DOCSLIB.ORG

The Securities and Exchange Commission Has Not Necessarily Reviewed the Information in This Filing and Has Not Determined If It Is Accurate and Complete

Total Page：16

File Type：pdf, Size：1020Kb

Download full-text PDF Read full-text
The Securities and Exchange Commission Has Not Necessarily Reviewed the Information in This Filing and Has Not Determined If It Is Accurate and Complete The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete. UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL Washington, D.C. 20549 OMB Number: 3235-0006 FORM 13F Expires: July 31, 2015 Estimated average burden FORM 13F COVER PAGE hours per response: 23.8 Report for the Calendar Year or Quarter Ended: 12-31-2017 Check here if Amendment Amendment Number: This Amendment (Check only one.): is a restatement. adds new holdings entries. Institutional Investment Manager Filing this Report: Name: AMALGAMATED BANK Address: 275 SEVENTH AVENUE 9TH FLOOR NEW YORK, NY 10001 Form 13F File 028-04148 Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: GREGORY W SPOCK VICE PRESIDENT - TRUST COMPLIANCE Title: OFFICER Phone: 2,128,954,836 Signature, Place, and Date of Signing: GREGORY W SPOCK NEW YORK, NY 02-13-2018 [Signature] [City, State] [Date] Report Type (Check only one.): X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 1,653 Form 13F Information Table Value Total: 3,695,704 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state “NONE” and omit the column headings and list entries.] NONE The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete. UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL Washington, D.C. 20549 OMB Number: 3235-0006 FORM 13F Expires: July 31, 2015 Estimated average burden FORM 13F INFORMATION TABLE hours per response: 23.8 COLUMN COLUMN COLUMN 1 COLUMN 3 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 2 4 SHRS VALUE SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY OR TITLE OF PRN NAME OF ISSUER CUSIP (x$1000) PRN CALL DISCRETION MANAGER SOLE SHARED NONE CLASS AMT ABBOTT LABORATORIES COM 002824100 12,213 214,008 SH SOLE 214,008 0 0 ADVANCED MICRO COM 007903107 1,864 181,340 SH SOLE 181,340 0 0 DEVICES INC AETNA INC COM 00817Y108 7,378 40,903 SH SOLE 40,903 0 0 AIR PRODUCTS COM 009158106 4,431 27,006 SH SOLE 27,006 0 0 CHEMICALS INC AMERICAN ELECTRIC COM 025537101 4,568 62,088 SH SOLE 62,088 0 0 POWER AMERICAN EXPRESS CO. COM 025816109 9,023 90,861 SH SOLE 90,861 0 0 AMETEK NEW COM 031100100 2,092 28,867 SH SOLE 28,867 0 0 AUTOMATIC DATA COM 053015103 6,926 59,104 SH SOLE 59,104 0 0 PROCESSING INC. NEWELL BRANDS INC COM 651229106 1,897 61,379 SH SOLE 61,379 0 0 VERIZON COM 92343V104 27,921 527,508 SH SOLE 527,508 0 0 COMMUNICATIONS INC BOEING CO. COM 097023105 21,730 73,685 SH SOLE 73,685 0 0 BROWN-FORMAN CORP- COM 115637209 1,616 23,539 SH SOLE 23,539 0 0 CLASS B BRUNSWICK CORP COM 117043109 1,008 18,257 SH SOLE 18,257 0 0 CIGNA CORPORATION COM 125509109 6,395 31,488 SH SOLE 31,488 0 0 C S X CORP COM 126408103 6,205 112,798 SH SOLE 112,798 0 0 CABOT CORP COM 127055101 761 12,361 SH SOLE 12,361 0 0 CAMPBELL SOUP CO. COM 134429109 1,117 23,218 SH SOLE 23,218 0 0 CARLISLE CORP COM 142339100 1,397 12,292 SH SOLE 12,292 0 0 CATERPILLAR INC COM 149123101 11,847 75,183 SH SOLE 75,183 0 0 J P MORGAN CHASE CO COM 46625H100 46,606 435,815 SH SOLE 435,815 0 0 COCA-COLA COMPANY COM 191216100 23,035 502,074 SH SOLE 502,074 