable groups. Although much still remains to be un- Upon knowing the particular circum-
23 Cambodia Human Development Report 2001
stances of Cambodian society —wide- human development will be complex spread poverty and severe social in- indicators, gathering in one final value equity— it is not possible to be other information drawn from different as- than very concerned about its high sus- pects of life. ceptibility to a resurgence of the epi- UNDP developed a Human Devel- demic. opment Index (HDI) in order to at- tempt to capture part of the complex- d) The Human development ity of the Human Development concept situation in Cambodia (see Box 2). Since 1990, a global Hu- Human development is a structur- man Development Report has been ally complex notion, aimed at going produced each year that has used this beyond the understanding of develop- index to assess the different situations ment solely in economic terms. Thus, of the countries and regions of the the indicators developed to measure world.
Box 2: Human Development Index calculation
HDI is a composite measure of:
- Longevity, as measured by average life expectancy at birth - Educational attainment. This is constructed from adult literacy rates (which account for two-thirds of the educational attainment measure) and a combination of primary, secondary and tertiary enrolment ratios (account- ing for the remaining third) - Standard of living, as measured by real GDP per capita
Each component of this index is expressed on a scale from 0 to 1. These component values are calculated using pre-determined minimum and maximum values. The three components are then scaled according the general formula:
Dimension index = (actual value – minimum value) / (maximum value – minimum value)*
In calculating this formula, the logarithm of the values for GDP per capita (actual, minimum and maximum) is used instead of the values themselves, in order to take into account the fact that achieving a respectable level of human development does not require unlimited income. Variation in the high values is less important than varia- tion in the low values, a property well accounted for by the logarithm function.
HDI is then simply the average of the three dimension indices.
Source: UNDP 2000
* Goalposts for calculating the HDI: - Life expectancy at birth: minimum = 25 years, maximum = 85 - Adult literacy rate (%): minimum value = 0, maximum = 100 - Combined gross enrolment ratio (%) : minimum value = 0, maximum = 100 - GDP per capita (purchasing power parity US$): minimum value = 100, maximum = 40,000
24 Introduction
The following diagram summarises the construction of the HDI:
Diagram 1: Construction of the HDI
Dimension A long and Knowledge A decent standard healthy life of living
Life expectancy Adult literacy Gross enrolment GDP per capita Indicators at birth rate (GER) (PPP US$)
Dimension Life expectancy Education Index GDP index Index index
Human development index (HDI)
Globally, the latest HDI values pub- credited with a value of 0.541, which lished for 162 countries by the most ranks the country at 121 out of the 162 recent Human Development Report countries. (UNDP 2001a) make use of 1999 val- ues and run from a highest value of The situation of Cambodia among 0.939 (Norway) to a lowest value of East Asian countries is shown in Fig- 0.258 (Sierra Leone). Cambodia is ure 2:
Figure 2: Human Development Index in South-East Asia
Source: Global HDR 2001
25 Cambodia Human Development Report 2001
Cambodia thus exhibits one of the against the total HDI, we see that edu- poorest Human Development perform- cation and longevity are also responsi- ances of its region. ble for Cambodia’s low HDI. Among The HDI aims to capture the com- the four countries with the lowest GDP bined picture of three development per capita (and in the same order of fields, income, health and education. magnitude), HDI ranks from 0.48 Income poverty certainly explains part (Laos) to 0.68 (Vietnam), with Cam- of Cambodia’s low ranking for HDI. bodia achieving the relatively low fig- Nevertheless, if we plot this dimension ure of 0.54.
Figure 3: PPP GDP per capita by countries in South East Asia
Source: Global HDR 2001
It is not possible to look for a tem- sions to be drawn: the 1997 and 1998 poral trend in Cambodia’s HDI, as a indices were respectively 0.427 and technical change occurred in the index 0.421, and for the last period 1999- computation algorithm of UNDP in 2000 respectively 0.509 and 0.517. 1999. So the series of results have to Urban/rural disaggregation reveals be cut into two sequences of two years, expected results, with urban areas in sequences too short to allow conclu- much better situation.
Figure 4: Urban/rural disaggregation of HDI
Human Development Index
Source: CHDR 2000
26 Introduction
An examination of the three dimen- A study of the consumption data sions of the HDI (the GDP index, the from the period 1993-99 is possible education index and the life expectancy thanks to the series of Socio-Economic index) shows that each contributes to Surveys (see Annex B), and provides the resulting low HDI, together with the policy makers, along with all institutions spatial and gender differences. and actors involved in social issues, with possibility of drawing poverty pro- i. Persistent widespread poverty files. Obviously persistent widespread However, care is needed with tem- poverty, as can be established through poral comparisons (see Annex D). Let a study of consumption distribution, has us first compare, over these six years, a significant effect on the Cambodia’s distributions of per capita consump- HDI level. tion8 .
Table 3: Consumption profile
Indicators Strata SES 1993-94 SES 1997 SES 1999 (if adjusted)
Average per capita National 2,260 riels per 2,530 riels per 1,800 riels per consumption, in day day day 1993 - 94 prices (2,150 Riels non-adjusted)
Inequality in National 0.38 0.42 0.35 consumption: Gini Phnom Penh 0.39 0.46 0.38 index* Other Urban 0.44 0.44 0.35 Rural 0.27 0.33 0.24
Consumption share National 3.4 % 3.0 % 3.2 % of the poorest 10% Phnom Penh 2.5 % 2.6 % 2.8 % Other Urban 2.7 % 2.7 % 2.8 % Rural 4.4 % 3.7 % 4.0 %
Consumption share National 32.8 % 35.3 % 30.7 % of the richest 10% Phnom Penh 31.2 % 40.3 % 30.0 % Other Urban 36.7 % 37.6 % 28.4 % Rural 22.9 % 27.1 % 20.3 %
* Gini index is a measure of inequality, which runs from 0 (perfect equality) to 1 (perfect inequality).
Sources: Prescott and Pradham 1997, Knowles 1998, Gibson 1999
Two main conclusions may be drawn inequality is slightly less marked in ru- from Table 3. Firstly, improvement in ral areas with the corresponding fig- the average consumption over the six- ures rounding to four percent and 20 year period has been weak or even non- percent respectively. This context of existent. Secondly, there has been a poverty and high inequality is condu- persistent pattern of inequality in con- cive to the spread of HIV/AIDS and sumption, with the poorest 10 percent inhibits society’s capacity to respond of the population sharing three percent to the epidemic. of the total consumption and the rich- In order to identify the proportion est 10 percent sharing 30 percent. This of the population that should be
8 This requires monetary inflation to be taken into account. The table is given in 1993–94 prices.
27 Cambodia Human Development Report 2001
Figure 5: Cambodian poverty lines counted as poor, consumption is compared to the values of the poverty lines (For definition and computation of poverty line, see Annex C). The poverty line values are summarised in Figure 5. The most commonly used index of poverty is simply the proportion of the population whose expenditure levels fall below the poverty line and is often called the ‘head-count index’. This in- dex is easy to interpret and provides a striking view of the prevalence of poverty. However, according to the consumption distribution, the head-count index may be very sensitive to small
Sources: Prescott and Pradham 1997, Knowles 1998, Gibson 1999
variations of the poverty line setting. It tribution. The proportion of the Cam- thus provides important information, but bodian population who is defined as cannot be interpreted in isolation from poor according to this analysis is shown other features of the consumption dis- in Table 4.
Table 4: Head-count indices
SES 1993-94 SES 1997 SES 1999 SES 1999 (adjusted) (Round 1) (Round 2) 51.1 % National 39.0 36.1 % (47.8 unadjusted) 64.4 35.9 %
Phnom Penh 11.4 11.1 19.4 9.7 Other Urban 36.6 29.9 57.3 25.2 Rural 43.1 40.1 70.0 40.1
% under food 20.0 17.9 47.7 11.5 poverty line
Sources: Prescott and Pradham 1997, Knowles 1998, Gibson 1999
28 Introduction
Interpreting this table as a broad in- very far below, s/he will be counted dication of the Cambodian situation by the head-count index in the same enables a conclusion that between 40 way. Thus, it is useful to consider a and 45 percent of the Cambodian second index, which measures the av- population subsist below the poverty erage gap between poor people’s line and that there is no evidence that standard of living and the poverty line. this situation is improving. This is a strik- This index is called Poverty Gap In- ing result, which should form the start- dex and is expressed as a ratio of the ing point for reflection on poverty alle- aggregate poverty gap to the total num- viation programmes. It is within this bers below the poverty line. The in- context that the HIV/AIDS epidemic dex permits the calculation of the cost has taken root in Cambodia. of eliminating poverty by making per- However, the head-count index fectly targeted transfers to the poor (in does not indicate how far below the a hypothetical situation that assumes no poverty line the poor are. Whether a transaction costs or disincentive ef- person is just below the poverty line or fects).
Table 5: Poverty gap indices
SES 1993-94 SES 1997 SES 1999 SES 1999 (adjusted) (Round 1) (Round 2) 15.4 National 9.2 8.7 (13.7 if unadjusted) 23.9 6.5
Phnom Penh 3.1 2.2 5.2 2.0 Other Urban 9.6 7.5 23.3 6.8 Rural 10.0 9.7 26.0 6.9
According to food 3.7 3.5 14.5 2.3 poverty line
Sources: Prescott and Pradham 1997, Knowles 1998, Gibson 1999
With variations, the poverty gap in- Cambodian authorities to design and dices show a depth of poverty rounded implement poverty alleviation policies. to 10 percent. This means that, although poverty is dramatically widespread, ii. Encouraging schooling rates values of consumption by poor people marked by spatial and gender in- are concentrated around 10 percent equality below the poverty line. The circumstances of education is To summarise, there is widespread important part of the human develop- poverty in the countryside (where 84 ment perspective as it reveals both the percent of the Cambodian population recent historical context, through the resides), high levels of inequality in con- distribution of literacy among adults, sumption patterns and no clear trend and the current policy orientation, of overall poverty alleviation. These through the school enrolment rates of severe poverty related indicators do not children and teenagers. mean that Cambodian society is un- A Box-and-Whiskers plot of the changing, nor that the Cambodian gov- adults’ literacy rate, as reported in the ernment is inactive on these issues. The 1998 Cambodian national census, first and second five-year socio-eco- showing the dispersion by province for nomic development plans, 1996–2001 two age groups and by sex, illustrates and 2001–05 respectively, attest to beyond doubt the current pattern of early and persistent efforts made by the inequality in terms of literacy (Figure
29 Cambodia Human Development Report 2001
6): a strong gender inequality essentially rate. This inequality was less apparent due to a marked disparity in the older among young adults. generations: - the significant dispersion range by - the male literacy rate was approxi- province, especially for women (with mately 80% (79.5%)9 about a 60% discrepancy between the - there was a marked gender gap, situation in the capital and the situation with the rate of female literacy (57%) in the remote and poorest provinces being some 25% lower than the male along the north-east border).
Figure 6: Distribution of literacy rates among provinces by sex and age 100
80 O 12 O 12 60 O 16 O 11 40 * 16 O 22 20 O 11 O 22 * 16 O 16-11 0 Literate male Literate female Literate male Literate female 19-39 19-39 40-99 40-99
This pattern of inequality by sex and HIV/AIDS epidemic. location is common to all dimensions Further, the schooling rate distribu- of human development in Cambodia. tion for children and teenagers does The present report aims to show that allow for some optimism: the marked it, specifically, must be taken into ac- gender inequality that is characteristic count when attempting to understand of the schooling rates among the older and/or make efforts to monitor the age groups, is almost imperceptible
Table 6: Summary of schooling rates by age and sex
Children schooling rates distribution parameters (%)
Age 6 7 8 9 10 11 12
Sex Male Female Male Female Male Female Male Female Male Female Male Female Male Female
Median 15.6 14.9 31.4 31.3 45.5 44.8 58.6 57.3 64.8 63.5 72.6 71.3 75.9 72.4
Max 38.7 37.6 63.4 63.1 77.3 76.4 85.2 84.9 87.9 86.9 91.3 90.2 90.8 88.3
Min 5.91 4.66 10.8 9.96 11 11.6 17.7 17.2 17.6 15.3 26.7 22.2 28.2 21.6
Teenagers schooling rates distribution parameters (%)
Age 13 14 15 16 17 18
Sex Male Female Male Female Male Female Male Female Male Female Male Female
Median 75.7 69.42 73.1 60.2 63.5 44.73 53.1 34.27 42.1 22.1 31.9 16.14
Max 91.3 86.44 90.4 80.75 85.4 69.8 80.1 57.85 71.1 44.16 60.5 31.52
Min 30.7 20.74 33.9 21.33 22.7 11.95 28.2 13.32 17,6 11.91 17.3 5.9
9 Further investigations undertaken by UNESCO in Cambodia conclude that the 1998 Census results are overly optimistic, and that the literacy level is, in fact, much lower. A reason for this discrepancy may be that the Census recorded literacy levels by declaration, while UNESCO asked respondents to perform a practical test.
30 Introduction among the very young (Table 6). province. However, from the age of 12 As gender inequality is an essential to 16, the difference in the gender dimension of the HIV/AIDS issue, it is schooling rate increases sharply as worthwhile examining the situation in does the increase in dispersion accord- regard to schooling at greater length. ing to province. The marginal decrease Figure 7 shows that up to the age of in the gender discrepancy observed 12, gender inequality is minimal, with a from the age of 16 to 18 are related to growing but still marginal dispersion by poor schooling rates for both sexes.
