Vote Summary Report

1 June 2019 – 31 December 2019

Lazard Asset Management Limited • 50 Stratton Street • W1J 8LL • lazardassetmanagement.com Management Proposal Recom- Vote Rationale for Company Name Primary ISIN Country Meeting Date Meeting Type Proponent Number Proposal Code Category Proposal Text mendation Instruction Vote Rationale Description for Vote Aberdeen Frontier Markets Investment Co. Ltd. GG00B1W59J17 Guernsey 10-Dec-19 Annual Management 8 Capitalization Authorise Issue of Equity For For 3 Full descriptions for vote rationales are available in the appendix Aberdeen Frontier Markets Investment Co. Ltd. GG00B1W59J17 Guernsey 10-Dec-19 Annual Management 9 Capitalization Authorise Issue of Equity without Pre-emptive Rights For For 3 Full descriptions for vote rationales are available in the appendix Aberdeen Frontier Markets Investment Co. Ltd. GG00B1W59J17 Guernsey 10-Dec-19 Annual Management 7 Capitalization Authorise Market Purchase of Ordinary Shares For For 3 Full descriptions for vote rationales are available in the appendix Aberdeen Frontier Markets Investment Co. Ltd. GG00B1W59J17 Guernsey 10-Dec-19 Annual Management 4 Directors Related Re-elect Lynne Duquemin as Director For For 2 Full descriptions for vote rationales are available in the appendix Aberdeen Frontier Markets Investment Co. Ltd. GG00B1W59J17 Guernsey 10-Dec-19 Annual Management 2 Non-Salary Comp. Approve Remuneration Report For For 4 Full descriptions for vote rationales are available in the appendix Aberdeen Frontier Markets Investment Co. Ltd. GG00B1W59J17 Guernsey 10-Dec-19 Annual Management 6 Routine/Business Authorise Board to Fix Remuneration of Auditors For For 2 Full descriptions for vote rationales are available in the appendix Aberdeen Japan Equity Fund, Inc. US00306J1097 USA 19-Jun-19 Annual Management 1 Directors Related Elect Director Rahn K. Porter For For 2 Full descriptions for vote rationales are available in the appendix Aberdeen New India Investment Trust PLC GB0006048770 05-Sep-19 Annual Management 10 Capitalization Authorise Issue of Equity For For 3 Full descriptions for vote rationales are available in the appendix Aberdeen New India Investment Trust PLC GB0006048770 United Kingdom 05-Sep-19 Annual Management 11 Capitalization Authorise Issue of Equity without Pre-emptive Rights For For 3 Full descriptions for vote rationales are available in the appendix Aberdeen New India Investment Trust PLC GB0006048770 United Kingdom 05-Sep-19 Annual Management 9 Capitalization Authorise Market Purchase of Ordinary Shares For For 3 Full descriptions for vote rationales are available in the appendix Aberdeen New India Investment Trust PLC GB0006048770 United Kingdom 05-Sep-19 Annual Management 3 Directors Related Re-elect Hasan Askari as Director For For 2 Full descriptions for vote rationales are available in the appendix Aberdeen New India Investment Trust PLC GB0006048770 United Kingdom 05-Sep-19 Annual Management 4 Directors Related Re-elect Rachel Beagles as Director For For 2 Full descriptions for vote rationales are available in the appendix Aberdeen New India Investment Trust PLC GB0006048770 United Kingdom 05-Sep-19 Annual Management 5 Directors Related Re-elect Stephen White as Director For For 2 Full descriptions for vote rationales are available in the appendix Aberdeen New India Investment Trust PLC GB0006048770 United Kingdom 05-Sep-19 Annual Management 6 Directors Related Re-elect Michael Hughes as Director For For 2 Full descriptions for vote rationales are available in the appendix Aberdeen New India Investment Trust PLC GB0006048770 United Kingdom 05-Sep-19 Annual Management 2 Non-Salary Comp. Approve Remuneration Report For For 4 Full descriptions for vote rationales are available in the appendix Aberdeen New India Investment Trust PLC GB0006048770 United Kingdom 05-Sep-19 Annual Management 7 Routine/Business Reappoint KPMG LLP as Auditors and Authorise Their Remuneration For For 2 Full descriptions for vote rationales are available in the appendix Aberdeen New Thai Investment Trust Plc GB0000059971 United Kingdom 25-Jun-19 Annual Management 10 Capitalization Authorise Issue of Equity For For 3 Full descriptions for vote rationales are available in the appendix Aberdeen New Thai Investment Trust Plc GB0000059971 United Kingdom 25-Jun-19 Annual Management 11 Capitalization Authorise Issue of Equity without Pre-emptive Rights For For 3 Full descriptions for vote rationales are available in the appendix Aberdeen New Thai Investment Trust Plc GB0000059971 United Kingdom 25-Jun-19 Annual Management 12 Capitalization Authorise Market Purchase of Ordinary Shares For For 3 Full descriptions for vote rationales are available in the appendix Aberdeen New Thai Investment Trust Plc GB0000059971 United Kingdom 25-Jun-19 Annual Management 4 Directors Related Elect Sarah McCarthy as Director For For 2 Full descriptions for vote rationales are available in the appendix Aberdeen New Thai Investment Trust Plc GB0000059971 United Kingdom 25-Jun-19 Annual Management 5 Directors Related Re-elect Andy Pomfret as Director For For 2 Full descriptions for vote rationales are available in the appendix Aberdeen New Thai Investment Trust Plc GB0000059971 United Kingdom 25-Jun-19 Annual Management 6 Directors Related Re-elect Sarah MacAulay as Director For For 2 Full descriptions for vote rationales are available in the appendix Aberdeen New Thai Investment Trust Plc GB0000059971 United Kingdom 25-Jun-19 Annual Management 7 Directors Related Re-elect Nicholas Smith as Director For For 2 Full descriptions for vote rationales are available in the appendix Aberdeen New Thai Investment Trust Plc GB0000059971 United Kingdom 25-Jun-19 Annual Management 2 Non-Salary Comp. Approve Remuneration Report For For 4 Full descriptions for vote rationales are available in the appendix Aberdeen New Thai Investment Trust Plc GB0000059971 United Kingdom 25-Jun-19 Annual Management 9 Routine/Business Authorise Board to Fix Remuneration of Auditors For For 2 Full descriptions for vote rationales are available in the appendix Aberdeen Private Equity Fund Ltd. GG00BFMDJ822 Guernsey 19-Sep-19 Annual Management 1 Preferred/Bondholder Approve the Liquidator's Receipts and Payments Account from 29 June 2018 to 15 August 2019 For For 4 Full descriptions for vote rationales are available in the appendix Aberdeen Private Equity Fund Ltd. GG00BFMDJ822 Guernsey 19-Sep-19 Annual Management 2 Preferred/Bondholder Approve the Joint Liquidators' Remuneration, Disbursements and Costs For For 4 Full descriptions for vote rationales are available in the appendix ABN AMRO Bank NV NL0011540547 Netherlands 17-Dec-19 Special Management 2civ Directors Related Elect Laetitia Griffith to Supervisory Board For For 2 Full descriptions for vote rationales are available in the appendix AEON Financial Service Co., Ltd. JP3131400008 Japan 25-Jun-19 Annual Management 2.1 Directors Related Elect Director Suzuki, Masaki For For 2 Full descriptions for vote rationales are available in the appendix AEON Financial Service Co., Ltd. JP3131400008 Japan 25-Jun-19 Annual Management 2.2 Directors Related Elect Director Kawahara, Kenji For For 2 Full descriptions for vote rationales are available in the appendix AEON Financial Service Co., Ltd. JP3131400008 Japan 25-Jun-19 Annual Management 2.3 Directors Related Elect Director Mizuno, Masao For For 2 Full descriptions for vote rationales are available in the appendix AEON Financial Service Co., Ltd. JP3131400008 Japan 25-Jun-19 Annual Management 2.4 Directors Related Elect Director Wakabayashi, Hideki For For 2 Full descriptions for vote rationales are available in the appendix AEON Financial Service Co., Ltd. JP3131400008 Japan 25-Jun-19 Annual Management 2.5 Directors Related Elect Director Mangetsu, Masaaki For For 2 Full descriptions for vote rationales are available in the appendix AEON Financial Service Co., Ltd. JP3131400008 Japan 25-Jun-19 Annual Management 2.6 Directors Related Elect Director Yamada, Yoshitaka For For 2 Full descriptions for vote rationales are available in the appendix AEON Financial Service Co., Ltd. JP3131400008 Japan 25-Jun-19 Annual Management 2.7 Directors Related Elect Director Mitsufuji, Tomoyuki For For 2 Full descriptions for vote rationales are available in the appendix AEON Financial Service Co., Ltd. JP3131400008 Japan 25-Jun-19 Annual Management 2.8 Directors Related Elect Director Watanabe, Hiroyuki For For 2 Full descriptions for vote rationales are available in the appendix AEON Financial Service Co., Ltd. JP3131400008 Japan 25-Jun-19 Annual Management 2.9 Directors Related Elect Director Hakoda, Junya For For 2 Full descriptions for vote rationales are available in the appendix AEON Financial Service Co., Ltd. JP3131400008 Japan 25-Jun-19 Annual Management 2.10 Directors Related Elect Director Nakajima, Yoshimi For For 2 Full descriptions for vote rationales are available in the appendix AEON Financial Service Co., Ltd. JP3131400008 Japan 25-Jun-19 Annual Management 2.11 Directors Related Elect Director Yamazawa, Kotaro For For 2 Full descriptions for vote rationales are available in the appendix AEON Financial Service Co., Ltd. JP3131400008 Japan 25-Jun-19 Annual Management 2.12 Directors Related Elect Director Sakuma, Tatsuya For For 2 Full descriptions for vote rationales are available in the appendix AEON Financial Service Co., Ltd. JP3131400008 Japan 25-Jun-19 Annual Management 1 Reorg. and Mergers Amend Articles to Change Fiscal Year End For For 2 Full descriptions for vote rationales are available in the appendix AEON Financial Service Co., Ltd. JP3131400008 Japan 25-Jun-19 Annual Management 3 Directors Related Appoint Statutory Auditor Yogo, Yuko For For 2 Full descriptions for vote rationales are available in the appendix Africa Opportunity Fund Ltd. KYG012921048 Cayman Islands 27-Jun-19 Annual Management 2 Directors Related Re-elect Robert Knapp as Director For For 2 Full descriptions for vote rationales are available in the appendix Africa Opportunity Fund Ltd. KYG012921048 Cayman Islands 27-Jun-19 Annual Management 3 Directors Related Re-elect Shingayi Mutasa as D irector For For 2 Full descriptions for vote rationales are available in the appendix Africa Opportunity Fund Ltd. KYG012921048 Cayman Islands 27-Jun-19 Special Management 3 Reorg. and Mergers Approve Matters Relating to the Reorganisation Resolution For For 2 Full descriptions for vote rationales are available in the appendix Africa Opportunity Fund Ltd. KYG012921048 Cayman Islands 27-Jun-19 Special Management 1 Reorg. and Mergers Waive the Requirement of the Company to Propose the Realisation Opportunity For For 3 Full descriptions for vote rationales are available in the appendix Africa Opportunity Fund Ltd. KYG012921048 Cayman Islands 27-Jun-19 Annual Management 6 Routine/Business Authorise Board to Fix Remuneration of Auditors For For 2 Full descriptions for vote rationales are available in the appendix Africa Opportunity Fund Ltd. KYG012921048 Cayman Islands 27-Jun-19 Annual Management 4 Directors Related Re-elect Dr Myma Belo-Osagie as Director For Against 2 Full descriptions for vote rationales are available in the appendix Armstrong World Industries, Inc. US04247X1028 USA 11-Jul-19 Annual Management 1.1 Directors Related Elect Director Stan A. Askren For For 2 Full descriptions for vote rationales are available in the appendix Armstrong World Industries, Inc. US04247X1028 USA 11-Jul-19 Annual Management 1.1 Directors Related Elect Director Stan A. Askren For For 2 Full descriptions for vote rationales are available in the appendix Armstrong World Industries, Inc. US04247X1028 USA 11-Jul-19 Annual Management 1.2 Directors Related Elect Director Victor D. Grizzle For For 2 Full descriptions for vote rationales are available in the appendix Armstrong World Industries, Inc. US04247X1028 USA 11-Jul-19 Annual Management 1.2 Directors Related Elect Director Victor D. Grizzle For For 2 Full descriptions for vote rationales are available in the appendix Armstrong World Industries, Inc. US04247X1028 USA 11-Jul-19 Annual Management 1.3 Directors Related Elect Director Tao Huang For For 2 Full descriptions for vote rationales are available in the appendix Armstrong World Industries, Inc. US04247X1028 USA 11-Jul-19 Annual Management 1.3 Directors Related Elect Director Tao Huang For For 2 Full descriptions for vote rationales are available in the appendix Armstrong World Industries, Inc. US04247X1028 USA 11-Jul-19 Annual Management 1.4 Directors Related Elect Director Barbara L. Loughran For For 2 Full descriptions for vote rationales are available in the appendix Armstrong World Industries, Inc. US04247X1028 USA 11-Jul-19 Annual Management 1.4 Directors Related Elect Director Barbara L. Loughran For For 2 Full descriptions for vote rationales are available in the appendix Armstrong World Industries, Inc. US04247X1028 USA 11-Jul-19 Annual Management 1.5 Directors Related Elect Director Larry S. McWilliams For For 2 Full descriptions for vote rationales are available in the appendix Armstrong World Industries, Inc. US04247X1028 USA 11-Jul-19 Annual Management 1.5 Directors Related Elect Director Larry S. McWilliams For For 2 Full descriptions for vote rationales are available in the appendix Armstrong World Industries, Inc. US04247X1028 USA 11-Jul-19 Annual Management 1.6 Directors Related Elect Director James C. Melville For For 2 Full descriptions for vote rationales are available in the appendix Armstrong World Industries, Inc. US04247X1028 USA 11-Jul-19 Annual Management 1.6 Directors Related Elect Director James C. Melville For For 2 Full descriptions for vote rationales are available in the appendix Armstrong World Industries, Inc. US04247X1028 USA 11-Jul-19 Annual Management 1.7 Directors Related Elect Director John J. Roberts For For 2 Full descriptions for vote rationales are available in the appendix Armstrong World Industries, Inc. US04247X1028 USA 11-Jul-19 Annual Management 1.7 Directors Related Elect Director John J. Roberts For For 2 Full descriptions for vote rationales are available in the appendix Armstrong World Industries, Inc. US04247X1028 USA 11-Jul-19 Annual Management 1.8 Directors Related Elect Director Wayne R. Shurts For For 2 Full descriptions for vote rationales are available in the appendix Armstrong World Industries, Inc. US04247X1028 USA 11-Jul-19 Annual Management 1.8 Directors Related Elect Director Wayne R. Shurts For For 2 Full descriptions for vote rationales are available in the appendix Armstrong World Industries, Inc. US04247X1028 USA 11-Jul-19 Annual Management 1.9 Directors Related Elect Director Roy W. Templin For For 2 Full descriptions for vote rationales are available in the appendix Armstrong World Industries, Inc. US04247X1028 USA 11-Jul-19 Annual Management 1.9 Directors Related Elect Director Roy W. Templin For For 2 Full descriptions for vote rationales are available in the appendix Armstrong World Industries, Inc. US04247X1028 USA 11-Jul-19 Annual Management 1.10 Directors Related Elect Director Cherryl T. Thomas For For 2 Full descriptions for vote rationales are available in the appendix Armstrong World Industries, Inc. US04247X1028 USA 11-Jul-19 Annual Management 1.10 Directors Related Elect Director Cherryl T. Thomas For For 2 Full descriptions for vote rationales are available in the appendix Armstrong World Industries, Inc. US04247X1028 USA 11-Jul-19 Annual Management 3 Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation For For 4 Full descriptions for vote rationales are available in the appendix Armstrong World Industries, Inc. US04247X1028 USA 11-Jul-19 Annual Management 3 Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation For For 4 Full descriptions for vote rationales are available in the appendix Atlantis Japan Growth Fund Ltd. GG00B61ND550 Guernsey 12-Sep-19 Annual Management 10 Capitalization Authorise Issue of Equity For For 3 Full descriptions for vote rationales are available in the appendix Atlantis Japan Growth Fund Ltd. GG00B61ND550 Guernsey 12-Sep-19 Annual Management 11 Capitalization Authorise Issue of Equity without Pre-emptive Rights For For 3 Full descriptions for vote rationales are available in the appendix Atlantis Japan Growth Fund Ltd. GG00B61ND550 Guernsey 12-Sep-19 Annual Management 9 Capitalization Authorise Market Purchase of Ordinary Shares For For 3 Full descriptions for vote rationales are available in the appendix Atlantis Japan Growth Fund Ltd. GG00B61ND550 Guernsey 12-Sep-19 Annual Management 5 Directors Related Re-elect Noel Lamb as Director For For 2 Full descriptions for vote rationales are available in the appendix Atlantis Japan Growth Fund Ltd. GG00B61ND550 Guernsey 12-Sep-19 Annual Management 6 Directors Related Re-elect Philip Ehrmann as Director For For 2 Full descriptions for vote rationales are available in the appendix Atlantis Japan Growth Fund Ltd. GG00B61ND550 Guernsey 12-Sep-19 Annual Management 7 Directors Related Re-elect Richard Pavry as Director For For 2 Full descriptions for vote rationales are available in the appendix Atlantis Japan Growth Fund Ltd. GG00B61ND550 Guernsey 12-Sep-19 