0 0 COLGATE PALMOLIVE COM 194162103 8,272 109,633 SH SOLE 109,633 0 0 CO. CONAGRA BRANDS INC. COM 205887102 1,857 49,308 SH SOLE 49,308 0 0 CONSOLIDATED EDISON COM 209115104 3,326 39,149 SH SOLE 39,149 0 0 INC CMS ENERGY CORP COM 125896100 1,667 35,235 SH SOLE 35,235 0 0 COOPER TIRE RUBBER COM 216831107 262 7,411 SH SOLE 7,411 0 0 CORNING INC COM 219350105 3,466 108,336 SH SOLE 108,336 0 0 CUMMINS ENGINE INC. COM 231021106 3,583 20,284 SH SOLE 20,284 0 0 DTE ENERGY COMPANY COM 233331107 2,468 22,547 SH SOLE 22,547 0 0 DIEBOLD NIXDORF COM 253651103 181 11,080 SH SOLE 11,080 0 0 WALT DISNEY CO/THE COM 254687106 21,573 200,656 SH SOLE 200,656 0 0 MOODYS CORP COM 615369105 3,240 21,953 SH SOLE 21,953 0 0 ECOLAB INC COM 278865100 4,558 33,967 SH SOLE 33,967 0 0 EMERSON ELECTRIC CO. COM 291011104 5,681 81,513 SH SOLE 81,513 0 0 NEXTERA ENERGY INC COM 65339F101 9,218 59,017 SH SOLE 59,017 0 0 FEDEX CORP COM 31428X106 8,162 32,708 SH SOLE 32,708 0 0 GENERAL DYNAMICS COM 369550108 6,849 33,662 SH SOLE 33,662 0 0 CORP. GENERAL ELECTRIC CO. COM 369604103 19,286 1,105,189 SH SOLE 1,105,189 0 0 GENUINE PARTS CO. COM 372460105 1,755 18,475 SH SOLE 18,475 0 0 GOODYEAR TIRE RUBBER COM 382550101 1,653 51,160 SH SOLE 51,160 0 0 CO. WW GRAINGER INC COM 384802104 1,600 6,772 SH SOLE 6,772 0 0 HALLIBURTON CO. COM 406216101 5,513 112,810 SH SOLE 112,810 0 0 HARRIS CORP COM 413875105 2,152 15,193 SH SOLE 15,193 0 0 HERSHEY CO/THE COM 427866108 2,057 18,123 SH SOLE 18,123 0 0 HUMANA INC. COM 444859102 4,666 18,808 SH SOLE 18,808 0 0 INTEL CORP COM 458140100 27,415 593,918 SH SOLE 593,918 0 0 INTL BUSINESS COM 459200101 16,963 110,565 SH SOLE 110,565 0 0 MACHINES CORP INTL FLAVORS COM 459506101 1,592 10,432 SH SOLE 10,432 0 0 FRAGRANCES INTERNATIONAL PAPER COM 460146103 3,139 54,175 SH SOLE 54,175 0 0 CO JOHNSON JOHNSON COM 478160104 47,850 342,470 SH SOLE 342,470 0 0 KELLOGG CO. COM 487836108 2,190 32,212 SH SOLE 32,212 0 0 KIMBERLY-CLARK CORP. COM 494368103 5,604 46,445 SH SOLE 46,445 0 0 ELI LILLY CO COM 532457108 10,898 129,028 SH SOLE 129,028 0 0 LINCOLN NATIONAL COM 534187109 2,115 27,518 SH SOLE 27,518 0 0 CORP. LOEWS CORP COM 540424108 1,751 35,006 SH SOLE 35,006 0 0 LOWE'S COS INC COM 548661107 10,239 110,168 SH SOLE 110,168 0 0 MASCO CORP. COM 574599106 1,795 40,844 SH SOLE 40,844 0 0 MCDONALD'S CORP. COM 580135101 18,164 105,531 SH SOLE 105,531 0 0 ENTERGY CORP COM 29364G103 1,842 22,633 SH SOLE 22,633 0 0 MOTOROLA SOLUTIONS COM 620076307 1,866 20,657 SH SOLE 20,657 0 0 INC BANK OF AMERICA CORP COM 060505104 36,101 1,222,917 SH SOLE 1,222,917 0 0 NORFOLK SOUTHERN COM 655844108 5,278 36,427 SH SOLE 36,427 0 0 CORP. WELLS FARGO CO COM 949746101 33,871 558,276 SH SOLE 558,276 0 0 OLIN CORP. COM 680665205 1,130 31,767 SH SOLE 31,767 0 0 PPG INDUSTRIES INC. COM 693506107 3,940 33,723 SH SOLE 33,723 0 0 PACCAR INC COM 693718108 3,081 43,340 SH SOLE 43,340 0 0 PARKER HANNIFIN CORP. COM 701094104 3,467 17,369 SH SOLE 17,369 0 0 AMERICAN FINANCIAL COM 025932104 1,540 14,188 SH SOLE 14,188 0 0 GROUP INC. PENNEY (J.C.) CO. INC. COM 708160106 142 44,876 SH SOLE 44,876 0 0 PEPSICO INC. COM 713448108 22,505 187,668 SH SOLE 187,668 0 0 PFIZER INC COM 717081103 27,045 746,688 SH SOLE 746,688 0 0 EXELON CORPORATION COM 30161N101 4,767 120,952 SH SOLE 120,952 0 0 PITNEY BOWES INC. COM 724479100 421 37,650 SH SOLE 37,650 0 0 PROCTER GAMBLE CO COM 742718109 29,723 323,498 SH SOLE 323,498 0 0 PUBLIC SERVICE COM 744573106 3,281 63,703 SH SOLE 63,703 0 0 ENTERPRISE GROUP INC RAYTHEON COMPANY COM 755111507 7,012 37,326 SH SOLE 37,326 0 0 ROCKWELL COM 773903109 3,329 16,956 SH SOLE 16,956 0 0 AUTOMATION INC.
