NATIONAL POWER TRANSMISSION CORPORATION SOUTHERN POWER PROJECT MANAGEMENT BOARD ------Public Disclosure Authorized

ENVIRONMENTAL MANAGEMENT PLAN (EMP)

Public Disclosure Authorized

TRANSMISSION EFFICIENCY PROJECT (TEP)

SUBPROJECT: IMPROVEMENT AND UPGRADING OF THE CAO LANH - THOT NOT 220KV TRANSMISSION LINE

Public Disclosure Authorized

PREPARED BY POWER ENGINEERING CONSULTING JOINT STOCK COMPANY 3

Public Disclosure Authorized

Ho Chi Minh city, December 2014

Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

ABBREVIATION:

AP : Affected person

AH : Affected household

CSC : Construction Supervision Consultant

EMP : Environmental Management Plan

EMF : Environmental Management Framework

EVN : Electricity of

DONRE : Department of Natural Resources and Environment

DPC : District People’s Committee

GOV : Government

Km : Kilometer

MONRE : Ministry of Natural Resources and Environment

NPT : National Power Transmission Corporation

PECC3 : Power Engineering Consulting Joint Stock Company 3

PPC : Provincial People's Committee

PTC4 : Power Transmission Company No.4

SIMC : Safeguard Independent Monitor

SPPMB : Southern Power Project Management Board

SS : Substation

ROW : Right of way

RP : Resettlement Plan

TEP : Transmission Efficiency Project

T/L : Transmission line

WB : World Bank

Power Engineering Consulting Joint Stock Company 3 1 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

TABLE OF CONTENT 1. INTRODUCTION ...... 4 2. POLICY, REGULATIONS, AND ADMINISTRATIVE FRAMEWORKS ...... 4 2.1 Government Regulations ...... 4 2.2 The World Bank (WB) safeguard policies...... 6 3. SUBPROJECT DESCRIPTION ...... 6 3.1 Objectives of the subproject ...... 6 3.2 Scope of the subproject ...... 6 3.3Location of the subproject ...... 7 3.4Subproject Main Work Volume ...... 12 3.5 Main Activities Before and During Construction ...... 14 3.5.1 Main Activities Before and During Construction ...... 14 3.5.2 Transportation ...... 14 3.5.3. Employment ...... 15 3.6 Subproject Implementation Schedule and Total Investment ...... 15 3.6.1 Subproject Implementation Schedule ...... 15 3.6.2. Total Investment ...... 16 4. BASELINE DATA ...... 16 4.1 Geographical location and population ...... 16 4.2 Địa hình ...... 17 4.3 Đặc điểm khí tượng thủy văn ...... 17 4.4 Hiện trạng sử dụng đất ...... 19 4.5. Environmental baseline data ...... 20 4.6. Socio-economic status of the subproject area ...... 22 4.6.1 Economy...... 22 4.6.2 Society ...... 23 4.7Protected areas, natural reserves, sensitive areas, cultural property, historical monument, temple and pagoda in the subproject area ...... 25 5. POTENTIAL IMPACTS ...... 25 6. MITIGATION MEASURES ...... 36 7. EMPIMPLEMENTATION ARRANGEMENT ...... 53 EMP Implementation Reporting Arrangements ...... 55 8. MONITORING PROGRAM ...... 56 9. INSTITUTIONAL DEVELOPMENT ACTIVITIES ...... 60 10. COST ESTIMATION FOR EMP IMPLEMENTATION ...... 62 11. PUBLIC CONSULTATION AND DISCLOSURE ...... 62

Power Engineering Consulting Joint Stock Company 3 2 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

ANNEXES Annex 1: Environmental Specifications for the Contractor Annex 2: TOR for Construction Supervision Consultant (CSC) Annex 3: Outline of subproject location Annex 4: Figures of subproject Annex 5: EIA’s approval decision

Power Engineering Consulting Joint Stock Company 3 3 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

1. INTRODUCTION The subproject of “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line” is one of the subprojects that will be implemented in Phase II of the Transmission Efficiency Project (TEP) funded by the World Bank. The subproject will be implemented in districts including Lai Vung, Lap Vo and Cao Lanh, Cao Lanh city - Dong Thap Province and Thot Not District - Can Tho city. The implementation of the subproject is in line with the national Power Development Master Plan 7 (PDMP7) to meet the growing electricity load demand. The activities of subproject include: building a new 220kV transmission line with 20.6km length on the ROW of the existing transmission line and replacing the existing transmission line with 10.5 km length. These activities may cause negative impacts on the local environment and communities during pre-construction, construction, and operation phases. To ensure the potential negative impacts are identified and mitigated during the subproject implementation, and in compliance with the policy on environmental assessment of the World Bank (OP/BP 4.01), an Environmental Management Plan (EMP) of the subproject has been prepared in accordance with the guidelines provided in the Environmental and Social Management Framework (ESMF) of the TEP project. The EMP includes the following contents: an introduction, the main legal framework, the subproject description, the environmental background, potential positive and negative impacts, proposed mitigation measures, and implementation arrangements. It also includes an Environmental Codes of Practice (ECOP) prepared for the subproject. The EMP will be incorporated into the bidding documents and construction contracts, as well as a scope for environment quality monitoring. A Resettlement Plan (RP) has also been prepared for the subproject and is presented separately in another safeguard document. According to Vietnam’s environmental assessment regulation, the subproject is subject to prepare an EIA for submission to the Ministry of Natural Resources and Environment (MONRE) for appraisal and approval. The EIA report was submitted to MONRE in Aug., 2014 and was approved on November 14, 2014.

2. POLICY, REGULATIONS, AND ADMINISTRATIVE FRAMEWORKS 2.1 Government Regulations The following national laws and regulations are applied for the subproject: - Law on Fire Prevention and Fighting No.27/2001/QH10 was adopted by the National Assembly of the Socialist Republic of Vietnam on June 29, 2001. - Construction Law No. 16/2003 / QH11 was adopted by the National Assembly of the Socialist Republic of Vietnam on November 26, 2003; - Electricity Law No. 28/2004 / QH11 was adopted by the National Assembly of the Socialist Republic of Vietnam on December 3, 2004; - Labor Law No.35-L/CTN dated June 23, 1994 with some amendment under Document No.84/2007/QH11 of the National Assembly. - Cultural Heritage Law No.32/2009 / QH12 dated June 18, 2009 on amending and supplementing a number of articles of the Law on Cultural Heritage No. 28/2001 / QH10; - Law on amending and supplementing a number of articles of the Law on Electricity No. 24/2012 / QH13 was adopted by the National Assembly of the Socialist Republic of Vietnam on November 20, 2012.

Power Engineering Consulting Joint Stock Company 3 4 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

- Water Resources Law No. 17/2012 / QH13 was adopted by the National Assembly of the Socialist Republic of Vietnam on June 21, 2012; - Environmental Protection Law No. 55/2014 / QH13 was adopted by the National Assembly of the Socialist Republic of Vietnam on June 23, 2014; - Land Law No. 45/2013 / QH13 was approved by the National Assembly of the Socialist Republic of Vietnam on November 29, 2013 and began effect from January 01, 2014; - Decree of Government No.29/2011/ND-CP dated April 18, 2006 of the Government regulating strategic environmental assessment, environmental impact assessment and environment protection commitment. - Decree No.59/2007/ND-CP dated April 9, 2008 on solid waste management. - Decree 174/2007 / ND-CP dated November 29, 2007 on environmental protection fees for solid waste; - Decree No. 98/2010 / ND-CP of the Government dated September 21, 2010 providing details about implementation of some articles of the Law on Cultural Heritage and amending and supplementing a number of articles of the Law on Cultural Heritage; - Decree No. 179/2013 / ND-CP of the Government dated November 14, 2013 for sanctioning the administrative violations in environmental protection. - Decree No. 14/2014 / ND-CP of the Government dated February 26, 2014 on detailing implementation of the Electricity Law on power safety; - Circular No. 26/2011 / TT-BTNMT on July 18, 2011 of the Ministry of Natural Resources and Environment detailing a number of articles of Decree No. 29/2011 / ND-CP of the Government dated April 18, 2011 regulating on strategic environmental impact assessment , environmental impact assessment and environmental protection commitment - Circular No. 12/2011 / TT-BTNMT on April 14, 2011 by the Ministry of Natural Resources and Environment regulating on hazardous waste management; - Circular No. 03/2010 / TT-BTC of the Ministry of Industry and Trade dated January 22, 2010 regulating some contents of safety protection for high-voltage grid structures ; - Guidance of EVN No.2623/CV-EVN - KHCN & MT dated May 28, 2007 on management and pollution prevention and exposure to PCBs. - The main National Technical Regulations include: + QCVN 01:2008/BCT - National technical regulation on safety principles in working with transmission lines and electrical equipment. + QCVN 03:2008/BTNMT - National technical regulation on permissible limits of heavy metals in soils. + QCVN 08:2008/BTNMT - national technical regulation on surface water quality. + QCVN 09:2008/BTNMT - national technical regulation on ground water quality. + QCVN 14:2008/BTNMT- National technical regulation on domestic wastewater. + QCVN 01:2009/BYT- national technical regulation on drinking water quality. + QCVN 02:2009/BYT- national technical regulation on domestic water quality. + QCVN 06:2009/BTNMT - air quality -specified maximum allowable

Power Engineering Consulting Joint Stock Company 3 5 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

concentrations of certain hazardous substances in ambient air. + QCVN 07:2009/BTNMT - National Technical Regulation on Hazardous Waste Thresholds. + QCVN26:2010/BTNMT- National technical regulation on maximum noise limit in public and residential areas. + QCVN 27:2010/BTNMT- National technical regulation on vibration. + QCVN 40:2011/BTNMT- National technical regulations on industrial wastewater. + QCVN 05:2013/BTNMT- National technical regulation on ambient air quality. - Other relevant technical regulation and standards. 2.2 The World Bank (WB) safeguard policies - Environmental Assessment (OP/BP 4.01): Implementation of the subproject includes: construction and installation of substation, access roads, underground cable and ROW. Therefore, OP / BP-4:01 will be applied to ensure that the investment projects have sustainability and ensure environmental and social conditions, give the decision makers information about the potential environmental and social impacts related to the sub-project. The sub-project was screened according to the environmental and social criteria in OP 4.01 and resulted in categorizing the subproject as a Category B , environmental safety tool of the subproject which needs to be prepared is the Environmental Management Plan. -Physical Cultural Resources (OP/BP 4.11): implementation of the sub-project may involve relocation of graves. Therefore, this policy will be applied. - Involuntary Resettlement (OP/BP 4.12): implementation of the subproject will include permanent and temporary land acquisition for construction of substation, access road, underground cables and overhead connection lines . Therefore, this policy will be applied, the objectives of this policy is to prevent long-term and severe problems, poverty, and environmental damage to the affected people in the involuntary resettlement process. A resettlement plan of the sub-project will be prepared to achieve the objectives of this policy 3. SUBPROJECT DESCRIPTION 3.1 Objectives of the subproject The subproject of “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line” will be implemented to meet the following objectives: - Enhancing connection with the 220kV network for the region, ensuring the electricity supply is safe and continuous for the load of the region in any circumstances. - Preventing overload for the existing Cao Lanh - Thot Not - Cai Lay 220kV Transmission Line - Transferring excess capacity from power plants in Nam Song Hau region (including thermal power plants: Ca Mau, O Mon, Long Phu, Kien Luong, etc.) to the Eastern of South Vietnam 3.2 Scope of the subproject - Implementation scope of the subproject includes: renovating and upgrading Cao Lanh - Thot Not 220kV Transmission Line: - New construction of the double circuit trasnmission line (20.6km) + New construction 220kV overhead line including double circuits and split-phase