Annual Management 8 Directors Related Re-elect Michael Moule as Director For For 2 Full descriptions for vote rationales are available in the appendix Atlantis Japan Growth Fund Ltd. GG00B61ND550 Guernsey 12-Sep-19 Annual Management 2 Non-Salary Comp. Approve Remuneration Report For For 4 Full descriptions for vote rationales are available in the appendix Atlantis Japan Growth Fund Ltd. GG00B61ND550 Guernsey 12-Sep-19 Annual Management 4 Routine/Business Authorise Board to Fix Remuneration of Auditors For For 2 Full descriptions for vote rationales are available in the appendix AVI Global Trust Plc GB0001335081 United Kingdom 19-Dec-19 Annual Management 15 Antitakeover Related Authorise the Company to Call General Meeting with Two Weeks' Notice For For 2 Full descriptions for vote rationales are available in the appendix AVI Global Trust Plc GB0001335081 United Kingdom 19-Dec-19 Annual Management 12 Capitalization Authorise Issue of Equity For For 3 Full descriptions for vote rationales are available in the appendix AVI Global Trust Plc GB0001335081 United Kingdom 19-Dec-19 Annual Management 13 Capitalization Authorise Issue of Equity without Pre-emptive Rights For For 3 Full descriptions for vote rationales are available in the appendix AVI Global Trust Plc GB0001335081 United Kingdom 19-Dec-19 Annual Management 14 Capitalization Authorise Market Purchase of Ordinary Shares For For 3 Full descriptions for vote rationales are available in the appendix AVI Global Trust Plc GB0001335081 United Kingdom 19-Dec-19 Annual Management 3 Directors Related Elect Graham Kitchen as Director For For 2 Full descriptions for vote rationales are available in the appendix AVI Global Trust Plc GB0001335081 United Kingdom 19-Dec-19 Annual Management 4 Directors Related Re-elect Anja Balfour as Director For For 2 Full descriptions for vote rationales are available in the appendix AVI Global Trust Plc GB0001335081 United Kingdom 19-Dec-19 Annual Management 5 Directors Related Re-elect Susan Noble as Director For For 2 Full descriptions for vote rationales are available in the appendix AVI Global Trust Plc GB0001335081 United Kingdom 19-Dec-19 Annual Management 6 Directors Related Re-elect Nigel Rich as Director For For 2 Full descriptions for vote rationales are available in the appendix AVI Global Trust Plc GB0001335081 United Kingdom 19-Dec-19 Annual Management 7 Directors Related Re-elect Calum Thomson as Director For For 2 Full descriptions for vote rationales are available in the appendix AVI Global Trust Plc GB0001335081 United Kingdom 19-Dec-19 Annual Management 10 Non-Salary Comp. Approve Remuneration Implementation Report For For 4 Full descriptions for vote rationales are available in the appendix AVI Global Trust Plc GB0001335081 United Kingdom 19-Dec-19 Annual Management 11 Non-Salary Comp. Approve Remuneration Policy For For 4 Full descriptions for vote rationales are available in the appendix AVI Global Trust Plc GB0001335081 United Kingdom 19-Dec-19 Annual Management 9 Routine/Business Authorise the Audit Committee to Fix Remuneration of Auditors For For 2 Full descriptions for vote rationales are available in the appendix Approve Issuance of New Common Shares for Cash and/or Issue New Common Shares for Cash to Sponsor BizLink Holding, Inc. KYG114741062 Cayman Islands 12-Jun-19 Annual Management 7 Capitalization For For 3 Full descriptions for vote rationales are available in the appendix GDRs Offering Approve the Release of the Prohibition on Directors or their Representatives from Participation in Competitive BizLink Holding, Inc. KYG114741062 Cayman Islands 12-Jun-19 Annual Management 9 Directors Related For For 2 Full descriptions for vote rationales are available in the appendix Businesses BizLink Holding, Inc. KYG114741062 Cayman Islands 12-Jun-19 Annual Management 8.1 Directors Related Elect CHIN-TEH HSU with ID No. C120307XXX as Independent Director For For 2 Full descriptions for vote rationales are available in the appendix BizLink Holding, Inc. KYG114741062 Cayman Islands 12-Jun-19 Annual Management 4 Reorg. and Mergers Amend Procedures for Lending Funds to Other Parties For For 2 Full descriptions for vote rationales are available in the appendix BizLink Holding, Inc. KYG114741062 Cayman Islands 12-Jun-19 Annual Management 5 Reorg. and Mergers Amend Procedures for Endorsement and Guarantees For For 2 Full descriptions for vote rationales are available in the appendix BizLink Holding, Inc. KYG114741062 Cayman Islands 12-Jun-19 Annual Management 3 Reorg. and Mergers Amend Procedures Governing the Acquisition or Disposal of Assets For Against 2 Full descriptions for vote rationales are available in the appendix BlackRock Resources & Commodities Strategy Trust US09257A1088 USA 29-Jul-19 Annual Management 1.1 Directors Related Elect Director Richard E. Cavanagh For For 2 Full descriptions for vote rationales are available in the appendix BlackRock Resources & Commodities Strategy Trust US09257A1088 USA 29-Jul-19 Annual Management 1.2 Directors Related Elect Director Cynthia L. Egan For For 2 Full descriptions for vote rationales are available in the appendix BlackRock Resources & Commodities Strategy Trust US09257A1088 USA 29-Jul-19 Annual Management 1.3 Directors Related Elect Director Robert Fairbairn For For 2 Full descriptions for vote rationales are available in the appendix BlackRock Resources & Commodities Strategy Trust US09257A1088 USA 29-Jul-19 Annual Management 1.4 Directors Related Elect Director Henry Gabbay For For 2 Full descriptions for vote rationales are available in the appendix CAE Inc. CA1247651088 Canada 14-Aug-19 Annual Management 1.1 Directors Related Elect Director Margaret S. (Peg) Billson For For 2 Full descriptions for vote rationales are available in the appendix CAE Inc. CA1247651088 Canada 14-Aug-19 Annual Management 1.2 Directors Related Elect Director Michael M. Fortier For For 2 Full descriptions for vote rationales are available in the appendix Management Proposal Recom- Vote Rationale for Company Name Primary ISIN Country Meeting Date Meeting Type Proponent Number Proposal Code Category Proposal Text mendation Instruction Vote Rationale Description for Vote CAE Inc. CA1247651088 Canada 14-Aug-19 Annual Management 1.3 Directors Related Elect Director Marianne Harrison For For 2 Full descriptions for vote rationales are available in the appendix CAE Inc. CA1247651088 Canada 14-Aug-19 Annual Management 1.4 Directors Related Elect Director Alan N. MacGibbon For For 2 Full descriptions for vote rationales are available in the appendix CAE Inc. CA1247651088 Canada 14-Aug-19 Annual Management 1.5 Directors Related Elect Director John P. Manley For For 2 Full descriptions for vote rationales are available in the appendix CAE Inc. CA1247651088 Canada 14-Aug-19 Annual Management 1.6 Directors Related Elect Director Francois Olivier For For 2 Full descriptions for vote rationales are available in the appendix CAE Inc. CA1247651088 Canada 14-Aug-19 Annual Management 1.7 Directors Related Elect Director Marc Parent For For 2 Full descriptions for vote rationales are available in the appendix CAE Inc. CA1247651088 Canada 14-Aug-19 Annual Management 1.8 Directors Related Elect Director Michael E. Roach For For 2 Full descriptions for vote rationales are available in the appendix CAE Inc. CA1247651088 Canada 14-Aug-19 Annual Management 1.9 Directors Related Elect Director Norton A. Schwartz For For 2 Full descriptions for vote rationales are available in the appendix CAE Inc. CA1247651088 Canada 14-Aug-19 Annual Management 1.10 Directors Related Elect Director Andrew J. Stevens For For 2 Full descriptions for vote rationales are available in the appendix CAE Inc. CA1247651088 Canada 14-Aug-19 Annual Management 3 Non-Salary Comp. Advisory Vote on Executive Compensation Approach For For 4 Full descriptions for vote rationales are available in the appendix CAE Inc. CA1247651088 Canada 14-Aug-19 Annual Management 2 Routine/Business Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration For For 2 Full descriptions for vote rationales are available in the appendix Catcher Technology Co. Ltd. TW0002474004 Taiwan 12-Jun-19 Annual Management 8 Capitalization Approve Raising Funds by Issuance of Ordinary Shares or Issuance of Global Depository Receipt For For 3 Full descriptions for vote rationales are available in the appendix Catcher Technology Co. Ltd. TW0002474004 Taiwan 12-Jun-19 Annual Management 9.1 Directors Related Elect SHUI-SHU HUNG, with SHAREHOLDER NO. 3, as Non-Independent Director For For 2 Full descriptions for vote rationales are available in the appendix Catcher Technology Co. Ltd. TW0002474004 Taiwan 12-Jun-19 Annual Management 9.2 Directors Related Elect TIEN-SZU HUNG, with SHAREHOLDER NO. 5, as Non-Independent Director For For 2 Full descriptions for vote rationales are available in the appendix Catcher Technology Co. Ltd. TW0002474004 Taiwan 12-Jun-19 Annual Management 9.3 Directors Related Elect SHUI SUNG HUNG, with SHAREHOLDER NO. 4, as Non-Independent Director For For 2 Full descriptions for vote rationales are available in the appendix Catcher Technology Co. Ltd. TW0002474004 Taiwan 12-Jun-19 Annual Management 9.4 Directors Related Elect MENG HUAN LEI, with ID NO. E121040XXX, as Non-Independent Director For For 2 Full descriptions for vote rationales are available in the appendix Catcher Technology Co. Ltd. TW0002474004 Taiwan 12-Jun-19 Annual Management 9.5 Directors Related Elect WEN-CHE TSENG, with ID NO. S100450XXX, as Independent Director For For 2 Full descriptions for vote rationales are available in the appendix Catcher Technology Co. Ltd. TW0002474004 Taiwan 12-Jun-19 Annual Management 9.6 Directors Related Elect TSORNG JUU LIANG, with ID NO. S120639XXX, as Independent Director For For 2 Full descriptions for vote rationales are available in the appendix Catcher Technology Co. Ltd. TW0002474004 Taiwan 12-Jun-19 Annual Management 9.7 Directors Related Elect MENG-YANG CHENG (Cheng Ming-Yang), with ID NO. R120715XXX, as Independent Director For For 2 Full descriptions for vote rationales are available in the appendix Catcher Technology Co. Ltd. TW0002474004 Taiwan 12-Jun-19 Annual Management 5 Reorg. and Mergers Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets For For 2 Full descriptions for vote rationales are available in the appendix Catcher Technology Co. Ltd. TW0002474004 Taiwan 12-Jun-19 Annual Management 6 Reorg. and Mergers Amend Procedures for Endorsement and Guarantees For For 2 Full descriptions for vote rationales are available in the appendix Catcher Technology Co. Ltd. TW0002474004 Taiwan 12-Jun-19 Annual Management 7 Reorg. and Mergers Amend Procedures for Lending Funds to Other Parties For For 2 Full descriptions for vote rationales are available in the appendix Catcher Technology Co. Ltd. TW0002474004 Taiwan 12-Jun-19 Annual Management 10 Directors Related Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors For Against 2 Full descriptions for vote rationales are available in the appendix Commercial International Bank (Egypt) SAE EGS60121C018 Egypt 12-Jun-19 Special Management 1 Capitalization Increase Authorized Capital Up to EGP 50 Billion and Amend Article 6 of Bylaws For For 3 Full descriptions for vote rationales are available in the appendix Digital Garage, Inc. JP3549070005 Japan 21-Jun-19 Annual Management 3.1 Directors Related Elect Director Hayashi, Kaoru For For 2 Full descriptions for vote rationales are available in the appendix Digital Garage, Inc. JP3549070005 Japan 21-Jun-19 Annual Management 3.1 Directors Related Elect Director Hayashi, Kaoru For For 2 Full descriptions for vote rationales are available in the appendix Digital Garage, Inc. JP3549070005 Japan 21-Jun-19 Annual Management 3.2 Directors Related Elect Director Soda, Makoto For For 2 Full descriptions for vote rationales are available in the appendix Digital Garage, Inc. JP3549070005 Japan 21-Jun-19 Annual Management 3.2 Directors Related Elect Director Soda, Makoto For For 2 Full descriptions for vote rationales are available in the appendix Digital Garage, Inc. JP3549070005 Japan 21-Jun-19 Annual Management 3.3 Directors Related Elect Director Odori, Keizo For For 2 Full descriptions for vote rationales are available in the appendix Digital Garage, Inc. JP3549070005 Japan 21-Jun-19 Annual Management 3.3 Directors Related Elect Director Odori, Keizo For For 2 Full descriptions for vote rationales are available in the appendix Digital Garage, Inc. JP3549070005 Japan 21-Jun-19 Annual Management 3.4 Directors Related Elect Director Tanaka, Masashi For For 2 Full descriptions for vote rationales are available in the appendix Digital Garage, Inc. JP3549070005 Japan 21-Jun-19 Annual Management 3.4 Directors Related Elect Director Tanaka, Masashi For For 2 Full descriptions for vote rationales are available in the appendix Digital Garage, Inc. JP3549070005 Japan 21-Jun-19 Annual Management 3.5 Directors Related Elect Director Okuma, Masahito For For 2 Full descriptions for vote rationales are available in the appendix Digital Garage, Inc. JP3549070005 Japan 21-Jun-19 Annual Management 3.5 Directors Related Elect Director Okuma, Masahito For For 2 Full descriptions for vote rationales are available in the appendix Digital Garage, Inc. JP3549070005 Japan 21-Jun-19 Annual Management 3.6 Directors Related Elect Director Ito, Joichi For For 2 Full descriptions for vote rationales are available in the appendix Digital Garage, Inc. JP3549070005 Japan 21-Jun-19 Annual Management 3.6 Directors Related Elect Director Ito, Joichi For For 2 Full descriptions for vote rationales are available in the appendix Digital Garage, Inc. JP3549070005 Japan 21-Jun-19 Annual Management 3.7 Directors Related Elect Director Fujiwara, Kenji For For 2 Full descriptions for vote rationales are available in the appendix Digital Garage, Inc. JP3549070005 Japan 21-Jun-19 Annual Management 3.7 Directors Related Elect Director Fujiwara, Kenji For For 2 Full descriptions for vote rationales are available in the appendix Digital Garage, Inc. JP3549070005 Japan 21-Jun-19 Annual Management 3.8 Directors Related Elect Director Omura, Emi For For 2 Full descriptions for vote rationales are available in the appendix Digital Garage, Inc. JP3549070005 Japan 21-Jun-19 Annual Management 3.8 Directors Related Elect Director Omura, Emi For For 2 Full descriptions for vote rationales are available in the appendix Digital Garage, Inc. JP3549070005 Japan 21-Jun-19 Annual Management 2 Reorg. and Mergers Amend Articles to Amend Business Lines For For 2 Full descriptions for vote rationales are available in the appendix Digital Garage, Inc. JP3549070005 Japan 21-Jun-19 Annual Management 2 Reorg. and Mergers Amend Articles to Amend Business Lines For For 2 Full descriptions for vote rationales are available in the appendix Edinburgh Dragon Trust Plc GB0002945029 United Kingdom 12-Dec-19 Annual Management 15 Antitakeover Related Authorise the Company to Call General Meeting with Two Weeks' Notice For For 2 Full descriptions for vote rationales are available in the appendix Edinburgh Dragon Trust Plc GB0002945029 United Kingdom 12-Dec-19 Annual Management 12 Capitalization Authorise Issue of Equity For For 3 Full descriptions for vote rationales are available in the appendix Edinburgh Dragon Trust Plc GB0002945029 United Kingdom 12-Dec-19 Annual Management 13 Capitalization Authorise Issue of Equity without Pre-emptive Rights For For 3 Full descriptions for vote rationales are available in the appendix Edinburgh Dragon Trust Plc GB0002945029 United Kingdom 12-Dec-19 Annual Management 14 Capitalization Authorise Market Purchase of Ordinary Shares For For 3 Full descriptions for vote rationales are available in the appendix Edinburgh Dragon Trust Plc GB0002945029 United Kingdom 12-Dec-19 Annual Management 4 Directors Related Re-elect James Will as Director For For 2 Full descriptions for vote rationales are available in the appendix Edinburgh Dragon Trust Plc GB0002945029 United Kingdom 12-Dec-19 Annual Management 5 Directors Related Elect Gaynor Coley as Director For For 2 Full descriptions for vote rationales are available in the appendix Edinburgh Dragon Trust Plc GB0002945029 United Kingdom 12-Dec-19 Annual Management 6 Directors Related Re-elect Kathryn Langridge as Director For For 2 Full descriptions for vote rationales are available in the appendix Edinburgh Dragon Trust Plc GB0002945029 United Kingdom 12-Dec-19 Annual Management 7 Directors Related Re-elect Peter Maynard as Director For For 2 Full descriptions for vote rationales are available in the appendix Edinburgh Dragon Trust Plc GB0002945029 United Kingdom 12-Dec-19 Annual Management 8 Directors Related Re-elect Iain McLaren as Director For For 2 Full descriptions for vote rationales are available in the appendix Edinburgh Dragon Trust Plc GB0002945029 United Kingdom 12-Dec-19 Annual Management 9 Directors Related Re-elect Charlie Ricketts as Director For For 2 Full descriptions for vote rationales are available in the appendix Edinburgh Dragon Trust Plc GB0002945029 United Kingdom 12-Dec-19 Annual Management 2 Non-Salary Comp. Approve