Load more

Recommended publications
  • Download the 2019 Edition of Catalyzing Corporate Change
    SHAREHOLDERS CALLING THE WORLD’S MOST POWERFUL COMPANIES TO ADDRESS THEIR IMPACTS ON PEOPLE AND PLANET. CATALYZING CORPORATE CHANGE ICCR MEMBERS CELEBRATE A SUCCESSFUL 2019 PROXY SEASON The annual filing of shareholder More than a third (108) of ICCR mem- proposals at hundreds of compa- bers’ 2019 proposals resulted in Outcomes nies across nearly every sector is an changes in policies and practices. The important tool ICCR members employ majority of these corporate commit- to help catalyze corporate change on ments secured by our members con- environmental, social and governance cerned issues of workplace diversity concerns. and inclusion (26), as well as climate change (16) and human rights (18). ICCR members will typically use proposals in conjunction with other Of the 114 proposals that went to a vote engagement strategies such as in- at 2019 annual general meetings, ten vestor letters to spur dialogue with achieved majority votes, and 69 (61%) 41% - Went to vote companies. achieved votes of 25% or greater. By 39% - Agreement Reached contrast 54.5% of member-sponsored 8% - Omitted During the 2019 proxy season ICCR resolutions achieved 25% or higher in 6% - Awaiting Result members filed 277 resolutions at 184 2018. This increasing support dem- 4% - Withdrawn for other reasons publicly-traded companies. What fol- onstrates the growing understanding lows is a brief recap of the outcome among investors that ESG factors are of our 2019 proposals and company critical to building long-term value. dialogues. B.P.: (CLIMATE CHANGE) 99.14% 2019 MAJORITY VOTES GEO GROUP: (HUMAN RIGHTS) 87.90% MALLINCKRODT GROUP: (LOBBYING) 79.70% Ten resolutions filed this season MALLINCKRODT GROUP: (OPIOIDS) 78.86% by ICCR members achieved majority votes — a clear sign WALGREENS BOOTS: (OPIOIDS) 60.53% that our members’ concerns NEWELL: (DIVERSITY) 56.60% about ESG factors are shared by MACY’S: (POLTICIAL SPENDING) 53.06% mainstream investors.
    [Show full text]
  • The Securities and Exchange Commission Has Not Necessarily Reviewed the Information in This Filing and Has Not Determined If It Is Accurate and Complete
    The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete. UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL Washington, D.C. 20549 OMB Number: 3235-0006 FORM 13F Expires: July 31, 2015 Estimated average burden FORM 13F COVER PAGE hours per response: 23.8 Report for the Calendar Year or Quarter Ended: 03-31-2019 Check here if Amendment Amendment Number: This Amendment (Check only one.): is a restatement. adds new holdings entries. Institutional Investment Manager Filing this Report: Name: AMALGAMATED BANK Address: 275 SEVENTH AVENUE 9TH FLOOR NEW YORK, NY 10001 Form 13F File 028-04148 Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: GREGORY W SPOCK VICE PRESIDENT - TRUST COMPLIANCE Title: OFFICER Phone: 212-895-4836 Signature, Place, and Date of Signing: GREGORY W SPOCK NEW YORK, NY 05-15-2019 [Signature] [City, State] [Date] Report Type (Check only one.): X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 13F COMBINATION REPORT.
