Sundaram Small Cap Fund

Category : Small Cap Fund Portfolio NAV*: Regular-Growth: 84.5124 Dividend: 17.0909 Fund Type : Open ended Fund Security Weight NAV*: Direct-Growth: 87.6200 Dividend: 17.9837 Benchmark TRI : S&P BSE Smallcap Index Navin Fluorine Intl 4.2 Performance Fund Manager : S Krishnakumar Tube Investments of 4.0 S Krishnakumar has experience of 21 years and is managing Praj Industries 4.0 Performance NAV per Fund Benchmark Nifty 50 Excess this fund since Dec 2006 JK Cement 4.0 Period Unit ( ) (%) TRI TRI(%) Points DCB Bank 3.8 (%) Investment Objective HeidelbergCement India 3.5 Last 1 year 99.33 -14.9 -13.1 12.4 -1.8 NRB Bearings 3.4 (31-05-2018) The objective of the scheme is to achieve capital appreciation INOX Leisure 3.1 Last 3 years 68.26 7.4 10.9 15.0 -3.5 by investing predominantly in diversified stocks that are Kalpataru Power 3.0 (31-05-2016) generally termed as small-cap stocks. PNC Infratech 2.7 Last 5 years 45.68 13.1 11.5 11.9 1.6 Active Industry Bets versus Benchmark Thyrocare Technologies 2.6 (30-05-2014) ~Since Inception 10.00 16.1 11.5 14.4 4.6 Overweight Underweight V-Guard Industries 2.6 Timken India 2.5 (15-02-2005) Cement Software Rane Holdings 2.5 Construction Consumer Non Durables Heritage Foods 2.3 10,000 invested Industrial Capital Goods Finance ISGEC Heavy Engineering 2.3 Period Fund Benchmark TRI Nifty 50 TRI HSIL 2.2 Last 1 year 8,508 8,690 11,243 Industry Classification (%) Ashoka Buildcon 2.1 Last 3 years 12,381 13,637 15,203 Ramco Industries 2.1 Last 5 years 18,503 17,229 17,571 Cement 12.6 Taj GVK Hotels & Resorts 2.0 Since Inception 84,512 47,224 68,189 Construction 11.0 Brigade Enterprises 2.0 Industrial Products 8.8 India Cements 2.0 Growth of 10,000 since inception

Industrial Capital Goods 7.7 ITD Cementation India 1.9 84,512 Auto Ancillaries 6.7 L.G.Balakrishnan & Bros 1.9 Magma Fincorp 1.9 Consumer Durables 6.7 68,189 Himatsingka Seide 1.8 Healthcare Services 4.9 Amrutanjan Health Care 1.8 Chemicals 4.8 Take Solutions 1.8 47,224 Finance 4.4 Century Plyboards (India) 1.7 Banks 3.8 MM Forgings 1.5 Media & Entertainment 3.1 TD Power Systems 1.4 10,000 10,000 10,000 Hotels, Resorts And Other Recreational 3.0 Capacit'e Infraprojects 1.4 Power 3.0 Arvind Fashions 1.3 Textile Products 2.9 HealthCare Global 1.3 Fund Benchmark TRI Additional Benchmark TRI Pharmaceuticals 2.8 KSB 1.3 Johnson Controls 1.1 Investment Value as on May 2019 Software 2.5 Metropolis Healthcare 1.0 Consumer Non Durables 2.3 Raymond 1.0 Value of 10,000-a-month SIP Construction Project 2.1 Lemon Tree Hotels 1.0 Retailing 1.3 Star Cement 1.0 Period Investment Fund Benchmark Nifty 50 TRI TRI Telecom - Equipment & Accessories 1.0 Astra Microwave Products 1.0 Since Inception Returns (%) - 13.89 N.A. 12.27 Engineering Services 0.8 Laurus Labs 1.0 ~~Since Inception 17,10,000 49,93,099 N.A. 43,79,215 Transportation 0.8 Sandhar Technologies 0.8 Since Inception(Benchmark 16,00,000 42,11,331 31,96,253 37,01,947 Cash, Call, NCA & Primary Mkt Appln 3.1 VA Tech Wabag 0.8 Asian Granito India 0.8 TRI) Last 5 years 6,00,000 6,69,178 7,02,240 8,18,129 0 4 812162024 Redington (India) 0.8 Khadim India 0.7 Last 3 years 3,60,000 3,51,321 3,64,421 4,44,324 KPIT Technologies 0.7 Last 1 year 1,20,000 1,22,617 1,18,355 1,30,341 Active Stock Allocation versus Benchmark Butterfly Gandhimathi 0.6 Neogen Chemicals 0.6 Performance Analysis (Based on monthly 3 Yrs returns) Overweight Underweight Hindustan Dorr-Oliver 0.0 Fund Benchmark TRI Navin Fluorine Intl Arithmetic Mean 9.3 12.3 Equity 97.0 Praj Industries Bharat Finl Inclusion Standard Deviation 20.9 19.6 Cash, Call, NCA & Primary Mkt Appln 3.1 JK Cement (India) Correlation 1.0 - Tube Investments of India No of Stocks 51 Beta 1.0 - HeidelbergCement India Jubilant Foodworks Turnover Ratio (%) 27 Sharpe Ratio 0.1 0.2 Sortino Ratio 0.1 0.4 Weighted Avg Market Cap: 3,652 Cr. Alpha -3.4 - Median Market Cap: 2,650 Cr. Tracking Error 5.2 - Information Ratio -0.7 - Avg AUM: 1,141 Cr. Treynor Ratio 1.3 - Month End AUM: 1,196 Cr. Past performance may or may not be sustained in future. Returns/investment value are as of May 31, 2019. Returns are on a compounded annual basis for period more than one year and absolute Dividend History: Refer page 44-47 for one-year period and computed using NAV of Regular Plan-Growth Option. Value of 10,000 invested at inception is as on May 31, 2019 . SIP values are in rupees. Performance Analysis on annualized basis except Beta and Correlation. The risk free Index is MIBOR Overnight 6.00. ~~ 'Since inception' SIP performance has not been provided for the benchmark since TRI data is not available. Hence, ‘Since Inception of Benchmark TRI’ SIP performance has been provided.~ As TRI data is not available since inception of the scheme, benchmark performance is calculated using composite CAGR of PRI values from fund’s inception till TRI inception date and TRI values since the inception of Total Return index till as per SEBI regulations.

Fund Facts:Type: An open ended equity scheme predominantly investing in small cap stocks • “The fund was erstwhile known as Sundaram S.M.I.L.E“ • Launch: February 2005 • Bloomberg: SMILEG IN • Plans: Regular & Direct • Options: Growth, Dividend Pay Out, Dividend Sweep, Dividend Re-Investment • Minimum Amount: 5,000 • SIP/STP: Daily (STP) – 1000 w.e.f. June 09, 2017, Weekly 1000, Monthly 250, Quarterly 750. Terms of offer: NAV Exit Load: 1% if redeemed within 12 months from date of allotment. The scheme benchmark has been changed to S&P BSE Small Cap Index from CNX Mid Cap Index w.e.f. 01-Aug-2013. Asset Allocation graph as per AMFI Industry Classification.* Fund NAV is as of last working day of the given month. www.sundarammutual.com May 2019 Sundaram Mutual Fund Designed by Morningstar