remote sensing
Article Truncated Singular Value Decomposition Regularization for Estimating Terrestrial Water Storage Changes Using GPS: A Case Study over Taiwan
Yen Ru Lai 1, Lei Wang 1,2,*, Michael Bevis 3, Hok Sum Fok 4 and Abdullah Alanazi 1
1 Department of Civil, Environmental and Geodetic Engineering, Ohio State University, Columbus, OH 43210, USA; [email protected] (Y.R.L.); [email protected] (A.A.) 2 Core Faculty, Translational Data Analytics Institute, Ohio State University, Columbus, OH 43210, USA 3 Division of Geodetic Science, School of Earth Sciences, Ohio State University, Columbus, OH 43210, USA; [email protected] 4 School of Geodesy and Geomatics, Wuhan University, Wuhan 430079, China; [email protected] * Correspondence: [email protected]; Tel.: +1-614-688-2738
Received: 31 October 2020; Accepted: 24 November 2020; Published: 25 November 2020
Abstract: It is a typical ill-conditioned problem to invert GPS-measured loading deformations for terrestrial water storage (TWS) changes. While previous studies commonly applied the 2nd-order Tikhonov regularization, we demonstrate the truncated singular value decomposition (TSVD) regularization can also be applied to solve the inversion problem. Given the fact that a regularized estimate is always biased, it is valuable to obtain estimates with different methods for better assessing the uncertainty in the solution. We also show the general cross validation (GCV) can be applied to select the truncation term for the TSVD regularization, producing a solution that minimizes predictive mean-square errors. Analyzing decade-long GPS position time series over Taiwan, we apply the TSVD regularization to estimate mean annual TWS variations for Taiwan. Our results show that the TSVD estimates can sufficiently fit the GPS-measured annual displacements, resulting in randomly distributed displacement residuals with a zero mean and small standard deviation (around 0.1 cm). On the island-wide scale, the GPS-inferred annual TWS variation is consistent with the general seasonal cycle of precipitations. However, on smaller spatial scales, we observe significant differences between the TWS changes estimated by GPS and simulated by GLDAS land surface models in terms of spatiotemporal pattern and magnitude. Based on the results, we discuss some challenges in the characterization of TWS variations using GPS observations over Taiwan.
Keywords: geophysical inversion; GPS loading deformation; terrestrial water storage; truncated singular value decomposition
1. Introduction As a fundamental Earth system component, terrestrial water storage (TWS) represents the sum of all water on and below land subsurface, including surface water, soil moisture, snow/ice, canopy water, and groundwater. It is of great interest to characterize TWS variations for enhanced understanding of water cycles and their roles in the evolving Earth system [1]. The Global Positioning System (GPS) technique has successfully been used to measure the crustal deformation associated with various geophysical processes [2,3], including Earth’s elastic response to surface mass loadings (e.g., [4,5]). Besides other in situ and remotely-sensed TWS data, GPS-measured elastic deformation on ground surface has been considered as an independent data type for estimating TWS variations, providing
Remote Sens. 2020, 12, 3861; doi:10.3390/rs12233861 www.mdpi.com/journal/remotesensing Remote Sens. 2020, 12, 3861 2 of 21 unique constraints on the estimation. Compared with the Gravity Recovery and Climate Experiment (GRACE) and its follow-on (GRACE-FO) satellite missions, which primarily sense Earth’s surface mass changes with a monthly temporal resolution and a 3 arc-degree spatial resolution [6], GPS is able to measure ground surface deformation at scattered station locations with a higher temporal resolution. On local and regional scales, while GRACE/GRACE-FO lack sufficient resolutions to resolve detailed spatiotemporal patterns of TWS variations, the position time series obtained from a network of continuously operating GPS stations might be analyzed to provide complimentary constraints for characterizing the TWS variations. GPS-measured surface deformations have been applied to characterize TWS variations over regions such as western United State [7–9], the Pacific Northwest [10], the contiguous United Sates [11], Southwest China [12–14], and Taiwan [15]. Similar to other geophysical inversion problems, however, the estimation of TWS variations from GPS-measured surface displacement is usually unstable. In the estimation, unknown TWS anomalies, which are defined as the TWS changes with respect to a reference TWS, can be parameterized on a regular grid over the region of interest. They can be related to surface displacement measurements through a coefficient matrix (i.e., design matrix), which is constructed using a Green’s function of Earth’s elastic response to a unit-mass parameter. Most often, the coefficient matrix is ill-conditioned, such that the unique solution of the inversion presents an unrealistically large L2 norm and is extremely sensitive to measurement errors. Extra constraints are thus needed in order to regularize the inversion and obtain a stable solution. Previous studies using GPS measurements to estimate TWS variations commonly imposed the 2nd order smoothness prior constraints on the