Figure 7: Gender inequality in schooling enrolments
Note: de- viation from 0 shows the ex- tent of inequal- ity. The width of the rect- angles shows the extent of province-spe- cific disper- sion.
Age 6 7 8 9 10 11 12 13 14 15 16 17 18 Source: CPS 2000 In summary, although the schooling iii. The overall poor health status situation is characterised by marked with sharp local distinctions spatial and gender inequality, reason for Life expectancy is a striking indica- hope can be found in the high level of tor of global inequality. As the Global schooling rates for young teenagers10 HDR declares, leading a long and and the reduced gender discrepancy in healthy life is among most basic as- enrolment rates for the youngest age pects of for human development. Life groups. expectancy in Cambodia, at approxi-
Table 7: Life expectancy in South East Asia Country (projected Infant mortality Life expectancy at birth figures for 2000) rate (/000lb) Male Female Both
Brunei Darussalam 74 78 76 8 Cambodia 55 57 56 90 East Timor 49 50 50 120 Indonesia 65 69 67 39 Lao People’s Dem. Rep. 54 57 56 76 Malaysia 71 75 73 9 Myanmar 61 64 62 65 Philippines 68 71 69 30 Singapore 75 80 78 5 Thailand 67 73 70 25 Viet Nam 66 71 69 32
Source: PopMap software, World application.
10 It should nevertheless be added that curricula are often very delayed. Many 14 year old pupils are still enrolled in primary school.
31 Cambodia Human Development Report 2001
mately 55 years, is poor and among the children between 12 to 23 months the worst in the region (see Table 7). at the time of the survey had been fully As already shown in terms of immunised. Using an international scale, schooling rates, the spatial distribution the DHS reports that 45% of the chil- of social indicators is highly heteroge- dren were stunted, 45% underweight neous in Cambodia. As a consequence, and 15% were too thin for their height. any policy, and in particular those ad- Map 1 provides a striking example dressing the HIV/AIDS epidemic, must of unequal human development in give due consideration to this impor- Cambodia. The mortality rate ranges tant feature. To highlight further this fea- from 1 to 3 (64 percent to 170 per ture in the case of the health status, the thousand) (1998 population census). infant mortality rate, one determinant Map 1 showing the IMR again at- of the life expectancy, is considered tests to this inequality across the prov- here. The reason for choosing the IMR inces of Cambodia. Not only is this is the fact that the life expectancy indi- pattern evident for other aspects of the cator is highly model-dependent and, public health status, but also for many when applied, the model relies on the social phenomena. population age and sex structure. In As will be explained in the body of Cambodia these structures have been the report, this spatial inequality is a severely distorted because of its recent critical feature, which cannot be ignored bloody history. An analysis of the in- when assessing the HIV/AIDS situa- fant mortality rate in these circum- tion and designing appropriate re- stances is, by contrast, more reliable sponses. as it permits a direct approach, and is This is the context in which Cam- more susceptible to policy initiatives. bodia is facing HIV epidemic, a con- Table 7 shows that the overall fig- text that, as will be advocated in the ure for infant mortality is high in Cam- body of the report, provides a fertile bodia. Moreover, from recent meas- ground for the epidemic, as well as in- urements (see, for example, the Demo- hibiting social capacity to respond to graphic and Health Survey 2000) it is the epidemic. Nonetheless, as will be possible to conclude that there has been shown also, Cambodia is not without a slight worsening in the situation. The resources with which to respond to the DHS found that no more than 40% of epidemic.
Map 1: Distribution quintiles of infant mortality rate by province (NIS PopMap software)
Source: Census 1998
32 1. Human development facing HIV/ AIDS epidemic: conceptual framework and the Cambodian epidemic situation
1.1. From the perspective of in- other human activities, is a social is- dividual behaviour to the concept of sue. As such, sexual behaviour patterns vulnerability: the societal approach are constituents of overall social de- Among four principal means of HIV sign, linked with other constituents by transmission (sexual intercourse, blood double bonds of action and reaction. transfusion, re-use of needles for injec- Gender inequality, average age at mar- tions,11 parent-to-child transmission), riage, personal and social insecurity, heterosexual intercourse is the pre- employment patterns, role of women dominant means of transmission in inside the family, quality of citizenship, Cambodia,12 with parent to child trans- education levels and so forth, result in mission increasing as more and more specific sexual patterns, some of which women become HIV positive. provide fertile ground for the epidemic The strong association between the to spread. HIV/AIDS epidemic and sexual activ- The social determinants of sexual ity has often, at least in the global be- behaviour result, in particular, in dif- ginnings of the epidemic, obscured un- ferences between countries, and derstanding of mechanisms spreading among their social groups, as to their the epidemic. Sex is usually thought of capability to respond to a given threat. as a private domain, an individual This mechanism of behaviour driven by choice. This conceptualisation gave rise circumstance is well known in relation to the notion of risky behaviour that has to many social issues. For example, in played a major role in epidemic de- the case of threats to public health, scription. The task became to identify some social patterns so seriously de- the sub-populations most likely to adopt prive the concerned social groups of risky behaviour and to develop inter- capability that the disease is likely to ventions in order to bring about behav- oppose more resistance in these iour change. groups. This can be observed in de- This approach, useful as it may be, veloped countries where tuberculosis turned out to be highly insufficient for persists in the poorest segments of the reducing the spread of HIV. Two main population. Another similar example of factors may help account for its short- this relationship is the persistence of the comings: the social determinants of hu- medically understood disease, leprosy, man behaviour and the necessity of un- in developing countries, despite the low derstanding “risk” within a particular cost of the drugs required for treat- context. ment. A dramatic illustration of the above 1.1.1. Sex is a social issue analysis may be found in the evolution The main shortcoming of the “risky of the HIV epidemic in the USA: behaviour” perspective is that it does A new pattern is emerging, with not account for the fact that sex, like all the epidemic shifting towards poorer
11 HIV is transmitted through the introduction of infected blood or sexual fluids into the body. 12 It is assumed that sexual transmission is mostly heterosexual. There is little information available about men having sex with men (UNAIDS 2001c).
33 Cambodia Human Development Report 2001
people ... who face disproportionate The key feature of such a societal risks of infection and are more likely approach is its incorporation of the to be missed by prevention cam- concept of vulnerability, and the way paigns and deprived of access to vulnerability is then viewed in relation treatment. (UNAIDS 2001a) to social stratification. The concept of vulnerability complements the HD per- For example, the report quoted spective, as it deals with the availabil- above goes on to describe how the rate ity, or otherwise, of a range of choices of newly reported AIDS cases in the in a given social context. Addressing USA, disaggregated between white vulnerability calls for an understanding and black communities, shows a per- of the relationships which shape the fect mirror trend. There was a constant structural dynamics of a society, if such decrease from 1985 to 1999 for the an approach is to go beyond words white community and a constant in- and become effective. The appropriacy crease over the same time period for of this conceptual framework will be the black community. The two curves illustrated in this chapter. crossed in 1995. The validity of this approach is evi- Another highly worrying example is dent in relation to gender. Examining a provided by Eastern Europe and Cen- society from this perspective does not tral Asia. These societies have under- mean restricting the analysis to a case gone deep socio-economic transfor- study of women. It means questioning mations in the last ten years. The the balance of the differential social UNAIDS (2001a) report notes: position of both men and women and Infection rates are climbing omi- their respective roles. Similarly, a vul- nously in Eastern Europe and Cen- nerability perspective does not mean tral Asia, where overlapping epidem- restricting the study to only the poorer ics of HIV, injecting drug use and groups, but seeing poverty as a condi- sexually transmitted infections are tion shaped by human relations within swelling the ranks of people living particular structural dynamics. This with HIV/AIDS. Most of the quarter means taking into account the differ- million people who became infected ential social positions that constitute all in 2000 were men - almost all inject- the elements of that society, in order to ing drug users living in the margins understand the different behavioural of the society. In some parts of the responses and the consequent differ- region, more infections occurred in ent effectiveness of these responses to 2000 than in all previous years com- a social threat. bined. This shows that the pattern of indi- 1.1.2. Risk and context vidual behaviour is significantly deter- The second main shortcoming of the mined by the social context, and some individual behaviour-based approach is contexts are inevitably disastrous. that it supposes that vulnerability to in- Assessing the social context through the fection is dependent on defined sets of perspective of human development behaviour. This is wrong. It supposes achievements, the relationship between that behaviour can be separated from the HIV/AIDS epidemic and human the social context – such as local gen- development achievements has to be der and power relations - in which it clearly delineated in order to render this takes place. A behaviour is not risky perspective effective and result in rel- or safe in or of itself. Central and South evant recommendations for all African women learned this tragically: stakeholders. in high prevalence regions, to be a mar-
34 1. Human development facing HIV/AIDS epidemic: conceptual framework and the Cambodian epidemic situation ried woman is to be at extremely high tors, one should consider that the dy- risk of infection. Accordingly, the sex namic of the epidemic is a social issue, ratio of persons with HIV inverted from and related to its relatively recent emer- a predominance of men to a predomi- gence and responses to it. The remain- nance of women. ing part of this chapter is first devoted This finding leads to an important to illustrate the proposed conceptual observation: the ways in which the epi- framework, and then to record the cur- demic spreads are not uniform, but de- rent stage of the Cambodian HIV/ pend upon the way a country responds AIDS epidemic. The CHDR 2001 will to it. Global evidence shows that the then focus on the social vulnerability epidemic in its primary stage settles in issue in Cambodian society. the general population through male behaviour, and in predominantly urban 1.2. Conceptual framework areas. For example, high rates of early The concept of Human Develop- sero-prevalence have often been found ment embodies far more than eco- among civil servants such as male teach- nomic wealth. The present report will ers. Without timely and sufficient atten- emphasise some its major aspects. tion to this stage of the epidemic, the Readers must bear in mind that such a infection among spouses will play, in picture is not exhaustive, but aimed at turn, the next main stage in the spread providing relevant examples of the so- of the epidemic. Educated people may cial mechanisms under examination. benefit from information campaigns ear- The HIV/AIDS epidemic is similar lier and in a greater number than the to all other social phenomena: it par- non-educated. Thus the epidemic is ticipates in and inevitably affects the likely to move into pockets of poverty, overall social balance between various which will include the rural areas. groups. It develops in a given social Therefore, considering sexual be- context, and in turn, it alters that con- haviour patterns is fundamental to un- text. Diagram 2 illustrates some of the derstanding how the epidemic may have reciprocal links between key aspects established itself in a specific country of human development and the HIV/ context. Given that vulnerability to HIV AIDS epidemic drawn from the glo- infection is closely related to social fac- bal experience.
Diagram 2: The HIV/AIDS epidemic is a human development issue
Lead long and healthy life Economic achievements: economic growth, GDP per capita
Be knowledgeable Effective public sector HIV/AIDS (health, education) Decent standard of living epidemic Security No discrimination according origin, religion, sex Gender equality
Participate in the life of the community Country image in the world
35 Cambodia Human Development Report 2001
Diagram 2 illustrates two dimen- ships: the HIV/AIDS epidemic impacts sions of the same issue. Both sides of heavily on development achievements, this diagram address the question of thereby lowering overall standards of how people organise themselves to live living. A descending spiral, if set in together: the left side reflects the indi- motion, can be disastrous. vidual perspective, while the right side To make some aspects of these reflects the perspective at the national links explicit, Diagram 3 illustrates the level. The arrows directed towards the individual perspective, focusing on five HIV/AIDS epidemic ellipse illustrate a key areas of human development. key premise of this report: the level Again, the arrows pointing towards the of national development and the HIV/AIDS epidemic ellipse offer some extent to which individuals partici- examples of how the level of human pate in and benefit from that devel- development influences the spread and opment are key factors determin- impact of the epidemic. The arrows ing the spread of the epidemic. The pointing away from the HIV/AIDS arrows directed away from the HIV/ epidemic ellipse illustrate some exam- AIDS epidemic ellipse in Diagram 2 il- ples of how the epidemic undermines lustrate the reciprocity of these relation- human development achievements.