Power Engineering Consulting Joint Stock Company 3 6 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

conductor 2xACSR-300/39, on the ROW of the existing Cao Lanh - Thot Not one circuit -220kV Transmission Line. + Removing and taking back the existing Cao Lanh - Thot Not one circuit -220kV Transmission Line - Replacing and using thermal resistance conductor section for the double circuit transmission line (10.5km) - Using thermal resistance conductor with composite core of ACCC®Amsterdam 367 to replace and insulating for a section of the existing double circuit transmission line from Cao Lanh to the existing G5. - Using thermal resistance conductor with composite core of ACCC® ULS Mahakam 545 to replace and insulating for 2 sections of the existing double circuit transmission line crossing the Tien and Hau rivers. - Expanding two 220 kV bays at the existing Thot Not 220kV substation. - The bays at Cao Lanh 220 kV substation does not belong to this project scope (two bays in Cao Lanh 220 kV substation are available). 3.3 Location of the subproject The subproject of "Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line" with 31.1km length, will be implemented in districts including Lai Vung, Lap Vo and Cao Lanh, Cao Lanh city - Dong Thap Province (27,610m ) and Thot Not District - Can Tho city (3,490m).

Power Engineering Consulting Joint Stock Company 3 7 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Figure 3.2: Location of the transmission line

Power Engineering Consulting Joint Stock Company 3 8 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Table 3.1 List of communes, districts, provinces where the transmission line traverses

Length cut No. Province District Town/ward/commune through (m) 1 Đong Thap Cao Lanh An Binh Commune 1,740 2 Cao Lanh city Ward 3 800 3 Tinh Thoi Commune 4,890 4 Lap Vo Tan My Commune 4,490 5 Long Hung A Commune 1,130 6 Long Hung B Commune 5,120 7 Vinh Thanh commune 1,980 8 Lai Vung Long Hau Commune 2,500 9 Tan Phuoc commune 3,560 10 Tan Thanh Commune 1,400 11 Can Tho city Thot Not Trung Kien Ward 1,500 12 Tan Loc Ward 1,990

The route of the transmission line is described in details as follows: Table 3.2 Description of the overhead transmission lines No. Section leng(m) Description

1 From the first point 234.58 From the first point (DD) of the transmission line is located (DD) to G1A on the vacant land right in front of Cao Lanh 220kV substation, 86.6m from tower No.15 of existing Cao Lanh - Thot Not 220kV transmission line to the South, the route is going through the vacant land towards G1A (the existing tower No.14). The route is located in Cao Lanh City, Dong Thap province.

2 From G1A to G1 233 At G1A (the existing tower No.14) the line turns left with angle of T.06º44'35" and goes straight to the G1 (the existing tower No.13), this line section is going through Cao Lanh City, Dong Thap province. Houses in ROW: 5 houses. Crossing roads: 1 time (7m wide asphalt road)

3 From G1 to G2 426,34 At G1 (the existing tower No.13) the line turns left with angle of T.79º26'52" and goes straight to the G2 (the existing tower No.11), this line section is going through Cao Lanh City, Dong Thap province. Crossing road: 1 time (4m wide pathway) Crossing the low and medium voltage transmission line: 1 time Crosing canal: 1 time (16.5 m wide canal)

Power Engineering Consulting Joint Stock Company 3 9 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

No. Section leng(m) Description 4 From G2 to G3 1.040,05 At G2 (the existing tower No.11) the line turns left with angle of T77º18'02" and goes straight to the G3 (the existing tower No.7), this line section is going through Cao Lanh City, Dong Thap province. Houses in ROW: 6 houses. Crossing roads: 2 times (National highway No.30 with 11m width and Ho Chi Minh planned highway with 23 m width ) Crossing canal: 2 times (the Cao Lanh river with 104m width and a small canal)

5 From G3 to G4 1.607,4 At G3 (the existing tower No.7) the line turns left with angle of T56º26'39" and goes straight to the G4 (the existing tower No.2), this line section is going through Cao Lanh district and Cao Lanh City, Dong Thap province. Houses in ROW: 5 houses. Crossing roads: 1 time (3m wide asphalt road) Crossing the low and medium voltage transmission line: 3 times Crossing canal: 6 times (a branch of the Cao Lanh river with 86m width and 3 canals, 2 ponds)

6 From G4 to G5 138,35 At G4 (the existing tower No.2) the line turns right with angle of P29º35'50" and goes straight to the G5 (the existing tower No.1), this line section is going through Tinh Thoi commune, Cao Lanh district, Dong Thap province. Houses in ROW: 3 houses. Crosing canal: 1 time (20 m wide canal)

7 From G5 to G6 2.460,7 At G5 (the existing tower No.1) the line turns right with angle of P61º23'11" and goes straight to the G6 (the existing tower No.161), this line section is going through Tinh Thoi commune, Cao Lanh district, Dong Thap province. Houses in ROW: 4 houses. Crosing pathways: 5 times Crosing canal: 5 times

8 From G6 to G7 2.031,4 At G6 (the existing tower No.161) the line turns left with angle of T52º48'08" and goes straight to the G7 (the existing tower No.164), this line section is going through Tan My Commune, Lap Vo district, Dong Thap province. Houses in ROW: 2 houses. Crossing asphalt roads: 2 times Crossing a 110kV transmission line : 1 time Crossing the low and medium voltage transmission line: 2 times Crossing the Tien river with 838m width and some small

Power Engineering Consulting Joint Stock Company 3 10 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

No. Section leng(m) Description canals.

9 From G7 to G8 3.125,97 At G7 (the existing tower No.164) the line turns left with angle of T11º59'33" and goes straight to the G8 (new design, 20m from the existing tower No.173 towards tower No.172), this line section is going through Tan My Commune, Lap Vo district, Dong Thap province. Houses in ROW: 13 houses. Crossing pathways: 3 times Crossing the low and medium voltage transmission line: 1 time Crossing canals: 8 times

10 From G8 to G9 4.947,73 At G8, the line turns right with angle of P12º24'31" and goes straight to the G9 (new design, 20m from the existing tower No.188 towards tower No.187), this line section is going through Tan My commune, Hung Long B commune, Lap Vo district, Dong Thap province. Houses in ROW: 9 houses. Crossing pathways: 5 times Crossing the low and medium voltage transmission line: 2 times Crosing canals: 17 times

11 From G9 to G10 9.748,58 At G9, the line turns right with angle of P45º21'40" and goes straight to the G10 (the existing tower No.215), this line section is going through Long Hung B Commune, Lap Vo district, Vinh Thanh commune, Long Hau Commune, Tan Phuoc commune, Lai Vung district, Dong Thap province. Houses in ROW: 60 houses. Crossing the National highway No.80 (12m wide asphalt road) with high traffic density, some pathways and a rural road on the bank of a canal. Crossing a 110kV transmission line : 1 time Crossing the low and medium voltage transmission line: 9 times Crossing canals amd ditches: 31 times, especially the Lap Vo river with 108m width, Phan Thanh Lam canal (19m wide), Can Co canal (18m wide), Tan Loi canal (19.5m wide), Ba Nhieu canal (28m wide), Sang canal (23m wide), main transport means are boats and small ships with high traffic density.

13 From G10 to G11A 4.612,26 At G10 (the existing tower No.215), turns left with angle of T3º17'36" and goes straight to the G11A (new design), this line section is going through Tan Thanh commune, Lai Vung district, Dong Thap province and Tan Loc commune,

Power Engineering Consulting Joint Stock Company 3 11 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

No. Section leng(m) Description Trung Kien ward, Thot Not district, Can Tho city. Houses in ROW: 40 houses. Crossing the national highway: 2 times (national highways No.54 and No.91) and some small pathways Crossing a 110kV transmission line : 1 time Crossing the low and medium voltage transmission line: 7 times Crossing waterways including the Hau river with 1081m width and a branch of it (312m wide), in addition, 13 canals and ditches.

14 From G11A to 289,5 At G11A, the line turns left with angle of T63º06'17" and G12A goes along with the boundary of the proposed Thot Not 220kV substation towards G12A, this line section is going through Trung Kien ward, Thot Not district, Can Tho city, Dong Thap province.

15 From G12A to end 94,6 At G12A, the line turns right with angle of P23º13'39" point (DC) towards the end point on the vacant landing front of the proposed Thot Not 220kV substation, this line section is going through Trung Kien ward, Thot Not district, Can Tho city, Dong Thap province.

The extension part of outgoing feeder During this period, the following equipment will be installed for the substation: - Installation of equipment for the 220 kV bay connecting to Cao Lanh 2 transmission line. - Extending 220kV system including 2 busbars. - Replacement of current transformers with 2 existing compartments at the Cao Lanh substation connecting to Thot Not transmission line. - Replacement of wires of 2 existing compartments at the Cao Lanh substation connecting to Thot Not transmission line. 3.4 Subproject Main Work Volume Table 3.4 Construction Volume of Transmission Line Part

No. Description Unit Volume A. NEW CONSTRUCTION 1 Embankment, storage ground of materials: Length of embankment m 4,357 Area of storage ground of materials: m2 5,636 Pumping shift shift 1,783 2 Excavation of foundation pits m3 43,853 3 Backfilling of foundation pits m3 31,558

Power Engineering Consulting Joint Stock Company 3 12 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

No. Description Unit Volume 4 Concrete grade M100 m3 2,711 5 Concrete grade M200 m3 6,623 6 Sand cushion m3 6,287 7 Steel in sizes for foundation Ton 857.88

8 Anchor bolt in sizes Ton 27.15 9 Ground connectors (58 sets) Ton 1 10 Volume of steel for towers Ton 1,029.3 B PARTS OF BEING REMOVED AND TAKEN BACK Iron tower 220kV Post 65