solution [7–11]; that is, the TWS anomalies are assumed to vary slowly over space, and likely have similar values at neighboring locations. Such method belongs to the class of Tikhonov regularization [16], whose key idea is to incorporate a prior constraint about either the size or smoothness of the desired solution into the estimation. The prior constraint helps produce a stabilized estimate, but at the cost of enlarging data misfit. A Lagrange multiplier, i.e., regularization parameter, can be chosen to control the trade-off between the prior constraint and data misfits. Although stabilized solutions can be obtained through the regularization, they are always biased, and sensitive to many factors such as the parameterization, the choice of regularization parameter, the spatial distribution of GPS sites, and measurement errors. In addition, choosing the regularization parameter λ represents a critical but challenging step in the inversion. The regularized solution will be dominated by measurement errors if the value of λ is too small, and over smoothed if the value is too large. Although previous studies discussed the trade-offs by plotting solution smoothness against data misfits (i.e., L-curve) when different values of the regularization parameter λ were used, there is not a general conclusion about the optimal choice for the regularization parameter. Rather, the regularization parameters were often chosen empirically so that the solution represents a satisfactory compromise between its smoothness and data fits. In this study, we introduce an alternative regularization method for TWS estimation using GPS displacement measurements, i.e., the singular value decomposition (SVD) method. As a classic regularization method, the SVD method has been widely applied to solve the inversion problems in fields of geodesy, geomagnetism, geophysics and seismology. However, it has not been applied to the TWS inversion problems. Given the fact that a regularized solution is always biased, obtaining solutions with different regularization methods is desirable for better assessing uncertainties in the results. Addressing the issues of regularization parameter choice, we also investigate if a parameter choice method can be applied to quantitatively determine an “optimal” solution among all candidate solutions given by the SVD method. We demonstrate these methodologies by applying them to analyze data from the continuous GPS network over Taiwan. Over the past decades, more than 400 continuous GPS stations have been deployed over the entire island with highly non-uniform spatial distribution (Figure1). The coverage of the network is dense over western plains and along foothill faults of the mountain ranges, and relatively sparse over the Central Mountain Range. Based on the TWS changes estimated by inverting GPS data only, we also discuss some limitations of using GPS to quantify Remote Sens. 2020, 12, x 3861 FOR PEER REVIEW 3 3of of 21 21 some limitations of using GPS to quantify seasonal TWS variations over Taiwan, a relatively small areaseasonal (about TWS 11 variationstimes smaller over than Taiwan, the aarea relatively of California) small area with (about high 11heterogeneities times smaller thanin topography, the area of geologyCalifornia) and with annual high precipitation heterogeneities pattern. in topography, geology and annual precipitation pattern.
Figure 1. Continuously operatingoperating GPSGPS stations stations over over Taiwan. Taiwan. Red Red dots dots denotes denotes the the stations stations used used in thein theanalysis, analysis, and and blue blue squares squares denote denote those those excluded excluded from from the analysis.the analysis. 2. Materials and Methods 2. Materials and Methods 2.1. Truncated Singular Value Decomposition for TWS Estimation 2.1. Truncated Singular Value Decomposition for TWS Estimation The GPS-measured elastic loading deformation can be modeled as The GPS-measured elastic loading deformation can be modeled as d = A x + e (1) = ⋅ + · (1) T where d == [[dd1 ,,d d2 ,,⋯,d, d ]n] isis the the observation observation vector vector containing containing elastic elastic displacements displacements (e.g., (e.g., in in vertical vertical ··· T direction) measuredmeasured at atn GPS GPS stations stations over theover region the ofregion interest; of xinterest;= [x , x =, [,x x m,x] ,⋯,xis the ] unknown is the 1 2 ··· unknownparameter vectorparameter consisting vector of mconsistingTWS anomalies of m TWS parameterized anomalies over parameterized the region of interest.over the In region this study, of ∘ ∘ interest.the TWS In anomalies this study, are the parameterized TWS anomalies over are a 0.2 parameterized◦ 0.2◦ regular over grid a covering0.2 0.2 the regular entire Taiwangrid covering island; × theA is entire a n mTaiwandesign island; matrix, with is a the n mi-th column design vectormatrix, containing with the thei-th displacements column vector at containing the locations the of × T displacementsGPS stations in at response the locations to a unit of massGPS anomalystations givenin response by the to parameter a unit massxi; e =anomaly[e1, e2, given, en] byis the the ··· parametervector of measurement x ; =[e ,e noise. ,⋯,e ] is the vector of measurement noise. The estimationestimation of of the the TWS TWS anomaly anomaly parameter parameterx is an ill-conditioned is an ill-conditioned problem, and problem, a regularization and a regularizationis needed in order is needed to obtain in order a stabilized to obtain solution. a stab Whileilized solution. the Tikhonov While regularization the Tikhonov has regularization been widely hasadopted been forwidely the TWSadopted inversion, for the weTWS apply inversion, a classic weregularization apply a classic method regulari basedzation onmethod the SVD based of theon the SVD of the ill-conditioned design matrix. As a powerful computational tool, the SVD has been