Diagram 3: Links between human development and HIV/AIDS: individual perspective
Better health practices, fewer entry points for the virus (e.g., less STIs) Higher resistance to opportunistic diseases Lead long and healthy life Long intermittent morbidity phase 100% mortality in the absence of specific treatment (ART) Better understanding of the nature of the epidemic More autonomy in personal life Be knowledgeable Widespread withdrawal from school of children affected by HIV/AIDS
Better access to education and to high quality health facilities HIV/AIDS Better and earlier access to information Decent standard of living epidemic Expenditure on traditional and biomedical health services leads to asset sale. Loss of income or labour
Capability for women to negotiate safe sex No discrimination accor- ding origin, religion, sex Rejection of specific groups of persons
Participation in the dissemination and sharing of information, particularly among peers Participate in the life of the community Stigmatisation and subsequent loss of social safety net
A high standard of health protects results in the infected persons having individuals, especially as the link be- an increasingly poor health status tween HIV infection and STIs is well (death being unavoidable without spe- established. Conversely, HIV infection cific treatment): the reciprocal influence
36 1. Human development facing HIV/AIDS epidemic: conceptual framework and the Cambodian epidemic situation between the health situation and the tunities. Active participation in civil so- epidemic is obvious. It is only one ex- ciety life, through community struc- ample of a general mechanism linking tures, for example, places the individual together essential social structures. inside a beneficial net of information and Reciprocity is an important character- discussion. In turn, this increases his/ istic of these links, despite the fact that her range of possible effective reac- one direction of the relationship is of- tions. In contrast, the stigmatisation, so ten acknowledged more readily than the often associated with a seropositive other. status, forces the people concerned Restricting comments on these links into isolation and silence, depriving the to some of the fields illustrated in Dia- community of their participation in in- gram 3, it is apparent that an educated formation sharing. person has more resources and is, This mechanism of reciprocal therefore, more able to benefit from forces, which exists at an individual HIV prevention campaigns, and will level, is also effective at the level of also have more opportunities to modify society. Diagram 4 provides a similar his/her behaviour. At the other end of illustration of links between the HIV/ the educational scale, are children af- AIDS epidemic and key aspects of fected by the HIV/AIDS epidemic. human development from the national They lack both resources and oppor- perspective:
Diagram 4: Links between human development and HIV/AIDS: the national perspective
A wealthy economy can allocate sufficient resources to Economic achievements: prevention and cure programmes Economic growth, GDP per capita Mortality due to AIDS is highest in the youngest half of the working-age population, weakening both the public and private sectors Public sectors with qualified staff and good infrastructures Effective public sectors can address optimally the HIV/AIDS epidemic (health, education) AIDS deprives public sectors of skilled staff Health system may collapse under unmanageable demand A stable country may bring together all the social groups to HIV/AIDS respond to the epidemic Security epidemic Fear, sorrow, deep feeling of inequity can lead to social unrest Women voices are the most powerful tool to lead to safe sexual patterns Gender equality Epidemic burden presses mainly upon women, as caretakers and household resource providers
Fear of negative country image can lead governments to deny the epidemic Country image in the world Positive country image is important for activities such as tourism and, more generally, for the many relationships which link a country to the global context.
Again, it is essential to fully under- structure. Human development is one stand the reciprocity of the influences of the most entrenched and demand- as shown by the arrows in Diagram 4. ing of the movements at work in any A society is, of course, a dynamical society. Achievements in the dimensions
37 Cambodia Human Development Report 2001
shown above are inextricably linked, text determines the features of the epi- and contribute to the creation of cir- demic) that these belong to two sepa- cumstances which the epidemic finds rate levels of action. Some are directly either more or less fertile. linked with the epidemic: sexual prac- The links between dimensions are tices (for example, negotiating safe not mechanical: they interact, but sex), and better health practices which progress—and setbacks - may occur will impact immediately on the spread at various paces. This means that even of the epidemic. These are the near if general mechanisms can be identified, determinants of the infection. The oth- each society will have a unique pattern ers, such as poverty alleviation, or im- of development and consequently, a provements to the level of education social issue such as the HIV/AIDS epi- throughout the entire population, will demic has to be understood and ad- slowly modify the circumstances in dressed within its specific context, which the epidemic in rooted. These while taking into account global les- are the structural determinants. They sons. are linked with the near determinants: Diagram 3 and 4 also highlight an- they determine whether the actions other important feature. As all social taken in relation to the near determi- fields are linked with the epidemic as nants are sustainable. an issue, so too are the actors who are shaping the response to the HIV/AIDS 1.3. Human rights implications issue involved in and affected by the of HIV/AIDS same social dimensions. While the fundamental goals of the Finally, a last distinction will be use- Human Rights approach converge with ful to render the above framework op- those of the Human Development ap- erational. Readers could easily be con- proach, the former does nonetheless vinced, when reading the example emphasise the rights that any human given for each of the red arrows (pro- being can demand of the society he/ viding an illustration of how the con- she participates in.
Box 3: Human rights and human development
The basic idea of Human development – that enriching the lives and freedoms of ordinary people is fundamen- tal – has much in common with the concerns expressed by declarations of human rights. The promotion of human development and the fulfilment of human rights share, in many ways, a common motivation, and reflect a funda- mental commitment to promoting the freedom, well-being and dignity of individuals in all societies. Human development and human rights are close enough in motivation and concern to be compatible and congruous, and they are different enough in strategy and design to supplement each other fruitfully. A more integrated approach can thus bring significant rewards, and facilitate in practical ways the shared attempts to advance the dignity, well-being and freedom of individuals in general. To have a particular right is to have a claim on other people or institutions that they should help or collaborate in ensuring access to some freedom. This insistence on a claim on others takes us beyond the idea of human development. Of course, in the human development perspective, social progress of the valued kind is taken to be a very good thing, and this should encourage anyone who can help to do something to preserve and promote it. But the normative connection between laudable goals and reasons for action does not yield specific duties on the part of other individuals, collectivities or social institutions to bring about human development – or to guarantee the achievement of any specified level of human development, or of its components. This is where the human rights approach may offer an additional and very useful perspective for the analysis of human development. It links the human development approach to the idea that others have duties to facilitate and enhance human development.
source: Global Human Development Report 2000, UNDP
38 1. Human development facing HIV/AIDS epidemic: conceptual framework and the Cambodian epidemic situation
In accordance with the proposed ing this responsibility is also part and conceptual framework, the issue of hu- parcel of maintaining and continuing man rights implications of the HIV/ with strategies to address entrenched AIDS epidemic can be considered by poverty and implement effective devel- examining the reciprocal links between opment strategies. the epidemic and the promotion of hu- Conversely, the epidemic accentu- man rights. ates the negative aspects of the Hu- man Rights situation. The promotion of Human Rights has Fear from infection leads to dis- an effect on the dynamics of the HIV/ crimination; no moral conviction can AIDS epidemic. The overall situation overcome the refusal to endanger one- has unfortunately resulted in this situa- self or a near relative. As long as this tion being illustrated by its negative side, fear exists, no clear understanding but important examples of a positive about the circumstances of people liv- linkage may be found, particularly in ing with HIV/AIDS can be reached. Phnom Penh. The stigmatisation associated with seropositive status (which is worse for The lack of effective means of those with AIDS) silences most of the expression on the part of individuals affected people. In turn this silence and communities results in the central lengthens the time taken to create administration having insufficient infor- awareness in the remainder of the mation about the status and the possi- population. ble progress of the epidemic. One essential contribution of the Enabling the voice of concerned in- Human Rights approach is that it dividuals, families and communities to makes explicit the legitimacy of the call be expressed is a basic duty. It is also a for support. The practical implications powerful tool for monitoring the epi- of this perspective are both demand- demic. In no country is this declaration ing and highly effective in terms of easily put into effect. For example, ac- shaping a response to the epidemic. tivists from the homosexual communi- The outputs of this framework can be ties in Europe and in the USA strug- appreciated by raising the controver- gled to make their voices heard. The sial question of access to Anti- global experiment nevertheless pro- Retroviral therapies (ART). The pri- vides important evidence about the ef- mary right of each human being is to fectiveness of this approach. stay alive: demand for access to ART The lack of effective means of therapies, which inhibit HIV from be- expression on the part of individuals coming AIDS, ensue, therefore, as an and communities results in there being elementary right. It is the duty of a fewer demands for a public safety net. country to mobilise its means to cope, Thus the burden of the epidemic remains as far as possible, with this demand. mainly with the concerned households, undermining their contribution to and 1.4. The HIV/AIDS epidemic in benefit from the wider economic the Cambodian context: knowledge achievements and threatening to and lack of knowledge polarise this impoverished group from the wider society. 1.4.1. Prevalence rate estima- Sharing the burden of the epidemic tion: HIV Surveillance Surveys by mobilising public support is the first of a society’s duties on behalf of the Quantitative knowledge on HIV/ affected part of its population. Assum- AIDS epidemic relies on data provided
39 Cambodia Human Development Report 2001
by the Sentinel Surveillance system discussed in this chapter, these surveys implemented by the National Center for provide in-depth information about the HIV/AIDS, Dermatology and STIs, a spread of the epidemic within selected department of the Ministry of Health. population groups. These are the only countrywide esti- The methodology of the Sentinel mations for the sero-prevalence rate, Surveys consists of identifying groups and as such they are essential. There presenting potentially high-risk sexual have been successive issues of the Sur- behaviour, and groups likely to be rep- veillance Sentinel Surveys since 1992, resentative of the national behaviour but these have covered a significant part norm. From these groups, a sample of of the country only since 1997. The volunteers is tested for the presence of report relies on the four most recent HIV. The groups chosen during the surveys of 1997 to 2000. While senti- previous four years are listed in nel surveys have inherent limitations, as Table 8.
Table 8: Sentinel groups
1997 (22 provinces) 1998 (19 provinces) 1999 (20 provinces) 2000 (21 provinces)
DCSW1 DCSW DCSW DCSW Male police Male police Male police Male police ANC2 Married women of ANC ANC reproductive age Hospital in-patients3 Hospital in-patients Hospital in-patients Hospital in-patients Tuberculosis patients Tuberculosis patients Tuberculosis patients Military personnel IDCSW4 Beer promoters IDCSW Non-brothel based sex workers5 Households (general population)
1 Female Direct Commercial Sex Workers, 2 Pregnant women attending antenatal clinics 3 Hospital in-patients were surveyed in only three provinces 4 Indirect Commercial Sex Workers. IDCSW includes women beer promoters, women bar workers and women working in karaoke lounges and massage parlours. 5 ‘Beer promoters’ and ‘non-brothel-based sex workers’ were an attempt to disaggregate the IDCSW group.
The 2000 Sentinel Survey Sampling stratified in Provincials capitals and re- thus encompassed six sentinel groups: maining districts. The sampling frame 1) Female direct commercial sex in all the 21 provinces but Battambang workers (DCSW) 2) Female indirect covers the two strata. For hospitals in- commercial sex workers (IDCSW) 3) patient, the three provinces in which the Male police 4) Pregnant women at- survey takes place are Battambang, tending antenatal clinics (ANC Kampong Cham and Phnom Penh. women) 5) Tuberculosis patients and DCSW, IDCSW and police were 6) Hospital in-patients (in 3 provinces recruited from randomly selected sites, only). while ANC women, TB patients and For DCSW, IDCSW and Police hospital in-patients were recruited from (and ANC women and TB patients), purposely selected sentinel sites. In the sample covered 21 provinces, provinces where the total number of
40 1. Human development facing HIV/AIDS epidemic: conceptual framework and the Cambodian epidemic situation
DSCW was not likely to exceed 150, been any less questionable. First, preg- the corresponding sample includes all nant women are likely to be more the DSCW. In provinces where the to- sexually active than the total group of tal number of DSCW was significantly adult women. But, and this is the main higher than 150, cluster sampling was limitation, most Cambodian women do done. IDSCW were sampled from a not attend antenatal clinics. According list of all beer companies that hire beer to the 2000 Cambodian Demographic promotion women, as well as bars, and Health Survey, 89% of the babies karaoke lounges and massage houses. born in the five years preceding the The sampling size, per province, survey were delivered at home. Thus was decided to be 150 people from only about 10% of mothers gave birth each sample group if prevalence in in a health facility. Indeed most (55%) 1999 was higher than 5 percent, and had no contact with a health facility 300 people from each sample group if during pregnancy. prevalence was less than 5 percent. In Although attending antenatal clinics some provinces it was not possible to is an urban phenomenon typical of the achieve these sampling targets, and so wealthier groups, it also includes as many people as possible were in- women with high-risk pregnancies. It cluded in the sample. is not easy to assess how these biases The first aim of the HSS is to pro- are likely to distort the measured preva- vide an estimate of the overall preva- lence, and even less how they might lence rate among adults. The figures for change over time. 2000 have already been described in When the epidemic is most present the introduction of this report: 2.8% of in urban areas, such prevalence as- Cambodian adults were expected to sessed through these attendance fig- be HIV positive in 2000. ures might overestimate the overall As already explained, this figure is national prevalence. When prevention based on measuring the prevalence rate is successful among educated people, in a sample of pregnant volunteers at- the reverse might be true. It results in tending antenatal clinics. This choice an underestimation of national preva- may be questioned for the following lence. Box 4 gives details for some reasons, but no other choice would have aspects of this discussion.
Box 4: Estimates of prevalence rates are inherently fragile data
Estimates of prevalence rates are essential, as knowledge of the extent of the spread of the epidemic is clearly key information in the organisation of any response to the epidemic. Unfortunately, gathering data to estimate prevalence, in addition to the difficulties common to all measurements of social phenomena described in Annexes, has specific requirements and features that cause such estimations to be inherently fragile data. Firstly, estimation of HIV prevalence rates requires blood testing from a representative sample of the popula- tion. This requirement is impossible to meet. An essential feature of HIV testing is that it is voluntary. Accommo- dation of the needs for both voluntary testing and a representative sample requires compromises. The Ethical considerations demand that the requirement that blood testing is voluntary is met in full. Therefore, distortions inside the surveillance samples have to be accepted. Secondly, fortunately, within the range of overall prevalence likely to be found in Cambodia (an order of magni- tude of around 3 percent), only a few people in a sample of a few thousand will be HIV positive. For example, the sample of pregnant women attending antenatal clinics (ANC), from which the overall Cambodian prevalence rate is deduced (as explained earlier in the report), included 6,562 women in the 2000 round of sentinel surveillance. Among them, 152 were found HIV positive, unequally spread across the 21 provinces. Thus, by province, there were between one and 17 women who tested positive. Obviously, small hazard variations will significantly influ- ence any description of such a sub-sample. In other words, any figures deduced from this sub-sample encom- pass a large error bar.