Remuneration Report For For 4 Full descriptions for vote rationales are available in the appendix Edinburgh Dragon Trust Plc GB0002945029 United Kingdom 12-Dec-19 Annual Management 11 Routine/Business Authorise Board to Fix Remuneration of Auditors For For 2 Full descriptions for vote rationales are available in the appendix Emirates REIT Ltd. AEDFXA1XE5D7 United Arab Emirates 19-Jun-19 Annual Management 3 Directors Related Reelect Abdullah Al Hashemi and David Savy as Investment Board Members (Bundled) For For 2 Full descriptions for vote rationales are available in the appendix Emirates REIT Ltd. AEDFXA1XE5D7 United Arab Emirates 19-Jun-19 Annual Management 4 Directors Related Elect a New Investment Board Member For Against 2 Full descriptions for vote rationales are available in the appendix Emirates REIT Ltd. AEDFXA1XE5D7 United Arab Emirates 19-Jun-19 Annual Management 5 Reorg. and Mergers Approve Related Party Transactions For Against 2 Full descriptions for vote rationales are available in the appendix Emirates REIT Ltd. AEDFXA1XE5D7 United Arab Emirates 19-Jun-19 Annual Management 7 Capitalization Authorize Share Repurchase Program For Against 3 Full descriptions for vote rationales are available in the appendix Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Eutelsat Communications SA FR0010221234 France 07-Nov-19 Annual/Special Management 18 Capitalization For For 3 Full descriptions for vote rationales are available in the appendix Amount of EUR 22 Million Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount Eutelsat Communications SA FR0010221234 France 07-Nov-19 Annual/Special Management 19 Capitalization For For 3 Full descriptions for vote rationales are available in the appendix of EUR 22 Million Eutelsat Communications SA FR0010221234 France 07-Nov-19 Annual/Special Management 15 Capitalization Authorize Decrease in Share Capital via Cancellation of Repurchased Shares For For 3 Full descriptions for vote rationales are available in the appendix Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Eutelsat Communications SA FR0010221234 France 07-Nov-19 Annual/Special Management 21 Capitalization For For 3 Full descriptions for vote rationales are available in the appendix Shareholder Vote Above Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Eutelsat Communications SA FR0010221234 France 07-Nov-19 Annual/Special Management 20 Capitalization For For 3 Full descriptions for vote rationales are available in the appendix Preemptive Rights Eutelsat Communications SA FR0010221234 France 07-Nov-19 Annual/Special Management 22 Capitalization Authorize Capital Increase of Up to EUR 22 Million for Future Exchange Offers For For 3 Full descriptions for vote rationales are available in the appendix Eutelsat Communications SA FR0010221234 France 07-Nov-19 Annual/Special Management 23 Capitalization Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind For For 3 Full descriptions for vote rationales are available in the appendix Eutelsat Communications SA FR0010221234 France 07-Nov-19 Annual/Special Management 16 Capitalization Authorize Capitalization of Reserves of Up to EUR 44 Million for Bonus Issue or Increase in Par Value For For 3 Full descriptions for vote rationales are available in the appendix Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Eutelsat Communications SA FR0010221234 France 07-Nov-19 Annual/Special Management 17 Capitalization For For 3 Full descriptions for vote rationales are available in the appendix Amount of EUR 44 Million

Eutelsat Communications SA FR0010221234 France 07-Nov-19 Annual/Special Management 24 Capitalization Authorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities for Up to EUR 22 Million For For 3 Full descriptions for vote rationales are available in the appendix Eutelsat Communications SA FR0010221234 France 07-Nov-19 Annual/Special Management 14 Capitalization Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For 3 Full descriptions for vote rationales are available in the appendix Eutelsat Communications SA FR0010221234 France 07-Nov-19 Annual/Special Management 5 Directors Related Elect Cynthia Gordon as Director For For 2 Full descriptions for vote rationales are available in the appendix Eutelsat Communications SA FR0010221234 France 07-Nov-19 Annual/Special Management 6 Directors Related Reelect Ana Garcia Fau as Director For For 2 Full descriptions for vote rationales are available in the appendix Eutelsat Communications SA FR0010221234 France 07-Nov-19 Annual/Special Management 7 Non-Salary Comp. Approve Compensation of Dominique D Hinnin, Chairman of the Board For For 4 Full descriptions for vote rationales are available in the appendix Eutelsat Communications SA FR0010221234 France 07-Nov-19 Annual/Special Management 8 Non-Salary Comp. Approve Compensation of Rodolphe Belmer, CEO For For 4 Full descriptions for vote rationales are available in the appendix Eutelsat Communications SA FR0010221234 France 07-Nov-19 Annual/Special Management 9 Non-Salary Comp. Approve Compensation of Michel Azibert, Vice-CEO For For 4 Full descriptions for vote rationales are available in the appendix Eutelsat Communications SA FR0010221234 France 07-Nov-19 Annual/Special Management 10 Non-Salary Comp. Approve Compensation of Yohann Leroy, Vice-CEO For For 4 Full descriptions for vote rationales are available in the appendix Eutelsat Communications SA FR0010221234 France 07-Nov-19 Annual/Special Management 11 Non-Salary Comp. Approve Remuneration Policy of Chairman of the Board For For 4 Full descriptions for vote rationales are available in the appendix Eutelsat Communications SA FR0010221234 France 07-Nov-19 Annual/Special Management 12 Non-Salary Comp. Approve Remuneration Policy of CEO For For 4 Full descriptions for vote rationales are available in the appendix Eutelsat Communications SA FR0010221234 France 07-Nov-19 Annual/Special Management 13 Non-Salary Comp. Approve Remuneration Policy of Vice-CEOs For For 4 Full descriptions for vote rationales are available in the appendix Eutelsat Communications SA FR0010221234 France 07-Nov-19 Annual/Special Management 25 Non-Salary Comp. Authorize Capital Issuances for Use in Employee Stock Purchase Plans For For 4 Full descriptions for vote rationales are available in the appendix Fidelity China Special Situations Plc GB00B62Z3C74 United Kingdom 24-Jul-19 Annual Management 11 Capitalization Authorise Issue of Equity For For 3 Full descriptions for vote rationales are available in the appendix Fidelity China Special Situations Plc GB00B62Z3C74 United Kingdom 24-Jul-19 Annual Management 12 Capitalization Authorise Issue of Equity without Pre-emptive Rights For For 3 Full descriptions for vote rationales are available in the appendix Fidelity China Special Situations Plc GB00B62Z3C74 United Kingdom 24-Jul-19 Annual Management 13 Capitalization Authorise Market Purchase of Ordinary Shares For For 3 Full descriptions for vote rationales are available in the appendix Fidelity China Special Situations Plc GB00B62Z3C74 United Kingdom 24-Jul-19 Annual Management 3 Directors Related Elect Mike Balfour as Director For For 2 Full descriptions for vote rationales are available in the appendix Fidelity China Special Situations Plc GB00B62Z3C74 United Kingdom 24-Jul-19 Annual Management 4 Directors Related Re-elect Nicholas Bull as Director For For 2 Full descriptions for vote rationales are available in the appendix Fidelity China Special Situations Plc GB00B62Z3C74 United Kingdom 24-Jul-19 Annual Management 5 Directors Related Re-elect Peter Pleydell-Bouverie as Director For For 2 Full descriptions for vote rationales are available in the appendix Fidelity China Special Situations Plc GB00B62Z3C74 United Kingdom 24-Jul-19 Annual Management 6 Directors Related Re-elect Elisabeth Scott as Director For For 2 Full descriptions for vote rationales are available in the appendix Fidelity China Special Situations Plc GB00B62Z3C74 United Kingdom 24-Jul-19 Annual Management 7 Directors Related Elect Dr Linda Yueh as Director For For 2 Full descriptions for vote rationales are available in the appendix Fidelity China Special Situations Plc GB00B62Z3C74 United Kingdom 24-Jul-19 Annual Management 8 Non-Salary Comp. Approve Remuneration Report For For 4 Full descriptions for vote rationales are available in the appendix Fidelity China Special Situations Plc GB00B62Z3C74 United Kingdom 24-Jul-19 Annual Management 10 Routine/Business Authorise Board to Fix Remuneration of Auditors For For 2 Full descriptions for vote rationales are available in the appendix First Pacific Company Limited BMG348041077 Bermuda 21-Jun-19 Annual Management 7 Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights For For 3 Full descriptions for vote rationales are available in the appendix First Pacific Company Limited BMG348041077 Bermuda 21-Jun-19 Annual Management 8 Capitalization Authorize Repurchase of Issued Share Capital For For 3 Full descriptions for vote rationales are available in the appendix First Pacific Company Limited BMG348041077 Bermuda 21-Jun-19 Annual Management 6 Directors Related Authorize Board to Appoint Additional Directors For For 2 Full descriptions for vote rationales are available in the appendix First Pacific Company Limited BMG348041077 Bermuda 21-Jun-19 Annual Management 4.1 Directors Related Elect Manuel V. Pangilinan as Director For For 2 Full descriptions for vote rationales are available in the appendix First Pacific Company Limited BMG348041077 Bermuda 21-Jun-19 Annual Management 4.3 Directors Related Elect Margaret Leung Ko May Yee as Director For For 2 Full descriptions for vote rationales are available in the appendix First Pacific Company Limited BMG348041077 Bermuda 21-Jun-19 Annual Management 4.4 Directors Related Elect Madeleine Lee Suh Shin as Director For For 2 Full descriptions for vote rationales are available in the appendix First Pacific Company Limited BMG348041077 Bermuda 15-Nov-19 Special Management 1 Reorg. and Mergers Approve Share Subscription Agreem ent, Exchangeable Bond Subscription Agreement and Related Transactions For For 2 Full descriptions for vote rationales are available in the appendix First Pacific Company Limited BMG348041077 Bermuda 16-Dec-19 Special Management 1 Reorg. and Mergers Approve Renewal of Indofood Group's Noodles Business, New Annual Caps and Related Transaction For For 2 Full descriptions for vote rationales are available in the appendix First Pacific Company Limited BMG348041077 Bermuda 16-Dec-19 Special Management 2 Reorg. and Mergers Approve Renewal of Indofood Group's Plantations Business, New Annual Caps and Related Transaction For For 2 Full descriptions for vote rationales are available in the appendix First Pacific Company Limited BMG348041077 Bermuda 16-Dec-19 Special Management 3 Reorg. and Mergers Approve Indofood Group's Distribution Business, New Annual Caps and Related Transaction For For 2 Full descriptions for vote rationales are available in the appendix First Pacific Company Limited BMG348041077 Bermuda 16-Dec-19 Special Management 4 Reorg. and Mergers Approve Indofood Group's Flour Business, New Annual Caps and Related Transaction For For 2 Full descriptions for vote rationales are available in the appendix Management Proposal Recom- Vote Rationale for Company Name Primary ISIN Country Meeting Date Meeting Type Proponent Number Proposal Code Category Proposal Text mendation Instruction Vote Rationale Description for Vote Approve Ernst & Young as Independent Auditor and Authorize Board or Audit and Risk Management Committee First Pacific Company Limited BMG348041077 Bermuda 21-Jun-19 Annual Management 3 Routine/Business For For 2 Full descriptions for vote rationales are available in the appendix to Fix Their Remuneration First Pacific Company Limited BMG348041077 Bermuda 21-Jun-19 Annual Management 5 Directors Related Authorize Board or Remuneration Committee to Fix Remuneration of Directors For For 4 Full descriptions for vote rationales are available in the appendix First Pacific Company Limited BMG348041077 Bermuda 21-Jun-19 Annual Management 4.2 Directors Related Elect Edward K.Y. Chen as Director For Against 2 Full descriptions for vote rationales are available in the appendix First Pacific Company Limited BMG348041077 Bermuda 21-Jun-19 Annual Management 4.5 Directors Related Elect Tedy Djuhar as Director For Against 2 Full descriptions for vote rationales are available in the appendix Genesis Emerging Markets Fund Ltd. GG00B4L0PD47 Guernsey 04-Nov-19 Annual Management 12 Capitalization Authorise Market Purchase of Participating Preference Shares For For 3 Full descriptions for vote rationales are available in the appendix Genesis Emerging Markets Fund Ltd. GG00B4L0PD47 Guernsey 04-Nov-19 Annual Management 6 Directors Related Elect Dr Simon Colson as Director For For 2 Full descriptions for vote rationales are available in the appendix Genesis Emerging Markets Fund Ltd. GG00B4L0PD47 Guernsey 04-Nov-19 Annual Management 7 Directors Related Re-elect Sujit Banerji as Director For For 2 Full descriptions for vote rationales are available in the appendix Genesis Emerging Markets Fund Ltd. GG00B4L0PD47 Guernsey 04-Nov-19 Annual Management 8 Directors Related Re-elect Russell Edey as Director For For 2 Full descriptions for vote rationales are available in the appendix Genesis Emerging Markets Fund Ltd. GG00B4L0PD47 Guernsey 04-Nov-19 Annual Management 9 Directors Related Re-elect Saffet Karpat as Director For For 2 Full descriptions for vote rationales are available in the appendix Genesis Emerging Markets Fund Ltd. GG00B4L0PD47 Guernsey 04-Nov-19 Annual Management 10 Directors Related Re-elect Helene Ploix as Director For For 2 Full descriptions for vote rationales are available in the appendix Genesis Emerging Markets Fund Ltd. GG00B4L0PD47 Guernsey 04-Nov-19 Annual Management 11 Directors Related Re-elect Katherine Tsang as Director For For 2 Full descriptions for vote rationales are available in the appendix Genesis Emerging Markets Fund Ltd. GG00B4L0PD47 Guernsey 04-Nov-19 Annual Management 2 Non-Salary Comp. Approve Remuneration Report For For 4 Full descriptions for vote rationales are available in the appendix Genesis Emerging Markets Fund Ltd. GG00B4L0PD47 Guernsey 04-Nov-19 Annual Management 4 Routine/Business Authorise Board to Fix Remuneration of Auditors For For 2 Full descriptions for vote rationales are available in the appendix Gulf Investment Fund Plc IM00B1Z40704 Isle of Man 08-Nov-19 Annual Management 5 Capitalization Authorise Issue of Equity without Pre-emptive Rights For Do Not Vote 3 Full descriptions for vote rationales are available in the appendix Gulf Investment Fund Plc IM00B1Z40704 Isle of Man 08-Nov-19 Annual Management 5 Capitalization Authorise Issue of Equity without Pre-emptive Rights For For 3 Full descriptions for vote rationales are available in the appendix Gulf Investment Fund Plc IM00B1Z40704 Isle of Man 08-Nov-19 Annual Management 4 Capitalization Authorise Market Purchase of Ordinary Shares For Do Not Vote 3 Full descriptions for vote rationales are available in the appendix Gulf Investment Fund Plc IM00B1Z40704 Isle of Man 08-Nov-19 Annual Management 4 Capitalization Authorise Market Purchase of Ordinary Shares For For 3 Full descriptions for vote rationales are available in the appendix Hansa Trust Plc GB0007879835 United Kingdom 29-Jul-19 Court Management 1 Reorg. and Mergers Approve Scheme of Arrangement For For 2 Full descriptions for vote rationales are available in the appendix HarbourVest Global Private Equity Ltd. GG00BR30MJ80 Guernsey 25-Jul-19 Annual Management 12 Capitalization Authorise Market Purchase of Ordinary Shares For For 3 Full descriptions for vote rationales are available in the appendix HarbourVest Global Private Equity Ltd. GG00BR30MJ80 Guernsey 25-Jul-19 Annual Management 3 Directors Related Re-elect Sir Michael Bunbury as Director For For 2 Full descriptions for vote rationales are available in the appendix HarbourVest Global Private Equity Ltd. GG00BR30MJ80 Guernsey 25-Jul-19 Annual Management 4 Directors Related Re-elect Francesca Barnes as Director For For 2 Full descriptions for vote rationales are available in the appendix HarbourVest Global Private Equity Ltd. GG00BR30MJ80 Guernsey 25-Jul-19 Annual Management 5 Directors Related Re-elect Alan Hodson as Director For For 2 Full descriptions for vote rationales are available in the appendix HarbourVest Global Private Equity Ltd. GG00BR30MJ80 Guernsey 25-Jul-19 Annual Management 6 Directors Related Re-elect Andrew Moore as Director For For 2 Full descriptions for vote rationales are available in the appendix HarbourVest Global Private Equity Ltd. GG00BR30MJ80 Guernsey 25-Jul-19 Annual Management 7 Directors Related Re-elect Steven Wilderspin as Director For For 2 Full descriptions for vote rationales are available in the appendix HarbourVest Global Private Equity Ltd. GG00BR30MJ80 Guernsey 25-Jul-19 Annual Management 8 Directors Related Re-elect Peter Wilson as Director For For 2 Full descriptions for vote rationales are available in the appendix HarbourVest Global Private Equity Ltd. GG00BR30MJ80 