Environment and Planning B: Urban Analytics and City Science
Benchmark : Making the Measurement of Public Life Open Source
Journal: Environment and Planning B: Urban Analytics and City Science ManuscriptFor ID EPB-2018-0108 Review Only Manuscript Type: Urban Systems Design: from “Science for Design” to “Design in Science”
Keywords: urban design, smart cities, sensors, big data, DIY
https://mc04.manuscriptcentral.com/epb
Page 1 of 39 Environment and Planning B: Urban Analytics and City Science 1 1 2 3 4 Benchmark 5 6 7 8 9 10 Open Sourcing the Measurement of Public Life 11 12 13 14 Submission 15 16 17 Urban Systems Design: from “Science for Design” To “Design in Science” 18 19 For Review Only 20 Abstract (250 word limit) 21 22 23 Urban Designers have measured the quality of urban spaces since the field began. With the advent of new 24 25 sensors technologies—cell phone traces, Wi Fi, Bluetooth, image analytics—there is a wealth of data 26 27 available to measure the dynamics of daily life. Many experiments in using this data come from private 28 29 and public partnerships that are top down and make data inaccessible to the average citizen. Benchmark 30 31 set out to test whether Do it Yourself (DIY) sensors could be embedded into street furniture to make it 32 33 easy for anyone to collect data on the quality of public space. Using the Gehl method to guide the type of 34 35 36 data collected, the Benchmark project developed sensors embedded street furniture to measure the quality 37 38 of public space. The vision analytics, made available by new machine learning algorithms, worked the 39 40 best and captured multiple types of data defined by the Gehl methods, and through enhancing these 41 42 algorithms, we provided a dataset anyone can use to analyze urban space. Like any prototype, some 43 44 improvements can be made to both types of sensors included in the box as well as to the ease of bench 45 46 assembly. Benchmark shows combining human observations with automated observations can provide a 47 48 new way for urban designers to measure public space. 49 50 51 52 53 54 55 56 57 58 59 60 https://mc04.manuscriptcentral.com/epb
Environment and Planning B: Urban Analytics and City Science Page 2 of 39 2 1 2 3 I. Introduction 4 5 6 Developing methods for measuring public spaces that result in decisions about how spaces should be used 7 8 9 has been of interest to urban designers since the field was established. Data analysis techniques involve 10 11 counting the number of people who pass through the site, creating maps of environmental features such as 12 13 shade and noise, and interviewing people. These analog technologies combined with video analysis were 14 15 employed by Kevin Lynch (1981) and William Whyte (1980) (1980) in their seminal work, which 16 17 changed how we viewed the value of public space. Sensor networks, such as cell phones and the Internet 18 19 of Things (IoT), have createdFor datasets Reviewthat radically change Onlyour ability to measure the urban environment 20 21 both in time and space. However, this new data can often be hard to obtain, and when it is available, it is 22 23 usually aggregated to a level where it is hard to evaluate smaller public areas such as parks or tactical 24 25 urbanism projects that activate the public realm. 26 27 28 29 Benchmark seeks to address these issues by creating a simple, downloadable toolkit that measures the 30 31 quality of urban space using a set of sensors embedded in a bench. Benchmark’s furniture, sensors, and 32 33 software are all Do It Yourself (DIY), allowing anyone to replicate. The Benchmark toolkit measures 34 35 “Public Life,” a term often referenced in Jan Gehl’s (2013) work to refer to citizens’ daily interactions 36 37 with others within the built environment. The Gehl methodology records the “human scale of people’s 38 39 activities and interactions” (Gehl and Svarre, 2013: 3)using in person observations. Benchmark tested 40 41 whether these measurements could be automated through sensors embedded in street furniture. Software 42 43 developed for Benchmark uses machine learning techniques to analyze the data, which is then 44 45 transformed into visualizations to make the data easier to understand. Results of three field tests showed 46 47 48 applying machine learning techniques to images acquired from Benchmark proved to have the best results 49 50 for measuring public life over other sensors embedded in the bench. Benchmark was simple for others to 51 52 replicate but could use some design refinements to make it easier for users to build themselves as well as 53 54 to process the data. Ultimately the first release of Benchmark showed machine learning has potential for 55 56 57 58 59 60 https://mc04.manuscriptcentral.com/epb