Support post Post 59 Anchor post Post 6 Table 3.5 Construction volume of bays No. Item Unit Volume I PART OF DEMOLISHMENT 1 Existing asphalt road m2 140 2 Existing fence m 57 I PART OF LEVELLING 1 Sand for filling m3 11933 2 Vegetation soil removed m3 1112.40 3 Filling the embankment m3 1543.30 4 Rubble 200x300 for paving slope surface m3 236.55 5 Concrete base course for slopes m3 11.50 6 Pipe PVC D50 m 280 7 Geotextile fabric Trevira m2 31 8 Stone 1x2 for spreading station yard m3 123 II CONSTRUCTION PARTS 1 Earth work Excavation of foundation pits m3 2642 Backfilling of foundation pits m3 2336 2 Concrete work - Concrete : stone 1x2, B15 m3 298.07 - Concrete lining stone 4x6, B7.5 m3 29.37 3 Reinforcing work - Fabrication and erection of reinforcing round steel with Ton 1.273 diameter ≤ 10

Power Engineering Consulting Joint Stock Company 3 13 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

- Fabrication and erection of reinforcing round steel with Ton 23.59 diameter ≤ 18 - Fabrication and erection of galvanized teel Ton 29.82 - Fabrication and erection of form steel (anticorrosive paint and Ton 26.87 paint) 4 Other works - Building wall with solid brick m3 3.74 - Plastering m2 800 - Grouting m2 81 III EQUIPMENT INSTALLATION 1 Circuit breaker 220kV Set 1 2 Disconnector 3 phases - 220kV Set 2 3 Disconnector 1 phase - 220kV Set 3 4 Current transformer 220kV Set 9 5 Voltage transformer 220kV Set 3 6 Support insulator 220kV Set 10 7 Outdoor control and protection cabinet Set 1 3.5 Main Activities Before and During Construction 3.5.1 Main Activities Before and During Construction Activities before construction: - Compensation and land clearance; - Preparation for material storages and construction sites. Activities during construction: - Excavation; - Transportation of construction materials and equipment; - Preparation of mortar, concrete formworks and steel rods; - Construction of the tower foundations of the transmission line; - Installation of steel towers; - Installation of electrical equipments and stringing of the wires. - Experiments and completion work. 3.5.2 Transportation Material and equipment supply: Supply source of materials and equipment for this subproject consists of two categories: domestic and import in the form of tender. Specific details are as follows: The imported materials such as wire, insulator, accessories, etc. will be collected at the contractor's warehouse. The local materials such as sand, stone, cement, etc. will be taken at the local area where the power line passes.

Power Engineering Consulting Joint Stock Company 3 14 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Steel towers: the supplier will transport materials to the intermediate storagehouses on the route. Long distance transportation: Main materials such as wire, insulator, accessories, steel, post, etc. will be transported from the contractor's warehouse to the storage houses on the sites. Distance of long transportation is estimated about 120km, the road grade is type 1. Intermediate transportation: Transporting materials from the warehouse to the secondary location of gathering materials along the route is called as intermediate transportation. Distance of intermediate transportation for the power line is 3.5km per, road type 2. Sand, stone, cement, steel will be taken at the local area. Manual handling: Short distance transportation is implemented from some secondary locations of gathering materials along the route to the towers' positions. Transporting materials of the structures from some secondary locations of gathering materials on the route to the towers' positions by primitive means and manual labour.

3.5.3. Employment Workers mobilized during construction: Table 3.6 Total workers for construction activities No. Group Unit Amount 1 Directly working person 101 2 Indirectly working person 14 3 Construction Management Board person 9 Total person 124 3.6 Subproject Implementation Schedule and Total Investment 3.6.1 Subproject Implementation Schedule Based on the requirements of power supply and capacity of the subproject owner, the implementation schedule of the subproject is as follow: No. Content Period 1 Establishing the feasibility study project Quarter 1st, 2013 2 Approving the feasibility study project Quarter 4th, 2013

3 Establishing and Approving the Engineering design and Quarter 1st - quarter Total investment estimation. 3rd, 2014 4 Establishing and approving the bidding documents Quarter 4th, 2014 Quarter 1st - Quarter 5 Bidding invitation and bidding evaluation 2nd, 2015

Power Engineering Consulting Joint Stock Company 3 15 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

No. Content Period 6 Purchase of equipment and material Quarter 3rd, 2015 Quarter 4th, 2015 - 7 Building and putting the subproject into service Quarter 3rd, 2016

3.6.2. Total Investment Total investment is indicated in the table below: Table 3.7 Total investment Cost by component Total (VND) Civil construction cost 271,493,036,000 Equipment cost 10,415,822,000 Compensation cost 79,551,659,000 Project management cost 4,160,975,000 Consultancy cost 17,159,396,000 Other cost 28,464,883,000 Contingency 86,904,428,000 Total project cost 498,150,199,000

4. BASIC DATA 4.1 Geographical location and population As mentioned above, the sub-project of "Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line " with 31.1km in length, will be built in districts including Lai Vung, Lap Vo and Cao Lanh, Cao Lanh city - Dong Thap Province (27,610m) and Thot Not District - Can Tho city (3,490m). Geographical location and population of the two provinces/cities are as follows: Dong Thap Province Dong Thap is one of 13 provinces in the of Southern Vietnam, one of the Mekong's tributaries is the Tien river flowing through Dong Thap province with 114 km length and about 30 km length of the Hau river also crossing here. Regarding geographical boundaries, bordered by Pray Veng Province (Cambodia) in the north with a length of more than 48 km; Vinh Long and Can Tho in the south; An Giang in the west; and Long An and Tien Giang in the east. Its natural area is 3,374.08 km2 equivalent to 8.17% of total area of the Mekong Delta and 0.99% area of the whole country. Maximum length is 96km from north to south and the largest width is 84km from east to west. Its population was 1,673 thousand people in 2011 equivalent to 1.95% of the whole country's population and 9.5% of the population of the Mekong Delta. Regarding administrative boundary, Dong Thap province is divided into 1 provincial city (Cao Lanh), 2 towns (Sa Dec and Hong Ngu) and 9 districts including: Tan Hong, Hong Ngu, Tam Nong, Thanh Binh, Thap Muoi, Cao Lanh, Lap Vo, Lai Vung and Chau Thanh. The whole province has 119 communes, 17 wards and 9 towns.

Power Engineering Consulting Joint Stock Company 3 16 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Can Tho City Can Tho City is located in the centre of the Mekong Delta, with the length of over 55km, along the west bank of the Hau River. According to the administrative boundaries, it borders with in the north, Dong Thap province in the east, Kien Giang province to the west and Hau Giang Province in the south. The total natural area of Can Tho City is 1,410 km2, accounting for 3.49% area of the Mekong Delta and 0.42% total area of the whole country. The maximum length from north to south is about 45km, and the greatest width from east to west is about 68km. Its population was 1,199,817 people in 2010 equivalent to 1.38% of the whole country's population and 6.94% of the population of the Mekong Delta. Regarding administrative boundary, Can Tho City has 05 urban districts including: Ninh Kieu, Cai Rang, Binh Thuy, O Mon and Thot Not District and 04 suburban districts including Phong Dien, Thoi Lai, Vinh Thanh and Co Do. The whole city has 44 wards, 36 communes and 5 townships. 4.2 Topographic and Climate condition Dong Thap Province Dong Thap Province's terrain is relatively flat with common elevation of 1-2 meters above sea level. The terrain is divided into two major areas is northern and southern Tien River. Dong Thap is in the tropical climate zone, consistently in the whole province. There are two main seasons; rainy season from May to November, and dry season from December to April of the following year. Average annual rainfall ranges from 1400 - 1700 mm, rainfall in rainy season accounts for 90-95% of annual rainfall. Average annual humidity is 82.5 %, number of sunny hours is 6.8 hours/day. Such above climate features are fairly advantageous for agricultural development. Can Tho City The terrain is relatively flat, suitable for agriculture, fisheries. The average altitude is about 1-2 meters with sloping tendency from the mounds along the Hau River and Can Tho river toward the interior field ie from northeast to southwest. Additionally, the city also has many hillocks and islets on the Hau river such as Con Au, Con Khuong, Con Son, Tan Lap. The terrain of Can Tho City is formed by topography along the Hau river including strips of high lands playing role as natural levees and islets along the Hau river. Due to its location lying next to a large river, Can Tho city has the dense river and canal networks. Long Xuyen Quadrangular region is low-lying so it is directly affected by flood annually. This delta is affected by tide and the end of flood season. 4.3 Hydrometeorological conditions Meteorology: The project of renovating and upgrading for Cao Lanh - Thot Not 220kV transmission line is lying in the Mekong Delta and crossing the Tien river and Hau River so it is greatly affected by the two rivers. Flood season starts from the lunar seventh month and lasts over 5 months.

Power Engineering Consulting Joint Stock Company 3 17 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Dong Thap Can Tho Max Min Mean Max Min Mean Air temperature (0C) 28.6oC 25.4oC 28.3oC 25.20C 27.1oC 26.6oC (April ) (January) (April) (January) Air humidity (%) 86.5% 77.7% 78.3% 82.8% 87.9% 84% (July) (March) (September) (March) Solar radiation 282 h 287 h 164 h (number of sunny 179 h 2,688 h 2,561 h (March) (September) (March) (September) hours) Wind Can Tho City (partition IA) - Average annual wind speed: 1.6 m/s. - Highest wind speed: 31 m/s. - Wind pressure Wo = 65 daN/m 2. Dong Thap Province (partition IA) - Average annual wind speed: 1.6 m/s. - Highest wind speed: 31 m/s. - Wind pressure Wo = 65 daN/m 2. Table: wind directions in the project area Can Tho Dong Thap Direction Classification Yearly Yearly

Frequency (%) 4.87 7.74 N Velocity (m/s) 2.53 2.38 Frequency (%) 3.89 4.33 NE Velocity (m/s) 2.57 1.98 Frequency (%) 11.50 6.45 E Velocity (m/s) 2.42 2.05 Frequency (%) 9.67 12.53 SE Velocity (m/s) 2.25 2.04 Frequency (%) 4.07 4.98 S Velocity (m/s) 1.86 2.02 Frequency (%) 8.78 14.43 SW Velocity (m/s) 2.21 2.25 Frequency (%) 10.42 8.37 W Velocity (m/s) 2.78 2.43 NW Frequency (%) 2.23 1.38

Power Engineering Consulting Joint Stock Company 3 18 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Velocity (m/s) 2.86 2.33 Rainfall Rainfall during the rainy season accounts for about 75% of annual rainfall. Regarding space aspect, the rainfall in this region is uniformly distributed. Can Tho City - Average annual rainfall: 1674mm. - Average number of rainy days: 156 days/year. Dong Thap Province - Average annual rainfall: 1398mm. - Average number of rainy days: 129 days/year. Hydrology: The project of Cao Lanh - Thot Not 220kV transmission line is lying in the Mekong Delta so its terrain is relatively flat, with an average elevation of 0-2m above sea level. The terrain is divided by river, canals and ditches, etc. The highest water level measured in 2002 was 1.95m. The highest water level usually occurs in October and the lowest in May. At the project area where the transmission line passes through the Tien river and Hau river, they charaterise for the hydrological conditions of the region. 4.4 Situation of land use According to the result of a field survey was implemented by PECC3 in October 2013, land located in a ROW includes mainly paddy fields, land for crops and fruit trees. The total length of the route is 31.1km. The main plants in the ROW is rice and vegetables and types of fruit trees such as longan, apples, coconut, mango, rambutan, pomelo, mandarin, etc. Details about the situation of land use in the ROW as follows: Situation of land use in the project area No. Section Length (m) Situation of land use in the ROW

This area is flat, there are many fruit G0 (TB1- existing)– G1 1 453.7 trees like jackfruit, mango, pomelo, (TB3- existing) longan, coconut. This area is flat, there are many fruit G1 (TB3- existing)– G1’ (T4- 2 1,166.8 trees like jackfruit, banana, grapefruit, existing) coconut, longan This area is flat, there are many fruit G1’(T4- existing)– G2 (T19- trees like jackfruit, banana, orange, 3 5,462.8 existing) grapefruit coconut, longan, durian and paddy. This area is flat, there are many fruit G2 (T19- existing) – G3 trees like jackfruit, banana, pomelo, 4 6,515.2 (T37- existing) longan, coconut, mango and crops such as corn and rice.

