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ORNL-CTP-95-07 hep-ph/9603402
Singularity-Free Breit Equation from ConstraintTwo-Bo dy Dirac
Equations
Horace W. Crater
The University of TennesseeSpace Institute, Tul lahoma, Tennessee, 37388
Chun WaWong
Department of Physics and Astronomy, University of California, Los Angeles, CA 90095-1547
Cheuk-Yin Wong
Oak Ridge National Laboratory, Oak Ridge, TN 37831-6373
Abstract
We examine the relation b etween two approaches to the quantum relativis-
tic two-b o dy problem: (1) the Breit equation, and (2) the two-b o dy Dirac
equations derived from constraint dynamics. In applications to quantum elec-
tro dynamics, the former equation b ecomes pathological if certain interaction
terms are not treated as p erturbations. The diculty comes from singularities
which app ear at nite separations r in the reduced set of coupled equations
for attractive p otentials even when the p otentials themselves are not singular
there. They are known to give rise to unphysical b ound states and resonances.
In contrast, the two-b o dy Dirac equations of constraint dynamics do not have
these pathologies in many nonp erturbative treatments. To understand these 1
marked di erences we rst express these contraint equations, whichhavean
\external p otential" form similar to coupled one-b o dy Dirac equations, in a
hyp erb olic form. These coupled equations are then re-cast into two equiv-
alent equations: (1) a covariant Breit-like equation with p otentials that are
exp onential functions of certain \generator" functions, and (2) a covariant or-
thogonality constraint on the relative momentum. This reduction enables us
to show in a transparentway that nite-r singularities do not app ear as long
as the the exp onential structure is not tamp ered with and the exp onential
generators of the interaction are themselves nonsingular for nite r . These
Dirac or Breit equations, free of the structural singularities which plague the
usual Breit equation, can then b e used safely under all circumstances, encom-
passing numerous applications in the elds of particle, nuclear, and atomic
physics whichinvolve highly relativistic and strong binding con gurations. 2
I. INTRODUCTION
In contrast to the accepted description
[ p + m + V ] =0 (1.1)
of the relativistic quantum mechanics of a single spin-one-half particle moving in an exter-
nal p otential V given by Dirac, a numb er of di erent approaches have b een used for two
interacting spin-one-half particles. A traditional one based on the Breit equation [1], also
known as the Kemmer-Fermi-Yang equation [2],
[ p + m + p + m + V (r )] = E ; (1.2)
1 1 1 1 2 2 2 2 12
contains a sum of single-particle Hamiltonians and an interaction term b etween them. (E
is the total energy in an arbitrary frame.) Although the Breit equation is not manifestly
covariant, it has provided go o d p erturbative descriptions of the p ositronium and muonium
energy levels. However, it is well known that those parts of the Breit interaction
1 1
^ ^
(1 r r); (1.3) V (r )=
1 2 1 2
r 2 2
in the Breit equation b eyond the Coulomb term should not b e treated nonp erturbatively,
but must b e handled only p erturbatively. In other words, a consistent treatment of the Breit
equation in p owers of will generate unwanted terms not present in quantum electro dy-
namics [Refs. 3,4].
A more serious diculty of the Breit equation is that when the interactions are treated
nonp erturbatively, structural p ole singularities could app ear at nite r even when the in-
teractions themselves are singularity-free there [5,8]. Twoofushave found recently that
these p ole singularities o ccur under certain conditions dep ending on well-de ned algebraic
relations among the di erent p otentials that could app ear [6,7]. They lead to unphysical
states or unphysical resonances and therefore must b e strictly avoided [5,8].
The primary purp ose of this pap er is to showhow these p ole singulariti es can b e avoided
from the b eginning so that the Breit equation can b e used without dicultyindiverse 3
applications in particle, nuclear, and atomic physics involving highly relativistic motions
and strong binding p otentials. This is accomplished by relating this older approachtoone
that has b een develop ed much more recently.
Dirac's constraint Hamiltonian dynamics [9] provides a framework for an approach pro-
p osed by Crater and Van Alstine [10,11] that di ers notably from that of the Breit equation.
It gives two-b o dy coupled Dirac equations, each of which has an \external p otential" form
similar to the one-b o dy Dirac equation in that for four-vector and scalar interactions one
has
~ ~
S [ (p A )+m +S ] =0; (1.4a)
1 51 1 1 1 1 1
~ ~
S [ (p A )+m +S ] =0; (1.4b)
2 52 2 2 2 2 2
( ;i=1;2 are the matrices for the constituent particles). Unlike the Breit approach,
5i 5
these equations are manifestly covariant and haveinteractions intro duced by minimal sub-
stitution.
