United States Court of Appeals for the SECOND CIRCUIT
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Case: 12-3207 Document: 1-1 Page: 1 08/14/2012 691546 1 S.D.N.Y.–N.Y.C. 11-cv-5201 Cote, J. Francis, M.J. United States Court of Appeals FOR THE SECOND CIRCUIT At a stated term of the United States Court of Appeals for the Second Circuit, held at the Daniel Patrick Moynihan United States Courthouse, 500 Pearl Street, in the City of New York, on the 14th day of August, two thousand twelve. Present: Denny Chin, Susan L. Carney, Christopher F. Droney, Circuit Judges. Federal Housing Finance Agency as Conservator for the Federal National Mortgage Association, The Federal Home Loan Mortgage Corporation, Plaintiffs - Respondents, v. 12-2547 UBS Americas Inc., et al., Defendants - Petitioners. Petitioners, through counsel, move, pursuant to 28 U.S.C. § 1292(b), for leave to appeal an interlocutory order of the district court, and, if leave to appeal is granted, for expedited briefing. Upon due consideration, it is hereby ORDERED that both requests are GRANTED. The Clerk’s Office is directed to issue an expedited scheduling order and to set the appeal for the next available calendar. FOR THE COURT: Catherine O’Hagan Wolfe, Clerk SAO-WJF SDNY CM/ECF Version 4.2 Page 1 of 33 Case: 12-3207 Document: 1-2 Page: 1 08/14/2012 691546 33 CASREF, ECF, RELATED U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:11-cv-05201-DLC Federal Housing Finance Agency as Conservator for the Date Filed: 07/27/2011 Federal National Mortgage Association et al v. UBS Jury Demand: Plaintiff Americas Inc. et al Nature of Suit: 850 Assigned to: Judge Denise L. Cote Securities/Commodities Referred to: Magistrate Judge James C. Francis (Settlement) Jurisdiction: Federal Question Related Case: 1:11-cv-06188-DLC Cause: 15:77 Securities Fraud Plaintiff Federal Housing Finance Agency represented by Adam M. Abensohn as Conservator for the Federal National Quinn Emanuel Urquhart & Sullivan, Mortgage Association and The Federal LLP Home Loan Mortgage Corporation 51 Madison Avenue, 22nd Floor New York, NY 10010 (212) 849-7000 PRO HAC VICE ATTORNEY TO BE NOTICED Adam Michael Abensohn Quinn Emanuel Urquhart Oliver & Hedges LLP 51 Madison Avenue New York, NY 10010 (212) 849-7229 Fax: (212) 849-7100 Email: [email protected] ATTORNEY TO BE NOTICED David Bernard Schwartz Quinn Emanuel Urquhart & Sullivan, LLP 51 Madison Ave. New York, NY 10010 (212)-849-7456 Fax: (212)-849-7100 Email: [email protected] ATTORNEY TO BE NOTICED Jon David Corey Quinn Emanuel Urquhary & Sullivan, https://ecf.nysd.uscourts.gov/cgi-bin/DktRpt.pl?132547057842439-L_452_0-1 8/14/2012 SDNY CM/ECF Version 4.2 Page 2 of 33 Case: 12-3207 Document: 1-2 Page: 2 08/14/2012 691546 33 LLP 1299 Pennsylvania Ave., NW Suite 825 Washington, DC 20004 202-538-8000 Fax: 202-538-8100 PRO HAC VICE ATTORNEY TO BE NOTICED Jordan Ari Goldstein Quinn Emanuel Urquhart & Sullivan, LLP 51 Madison Avenue New York, NY 10010 (917)-478-2374 Fax: (212)-849-7100 Email: [email protected] ATTORNEY TO BE NOTICED Kathleen M. Sullivan Quinn Emanuel 51 Madison Avenue New York, NY 10010 (212) 849-7327 Fax: (212) 849-7100 Email: [email protected] ATTORNEY TO BE NOTICED Manisha M. Sheth Quinn Emanuel Urquhart & Sullivan LLP 51 Madison Avenue, 22nd Floor New York, NY 10010 (212) 849-7441 Fax: (212) 849-7100 Email: [email protected] ATTORNEY TO BE NOTICED Philippe Zuard Selendy Quinn Emanuel Urquhart & Sullivan, LLP (NYC) 51 Madison Avenue New York, NY 10010 (212) 849-7260 Fax: (212) 849-7100 Email: [email protected] https://ecf.nysd.uscourts.gov/cgi-bin/DktRpt.pl?132547057842439-L_452_0-1 8/14/2012 SDNY CM/ECF Version 4.2 Page 3 of 33 Case: 12-3207 Document: 1-2 Page: 3 08/14/2012 691546 33 ATTORNEY TO BE NOTICED V. Defendant UBS Americas Inc. represented by Jay B. Kasner Skadden, Arps, Slate, Meagher & Flom LLP (NYC) Four Times Square 42nd floor New York, NY 10036 212 735 3000 Fax: 212 735 2000 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Alexander C Drylewski Skadden, Arps, Slate, Meagher & Flom LLP (NYC) Four Times Square 42nd floor New York, NY 10036 (212) 735-3000 Fax: (917)-777-2129 Email: [email protected] ATTORNEY TO BE NOTICED Robert Alexander Fumerton Skadden, Arps, Slate,Meagher & Flom LLP(IIA) Four Times Sq., New York, NY 10036 (212)-735-3902 Fax: (212)-777-3902 Email: [email protected] ATTORNEY TO BE NOTICED Scott D. Musoff Skadden, Arps, Slate, Meagher & Flom LLP (NYC) Four Times Square 42nd floor New York, NY 10036 212-735-3000 Fax: 212-735-2000 Email: [email protected] ATTORNEY TO BE NOTICED https://ecf.nysd.uscourts.gov/cgi-bin/DktRpt.pl?132547057842439-L_452_0-1 8/14/2012 SDNY CM/ECF Version 4.2 Page 4 of 33 Case: 12-3207 Document: 