Sources of Evidence for Assessing the Safety, Efficacy and Effectiveness Of
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Sources of evidence for assessing the safety, efficacy and effectiveness of medicines June 2017 Acknowledgements and disclaimer The Academy of Medical Sciences is most grateful to Sir Michael Rutter CBE FRS FBA and to the members of the working group for undertaking this study. We thank the Academy’s Officers, Council members and staff, the external review group, study observers, as well as our Fellows and all those who have contributed through the call for evidence, stakeholder meetings, or by providing oral evidence. We thank the study secretariat led by Dr Claire Cope. The Academy is grateful to Arthritis Research UK, the British Heart Foundation, the British Pharmacological Society, the British Society for Immunology, the Medical Research Council, the Naji Foundation, and the National Institute for Health Research Health Technology Assessment Programme for their financial contribution to the workstream as a whole. Funding from a core grant from the Department for Business, Energy and Industrial Strategy to the Academy was also used to support this project. This report is published by the Academy of Medical Sciences and has been endorsed by its Officers and Council. Contributions by the working group were made purely in an advisory capacity. The members of the working group participated in an individual capacity and not as representatives of, or on behalf of, their affiliated hospitals, universities, organisations or associations. Their participation should not be taken as endorsement by these bodies. All web references were accessed in February 2017. This work is © The Academy of Medical Sciences and is licensed under Creative Commons Attribution 4.0 International. The Academy of Medical Sciences 2 Sources of evidence for assessing the safety, efficacy and effectiveness of medicines Contents Executive summary ................................................................................................... 4 Recommendations .................................................................................................... 8 Glossary of abbreviations ........................................................................................ 11 1. Introduction ......................................................................................................... 13 1.1 Scope and terms of reference ......................................................................................... 15 1.2 Conduct of the study ....................................................................................................... 15 1.3 Overview and audience ................................................................................................... 16 2. The research issues that all study types should address .................................... 18 2.1 Bias .................................................................................................................................. 19 2.2 Confounding .................................................................................................................... 20 2.3 Blinding ........................................................................................................................... 20 2.4 Internal/external validity and relevance .......................................................................... 21 2.5 Moderating variables ....................................................................................................... 21 2.6 Absolute risk, relative risk, attributable risk and number needed to treat ....................... 22 2.7 Causality .......................................................................................................................... 23 2.8 Choice of comparator ...................................................................................................... 25 2.9 Participant attrition and adherence to treatments .......................................................... 25 2.10 The ‘placebo’ and ‘nocebo’ effects ................................................................................ 27 2.11 Surrogate endpoints ...................................................................................................... 28 3. Addressing the challenges of research designs .................................................. 29 3.1 Randomised controlled trials ........................................................................................... 29 3.2 Observational studies ...................................................................................................... 32 3.3 Attrition, adherence, choice of comparator and endpoints ............................................. 34 3.4 Qualitative research ........................................................................................................ 35 3.5 Meta-analyses and systematic reviews ............................................................................ 35 3.6 Hierarchies of evidence ................................................................................................... 36 4. Generating evidence – evolving approaches and special cases ......................... 39 4.1 Propensity scores as a way of dealing with social selection ............................................. 40 4.2 Natural experiments ........................................................................................................ 42 The Academy of Medical Sciences 3 4.3 Mendelian randomisation as a way of inferring causality ................................................ 44 4.4 Areas where new strategies are required ........................................................................ 44 4.5 Future challenges ............................................................................................................ 47 5. Further issues for consideration when assessing research findings .................. 51 5.1 Research reproducibility and reliability............................................................................ 51 5.2 Publication bias ............................................................................................................... 54 5.3 Working with industry ..................................................................................................... 54 5.4 Concerns about over or underuse of medicines .............................................................. 56 6. Evaluation of research findings when considering their application in clinical practice .................................................................................................................... 60 6.1 Step 1: Quality of evidence on efficacy and harms .......................................................... 60 6.2 Step 2: Combining RCT data from multiple studies .......................................................... 62 6.3 Step 3: Balancing benefits and harms .............................................................................. 62 6.4 Step 4: Consideration of moderating effects ................................................................... 63 6.5 Conclusions ..................................................................................................................... 63 7. Conclusions and recommendations .................................................................... 65 7.1 The research design and conduct issues that studies should seek to address ................. 65 7.2 Trial designs ..................................................................................................................... 66 7.3 Evolving approaches for the study of the benefits and harms of treatments .................. 67 7.4 Evaluation of research findings for clinical practice ......................................................... 68 7.5 Associated issues ............................................................................................................. 68 7.6 Recommendations from the report ................................................................................. 69 7.7 Guidelines for different stakeholder groups .................................................................... 71 Annex I. Report preparation .................................................................................... 74 Annex II. Consultation and evidence gathering ...................................................... 77 Annex III. Hierarchies of evidence ........................................................................... 79 Annex IV. Alternative trial designs .......................................................................... 81 Annex V. References ................................................................................................ 84 The Academy of Medical Sciences 4 Executive summary Recent high-profile media debates over the use of statins to prevent heart disease, anti-virals to treat influenza, and the human papilloma virus (HPV) vaccine to prevent cervical cancer, have brought to the fore discussions around the validity of the methods of collecting and analysing evidence, and the way that it is presented. To provide some clarity to the debate, the Academy of Medical Sciences convened a working group to explore the strengths and limitations of different methods of assessing evidence and to describe evolving approaches that are being, or have been, developed to address some of the major limitations of current methodologies. This working group project is part of a wider workstream considering how we can all best use evidence to judge the potential benefits and harms of medicines.