They have common solutions if the op erators S ; S commute. This situation, called
1 2
~
strong compatibility [9], can b e achieved by the prop er choice of the op erators A and
i
~
S [10,11]. The commutator cannot, however, b e made to vanish for more general typ es of
i
interactions such as pseudoscalar or pseudovector. Nevertheless, under certain circumstances
the commutator can b e reduced to a combination of S and S themselves. The equations
1 2
are then said to b e weakly compatible [9], b ecause this will also ensure that solutions of
S = 0 in the more general cases could b e solutions of S = 0 as well. These compatibility
1 2
prop erties are imp ortant b ecause they guarantee the existence of common solutions to (i.e.
the consistency of ) the constraint equations b efore they are actually solved.
Although the constrainttwo-b o dy (CTB) Dirac equations have b een used far less fre-
quently than the Breit equation, they have imp ortant advantages over the latter. In de-
scribing electromagnetic b ound states [11,12] they yield nonp erturbative and p erturbative
results in agreement with each other. That is, the exact (or numerical) solution pro duces 4
4
a sp ectrum that agrees through order with that given by p erturbative treatment of the
Darwin, spin-orbit, spin-spin, and tensor terms obtained from the Pauli reduction. In par-
+ 1
ticular, total c.m. energies w for the e e system in the J states is found to satisfy a
J
Sommerfeld formula [11,12]
v
u
2
u
t q
w = m 2+2 1+
1 1
2 2 2
n + (J + ) J )
2 2
2 4 4
m m m 11
6
=2m + + O ( ): (1.5)
2 3 4
4n 2n (2J +1) 64 n
4
They agree through order with those of the p erturbative solution of the same equation,
and also with those of standard approaches to QED. A recent pap er has numerically extended
this agreement at least to the n =1;2;3 levels for all allowable J and unequal masses [12].
In this pap er, we are concerned with another advantage of the CTB Dirac equations,
namely that no unphysical states and resonances of the typ e discussed in [6,7] haveever
app eared in past applications. We are able to show here that this is in fact true for a general
interaction and that this is a consequence of the exp onential structure of the interactions
app earing in them. This result is obtained by rst reducing the CTB Dirac equations
to a Breit equation and an equation describing an orthogonality constraint. The equivalent
Breit equation is then shown to b e singularity-free, provided that the exp onential interaction
structure is not destroyed by inadvertent approximations and that the op erators app earing
in the exp onent are themselves free of nite r singularities.
The exp onential structure that tames the unphysical singularities turns out to b e a
consequence of a relativistic \third law" describing the full recoil e ects b etween the two
interacting particles. We carefully trace, in the formulation of the CTB Dirac equations,
how this structure arises from the need to make these equations at least weakly compatible.
Compared to the laissez-al ler approach of the Breit equation for whichanyinteraction
seems p ossible, the restriction of the interaction structure needed in the constraint approach
represents a conceptual advance in the problem. For this reason, we take pain to elucidate
its conceptual foundation as we present elements of the CTB Dirac equations needed for our 5
demonstration that they are singularity-free.
This pap er is organized as follows. We start in Sec. I I with a brief overview of the
derivation of the constrainttwo-b o dy Dirac equations for scalar interactions b oth to de ne
the notation used and to describ e the main concepts involved. One of the most imp ortant
prop erties is the compatibility of the two constraints. We remind the reader in Sec. III
howtointro duce general interactions into them that preserve this prop erty. In Sec.IV we
derivea covariantversion of the Breit equation from the constraint equations, intro ducing
the concept of exp onential generators for a wide range of covariantinteractions. In Sec. V
we clarify the structure of this covariant Breit equation by decomp osing it into a matrix form
involving singlet and triplet comp onents of the matrix wave function followed by reduction
to radial form by the use of a vector spherical harmonic decomp osition. This reveals clearly
how the constraint approachavoids the structural p ole singularities that have plagued the
original Breit equation since its intro duction over 65 years ago. In Sec. VI we showby
contrast, how the p ole singularities arises for each of the nonzero generators if one uses the
original Breit interaction. Section VI I contains brief concluding remarks.
II. TWO-BODY DIRAC EQUATIONS OF CONSTRAINT DYNAMICS
Following To dorov [13], we shall use the following dynamical and kinematical variables
for the constraint description of the relativistic two-b o dy problem:
i.) relative p osition, x x
1 2
ii.) relative momentum, p =( p p )=w ;
2 1 1 2
p
2
iii.) total c.m. energy, w = P ;
iv.) total momentum, P = p + p ;
1 2
and v.) constituent on-shell c.m. energies,
2 2 2 2 2 2
w + m m w + m m
1 2 2 1
= ; = : (2.1)
1 2
2w 2w
In terms of these variables, wehave 6
^ ^
p = P + p; p = P p; (2.2)
1 1 2 2
^
where P = P=w.