Guernsey 25-Jul-19 Annual Management 9 Directors Related Elect Carolina Espinal as Director For For 2 Full descriptions for vote rationales are available in the appendix HarbourVest Global Private Equity Ltd. GG00BR30MJ80 Guernsey 25-Jul-19 Annual Management 2 Non-Salary Comp. Approve Remuneration Report For For 4 Full descriptions for vote rationales are available in the appendix HarbourVest Global Private Equity Ltd. GG00BR30MJ80 Guernsey 25-Jul-19 Annual Management 11 Routine/Business Authorise Board to Fix Remuneration of Auditors For For 2 Full descriptions for vote rationales are available in the appendix Henderson Smaller Cos. Investment Trust Plc GB0009065060 United Kingdom 04-Oct-19 Annual Management 16 Antitakeover Related Authorise the Company to Call General Meeting with Two Weeks' Notice For For 2 Full descriptions for vote rationales are available in the appendix Henderson Smaller Cos. Investment Trust Plc GB0009065060 United Kingdom 04-Oct-19 Annual Management 12 Capitalization Authorise Issue of Equity For For 3 Full descriptions for vote rationales are available in the appendix Henderson Smaller Cos. Investment Trust Plc GB0009065060 United Kingdom 04-Oct-19 Annual Management 13 Capitalization Authorise Issue of Equity without Pre-emptive Rights For For 3 Full descriptions for vote rationales are available in the appendix Henderson Smaller Cos. Investment Trust Plc GB0009065060 United Kingdom 04-Oct-19 Annual Management 14 Capitalization Authorise Purchase of the Preference Stock For For 3 Full descriptions for vote rationales are available in the appendix Henderson Smaller Cos. Investment Trust Plc GB0009065060 United Kingdom 04-Oct-19 Annual Management 15 Capitalization Authorise Market Purchase of Ordinary Shares For For 3 Full descriptions for vote rationales are available in the appendix Henderson Smaller Cos. Investment Trust Plc GB0009065060 United Kingdom 04-Oct-19 Annual Management 4 Directors Related Elect Penelope Freer as Director For For 2 Full descriptions for vote rationales are available in the appendix Henderson Smaller Cos. Investment Trust Plc GB0009065060 United Kingdom 04-Oct-19 Annual Management 5 Directors Related Elect Alexandra Mackesy as Director For For 2 Full descriptions for vote rationales are available in the appendix Henderson Smaller Cos. Investment Trust Plc GB0009065060 United Kingdom 04-Oct-19 Annual Management 6 Directors Related Re-elect Jamie Cayzer-Colvin as Director For For 2 Full descriptions for vote rationales are available in the appendix Henderson Smaller Cos. Investment Trust Plc GB0009065060 United Kingdom 04-Oct-19 Annual Management 7 Directors Related Re-elect David Lamb as Director For For 2 Full descriptions for vote rationales are available in the appendix Henderson Smaller Cos. Investment Trust Plc GB0009065060 United Kingdom 04-Oct-19 Annual Management 8 Directors Related Re-elect Victoria Sant as Director For For 2 Full descriptions for vote rationales are available in the appendix Henderson Smaller Cos. Investment Trust Plc GB0009065060 United Kingdom 04-Oct-19 Annual Management 2 Non-Salary Comp. Approve Remuneration Report For For 4 Full descriptions for vote rationales are available in the appendix Henderson Smaller Cos. Investment Trust Plc GB0009065060 United Kingdom 04-Oct-19 Annual Management 10 Routine/Business Authorise Board to Fix Remuneration of Auditors For For 2 Full descriptions for vote rationales are available in the appendix Hibiscus Petroleum Berhad MYL5199OO004 Malaysia 04-Dec-19 Annual Management 6 Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights For For 3 Full descriptions for vote rationales are available in the appendix Hibiscus Petroleum Berhad MYL5199OO004 Malaysia 04-Dec-19 Annual Management 4 Directors Related Elect Thomas Michael Taylor as Director For For 2 Full descriptions for vote rationales are available in the appendix Hibiscus Petroleum Berhad MYL5199OO004 Malaysia 04-Dec-19 Annual Management 7 Directors Related Approve Roushan Arumugam to Continue Office as Independent Non-Executive Director For For 2 Full descriptions for vote rationales are available in the appendix Hibiscus Petroleum Berhad MYL5199OO004 Malaysia 04-Dec-19 Annual Management 5 Routine/Business Approve PricewaterhouseCoopers PLT as Auditors and Authorize Board to Fix Their Remuneration For For 2 Full descriptions for vote rationales are available in the appendix Hibiscus Petroleum Berhad MYL5199OO004 Malaysia 04-Dec-19 Annual Management 1 Directors Related Approve Directors' Fees For For 4 Full descriptions for vote rationales are available in the appendix Hibiscus Petroleum Berhad MYL5199OO004 Malaysia 04-Dec-19 Annual Management 2 Directors Related Approve Directors' Meeting Allowances For For 4 Full descriptions for vote rationales are available in the appendix Hibiscus Petroleum Berhad MYL5199OO004 Malaysia 04-Dec-19 Annual Management 3 Directors Related Approve Payments for Additional Attendances and Time Expended by Non-Executive Director For For 4 Full descriptions for vote rationales are available in the appendix India Capital Growth Fund Ltd. GB00B0P8RJ60 Guernsey 26-Jun-19 Annual Management 7 Capitalization Authorise Issue of Equity For For 3 Full descriptions for vote rationales are available in the appendix India Capital Growth Fund Ltd. GB00B0P8RJ60 Guernsey 26-Jun-19 Annual Management 8 Capitalization Authorise Issue of Equity without Pre-emptive Rights For For 3 Full descriptions for vote rationales are available in the appendix India Capital Growth Fund Ltd. GB00B0P8RJ60 Guernsey 26-Jun-19 Annual Management 9 Capitalization Authorise Market Purchase of Ordinary Shares For For 3 Full descriptions for vote rationales are available in the appendix India Capital Growth Fund Ltd. GB00B0P8RJ60 Guernsey 26-Jun-19 Annual Management 4 Directors Related Re-elect Elisabeth Scott as Director For For 2 Full descriptions for vote rationales are available in the appendix India Capital Growth Fund Ltd. GB00B0P8RJ60 Guernsey 26-Jun-19 Annual Management 5 Directors Related Re-elect Peter Niven as Director For For 2 Full descriptions for vote rationales are available in the appendix India Capital Growth Fund Ltd. GB00B0P8RJ60 Guernsey 26-Jun-19 Annual Management 3 Non-Salary Comp. Approve Remuneration Report For For 4 Full descriptions for vote rationales are available in the appendix India Capital Growth Fund Ltd. GB00B0P8RJ60 Guernsey 26-Jun-19 Annual Management 2 Routine/Business Ratify Deloitte LLP as Auditors and Authorise Their Remuneration For For 2 Full descriptions for vote rationales are available in the appendix India Capital Growth Fund Ltd. GB00B0P8RJ60 Guernsey 26-Jun-19 Annual Management 6 Directors Related Re-elect John Whittle as Director For Against 2 Full descriptions for vote rationales are available in the appendix Invesco Asia Trust Plc GB0004535307 United Kingdom 05-Sep-19 Annual Management 14 Antitakeover Related Authorise the Company to Call General Meeting with Two Weeks' Notice For For 2 Full descriptions for vote rationales are available in the appendix Invesco Asia Trust Plc GB0004535307 United Kingdom 05-Sep-19 Annual Management 11 Capitalization Authorise Issue of Equity For For 3 Full descriptions for vote rationales are available in the appendix Invesco Asia Trust Plc GB0004535307 United Kingdom 05-Sep-19 Annual Management 12 Capitalization Authorise Issue of Equity without Pre-emptive Rights For For 3 Full descriptions for vote rationales are available in the appendix Invesco Asia Trust Plc GB0004535307 United Kingdom 05-Sep-19 Annual Management 13 Capitalization Authorise Market Purchase of Ordinary Shares For For 3 Full descriptions for vote rationales are available in the appendix Invesco Asia Trust Plc GB0004535307 United Kingdom 05-Sep-19 Annual Management 4 Directors Related Re-elect Owen Jonathan as Director For For 2 Full descriptions for vote rationales are available in the appendix Invesco Asia Trust Plc GB0004535307 United Kingdom 05-Sep-19 Annual Management 5 Directors Related Re-elect Tom Maier as Director For For 2 Full descriptions for vote rationales are available in the appendix Invesco Asia Trust Plc GB0004535307 United Kingdom 05-Sep-19 Annual Management 6 Directors Related Re-elect Fleur Meijs as Director For For 2 Full descriptions for vote rationales are available in the appendix Invesco Asia Trust Plc GB0004535307 United Kingdom 05-Sep-19 Annual Management 7 Directors Related Re-elect Neil Rogan as Director For For 2 Full descriptions for vote rationales are available in the appendix Invesco Asia Trust Plc GB0004535307 United Kingdom 05-Sep-19 Annual Management 3 Non-Salary Comp. Approve Remuneration Report For For 4 Full descriptions for vote rationales are available in the appendix Invesco Asia Trust Plc GB0004535307 United Kingdom 05-Sep-19 Annual Management 9 Routine/Business Authorise the Audit Committee to Fix Remuneration of Auditors For For 2 Full descriptions for vote rationales are available in the appendix Japan Smaller Capitalization Fund, Inc. US47109U1043 USA 26-Nov-19 Annual Management 1.1 Directors Related Elect Director E. Han Kim For For 2 Full descriptions for vote rationales are available in the appendix Japan Smaller Capitalization Fund, Inc. US47109U1043 USA 26-Nov-19 Annual Management 1.2 Directors Related Elect Director Marcia L. Ma cHarg For For 2 Full descriptions for vote rationales are available in the appendix JPEL Private Equity Ltd. GG00BKTRF395 Guernsey 25-Nov-19 Annual Management 1 Capitalization Approve Tender Offer For For 3 Full descriptions for vote rationales are available in the appendix JPEL Private Equity Ltd. GG00BKTRF395 Guernsey 25-Nov-19 Annual Management 2 Capitalization Authorise Market Purchase of Shares For For 3 Full descriptions for vote rationales are available in the appendix JPEL Private Equity Ltd. GG00BKTRF395 Guernsey 25-Nov-19 Annual Management 7 Directors Related Re-elect Christopher Spencer as Director For For 2 Full descriptions for vote rationales are available in the appendix JPEL Private Equity Ltd. GG00BKTRF395 Guernsey 25-Nov-19 Annual Management 8 Directors Related Re-elect John Loudon as Director For For 2 Full descriptions for vote rationales are available in the appendix JPEL Private Equity Ltd. GG00BKTRF395 Guernsey 25-Nov-19 Annual Management 9 Directors Related Re-elect Anthony Dalwood as Director For For 2 Full descriptions for vote rationales are available in the appendix JPEL Private Equity Ltd. GG00BKTRF395 Guernsey 25-Nov-19 Annual Management 10 Directors Related Re-elect Sean Hurst as Director For For 2 Full descriptions for vote rationales are available in the appendix JPEL Private Equity Ltd. GG00BKTRF395 Guernsey 25-Nov-19 Annual Management 6 Directors Related Approve Remuneration of Directors For For 4 Full descriptions for vote rationales are available in the appendix JPEL Private Equity Ltd. GG00BKTRF395 Guernsey 25-Nov-19 Annual Management 5 Routine/Business Authorise Board to Fix Remuneration of Auditors For For 2 Full descriptions for vote rationales are available in the appendix JPMorgan European Smaller Cos. Trust Plc GB00BMTS0Z37 United Kingdom 10-Jul-19 Annual Management 10 Capitalization Authorise Issue of Equity For For 3 Full descriptions for vote rationales are available in the appendix JPMorgan European Smaller Cos. Trust Plc GB00BMTS0Z37 United Kingdom 10-Jul-19 Annual Management 11 Capitalization Authorise Issue of Equity without Pre-emptive Rights For For 3 Full descriptions for vote rationales are available in the appendix JPMorgan European Smaller Cos. Trust Plc GB00BMTS0Z37 United Kingdom 10-Jul-19 Annual Management 12 Capitalization Authorise Market Purchase of Ordinary Shares For For 3 Full descriptions for vote rationales are available in the appendix JPMorgan European Smaller Cos. Trust Plc GB00BMTS0Z37 United Kingdom 10-Jul-19 Annual Management 5 Directors Related Re-elect Marc Van Gelder as Director For For 2 Full descriptions for vote rationales are available in the appendix JPMorgan European Smaller Cos. Trust Plc GB00BMTS0Z37 United Kingdom 10-Jul-19 Annual Management 6 Directors Related Re-elect Ashok Gupta as Director For For 2 Full descriptions for vote rationales are available in the appendix JPMorgan European Smaller Cos. Trust Plc GB00BMTS0Z37 United Kingdom 10-Jul-19 Annual Management 7 Directors Related Re-elect Nicholas Smith as Director For For 2 Full descriptions for vote rationales are available in the appendix JPMorgan European Smaller Cos. Trust Plc GB00BMTS0Z37 United Kingdom 10-Jul-19 Annual Management 8 Directors Related Re-elect Stephen White as Director For For 2 Full descriptions for vote rationales are available in the appendix JPMorgan European Smaller Cos. Trust Plc GB00BMTS0Z37 United Kingdom 10-Jul-19 Annual Management 2 Non-Salary Comp. Approve Remuneration Policy For For 4 Full descriptions for vote rationales are available in the appendix JPMorgan European Smaller Cos. Trust Plc GB00BMTS0Z37 United Kingdom 10-Jul-19 Annual Management 3 Non-Salary Comp. Approve Remuneration Report For For 4 Full descriptions for vote rationales are available in the appendix JPMorgan European Smaller Cos. Trust Plc GB00BMTS0Z37 United Kingdom 10-Jul-19 Annual Management 9 Routine/Business Appoint Ernst & Young LLP as Auditors and Authorise Their Remuneration For For 2 Full descriptions for vote rationales are available in the appendix JPMorgan Japan Smaller Companies Trust plc GB0003165817 United Kingdom 29-Jul-19 Annual Management 8 Capitalization Authorise Issue of Equity For For 3 Full descriptions for vote rationales are available in the appendix JPMorgan Japan Smaller Companies Trust plc GB0003165817 United Kingdom 29-Jul-19 Annual Management 9 Capitalization Authorise Issue of Equity without Pre-emptive Rights For For 3 Full descriptions for vote rationales are available in the appendix JPMorgan Japan Smaller Companies Trust plc GB0003165817 United Kingdom 29-Jul-19 Annual Management 10 Capitalization Authorise Market Purchase of Ordinary Shares For For 3 Full descriptions for vote rationales are available in the appendix JPMorgan Japan Smaller Companies Trust plc GB0003165817 United Kingdom 29-Jul-19 Annual Management 5 Directors Related Re-elect Alexa Henderson as Director For For 2 Full descriptions for vote rationales are available in the appendix JPMorgan Japan Smaller Companies Trust plc GB0003165817 United Kingdom 29-Jul-19 Annual Management 6 Directors Related Re-elect Yuuichiro Nakajima as Director For For 2 Full descriptions for vote rationales are available in the appendix JPMorgan Japan Smaller Companies Trust plc GB0003165817 United Kingdom 29-Jul-19 Annual Management 2 Non-Salary Comp. Approve Remuneration Policy For For 4 Full descriptions for vote rationales are available in the appendix JPMorgan Japan Smaller Companies Trust plc GB0003165817 United Kingdom 29-Jul-19 Annual Management 3 Non-Salary Comp. Approve Remuneration Report For For 4 Full descriptions for vote rationales are available in the appendix JPMorgan Japan Smaller Companies Trust plc GB0003165817 United Kingdom 29-Jul-19 Annual Management 7 Routine/Business Reappoint Grant Thornton UK LLP as Auditors and Authorise Their Remuneration For For 2 Full descriptions for vote rationales are available in the appendix Macau Property Opportunities Fund Ltd. GG00BGDYFV61 Guernsey 29-Nov-19 Annual Management 8 Capitalization Authorise Market Purchase of Ordinary Shares For For 3 Full descriptions for vote rationales are available in the appendix Macau Property Opportunities Fund Ltd. GG00BGDYFV61 Guernsey 29-Nov-19 Annual Management 5 Directors Related Re-elect Wilfred Woo as Director For For 2 Full descriptions for vote rationales are available in the appendix Macau Property Opportunities Fund Ltd. GG00BGDYFV61 Guernsey 29-Nov-19 Annual Management 6 Directors Related Re-elect Mark Huntley as Director For For 2 Full descriptions for vote rationales are available in the appendix Macau Property Opportunities Fund Ltd. GG00BGDYFV61 Guernsey 29-Nov-19 Annual Management 7 Directors Related Re-elect Alan Clifton as Director For For 2 Full descriptions for vote rationales are available in the appendix Macau Property Opportunities Fund Ltd. GG00BGDYFV61 Guernsey 29-Nov-19 Annual Management 2 Non-Salary Comp. Approve Remuneration Report For For 4 Full descriptions for vote rationales are available in the appendix Macau Property Opportunities Fund Ltd. GG00BGDYFV61 Guernsey 29-Nov-19 Annual Management 4 Routine/Business Authorise Board to Fix Remuneration of Auditors For For 2 Full descriptions for vote rationales are available in the appendix Makita Corp. JP3862400003 Japan 26-Jun-19 Annual Management 2.2 Directors Related Elect Director Goto, Munetoshi For For 2 Full descriptions for vote rationales are available in the appendix Makita Corp. JP3862400003 Japan 26-Jun-19 Annual Management 2.3 Directors Related Elect Director Torii, Tadayoshi For For 2 Full descriptions for vote rationales are available in the appendix Makita Corp. JP3862400003 Japan 26-Jun-19 Annual Management 2.4 Directors Related Elect Director Niwa, Hisayoshi For For 2 Full descriptions for vote