Page 3 of 39 Environment and Planning B: Urban Analytics and City Science 3 1 2 3 measuring public space and making the data more accessible to the public and the development of this 4 5 DIY tool can help urban designers measure public space. 6 7 8 The Benchmark project is framed within the literature of measuring open space. Therefore, this paper 9 10 begins by introducing those methodologies. The prevalence of sensor networks has provided more data 11 12 13 for measuring interaction in public space, and a review of how these tools have been employed to perform 14 15 that work will be provided. Given the work set out to develop DIY sensors, a background in these 16 17 technologies will be provided along with a review of sensors already embedded in street furniture to 18 19 measure urban spaces. BenchmarkFor was Review both an investigation Only of the design of the furniture itself and test 20 21 of its ability to measure public space. Details on the design logic of the sensors and benches as well as 22 23 implementation of the bench during three field tests will be presented in the paper along with an analysis 24 25 of the results. The Benchmark project used data visualization strategies to communicate the data 26 27 analytics, and these strategies show how urban designers can use the study as evidence to improve the 28 29 quality of public space. The data analytics are followed by a discussion of the impact sensors and machine 30 31 32 learning techniques can have on measuring urban space, improvements that could be made both to the 33 34 bench design and algorithms, and how the data can be used by those who try to impact public life in a 35 36 positive way. 37 38 39 Measuring Public Life 40 41 42 Measuring Public Space 43 44 45 Measuring how well public space performs is perhaps as old as the field of urban design. Modernist urban 46 47 planning, with the tower in the park ideals, sparked a renewed interest in qualities we value in urban space 48 49 50 as many of these projects failed to create vibrant communities. Jane Jacobs (1961) was perhaps the most 51 52 prominent advocate for shifting how urban planners create value in the public realm. She believed the 53 54 physical conditions of the city—mixed use, small blocks, age of buildings, and density—could induce the 55 56 city’s vitality and diversity. She argued there needs to be an “intricate mutual support” between the 57 58 59 60 https://mc04.manuscriptcentral.com/epb
Environment and Planning B: Urban Analytics and City Science Page 4 of 39 4 1 2 3 analysis on the social behavior of the real life in the cities and the economic behavior of the city (Jacobs, 4 5 1961: 14). Her analysis of neighborhood parks and streets was one of the first to link macro analysis of 6 7 social interactions with the physical characteristics of the urban design. Jacobs based her work on 8 9 empirical studies of city neighborhoods, focusing on the way people inhabited space and created vibrant 10 11 12 communities. Her methods were in direct juxtaposition with the modernist planning techniques of the 13 14 time, which often lacked human observation. Ultimately, she changed ways cities are observed and 15 16 understood. 17 18 19 Following Jacob’s lead,For urban Review scholars such as Lynch Only (1960)(1960) introduced more systematic 20 21 frameworks for qualitative and quantitative measures to study the link between spatial elements, the 22 23 meaning it bears in the resident’s perceptions of the city, and the activities in those cities. Lynch was 24 25 interested in studying the mental image citizens have of the city by focusing on the visual quality, namely 26 27 the “legibility” of the physical elements of the cityscape (Lynch, 1960: 2). Lynch, therefore, created a 28 29 methodology in which he asked residents to draw a mental map of what was important to them in the city. 30 31 32 Collectively these mental maps showed what he called paths, edges, districts, nodes, and landmarks, and 33 34 these urban elements help make a city more cohesive. Drawing on these observations, Lynch developed 35 36 urban design plans focused on making these elements more legible. 37 38 39 Jan Gehl’s Life Between Buildings (Gehl, 2011) examined the relationship between activities of 40 41 public life and the physical character of the environment. He classified the activities that appear in public 42 43 space as “necessary activities,” “optional activities,” and “social activities” and argued that, while 44 45 necessary activities occur regardless of the environment, optional activities only occur when the quality of 46 47 the physical environment is optimal (Gehl, 2011: 9). Gehl believed that social activities cannot be studied 48 49 in isolation as they are intertwined with the necessary and optional activities that unfold in public space. 50 51 52 This desire to understand the intricate relationship between the built environment and different kinds of 53 54 activities brought Gehl and Svarre (2013) to introduce an array of tools that can be used to study public 55 56 life. Their method relies primarily on direct manual observations documented through maps, counts, and 57 58 59 60 https://mc04.manuscriptcentral.com/epb