We start from the (compatible) Dirac equations for two free particles
S =( p +m ) =0; (2.3a)
10 1 1 1 51
S =( p +m ) =0; (2.3b)
20 2 2 2 52
where is just the pro duct of the two single-particle Dirac wave functions. These equations
can b e written as
^
S =( p+ P +m ) =0; (2.4a)
10 1 1 1 1 51
^
S =( p+ P +m ) =0; (2.4b)
20 2 2 2 2 52
when expressed in terms of the To dorovvariables. The \theta" matrices
s
1
i ;=0;1;2;3 ;i =1;2 (2.5)
5i
i i
2
s
1
i (2.6)
5i 5i
2
satisfy the fundamental anticommutation relations
[ ; ] = g ; (2.7)
+
i
i
[ ; ] =0; (2.8)
5i +
i
[ ; ] = 1: (2.9)
5i 5i +
[Pro jected \theta" matrices then satisfy
^ ^
[ P; P] =1; (2.10)
i i + 7
^
[ P; ] =0; (2.11)
i +
i?
^ ^
where = ( + P P )]. They are mo di ed Dirac matrices [14] which ensure that the
i
i?
Dirac op erators S and S are the square ro ot op erators of the corresp onding mass-shell
10 20
1 1
2 2 2 2
op erators (p (p + m + m ) and ):
1 2 1 2
2 2
Using the To dorovvariables and the ab ove brackets, the di erence
1
2 2 2 2 2 2
(p +m p m ) (2.12) (S S ) =0=
1 1 2 2 10 20
2
leads to an equation
1
2 2
P p = [w ( ) (m m )] =0: (2.13)
1 2
1 2
2
The physical signi cance of the orthogonality of these two momenta is to put a constraint
on the relative momentum ( eliminating the relative energy in the c.m. frame).
We will also use covariant (c.m. pro jected) versions of the Dirac and matrices here
de ned by
^ ^
= P =2 P; (2.14)
i i 5i i
^
=2 P; (2.15)
i
i
i?
and
p
^
= =2 2i P ; i=1;2: (2.16)
5i 5i i ?i
i i
These covariant Dirac matrices take on the simple form =(0; ) and =(0; )inthe
i i
i i
^
center-of-mass system for which P =(1;0).
If wenowintro duce scalar interactions b etween these particles by naively making the
minimal substitutions
m ! M = m + S ;i=1;2 (2.17)
i i i i
(as done in the one-b o dy equation), the resulting Dirac equations 8
^
S =( p+ P +M ) =0; (2.18a)
1 1 1 1 1 51
^
S =( p+ P +M ) =0 (2.18b)
2 2 2 2 2 52
will not b e compatible b ecause
[S ; S ] =[ p; M ]+ [M ; p] = i(@M + @M ) 6=0; (2.19)
1 2 1 2 52 1 51 2 1 1 52 2 2 51
where @ is the four-gradient.
In the earlier work [10,15], compatibility is reinstated by generalizing the naive S and S
1 2
op erators with the help of sup ersymmetry arguments. The pro cedure contains four ma jor
steps:
a) Find the sup ersymmetries of the pseudo classical limit of an ordinary free one-b o dy
Dirac equation.
b) Intro duce interactions of a single Dirac particle with external p otentials that preserve
these sup ersymmetries. For scalar interactions, this requires the co ordinate replacement
5
x ! x~ x + i : (2.20)
m + S (~x)
2
(Note that the Grassmann variables satisfy = 0. As a result this self referent or recursive
relation has a terminating Taylor expansion).
c) Maintain the one-b o dy sup ersymmetries for each spinning particle through the re-
placement
(x x ) ! (~x x~ ) (2.21)
1 2 1 2
in the relativistic p otentials S .
i
These steps lead to the pseudo classical constraints (the weak equality sign means these
equations are constraints imp osed on the dynamical variables)
^
S =( p+ P +M i@ M =M ) 0; (2.22a)
1 1 1 1 1 51 2 1 2 52 51
^
S =( p+ P +M + i@ M =M ) 0: (2.22b)
2 2 2 2 2 52 1 2 1 52 51 9
They are strongly compatible under the following two conditions:
i.) the mass p otentials are related through a relativistic \third law"
2 2
@ (M M )=0; (2.23)
1 2
and ii.) they dep end on the separation variable only through the space-like pro jection
p erp endicular to the total momentum
M = M (x ); (2.24)
i i ?
where
^ ^
x =( + P P )(x x ) : (2.25)
1 2
?