Power Engineering Consulting Joint Stock Company 3 19 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

This area is flat, there are many fruit G3 (T37- existing) – G4 trees such as coconut, orange, lemon, 5 6,080.1 (T55- existing) jackfruit, banana, longan, guava, grapefruit and rice. This area is flat, there are many fruit G4 (T55- existing) – G5 trees such as coconut, orange, lemon, 6 6,155.7 (T72- existing) jackfruit, plum, longan, mango, guava, grapefruit, papaya, bananas and rice.

G5 (T72- existing)– G6 This area is flat, there are many fruit trees such as oranges, bananas, 7 (T108- existing) 8,865.1 grapefruit, longan, lemon, jackfruit, mango, guava and rice. This area is flat, there are many fruit G6 (T108- existing) – G7 8 3,973.2 trees such as coconut, lemon, jackfruit, (T97- existing) longan, guava, banana and rice. This area is flat, there are many fruit 9 G7 (T97- existing) – G8 12,087.3 trees such as banana, mango, guava and most of land is rice field. G8 – G9 (new planned The topography of this area is flat, and 10 1,120.3 section) most of land is rice field G9– G10 (new planned The topography of this area is flat, and 11 1,644.4 section) most of land is rice field G10– G11 (new planned The topography of this area is flat, and 12 2,449.8 section) most of land is rice field G11– G12 (new planned The topography of this area is flat, and 13 857.4 section) most of land is rice field G12– G13(T15 - existing) This route section crosses through fish 14 43 (new planned section) ponds and lotus ponds.

4.5. Basic environmental data To assess the quality of the environment in the project area, Power Engineering Consultant Joint Stock Company 3 cooperated with Sac Ky Hai Dang Science - Technology Services Joint Stock Company to conduct measurement and analysis of environmental parameters of water and air at the specific locations of the project area environment in October, 2013. Table 4.1 Sampling locations of air and noise Sampling date No. Symbol (h:mm, Description of sampling locations d/mm/yyyy)

01 KK1 8:30, 5/10/2013 Provincial Road 848, Tan My commune, Lap Vo district, Dong Thap province

02 KK2 9:30, 5/10/2013 Tra Lot Bridge - National Highway 1A, Lai Vung district, Dong Thap province

03 KK3 11:30, 5/10/2013 Co Co Bridge, An Thai Dong commune, Lai Vung district, Dong Thap province 04 KK4 13:30, 5/10/2013 Cai Say Bridge - National Highway 30, Binh Hang

Power Engineering Consulting Joint Stock Company 3 20 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Sampling date No. Symbol (h:mm, Description of sampling locations d/mm/yyyy) Tay commune, Cao Lanh district, Dong Thap province

05 KK5 14:30, 5/10/2013 Can Lo Bridge - National Highway 30, An Binh commune, Cao Lanh district, Dong Thap province Table 4.2 The results of analysis of ambient air quality in the project area

Dust SO2 NO2 CO Noise Position 3 3 3 3 (mg/m ) (mg/m ) (mg/m ) (mg/m ) (dBA) KK1 0.142 2.86 0.054 0.039 67.7 KK2 0.117 2.54 0.048 0.037 58.4 KK3 0.103 2.34 0.045 0.034 55.7 KK4 0.104 1.88 0.042 0.035 60.1 KK5 0.110 2.12 0.047 0.038 57.1 TCVN TCVN TCVN 52 TCN Test method Acoumeter 5067-1995 5971-1995 6137-1996 352-89 QCVN 0.3 0.35 0.2 30 - 05:2013/BTNMT QCVN - - - - 70 26:2010/BTNMT From the analysis results of 05 points measured in the project area (along the transmission line), noise levels at the measurement points reached QCVN 26: 2010/BTNMT. Air quality (SO2, NO2, CO and dust) at the measurement points reached QCVN 05: 2013/BTNMT. Surface water quality Results of measurement and analysis of surface water quality in the project area are shown in the following table. Table 4.3 Sampling positions of surface water

Sampling date No. Symbol Description of sampling locations (h:mm, d/mm/yyyy) 8:00, The Cao Lanh river, Cao Lanh City, Dong Thap 01 NM1 5/10/2013 Province

02 NM2 11:00, 5/10/2013 Provincial Road 848, Tan My commune, Lap Vo district, Dong Thap province 12:00, 03 NM3 Tra Lot Bridge - National Highway 1A, Lai Vung 5/10/2013 district, Dong Thap province

04 NM4 13:00, 5/10/2013 Co Co Bridge, An Thai Dong commune, Lai Vung district, Dong Thap province

15:00, Cai Say Bridge - National Highway 30, Binh Hang 05 NM5 5/10/2013 Tay commune, Cao Lanh district, Dong Thap province Table 4.4 The results of analysis of surface water quality in the project area

Power Engineering Consulting Joint Stock Company 3 21 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Criteria pH TSS COD BOD5 Total N Total P Coliform Unit - mg/l mg/l mg/l mg/l mg/l MPN/100ml NM1 6.60 95 25 13 4.79 0.39 2,300 NM2 6.61 81 22 11 5.14 0.35 1,100 NM3 6.58 38 24 13 4.83 0.42 430 NM4 6.51 51 21 12 5.13 0.33 1,000 NM5 6.28 37 23 14 4.82 0.41 420 QCVN 08:2008/BTNMT, 6-8.5 30 15 6 5 0.2 5,000 column A2 Surface water in the survey area is used for domestic purposes but must be treated. Sample analysic results are compared with A2 column of QCVN 08: 2008/BTNMT, as follows: - pH of the samples ranged from 6.58 to 6.61 in the allowed range of the regulations; - TSS concentrations in water of the Tien river exceeded the allowable standards from 1.27 to 3.17 times; - COD in water of the Tien river exceeded the allowable standards from 1.47 to 1.67 times;

- BOD5 concentration in water of the Tien river exceeded the allowable standards from 1.83 to 2.17 times; - Total N concentration in water of the Tien river exceeded the allowable standards from 1 to 1,028 times; - Total P concentrations in water of the Tien river exceeded the allowable standards from 1.75 to 1.95 times; The survey samples which had Coliform index ranging from 430 to 2300 MPN/100 ml achieved the allowable standards Criteria of TSS, COD, BOD 5, total N, total P exceeds QCVN 08: 2008/BTNMT, column A2 showing that river water was polluted because domestic wastewater of people living around the area is not treated and directly discharged into the Hau river. 4.6. Socio-economic status of the subproject area 4.6.1 Economy Lai Vung district has paddy area of 59,983 ha for 3 crops, but the highest area is used for planting fruit trees with over 140,600 ha. Lai Vung district has 3 communes with agricultural land area which is relatively large, including 29,600 ha in Hau My Trinh commune, 25,260 ha in Hau My Bac A commune and 24.120 ha in Hoi Cu commune. In addition to the above three communes, there are also three alluvial grounds with relatively large area such as Con Co Lich with orchard area of 70 hectares, Con Hoa Khanh with an area of over 40 hectares and Con Qui with an area of over 80 hectares, now it has become a village of Tan Thanh commune. Lai Vung district has focused on improving agricultural land into land for growing rice for 3 crops, combined gardens renovated become specialized gardens. Network of commerce and services has developed strongly, there are 1-2 markets in almost communes, in the markets in suburban districts, there are a lot of goods and many kinds of fruit. The areas used for congregating

Power Engineering Consulting Joint Stock Company 3 22 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line” vehicles, fruit, rice, fish are strongly exploited. Fruit trees in Lai Vung include a type of sweet orange, sugar mandarin, pomelo, guava, plum, mango, etc. Especially, Hoa Loc mango (Hoa Hung), Co Co grapefruit (My Luong) are two popular specialties in the market. The district has more than 100 large and medium irrigation projects under construction, in which dozens of works have been built by cooperation of the State and the people with investment funds of hundreds of billions VND. More than 20 million workdays to refresh and restore rural roads, so up to the present there are access roads to all of villages of 24 communes, in which cars can run to the commune center of 22 communes. Waterway transportation is very convenient, canals are dredged every year, as a result markets, schools, stations, etc. have been built very quickly, and handicrafts such as glutinous rice chupatty, rice paper, etc. are developed. The service, sale and exchange of goods in Lai Vung have operated highly, local people's lives are guaranteed, activities of exchange, trading and consumer have become convenient. 4.6.2 Society Characteristics of Population and households In the project area, the inhabitants are mostly Kinh people, characteristics of the households according to the survey statistics are as follows: - Average number of persons per household: 4.25 people/household - Number of male: 51.3% - Number of female: 48.7% - The age - Number of people from 1-17 years old: 28.9% - Number of people from 18-60 years old: 67.4% - Number of people over 60 years old: 3.7% - The gender of the household head - Male: 76.74% - Female: 23.26% - Educational situation All of the districts/cites in the project area have a senior high school and 2 - 3 junior high schools. - Statistics of education level of the affected people are as follows: - Graduated from university/technical high school/vocational school: 2.12% - Senior high school (grades 10 - 12): 19.25% - Primary school - junior high school (from grade 1 - grade 9): 66.84% - Number of literate people: 5.37% - Number of illiterate people: 6.42% - Main Occupation - Farming and employees: 82.29% - Small business: 5.34% - Handicraft: 4.28%

Power Engineering Consulting Joint Stock Company 3 23 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

- Others : 8.09% Average monthly income: 4,800,000 VND/household/month Average monthly expenditure: 4,500,000 VND/household/month - The equipment - Number of households using electricity: 99.87% - Number of households using water from drilled wells: 98.13% - Number of households using fixed telephones, mobile phones: 99.96% - Number of households using televisions: 81.82% - Number of households using refrigerators: 44.38% - Number of households with motorcycles: 92.37% - Number of households with bicycles 67.38% - Religiousness - Buddhism: 25.93% - Catholic, Protestant: 2.23% - Others: 71.84% - Health situation All affected households are in good health. The common diseases are cold, headache, etc. due to changes of weather between dry season and rainy season, no one is suffering from chronic diseases such mental illness, deafness, blindness. According to the investigation in February 2013, within the last 3 months, people do not have diseases such as H5N1 influenza, diarrhea, hand foot and mouth disease (HFMD), dengue fever, etc. - Housing situation According to the circular of the Ministry of Construction regulating on classification of houses, houses are divided into 5 levels as follows: level 1; level 2; level 3; level 4 and temporary house. According to the actual survey results of houses/structures in ROW showed that affected households primarily have houses/structures in level 4 and temporary houses. Houses/structures in level 4: 7 9.81% Temporary houses: 20.19%. Source of income The main sources of income are as follows: - Farming: 71.90% - Wage earner: 10.30% - Small business: 5.71% - Handicraft production: 4.32% - Special support sources: 5.31%

Power Engineering Consulting Joint Stock Company 3 24 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

- The other sources of income: 2.46% Some HHs have really difficult circumstances due to no source of main income and many of these households do not have stable sources of income. Many households have multiple sources of income and their income sources vary with fluctuations in harvests and prices of crops. 4.7 Protected areas, natural reserves, sensitive areas, cultural property, historical monument, temple and pagoda in the subproject area The subproject will not be located in or near any physical cultural resources such as sites of cultural property, historical monuments, temples, and pagodas.