    [Show full text]
  • The Securities and Exchange Commission Has Not Necessarily Reviewed the Information in This Filing and Has Not Determined If It Is Accurate and Complete
    The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete. OMB APPROVAL 3235- UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB Number: Washington, D.C. 20549 0006 FORM 13F Oct 31, Expires: 2018 FORM 13F COVER PAGE Estimated average burden hours per 23.8 response: Report for the Calendar Year or Quarter Ended: 03-31-2020 Check here if Amendment Amendment Number: This Amendment (Check only one.): is a restatement. adds new holdings entries. Institutional Investment Manager Filing this Report: Name: AMALGAMATED BANK Address: 275 SEVENTH AVENUE 9TH FLOOR NEW YORK, NY 10001 Form 13F File 028-04148 Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: GREGORY SPOCK VICE PRESIDENT - TRUST COMPLIANCE AND Title: RISK OFFICER Phone: 2128954836 Signature, Place, and Date of Signing: GREGORY W SPOCK NEW YORK, NY 05-13-2020 [Signature] [City, State] [Date] Report Type (Check only one.): X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 13F COMBINATION REPORT.
    [Show full text]
  • The Securities and Exchange Commission Has Not Necessarily Reviewed the Information in This Filing and Has Not Determined If It Is Accurate and Complete
    The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete. UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL Washington, D.C. 20549 OMB Number: 3235-0006 FORM 13F Expires: July 31, 2015 Estimated average burden FORM 13F COVER PAGE hours per response: 23.8 Report for the Calendar Year or Quarter Ended: 09-30-2019 Check here if Amendment Amendment Number: This Amendment (Check only one.): is a restatement. adds new holdings entries. Institutional Investment Manager Filing this Report: Name: AMALGAMATED BANK Address: 275 SEVENTH AVENUE 9TH FLOOR NEW YORK, NY 10001 Form 13F File 028-04148 Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: GREGORY SPOCK VICE PRESIDENT - TRUST COMPLIANCE Title: OFFICER Phone: 212-895-4836 Signature, Place, and Date of Signing: GREGORY SPOCK NEW YORK, NY 11-13-2019 [Signature] [City, State] [Date] Report Type (Check only one.): X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 13F COMBINATION REPORT.
    [Show full text]
  • The Securities and Exchange Commission Has Not Necessarily Reviewed the Information in This Filing and Has Not Determined If It Is Accurate and Complete
    The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete. UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL Washington, D.C. 20549 OMB Number: 3235-0006 FORM 13F Expires: July 31, 2015 Estimated average burden FORM 13F COVER PAGE hours per response: 23.8 Report for the Calendar Year or Quarter Ended: 12-31-2019 Check here if Amendment Amendment Number: This Amendment (Check only one.): is a restatement. adds new holdings entries. Institutional Investment Manager Filing this Report: Name: AMALGAMATED BANK Address: 275 SEVENTH AVENUE 9TH FLOOR NEW YORK, NY 10001 Form 13F File 028-04148 Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: GREGORY SPOCK VICE PRESIDENT TRUST COMPLIANCE AND Title: RISK OFFICER Phone: 212-895-4836 Signature, Place, and Date of Signing: GREGORY SPOCK NEW YORK, NY 02-13-2020 [Signature] [City, State] [Date] Report Type (Check only one.): X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 13F COMBINATION REPORT.