Integration of the \third law" condition yields
2 2 2 2
M M = m m (2.26)
1 2 1 2
with the hyp erb olic solution
M = m coshL + m sinh L; M = m coshL + m sinh L; (2.27)
1 1 2 2 2 1
given in terms of a single invariant function L = L(x ).
?
The x dep endence of the p otential and the relativistic \third law" lie at the heart
?
of two-b o dy constraint dynamics. Without these conditions the constraints would not b e
compatible. While the physical imp ortance of the x dep endence lies in its exclusion of the
?
relative time in the c.m. frame, the \third law" condition relates the mutual interactions
between the particles to the e ective p otentials each particle feels in the presence of the
other in a consistentway. It is useful to show its implications in the simpler case of spinless
particles. The two generalized mass shell constraints that are the counterparts of Eq. (2.22)
for scalar interactions are
2 2
H = p + M 0; i =1;2: (2.28)
i
i i
The compatibility condition for these two constraints involves the classical Poisson bracket 10
2 2 2 2 2 2
[H ; H ]=[p ;M ]+[M ;p ]+ [M ;M ] 0: (2.29)
1 2
1 2 1 2 1 2
One can see that this is satis ed provided that the \third law" condition Eq. (2.23) and
condition (2.24) are satis ed. (Although the \third law" solution Eq. (2.26) combined with
Eq. (2.24) is the simplest solution, it is not unique [15 ].)
For scalar interactions parametrized by
M = m + S ; i =1;2; (2.30)
i i i
the \third law" condition b ecomes
m S = m S ; (2.31)
1 1 2 2
in the nonrelativistic limit (jS j << m ). This result can also b e obtained from Eq. (2.27)
i i
bykeeping only terms linear in L. The two constraints (2.28) can now b e written as
2 2 2 2 2 2
p + M p +2m S +S +m =0; (2.32)
i i
i i i i i
where wehave used the fact that H H = P p 0 remains unchanged up on the
1 2
intro duction of scalar interaction in Eq. (2.24). Hence the total c.m. energy w = +
1 2
takes on a familiar form in the nonrelativistic limit
2
p
2
w = m + m + + S + O (S ); (2.33)
1 2
2
where
S =(m +m )S =m =(m +m )S =m : (2.34)
1 2 1 2 1 2 2 1
d) The nal step is to canonically quantize the classical dynamical system de ned by S
1
and S by replacing the Grassmann variables ; ;i=1;2 with twomutually commuting
2 i 5i
sets of theta matrices, and the p osition and co ordinate variables by op erators satisfying the
fundamental commutation relation
fx ;p g![x ;p ]= i : (2.35) 11
The compatible pseudo classical spin constraints S and S then b ecome commuting quan-
1 2
tum op erators
[S ; S ]= 0: (2.36)
1 2
The resulting CTB Dirac equations for scalar interactions
^
S =( p+ P +M i@ L ) =0; (2.37a)
1 1 1 1 1 51 2 52 51
^
S =( p+ P +M + i@ L ) =0; (2.37b)
2 2 2 2 2 52 1 52 51
where
@M @M
2 1
= ; (2.38) @L =
M M
2 1
are then said to b e strongly compatible. This strong compatibility has b een achieved bya
sup ersymmetry which pro duces the extra spin-dep endent recoil terms involving @L. These
extra terms vanish, however, when one of the particles b ecomes in nitely massive (as seen
by the parametrization M = m + S of the scalar p otential) so that we recover the exp ected
i i i
one-b o dy Dirac equation in an external scalar p otential.
Note that the Dirac constraint op erators satisfy [10]
1
2 2 2 2 2 2
S S = (p +m p m )= P p 0: (2.39)
1 2 1 1 2 2
2
Thus the relative momentum remains orthogonal to the total momentum after the intro-
duction of the interaction. This also implies that the constituent on-shell c.m. energies
i
^
are weakly equal to their o mass shell values ( P p ). Notice further that since
i i
[P p; M (x )] P x 0; this constraint do es not violate the requirement of compatibility
? ?
given in Eqs. (2.24-25).
III. A GENERAL INTERACTION FOR TWO-BODY DIRAC EQUATIONS
The previous work [16] has shown how the compatibility problem can b e solved without
having to invent new sup ersymmetries if the scalar p otential is replaced byvector, pseu-
doscalar, pseudovector, or tensor p otentials. That work also relates the sup ersymmetric or 12
\external p otential" approach to the alternative treatment of the two b o dy Dirac equations
of constraint dynamics presented by H. Sazdjian [17].