41 Cambodia Human Development Report 2001
School attainment will be used here to illustrate the type of distortion resulting from these unavoidable features of prevalence measurement. An obvious concern about the choice of the sentinel group of pregnant women attending ANC to represent Cambodian women of reproductive age is that a very small percentage of Cambodian women of reproductive age access ANC. Most pregnant Cambodian women do not attend ANC, and those who do are not likely to be a random sample of pregnant women and are likely to share certain characteristics. Indeed, the sample of pregnant women tested in the 2000 Sentinel Surveillance Survey were found to have a school attainment distribution distorted towards a high level. The same kind of distortion was found in the sample of household men surveyed for the 2000 Behavioural Sentinel Survey. Of the 3,166 men sampled through a multistage sample frame, 6.5 percent reported that they had not attended school (8.7 percent of men in rural households and 4.3 percent of men in urban households). The corresponding figures from the 1998 census, for the five provinces surveyed pooled together, are respectively 19.1percent (total), 23.68 percent (rural) and 8.84 (urban). School attainment of men from 15 to 49 is not suscep- tible to significant change in a two year time period. The choice of the ANC sample, and the sample from household sampling exhibit the same feature. Reasons contributing to this same distortion appearing in both the sample of pregnant women attending ANC clinics and the male household survey may include difficulties in conducting the survey deep in the countryside and the greater ease of response and cooperation with the survey among more educated people. Adjusting estimates of prevalence rates in the context of a sample that is unrepresentative of school attain- ment levels is not straightforward. Global trends suggest that the older an epidemic is, the more deeply it is rooted in the poorest part of society. If this trend holds for Cambodia, it could mean that surveillance survey results will gradually come to underestimate the actual HIV rate. Such underestimation will have consequences for all quantitative assessments deduced from the estimated prevalence rate, including the projected number of persons developing AIDS at a given time and the projected number of AIDS-related deaths.
The best way to clarify this ques- lower than what would have been ex- tion of prevalence is to crosscheck this pected through an interpolation of the survey with other types of prevalence results from ANC attendant women. surveys. But there has been, so far, no The three values measured from clear answer. An attempt was made in women attending ANCs are 3.2%, 1998 to substitute the sample of 2.6%, 2.3% (for 1997, 1999 and 2000 women attending ANCs with a sample respectively), resulting in an extrapo- of married women of reproductive age. late value for 1998 of 2.9%. The meas- The corresponding value proved to be ured value from married women in the same year is 2.4%. Finally, on the basis of the chosen Figure 8 : HIV seroprevalence among sentinel groups in 2000 framework, one has to evaluate the dif- ferential rate of infection between males and females in order to provide a na- tional estimate. This may be measured directly through household testing sur- veys, or deduced from behavioural es- timates. The ratio of infection for males to females of 1.5:1 comes from the Behavioral Surveillance Survey. It should be clear to readers that the steps detailed here do not mean that Cambodian data are less reliable than other data of this kind. These steps highlight the Cambodian response to the unavoidable constraints of prevalence Source: NCHADS, Sentinel Survey 2000 dissemination estimates. In one way or another, all countries have to deal with the same
42 1. Human development facing HIV/AIDS epidemic: conceptual framework and the Cambodian epidemic situation problem. The prevalence data in Cam- shown in Figure 8. bodia are far from being less reliable, In order to interpret these data, it is and the Surveillance System is consid- important to produce an estimated rate ered one of the best in the region. The of variation from one province to an- CHDR deals with the question of reli- other. ability in some detail, as fair considera- Sentinel Surveys are not designed tion of the level of confidence to be to provide data for a discussion on the given to epidemic spreading assessment situation in each province, but the is needed to consider the possibly weak range of variation is nevertheless a sig- ground on which epidemic might keep nificant indicator. Table 9 shows that, on rooting, if not refuelling. for each sampled group, the disper- The second aim of the HSS is to sion across the provinces is very im- follow the groups designated as high- portant. The results combine statisti- risk groups. The HIV seroprevalence cal fluctuations with significant local for Sentinel sub-populations in 2000 is disparities.
Table 9: Range of HIV prevalences in different provinces (HSS 2000)
Sentinel Group Lowest Prevalence Highest Prevalence
Direct sex workers 7.1% 58.6%
Indirect sex workers 5.2% 32.8%
Police 0.7% 10.7%
Antenatal clinic attendees 0.5% 5.7%
TB patients (20 provinces) 0.0% 19.5%
Hospital in-patients 8.1% 12.1% (3 provinces)
* N=21 provinces
The prevalence trends of the epi- Figure 9: HIV prevalence in high risk groups decreases demic provide data which are of para- mount importance when assessing the The Trend of HIV Seroprevalence among Direct Sex Workers effectiveness policies already imple- by Age group (in 19 provinces) mented and when considering the de- sign of future strategies. In order to un- derstand and qualify the major result, presented in the introduction, that is, the decreasing prevalence for the past three years, it is essential that the evolution of the prevalence among the surveil- lance high risk groups is also assessed. Figure 9 confirms the prevalence results derived from women attending antenatal clinics. Among the four high risk groups, two (DSW and Policemen) clearly have a decreasing trend. Less clear are the trends for ‘Beer Girls’ and
43 Cambodia Human Development Report 2001
TB patients, but, nevertheless, they are The Trend of HIV Seroprevalence among Policemen in Urban Areas at least compatible with a decrease. by Age Group 1.4.2. Behavioural Surveillance Surveys
The Sentinel System also includes repeated behavioural surveys (NCHADS 1997-2000). The Behav- ioural Surveillance Survey is a series of repeated cross-sectional surveys conducted at regular intervals on a na- tional or regional scale in target groups. The goal is to monitor and track high- risk sexual behaviours in selected tar- get groups on a regular and systematic basis. The Trend of HIV Seroprevalence among Beer Girls While HIV Surveillance Surveys are intended to estimate the prevalence of infection among chosen surveillance groups, Behavioural Surveillance Sur- vey (BSS) is intended to assess and follow over time the sexual behaviour of these groups. BSS methodology is widely used around the world in rela- tion to various aspects of public health, such as smoking, eating patterns, al- cohol consumption and so on. Annual rounds of BSS have been included in the Cambodian process for monitor- ing the HIV/AIDS epidemic since 1997, in order to monitor high-risk The Trend of HIV Seroprevalence among TB Patients sexual behaviours in selected target groups on a regular and systematic basis. Expected uses of BSS are stated to be: - Targeting prevention programs - Identifying specific behaviour in need of change - Providing indicators of success and identifying persistent problem ar- eas - Serving as an advocacy and policy tool. The population is divided into groups characterised by three broad categories of behaviour. Firstly a core group, defined as a highly vulnerable group of individuals characterised by high rates of partner change, long du-
44 1. Human development facing HIV/AIDS epidemic: conceptual framework and the Cambodian epidemic situation ration of STD infection often related to als who have sexual intercourse with poor access to acceptable health care, people categorised as ‘core group’ and and highly efficient transmission of in- ‘general population.’ The ‘general fection per exposure. Secondly, bridg- population’ is assumed to be at low ing groups, as the transmission of STD/ risk. HIV beyond core groups into the gen- The occupational groups chosen to eral population has been shown to be represent these three categories and be based on patterns of mixing by individu- sampled for the surveillance survey are:
Female sex workers (BSS I, II, III) Police/Military (BSS I, II, III) Core groups
Women beer promoters (BSS I, II, III) Moto-taxi drivers (BSS I, II, III) Bridge
Working women (BSS I, II) Vocational students (BSS I, II) Governmental officials (BSS II) Multistage sample of households males (BSS IV) General Population
BSS I: 1997 (sample 4,356), BSS II: 1998 (sample 4,265), BSS III: 1999 (sample 3,400), BSS IV: 2000 (sample 3,166). * In three of the five sites, BSS I relied on GTZ study.
The BSS are administered in only the women belonging to the core five provinces, where the five largest groups (17.6 all rounds for female sex cities are found: workers13 ) and bridge groups (ap- Phnom Penh, Sihanoukville, proximately 18.4 for women beer pro- Battambang, Kampong Cham and moters) than for general population Siem Reap. Each provincial town is women (21 to 22.5 for the two first sampled, plus three rural districts in each rounds for working women). Nothing province. BSS collects basic demo- similar is observed for men, with fig- graphic information about the respond- ures running from 21 to 22 without ents (age, marital status, age at first definite trends. marriage, number of children, educa- - Percentage ever had ‘sweetheart’ tional level and, since 1998, monthly and percentage with a ‘sweetheart’ in income, whether the person lives with the past year. family or not and whether the person - Percentage never married and has migrated in the surveyed location sexually active during the last year). Patterns of sexual - Number of lifetime sexual part- behaviour among the pre-defined ners - median (and mean). groups are captured by the following Beyond expected broad indications items: (for example, only a few working - Mean age at first sex. BSS I to III women who have never been married consistently found younger values for report being sexually active, as com-
13 Readers should keep in mind that a large number of female sex workers in Cambodia are forced into sex work. Addressing the trafficking of women is part of a comprehensive response to the HIV/AIDS epidemic.
45 Cambodia Human Development Report 2001
pared to 40-45 percent of beer pro- acteristics of the respondents, such as moters reporting sexual activity), none age. Readers must to refer to the four of these indicators enable straightfor- drafts of the BSS. ward interpretation. This is due to the Particular attention has been paid to fact that they are linked with other char- monitoring condom use. The figure 10
Figure 10: Improvement in consistent condom use
Consistent condom use by risk groups
Figure 11: The evolution in commercial sex use
Men's past month commercial sex use
46 1. Human development facing HIV/AIDS epidemic: conceptual framework and the Cambodian epidemic situation below shows an appreciable improve- Figure 12: The number of persons living with HIV/AIDS ment in consistent condom use. decreases Attention is also paid to the frequency of STDs and access to STD treatment and to HIV testing. The successive BSS also exhibit a trend towards less commercial sex use. (See figure 11). Nevertheless, BSS also captures the inexorable progression of the human consequences of the HIV/AIDS epi- demic: in one year, between 1998 and 1999, the percentage of people know- ing someone sick with AIDS has in- creased 2.5 to 3 fold among the sentinel group. The 2000 household male sur- vey found that the lowest proportion of respondents knowing someone sick or who has died from AIDS was nearly one quarter (in Siem Reap), while the high- epidemic in Cambodia, the number of est proportion was more than half of the deaths can only increase. Therefore, it sample group (in Phnom Penh). is necessary to mobilise other informa- tion sources in order to interpret the 1.4.3. On a knife’s edge between decrease in the prevalence and deter- success and threat mine further steps in a relevant re- As shown, the Cambodian epidemic sponse to the epidemic. situation, as assessed by the surveillance Currently, the only way to gain in- system, includes contrasting features. sight into the gradual lessening of the However, most importantly, the preva- incidence rate is to consider the preva- lence rate, hence the number of person lence rate for very young adults (A living with HIV, shows a marked new, original effort will be undertaken decrease. (See figure 12). in 2001 to provide more direct infor- Nevertheless, decrease in preva- mation. See Box 1). The sub-sample lence does not mean a decrease in the of pregnant women attending antena- number of new infections. People with tal clinics cannot be disaggregated by HIV remain HIV positive as long as they age group, particularly with regard to live. In the context of a steadily increas- younger women because this sub-sam- ing population size, a decrease in the ple is statistically very weak inside the sero-prevalence rate is synonymous sample. The sample of direct commer- with a decrease in the number of HIV cial sex workers (DCSW) provides an positive people. Therefore, a decrease alternative method for estimating inci- in the number of HIV positive people dence rate variation. The trend among means that the number of deaths of HIV this group shows a significant decrease, positive people is greater than the from a prevalence rate of 42.6 per- number of new infections. Thus, de- cent in 1998 to 31.5 percent in 2000. creasing prevalence may occur in a va- The youngest women in this sample riety of contexts: for example, where account for the largest decrease. When there is increasing incidence coupled this sample of women is divided into with a more steeply increasing number two age groups, younger than 20 years of deaths or where there is decreasing and older than 20 years, both age incidence. In the current context of the groups exhibit a decline in prevalence.
47 Cambodia Human Development Report 2001
However, while the older group shows Less encouraging is, first, the in- a decline of about 10 percent (decreas- creasing number of AIDS deaths. While ing from 43.4 percent to 33.9 percent), no direct measurement is available, the decline in the younger group is al- convergent information supports this most 20 percent (decreasing from 41.8 fact. On the basis of the global experi- percent to 23.1 percent). ment, a ten years period from the first It is difficult to assess whether this reported HIV case corresponds to the encouraging result reflects a general median length of survival. The Behav- trend in the overall population. How- ioural Surveillance Surveys report a ever, other features give reason for sharp increase from 1998 to 1999 in optimism, in particular, the steady in- the proportion of people knowing crease in reported consistent condom someone “sick with AIDS” (see figure use. 13).