    [Show full text]
  • The LIBERATOR Is $2.00 Per Year
    • Our Free Monthly Offer to Subscribers 'Ohe GOOSE STEP A Study of American Education By Upton Sinclair "THE GOOSE STEP," Upton Sinclair's latest book, is with­ out doubt the most startling work he has produced since "The Jungle." Sinclair shows (with unmistak­ able proofs) that the educated youth of America are put thru the universities to the tunes - -- - - _. ~ -- --- . ---- ... _ .... - - played by the Kings of Coal, Steel, Railroads and Oil. This Book Shows With a World of Convincing Detail Who Owns the American Institutions of Higher Learning and How Their Dictatorship Is Maintained. Save $1.25 and Read This Astounding Book Our Offer for 30 Days Only. The price of "THE GOOSE STEP" is $2.00. The LIBERATOR is $2.00 per year. The LIBERATOR will give one copy of THE GOOSE STEP" and a year's subscription for $2.75.' This offer applies to new subscribers and present subscribers who renew their subscriptions before May 10th, 1923. ' You will learn more of the actual control exer­ r· .......... -- ... -----.-.-~~~~~~~~;~~~·-~~~···~~~~~··~~~~~ .......... -.------.- cised by the American capitalist class over "our" "free" institutions oflearning by reading this book Enclosed please find $2.75 for which send me one copy of "THE GOOSE STEP" and THE L1BERATOR for one year. than by any number of years of theorizing. NAME Address THE LIBERATOR ADDRESS ______ 799 BROADWAY NEW YORK CITY CITY _________________~STATE.~ _____ Renewal 0 New 0 Check Which. :================== ------------.... --------... ------._-.------- --- - ------------.---_ .. _---------------_._--_.---._----------.-----------------_.-'. THE FIRST LABOR BANK IN NEW YORK CITY Your Money . Is it pushing you forward or pulling you backward? Whether you have one dollar or a thousand to bank, THE AMALGAMATED BANK OF NEW YORK invites you to bank with them.
    [Show full text]
  • Lessons Learned from Enron's Collapse: Auditing the Accounting
    LESSONS LEARNED FROM ENRON’S COLLAPSE: AUDITING THE ACCOUNTING INDUSTRY HEARING BEFORE THE COMMITTEE ON ENERGY AND COMMERCE HOUSE OF REPRESENTATIVES ONE HUNDRED SEVENTH CONGRESS SECOND SESSION FEBRUARY 6, 2002 Serial No. 107–83 Printed for the use of the Committee on Energy and Commerce ( Available via the World Wide Web: http://www.access.gpo.gov/congress/house U.S. GOVERNMENT PRINTING OFFICE 77–986CC WASHINGTON : 2002 For sale by the Superintendent of Documents, U.S. Government Printing Office Internet: bookstore.gpo.gov Phone: toll free (866) 512–1800; DC area (202) 512–1800 Fax: (202) 512–2250 Mail: Stop SSOP, Washington, DC 20402–0001 VerDate 11-MAY-2000 14:53 May 15, 2002 Jkt 078865 PO 00000 Frm 00001 Fmt 5011 Sfmt 5011 E:\HEARINGS\77986 pfrm09 PsN: 77986 COMMITTEE ON ENERGY AND COMMERCE W.J. ‘‘BILLY’’ TAUZIN, Louisiana, Chairman MICHAEL BILIRAKIS, Florida JOHN D. DINGELL, Michigan JOE BARTON, Texas HENRY A. WAXMAN, California FRED UPTON, Michigan EDWARD J. MARKEY, Massachusetts CLIFF STEARNS, Florida RALPH M. HALL, Texas PAUL E. GILLMOR, Ohio RICK BOUCHER, Virginia JAMES C. GREENWOOD, Pennsylvania EDOLPHUS TOWNS, New York CHRISTOPHER COX, California FRANK PALLONE, Jr., New Jersey NATHAN DEAL, Georgia SHERROD BROWN, Ohio STEVE LARGENT, Oklahoma BART GORDON, Tennessee RICHARD BURR, North Carolina PETER DEUTSCH, Florida ED WHITFIELD, Kentucky BOBBY L. RUSH, Illinois GREG GANSKE, Iowa ANNA G. ESHOO, California CHARLIE NORWOOD, Georgia BART STUPAK, Michigan BARBARA CUBIN, Wyoming ELIOT L. ENGEL, New York JOHN SHIMKUS, Illinois TOM SAWYER, Ohio HEATHER WILSON, New Mexico ALBERT R. WYNN, Maryland JOHN B. SHADEGG, Arizona GENE GREEN, Texas CHARLES ‘‘CHIP’’ PICKERING, Mississippi KAREN MCCARTHY, Missouri VITO FOSSELLA, New York TED STRICKLAND, Ohio ROY BLUNT, Missouri DIANA DEGETTE, Colorado TOM DAVIS, Virginia THOMAS M.