The \external p otential" form Eqs. (2.37) of the CTB Dirac equations for scalar inter-
action can b e rewritten in the hyp erb olic form [16]
S = (cosh S + sinh S ) =0; (3.1a)
1 1 2
S = (cosh S + sinh S ) =0; (3.1b)
2 2 1
where generates the scalar p otential terms in (2.37) provided that
= L(x ): (3.2)
51 52 ?
The op erators S and S are auxiliary constraints of the form
1 2
S (S cosh + S sinh ) =0; (3.3a)
1 10 20
S (S cosh + S sinh ) =0: (3.3b)
2 20 10
Toverify that the \external p otential" forms Eq. (2.37) result from using Eqs. (3.3) in
Eqs. (3.1), one simply commutes the free Dirac op erator S to the rightonto the wave
i0
function using Eqs. (2.7-2.11), (2.38) and hyp erb olic identities [16]. With this construction,
the interaction enters only through an invariant matrix function with all other spin-
dep endence a consequence of the factors contained in the kinetic free Dirac op erators S
10
and S .
20
Even though the form of the contraints Eqs. (3.1) and (3.3) were motivated by exam-
ining world scalar interactions, let us prop ose them for arbitrary and determine their
compatibility requirements. We do this for arbitrary interactions by generalizing arguments
given in Refs.[16-17]. First consider the conditions for the compatibility of Eqs. (3.3a-b).
Multiplying Eq. (3.3a) by S and Eq. (3.3b) by S and subtracting we obtain
10 20
P p (cosh ) =0: (3.4a) 13
Multiplying Eq. (3.3b) by S and Eq. (3.3a) by S and subtracting we obtain
10 20
P p (sinh ) =0: (3.4b)
2 2
Wehave used Eq. (2.2) and =(m m )=w to simplify these equations. Multiplying
1 2
1 2
Eq. (3.4a) by sinh , Eq. (3.4b) by cosh, bringing the op erator P p to the right and
subtracting we nd the condition
[P p; ] =0: (3.5)
Multiplying Eq. (3.4a) by cosh, Eq. (3.4b) by sinh , bringing the op erator P p to the
right and subtracting we nd the further condition
P p =0: (3.6)
Notice that this latter condition was previously asso ciated with the \third law" condition
when derived from the \external p otential" forms of the constraints (see Eq. (2.39)). Here
the \third law" condition is built into the constraintbyhaving the same generator for Eqs.
(3.3a) and (3.3b). Thus the two tentative constraints Eqs. (3.3a) and (3.3b) taken together
imply that for arbitrary the orthogonality condition P p 0 has to b e satis ed when
acting on .However, in order to verify that there are no additional conditions b eyond Eqs.
(3.5) and (3.6) wemust check for mathematical consistency by examining the compatibility
condition. We compute the commutator [S ; S ]by rearranging its eight terms and nd that
1 2
[S ; S ]= [S ; cosh]S [S ; cosh]S +[S ; sinh ]S [S ; sinh ]S
1 2 10 2 20 1 20 2 10 1
2 2 2 2
+cosh (S S )sinh sinh (S S )cosh (3.7)
10 20 10 20
do es not in general vanish, unlike Eqs. (2.36) and (2.37). By using Eqs. (2.12) and bringing
the op erator P p to the right, and using the conditions given in Eqs. (3.5) and (3.6) we can
reduce [S ; S ] to only terms involving S and S . Since Eqs.(3.5) and (3.6) follow from
1 2 1 2
combining the constraints S = 0, no further conditions for mathematical consistency need
i
b e imp osed on the constraints or the wave function. Eq. (3.6) is the quantum counterpart of 14
Eq. (2.39) but for arbitrary interactions. Eq. (3.5) is also satis ed for arbitrary provided
only that the generator satis es
= (x ) (3.8)
?
generalizing Eq. (2.24).
The weak compatibility of the \external p otential" form of the constraints Eq. (3.1) for
general
[S ; S ] =0 (3.9)
1 2
can b e seen by examining the four commutators in [S ; S ]. The commutator
1 2
[cosh S ; cosh S ] = cosh(cosh[S ; S ]+[S ;cosh]S + [cosh; S ]S ) (3.10)
1 2 1 2 1 2 2 1
and is weakly zero since S = 0 and [S ; S ] = 0. Likewise, wehave
i 1 2
[sinh S ; sinh S ] =0: (3.11)
2 1
The remaining two brackets are