rationales are available in the appendix Makita Corp. JP3862400003 Japan 26-Jun-19 Annual Management 2.5 Directors Related Elect Director Tomita, Shinichiro For For 2 Full descriptions for vote rationales are available in the appendix Makita Corp. JP3862400003 Japan 26-Jun-19 Annual Management 2.6 Directors Related Elect Director Kaneko, Tetsuhisa For For 2 Full descriptions for vote rationales are available in the appendix Management Proposal Recom- Vote Rationale for Company Name Primary ISIN Country Meeting Date Meeting Type Proponent Number Proposal Code Category Proposal Text mendation Instruction Vote Rationale Description for Vote Makita Corp. JP3862400003 Japan 26-Jun-19 Annual Management 2.7 Directors Related Elect Director Ota, Tomoyuki For For 2 Full descriptions for vote rationales are available in the appendix Makita Corp. JP3862400003 Japan 26-Jun-19 Annual Management 2.8 Directors Related Elect Director Tsuchiya, Takashi For For 2 Full descriptions for vote rationales are available in the appendix Makita Corp. JP3862400003 Japan 26-Jun-19 Annual Management 2.9 Directors Related Elect Director Yoshida, Masaki For For 2 Full descriptions for vote rationales are available in the appendix Makita Corp. JP3862400003 Japan 26-Jun-19 Annual Management 2.10 Directors Related Elect Director Omote, Takashi For For 2 Full descriptions for vote rationales are available in the appendix Makita Corp. JP3862400003 Japan 26-Jun-19 Annual Management 2.11 Directors Related Elect Director Otsu, Yukihiro For For 2 Full descriptions for vote rationales are available in the appendix Makita Corp. JP3862400003 Japan 26-Jun-19 Annual Management 2.12 Directors Related Elect Director Morita, Akiyoshi For For 2 Full descriptions for vote rationales are available in the appendix Makita Corp. JP3862400003 Japan 26-Jun-19 Annual Management 2.13 Directors Related Elect Director Sugino, Masahiro For For 2 Full descriptions for vote rationales are available in the appendix Makita Corp. JP3862400003 Japan 26-Jun-19 Annual Management 3 Non-Salary Comp. Approve Annual Bonus For For 4 Full descriptions for vote rationales are available in the appendix Makita Corp. JP3862400003 Japan 26-Jun-19 Annual Management 4 Non-Salary Comp. Approve Restricted Stock Plan For For 4 Full descriptions for vote rationales are available in the appendix Makita Corp. JP3862400003 Japan 26-Jun-19 Annual Management 1 Routine/Business Approve Allocation of Income, with a Final Dividend of JPY 52 For Against 2 Full descriptions for vote rationales are available in the appendix Makita Corp. JP3862400003 Japan 26-Jun-19 Annual Management 2.1 Directors Related Elect Director Goto, Masahiko For Against 2 Full descriptions for vote rationales are available in the appendix Marwyn Value Investors Ltd. KYG5897M1740 Cayman Islands 03-Sep-19 Annual Management 6 Capitalization Approve Cancellation of Ordinary Shares For For 3 Full descriptions for vote rationales are available in the appendix Marwyn Value Investors Ltd. KYG5897M1740 Cayman Islands 03-Sep-19 Annual Management 5 Capitalization Authorise Market Purchase of Ordinary Shares For For 3 Full descriptions for vote rationales are available in the appendix Marwyn Value Investors Ltd. KYG5897M1740 Cayman Islands 03-Sep-19 Annual Management 4 Routine/Business Ratify PricewaterhouseCoopers as Auditors and Authorise Their Remuneration For For 2 Full descriptions for vote rationales are available in the appendix Marwyn Value Investors Ltd. KYG5897M1740 Cayman Islands 03-Sep-19 Annual Management 2 Directors Related Re-elect Robert Ware as Director For Against 2 Full descriptions for vote rationales are available in the appendix Marwyn Value Investors Ltd. KYG5897M1740 Cayman Islands 03-Sep-19 Annual Management 3 Directors Related Re-elect Louisa Bonney as Director For Against 2 Full descriptions for vote rationales are available in the appendix Montanaro European Smaller Cos Trust Plc GB0004543517 United Kingdom 12-Sep-19 Annual Management 9 Capitalization Authorise Issue of Equity For For 3 Full descriptions for vote rationales are available in the appendix Montanaro European Smaller Cos Trust Plc GB0004543517 United Kingdom 12-Sep-19 Annual Management 10 Capitalization Authorise Issue of Equity without Pre-emptive Rights For For 3 Full descriptions for vote rationales are available in the appendix Montanaro European Smaller Cos Trust Plc GB0004543517 United Kingdom 12-Sep-19 Annual Management 11 Capitalization Authorise Market Purchase of Ordinary Shares For For 3 Full descriptions for vote rationales are available in the appendix Montanaro European Smaller Cos Trust Plc GB0004543517 United Kingdom 12-Sep-19 Annual Management 4 Directors Related Re-elect Richard Curling as Director For For 2 Full descriptions for vote rationales are available in the appendix Montanaro European Smaller Cos Trust Plc GB0004543517 United Kingdom 12-Sep-19 Annual Management 5 Directors Related Re-elect Caroline Roxburgh as Director For For 2 Full descriptions for vote rationales are available in the appendix Montanaro European Smaller Cos Trust Plc GB0004543517 United Kingdom 12-Sep-19 Annual Management 6 Directors Related Re-elect Merryn Somerset Webb as Director For For 2 Full descriptions for vote rationales are available in the appendix Montanaro European Smaller Cos Trust Plc GB0004543517 United Kingdom 12-Sep-19 Annual Management 2 Non-Salary Comp. Approve Remuneration Report For For 4 Full descriptions for vote rationales are available in the appendix Montanaro European Smaller Cos Trust Plc GB0004543517 United Kingdom 12-Sep-19 Annual Management 8 Routine/Business Authorise Board to Fix Remuneration of Auditors For For 2 Full descriptions for vote rationales are available in the appendix Montanaro UK Smaller Cos. Investment Trust Plc GB00BZ1H9L86 United Kingdom 25-Jul-19 Annual Management 10 Capitalization Authorise Issue of Equity For For 3 Full descriptions for vote rationales are available in the appendix Montanaro UK Smaller Cos. Investment Trust Plc GB00BZ1H9L86 United Kingdom 25-Jul-19 Annual Management 11 Capitalization Authorise Issue of Equity without Pre-emptive Rights For For 3 Full descriptions for vote rationales are available in the appendix Montanaro UK Smaller Cos. Investment Trust Plc GB00BZ1H9L86 United Kingdom 25-Jul-19 Annual Management 12 Capitalization Authorise Market Purchase of Ordinary Shares For For 3 Full descriptions for vote rationales are available in the appendix Montanaro UK Smaller Cos. Investment Trust Plc GB00BZ1H9L86 United Kingdom 25-Jul-19 Annual Management 5 Directors Related Re-elect Kate Bolsover as Director For For 2 Full descriptions for vote rationales are available in the appendix Montanaro UK Smaller Cos. Investment Trust Plc GB00BZ1H9L86 United Kingdom 25-Jul-19 Annual Management 6 Directors Related Re-elect Arthur Copple as Director For For 2 Full descriptions for vote rationales are available in the appendix Montanaro UK Smaller Cos. Investment Trust Plc GB00BZ1H9L86 United Kingdom 25-Jul-19 Annual Management 7 Directors Related Re-elect James Robinson as Director For For 2 Full descriptions for vote rationales are available in the appendix Montanaro UK Smaller Cos. Investment Trust Plc GB00BZ1H9L86 United Kingdom 25-Jul-19 Annual Management 2 Non-Salary Comp. Approve Remuneration Report For For 4 Full descriptions for vote rationales are available in the appendix Montanaro UK Smaller Cos. Investment Trust Plc GB00BZ1H9L86 United Kingdom 25-Jul-19 Annual Management 3 Non-Salary Comp. Approve Remuneration Policy For For 4 Full descriptions for vote rationales are available in the appendix Montanaro UK Smaller Cos. Investment Trust Plc GB00BZ1H9L86 United Kingdom 25-Jul-19 Annual Management 9 Routine/Business Authorise the Audit and Management Engagement Committee to Fix Remuneration of Auditors For For 2 Full descriptions for vote rationales are available in the appendix Morgan Stanley China A Share Fund, Inc. US6174681030 USA 25-Jun-19 Annual Management 1.1 Directors Related Elect Director Frank L. Bowman For For 2 Full descriptions for vote rationales are available in the appendix Morgan Stanley China A Share Fund, Inc. US6174681030 USA 25-Jun-19 Annual Management 1.2 Directors Related Elect Director Jakki L. Haussler For For 2 Full descriptions for vote rationales are available in the appendix Morgan Stanley China A Share Fund, Inc. US6174681030 USA 25-Jun-19 Annual Management 1.3 Directors Related Elect Director Manuel H. Johnson For For 2 Full descriptions for vote rationales are available in the appendix Morgan Stanley China A Share Fund, Inc. US6174681030 USA 25-Jun-19 Annual Management 1.4 Directors Related Elect Director Patricia Maleski For For 2 Full descriptions for vote rationales are available in the appendix Increase Authorized Share Capital and Amend Memorandum and Articles of Association to Reflect Increase in Pakistan Petroleum Ltd. PK0081801018 Pakistan 11-Oct-19 Special Management 1 Capitalization For For 3 Full descriptions for vote rationales are available in the appendix Authorized Share Capital Pakistan Petroleum Ltd. PK0081801018 Pakistan 28-Oct-19 Annual Management 3 Routine/Business Approve A. F. Ferguson and Co. as Auditors and Authorize Board to Fix Their Remuneration For For 2 Full descriptions for vote rationales are available in the appendix Pendal Group Limited AU0000009789 Australia 13-Dec-19 Annual Management 2 Directors Related Elect Kathryn Matthews as Director For For 2 Full descriptions for vote rationales are available in the appendix Pendal Group Limited AU0000009789 Australia 13-Dec-19 Annual Management 3 Non-Salary Comp. Approve Remuneration Report For For 4 Full descriptions for vote rationales are available in the appendix Pendal Group Limited AU0000009789 Australia 13-Dec-19 Annual Management 4 Non-Salary Comp. Approve Grant of Performance Share Rights to Emilio Gonzalez For For 2 Full descriptions for vote rationales are available in the appendix Plc GB00B18V8630 United Kingdom 25-Jul-19 Annual Management 17 Antitakeover Related Authorise the Company to Call General Meeting with Two Weeks' Notice For For 2 Full descriptions for vote rationales are available in the appendix Pennon Group Plc GB00B18V8630 United Kingdom 25-Jul-19 Annual Management 13 Capitalization Authorise Issue of Equity For For 3 Full descriptions for vote rationales are available in the appendix Pennon Group Plc GB00B18V8630 United Kingdom 25-Jul-19 Annual Management 14 Capitalization Authorise Issue of Equity without Pre-emptive Rights For For 3 Full descriptions for vote rationales are available in the appendix Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Specified Capital Pennon Group Plc GB00B18V8630 United Kingdom 25-Jul-19 Annual Management 15 Capitalization For For 3 Full descriptions for vote rationales are available in the appendix Investment Approve Issuance of WaterShare+ Share in Connection with the WaterShare+ Scheme of South West Water Pennon Group Plc GB00B18V8630 United Kingdom 25-Jul-19 Annual Management 19 Capitalization For For 3 Full descriptions for vote rationales are available in the appendix Limited Pennon Group Plc GB00B18V8630 United Kingdom 25-Jul-19 Annual Management 16 Capitalization Authorise Market Purchase of Ordinary Shares For For 3 Full descriptions for vote rationales are available in the appendix Pennon Group Plc GB00B18V8630 United Kingdom 25-Jul-19 Annual Management 4 Directors Related Re-elect Sir John Parker as Director For For 2 Full descriptions for vote rationales are available in the appendix Pennon Group Plc GB00B18V8630 United Kingdom 25-Jul-19 Annual Management 5 Directors Related Re-elect Neil Cooper as Director For For 2 Full descriptions for vote rationales are available in the appendix Pennon Group Plc GB00B18V8630 United Kingdom 25-Jul-19 Annual Management 6 Directors Related Re-elect Susan Davy as Director For For 2 Full descriptions for vote rationales are available in the appendix Pennon Group Plc GB00B18V8630 United Kingdom 25-Jul-19 Annual Management 7 Directors Related Elect Iain Evans as Director For For 2 Full descriptions for vote rationales are available in the appendix Pennon Group Plc GB00B18V8630 United Kingdom 25-Jul-19 Annual Management 8 Directors Related Re-elect Christopher Loughlin as Director For For 2 Full descriptions for vote rationales are available in the appendix Pennon Group Plc GB00B18V8630 United Kingdom 25-Jul-19 Annual Management 9 Directors Related Re-elect Gill Rider as Director For For 2 Full descriptions for vote rationales are available in the appendix Pennon Group Plc GB00B18V8630 United Kingdom 25-Jul-19 Annual Management 3 Non-Salary Comp. Approve Remuneration Report For For 4 Full descriptions for vote rationales are available in the appendix Pennon Group Plc GB00B18V8630 United Kingdom 25-Jul-19 Annual Management 11 Routine/Business Authorise the Audit Committee to Fix Remuneration of Auditors For For 2 Full descriptions for vote rationales are available in the appendix Petra Diamonds Ltd. BMG702781094 Bermuda 29-Nov-19 Annual Management 14 Capitalization Authorise Issue of Equity For For 3 Full descriptions for vote rationales are available in the appendix Petra Diamonds Ltd. BMG702781094 Bermuda 29-Nov-19 Annual Management 15 Capitalization Authorise Issue of Equity without Pre-emptive Rights For For 3 Full descriptions for vote rationales are available in the appendix Petra Diamonds Ltd. BMG702781094 Bermuda 29-Nov-19 Annual Management 5 Directors Related Re-elect Adonis Pouroulis as Director For For 2 Full descriptions for vote rationales are available in the appendix Petra Diamonds Ltd. BMG702781094 Bermuda 29-Nov-19 Annual Management 6 Directors Related Re-elect Jacques Breytenbach as Director For For 2 Full descriptions for vote rationales are available in the appendix Petra Diamonds Ltd. BMG702781094 Bermuda 29-Nov-19 Annual Management 7 Directors Related Re-elect Anthony Lowrie as Director For For 2 Full descriptions for vote rationales are available in the appendix Petra Diamonds Ltd. BMG702781094 Bermuda 29-Nov-19 Annual Management 8 Directors Related Re-elect Dr Patrick Bartlett as Director For For 2 Full descriptions for vote rationales are available in the appendix Petra Diamonds Ltd. BMG702781094 Bermuda 29-Nov-19 Annual Management 9 Directors Related Re-elect Alexander Hamilton as Director For For 2 Full descriptions for vote rationales are available in the appendix Petra Diamonds Ltd. BMG702781094 Bermuda 29-Nov-19 Annual Management 10 Directors Related Re-elect Octavia Matloa as Director For For 2 Full descriptions for vote rationales are available in the appendix Petra Diamonds Ltd. BMG702781094 Bermuda 29-Nov-19 Annual Management 11 Directors Related Elect Varda Shine as Director For For 2 Full descriptions for vote rationales are available in the appendix Petra Diamonds Ltd. BMG702781094 Bermuda 29-Nov-19 Annual Management 12 Directors Related Elect Bernard Pryor as Director For For 2 Full descriptions for vote rationales are available in the appendix Petra Diamonds Ltd. BMG702781094 Bermuda 29-Nov-19 Annual Management 13 Directors Related Elect Richard Duffy as Director For For 2 Full descriptions for vote rationales are available in the appendix Petra Diamonds Ltd. BMG702781094 Bermuda 29-Nov-19 Annual Management 2 Non-Salary Comp. Approve Remuneration Report For For 4 Full descriptions for vote rationales are available in the appendix Petra Diamonds Ltd. BMG702781094 Bermuda 29-Nov-19 Annual Management 4 Routine/Business Authorise Board to Fix Remuneration of Auditors For For 2 Full descriptions for vote rationales are available in the appendix PLDT, Inc. PHY7072Q1032 Philippines 11-Jun-19 Annual Management 2.1 Directors Related Elect Bernido H. Liu as Director For For 2 Full descriptions for vote rationales are available in the appendix PLDT, Inc. PHY7072Q1032 Philippines 11-Jun-19 Annual Management 2.2 Directors Related Elect Artemio V. Panganiban as Director For For 2 Full descriptions for vote rationales are available in the appendix PLDT, Inc. PHY7072Q1032 Philippines 11-Jun-19 Annual Management 2.3 Directors Related Elect Pedro E. Roxas as Director For For 2 Full descriptions for vote rationales are available in the appendix PLDT, Inc. PHY7072Q1032 Philippines 11-Jun-19 Annual Management 2.10 Directors Related Elect Manuel V. Pangilinan as Director For For 2 Full descriptions for vote rationales are available in the appendix PLDT, Inc. PHY7072Q1032 Philippines 11-Jun-19 Annual Management 2.4 Directors Related Elect Helen Y. Dee as Director For Withhold 2 Full descriptions for vote rationales are available in the appendix PLDT, Inc. PHY7072Q1032 Philippines 11-Jun-19 Annual Management 2.5 Directors Related Elect Ray C. Espinosa as Director For Withhold 2 Full descriptions for vote rationales are available in the appendix PLDT, Inc. PHY7072Q1032 Philippines 11-Jun-19 Annual Management 2.6 Directors Related Elect James L. Go as Director For Withhold 2 Full descriptions for vote rationales are available in the appendix PLDT, Inc. PHY7072Q1032 Philippines 11-Jun-19 Annual Management 2.7 Directors Related Elect Shigeki