Page 5 of 39 Environment and Planning B: Urban Analytics and City Science 5 1 2 3 photographs, which produces both qualitative and quantitative observations that ultimately result in 4 5 “thick” descriptions of the social activities in public space. Figure 1 is an example of output from a study 6 7 in Melbourne done using the Gehl method. Gehl Architects specializes in working with cities to measure 8 9 10 these social interactions and ultimately help them re design public spaces based on their analysis. 11 12 13 14 15 16 17 18 19 For Review Only 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 Figure 1. Image from Gehl study of public life on the street corner so Melbourne the data was collected through a collaboration with the city 43 44 where 44 sensors were installed across the city. (Visualizing Pedestrian Activity in the City of Melbourne MORPHOCODE, n.d.) 45 46 William Whyte’s The Social Life of Small Urban Places (1980) similarly focused on the interactions 47 48 between people in public space. Whyte conducted a comparative analysis across various public spaces in 49 50 New York City to understand why some places are more attractive for public life over others. Whyte 51 52 53 mixed a variety of methods including firsthand observations, notations, interviews, and secondhand 54 55 observation using still and movie photography. While the time lapse photography allows for the 56 57 58 59 60 https://mc04.manuscriptcentral.com/epb
Environment and Planning B: Urban Analytics and City Science Page 6 of 39 6 1 2 3 quantification of the spatial and temporal density of the usage in public space, the descriptions of the 4 5 context and the interviews provide qualitative insight of the rationale behind such behavior. (Figure 2) 6 7 One of the findings from Whyte’s study was people were interested in developing their own social spaces 8 9 10 and the ability to move furniture helped to create new ways for groups to socialize and maximize the 11 12 potential use of public space. The success of the plaza study lead to the development of New York City 13 14 Zoning parameters that allowed for greater density if public space was included in the site design. 15 16 17 18 19 For Review Only 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 Figure 2. Image from Williams Whyte’s movie the “Social Life of Small Urban Spaces” Whyte used video and human observation to measure 42 public space he believed seating was essential to the function of good urban space and believed developing movable seating helped to create new 43 1 44 spaces to socialize within the public realm. 45 46 47 “Space syntax” is also a well known theory used to understand the relationship between the 48 49 society and space through examining the configuration of space (Hillier et al., 1976, Hillier and 50 51 Hanson, 1984, Hillier, 2007). Space syntax, which began as a theoretical framework in the 1970s, has 52 53 become a set of computer based analytical tools that “represent, quantify, and interpret” the “ordering of 54 55 56 1 http: //secretagent.com.au/overlooked-element-urban-design-places-sit/ 57 58 59 60 https://mc04.manuscriptcentral.com/epb
Page 7 of 39 Environment and Planning B: Urban Analytics and City Science 7 1 2 3 space into relational systems embodying social purposes” (Figure 3) (Hillier and Hanson, 1984:262). 4 5 Rather than focusing on the “surface properties,” such as appearance and style, space syntax is based on 6 7 the assumption that the spatial organization of societies follows “morphic languages,” a set of rules 8 9 10 utilizing a set of elementary objects can be combined (Hillier et al., 1976). The syntactic theory argues 11 12 this morphic language realizes the social through the syntax in the real world (Hillier et al., 1976: 153). 13 14 Analysis tools associated with space syntax have been used to evaluate design in transportation studies 15 16 (Giannopoulou et al., 2012; Kaparias et al., 2015; Omer and Kaplan, 2017; Turner, 2007; van der Hoeven 17 18 and van Nes, 2014), historical analysis of the morphology of cities (Alitajer and Molavi Nojoumi, n.d.; 19 For Review Only 20 Alkamali et al., 2017; Hanson, 1989, 2000), and crime analysis (Wu et al., 2015). Some studies have used 21 22 space syntax to model and analyze pedestrian movements and its relationship to the streets or street lights 23 24 (Bozorg Chenani et al., 2016; Choi et al., 2006; Xiana and Lipeng, 2017). As with many theories that boil 25 26 the principles of design into a set of rules, the work has been criticized for being too rational and not 27 28 measuring the subjective aspects of public space. 