Figure 13: The percentage of people in each surveillance group knowing someone sick with AIDS
In 2000, 47.8% of the sample of cial insecurity. Moreover, is it possible women surveyed for the Demographic to infer that the trend towards a and Health Survey answered that they gradual concentration of the HIV epi- personally knew someone who has demic in the vulnerable segments of the AIDS or who had died of AIDS. The population is true in the case of Cam- dispersion across provinces is signifi- bodia? cant. It ranges from 13% in the north The answer will be decisive for de- eastern provinces to 76.3% in Phnom signing steps for prevention and miti- Penh. gation of the epidemic’s consequences. Secondly, from the societal per- In order to cast some light on a pos- spective, several aspects of Cambo- sible answer to this crucial question, dian society are highly relevant to the Chapter 2 explores the issue of re- HIV/AIDS epidemic: these include ciprocal relations between Human De- gender norms and relations, and pov- velopment achievements and the HIV/ erty that is both widespread and highly AIDS epidemic in the Cambodian con- iniquitous, along with personal and so- text.
48 2. The Human Development perspective and the dynamic of the HIV/AIDS in Cambodia
The Human Development perspec- less examined. Finally, certain impor- tive, together with critical information tant issues, for example, the safety of about the current HIV/AIDS epidemic, blood products and drug abuse - no provide the CHDR with a conceptual doubt significant problems linked to the framework to elaborate on the pro- spread of the epidemic - have been ex- posed approach specific to the Cam- cluded from this report, because, even bodian context. A decrease in the if they play a role in the dynamic of the prevalence rate represents a first and epidemic, their specificity renders them an important success: the epidemic in questionable and, again, it was not Southeast Asia is at its worst in Cam- possible to address them in this report. bodia, but its spread has been dramati- Conversely, the aims of this report cally slowed. It is, therefore, particu- are to show the effectiveness of the larly important to understand and sur- Human Development approach to mise how the epidemic may evolve in considerations of the HIV/AIDS epi- the future. Certain questions may be demic as a social issue and to discuss asked in relation to this. Can the de- what light this perspective can cast on scending spiral described in chapter 1 the dynamics of the epidemic. be activated in Cambodia? A process of development is occurring in Cam- 2.1. Introduction: Link be- bodia, but which of its main achieve- tween HIV/AIDS epidemic and ments will be threatened by the spread demographic features of the epidemic? Conversely, which fea- tures of the Cambodian society are the Population structure, together with most likely to facilitate this spread? its spatial distribution, is of key impor- The reader will not find a compre- tance for social issues such as the HIV/ hensive review of the many related so- AIDS epidemic. Population structure cial fields and issues in this report. It is in Cambodia has been heavily affected not within its scope to consider all these. by several decades of war and con- The attached bibliography can be con- flict. Of particular relevance here is the sulted for greater detail regarding the significant lack of births and high infant issues mentioned, or complementary mortality levels during the Khmer research. The report focuses as closely Rouge regime of 1975–79 (see Fig- as possible on the Cambodian situation, ure 14). This generation – children born and the features most relevant to this and surviving this period – are now context. Moreover, it has been decided young adults. Already proportionately that the report should rely on the find- small in number compared to other age ings of previous studies where possi- groups in the population, this genera- ble, and elaborate on only those issues tion is likely to be severely affected by considered both crucial and currently AIDS deaths.
49 Cambodia Human Development Report 2001
Figure 14: Cambodian population structure (1998 census)
Figure 14 shows the age structure epidemic. The imbalance of the spatial and the age-specific sex ratio of the distribution of women and men is an- population. other very significant factor to be taken Disproportionately small in size and into account when considering the pro- with an unbalanced sex ratio, the jections at national level for the poten- youngest segment of the working age tial spread of the HIV/AIDS epidemic population is now facing the HIV/AIDS (see Figure 15).
Figure 15: Age and Sex Imbalance
Source: CPS-RUPP 2000
In addition to an imbalance in the is 100 or higher in urban areas, prob- national sex ratio, Figure 15 illustrates ably as a result of internal migration for how the sex ratio varies significantly by work. Disaggregation of this informa- age between urban and rural areas. In tion by province reveals that this gen- contrast to the general trend, in the age eral demographic feature is more pro- 20 to 40 years age group, the sex ratio nounced for some urban areas than oth-
50 2. The Human Development perspective and the dynamic of the HIV/AIDS in Cambodia ers and also exists in some semi-rural ments. Aided by such an understand- areas, again, probably due to the avail- ing a relevant response may be de- ability of employment opportunities that signed and activated. Moreover, this attract migrant male workers. Locations understanding is necessary because such as these that attract high levels of setbacks in Human Development migration require special attention from achievements worsen the social con- policy makers. text and provide opportunities for the It is essential to take the dynamics epidemic to resist and develop new of the demographic structure of the roots in the population. population into account in an assess- The chapter begins with the indi- ment of the potential nationwide con- vidual perspective, as it is appropriate sequences of the HIV/AIDS epidemic. to stress the main consequences of the Epidemics are dynamic by nature. It is current epidemic: household impover- vital for the public administration to at- ishment and the consequent vulnerabil- tempt to anticipate potential triggers for ity of children. the further spread of the epidemic. The accuracy of this analysis and the effi- 2.2.1. The crucial issue of the cacy of the action taken in response distressed sale of productive assets impacts dramatically both on the As the study of the distribution of number of people directly affected and individual consumption has already the economic consequences of the epi- shown, the standard of living in Cam- demic. bodia is highly unequal, with a wide part of the population living in impoverished 2.2. The HIV/AIDS epidemic and precarious situations. The Lorenz threatens human development curve of inequality in the consumption achievements in Cambodia distribution by household in 1999 (Fig- After 20 years of the global HIV/ ure 16) and the quantitative summary AIDS epidemic, its power to ravage a in Table 10 below provide a clear il- nation is all too obvious. Dramatic set- lustration. backs in human development are seen in high prevalence regions of the world. Figure 16: Lorenz curve for the consumption Economies are shattered when the epi- distribution by households (SES 1999) demic sweeps through the workforce, as is widely observed in some coun- tries in Sub-Saharan Africa. Cambodia is not experiencing such very high prevalence rates. However, with a prevalence rate of 2.8 percent, the country stands on the edge of a dangerous slope. The epidemic is al- ready generalised throughout the popu- lation, beyond the so-called “risk groups”, but vigorous efforts may be expected to keep it under control and to mitigate its impact, provided that the 2001 surveillance results will confirm the downward trend suggested by the 2000 figures. However, it is necessary to understand how the epidemic affects society, in order to scale up achieve- Source: Computed by National Research Team from SES 1999 data
51 Cambodia Human Development Report 2001
Table 10: Quantitative summary of consumption distribution by household
Share of food Share of non-food Share of total consumption consumption expenditure
10% poorest 2.97% 0.97% 2.26%
10% richest 24.32% 51.4% 34.8%
Gini coefficient 0.33 0.63 0.44
Source: Computed by National Research Team from SES 1999 data
Some of the principal characteris- dia is an extremely serious issue due to tics of poor households are well-estab- the limited range of alternative activi- lished, as they have been repeatedly ties. Farmers forced to sell their pro- confirmed by the successive SES. ductive land face few options other These surveys confirm common trends than to sell their labour to other farm- in social stratification: ers or to migrate to towns in search of - Poor households tend to be work as labourers. Diagram 5 illustrates larger, younger and include proportion- the mechanisms by which people be- ately more children than richer house- come landless. holds. Land issues are indeed of crucial - The poor are more likely to live significance for an agricultural country in households in which the head of the such as Cambodia. household is illiterate and has signifi- Moreover, the same mechanisms cantly fewer years of schooling than her/ lead to asset sale and impoverishment his richer counterparts. of households affected by HIV/AIDS - Human poverty is highest in regardless of the basis of their liveli- poor households in which the head of hoods. Mounting health costs (includ- the household is engaged in agriculture. ing high spending on unregulated or in- This profile has to be understood in appropriate biomedicine or traditional a context where subsistence farming is medicine), the loss of labour of pro- the main occupation for a majority of ductive family members and the impact the working age population. The cen- of fear and discrimination on employ- sus for 1998 shows that more than ment and business activities are all fac- 75% of the working age population tors that trigger sale of land and other were farmers: that is, 3 out of four em- assets, followed by a rapid slide into ployed people over the age of 14 poverty and sometimes destitution. worked in the agricultural sector. Thus, Health cost is a surprisingly com- an assessment of the consequences of plex issue in Cambodia. The negative the HIV/AIDS epidemic must begin consequences of illness on household with an assessment of the consequences members often feature in the stories of for rural farming households. With many families who have fallen into social dis- among this vulnerable population living tress. On the other hand, as will be a precarious existence, the epidemic shown in the second part of this chap- feeds the mechanisms by which house- ter, the safety net of public health holds become landless. Landlessness is centers is active, and staff claim, at least already widely anticipated to become outside the towns, that services are an increasingly serious problem over the provided free—the fee-based system coming years. Landlessness in Cambo- being inappropriate, due to the extent
52 2. The Human Development perspective and the dynamic of the HIV/AIDS in Cambodia
Diagram 5: Mechanisms by which people become landless
Factors related to landlessness in Cambodia
Some NGO Land grabbing by credit projects powerful people Unwanted land
Returnees Inappropriate land Landlessness distribution system
Authorities take over land Distressed sale Newly married couples Insecurity and absence of legal land tenure papers
Expensive Population credit Growth Business Ceremony failure
Natural Lack of health Lack of rural Disaster services credit
Illness/accident Sources: Sik (2000), Kato (1999), O’Brien (2000), Biddulph (2000), Vonn et al. (2000), Ramamurthy et al. (2001), Figueiredo et al. (2001). Analysis by National Research Team of poverty. An exploratory qualitative The Demographic and Health Sur- survey taken in the agricultural province vey findings also reflect this inconsist- with the highest population density14 , ency. Households were asked about where landlessness is currently the main seeking treatment for members ill or threat to households, illustrates the injured in the 30 days before the sur- complexities of the relationship vey. Of these, for a first treatment, 35% between the health care system and the sought care in the non-medical sector, people. Every household surveyed 33% in the private sector, and 19% in claimed to need more land, but the public sector. The mean total ex- declared that the hope of buying such penditure for this first treatment accord- land was dependent on none of its ing the source is displayed in figure 17, number becoming ill. Only the poorest and it shows that public sector was the household stated that health care was most expensive of the three sources provided free in the public facility. (the category “Others” can be ex-
14 Takeo province
53 Cambodia Human Development Report 2001
Figure 17: Mean expenditure (in US dollars) for a first treatment will, in turn, provide increasingly fertile ground for the spread of the epidemic. A descending spiral that rapidly gathers momentum could thus be initiated, becoming ever more difficult to halt. Therefore, enabling households to avoid distressed sales of productive assets should be a key focus for public intervention.
2.2.2. AIDS deaths and the vul- nerability of children In addition to the loss of livelihood through the sale of productive assets, households affected by HIV/AIDS face the illness and death of family Source: Cambodia DHS - 2000 members. The welfare of children or- phaned by AIDS is a major concern cluded, as it may represent those who from both the household and national went to another country such as Thai- perspective. In the current conditions, land or Vietnam, or who used special- the vast majority of people with HIV ist services). will eventually die from AIDS. Anti- As these mechanisms cause increas- retroviral therapy is available only to a ing numbers of households affected by small, affluent minority. A projection of HIV/AIDS to slide into deep poverty, deaths per year was done in 1999, the expansion of the segment of the using three different scenarios for population living far below the poverty epidemic spreading, by Bunna and line in severe and entrenched poverty Myers (see 2.2.4 below). Two years after their study, the pro- jections they derived from Epimodel Figure 18: Epimodel projection for cumulative number of AIDS deaths software may be retained as an order of magnitude. Although their projec- tions concerning the pressure on the health system seem, at the present time, not to have come to pass in rural ar- eas, the conclusion that ‘the benefits of aggressive prevention are clear’ re- mains relevant to the current situation. The 2000 Surveillance Survey esti- mates the number of adults (aged 15- 49 years) living with HIV to be near 170,000.15 According to the ratio of death to the number of people with HIV provided by the projections of Bunna and Myers (1999), an order of Source: Estimated Economic Impacts of AIDS in Cambodia, Bunna and Myers (UNDP, 1999) magnitude of the estimated number of cumulative deaths is around 10,000.
15 The 2000 sentinel surveillance gives a figure of 169,000 adults (aged 15-49) living with HIV. A computation, based on linear interpolation between 1998 census data and the NIS projection (2000), for the estimation of the number of adults (15-49 years old) in 2000, gives a figure of 170,000 adults living with HIV.