Hayashi as Director For Withhold 2 Full descriptions for vote rationales are available in the appendix PLDT, Inc. PHY7072Q1032 Philippines 11-Jun-19 Annual Management 2.8 Directors Related Elect Junichi Igarashi as Director For Withhold 2 Full descriptions for vote rationales are available in the appendix PLDT, Inc. PHY7072Q1032 Philippines 11-Jun-19 Annual Management 2.9 Directors Related Elect Aurora C. Ignacio as Director For Withhold 2 Full descriptions for vote rationales are available in the appendix PLDT, Inc. PHY7072Q1032 Philippines 11-Jun-19 Annual Management 2.11 Directors Related Elect Ma. Lourdes C. Rausa-Chan as Director For Withhold 2 Full descriptions for vote rationales are available in the appendix PLDT, Inc. PHY7072Q1032 Philippines 11-Jun-19 Annual Management 2.12 Directors Related Elect Albert F. del Rosario as Director For Withhold 2 Full descriptions for vote rationales are available in the appendix PLDT, Inc. PHY7072Q1032 Philippines 11-Jun-19 Annual Management 2.13 Directors Related Elect Marife B. Zamora as Director For Withhold 2 Full descriptions for vote rationales are available in the appendix PPC Ltd. ZAE000170049 South Africa 29-Aug-19 Annual Management 12 Capitalization Place Authorised but Unissued Shares under Control of Directors For For 3 Full descriptions for vote rationales are available in the appendix PPC Ltd. ZAE000170049 South Africa 29-Aug-19 Annual Management 13 Capitalization Authorise Board to Issue Shares for Cash For For 3 Full descriptions for vote rationales are available in the appendix PPC Ltd. ZAE000170049 South Africa 29-Aug-19 Annual Management 17 Capitalization Authorise Repurchase of Issued Share Capital For For 3 Full descriptions for vote rationales are available in the appendix PPC Ltd. ZAE000170049 South Africa 29-Aug-19 Annual Management 1 Directors Related Elect Mark Thompson as Director For For 2 Full descriptions for vote rationales are available in the appendix PPC Ltd. ZAE000170049 South Africa 29-Aug-19 Annual Management 2 Directors Related Re-elect Nonkululeko Gobodo as Director For For 2 Full descriptions for vote rationales are available in the appendix PPC Ltd. ZAE000170049 South Africa 29-Aug-19 Annual Management 3 Directors Related Re-elect Anthony Ball as Director For For 2 Full descriptions for vote rationales are available in the appendix PPC Ltd. ZAE000170049 South Africa 29-Aug-19 Annual Management 4 Directors Related Re-elect Charles Naude as Director For For 2 Full descriptions for vote rationales are available in the appendix PPC Ltd. ZAE000170049 South Africa 29-Aug-19 Annual Management 1 Reorg. and Mergers Approve Financial Assistance in Terms of Section 44 of the Companies Act For For 3 Full descriptions for vote rationales are available in the appendix PPC Ltd. ZAE000170049 South Africa 29-Aug-19 Annual Management 2 Reorg. and Mergers Approve Financial Assistance in Terms of Section 45 of the Companies Act For For 3 Full descriptions for vote rationales are available in the appendix PPC Ltd. ZAE000170049 South Africa 29-Aug-19 Annual Management 10 Non-Salary Comp. Approve Remuneration Policy For For 4 Full descriptions for vote rationales are available in the appendix PPC Ltd. ZAE000170049 South Africa 29-Aug-19 Annual Management 11 Non-Salary Comp. Approve Remuneration Implementation Report For For 4 Full descriptions for vote rationales are available in the appendix PPC Ltd. ZAE000170049 South Africa 29-Aug-19 Annual Management 3 Directors Related Approve Remuneration of Board Chairman For For 4 Full descriptions for vote rationales are available in the appendix PPC Ltd. ZAE000170049 South Africa 29-Aug-19 Annual Management 4 Directors Related Approve Remuneration of Non-executive Director For For 4 Full descriptions for vote rationales are available in the appendix PPC Ltd. ZAE000170049 South Africa 29-Aug-19 Annual Management 5 Directors Related Approve Remuneration of Audit and Risk Committee Chairman For For 4 Full descriptions for vote rationales are available in the appendix PPC Ltd. ZAE000170049 South Africa 29-Aug-19 Annual Management 6 Directors Related Approve Remuneration of Audit and Risk Committee Member For For 4 Full descriptions for vote rationales are available in the appendix PPC Ltd. ZAE000170049 South Africa 29-Aug-19 Annual Management 7 Directors Related Approve Remuneration of Remuneration Committee Chairman For For 4 Full descriptions for vote rationales are available in the appendix PPC Ltd. ZAE000170049 South Africa 29-Aug-19 Annual Management 8 Directors Related Approve Remuneration of Remuneration Committee Member For For 4 Full descriptions for vote rationales are available in the appendix PPC Ltd. ZAE000170049 South Africa 29-Aug-19 Annual Management 9 Directors Related Approve Remuneration of Social and Ethics Committee Chairman For For 4 Full descriptions for vote rationales are available in the appendix PPC Ltd. ZAE000170049 South Africa 29-Aug-19 Annual Management 10 Directors Related Approve Remuneration of Social and Ethics Committee Member For For 4 Full descriptions for vote rationales are available in the appendix PPC Ltd. ZAE000170049 South Africa 29-Aug-19 Annual Management 11 Directors Related Approve Remuneration of Nominations Committee Chairman For For 4 Full descriptions for vote rationales are available in the appendix Management Proposal Recom- Vote Rationale for Company Name Primary ISIN Country Meeting Date Meeting Type Proponent Number Proposal Code Category Proposal Text mendation Instruction Vote Rationale Description for Vote PPC Ltd. ZAE000170049 South Africa 29-Aug-19 Annual Management 12 Directors Related Approve Remuneration of Nominations Committee Member For For 4 Full descriptions for vote rationales are available in the appendix PPC Ltd. ZAE000170049 South Africa 29-Aug-19 Annual Management 13 Directors Related Approve Remuneration of Investment Committee Chairman For For 4 Full descriptions for vote rationales are available in the appendix PPC Ltd. ZAE000170049 South Africa 29-Aug-19 Annual Management 14 Directors Related Approve Remuneration of Investment Committee Member For For 4 Full descriptions for vote rationales are available in the appendix PPC Ltd. ZAE000170049 South Africa 29-Aug-19 Annual Management 15 Directors Related Approve Attendance Fee of the Chairman for Special Meetings For For 4 Full descriptions for vote rationales are available in the appendix PPC Ltd. ZAE000170049 South Africa 29-Aug-19 Annual Management 16 Directors Related Approve Attendance Fee of Each Non-executive Director for Special Meetings For For 4 Full descriptions for vote rationales are available in the appendix Renaissance Services SAOG OM0000003224 Oman 08-Dec-19 Special Management 3 Capitalization Amend Article 5 of Bylaws to Reflect Changes in Capital For For 3 Full descriptions for vote rationales are available in the appendix Renaissance Services SAOG OM0000003224 Oman 08-Dec-19 Special Management 1 Capitalization Approve Reduction in Share Capital from OMR 36,727,275 to OMR 23,641,000 For For 3 Full descriptions for vote rationales are available in the appendix Renaissance Services SAOG OM0000003224 Oman 29-Jul-19 Special Management 1 Reorg. and Mergers Approve Sale of 86.5 Percent Equity Shares in Topaz Energy & Marine Limited, Bermuda. For Against 3 Full descriptions for vote rationales are available in the appendix Renaissance Services SAOG OM0000003224 Oman 29-Jul-19 Special Management 2 Routine/Business Authorize Board to Ratify and Execute Approved Resolutions For Against 2 Full descriptions for vote rationales are available in the appendix Ridley Corporation Limited AU000000RIC6 Australia 25-Nov-19 Annual Management 3 Directors Related Elect David Lord as Director For For 2 Full descriptions for vote rationales are available in the appendix Ridley Corporation Limited AU000000RIC6 Australia 25-Nov-19 Annual Management 4 Directors Related Elect Ejnar Knudsen as Director For For 2 Full descriptions for vote rationales are available in the appendix Ridley Corporation Limited AU000000RIC6 Australia 25-Nov-19 Annual Management 2 Non-Salary Comp. Approve Remuneration Report For For 4 Full descriptions for vote rationales are available in the appendix Ridley Corporation Limited AU000000RIC6 Australia 25-Nov-19 Annual Management 5 Non-Salary Comp. Approve Issuance of Performance Rights to Quinton Hildebrand For For 2 Full descriptions for vote rationales are available in the appendix Severn Trent Plc GB00B1FH8J72 United Kingdom 17-Jul-19 Annual Management 21 Antitakeover Related Authorise the Company to Call General Meeting with Two Weeks' Notice For For 2 Full descriptions for vote rationales are available in the appendix Severn Trent Plc GB00B1FH8J72 United Kingdom 17-Jul-19 Annual Management 17 Capitalization Authorise Issue of Equity For For 3 Full descriptions for vote rationales are available in the appendix Severn Trent Plc GB00B1FH8J72 United Kingdom 17-Jul-19 Annual Management 18 Capitalization Authorise Issue of Equity without Pre-emptive Rights For For 3 Full descriptions for vote rationales are available in the appendix Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Severn Trent Plc GB00B1FH8J72 United Kingdom 17-Jul-19 Annual Management 19 Capitalization For For 3 Full descriptions for vote rationales are available in the appendix Investment Severn Trent Plc GB00B1FH8J72 United Kingdom 17-Jul-19 Annual Management 20 Capitalization Authorise Market Purchase of Ordinary Shares For For 3 Full descriptions for vote rationales are available in the appendix Severn Trent Plc GB00B1FH8J72 United Kingdom 17-Jul-19 Annual Management 6 Directors Related Re-elect Kevin Beeston as Director For For 2 Full descriptions for vote rationales are available in the appendix Severn Trent Plc GB00B1FH8J72 United Kingdom 17-Jul-19 Annual Management 7 Directors Related Re-elect James Bowling as Director For For 2 Full descriptions for vote rationales are available in the appendix Severn Trent Plc GB00B1FH8J72 United Kingdom 17-Jul-19 Annual Management 8 Directors Related Re-elect John Coghlan as Director For For 2 Full descriptions for vote rationales are available in the appendix Severn Trent Plc GB00B1FH8J72 United Kingdom 17-Jul-19 Annual Management 9 Directors Related Re-elect Andrew Duff as Director For For 2 Full descriptions for vote rationales are available in the appendix Severn Trent Plc GB00B1FH8J72 United Kingdom 17-Jul-19 Annual Management 10 Directors Related Re-elect Olivia Garfield as Director For For 2 Full descriptions for vote rationales are available in the appendix Severn Trent Plc GB00B1FH8J72 United Kingdom 17-Jul-19 Annual Management 11 Directors Related Re-elect Dominique Reiniche as Director For For 2 Full descriptions for vote rationales are available in the appendix Severn Trent Plc GB00B1FH8J72 United Kingdom 17-Jul-19 Annual Management 12 Directors Related Re-elect Philip Remnant as Director For For 2 Full descriptions for vote rationales are available in the appendix Severn Trent Plc GB00B1FH8J72 United Kingdom 17-Jul-19 Annual Management 13 Directors Related Re-elect Angela Strank as Director For For 2 Full descriptions for vote rationales are available in the appendix Severn Trent Plc GB00B1FH8J72 United Kingdom 17-Jul-19 Annual Management 2 Non-Salary Comp. Approve Remuneration Report For For 4 Full descriptions for vote rationales are available in the appendix Severn Trent Plc GB00B1FH8J72 United Kingdom 17-Jul-19 Annual Management 3 Non-Salary Comp. Amend Long Term Incentive Plan 2014 For For 4 Full descriptions for vote rationales are available in the appendix Severn Trent Plc GB00B1FH8J72 United Kingdom 17-Jul-19 Annual Management 4 Non-Salary Comp. Approve Sharesave Scheme For For 2 Full descriptions for vote rationales are available in the appendix Severn Trent Plc GB00B1FH8J72 United Kingdom 17-Jul-19 Annual Management 15 Routine/Business Authorise the Audit Committee to Fix Remuneration of Auditors For For 2 Full descriptions for vote rationales are available in the appendix SkyCity Entertainment Group Limited NZSKCE0001S2 New Zealand 18-Oct-19 Annual Management 2 Routine/Business Authorize Board to Fix Remuneration of the Auditors For For 2 Full descriptions for vote rationales are available in the appendix SNAM SpA IT0003153415 Italy 23-Oct-19 Special Management 1 Directors Related Amend Company Bylaws Re: Articles 13 and 20; Introduce Article 24 For For 2 Full descriptions for vote rationales are available in the appendix SNAM SpA IT0003153415 Italy 23-Oct-19 Special Management 1 Routine/Business Revoke Auditors; Approve New Auditors and Authorize Board to Fix Their Remuneration For For 2 Full descriptions for vote rationales are available in the appendix Templeton Emerging Markets Investment Trust Plc GB0008829292 United Kingdom 11-Jul-19 Annual Management 16 Antitakeover Related Authorise the Company to Call General Meeting with Two Weeks' Notice For For 2 Full descriptions for vote rationales are available in the appendix Templeton Emerging Markets Investment Trust Plc GB0008829292 United Kingdom 11-Jul-19 Annual Management 13 Capitalization Authorise Issue of Equity For For 3 Full descriptions for vote rationales are available in the appendix Templeton Emerging Markets Investment Trust Plc GB0008829292 United Kingdom 11-Jul-19 Annual Management 14 Capitalization Authorise Issue of Equity without Pre-emptive Rights For For 3 Full descriptions for vote rationales are available in the appendix Templeton Emerging Markets Investment Trust Plc GB0008829292 United Kingdom 11-Jul-19 Annual Management 15 Capitalization Authorise Market Purchase of Ordinary Shares For For 3 Full descriptions for vote rationales are available in the appendix Templeton Emerging Markets Investment Trust Plc GB0008829292 United Kingdom 11-Jul-19 Annual Management 4 Directors Related Re-elect Paul Manduca as Director For For 2 Full descriptions for vote rationales are available in the appendix Templeton Emerging Markets Investment Trust Plc GB0008829292 United Kingdom 11-Jul-19 Annual Management 5 Directors Related Re-elect Beatrice Hollond as Director For For 2 Full descriptions for vote rationales are available in the appendix Templeton Emerging Markets Investment Trust Plc GB0008829292 United Kingdom 11-Jul-19 Annual Management 6 Directors Related Re-elect Charlie Ricketts as Director For For 2 Full descriptions for vote rationales are available in the appendix Templeton Emerging Markets Investment Trust Plc GB0008829292 United Kingdom 11-Jul-19 Annual Management 7 Directors Related Re-elect David Graham as Director For For 2 Full descriptions for vote rationales are available in the appendix Templeton Emerging Markets Investment Trust Plc GB0008829292 United Kingdom 11-Jul-19 Annual Management 8 Directors Related Re-elect Gregory Johnson as Director For For 2 Full descriptions for vote rationales are available in the appendix Templeton Emerging Markets Investment Trust Plc GB0008829292 United Kingdom 11-Jul-19 Annual Management 9 Directors Related Re-elect Simon Jeffreys as Director For For 2 Full descriptions for vote rationales are available in the appendix Templeton Emerging Markets Investment Trust Plc GB0008829292 United Kingdom 11-Jul-19 Annual Management 2 Non-Salary Comp. Approve Remuneration Report For For 4 Full descriptions for vote rationales are available in the appendix Templeton Emerging Markets Investment Trust Plc GB0008829292 United Kingdom 11-Jul-19 Annual Management 11 Routine/Business Authorise Board to Fix Remuneration of Auditors For For 2 Full descriptions for vote rationales are available in the appendix The Bidvest Group Ltd. ZAE000117321 South Africa 28-Nov-19 Annual Management 5 Capitalization Place Authorised but Unissued Shares under Control of Directors For For 3 Full descriptions for vote rationales are available in the appendix The Bidvest Group Ltd. ZAE000117321 South Africa 28-Nov-19 Annual Management 5 Capitalization Place Authorised but Unissued Shares und er Control of Directors For For 3 Full descriptions for vote rationales are available in the appendix The Bidvest Group Ltd. ZAE000117321 South Africa 28-Nov-19 Annual Management 6 Capitalization Authorise Board to Issue Shares for Cash For For 3 Full descriptions for vote rationales are available in the appendix The Bidvest Group Ltd. ZAE000117321 South Africa 28-Nov-19 Annual Management 6 Capitalization Authorise Board to Issue Shares for Cash For For 3 Full descriptions for vote rationales are available in the appendix The Bidvest Group Ltd. ZAE000117321 South Africa 28-Nov-19 Annual Management 7 Capitalization Approve Payment of Dividend by Way of Pro Rata Reduction of Share Capital or Share Premium For For 3 Full descriptions for vote rationales are available in the appendix The Bidvest Group Ltd. ZAE000117321 South Africa 28-Nov-19 Annual Management 7 Capitalization Approve Payment of Dividend by Way of Pro Rata Reduction of Share Capital or Share Premium For For 3 Full descriptions for vote rationales are available in the appendix The Bidvest Group Ltd. ZAE000117321 South Africa 28-Nov-19 Annual Management 2 Capitalization Authorise Repurchase