    [Show full text]
  • AMALGAMATED BANK Form 13F-HR Filed 2021-05-13
    SECURITIES AND EXCHANGE COMMISSION FORM 13F-HR Initial quarterly Form 13F holdings report filed by institutional managers Filing Date: 2021-05-13 | Period of Report: 2021-03-31 SEC Accession No. 0000919192-21-000005 (HTML Version on secdatabase.com) FILER AMALGAMATED BANK Mailing Address Business Address 275 SEVENTH AVENUE 275 SEVENTH AVENUE CIK:919192| IRS No.: 134920330 | State of Incorp.:NY | Fiscal Year End: 1231 9TH FLOOR 9TH FLOOR Type: 13F-HR | Act: 34 | File No.: 028-04148 | Film No.: 21920634 NEW YORK NY 10001 NEW YORK NY 10001 (212) 895-4922 Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE OMB Number: 3235-0006 COMMISSION Expires: July 31, 2015 Washington, D.C. 20549 Estimated average burden hours per response: 23.8 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03-31-2021 Check here if Amendment: ☐ Amendment Number: This Amendment (Check only one.): ☐ is a restatement. ☐ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: AMALGAMATED BANK Address: 275 SEVENTH AVENUE 9TH FLOOR NEW YORK, NY 10001 Form 13F File Number: 028-04148 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: GREGORY SPOCK Title: VICE PRESIDENT - TRUST COMPLIANCE AND RISK OFFICER Phone: 212-895-4836 Signature, Place, and Date of Signing: GREGORY W.
    [Show full text]
  • 2020 Corporate Social Responsibility Report Table of Contents
    FINANCIAL CORP. 2020 CORPORATE SOCIAL RESPONSIBILITY REPORT TABLE OF CONTENTS OUR MISSION & VALUES 3 AMALGAMATED FOUNDATION 42 A Word from Our Leadership Foundation Highlights About Amalgamated Bank Our Team in Action: Meet Anna Fink 2020 Highlights COVID-19 Philanthropic Response Stakeholder Engagement Alignment with the UN Sustainable Development Goals (UN SDGs) ENVIRONMENTAL LEADERSHIP 47 Featured Memberships Environmental Highlights Greenhouse Gas Inventory LENDING 14 Our Team in Action: Meet Ivan Frishberg Lending Highlights Partnership for Carbon Accounting Financials (PCAF) Lending Data ESG Credit & Loan Standards ADVOCACY 62 Our Team in Action: Meet Bill Peterson Issues We Care About Property Assessed Clean Energy (PACE) Financing Advocacy Highlights SOCIAL RESPONSIBILITY 20 Active Ownership Social Responsibility Highlights CORPORATE GOVERNANCE 67 COVID Response Composition of the Current Board of Directors Our Team in Action: Meet Edgar Romney Board Diversity Black Lives Matter Diversity, Equity, and Inclusion (DEI) Our Team in Action: Meet Mandy Tenner Employee Resource Groups (ERGs) Board Oversight of CSR Diversity Data Executive Compensation Our Team in Action: Meet Tanisa Williams Business Ethics Human Capital Management Whistleblower Protections Human Rights Cybersecurity Health, Safety, & Wellness Our Suppliers SASB INDEX 76 Our Customers To be America’s socially responsible bank, empowering OURorganizations and MISSION individuals to advance positive social change. OURBanking that furthers economic, VISION social, racial, and environmental justice. CollaborationOUR | Inclusion and Equity VALUES| Integrity | Passion | Proactivity | Responsibility | Service 2020 Corporate Social Responsibilty Report 3 The events of the past year tested the limits of what it regular communications, additional benefits, and resources to enable a means to be America’s socially responsible bank.
    [Show full text]
  • The Securities and Exchange Commission Has Not Necessarily Reviewed the Information in This Filing and Has Not Determined If It Is Accurate and Complete
    The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete. OMB APPROVAL 3235- UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB Number: Washington, D.C. 20549 0006 FORM 13F Oct 31, Expires: 2018 FORM 13F COVER PAGE Estimated average burden hours per 23.8 response: Report for the Calendar Year or Quarter Ended: 06-30-2020 Check here if Amendment Amendment Number: This Amendment (Check only one.): is a restatement. adds new holdings entries. Institutional Investment Manager Filing this Report: Name: AMALGAMATED BANK Address: 275 SEVENTH AVENUE 9TH FLOOR NEW YORK, NY 10001 Form 13F File 028-04148 Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: GREGORY W SPOCK Title: vice president trust compliance and risk officer Phone: 212-895-4836 Signature, Place, and Date of Signing: GREGORY W SPOCK NEW YORK, NY 08-10-2020 [Signature] [City, State] [Date] Report Type (Check only one.): X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 13F COMBINATION REPORT.