5. POTENTIAL IMPACTS The subproject would contribute to meeting the demand load in Can Tho, Dong Thap and adjacent areas, thereby bring about significant socioeconomic benefits. Apart from such benefits, the subproject may also result in environmental and socioeconomic impacts which are adverse to the local conditions. The environmental screening of the subproject indicates that it is eligible for financing considering that the subproject would not involve possible high risk and would not create any potential adverse impacts on (a) critical natural habitats and/or protected area including proposed protected areas; (b) loss or damage to physical cultural resources, including sites having archeological (prehistoric), paleontological, historical, religious, cultural and unique natural values; and (c) water regime, particularly water flow and water quality. The implementation of the subproject would mainly cause land acquisition, increased dust generation, air pollution, domestic waste, and health and safety issues due to construction activities and electrical magnetic field. However, these impacts are not significant, temporary, localized impacts with available mitigation measures. In addition, the subproject will relocate 6 graves, so OP 4.01, OP 4.11 and OP 4.12 are triggered for this subproject. The potential negative impacts of the subproject are identified in table 5.1 and could be minimized by applying the proposed mitigation measures developed for the subproject which are described in Table 5.2.

Power Engineering Consulting Joint Stock Company 3 25 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Table 5.1: Potential impacts of the subproject

Significance Duration of Impact/issues Impact description of impact impact A. THE PRE-CONSTRUCTION PHASE Effect of land Medium Short-term Permanent land acquisition: acquisition and Number Land for Land for Long-term of Residentia No. City/District/Ward perennial annual Total foundatio l land (m2) trees (m2) crops (m2) ns Cao Lanh city (Dong 1 3,028.2 1,880 6,527.1 11,435.3 Thap province) 1.1 Cao Lanh district 333.1 206.8 718 1,257.9 Tinh Thoi commune 333.1 206.8 718 1,257.9 1.2 Lap Vo District 757.1 470 1,631.8 2,858.8 Tan My commune 393.7 244.4 848.5 1,486.6

Hung Long B 52 363.4 225.6 783.3 1,372.2 commune 1.3 Lai Vung district 1,938 1,203.2 4,177.3 7,318.6 Tan Phuoc commune 635.9 394.8 1,370.7 2,401.4 Long Hau Commune 423.9 263.2 913.8 1,600.9

Vinh Thanh 333.1 206.8 718.0 1,257.9 commune Tan Thanh commune 545.1 338.4 1,174.9 2,058.4 2 Can Tho City - 1,051.1 700.8 1,751.9 2.1 Thot Not District - 1,051.1 700.8 1,751.9 5 Tan Loc commune - 683.2 455.52 1,138.7 Trung Kien Ward - 367.9 245.28 613.2

Power Engineering Consulting Joint Stock Company 3 26 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Significance Duration of Impact/issues Impact description of impact impact

Total 3,028.2 2,931.1 7,227.9 Temporary land acquisition:. The project will use existing ROWs of the transmission line (hanging circuit 1st and reserving circuit 2nd ). However, the scope of the project to build a new line segment length 6,15km. No. City/District/Ward Residential land (m2) 1 Cao Lanh city (Dong Thap province) 636,565 1.1 Cao Lanh district 70,022 Tinh Thoi commune 70,022 1.2 Lap Vo District 159,141 Tan My commune 82,753 Hung Long B commune 76,388 1.3 Lai Vung district 407,402 Tan Phuoc commune 133,679 Long Hau Commune 89,119 Vinh Thanh commune 70,022 Tan Thanh commune 114,582 2 Can Tho City 94,248 2.1 Thot Not District 94,248 Tan Loc commune 61,261 Trung Kien Ward 32,987 Total 730,813 Land acquisition will have adverse impacts on income generation and livelihood of the affected households. Impacts of land acquisition are described in detail in the subproject Resettlement Plan.

Power Engineering Consulting Joint Stock Company 3 27 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Significance Duration of Impact/issues Impact description of impact impact Impact on Medium Long-term The substation and transmission line would have impacts on 149 households (560 persons) of 9 affected communes, wards belonging 4 district of Dong Thap and Can Tho provinces. household Affected types: land lost for tower foundations; relocation of houses and graves; having house within ROWs; loss of trees and crops, rice; change type of trees within ROW, etc. There are 146 houses and structures in the ROW of the transmission lines. These houses and structures are not required to be removed, but some modification, repairing are required to meet technical requirements such as roofs and walls need to be made from non-flammable materials; metal parts need to be grounded. The subproject owner will develop and implement a compensation plan.

Loss of Medium Long-term Trees, crops are expected to be cut down vegetation due to land Unit: tree clearance City/province No. Category Cao Lanh (Dong Total Can Tho Thap) 1 Rice (m2) 56,657.6 9,998.4 66,656 2 Pomelo 732 81 813 3 Banana 170 19 189 4 Plum 776 86 862 5 Custard-apple 50 6 56 6 Jackfruit 108 12 120 7 Mandarin 5,208 579 5,787 8 Mango 12,184 1,354 13,538

Health risk due hazard Short-term - Construction of transmission line in the area where might have mines left from the war could to explosives, lead to serious consequences, dangerous to life and property of the workers and local people, chemical adversely affect the environmental quality of the area. Before commencing construction activities, the project owner will contract with a specialized military unit to scan mines and explosives in the area of all foundations, the total area of

Power Engineering Consulting Joint Stock Company 3 28 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Significance Duration of Impact/issues Impact description of impact impact scanning mines and explosives in the project area is 76,893 m2. Therefore, the risk of accident due to residual mine is low. Impact on None None - There are no historical and cultural resources near and inside the Subproject area. historical and cultural properties B. THE CONSTRUCTION PHASE Surface water Medium Short-term - The surface water can be more turbid due to soil residues, particles generated from excavation contamination of towers’ foundations. These particles flow into rivers, canals, ponds. - The substation is not located near any river and canal. The transmission line crosses fish ponds, many canals. These are source of surface water that might be more turbid in rainy season due to washing out of subproject’s construction materials, excavated soil. - Though the transmission lines will cross many canals as listed above. Hence soil excavation and damming are carried out far from these shores, therefore potential risks on land slides from these shores are not high. At the sites near fishponds, the subproject foundations will construct far from ponds (above 30 m). From the foundation sites to fish ponds are trees, rice fields so potential for debris washed out from subproject excavation to these ponds is also low. - Topography of the subproject site is plain with good vegetation cover. - The subproject sites near surface water bodies are also plain so potential for soil erosion, material washing out is low. - Excavation is planned to do in dry season. Excesses soil will be reused to fill in the poles’ foundations and substation. Thus there will be no soil, rock left after the subproject construction. - No tower will be constructed in canals. - Thus the impact on surface water pollution in the subproject area is assessed as medium and can be mitigated.

Noise and Medium Short-term - Noise and vibration are caused by: transportation vehicles of equipment and materials, vibration construction activities of pole erection and pulling wire, generators (if any) - The main work will be done manually or by small scale machines. Duration of construction for

Power Engineering Consulting Joint Stock Company 3 29 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Significance Duration of Impact/issues Impact description of impact impact each site at pole’s foundation is short from 2 or 3 days for foundation excavation, 5 days for pouring concrete, 2 or 3 days for cable pulling. Noise and vibration (if there is any) will be caused only during very short period of time in each foundation position. - Owing to these mentioned reasons, the noise and vibration impact caused by the subproject is considered as medium. Soil erosion Small Short-term - The subproject area’s terrain is generally flat. - The vegetation cover of subproject area at the present is relatively good: rice paddy, garden with mixed trees, fruit trees etc. - Excavation is planned to carry out in dry season; - Regarding soil erosion, the impact is considered as small due to the small scale of related activities, short duration and the affected area is small. Air pollution Medium Short-term - Dust generated from soil excavation, especially during dry seasons. - Dust generated by the transportation of supplies and equipment during the subproject construction. The transportation of raw materials, construction materials and equipments for the subproject is relatively significant. It also causes dust and air pollution. - There are some sections of the overhead transmission line will be affected in term of air pollution. Agricultural Medium Medium - Some of productive land will be mobilized for construction purpose in a short period of time. production due - The temporary acquisition of productive land will only cause damages in a seasons or to temporary maximum 02 seasons of producing acquisition of - The subproject owner has planned and will implement the compensation for the temporary land productive acquisition. land Traffic Medium Short-term - Transportation of material and equipment, soil excavation and cable pulling activities will disturbance in disturb the normal traffic in the areas during short period of time; roads and - In open areas, the transportation of construction materials is generally easy due to relatively railway developed traffic system in the subproject area; - Conditions for transportation of material and equipment are generally convenient. The system of national road, provincial road is relatively good. Walking trails in the area of agricultural land, orchards are generally well developed.