of Issued Share Capital For For 3 Full descriptions for vote rationales are available in the appendix The Bidvest Group Ltd. ZAE000117321 South Africa 28-Nov-19 Annual Management 2 Capitalization Authorise Repurchase of Issued Share Capital For For 3 Full descriptions for vote rationales are available in the appendix The Bidvest Group Ltd. ZAE000117321 South Africa 28-Nov-19 Annual Management 9 Directors Related Approve Ratification Relating to Personal Financial Interest Arising From Multiple Offices in the Group For For 2 Full descriptions for vote rationales are available in the appendix The Bidvest Group Ltd. ZAE000117321 South Africa 28-Nov-19 Annual Management 9 Directors Related Approve Ratification Relating to Personal Financial Interest Arising From Multiple Offices in the Group For For 2 Full descriptions for vote rationales are available in the appendix The Bidvest Group Ltd. ZAE000117321 South Africa 28-Nov-19 Annual Management 1.1 Directors Related Re-elect Bongi Masinga as Director For For 2 Full descriptions for vote rationales are available in the appendix The Bidvest Group Ltd. ZAE000117321 South Africa 28-Nov-19 Annual Management 1.1 Directors Related Re-elect Bongi Masinga as Director For For 2 Full descriptions for vote rationales are available in the appendix The Bidvest Group Ltd. ZAE000117321 South Africa 28-Nov-19 Annual Management 1.2 Directors Related Re-elect Mpumi Madisa as Director For For 2 Full descriptions for vote rationales are available in the appendix The Bidvest Group Ltd. ZAE000117321 South Africa 28-Nov-19 Annual Management 1.2 Directors Related Re-elect Mpumi Madisa as Director For For 2 Full descriptions for vote rationales are available in the appendix The Bidvest Group Ltd. ZAE000117321 South Africa 28-Nov-19 Annual Management 2.1 Directors Related Elect Bonang Mohale as Director For For 2 Full descriptions for vote rationales are available in the appendix The Bidvest Group Ltd. ZAE000117321 South Africa 28-Nov-19 Annual Management 2.1 Directors Related Elect Bonang Mohale as Director For For 2 Full descriptions for vote rationales are available in the appendix The Bidvest Group Ltd. ZAE000117321 South Africa 28-Nov-19 Annual Management 3 Reorg. and Mergers Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act For For 3 Full descriptions for vote rationales are available in the appendix The Bidvest Group Ltd. ZAE000117321 South Africa 28-Nov-19 Annual Management 3 Reorg. and Mergers Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act For For 3 Full descriptions for vote rationales are available in the appendix The Bidvest Group Ltd. ZAE000117321 South Africa 28-Nov-19 Annual Management 1 Non-Salary Comp. Approve Remuneration Policy For For 4 Full descriptions for vote rationales are available in the appendix The Bidvest Group Ltd. ZAE000117321 South Africa 28-Nov-19 Annual Management 1 Non-Salary Comp. Approve Remuneration Policy For For 4 Full descriptions for vote rationales are available in the appendix The Bidvest Group Ltd. ZAE000117321 South Africa 28-Nov-19 Annual Management 2 Non-Salary Comp. Implementation of Remuneration Policy For For 4 Full descriptions for vote rationales are available in the appendix The Bidvest Group Ltd. ZAE000117321 South Africa 28-Nov-19 Annual Management 1 Directors Related Approve Non-Executive Directors' Remuneration For For 4 Full descriptions for vote rationales are available in the appendix The Bidvest Group Ltd. ZAE000117321 South Africa 28-Nov-19 Annual Management 1 Directors Related Approve Non-Executive Directors' Remuneration For For 4 Full descriptions for vote rationales are available in the appendix The Bidvest Group Ltd. ZAE000117321 South Africa 28-Nov-19 Annual Management 2 Non-Salary Comp. Implementation of Remuneration Policy For Against 4 Full descriptions for vote rationales are available in the appendix The Central and Eastern Europe Fund, Inc. US1534361001 USA 20-Jun-19 Annual Management 1.1 Directors Related Elect Director Christopher Pleister For For 2 Full descriptions for vote rationales are available in the appendix The Central and Eastern Europe Fund, Inc. US1534361001 USA 20-Jun-19 Annual Management 1.2 Directors Related Elect Director Christian M. Zugel For For 2 Full descriptions for vote rationales are available in the appendix The India Fund, Inc. US4540891037 USA 19-Jun-19 Annual Management 1.1 Directors Related Elect Director Nancy Yao Maasbach For For 2 Full descriptions for vote rationales are available in the appendix The India Fund, Inc. US4540891037 USA 19-Jun-19 Annual Management 1.2 Directors Related Elect Director Hugh Young For For 2 Full descriptions for vote rationales are available in the appendix The Korea Fund, Inc. US5006342092 USA 24-Oct-19 Annual Management 1 Directors Related Elect Director Julian Reid For For 2 Full descriptions for vote rationales are available in the appendix The Mexico Equity and Income Fund, Inc. US5928341057 USA 19-Dec-19 Annual Management 1a Directors Related Elect Director Glenn Goodstein For For 2 Full descriptions for vote rationales are available in the appendix The Mexico Equity and Income Fund, Inc. US5928341057 USA 19-Dec-19 Annual Management 1b Directors Related Elect Director Gerald Hellerman For Withhold 2 Full descriptions for vote rationales are available in the appendix The New Germany Fund, Inc. US6444651060 USA 20-Jun-19 Annual Management 1.1 Directors Related Elect Director Walter C. Dostmann For For 2 Full descriptions for vote rationales are available in the appendix The New Germany Fund, Inc. US6444651060 USA 20-Jun-19 Annual Management 1.2 Directors Related Elect Director Christian H. Strenger For For 2 Full descriptions for vote rationales are available in the appendix The New Germany Fund, Inc. US6444651060 USA 20-Jun-19 Annual Management 1.3 Directors Related Elect Director Christian M. Zugel For For 2 Full descriptions for vote rationales are available in the appendix The Swiss Helvetia Fund, Inc. US8708751016 USA 31-Oct-19 Annual Management 1.1 Directors Related Elect Director Moritz A. Sell For For 2 Full descriptions for vote rationales are available in the appendix The Swiss Helvetia Fund, Inc. US8708751016 USA 31-Oct-19 Annual Management 1.2 Directors Related Elect Director Richard Dayan For Withhold 2 Full descriptions for vote rationales are available in the appendix The Swiss Helvetia Fund, Inc. US8708751016 USA 31-Oct-19 Annual Management 2 Routine/Business Approve Investment Advisory Agreement between The Swiss Helvetia Fund, Inc. and Bulldog Investors, LLC For Against 1 Full descriptions for vote rationales are available in the appendix Approve Replacement of Fundamental Investment Objective with a Non-Fundamental Investment Objective of The Swiss Helvetia Fund, Inc. US8708751016 USA 31-Oct-19 Annual Management 3 Routine/Business For Against 2 Full descriptions for vote rationales are available in the appendix Providing Total Return The Swiss Helvetia Fund, Inc. US8708751016 USA 31-Oct-19 Annual Management 4a Routine/Business Amend Fundamental Investment Restriction Regarding Industry Concentration For Against 3 Full descriptions for vote rationales are available in the appendix The Swiss Helvetia Fund, Inc. US8708751016 USA 31-Oct-19 Annual Management 4b Routine/Business Amend Fundamental Investment Restriction Regarding Issuing Senior Securities For Against 3 Full descriptions for vote rationales are available in the appendix The Swiss Helvetia Fund, Inc. US8708751016 USA 31-Oct-19 Annual Management 4c Routine/Business Amend Fundamental Investment Restriction Regarding Lending For Against 3 Full descriptions for vote rationales are available in the appendix The Swiss Helvetia Fund, Inc. US8708751016 USA 31-Oct-19 Annual Management 4d Routine/Business Amend Fundamental Investment Restriction Regarding Commodities For Against 3 Full descriptions for vote rationales are available in the appendix The Swiss Helvetia Fund, Inc. US8708751016 USA 31-Oct-19 Annual Management 4e Routine/Business Amend Fundamental Investment Restriction Regarding Underwriting Securities For Against 3 Full descriptions for vote rationales are available in the appendix TR European Growth Trust Plc GB0009066928 United Kingdom 25-Nov-19 Annual Management 17 Antitakeover Related Authorise the Company to Call General Meeting with Two Weeks' Notice For For 2 Full descriptions for vote rationales are available in the appendix TR European Growth Trust Plc GB0009066928 United Kingdom 25-Nov-19 Annual Management 14 Capitalization Authorise Issue of Equity For For 3 Full descriptions for vote rationales are available in the appendix TR European Growth Trust Plc GB0009066928 United Kingdom 25-Nov-19 Annual Management 15 Capitalization Authorise Issue of Equity without Pre-emptive Rights For For 3 Full descriptions for vote rationales are available in the appendix TR European Growth Trust Plc GB0009066928 United Kingdom 25-Nov-19 Annual Management 16 Capitalization Authorise Market Purchase of Ordinary Shares For For 3 Full descriptions for vote rationales are available in the appendix TR European Growth Trust Plc GB0009066928 United Kingdom 25-Nov-19 Annual Management 4 Directors Related Re-elect Christopher Casey as Director For For 2 Full descriptions for vote rationales are available in the appendix TR European Growth Trust Plc GB0009066928 United Kingdom 25-Nov-19 Annual Management 5 Directors Related Re-elect Simona Heidempergher as Director For For 2 Full descriptions for vote rationales are available in the appendix TR European Growth Trust Plc GB0009066928 United Kingdom 25-Nov-19 Annual Management 6 Directors Related Re-elect Andrew Martin Smith as Director For For 2 Full descriptions for vote rationales are available in the appendix TR European Growth Trust Plc GB0009066928 United Kingdom 25-Nov-19 Annual Management 7 Directors Related Re-elect Alexander Mettenheimer as Director For For 2 Full descriptions for vote rationales are available in the appendix TR European Growth Trust Plc GB0009066928 United Kingdom 25-Nov-19 Annual Management 8 Directors Related Elect Ann Grevelius as Director For For 2 Full descriptions for vote rationales are available in the appendix TR European Growth Trust Plc GB0009066928 United Kingdom 25-Nov-19 Annual Management 9 Directors Related Elect Daniel Burgess as Director For For 2 Full descriptions for vote rationales are available in the appendix TR European Growth Trust Plc GB0009066928 United Kingdom 25-Nov-19 Annual Management 2 Non-Salary Comp. Approve Remuneration Report For For 4 Full descriptions for vote rationales are available in the appendix TR European Growth Trust Plc GB0009066928 United Kingdom 25-Nov-19 Annual Management 13 Non-Salary Comp. Approve the Aggregate Annual Limit for Directors' Fees For For 4 Full descriptions for vote rationales are available in the appendix TR European Growth Trust Plc GB0009066928 United Kingdom 25-Nov-19 Annual Management 11 Routine/Business Authorise the Audit Committee to Fix Remuneration of Auditors For For 2 Full descriptions for vote rationales are available in the appendix Trian Investors 1 Ltd. GG00BF52MW15 Guernsey 27-Jun-19 Annual Management 8 Capitalization Authorise Market Purchase of Shares For For 3 Full descriptions for vote rationales are available in the appendix Trian Investors 1 Ltd. GG00BF52MW15 Guernsey 27-Jun-19 Annual Management 5 Directors Related Elect Chris Sherwell as Director For For 2 Full descriptions for vote rationales are available in the appendix Management Proposal Recom- Vote Rationale for Company Name Primary ISIN Country Meeting Date Meeting Type Proponent Number Proposal Code Category Proposal Text mendation Instruction Vote Rationale Description for Vote Trian Investors 1 Ltd. GG00BF52MW15 Guernsey 27-Jun-19 Annual Management 6 Directors Related Elect Mark Thompson as Director For For 2 Full descriptions for vote rationales are available in the appendix Trian Investors 1 Ltd. GG00BF52MW15 Guernsey 27-Jun-19 Annual Management 7 Directors Related Elect Simon Holden as Director For For 2 Full descriptions for vote rationales are available in the appendix Trian Investors 1 Ltd. GG00BF52MW15 Guernsey 27-Jun-19 Annual Management 2 Non-Salary Comp. Approve Remuneration Report For For 4 Full descriptions for vote rationales are available in the appendix Trian Investors 1 Ltd. GG00BF52MW15 Guernsey 27-Jun-19 Annual Management 4 Routine/Business Authorise Board to Fix Remuneration of Auditors For For 2 Full descriptions for vote rationales are available in the appendix United Utilities Group Plc GB00B39J2M42 United Kingdom 26-Jul-19 Annual Management 22 Antitakeover Related Authorise the Company to Call General Meeting with 14 Working Days' Notice For For 2 Full descriptions for vote rationales are available in the appendix United Utilities Group Plc GB00B39J2M42 United Kingdom 26-Jul-19 Annual Management 18 Capitalization Authorise Issue of Equity For For 3 Full descriptions for vote rationales are available in the appendix United Utilities Group Plc GB00B39J2M42 United Kingdom 26-Jul-19 Annual Management 19 Capitalization Authorise Issue of Equity without Pre-emptive Rights For For 3 Full descriptions for vote rationales are available in the appendix Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital United Utilities Group Plc GB00B39J2M42 United Kingdom 26-Jul-19 Annual Management 20 Capitalization For For 3 Full descriptions for vote rationales are available in the appendix Investment United Utilities Group Plc GB00B39J2M42 United Kingdom 26-Jul-19 Annual Management 21 Capitalization Authorise Market Purchase of Ordinary Shares For For 3 Full descriptions for vote rationales are available in the appendix United Utilities Group Plc GB00B39J2M42 United Kingdom 26-Jul-19 Annual Management 5 Directors Related Re-elect Dr John McAdam as Director For For 2 Full descriptions for vote rationales are available in the appendix United Utilities Group Plc GB00B39J2M42 United Kingdom 26-Jul-19 Annual Management 6 Directors Related Re-elect Steve Mogford as Director For For 2 Full descriptions for vote rationales are available in the appendix United Utilities Group Plc GB00B39J2M42 United Kingdom 26-Jul-19 Annual Management 7 Directors Related Re-elect Russ Houlden as Director For For 2 Full descriptions for vote rationales are available in the appendix United Utilities Group Plc GB00B39J2M42 United Kingdom 26-Jul-19 Annual Management 8 Directors Related Re-elect Steve Fraser as Director For For 2 Full descriptions for vote rationales are available in the appendix United Utilities Group Plc GB00B39J2M42 United Kingdom 26-Jul-19 Annual Management 9 Directors Related Re-elect Mark Clare as Director For For 2 Full descriptions for vote rationales are available in the appendix United Utilities Group Plc GB00B39J2M42 United Kingdom 26-Jul-19 Annual Management 10 Directors Related Re-elect Sara Weller as Director For For 2 Full descriptions for vote rationales are available in the appendix United Utilities Group Plc GB00B39J2M42 United Kingdom 26-Jul-19 Annual Management 11 Directors Related Re-elect Brian May as Director For For 2 Full descriptions for vote rationales are available in the appendix United Utilities Group Plc GB00B39J2M42 United Kingdom 26-Jul-19 Annual Management 12 Directors Related Re-elect Stephen Carter as Director For For 2 Full descriptions for vote rationales are available in the appendix United Utilities Group Plc GB00B39J2M42 United Kingdom 26-Jul-19 Annual Management 13 Directors Related Re-elect Alison Goligher as Director For For 2 Full descriptions for vote rationales are available in the appendix United Utilities Group Plc GB00B39J2M42 United Kingdom 26-Jul-19 Annual Management 14 Directors Related Re-elect Paulette Rowe as Director For For 2 Full descriptions for vote rationales are available in the appendix United Utilities Group Plc GB00B39J2M42 United Kingdom 26-Jul-19 Annual Management 15 Directors Related Elect Sir David Higgins as Director For For 2 Full descriptions for vote rationales are available in the appendix United Utilities Group Plc GB00B39J2M42 United Kingdom 26-Jul-19 Annual Management 3 Non-Salary Comp. Approve Remuneration Report For For 4 Full descriptions for vote rationales are available in the appendix United Utilities Group Plc GB00B39J2M42 United Kingdom 26-Jul-19 Annual Management 4 Non-Salary Comp. Approve Remuneration Policy For For 4 Full descriptions for vote rationales are available in the appendix United Utilities Group Plc GB00B39J2M42 United Kingdom 26-Jul-19 Annual Management 17 Routine/Business Authorise the Audit Committee to Fix Remuneration of Auditors For For 2 Full descriptions for vote rationales are available in the appendix Utilico Emerging Markets Trust Plc GB00BD45S967 United Kingdom 17-Sep-19 Annual Management 11 Capitalization Authorise Issue of Equity For For 3 Full descriptions for vote rationales are available in the appendix Utilico Emerging Markets Trust Plc GB00BD45S967 United Kingdom 17-Sep-19 Annual Management 12 Capitalization Authorise Issue of Equity without Pre-emptive Rights For For 3 Full descriptions for vote rationales are