54 2. The Human Development perspective and the dynamic of the HIV/AIDS in Cambodia
Figure 18 shows how the cumulative viding adequate care and support for number of deaths could rise at an in- these children, they are particularly vul- creasing rate over time. nerable to poverty and extreme depri- The majority of deaths now occur- vation that is additionally fuelled by fear ring are the result of infection in the early and discrimination. From the national years of the epidemic. Spouses, par- perspective, the growth of such a seri- ticularly women, remain highly vulner- ously deprived sub-group within the able to infection from one another. The population will undermine other devel- infection and eventual death of both opment achievements. parents results in growing numbers of Of particular concern is the prob- orphaned children. With limited com- lem of school drop-out rates. These munity resources and options for pro- are high in Cambodia, especially for
Box 5: HIV/AIDS and the vulnerability of children
This text is taken from ‘Children Affected by HIV/AIDS: Appraisal of Needs and Resources in Cambodia’, published by the Khmer HIV/AIDS NGO Alliance (Khana (2000) (Phnom Penh)).
Many factors make children vulnerable in Cambodia. These are nearly all related to poverty and are more pronounced for girls than for boys. The most vulnerable ages are between 7 and 12 years, and the most vulnerable children overall are orphans from poor families. Children affected by HIV/AIDS are exposed to increased factors of vulnerability through high levels of psychosocial stress and stigma. The impacts of having a parent with HIV- related illness are multiple and serious. Families can slide into poverty quickly. Children take on new roles as carers and income generators. Some may have to leave home. After the death of a parent, children can be cheated of land, housing and other assets. Some may have to work or beg to pay back their parents’ debts. Siblings are often split up and are unable to look after one another. There are limitations to all the options for the care of orphans. Grandparents are often old and poor and the demographics show proportionately few people of grandparent age. Other relatives may treat fostered children as servants, monks have limited resources, children prefer family life to orphanages and life on the street can be dangerous and unhealthy. Adoption and fostering practices are largely unregulated. The psychosocial impact on children affected by AIDS is very high. Caring for sick parents, coping with grief, relocation too unfamiliar surroundings, separation from siblings and other support networks can all be traumatic for children. Children may worry that they themselves are infected, that their parents have done something bad, or even feel that they themselves are responsible for what has happened. They may be actively discouraged from talking about a situation where the death of parents is associated with sex. They may be made fun of by other children, or isolated from playing with other children by adults who are misinformed about HIV transmission. Often, children in distress behave in ways that may be interpreted as misbehaviour. Children with HIV are at risk of being denied their basic rights. Poverty and misinformation can result in families thinking that it is not worth treating a child with HIV or sending them to school. There is little experience amongst health workers of treating children with HIV/AIDS in Cambodia and drugs are either expensive or not available. girls over the age of 12 (see Introduc- to suffer extreme poverty and depri- tion). Specific solutions are needed ur- vation are to be avoided. The resources gently, and they should be another key required to provide support for chil- focus for public intervention, possibly dren affected by AIDS will grow con- in partnership with the NGOs already tinuously over the next decade as ex- involved. isting HIV infections lead to deaths The input of sufficient resources to from AIDS. Such scenarios raise le- provide support for children affected by gitimate questions about the possibil- AIDS - for example, enabling them to ity of preventing mortality among peo- continue their education and remain in ple infected with HIV. The medical their home communities - is essential if technology to achieve this exists. The the huge social costs of allowing them key question is whether or not Cam-
55 Cambodia Human Development Report 2001
bodia can mobilise the resources and the joint government-NGO home- capacity required to make this technol- based care programmes have been ogy available and effective for people successful in reducing fear and discrimi- with HIV (see next session). nation within the household and local community, and in establishing effec- 2.2.3. Setbacks in human rights tive referral systems for hospital care. achievements Elsewhere it is possible to witness ap- Human development achievements palling situations. It is vital for discrimi- are fragile, particularly in the field of nation to continue to be actively ad- human rights. The presence of HIV/ dressed at each step along the con- AIDS can have a shattering effect on tinuum. Discrimination, often based on the very concept of human rights. The fear, remains a dominant issue among first right of any human being is to live. people involved in the care of people This basic right requires acknowledge- with HIV and AIDS. For example, al- ment in all fields of human activities, and though staff in one referral hospital HIV/AIDS leads to setbacks in all stated that people with AIDS were not these. refused admission to the hospital, pa- - Respect for the person. tients with end-stage AIDS were ac- Firstly, with regard to respect for commodated in an extremely small and persons with HIV, a significant effort is poorly maintained building away from being made in Cambodia to facilitate the main wards. respect for people with HIV by inclu- Unfortunately, discrimination - and sion of the subject in communication a failure to acknowledge a person’s about HIV/AIDS at community level, basic right for respect - may also be in information campaigns16 and in train- fuelled by prevention campaigns. For ing for staff involved in HIV/AIDS example, efforts to implement effective work. The negative impact of discrimi- measures to reduce transmission of HIV natory behaviour and attitudes is stated through commercial sex can quickly and discussed. However, the overall lead to discriminatory practices against situation in the country differs from the women working in the commercial sex requirements. It is frequent to still en- industry. counter a persistent disregard for the - Equitable access to the benefits most elementary rights of people with of scientific progress HIV especially those with AIDS. Fear The needs of AIDS patients and is a powerful motive for discrimination: their families are universal: medicine a lack of clear information and under- and scientific progress are the com- standing about HIV transmission is an mon property of all humankind. important factor in the continued exist- (UNAIDS 2001a) ence of discriminatory practices. People have a right to receive the HIV/AIDS prevention and care highest level of technical support that cannot be separated from one another. their society is able to provide at a given Discrimination is an important issue in time. Discussion of what Cambodian the availability of a continuum of care society is able to provide at the present for people with HIV/AIDS. In Phnom time has, so far, been limited to a circle Penh and in the few other areas where of experts. From the perspective that it is implemented at the current time, the HIV/AIDS epidemic is a human
16 Such as the video “With Hope and Help: Cambodia” (funded and co-ordinated by UNICEF East Asia and Pacific Regional office and UNICEF Cambodia, with support from UNAIDS, produced by Living Films, 2001), which was televised in part. This gives a voice to people living with HIV
56 2. The Human Development perspective and the dynamic of the HIV/AIDS in Cambodia development issue and needs to be fectiveness of the therapy declines very addressed through a rights based ap- steeply without strict adherence to the proach, it is suggested that it is now time regime to open up this debate for people di- - In the present conditions ), ARV rectly affected by HIV/AIDS and so- drugs are rare goods. A market exists ciety in general. for the re-sale of many drugs, and this The CHDR wants to emphasis the is likely to be particularly significant for need to overcome obstacles and con- ARV drugs. A failure to effectively ad- sider enabling anti-retroviral therapy dress this situation will result in the (ART) on a rights based strategy. At rapid enrichment by a few traders the present time, there is no cure for rather than a significant mitigation of the HIV/AIDS. Without specific treatment consequences of the epidemic (ART) there is 100 percent mortality However, these difficulties have to from AIDS. After a long asymptomatic be considered in the context of the period (the global median period of social cost of the deaths of the vast survival from HIV infection to death is majority of people with HIV. Assess- estimated at 10 years), with episodic ments of the social costs must take into opportunistic diseases, a brief sympto- account both the direct and indirect matic period (estimated at several consequences of AIDS mortality. Di- months to more than one year) with rect consequences include orphaned steeply declining health status, is fol- children, impoverishment of house- lowed by death. With ART, this last holds and impact on the working age period can be postponed, and optimal population. Indirect consequences in- treatment may enable people to have a clude the weakening of social links and nearly normal life expectancy, although cooperation resulting from increasing this is not a cure for HIV. inequity and the limited involvement of The year 2001 is an important people with HIV in efforts to develop benchmark in debate of the issue of an effective response to epidemic. ART, as the formerly insurmountable Open and informed debate on this barrier of the costs of ART has been issue of access to ART, involving all overcome. Nevertheless, there are still sectors of society is urgently needed. major difficulties in enabling widespread International assistance, particularly access to ART: from the UN system may inform this - ART requires adequately trained debate with global experience. medical personnel and adequate facili- Notwithstanding that this will be a ties. Key issues in the provision of ART difficult debate, discussion which ena- include beginning therapy at the appro- bles the informed participation of peo- priate time and ensuring correct dos- ple with HIV and people affected by age. Failure to do so results in the rapid HIV/AIDS will enable their voice to development of virus resistance to drugs be heard in the public sphere. Open and consequently, in very poor prog- discussion about access to treatment nosis is also intrinsically linked to the facili- - ART has serious side-effects (for tation of access to voluntary counsel- example, on liver function). In a coun- ling and testing. try where the average level of health is An open and informed debate poor, side effects of the drugs may be about access to treatment will also fa- an insoluble problem. cilitate the sharing of accurate informa- - ART is extremely demanding on tion about HIV/AIDS. Knowledge the patient, requiring a quasi perfect about HIV/AIDS and about treatment adherence to the drug regime. The ef- for HIV/AIDS exists, in a context of
57 Cambodia Human Development Report 2001
vast amounts of conflicting and inac- guish ‘direct costs’ and ‘indirect curate information17 . Facilitating the costs’. The ‘direct costs’ of HIV/AIDS sharing of accurate information not only include the public and private costs empowers people to make informed of treatment and care, the costs of choices about their lives, but also dra- caring for AIDS orphans, the costs matically reduces discrimination against of funerals, the public and private people with HIV, based on fear. Clear costs of prevention, and the costs of knowledge about HIV transmission preparing the health care system to enables carers to support people with deal with the growing epidemic. The HIV without fear that they are placing most important ‘indirect costs’ of themselves at risk of infection. Clear AIDS are the private losses to house- information about HIV reduces rejec- holds, extended families and commu- tion – by families, communities and in- nities due to the premature death of stitutions – of people who have a basic young adults of prime working age. human right to live with dignity and re- What is lost is the income these spect and to receive the best treatment, adults would have earned, the prod- care and support that society is able to uct they would have produced. provide. (Bunna and Myers 1999) Bunna and Myers explore the con- 2.2.4. An example of assessing sequences of three possible scenarios the national impact of the HIV/ for the evolution of the HIV/AIDS epi- AIDS epidemic demic in Cambodia. The first scenario Combined, two reasons render dif- is that the epidemic had already ficult any tentative assessment of the peaked in 1998, the second is that the macro consequences at a national level. peak will occur in 2002, and the third The first is the scale of the epidemic: scenario is that the epidemic will peak within a range of a few percent, social in 2006. The authors attempted to consequences are pointed at the com- compute, for each of the three munity level, but quantitative consoli- scenarios, direct and indirect costs of dation of these findings at the national the epidemic: that is, the costs of illness level is reliable only for very limited and death resulting from HIV/AIDS. activity domains. The second reason is 1) Direct costs include the public the specific features of Cambodian so- and private costs of treatment and care, ciety. These encompass in particular the cost of caring for children orphaned the weak social sector, various levels by AIDS, the cost of funerals, public of monetisation and the feeble enforce- and private costs of prevention and the ment of the existing labour code. A costs of preparing the health system to summary of an assessment of the eco- cope with the growing epidemic. nomic consequences of the HIV/AIDS Of those, only public costs of treat- epidemic by Bunna and Myers (1999) ment, for both inpatients and outpa- nevertheless allows certain assump- tients, were priced. Lack of informa- tions to be made about the magnitude tion prevented quantitative assessment of its impact. The methodology they of the following items: used to assess economic impacts of - Cost of prevention (public and HIV/AIDS states that: private, including expenditure by Studies of the economic costs of NGOs) illness and death typically distin- - Household costs (expenditure on
17 For example, so-called Tai-Sheng capsules were being offered by medical staff as Anti-retrovirus medication in a large provincial town. The composition of these capsules is, in fact, plant extracts (Radix ginseng, Radix angelicae, Sinensis, Fructus lycii) and by no means do they constitute ARV medication.
58 2. The Human Development perspective and the dynamic of the HIV/AIDS in Cambodia healthcare and funerals) erage per capita product ($300), with - Public health system costs other a decrease over time (to $250) due to than the cost of treatment (e.g., man- the probable concentration of the epi- aging blood supplies and HIV testing) demic among urban poor and rural households Costs of treatment were priced as 3) The impact on households is follows: mainly the result of expenditure on health services (direct costs and means Inpatient care: of financing payment of health costs). - Estimate the number of hospitali- One consequence is that children are sation episodes: number of people with left very vulnerable for example to mal- HIV who will use public health facili- nutrition and school dropout. The au- ties multiplied by the number of times thors stress the vulnerability of most they will use them. Cambodian households to illness and - Estimate the average length of one the costs of illness even before the hospitalisation episode, in days. HIV/AIDS epidemic. - Estimate the average cost per hos- For calculation of points 1) and 2) pitalisation episode (cost per inpatient above, the key data is the estimation day plus and average drug cost per of the number of people with HIV, the episode). number of people with AIDS and the number of deaths from AIDS in each Outpatient care: successive year. This is done through Assessed by the same method as Epimodel software (Chin and Lwanga above (number of outpatient episodes 1990, 1995), using data available at per person with HIV and average cost the time of the paper, for the three sce- per episodes). narios described above. Figure 6 in this These assumptions are time depend- CHDR report is based on projections ent and based on the current situation for the ‘best’ scenario (the peak of the of Cambodia’s main public hospitals epidemic in 1998), which possibly best and experience in Thailand. In represents the current situation. particular, the authors assume that the Bunna and Myers’ cost estimation widespread availability of home-based for 1999 within scenario 1 (epidemic care will gradually be achieved. peak in 1998) is given below as an 2) Indirect costs are computed as example of the outputs of this method the loss of earnings of adults dying from of quantitative assessment of the eco- AIDS. The authors argue that it is pos- nomic consequences of the HIV/AIDS sible to compute this loss using the av- epidemic (Table 11)
Table 11: Estimation of 1999 HIV/AIDS epidemic cost
Estimation of 1999 situation (scenario 1) - Number of new AIDS cases: 5,336 - Cumulative total number of AIDS cases: 11,216 - Number of AIDS-related deaths occurring this year: 6,610
Direct costs (in USD) - Inpatient cost estimates: 1,152,575 - Outpatient cost estimates: 400,200 - Total: 1,552,776
Indirect costs: (in USD) 23,131,560
59 Cambodia Human Development Report 2001
2.3. Poverty in Cambodia fuels · Strict division of roles between the HIV/AIDS epidemic men and women inside society and in- One specific result of the Human side the family Development perspective is that it helps At the current time, Cambodia is to understand the social mechanisms characterised by a strict division of roles stimulating the epidemic. Global ineq- between men and women inside soci- uity according to the capability to re- ety and inside the family. Combined spond to the epidemic has been dis- with strong social hierarchies, this leads cussed in the Introduction. Obviously to rigid stratification. To continue with the multi-faceted problems of human the example of the important issue of poverty are highly conducive to the schooling, gender differentials are evi- spread of the epidemic. In order for dent from childhood: girls drop out from this statement to result in effective school younger and more often than policy design, the main mechanisms boys. This is not a rural feature: even leading to it have to be identified. the capital town, with its high school- ing rates, follows the drop out pattern 2.3.1. Gender inequality feeds explained earlier in the report (see Fig- HIV/AIDS epidemic ure 19).