Power Engineering Consulting Joint Stock Company 3 30 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Significance Duration of Impact/issues Impact description of impact impact - The transportation of construction materials and equipments for the subproject will not exceed the capacity of the existing traffic flow in the area. - Transmission line will go across other works as follows: + Crossing 110kV transmission line : 3 times. + crossing medium and low voltage lines: 29 times. + crossing fiber cable: 1 time. + Crossing national highways: including Ho Chi Minh National Highway, National Highway 30, National Highway 80, National Highway 54, National Highway 91. + crossing waterways: crossing 03 major rivers including the Tien River, the Hau River and the Cao Lanh river and cutting through 94 canals. Transportation in these points will be affected by subproject cable pulling over the roads. Scaffold will be constructed to enable pulling cable crossing these roads to minimize impact on transportation. Construction Medium Short-term Because the soil in the areas passing the rivers is weak, so foundations of towers are designed as pile activities to foundations and implemented by using method of drilling and dropping piles in succession. The cross the Tien process of drilling and dropping piles will generate relatively high noise (up to 110dBA). However, in River (838m), the surrounding area of the foundations there are no the residents and the implementation process will and the Hau last 3-5 days, therefore the influence of noise to the surrounding people is negligible River(1,081m) - The process of stretching wire passing the Tien River (838m), and the Hau River(1,081m) can interrupt the traffic. However, the project will apply the following measures + Preparation of stretching wire will be done carefully. + Logically arrange stretching wire passing the rivers, when stretching wire, avoid implementing during the rush hours when there are many ships, boats travelling. + Only stretching wire when there is agreement of the waterway management board, presence of the representative and the exact time according to the agreement. + At first, gather simultaneously materials, construction machinery, vehicles and instruments, then introduce the team's workers about design, distance of crossing river and content about the construction process, perform division of responsibilities among team members. Proceed agreement on convention signals and communication between construction workers working in different locations.

Power Engineering Consulting Joint Stock Company 3 31 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Significance Duration of Impact/issues Impact description of impact impact + Signing the lease of vehicles on the river, preparing the river flow and test the ability of docking of river tugs or canoes. + Building scaffolds to pass or removing temporarily works which hinder spreading and stretching wire. + Spreading wire across the river using tugs, putting wire on rafts or floats. + If there is no a tree trunk or rock on the riverbed, then wire will be dropped into the water to spread, if spreading wire by this method wire will be stretched after spreading completion. Therefore, the impact of noise and traffic disruption risks on the waterway due to construction across the rivers is medium and short term. Assessing the Small Short-term -On the Tien river, there are many ships, boats travelling so stretching wire have to ensure operation impact to water for ships, boats. transport for - The area crossing the Tien river is 3.5 km from the construction site of the Vam Cong bridge, the Tien river therefore, construction of the Vam Cong bridge does not affect operation of ships and boats on the Tien river area. - The section crossing the Tien river only needs to replace conductor on the foundation of tower which were built, so stretching wire on the Tien river will not affect significantly operation of ships and boats. Degradation of Small Short-term - Transportation of construction materials with high frequency may cause damage to the existing the existing rural roads; rural roads - Raw materials are transported by trucks along the inter-provincial and inter-district roads. At the foundations far from roads, materials are moved manually to construction positions. Therefore, the frequency of transport just increases very little on the soil roads with not good quality so Subproject activities will not cause serious impacts on these roads. - Currently, the local government and people supervise the management of rural roads relatively well. Large load transportations are not allowed to run through roads whose quality is not good enough. This is also an issue that the contractors have to comply and thoroughly transporting options to avoid rural road degradation. Solid waste Small None Excessive soil and materials will be used for filling of poles’ foundations. The volume of generated from excessive soil is not enough for substation and foundations, it has to purchase and transport from soil excavation other places. Therefore it could be said that impact is insignificant.

Power Engineering Consulting Joint Stock Company 3 32 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Significance Duration of Impact/issues Impact description of impact impact Solid waste Medium Short-term Dismantlement process of existing Cao Lanh 220kV transmission line will generate: generated from - 65 steel towers. removing the - Taking back steel from 65 foundations. existing towers of the existing - Conductors, insulators and accessories Cao Lanh These scrap materials are still value and can be used for other transmission line projects. single circuit Therefore they will be transported to the warehouse of PMB to make use when there is demand 220kV or bidding for sale. transmission line Cause water Small Short-term - Construction of foundation near canals might cause landslide of the canal embankment. It will flow block due block water flow in these canals. to landslide - Usually, foundations are designed to be far from canal embankments; during - In case foundations would be located near a canal, the embankments of the canal need to construction of strengthen by wooden piles to protect shores and avoid landslide and soil erosion. foundations near irrigation canal Environmental Medium Short-term - The subproject implementation is expected to be completed in 04 months, with a construction impacts caused period about 02 months. The remaining time is mainly reserved for installation of equipment. by - It is estimated that 124 workers will be mobilized to construction of the subproject, but the construction maximum number of workers per day is 46 people /day. Workers will be chosen from the workers professional ones in the region. These workers will hire houses of local people for their activities. Part of workers is from local, so people need to stay not high. - Worker will use toilet and bath facilities with host families or additionally constructed for convenience. - Construction sites will dispose solid waste that can cause environmental pollution. - Thus the impact is considered as medium and can be reduced.. Conflict Small Short-term - The conflict between workers and local people might occur due to differences on income, between culture and attitude; construction - The subproject will be implemented in well developed areas and quite crowded places; the

Power Engineering Consulting Joint Stock Company 3 33 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Significance Duration of Impact/issues Impact description of impact impact workers and number of workers is not considerable in comparison with local people. local people - Stay duration of workers in each site is short therefore this impact is insignificant. Health and Medium Short-term - Accidents may happen during construction if the safety issues are not well considered. safety - Accidents may occur during foundation excavation, pole erecting and cable pulling. - Accidents may happen to the workers or local people living around the subproject area C. THE OPERATION PHASE Exposure to Medium Long-term Subproject "Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line" electromagneti was designed on the existing corridor and complied to safety standard. Safety regulation will also c field (EMF) be applied strictly by workers when operating substation. Therefore, the impact due to EMF on levels public health is at low level. exceeding the Besides, all houses, structures in ROW of the transmission line are improved and installed standard fireproof materials and lightning arrestors. The subproject is designed to conform to safety standard. Safety regulations will also be applied strictly by workers when operating substation. Therefore, the impact due to EMF on public health if not properly mitigated would be medium. Interference None None The location of the project is far away from the radio communication networks. with radio, TV or other communicatio ns Effects on Medium Long-term In design stage, all safety measurements were considered. public health However, voltage hazard and effects on safety of local inhabitants and operation workers can and safety, occur in case of no conform to safety regulations. including voltage hazard Problems of Small Long-term In activities of management, operation, repair and maintenance of the project, problems of gird gird, accident and accident can occur in case workers do not conform to safety and operation regulations at work during (especially the workers work on the towers of the overhead connection line). operation management

Power Engineering Consulting Joint Stock Company 3 34 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Significance Duration of Impact/issues Impact description of impact impact Effects on Small Long-term + ROW yearly maintenance activities may cause effect on crops and trees within the ROW. flora and fauna interruptedly However, the impact is at low level and interrupted. from vegetation maintenance activities

Power Engineering Consulting Joint Stock Company 3 35 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

6. MITIGATION MEASURES Verification Applicable Environmental Locations for National Responsible required to and social Mitigation measures mitigation Regulations, party determine issues measures Standards effectiveness of measures A. ENGINEERING DESIGN PHASE 1. Engineering - Select an optimal alternative to minimize land Can Tho and Related Consultant Agreement design acquisition, avoid causing the existing vegetable covers Dong Thap regulations Owner on location and trees and structures. provinces of the Local subproject - Strictly follow electrical and fire safety requirements authorities of the related regulations. B. THE PRE-CONSTRUCTION PHASE 1. Land - Careful site-survey, consultation with the affected Subproject area Circular No. Owner Compliance acquisition, local communities and authorities to choose optimal 30/2014/TT- reported by affected solutions for the location substation and auxiliary BTNMT on CSC households and facilities to minimize land acquisition. 02/06/2014 of loss of trees, - Compensate for land acquisition and damages strictly Ministry of crops in accordance with the RPF of the TEP project and the Environment and Resettlement Plan of the subproject. - Disclosure Natural Resources detailed plan for land temporary and permanent Decree No. acquisition for affected HHs; 47/2014/ND-CP - Proper compensation for land acquisition. The dated 15/05/2014 estimated cost for compensation and allowance for the by the subproject space's clearance is about 79,55 billion Government VND. - Plan working schedule after harvest times to avoid impacts, losses for local peoples. - The subproject owner will prepare and carry out the compensation plan according to Vietnamese and the WB’ Regulations in accordance with the RPF of the TEP Project and RP of the subproject.

Power Engineering Consulting Joint Stock Company 3 36 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Verification Applicable Environmental Locations for National Responsible required to and social Mitigation measures mitigation Regulations, party determine issues measures Standards effectiveness of measures - Select locations of substation and pole’s foundation properly to minimize impacts on land, rice field, or garden losses of local people; Pole locations should be arranged properly in local people’ land so that affected households can still use the remaining part of their land comfortably. - Simple scaffolds will be created when pulling cables overpass rice fields, gardens to avoid damages to the rice fields and trees. 2. Safe - To ensure safety as well as limiting electricity shock Subproject Decree No. Project Construction measures are for the residents living in the safety corridor, the area 14/2014/ND-CP owner supervisor applied for project will support lightning areasters for the of the houses/structur houses/structures lying in the ROW, with the 24m Government es lying in the width ie 12m from the center line to each side; Decision No. ROW - Make sure no damage to the graves in the corridor for 17/2012 / QD- stretching wire. In case of influence or relocation, the UBND dated project has to pay compensation and assistance in 12/06/2012 of the accordance with the provisions of the PPC. People's - Coordination with the local authorities, where the Committee of power line crossing, communication and Dong Thap dissemination of knowledge of safe corridors for province on high-voltage grid for people living in the areas where promulgating transmission lines pass through, combining regulations on announcement on loudspeaker system of communes; compensation pasting posters, propaganda posters at the CPC / price of crops, ward. livestock, relocation costs of - Cost of support for renovating houses/structures lying graves when the in the ROW approximately 2.9 billion VND. State recovers land in Dong

Power Engineering Consulting Joint Stock Company 3 37 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Verification Applicable Environmental Locations for National Responsible required to and social Mitigation measures mitigation Regulations, party determine issues measures Standards effectiveness of measures Thap province. C. THE CONSTRUCTION PHASE Impacts to - The Contractor will prepare a Clearance, Re- Subproject area Circular No. Contractor Compliance vegetation vegetation and Restoration Management Plan for prior 30/2014/TT- reported by

cover and approval by the Construction Engineer, following BTNMT dated CSC ecological relevant regulations. The Clearance Plan will be 02/06/2014 by resources approved by Construction Supervision Consultant and Ministry of followed strictly by contractor. Areas to be cleared Environment and should be minimized as much as possible. Natural Resources - The Contractor will remove topsoil from all areas Decree No. where topsoil will be impacted on by rehabilitation 47/2014/ND-CP activities, including temporary activities such as dated 15/05/2014 storage and stockpiling, etc.; the stripped topsoil will by the be stockpiled in areas agreed with the Construction Government Supervision Consultant for later use in re-vegetation and will be adequately protected. - The application of chemicals for vegetation clearing is not permitted. - Prohibit cutting of any tree unless explicitly authorized in the vegetation clearing plan. - When needed, erect temporary protective fencing to efficiently protect the preserved trees before commencement of any works within the site. - No area of potential importance as an ecological resource should be disturbed unless there is prior authorization from CSC, who should consult with PMB, and the relevant local authorities. This could include areas of breeding or feeding of birds or animals, fish spawning areas, or any area that is