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 Figure 3. Space Syntax visibility graph analysis. One of the many variables Hillier found essential to public space was sight lines, and he 49 developed techniques to measure this. 50 51 52 Much of the work to measure public space has been toward the results of determining Urban Design 53 54 guidelines. In People Places, Marcus and Francis (1997) developed practical recommendations for the 55 56 57 58 59 60 https://mc04.manuscriptcentral.com/epb
Environment and Planning B: Urban Analytics and City Science Page 8 of 39 8 1 2 3 design of different types of public spaces based on the fieldwork conducted by students at the University 4 5 of California, Berkeley. Their observations of uses and activities in these places contained quantitative 6 7 counts of the number of pedestrians and the percentage of people sitting and also included qualitative 8 9 interviews to understand what people liked about the spaces, their recommendations for modifications to 10 11 12 the space and the reasons why they used the urban space. For instance, the analysis of AP Giannini Plaza 13 14 in San Francisco’s Financial District attested to the importance of sunlight and diversity of seating options 15 16 as more activities were observed in the sunny south side of the plaza rather than the central plaza, which 17 18 lacks programs and adequate sunlight (Figure 4) (Marcus and Francis, 1997: 55). These studies 19 For Review Only 20 demonstrate one can derive design guidelines for public space by carefully examining the spatial elements 21 22 of a space and how individuals behave or act in that space. 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 https://mc04.manuscriptcentral.com/epb
Page 9 of 39 Environment and Planning B: Urban Analytics and City Science 9 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 For Review Only 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 Figure 4. Images from People Places (Marcus, 1990) 45 46 47 Data and Sensors for Digitally Measuring Public Life 48 49 50 Researchers increasingly measure a variety of elements in cities through the data generated by a range of 51 52 technologies including image and video surveillance, location based technologies that access GPS units, 53 54 Wi Fi sniffing, Bluetooth tracking, cellular networks, and 3D range sensors (Ben Joseph, 2011; Kitchin, 55 56 57 58 59 60 https://mc04.manuscriptcentral.com/epb
Environment and Planning B: Urban Analytics and City Science Page 10 of 39 10 1 2 3 2013; Williams, 2016). One of the ways we currently measure pubic space is through image analysis, 4 5 which uses machine learning techniques to determine flows of humans and vehicles. As early as 1994, 6 7 Koller et al. analyzed data from surveillance cameras to determine “vehicle features, such as vehicle type, 8 9 turn signals and brake lights” (Koller et al., 1994: 130). As technology improved, researchers such as 10 11 12 Stauffer and Grimson (1999) were able to conduct similar analyses over time that determined not only 13 14 what model a car was in a given frame but how regular traffic patterns emerge and change when there is 15 16 an anomaly such as an accident. Improvements in artificial intelligence and machine learning have 17 18 furthered since these early works, and now toll roads across the world can use automatic license plate 19 For Review Only 20 recognition (ALPR) software to algorithmically analyze license plate numbers to bill drivers, charge for 21 22 speeding tickets, and even manage traffic. Some notable examples of this include managing the 23 24 congestion pricing zones of London (Litman, 2005) and ensuring lawful behavior in Beijing (Norris et al., 25 26 2002). Although image analysis was one of the earliest techniques used to quantify public space, 27 28 ubiquitous implementation is difficult as the infrastructure needed to manage it can be costly across an 29 30 31 entire city. 32 33 34 As a result, researchers have looked for less expensive hardware to conduct similar analyses. For 35 36 example, 3D range sensors such as the Microsoft Kinect have been repurposed for the measurement of 37 38 public space. The Kinect was released in 2012 and developed primarily for video game interaction. 