Figure 19: Gender differential in school drop-out rates (population census 1998 data)
Source: CPS-RUPP Research Team 2000
· Parallel life education sus-1998 data give the ages of 24.2 Cambodian society is not tolerant years for men and 22.5 years for to mixed sex youth activities and does women, respectively. There is evidence not countenance premarital sex be- of a present lower value for women, tween young people. This parallel life but no known trend for men. education is ground for socially toler- Gender inequality contributes to ated commercial sex consumption by commercial sex consumption by young young men. This is enhanced by a high men and the vulnerability of married singulate mean age at marriage: Cen- women to infection from their husbands,
60 2. The Human Development perspective and the dynamic of the HIV/AIDS in Cambodia preparing the ground for the spread of ted as, or before, young people enter the epidemic in the general population. into sexual relationships may be ex- Gender issues are actively addressed pected to lead to a significant drop in by a number of organisations, both the HIV incidence rate. The classroom Cambodian and international. There is is one of the few places where girls and some evidence of changing behaviour boys gather together. Even if school in urban areas. However, sustainable attendance rates are proportionately improvement in gender-related lower for girls in the high grades, the vulnerabilities requires structural school provides an opportunity to dis- changes towards a new balance. Ob- cuss openly both the HIV/AIDS dis- viously, this new balance cannot be ease and the underlying mechanisms conceived of without significant poverty that facilitate its spread, particularly alleviation. gender inequality. Equally important is the response 2.3.2. Poverty and low human de- from the health sector. Following the velopment deprive society from the reform of the health system, a network ability to act upon itself. of health centres is in place throughout Cambodia. These health centres are · Social link, public sector and the basic tool for implementation of governance issue effective public health surveillance. Low social and economic develop- Among its responsibilities are the pro- ment not only contributes to the spread motion of reproductive health through of the epidemic, but also renders the STI treatment and antenatal care and necessary response at national level dif- the immunisation of children. Each ficult to achieve. health centre is linked to a referral hos- The full power and authority of pital, to which it refers patients need- the state needs to be brought to bear ing hospitalisation or whose illness re- on the crisis, ensuring optimal allo- quires more sophisticated medical in- cation or resources and the mobili- tervention. sation of all sectors and levels of An assessment of the effectiveness government around a result-oriented of the public sector is needed in order national strategy. This is the govern- to evaluate the means actually avail- ance challenge of HIV/AIDS. able to the authorities to implement (UNAIDS 2001a) programmes for HIV/AIDS informa- In Cambodia, the national authori- tion, prevention and care. Effectiveness ties are responding to the epidemic (see of the public sector is not an internal chapter three). However, these efforts question for the public services, but a are hindered, and possibly rendered question of the relationship between the ineffective, by the weakness of the so- local facilities and local population. cial sector. A multi-sectoral response is essen- · The case of the health sector tial to reduce vulnerability to infection, The National Research Team un- as well as to mitigate the impact of the dertook fieldworks to collect informa- epidemic at all levels. For example, tion about the level to which the popu- action by the education sector is clearly lation can and do make use of public needed. As described above, it is par- facilities. A short timeframe meant that ticularly important for young people to the team had to focus their research be targeted for HIV prevention. on selected aspects of this question. Knowledge of the social and biological The health sector was chosen as ex- mechanisms by which HIV is transmit- ample of the public sector and four
61 Cambodia Human Development Report 2001
provinces were selected. However, the timated that up to 70% of the popula- results of the field study hold for other tion is infected by malaria. Tuberculo- fields of public intervention and other sis is very widespread, as are acute provinces as well: careful study of spe- respiratory infections. Health staff also cific cases sheds light on how the level reported significant incidence of of human development in Cambodia is diarrhoeal disease and dermatitis. Lep- undermined by public action. rosy is not yet eradicated. There are The four provinces visited were periodic dengue epidemics, particularly Kompong Cham, Pailin, Koh Kong, in urban or more densely populated and Mondulkiri. Kompong Cham is a areas, resulting in child deaths. In central province and the provincial Kompong Cham, at the time of the capital is accessible by river and by a study, health staff were distributing in- good road from Phnom Penh. Pailin secticide for the water containers in and Koh Kong are both along the bor- response to an outbreak. Although den- der with Thailand, in the west and south- gue outbreaks are generally more com- west of Cambodia respectively. mon during the rainy season, dengue is Mondulkiri, the largest province in a dry season problem in Koh Kong. Cambodia on the eastern border with The HIV/AIDS epidemic is taking Vietnam, is a plateau with an elevation place in a population already fighting of 800 meters. It is particularly difficult against and/or living with endemic com- to reach from Phnom Penh due to the municable diseases. abysmal road access. The situation in The network of health centres is in- the province is evidence of the poorest tended to address the day-to-day achievements in human development. health needs of the population and to In these four contrasted situations, identify patients who need to be re- observation of the everyday life of peo- ferred to hospital. This network is rea- ple involved in responding to the HIV/ sonably dense, despite an unequal AIDS epidemic and those infected or spread. The study found a high aware- directly affected by HIV/AIDS helps ness of the HIV/AIDS epidemic at all to assess consequences of the epi- levels of the health system as well as demic for basic economic activities. motivated health staff. This assessment will inform recommen- This renders even more striking the dations for an effective response. These major finding of the fieldwork. The four examples enable a number of gen- health system addresses, at least par- eralisations to be made: tially, the HIV/AIDS epidemic. How- The Cambodian population lives ever, the epidemic, rather than exert- with endemic diseases, which contrib- ing pressure on the health system, is ute to the precariousness of life. Ma- nearly invisible at each of the different laria is widespread. In each of the four levels of the system. locations surveyed, campaigns for mos- For example, commercial sex is tar- quito nets are implemented periodically, geted for prevention activities by Pro- including the distribution of mosquito vincial AIDS Offices. One hundred nets supplied by the Ministry of Health percent condom campaigns are in or with help from NGOs. Neverthe- place, conducted through the Opera- less, malaria kills in Cambodia. In tional Districts and sometimes sup- Pailin, medical staff reported that new- ported by NGOs. The 100 percent comers were particularly likely to suf- condom campaigns are implemented fer serious episodes of malaria, while differently in different locations (see the local population tends to have less Box 9). For example, in Kompong acute episodes. In Mondulkiri, it is es- Cham the campaign largely employs
62 2. The Human Development perspective and the dynamic of the HIV/AIDS in Cambodia strategies of education, including peer often the poorest among the poor. This education. Elsewhere, measures are results in under-activity for the health more coercive, including the relocation centres. The health centres visited are of all brothel-based commercial sex to responsible for providing services to a single location outside the town and between 10 and 15 villages.18 The control of individual sex workers at number of reported outpatient consul- Provincial Health Department level tations ranged between 100 to 500 for through the holding of personal data. the month of July 2001, which gives At the local level, all the health centres an average of 16 per day. It is not neg- surveyed were willing to include infor- ligible, but it is out of proportion with mation on HIV/AIDS in their outreach the expected healthcare needs of the activities. Prevention work with indirect catchment area populations. sex workers is also undertaken in some The clinical skills of health staff are places, for example, through a pro- clearly not a factor in this under-utili- gramme of peer education in Kompong sation of the health system by the bet- Cham. ter off. The private clinics used by better Yet, demands on the health system off people are usually run by staff from from people directly affected by HIV/ the public clinics. This under-utilisation AIDS are very low. This lack of de- may be accounted for by three main mand is a reflection of extremely low reasons, both of which are closely rates of utilisation of health facilities for linked to development issues. all healthcare needs. For example, while The first reason is the limited avail- the standard of facilities and equipment ability of the health staff, which in turn levels vary at the four referral hospi- is directly linked to the issue of sala- tals, they share (with the notable ex- ries. Health staff members receive a ception of Sean Monorom RH in salary that meets the family needs only Mondulkiri) a low to very low rate of for a few days of each month. They occupancy of their medical wards. therefore have no choice but to under- Occupancy rates are low or minimal take other activities, such as running even in the referral hospital in Kompong private clinics or cultivating chamcar.19 Cham provincial town, which is one of The time available for fulfilling their the largest and has an advantage in duties in the public health services is terms of trained staff, since it was for- therefore, what remains after they have merly the provincial hospital. The met their family’s expenses. Cambo- ‘Communicable Diseases Ward’ has a dia urgently needs a more effective capacity of 20 beds, which are desig- system, but the health staff are pres- nated for patients with a range of dis- ently able to secure only a small part eases including HIV/AIDS, and has of their livelihood through work in the been newly repaired and repainted. health system. Lack of national re- During our visit only four beds were sources creates a significant discrep- occupied. ancy between the organigram of the Medical staff at all levels are cat- health system and reality, and it facili- egorical: only poor people make use of tates the spread of the HIV/AIDS epi- the public health system, and clients are demic.
18 Exceptions can be found in remote areas. For example, staff at the Sala Krau HC in Pailin reported that the HC was responsible for providing services to four communes, a total of 32 villages. Staff noted that difficulty of travel to the referral hospital demands an inpatient facility in the HC that does not currently exist.
19 Chamcar is land used for cultivation other than rice.
63 Cambodia Human Development Report 2001
Box 6: The salary issue
The reported salaries of government staff range from 30,000 to 60,000 riels per month (between approximately US$ 8 to US$15), depending on the family size and position. This does not provide a living wage for an individual, let alone a family. Well aware of this fact, the government has implemented a policy of salary incentives for staff but these are currently available only in a small number of work contexts, for example, for health staff working with tuberculosis patients. The government is in the process of building partnerships to support the implementa- tion of this policy of staff incentives. International assistance also plays an impor- tant role in the implementation of projects that would otherwise be unaffordable. However, this assistance has the potential to create significant imbalances in health service provision, through patchy geographic coverage and time-limited support. Low salaries coupled with this incentive system result in incentive-driven ac- tivity. This may not permit staff to identify and follow their own clinical priorities that can be highly frustrating and discouraging to the staff. How far do health staff salaries fall short of providing a basic acceptable stand- ard of living? Health centre staff in Koh Kong made a rapid calculation, based on the basic needs of a family (rice, food, electricity, water). These needs amount to US$345.
Insufficient state resources result in appropriate basic medicine (such as a poor public sector. A poor public vaginal suppositories) was found in sector deprives government of the each of the surveyed public facilities in means for effective action. This situa- all provinces visited. In Mondulkiri, at tion provides fertile ground for the the end of the 2001 rainy season, the spread of the HIV/AIDS epidemic and contraceptive pill was no longer avail- increases its impact. able, and it was not known when the The second reason for the under- next supply would arrive. Hence, the utilisation of public health facilities is the assessment by the population is that poor state of the infrastructure in Cam- public health facilities have limited use- bodia. Health centres, without electric- fulness. ity, result in difficult conditions (for ex- ample, babies born at night are deliv- · The two aspects of the infra- ered by candlelight). Travel is difficult structure issue. for healthy people; it can be traumatic Cambodia has limited and poorly and dangerous for ill people. maintained infrastructure. Poor quality Another important reason for the roads and limited alternative transport restricted utilisation of public health fa- options make travel to many parts of cilities is linked to the availability of the country difficult and time-consum- medicines. Firstly the list of essential ing. For example, until the upgrading drugs available at public health facili- of Route 42 is completed, Phnom Penh ties appears to be too limited. Sec- is accessible from Koh Kong by a ondly, periodic shortages in essential twice-weekly plane or by sea followed products undermine the efforts by health by road. Weather conditions, especially care staff in the areas of prevention and in the rainy season, sometimes prevent education. For example, while STIs are both these modes of transport. The thought to be a serious public health road north to Pursat is also very poor issue, and knowing that they can facili- and impassable in the rainy season. tate the transmission of HIV, a lack of There has, however, been reported sig-
64 2. The Human Development perspective and the dynamic of the HIV/AIDS in Cambodia nificant migration and mobility between ture. Improvements in the road net- Koh Kong and the bordering province work have the potential to fuel the of Klong Yai in Thailand. Similarly, it spread of HIVÁIDS, and, ironically, requires half a day to travel from Pailin avoiding this possibility will be an im- to Battambang, the provincial capital, portant challenge of the coming years a distance of 75 kilometres. And, again (Lee-Nah Hsu 2001). depending on the season and the con- dition of the roads, at least twelve to 2.3.3. Poverty fuels mobility and sixteen hours are needed to reach migration Mondulkiri from Phnom Penh. Mobility and migration are wide- HIV/AIDS prevalence rates differ spread in Cambodia, for economic and between provinces and within prov- historical reasons. The population cen- inces. sus of 1998 found that 10.4 percent These differences may be partially of the population had changed their accounted for by limited population residence within the last five years, with mobility in some areas, which is itself this rate being much higher in some partly due to poor transport infrastruc- provinces and lower in others.