Power Engineering Consulting Joint Stock Company 3 38 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Verification Applicable Environmental Locations for National Responsible required to and social Mitigation measures mitigation Regulations, party determine issues measures Standards effectiveness of measures protected as a green space. - Work with local authorities to well prepare construction schedule to avoid harvesting time. Impacts of dust The Contractor is responsible for ensuring compliance Construction QCVN Contractor Compliance with relevant Vietnamese legislation with respect to sites reported by 05: 2013/BTNMT ambient air quality. CSC The Contractor will ensure that dust generation is mitigated and will not annoy local people and implement measures to control dust concentration in order to maintain safe working place and minimize disturbance to surrounding residences/houses. Material loads will be suitably secured during transportation to prevent the scattering of soil, sand, materials or dust. Exposed soil and material stockpiles will be protected against wind erosion and the location of stockpiles will take into consideration the prevailing wind directions and locations of sensitive receptors Dust masks should be used where dust levels are excessive. Air pollution All vehicles must comply with Vietnamese regulations Construction QCVN Contractor controlling allowable emission limits of exhaust gases. sites 05: 2013/BTNMT Vehicles in Vietnam must undergo a regular emissions check and get certified named: “Certificate of conformity from inspection of quality, technical safety and environmental protection” following Decision No. 35/2005/QD-BGTVT; There should be no burning of waste or construction

Power Engineering Consulting Joint Stock Company 3 39 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Verification Applicable Environmental Locations for National Responsible required to and social Mitigation measures mitigation Regulations, party determine issues measures Standards effectiveness of measures materials (for example: asphalt, etc.) on site. Noise and The contractor is responsible for compliance with the Construction QCVN Contractor Compliance vibration relevant Vietnamese legislation with respect to noise sites 26:2010/BTNM reported by

and vibration. T CSC All vehicles must have appropriate “Certificate of QCVN conformity from inspection of quality, technical safety 27:2010/BTNMT and environmental protection” following Decision No. 35/2005/QD-BGTVT; to avoid exceeding noise emission from poorly maintained machines. When needed, measures to reduce noise to acceptable levels must be implemented and could include silencers, mufflers, acoustically dampened panels or placement of noisy machines in acoustically protected areas. Avoiding or minimizing transportation through or processing material in community areas (like concrete mixing).

Water pollution The Contractor must be responsible for compliance Construction QCVN Contractor Compliance with the relevant Vietnamese legislation relevant to sites 09:2008/BTNM reported by

wastewater discharges into watercourses. T CSC Portable or constructed hygienic toilets must be QCVN provided on site for construction workers. Wastewater 14:2008/BTNM from toilets as well as kitchens, showers, sinks, etc. T will be discharged into a conservancy tank for removal QCVN 24: from the site or discharged into municipal sewerage 2009/BTNMT systems; there should be no direct discharges to any water body. Wastewater over standards set by relevant Vietnam technical standards/regulations must be collected in a conservancy tank and removed from site by licensed

Power Engineering Consulting Joint Stock Company 3 40 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Verification Applicable Environmental Locations for National Responsible required to and social Mitigation measures mitigation Regulations, party determine issues measures Standards effectiveness of measures waste collectors. Implement measure to collect, redirect or block municipal wastewater disposed from surrounding houses to properly dispose and ensure that local blocking or flooding are minimized Before construction, all necessary wastewater disposal permits/licenses and/or wastewater disposal contract have been obtained. At completion of construction works, wastewater collection tanks and septic tanks will be safely disposed or effectively sealed off. Solid waste Before construction, a solid waste control procedure Construction Decree No. Contractor Compliance (storage, provision of bins, site clean-up schedule, bin sites 59/2007/ND-CP reported by

clean-out schedule, etc.) must be prepared by on solid waste CSC Contractors and it must be carefully followed during management construction activities. Before construction, all necessary waste disposal permits or licenses must be obtained. Measures will be taken to reduce the potential for litter and negligent behavior with regard to the disposal of all refuse. At all places of work, the Contractor will provide litter bins, containers and refuse collection facilities. Solid waste may be temporarily stored on site in a designated area approved by the Construction Supervision Consultant and relevant local authorities prior to collection and disposal through a licensed waste collector, for example, URENCO in urban areas

Power Engineering Consulting Joint Stock Company 3 41 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Verification Applicable Environmental Locations for National Responsible required to and social Mitigation measures mitigation Regulations, party determine issues measures Standards effectiveness of measures or local environment and sanitation companies. Waste storage containers will be covered, tip-proof, weatherproof and scavenger proof. No burning, on-site burying or dumping of solid waste will occur. Recyclable materials such as wooden plates for trench works, steel, scaffolding material, site holding, packaging material, etc will be collected and separated on-site from other waste sources for reuse, for use as fill, or for sale. If not removed off site, solid waste or construction debris will be disposed of only at sites identified and approved by the Construction Supervision Consultant and included in the solid waste plan. Under no circumstances will the contractor dispose of any material in environmentally sensitive areas, such as in areas of natural habitat or in watercourses.

Chemicals or Chemical waste of any kind will be disposed of at an Construction Circular No. Contractor Compliance hazardous approved appropriate landfill site and in accordance sites 12/2011/TT- reported by

wastes with local legislative requirements. The Contractor will BTNMT on CSC obtain needed disposal certificates. management of The removal of asbestos-containing materials or other hazardous toxic substances will be performed and disposed of by substance specially trained and certified workers. Used oil and grease will be removed from site and sold to an approved used oil recycling company. Used oil, lubricants, cleaning materials, etc. from the maintenance of vehicles and machinery will be

Power Engineering Consulting Joint Stock Company 3 42 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Verification Applicable Environmental Locations for National Responsible required to and social Mitigation measures mitigation Regulations, party determine issues measures Standards effectiveness of measures collected in holding tanks and removed from site by a specialized oil recycling company for disposal at an approved hazardous waste site. Tender documents will prohibit procurement of equipment containing PCBs. Unused or rejected tar or bituminous products will be returned to the supplier’s production plant. Relevant agencies will be promptly informed of any accidental spill or incident. Store chemicals appropriately and with appropriate labeling. Appropriate communication and training programs should be put in place to prepare workers to recognize and respond to workplace chemical hazards. Prepare and initiate a remedial action following any spill or incident. In this case, the contractor will provide a report explaining the reasons for the spill or incident, remedial action taken, consequences/damage from the spill, and proposed corrective actions. Traffic Before construction, carry out consultations with local Subproject area - Contractor Compliance management government and community and with traffic police. reported by

Significant increases in number of vehicle trips must be CSC included in a construction plan before approved. Routings, especially of heavy vehicles, need to take into account sensitive sites such as schools, hospitals, and markets. Installation of lighting at night must be done if this is necessary to ensure safe traffic circulation.

Power Engineering Consulting Joint Stock Company 3 43 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Verification Applicable Environmental Locations for National Responsible required to and social Mitigation measures mitigation Regulations, party determine issues measures Standards effectiveness of measures Place signs around the construction areas to facilitate traffic movement, provide directions to various components of the works, and provide safety advice and warning. Employing safe traffic control measures, including road/rivers/canal signs and flag persons to warn of dangerous conditions Avoid material transportation for construction during rush hour. Passageways for pedestrians and vehicles within and outside construction areas should be segregated and provide for easy, safe, and appropriate access. Signpost will be installed appropriately in both water-ways and roads where necessary. For water way transportation on Lap Vo river: working with local authorities responsible for river’s transportation management, inform them on arrangement of cable pulling through the rivers (at least 5 days in advance) so that people attending transportation in this section of Lap Vo river has informed when their transportation can be affected.

Interruption to Planned and unplanned interruptions to water, gas, Subproject area - Contractor Compliance utility services power, internet services: the Contractor must undertake reported by

prior consultation and contingency planning with local CSC authorities about the consequences of a particular service failure or disconnection. Coordinate with relevant utility providers to establish appropriate construction schedules. Provide information to affected households on working

Power Engineering Consulting Joint Stock Company 3 44 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Verification Applicable Environmental Locations for National Responsible required to and social Mitigation measures mitigation Regulations, party determine issues measures Standards effectiveness of measures schedules as well as planned disruptions (at least 5 days in advance) Interruptions of water supply to agricultural areas must also be avoided. The contractor should ensure alternative water supply to affected residents in the event of disruptions lasting more than one day. Any damages to existing utility systems of cable will be reported to authorities and repaired as soon as possible. Restoration of Temporary acquired areas to make warehouse, cable Subproject area - Contractor Compliance affected areas pulling site, etc. are used for a short period of time, site reported by

facilities, workers’ camps, stockpiles areas, working CSC platforms and any areas temporarily occupied during construction of the subproject works will be restored using landscaping, adequate drainage and re- vegetation. Start re-vegetation at the earliest opportunity. Appropriate local native species of vegetation will be selected for the planting and restoration of the natural landforms. Spoil heaps and excavated slopes will be re-profiled to stable batters, and grassed to prevent erosion; All affected areas will be landscaped and any necessary remedial works will be undertaken without delay. These works may be green-spacing, roads, bridges and other works to original existing etc. Trees will be planted at exposed land and on slopes to

Power Engineering Consulting Joint Stock Company 3 45 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Verification Applicable Environmental Locations for National Responsible required to and social Mitigation measures mitigation Regulations, party determine issues measures Standards effectiveness of measures prevent or reduce land collapse and keep stability of slopes. Soil contaminated with chemicals or hazardous substances will be removed and transported and buried in waste disposal areas in accordance with regulations; Restore all damaged inter-filed irrigation canals, inter- field roads, and inter-communal roads caused by the subproject activities to their original state or better. Worker and Contractor will comply with all Vietnamese regulations Construction - Contractor Compliance public Safety regarding worker safety. sites reported by

Prepare and implement action plan to cope with risk CSC and emergency. Preparation of emergency aid service at construction site. Training workers on occupational safety regulations If blasting is to be used, additional mitigation measures and safety precautions must be outlined in the EMP. Ensure that ear pieces are provided to and used by workers who must use noisy machines such as piling, explosion, mixing, etc., for noise control and workers protection. During demolition of existing infrastructure, workers and the general public must be protected from falling debris by measures such as chutes, traffic control, and use of restricted access zones; Install fences, barriers, dangerous warning/prohibition site around the construction area which showing potential danger to public people;