1-2 Page: 4 08/14/2012 691546 33 Thomas Jerome Nolan Skadden, Arps, Slate, Meagher & Flom, LLP (Los Angeles) 300 South Grand Avenue 34th Floor Los Angeles, CA 90071 (213) 687-5250 Fax: (213) 687-5600 Email: [email protected] ATTORNEY TO BE NOTICED Defendant UBS Real Estate Securities Inc. represented by Jay B. Kasner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Alexander C Drylewski (See above for address) ATTORNEY TO BE NOTICED Robert Alexander Fumerton (See above for address) ATTORNEY TO BE NOTICED Scott D. Musoff (See above for address) ATTORNEY TO BE NOTICED Thomas Jerome Nolan (See above for address) ATTORNEY TO BE NOTICED Defendant UBS Securities, LLC represented by Jay B. Kasner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Alexander C Drylewski (See above for address) ATTORNEY TO BE NOTICED Robert Alexander Fumerton (See above for address) ATTORNEY TO BE NOTICED Scott D. Musoff (See above for address) ATTORNEY TO BE NOTICED https://ecf.nysd.uscourts.gov/cgi-bin/DktRpt.pl?132547057842439-L_452_0-1 8/14/2012 SDNY CM/ECF Version 4.2 Page 5 of 33 Case: 12-3207 Document: 1-2 Page: 5 08/14/2012 691546 33 Thomas Jerome Nolan (See above for address) ATTORNEY TO BE NOTICED Defendant Mortgage Asset Securitization represented by Jay B. Kasner Transactions, Inc. (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Alexander C Drylewski (See above for address) ATTORNEY TO BE NOTICED Robert Alexander Fumerton (See above for address) ATTORNEY TO BE NOTICED Scott D. Musoff (See above for address) ATTORNEY TO BE NOTICED Thomas Jerome Nolan (See above for address) ATTORNEY TO BE NOTICED Defendant David Martin represented by Jay B. Kasner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Alexander C Drylewski (See above for address) ATTORNEY TO BE NOTICED Robert Alexander Fumerton (See above for address) ATTORNEY TO BE NOTICED Scott D. Musoff (See above for address) ATTORNEY TO BE NOTICED Thomas Jerome Nolan (See above for address) ATTORNEY TO BE NOTICED Defendant https://ecf.nysd.uscourts.gov/cgi-bin/DktRpt.pl?132547057842439-L_452_0-1 8/14/2012 SDNY CM/ECF Version 4.2 Page 6 of 33 Case: 12-3207 Document: 1-2 Page: 6 08/14/2012 691546 33 Per Dyrvik represented by Jay B. Kasner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Alexander C Drylewski (See above for address) ATTORNEY TO BE NOTICED Robert Alexander Fumerton (See above for address) ATTORNEY TO BE NOTICED Scott D. Musoff (See above for address) ATTORNEY TO BE NOTICED Thomas Jerome Nolan (See above for address) ATTORNEY TO BE NOTICED Defendant Hugh Corcoran represented by Jay B. Kasner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Alexander C Drylewski (See above for address) ATTORNEY TO BE NOTICED Robert Alexander Fumerton (See above for address) ATTORNEY TO BE NOTICED Scott D. Musoff (See above for address) ATTORNEY TO BE NOTICED Thomas Jerome Nolan (See above for address) ATTORNEY TO BE NOTICED Defendant Peter Slagowitz represented by Jay B. Kasner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Alexander C Drylewski https://ecf.nysd.uscourts.gov/cgi-bin/DktRpt.pl?132547057842439-L_452_0-1 8/14/2012 SDNY CM/ECF Version 4.2 Page 7 of 33 Case: 12-3207 Document: 1-2 Page: 7 08/14/2012 691546 33 (See above for address) ATTORNEY TO BE NOTICED Robert Alexander Fumerton (See above for address) ATTORNEY TO BE NOTICED Scott D. Musoff (See above for address) ATTORNEY TO BE NOTICED Thomas Jerome Nolan (See above for address) ATTORNEY TO BE NOTICED Date Filed # Docket Text 07/27/2011 1 COMPLAINT against Hugh Corcoran, Per Dyrvik, David Martin, Mortgage Asset Securitization Transactions, Inc., Peter Slagowitz, UBS Americas Inc., UBS Real Estate Securities Inc., UBS Securities, LLC. (Filing Fee $ 350.00, Receipt Number 1012635)Document filed by Federal Housing Finance Agency as Conservator for the Federal National Mortgage Association, The Federal Home Loan Mortgage Corporation.(mro) (ama). (Entered: 07/28/2011) 07/27/2011 SUMMONS ISSUED as to Hugh Corcoran, Per Dyrvik, David Martin, Mortgage Asset Securitization Transactions, Inc., Peter Slagowitz, UBS Americas Inc., UBS Real Estate Securities Inc., UBS Securities, LLC. (mro) (Entered: 07/28/2011) 07/27/2011 Magistrate Judge Frank Maas is so designated. (mro) (Entered: 07/28/2011) 07/27/2011 Case Designated ECF. (mro) (Entered: 07/28/2011) 08/09/2011 2 AFFIDAVIT OF SERVICE of Summons, Complaint, Civil Cover Sheet, Individual Practices of Judge Marrero, Individual Practices of Magistrate Judge Maas and Electronic Case Filing Rules & Instructions served on David Martin on 8-3-2011. Service was accepted by Rachel Meier. Document filed by Federal Housing Finance Agency as Conservator for the Federal National Mortgage Association.