Map 2: Percentage of persons declaring a previous residence less than 6 years ago.
Source: Census 1998
65 Cambodia Human Development Report 2001
The highest rates of immigration quences of infection are a private af- found by the 1998 census are in Phnom fair, a statement supported by the fact Penh, Koh Kong and Pailin, with the that there is no visible demand on ei- figure for Pailin approximately 40 per- ther the health system or the local au- cent. These statistics were one of the thority. The burden of HIV/AIDS is reasons for selecting these provinces being felt at household level. Only in as fieldwork sites. Superimposing Map Phnom Penh is the health system un- 2 onto a corresponding map for the sex der some pressure. So, unexpectedly, ratio shows that migrants to Koh Kong for a country whose sero-prevalence and Pailin tend to be male workers. rate (2.8 percent) indicates that the These different migratory patterns are epidemic is already generalised an important determinant of vulnerabil- throughout the population, researchers ity. find themselves in search of the epi- Mobility and migration are briefly demic in the public sphere. discussed here as this report aims to cover societal aspects of the HIV/ 2.4. Conclusion AIDS epidemic comprehensively. This section briefly reviews four key However, in view of the significance of issues raised in this chapter. mobility and migration to the epidemic, Firstly, fieldwork undertaken for this a separate study is required in order to study suggested that substantial human provide comprehensive, in-depth un- resources are available to respond to derstanding of current patterns of mi- situations arising as a result of the HIV/ gration and mobility and to enable fu- AIDS epidemic, but the effective de- ture patterns to be anticipated along ployment of human resources is under- with their potential consequences for mined by a lack of material resources. the HIV/AIDS epidemic. Secundly, at the current time, due to characteristics of social and eco- 2.3.4. Poverty disempowers the nomic development in Cambodia, it is poor from claiming their rights possible that the epidemic has already Another reason for the failure of the had dramatic consequences for large epidemic to exert noticeable pressure sectors of the population without this on the health system is deeply rooted impact being reflected by standard in the social context of widespread economic indicators. Cambodia is poverty: poverty disempowers the poor characterised by a very small salaried from claiming their rights. The Director sector, limited monetisation of the in- of the Kompong Cham referral hospi- formal sector20 and transition to a mar- tal gave a striking example of this ket economy that is still recent. The disempowerment. He stated that peo- majority of the population is occupied ple with HIV/AIDS admitted to the in subsistence farming. In such a con- hospital are among the poorest of the text, standard economic indicators are poor. However, these patients did not not well-adapted to capture even sig- approach the hospital independently, nificant changes because such indica- but are brought to the hospital by an tors are all based on monetary calcu- NGO. lations. The HIV/AIDS epidemic in Cam- Thirdly, inequitable shares in devel- bodia is characterised by the public si- opment achievements are a serious lence of those affected. The conse- concern for attempts to respond effec-
20 For example, calculations using the 1998 census data show that 41 percent of the population aged 14 or above are ‘unpaid family workers’. For women this rate is 62%.
66 2. The Human Development perspective and the dynamic of the HIV/AIDS in Cambodia tively to the HIV/AIDS epidemic. Eco- ing relations of power, knowledge and nomic development will not automati- economic status. cally reduce social and economic ineq- These findings point out the gov- uity: indeed certain paths of economic ernance challenge as playing a key role development contribute to an increase for scaling up the response given so in GDP while widening income gaps and far to the epidemic. promoting de-skilling. Some investment HIV/AIDS is a governance chal- is directly exploitative and contributes lenge of great complexity. In other to an increase in other forms of ineq- words, success in tackling the epi- uity, specifically gender inequity. An demic will depend on how well the example of this is the growth of the overall national response is gov- commercial sex industry. erned, managed and coordinated, Finally, society is constructed from through strong leadership at all lev- a set of relationships encompassing els, dynamic interaction between balances of power, gender, knowledge government and civil society, and and economic status. These relation- society-wide mobilization behind ships are tightly interdependent. It is not the common goal of containing this possible to bring about sustainable epidemic (UNAIDS June 2001) change in one area of social relations Cambodia is facing this challenge without altering the balance in another with strong will and involved human area. Similarly, one area cannot be ad- resources, together with poor means dressed without addressing all areas of of action. Chapter 3 reviews the social relations. For example, it is not achievements already reached in this possible to bring about change in gen- context, and proposes orientation to der relations without directly address- overcome this essential inconstancy.
67 Cambodia Human Development Report 2001
68 3. Achievements and Challenges
3.1. Governmental and public important achievements in the response sector involvement to the epidemic that, it is hoped, will enable Cambodia to join the very small 3.1.1. The HIV/AIDS task force number of countries that have de- Chapter two discussed the social creased their sero-prevalence rates. context within which the HIV/AIDS The government indeed responded epidemic is developing. This context of quickly to the emerging HIV/AIDS poverty, inequality, mobility and weak epidemic in Cambodia. In cooperation public sector services and infrastructure with UN agencies, an HIV/AIDS provides fertile ground for the epidemic. taskforce was constituted and The situation in Cambodia in 2001 in- operationalised in stages. Table 12 cludes a range of obstacles to HIV/ describes key milestones in the gov- AIDS prevention, care and impact miti- ernment response to the HIV/AIDS gation. These include: widespread pov- epidemic (UNAIDS 2001c). erty, low human development achieve- The National AIDS Authority ments, and weakness in means of gov- (NAA) plays a key coordinating role ernance. Conversely, there have been in the government response to the HIV/
Table 12: Key milestones in the government response to the HIV/AIDS epidemic
1991 National AIDS Programme established
1994 Provincial AIDS Committees (PAC) and Provincial AIDS Secretariats (PAS) established
1998 Establishment of the National Centre for HIV/AIDS, Dermatology and STDs (NCHADS) within the Ministry of Health
January 1999 Establishment of the National AIDS Authority (NAA)
2000 Strategic Plan for HIV/AIDS and STI Prevention and Care 2001-05, developed by Ministry of Health
2001 Review of the National AIDS Response
Mid 2001 Development of the National Strategic Plan 2001-05
AIDS epidemic. Key tasks include pabilities of the NAA (including making recommendations for policy member ministries) as well as Pro- and for action at national level and en- vincial AIDS Committees to ensure suring information exchange and com- timely response and implementation munication. Identified challenges for of the National Strategic Plan and action include: (future) Provincial Strategic Plans. To ensure that all government struc- (UNAIDS 2001c) tures can work together within the stra- The National Centre for HIV/ tegic framework. AIDS, Dermatology and STDs To develop the capacity and ca- (NCHADS) is another pillar of the
69 Cambodia Human Development Report 2001
government response. NCHADS is in try to make a significant burden of charge of the sentinel surveillance sys- increased morbidity and mortality tem, it develops, in line with the Stra- inevitable (quoted in UNAIDS tegic Plan for HIV/AIDS and STI Pre- 2001c) vention and Care 2001-05, strategies The Ministry of Health is a key ac- based on three concepts: tor and is part of the Priority Action - that a series of high risk situations Programme. Involvement of other min- for HIV transmission exists in the coun- istries is also required, through training try; these situations arise from the be- of staff and through specific actions. haviour of a large number of both mar- For example, the Ministry of National ried and single men who continue to Defence organises peer education buy large amounts of commercial sex programmes. Guidelines for alternative - that the HIV prevalence rates care of children affected by HIV/AIDS among men throughout the country are in formal or non-formal institutions have already sufficiently high that the spread, been produced by the Ministry of So- via their wives and girlfriends, into the cial Affairs, Labour, Vocational Train- general population, and eventually into ing and Youth Rehabilitation in coop- children, is already taking place eration with UNICEF. - that sufficient numbers of HIV In addition to an HIV/AIDS infections already exist in the coun- taskforce and the effective collection
Box 7: The provincial HIV/AIDS taskforce
Administratively a province is divided into districts. Following health sector reform, a province is also divided into health districts, known as Operational Dis- tricts (OD). One OD often covers more than one administrative district. The OD is the administrative office in charge of planning, supplying, monitoring and evaluat- ing the health services and structures. Each OD has one Referral Hospital (RH) and several Health Centres (HCs). In ordinary conditions, the RH provides only inpatient services, while HCs provide exclusively outpatient services. In areas where transportation is very difficult, a HC may provide inpatient services. In order to respond to the HIV/AIDS epidemic, three working groups are estab- lished by the Provincial Health Department together with the Provincial Authority: the Provincial AIDS Committee (PAC), Provincial AIDS Secretariat (PAS) and Provincial AIDS Office (PAO). - PAC is a policy-making body, headed by the first deputy governor of the province. Its membership consists of the heads of all the departments within the province, such as the department of health, department of women’s affairs and so forth. - PAS is a coordinating body, which is headed by the provincial health direc- tor. Members are officers working in HIV/AIDS prevention in different departments within the province. For example, the member from police department is respon- sible for HIV/AIDS prevention activities in all police stations within the province, such as the recruitment and training of peer educators within the police force. - PAO is the team of the health staff who work in the HIV/AIDS section of the provincial health department. They are permanent members of the PAS, which means that they play an important role in implementing HIV/AIDS prevention activities in the health sector. In addition, they assist other members of the PAS in the implementation of HIV/AIDS prevention activities in the different depart- ments.
70 3. Achievements and Challenges of data, advanced medical services for dress HIV/AIDS prevention and care. HIV/AIDS exist in Phnom Penh, an Efforts are now underway to link HIV/ important vanguard in the provision of AIDS services with other existing serv- medical technology with which to ad- ices, particularly TB services.
Box 8: Phnom Penh hospital services for people with HIV/AIDS
Calmette Hospital Calmette hospital has a ward named ‘Medecine B’ with a capacity of 55 beds. Of the 26 staff assigned to this ward, 6 are medical doctors and 3 are medical assistants. The bed occupancy rate is almost 100 percent. At the time of writing, 60 percent of the 55 patients were people with HIV-related conditions. The majority of these patients were hospitalised with opportunistic infections. The hospital does not provide anti-retroviral drugs (ARVs). However, ARVs are available through private stockists in Phnom Penh and the doctors will prescribe them if the patient can afford them. In addition, the hospital has an outpatient department that provides services for people with HIV-related ill- nesses. On average, the department sees about 30 patients a day.
Preah Norodom Sihanouk Hospital This hospital there is a ward called ‘Medecine infectieuses ward’ with a capacity of 60 beds. Of the 30 staff assigned to this ward, 6 are medical doctors and 2 are medical assistants. In cooperation with MSF France, the ward provides treatment for opportunistic infections as well as providing ARVs to people with HIV.
Centre of Hope/ Sihanouk hospital The Centre of Hope is a hospital run by a Christian NGO, providing general outpatient services on Mondays to Fridays. An average of 10 patients with HIV-related illnesses are seen each day. ARVs are not provided.
Maternal and Child Health Centre A pilot project providing ARV drugs to HIV positive pregnant women and their babies after delivery is currently in the training phase.
3.1.2 The ‘National Strategic tion, whereas the second strategy fo- Framework for a Comprehensive cuses on changing aspects of the ex- and Multi-Sectoral Response to isting socio-economic context to sup- HIV/AIDS, 2001-2005’ developed port individuals to protect themselves by the National AIDS Authority from HIV infection and to cope with the consequences of HIV/AIDS. The conceptual framework designed Therefore, the NAA strategy calls by the NAA for the period 2001-2005 for a change to the existing paradigm advocates a shift in paradigm. NAA for HIV/AIDS actions from a seg- vision relies on the observation that two mented, health centered, and top- complementary approaches in support down approach to a more holistic de- of decreasing the vulnerability to HIV/ velopment approach that is gender sen- AIDS at the individual, community and sitive and people-centered with a fo- societal level have emerged, according cus on empowering individuals, com- to the review of the current situation and munities and society. the analysis of obstacles and opportu- The guiding principles of this para- nities for change. digm shift are: The first approach concentrates on influencing individuals to understand that Holistic safe behavior is a more attractive op- > Multi-sectoral and interdiscipli-
71 Cambodia Human Development Report 2001
nary involvement is essential for build- nomic and human impact of AIDS on ing an adequate response to the HIV the individual, the family, community epidemic. and society