    [Show full text]
  • PROFITS and CAUSES CEO Keith Mestrich Is Taking New York’S Amalgamated Bank National by Embracing Social Responsibility
    CRAINSNEW YORK BUSINESS NEW YORK BUSINESS® JANUARY 7 - 13, 2019 PROFITS AND CAUSES CEO Keith Mestrich is taking New York’s Amalgamated Bank national by embracing social responsibility VOL. XXXV, NO. 1 WWW.CRAINSNEWYORK.COM BANKING MESTRICH, in the bank’s Woody Guthrie conference room, has plans to expand Amalgamated from the New York island to California. t was the morning after the 2018 by Mestrich to diversify beyond the midterm elections and Keith bank’s organized-labor roots. The bank BANKING Mestrich, chief executive of was founded 96 years ago by a New York Amalgamated Bank, was placing garment workers union and for most congratulatory calls to the bank’s of its existence has served local union Iclients. His first three calls were to Anto- members and their pension funds. Since FOR nio Delgado, Max Rose and Anthony becoming CEO in June 2014, Mestrich Brindisi, Democrats who ousted Repub- has moved to embrace a broader set of licans in New York districts as part of organizations and businesses that share GOOD a statewide blue sweep. Also on his list the bank’s social and environmental were national Democratic leaders such concerns. (Planned Parenthood and the Founded to support the city’s as Sens. Jon Tester of Montana and Sher- Sierra Club are clients.) Getting political, rod Brown of Ohio, ranking member of it turns out, can be a winning business union workers, Amalgamated the Senate banking committee. strategy. plans to grow by financing “We do a nice national business bank- Mestrich built an Amalgamated pres- socially responsible causes ing the Democratic Party,” Mestrich said, ence in Washington, D.C., almost from sitting on a couch in his office above an scratch, hiring former Obama adminis- BY AMY CORTESE Amalgamated branch in the Garment tration officials as bankers.
    [Show full text]
  • Printmgr File
    OFFERING CIRCULAR 6,718,729 Shares Amalgamated Bank Class A Common Stock This is an initial public offering of shares of Class A common stock of Amalgamated Bank, a New York non-member commercial bank and a chartered trust company (the “Bank”). The selling stockholders identified in this offering circular are offering 6,718,729 shares of Class A common stock. We will not receive any of the proceeds from the sale of shares in this offering. Prior to this offering, there has been no established public market for our Class A common stock. The public offering price is $15.50 per share. Our Class A common stock has been approved for listing on the Nasdaq Global Market under the symbol “AMAL.” Investing in our Class A common stock involves risks that are described in the “Risk Factors” section beginning on page 26 of this document. SHARES OF OUR CLASS A COMMON STOCK ARE NOT SAVINGS ACCOUNTS, DEPOSITS OR OTHER OBLIGATIONS OF ANY BANK, ARE NOT INSURED BY THE FEDERAL DEPOSIT INSURANCE CORPORATION OR ANY OTHER GOVERNMENTAL AGENCY, AND ARE SUBJECT TO INVESTMENT RISKS, INCLUDING THE POSSIBLE LOSS OF THE ENTIRE AMOUNT YOU INVEST. THIS DOCUMENT CONSTITUTES AN OFFERING CIRCULAR COVERING SECURITIES THAT ARE EXEMPT FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933 (THE ‘SECURITIES ACT”) PURSUANT TO SECTION 3(A)(2) THEREOF. THESE SECURITIES HAVE NOT BEEN APPROVED OR DISAPPROVED BY THE FEDERAL DEPOSIT INSURANCE CORPORATION, THE SECURITIES AND EXCHANGE COMMISSION, THE NEW YORK STATE DEPARTMENT OF FINANCIAL SERVICES, NOR ANY OTHER REGULATORY BODY, NOR HAS THE FEDERAL DEPOSIT INSURANCE CORPORATION, THE SECURITIES AND EXCHANGE COMMISSION, THE NEW YORK STATE DEPARTMENT OF FINANCIAL SERVICES, NOR ANY OTHER REGULATORY BODY PASSED UPON THE ADEQUACY OR ACCURACY OF THE DISCLOSURE IN THIS OFFERING CIRCULAR.
    [Show full text]