KIM Equity-31-12-07-1
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EQUITY Application Form & Key Information Memorandum UNEARTHING OPPORTUNITIES Contact No. (India) 1860 425 7237, (NRI) +91 44 4083 1500 • SMS SFUND to 56767 • E-mail: [email protected] (NRI): [email protected] Investment Manager: Sundaram Asset Management Company Limited www.sundarammutual.com Sundaram Asset Management Product Label This product is suitable for investors who are Scheme Name Riskometer seeking* • Long term capital growth Sundaram Select Focus • Investment in equity & equity related instruments of select stocks • Long term capital growth Sundaram Select Mid Cap • Investment in diversified stocks that are generally termed as mid-caps • Long term capital growth Sundaram S.M.I.L.E Fund • Investment in diversified stocks that are generally termed as small and mid-caps Moderate ly M e o t de • Long term capital growth ra r Sundaram Equity Multiplier e H a • Investment in equity & equity related securities d w i te o o gh ly M L Sundaram Diversified Equity A Long-term Tax Saver Fund • Long term capital growth with 3 year lock-in H (The Fund was erstwhile known as Sundaram period i w g Tax Saver Fund. The name has been • Investment in equity & equity related securities o h changed with effect from 2nd May, 2017) L • Long term capital growth LOW HIGH Sundaram Equity Plus # • Investment in equity & equity related instruments to the extent of 65% and in Gold-ETF up to 35% Investors understand that their principal will be at Moderately High Risk • Long term capital growth and current income Sundaram Balanced Fund • A judicious mix of investments in equity and fixed income securities • Long term capital growth • Investment in equity and equity related Sundaram Rural India Fund instruments of companies focussing on Rural India • Long term capital appreciation Sundaram Smart NIFTY 100 • Returns that are commensurate with the Equal Weight Fund performance of NIFTY 100 Equal Weighted Index, subject to tracking error. Moderate • Long term capital growth ly M e o • Investment in equity and equity related t de ra r Sundaram Infrastructure instruments of companies engaged either directly e H a d w i te or indirectly in infrastructure- and infrastructure o o gh ly Advantage Fund M L related activities or expected to benefit from the growth and development of infrastructure H i • Long term capital growth w g o h Sundaram Financial Services • Investment in equity and equity related L Opportunities Fund instruments of companies engaged in Banking & Financial Services LOW HIGH • Long term capital growth Sundaram Global Advantage • Investment in units of overseas mutual funds & Investors understand that their principal will be at ETFs High Risk * Investors should consult their financial advisers if in doubt about whether the product is suitable for them # ‘Plus’ used in the scheme name is only in terms of asset allocation and not in terms of return/yield. www.sundarammutual.com 2 Sundaram Asset Management Track Record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www.sundarammutual.com 3 Sundaram Asset M anagement Track Record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www.sundarammutual.com 4 Sundaram Asset M anagement Track Record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www.sundarammutual.com 5 Sundaram Asset M anagement Key Information Memorandum Offer of units at NAV This Key Information Memorandum sets forth the information that a prospective investor ought to know before investing. For further details of the scheme / mutual fund, detailed risk factors, rights of and services for investors, due diligence certificate of Sundaram Asset Management, key personnel, penalties & pending litigations, and associate transactions, to name a few, investors must, refer to the Statement of Additional Information/Scheme Information Document available free of cost at offices of Sundaram Asset Management, Investor Service Centres, distributors and at www.sundarammutual.com . The Scheme particulars have been prepared in accordance with the Securities and Exchange Board of India (Mutual Funds) Regulations, 1996, as amended till date, and filed with the Securities and Exchange Board of India (SEBI). The units being offered for public subscription have neither been approved or disapproved by SEBI, nor has SEBI certified the accuracy or adequacy of this KIM. This KIM is dated 30/04/2017. Please read the relevant SEBI-mandated documents carefully before investing. By filling and signing this application form, applicants are deemed to have understood and accepted the terms of the offer. Fund Type Open-end equity schemes: Sundaram Select Focus, Sundaram Select Mid-Cap, Sundaram S.M.I.L.E Fund, Sundaram Equity Multiplier, Sundaram Infrastructure Advantage Fund, Sundaram Rural India Fund, and Sundaram Equity Plus. Open-end equity linked saving scheme: Sundaram Diversified Equity A Long-term Tax Saver Fund (The Fund was erstwhile known as Sundaram Tax Saver Fund. The name has been changed with effect from 2nd May, 2017) Open-end equity (sector) schemes: Sundaram Financial Services Opportunities Open-end balanced scheme: Sundaram Balanced Fund An open-end index linked equity scheme: Smart NIFTY 100 Equal Weight Fund Open-end fund of funds scheme: Sundaram Global Advantage Investment Objective Sundaram Select Focus: To achieve capital appreciation by investing in equity and equity related instruments of select stocks. Sundaram Select Mid Cap: The objective of the scheme is to achieve capital appreciation by investing in diversified stocks that are generally termed as mid-caps. Sundaram S.M.I.L.E (Small and Medium Indian Leading Equities Fund): To primarily achieve capital appreciation by investing in diversified stocks that are generally termed as small and mid-caps and by investing in other equities. Sundaram Diversified Equity A Long-term Tax Saver Fund : (The Fund was erstwhile known as Sundaram Tax Saver Fund. The name has been changed with effect from 2nd May, 2017) To achieve capital appreciation by investing predominantly in equities and equity-related instruments. A lock-in period of 3 years is applicable. Sundaram Balanced Fund: To generate capital appreciation and current income, through a judicious mix