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Remote Sens. 2020, 12, x FOR PEER REVIEW 4 of 21 ill-conditioned design matrix. As a powerful computational tool, the SVD has been widely applied widelyto solve applied ill-conditioned to solve ill-conditioned and rank-deficient and rank-deficient systems but hasn’t systems been but studied hasn’t been for the studied inversion for the of inversionGPS-measured of GPS-measured hydrological loadinghydrological deformations. loading deformations. In this methodology, In this themethodology, original ill-conditioned the original ill-conditioneddesign matrix is design replaced matrix with itsis replaced low-rank with approximation, its low-rank which approximation, is formed after which applying is formed the SVD after of applyingthe design the matrix SVD and of neglecting the design the matrix components and negl associatedecting withthe components small singular associated values [17 ].with Replacing small singularthe design values matrix [17]. with itsReplacing approximation the design formulates matrix a new with well-conditioned its approximation inversion formulates problem, a whose new well-conditionedminimum-norm solution inversion uniquely problem, exists whose and minimum-norm is referred as the solution truncated uniquely singular exists value and decomposition is referred as(TSVD) the truncated solution singular of the problem. value decomposition (TSVD) solution of the problem. Specifically, the ill-conditioned design matrix A can be decomposed as A = U Σ VT, where the Specifically, the ill-conditioned design matrix can be decomposed as = ∙ ∙ · · , where n m matrix U = [u1, u2, , um ] and the m m matrix V = [v1, v2, , vm ] consist of orthonormal the× matrix =[ ··· , ,⋯, ] and× the matrix ··· =[ , ,⋯, ] consist of vector sets u and v , respectively, which are called singular vectors of A; Σ = diag(σ , σ , , σm) orthonormal{ ivector} { setsi} and , respectively, which are called singular vectors1 of2 ··· ; Σ= is a m m diagonal matrix whose diagonal entries consist of singular values σ of A. Conventionally, diag( × , ,⋯, ) is a diagonal matrix whose diagonal entries consisti of singular values ofsingular . Conventionally, values are arranged singular in values decreasing are arranged order.Figure in decreasing2 shows order. the singular Figure values2 shows of the the singular design valuesmatrix ofA ofthe the design Taiwan matrix TWS A inversion of the Taiwan problem. TWS The inversion decay rate problem. of the singularThe decay values rate of measures the singular how valuesill-posed measures a particular how problem ill-posed is. a Theparticular problem problem is called is. mildlyThe problem ill-posed is ifcalled the decay mildly of ill-posed singular valueif the σ with the rank K has a power-law form of K α with α 1, moderately ill-posed if α > 1, and severely decayK of singular value with the rank K −has a power-law form of with ≤1, moderately αK ≤ ill-posed if the 1 decay, and has severely an exponential ill-posed form if the of decaye− [has18]. an Thus, exponentialα can be form used toof measure [18]. the Thus, degree canof ill-posedness be used to measure of a problem. the degree The TWS of ill-posedness inversion problem of a problem. over Taiwan The TWS is a mildly inversion ill-posed problem problem, over 0.741 as the decay can be fitted by the power-law function of σK = 0.028 K (Figure2). Independent of Taiwan is a mildly ill-posed problem, as the decay can be fitted by× the− power-law function of = 0.028actual data, . the singular(Figure 2). values Independent (or the design of actual matrix) data, only th depende singular on thevalues spatial (or distributionsthe design matrix) of GPS onlystations depend and TWSon the parameters. spatial distributions The SVD of thus GPS can stations be utilized and TWS in project parameters. planning The for SVD optimizing thus can thebe utilizedcondition in numberproject planning of an inverse for optimizing problem. the condition number of an inverse problem.
Figure 2.2. SingularSingular values valuesσ K , sorted, sorted in descendingin descending order, order, of the of design the design matrix Amatrixfor the A TWS for inversionthe TWS inversionproblem over problem Taiwan, over and Taiwan, the best-fitting and the best-fitting power-law power-law decay function. decay function.
The SVD can be used used to to accurately accurately comput computee the the Moore-Penrose Moore-Penrose pseudoinverse pseudoinverse of of the the matrix matrix A as = ∙ ∙ + 1 T A = V Σ− U 1 · 0· 1 ⋯0 T /σ1 0 0 u 1 ···⋯0 1 0 1 T (2) = [ , ,⋯, ] ∙ 0 /σ2 0 ∙ u (2) 2 = [v , v , , vm] ··· ⋮ 1 2 ..⋱ . ··· · . 1 · . 00 ⋯ 0 0 1 uT ··· σm m which satisfies all the four Moor-Penrose conditions [19]. Then, the pseudoinverse solution of the inverse problem can be obtained as