39 40 However, immediately after its release, researchers began to investigate whether Kinect technology can 41 42 produce highly accurate mappings of pedestrians in space. Seer, Brändle, and Ratti studied the narrow 43 44 hallway on MIT’s campus known as the Infinite Corridor, and they were some of the first researchers to 45 46 reproduce results in the realm of modeling pedestrian movements and behavior traditionally conducted by 47 48 analyzing video feeds (2014). Later, Brščić et al. (2013) pushed the idea further by using Kinects to study 49 50 51 larger public spaces; they described how they used Kinects to visualize traffic patterns within a large mall 52 53 in Osaka. The sensitivity of Kinects made it possible for researchers not only to detect broad pedestrian 54 55 patterns but also investigate what an individual was doing in a given public space. Popa, Rothkrantz, et al. 56 57 58 59 60 https://mc04.manuscriptcentral.com/epb
Page 11 of 39 Environment and Planning B: Urban Analytics and City Science 11 1 2 3 (2013) used Kinects to detect when a person might be engaged in one of several types of shopping 4 5 behavior including picking up an item, checking the price tag, trying it on in a mirror, and putting it back 6 7 in the display. One of the criticisms for using Kinect for measuring public space is they do not work well 8 9 outside as there is a lot of interference and necessary post processing . 10 11 12 13 Although Kinects are sensitive and useful for hyperlocal data capture, the main drawback is their sensing 14 15 range is short because they can only capture data within their field of view. GPS units, however, can track 16 17 anywhere in the world, as their field of view is global in scale. Since the mid 1990s, researchers have 18 19 used GPS sensors to understandFor vehicular Review traffic patterns (D’Este Only et al., 1999; Zito et al., 1995). It is only 20 21 within the past decade that GPS has been applied more intensively to study pedestrian behavior. In 2005, 22 23 Asakura and Iryo (2005) used GPS receivers to track tourist behavior in Kobe. Similarly, Harder et al. 24 25 (2008) provided GPS units to people visiting specific parks in the Netherlands to ascertain the feasibility 26 27 of tracking park usage patterns. Until the advent of smartphones, however, GPS tracking was limited to 28 29 researchers giving participants individual GPS units, limiting the number of potential subjects, size of the 30 31 32 potential study area, and duration of the study. 33 34 35 Smartphones have increased the scale at which we can perform digital sensing and the speed with which 36 37 we can conduct these analyses. Researchers can now draw on the different technologies embedded in the 38 39 phones, including GPS, Wi Fi, and Bluetooth, as well as cellular network connections when users place a 40 41 call or send an SMS. Williams and Currid (2014) used the GPS capabilities of smartphones devices to 42 43 track 100 fashion designers for two weeks to understand how they used manufacturing services in New 44 45 York City. Their research illuminated the fact that the Garment District was used more by large scale 46 47 designers than small scale designers, revealing that removal of the district could have a more significant 48 49 impact of the economy of the city as it would affect the work processes of some of the biggest players in 50 51 52 the fashion industry. 53 54 55 56 57 58 59 60 https://mc04.manuscriptcentral.com/epb
Environment and Planning B: Urban Analytics and City Science Page 12 of 39 12 1 2 3 Similarly, the ubiquity of cell phones has resulted in rich datasets that help researchers understand the 4 5 relationship between people and their social lives as situated in space and time. One of the first studies to 6 7 look at this was the Mobile Landscape project developed by the Senseable City Lab. In this project, 8 9 researchers visualized people’s locations and spatial trajectories by tracking mobile phones and other 10 11 12 location based services across in Milan, Italy and the city of Graz, Austria(Ratti et al., 2006) (Ratti et al., 13 14 2007). Similarly, researchers have used the technologies embedded in smartphones to track people at the 15 16 Louvre to understand how the paths taken and art seen by people who rush through the museum differ 17 18 from those who spend longer in the galleries (Yuji Yoshimura et al., 2014). Since these early studies, cell 19 For Review Only 20 phone data records (CDR) have been used for everything from managing traffic flows to tracking Ebola in 21 22 Africa. The potential for use to analyze this data in public space is exponential, yet it has been hard to 23 24 acquire this data to make small scale observations. 25 26 27 Most cities do not rely on smartphone