available in the appendix Utilico Emerging Markets Trust Plc GB00BD45S967 United Kingdom 17-Sep-19 Annual Management 13 Capitalization Authorise Market Purchase of Ordinary Shares For For 3 Full descriptions for vote rationales are available in the appendix Utilico Emerging Markets Trust Plc GB00BD45S967 United Kingdom 17-Sep-19 Annual Management 5 Directors Related Elect John Rennocks as Director For For 2 Full descriptions for vote rationales are available in the appendix Utilico Emerging Markets Trust Plc GB00BD45S967 United Kingdom 17-Sep-19 Annual Management 6 Directors Related Elect Garth Milne as Director For For 2 Full descriptions for vote rationales are available in the appendix Utilico Emerging Markets Trust Plc GB00BD45S967 United Kingdom 17-Sep-19 Annual Management 7 Directors Related Elect Susan Hansen as Director For For 2 Full descriptions for vote rationales are available in the appendix Utilico Emerging Markets Trust Plc GB00BD45S967 United Kingdom 17-Sep-19 Annual Management 8 Directors Related Elect Anthony Muh as Director For For 2 Full descriptions for vote rationales are available in the appendix Utilico Emerging Markets Trust Plc GB00BD45S967 United Kingdom 17-Sep-19 Annual Management 2 Non-Salary Comp. Approve Remuneration Policy For For 4 Full descriptions for vote rationales are available in the appendix Utilico Emerging Markets Trust Plc GB00BD45S967 United Kingdom 17-Sep-19 Annual Management 3 Non-Salary Comp. Approve Remuneration Report For For 4 Full descriptions for vote rationales are available in the appendix Utilico Emerging Markets Trust Plc GB00BD45S967 United Kingdom 17-Sep-19 Annual Management 10 Routine/Business Authorise the Audit Committee to Fix Remuneration of Auditors For For 2 Full descriptions for vote rationales are available in the appendix Vinacapital Vietnam Opportunity Fund Ltd. (United Kingdom) GG00BYXVT888 Guernsey 05-Dec-19 Annual Management 12 Capitalization Authorise Issue of Equity For Do Not Vote 3 Full descriptions for vote rationales are available in the appendix Vinacapital Vietnam Opportunity Fund Ltd. (United Kingdom) GG00BYXVT888 Guernsey 05-Dec-19 Annual Management 12 Capitalization Authorise Issue of Equity For For 3 Full descriptions for vote rationales are available in the appendix Vinacapital Vietnam Opportunity Fund Ltd. (United Kingdom) GG00BYXVT888 Guernsey 05-Dec-19 Annual Management 13 Capitalization Authorise Issue of Equity without Pre-emptive Rights For Do Not Vote 3 Full descriptions for vote rationales are available in the appendix Vinacapital Vietnam Opportunity Fund Ltd. (United Kingdom) GG00BYXVT888 Guernsey 05-Dec-19 Annual Management 13 Capitalization Authorise Issue of Equity without Pre-emptive Rights For For 3 Full descriptions for vote rationales are available in the appendix Vinacapital Vietnam Opportunity Fund Ltd. (United Kingdom) GG00BYXVT888 Guernsey 05-Dec-19 Annual Management 11 Capitalization Authorise Market Purchase of Ordinary Shares For Do Not Vote 3 Full descriptions for vote rationales are available in the appendix Vinacapital Vietnam Opportunity Fund Ltd. (United Kingdom) GG00BYXVT888 Guernsey 05-Dec-19 Annual Management 11 Capitalization Authorise Market Purchase of Ordinary Shares For For 3 Full descriptions for vote rationales are available in the appendix Vinacapital Vietnam Opportunity Fund Ltd. (United Kingdom) GG00BYXVT888 Guernsey 05-Dec-19 Annual Management 5 Directors Related Re-elect Steven Bates as Director For Do Not Vote 2 Full descriptions for vote rationales are available in the appendix Vinacapital Vietnam Opportunity Fund Ltd. (United Kingdom) GG00BYXVT888 Guernsey 05-Dec-19 Annual Management 5 Directors Related Re-elect Steven Bates as Director For For 2 Full descriptions for vote rationales are available in the appendix Vinacapital Vietnam Opportunity Fund Ltd. (United Kingdom) GG00BYXVT888 Guernsey 05-Dec-19 Annual Management 6 Directors Related Re-elect Thuy Dam as Director For Do Not Vote 2 Full descriptions for vote rationales are available in the appendix Vinacapital Vietnam Opportunity Fund Ltd. (United Kingdom) GG00BYXVT888 Guernsey 05-Dec-19 Annual Management 6 Directors Related Re-elect Thuy Dam as Director For For 2 Full descriptions for vote rationales are available in the appendix Vinacapital Vietnam Opportunity Fund Ltd. (United Kingdom) GG00BYXVT888 Guernsey 05-Dec-19 Annual Management 7 Directors Related Re-elect Huw Evans as Director For Do Not Vote 2 Full descriptions for vote rationales are available in the appendix Vinacapital Vietnam Opportunity Fund Ltd. (United Kingdom) GG00BYXVT888 Guernsey 05-Dec-19 Annual Management 7 Directors Related Re-elect Huw Evans as Director For For 2 Full descriptions for vote rationales are available in the appendix Vinacapital Vietnam Opportunity Fund Ltd. (United Kingdom) GG00BYXVT888 Guernsey 05-Dec-19 Annual Management 8 Directors Related Re-elect Julian Healy as Director For Do Not Vote 2 Full descriptions for vote rationales are available in the appendix Vinacapital Vietnam Opportunity Fund Ltd. (United Kingdom) GG00BYXVT888 Guernsey 05-Dec-19 Annual Management 8 Directors Related Re-elect Julian Healy as Director For For 2 Full descriptions for vote rationales are available in the appendix Vinacapital Vietnam Opportunity Fund Ltd. (United Kingdom) GG00BYXVT888 Guernsey 05-Dec-19 Annual Management 9 Directors Related Elect Kathryn Matthews as Director For Do Not Vote 2 Full descriptions for vote rationales are available in the appendix Vinacapital Vietnam Opportunity Fund Ltd. (United Kingdom) GG00BYXVT888 Guernsey 05-Dec-19 Annual Management 9 Directors Related Elect Kathryn Matthews as Director For For 2 Full descriptions for vote rationales are available in the appendix Vinacapital Vietnam Opportunity Fund Ltd. (United Kingdom) GG00BYXVT888 Guernsey 05-Dec-19 Annual Management 2 Non-Salary Comp. Approve Remuneration Report For Do Not Vote 4 Full descriptions for vote rationales are available in the appendix Vinacapital Vietnam Opportunity Fund Ltd. (United Kingdom) GG00BYXVT888 Guernsey 05-Dec-19 Annual Management 2 Non-Salary Comp. Approve Remuneration Report For For 4 Full descriptions for vote rationales are available in the appendix Vinacapital Vietnam Opportunity Fund Ltd. (United Kingdom) GG00BYXVT888 Guernsey 05-Dec-19 Annual Management 4 Routine/Business Authorise Board to Fix Remuneration of Auditors For Do Not Vote 2 Full descriptions for vote rationales are available in the appendix Vinacapital Vietnam Opportunity Fund Ltd. (United Kingdom) GG00BYXVT888 Guernsey 05-Dec-19 Annual Management 4 Routine/Business Authorise Board to Fix Remuneration of Auditors For For 2 Full descriptions for vote rationales are available in the appendix Approve Weichai Holdings General Services Agreement and the Chongqing Weichai General Services Weichai Power Co., Ltd. CNE1000004L9 China 24-Sep-19 Special Management 2 Reorg. and Mergers For For 2 Full descriptions for vote rationales are available in the appendix Agreement and the Relevant New Caps Weichai Power Co., Ltd. CNE1000004L9 China 24-Sep-19 Special Management 3 Reorg. and Mergers Approve Weichai Purchase and Processing Services Agreement and the Relevant New Caps For For 2 Full descriptions for vote rationales are available in the appendix Weichai Power Co., Ltd. CNE1000004L9 China 24-Sep-19 Special Management 4 Reorg. and Mergers Approve Shaanxi Zhongqi Purchase Agreement and the Relevant New Caps For For 2 Full descriptions for vote rationales are available in the appendix Weichai Power Co., Ltd. CNE1000004L9 China 24-Sep-19 Special Management 5 Reorg. and Mergers Approve Shaanxi Zhongqi Sale Agreement and the Relevant New Caps For For 2 Full descriptions for vote rationales are available in the appendix Weichai Power Co., Ltd. CNE1000004L9 China 20-Jun-19 Annual Management 11 Reorg. and Mergers Approve Continuing Connected Transaction with Shantui Construction Machinery Co. Ltd. For For 2 Full descriptions for vote rationales are available in the appendix Approve Provision of Guarantee to Weichai Power Hong Kong International Development Co., Limited in Respect Weichai Power Co., Ltd. CNE1000004L9 China 24-Sep-19 Special Management 1 Reorg. and Mergers For For 3 Full descriptions for vote rationales are available in the appendix of Certain Loans and the Relevant Interest Rate Swap Transactions Weichai Power Co., Ltd. CNE1000004L9 China 20-Jun-19 Annual Management 10 Directors Related Approve Shangdong Hexin Accountants LLP as Internal Control Auditors For For 2 Full descriptions for vote rationales are available in the appendix Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors and Authorize Board to Fix Weichai Power Co., Ltd. CNE1000004L9 China 20-Jun-19 Annual Management 13 Routine/Business For For 2 Full descriptions for vote rationales are available in the appendix Their Remuneration Weichai Power Co., Ltd. CNE1000004L9 China 20-Jun-19 Annual Management 12 Reorg. and Mergers Approve New Financial Services Agreement and Relevant New Caps For Against 2 Full descriptions for vote rationales are available in the appendix Whitehaven Coal Limited AU000000WHC8 Australia 17-Oct-19 Annual Management 3 Directors Related Elect Lindsay Ward as Director For For 2 Full descriptions for vote rationales are available in the appendix Whitehaven Coal Limited AU000000WHC8 Australia 17-Oct-19 Annual Management 4 Directors Related Elect Mark Vaile as Director For For 2 Full descriptions for vote rationales are available in the appendix Whitehaven Coal Limited AU000000WHC8 Australia 17-Oct-19 Annual Management 5 Directors Related Elect John Conde as Director For For 2 Full descriptions for vote rationales are available in the appendix Whitehaven Coal Limited AU000000WHC8 Australia 17-Oct-19 Annual Management 1 Non-Salary Comp. Approve Remuneration Report For For 4 Full descriptions for vote rationales are available in the appendix Whitehaven Coal Limited AU000000WHC8 Australia 17-Oct-19 Annual Management 2 Non-Salary Comp. Approve Grant of Rights to Paul Flynn For For 2 Full descriptions for vote rationales are available in the appendix Witan Pacific Investment Trust Plc GB0003656021 United Kingdom 12-Jun-19 Annual Management 10 Antitakeover Related Authorise the Company to Call General Meeting with Two Weeks' Notice For For 2 Full descriptions for vote rationales are available in the appendix Witan Pacific Investment Trust Plc GB0003656021 United Kingdom 12-Jun-19 Annual Management 7 Capitalization Authorise Issue of Equity For For 3 Full descriptions for vote rationales are available in the appendix Witan Pacific Investment Trust Plc GB0003656021 United Kingdom 12-Jun-19 Annual Management 8 Capitalization Authorise Issue of Equity without Pre-emptive Rights For For 3 Full descriptions for vote rationales are available in the appendix Witan Pacific Investment Trust Plc GB0003656021 United Kingdom 12-Jun-19 Annual Management 9 Capitalization Authorise Market Purchase of Ordinary Shares For For 3 Full descriptions for vote rationales are available in the appendix Witan Pacific Investment Trust Plc GB0003656021 United Kingdom 12-Jun-19 Annual Management 4 Directors Related Re-elect Dermot McMeekin as Director For For 2 Full descriptions for vote rationales are available in the appendix Witan Pacific Investment Trust Plc GB0003656021 United Kingdom 12-Jun-19 Annual Management 3 Non-Salary Comp. Approve Remuneration Report For For 4 Full descriptions for vote rationales are available in the appendix Witan Pacific Investment Trust Plc GB0003656021 United Kingdom 12-Jun-19 Annual Management 6 Routine/Business Authorise the Audit Committee to Fix Remuneration of Auditors For For 2 Full descriptions for vote rationales are available in the appendix Z Energy Limited NZZELE0001S1 New Zealand 20-Jun-19 Annual Management 2 Directors Related Elect Julia Raue as Director For For 2 Full descriptions for vote rationales are available in the appendix Z Energy Limited NZZELE0001S1 New Zealand 20-Jun-19 Annual Management 3 Directors Related Elect Stephen Reindler as Director For For 2 Full descriptions for vote rationales are available in the appendix Z Energy Limited NZZELE0001S1 New Zealand 20-Jun-19 Annual Management 4 Directors Related Elect Blair O'Keeffe as Director For For 2 Full descriptions for vote rationales are available in the appendix Z Energy Limited NZZELE0001S1 New Zealand 20-Jun-19 Annual Management 1 Routine/Business Authorize Board to Fix Remuneration of the Auditors For For 2 Full descriptions for vote rationales are available in the appendix Appendix - Rationale Description for Votes

(1) Routine Items: Lazard Asset Management (LAM) generally votes routine items as recommended by the issuer’s management and board of directors, based on the view that management is generally in a better position to assess these matters. LAM considers routine items to be those that do not change the structure, charter, bylaws, or operations of an issuer in any way that is material to long-term shareholder value.

(2) Corporate Governance and Shareholder Rights: LAM considers corporate governance and shareholder rights issues to relate to the board of directors and its committees, anti- takeover measures and the conduct of the company’s shareholder meetings. Generally, LAM votes in favor of provisions that will increase effectiveness of the issuer’s board of directors. LAM generally votes against proposals intended to entrench management, adversely affect the value of company shareholder rights and value of the company’s shares and any effort by management to restrict or limit shareholder participation in shareholder meetings.

(3) Changes to Capital Structure: LAM generally believes that decisions regarding investing financial products and raising additional capital for business reasons/cash flow are best left to management but will monitor such issues to ensure that they are aligned with the long- term interests of shareholders. Generally, LAM votes in favor of management proposals related to increases or decreases in common or preferred stock, stock splits and dividends. LAM generally votes against changes in capital structure designed to be used in poison pill or the provision of loans to clients or controlling shareholders of the company.

(4) Executive Compensation: LAM supports efforts by companies to adopt compensation and incentive programs to attract and retain the highest caliber management possible, and to align the interests of a board, management and employees with those of long-term shareholders. LAM generally favors programs intended to reward management and employees for positive and sustained, long-term performance.

(5) Environment Social and Corporate Governance: As set out in LAM’s separate ESG and Climate Change Investment Policies, LAM is committed to an investment approach that incorporates human and natural capital and specifically climate considerations in a comprehensive manner in order to safeguard the long-term interests of our clients and to manage more effectively long-term investment risks and opportunities related to ESG matters. LAM generally supports the notion that corporations should be expected to act as good citizens. LAM generally votes on environmental, climate, social and corporate governance proposals in a way that it believes will most increase long-term shareholder value.

(6) Shareholder Proposals: LAM believes in the ability of shareholders to leverage their rights related to the use of shareholder proposals to address deficits in best practices and related disclosures by companies. Many ESG & climate change issues are improved through such use of shareholder proposals. LAM generally votes for proposals that seek improved disclosure of a company’s ESG and/or climate practices and improved diversity of the board. LAM generally votes against shareholder proposals which infringe excessively

Lazard Asset Management Limited • 50 Stratton Street • London W1J 8LL • lazardassetmanagement.com

on management’s decision-making flexibility and/or are not in the long-term interests of shareholders.

(7) Conflicts: LAM monitors for potential conflicts of interest that could be viewed as influencing the outcome of LAM’s voting decision due to Lazard’s overall business and organization structure. All proxies must be voted in the best long-term interest of each LAM client, without consideration of the interests of Lazard, Lazard Freres & Co. or any of their employees or affiliates. LAM has approved guidelines to vote for or against most proxy agenda/proposals. Generally, unless Portfolio Management disagrees with the approved guideline for a specific proposal, LAM votes according to the approved guideline. In situations where the approved guideline is to vote case by case, LAM will vote in accordance with the recommendations of one of the proxy voting services LAM retains to provide independent analysis. LAM also reserves its right to abstain.

Lazard’s Proxy Voting Policy and Lazard’s Engagement Policy are available to view at www.lazardassetmanagement.com.

Lazard Asset Management Limited • 50 Stratton Street • London W1J 8LL • lazardassetmanagement.com