Power Engineering Consulting Joint Stock Company 3 46 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Verification Applicable Environmental Locations for National Responsible required to and social Mitigation measures mitigation Regulations, party determine issues measures Standards effectiveness of measures The contractor will provide safety measures as installation of fences, barriers warning signs, lighting system against traffic accidents as well as other risk to people and sensitive areas If previous assessments indicate there could be unexploded ordnance (UXO), clearance must be done by qualified personnel and as per detailed plans approved by the Construction Engineer. - Cost estimation for implementation of scanning mines is about 149.94 million VND. Communication Maintain open communications with the local Subproject area - Contractor Compliance with local government and concerned communities; the contractor reported by

communities will coordinate with local authorities (leaders of local CSC about wards or communes, leader of villages) for agreed subproject schedules of construction activities at areas nearby environmental sensitive places or at sensitive times (e.g., religious issues festival days) Copies in Vietnamese of these ECOPs and of other relevant environmental safeguard documents will be made available to local communities and to workers at the site. Reduced playground space, loss of playing fields and car parking: The loss of amenities during the construction process is often an unavoidable source of inconvenience to users in sensitive areas. However, early consultation with those affected, provides the opportunity to investigate and implement alternatives Disseminate project information to affected parties (for example local authority, enterprises and affected

Power Engineering Consulting Joint Stock Company 3 47 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Verification Applicable Environmental Locations for National Responsible required to and social Mitigation measures mitigation Regulations, party determine issues measures Standards effectiveness of measures households, etc.) through community meetings before construction commencement; Provide a community relations contact from whom interested parties can receive information on site activities, subproject status and subproject implementation results; Provide all information, especially technical findings, in a language that is understandable to the general public and in a form of useful to interested citizens and elected officials through the preparation of fact sheets and news release, when major findings become available during subproject phase; Monitor community concerns and information requirements as the subproject progresses; Respond to telephone inquiries and written correspondence in a timely and accurate manner; Inform local residents about construction and work schedules, interruption of services, traffic detour routes and provisional bus routes, blasting and demolition, as appropriate; Provide technical documents and drawings to PC’s community, especially a sketch of the construction area and the EMP of the construction site; Notification boards will be erected at all construction sites providing information about the subproject, as well as contact information about the site managers, environmental staff, health and safety staff, telephone numbers and other contact information so that any affected people can have the channel to voice their

Power Engineering Consulting Joint Stock Company 3 48 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Verification Applicable Environmental Locations for National Responsible required to and social Mitigation measures mitigation Regulations, party determine issues measures Standards effectiveness of measures concerns and suggestions. Workforce, Worker‘ camps will be located at least 200 m away Subproject area - Contractor Compliance camp and site from schools and health care centre and not be located reported by

management on steep slopes. The workforce will be provided with CSC safe, suitable and comfortable accommodations and safe portable water. They have to be maintained in clean and sanitary conditions. Site offices, camps, mixing stations, and workshops will be located NOT within 100m from any water courses, 500 meters of existing residential area. Engineers and workers will register their temporary residence with the local authority. Allocate officer to be the Contractor‘s Workplace Safety and Environment Officer responsible for environmental and safety issues including training for workers. Septic tank toilets must be provided at all construction camp areas where there will be concentration of labor. First aid boxes will be provided in each construction camp site. Chance finding If the Contractor discovers archeological sites, Subproject area Decree No Contractor, Compliance procedures in historical sites, remains and objects, including 98/2010/ND-CP supervising reported by case of graveyards and/or individual graves during excavation dated 21/09s/2010 consultant CSC founding or construction, the Contractor will: on guideline to cooperates objects with Stop the construction activities in the area of the implement to historical or chance find; Cultural Heritage implement cultural values Law. Delineate the discovered site or area; Secure the site to prevent any damage or loss of

Power Engineering Consulting Joint Stock Company 3 49 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Verification Applicable Environmental Locations for National Responsible required to and social Mitigation measures mitigation Regulations, party determine issues measures Standards effectiveness of measures removable objects. In cases of removable antiquities or Cultural sensitive remains, a night guard will be arranged until Information the responsible local authorities or the Department of Department Culture and Information takes over; Notify the Construction Supervision Consultant who in Contractor, turn will notify responsible local or national authorities Owner and in charge of the Cultural Property of Viet Nam (within local 24 hours or less); Authority Relevant local or national authorities would be in charge of protecting and preserving the site before deciding on subsequent appropriate procedures. This would require a preliminary evaluation of the findings to be performed. The significance and importance of the findings should be assessed according to the various criteria relevant to cultural heritage; those include the aesthetic, historic, scientific or research, social and economic values; Decisions on how to handle the finding will be taken by the responsible authorities. This could include changes in the layout (such as when finding an irremovable remain of cultural or archeological importance) conservation, preservation, restoration and salvage; If the cultural sites and/or relics are of high value and site preservation is recommended by the professionals and required by the cultural relics authority, the Project’s Owner will need to make necessary design changes to accommodate the request and preserve the site;

Power Engineering Consulting Joint Stock Company 3 50 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Verification Applicable Environmental Locations for National Responsible required to and social Mitigation measures mitigation Regulations, party determine issues measures Standards effectiveness of measures Decisions concerning the management of the finding will be communicated in writing by relevant authorities; Construction works could resume only after permission is granted from the responsible local authorities concerning safeguard of the heritage. D. OPERATION PHASE EMF and risk Existing national law and technical regulations and Transmission Decree PCT4 PCT4 of electrical standards should be strictly followed by operation and line 14/2014/ND-CP shock maintenance staff to ensure safe limits for EMF are not exceeded. Evaluate potential exposure to the public against the reference levels developed by the International Commission on Non-Ionizing Radiation Protection (ICNIRP) or the IEEE. If EMF levels are confirmed or expected to be above the recommended exposure limits, application of engineering techniques should be considered to reduce the EMF produced by power lines, substations, or transformers. Examples of these techniques include: i) Shielding with specific metal alloys; ii) Burying transmission lines; and iii) Increasing height of transmission towers. Specifically Worker hours will be limited in accordance with WHO : EMF Intensity (kV/M) - Admissible exposure time (min) Up to 5 - - No limits

Power Engineering Consulting Joint Stock Company 3 51 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Verification Applicable Environmental Locations for National Responsible required to and social Mitigation measures mitigation Regulations, party determine issues measures Standards effectiveness of measures 5-10 - Up to 180 10-20 - Up to 30 20-25 - Up to 10 >25 Prohibited Fire hazard Comply with the national law and regulation on fire Transmission Decree PCT4 PCT4 due to accident prevention and fight extinguishing. line 46/2012/ND-CP Prepare an emergency preparedness plan for fire hazard control. Equip the substation with enough number of fire extinguishers. Frequently examine equipment to detect and repair fire hazard. Train operation staff on fire prevention and fire control. Safety for air - Installing warning lights on the towers with the Decree traffic height over 50m. 14/2014/ND-CP

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7. EMP IMPLEMENTATION ARRANGEMENT Proper environmental management during construction requires the involvement of several stakeholders and agencies, each with different roles and responsibilities including NPT, SPMB, DONREs (Provincial Department of Natural Resources and Environment) of Hanoi city, the Contractors, the Construction Supervision Consultant, and local communities. To ensure effective implementation of the EMP, the following actions will be carried out during the implementation of the subproject: a) During the detailed design and tender documentation making - During the detailed design of technical specifications and preparation of bidding contract documents for each contract, the technical design consultant will incorporate into these bidding and contractual documents the parts of the EMP specific to that contract, as well as the specific measures identified in the EMP. - In preparing the bidding and contract documents, make an effort to ensure that the contractors are aware of the safeguard obligation and commit to comply. The environmental specifications to be included in the bidding and contractual documents are included in Annex 1. b) During the course of preconstruction and construction SPMB will assign the Construction Supervising Consultant (CSC) and/or field engineer to be responsible for supervision of safeguard performance of contractor on a daily basis. A generic Terms of Reference (TOR) is provided in Annex 2 CSC and/or field engineers will carry out, but not limited to, the following tasks: - Before the commencement of the construction, confirm that all compensation for land and facilities are provided and relocation and/or land acquisition/donation has been completed. - Review and approve Site Environmental Management Plan (SEMP) to be prepared by contractor before the commencement of the construction. - Closely supervise the implementation of the EMP throughout the construction period. - Confirm the compliance with the agreed environmental plan and inspect any damages incurred by the contractor. If necessary, prepare an order to compensate/restore the construction sites as specified in the contracts. Contractor safeguard performance will be included in the subproject progress report. The role and responsibilities of relevant parties in the implementation of EMP are described in the following table: Table 7.1: EMP implementation arrangement Community/ Responsibilities agencies Project - NPT will be responsible for overseeing the project implementation Implementing including ESMF implementation and environmental performance Agency: NPT of the project. - The SPPMB will be responsible for monitoring the subproject implementation, including environmental compliance of the project. PMB will have the final responsibility for ESMF

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Community/ Responsibilities agencies implementation and environmental performance of the subproject during the construction phase. - The SPPMB is responsible for fostering effective coordination and cooperation between contractor, local authorities, and local Project communities during construction phase. PMB will be assisted by Implementing the environmental staff, and CSC/or field engineer. Agency: SPPMB - Specifically SPPMB will: i) closely coordinate with local authorities in the participation of the community during subproject preparation and implementation; ii) monitor and supervise EMP implementation including incorporation of EMP into the detailed technical designs and bidding and contractual documents; iii) ensure that an environmental management system is set up and functions properly; iv) be in charge of reporting on EMP implementation to NPT and the World Bank. - In order to be effective in the implementation process, SPPMB will establish an Environmental Unit with at least an environmental staff to help with the environmental aspects of the project. - The PTC4 will be responsible for monitoring the subproject Project implementation, including environmental compliance of the Implementing project. PMB will have the final responsibility for ESMF Agency: PTC4 implementation and environmental performance of the subproject during the operation phase. - In order to be effective in the implementation process, PTC4 will establish an Environmental Unit with at least an environmental staff to help with the environmental aspects of the project. - The EUs is responsible for monitoring the implementation of WB’s environmental safeguard policies in all stages and process of the subproject. Specifically, this unit will be responsible for: i)

reviewing the subproject EIAs and EMPs prepared by consultants to ensure that they follow the project ESMF and meet the Environmental government and the Bank requirements; ii) helping SPPMB and Units EUs (EU) PTC4 incorporate EMPs into the detailed technical designs and under SPPMB and civil works bidding and contractual documents; iii) helping PTC4 SPPMB and PTC4 incorporate responsibilities for EMP monitoring and supervision into the TORs, bidding and contractual documents for CSC; iv) providing relevant inputs to the consultant selection process; v) reviewing reports submitted by the CSC; vi) conducting periodic site checks; vii) advising SPPMB and PTC4 on solutions to environmental issues of the project; and viii) preparing environmental performance section on the progress and review reports to be submitted to NPT, the Bank, and the local authorities if requested. - The CSC will be responsible for routine supervising and monitoring all Construction construction activities and for ensuring that Contractors comply with the Supervision requirements of the contracts and the EMP. The CSC will engage sufficient Consultant (CSC) number of qualified staff (e.g. Environmental Engineers) with adequate and/or Field knowledge on environmental protection and construction project Engineer management to perform the required duties and to supervise the Contractor’s performance.

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Community/ Responsibilities agencies - The CSC also assists SPPMB in reporting and maintaining close coordination with the local community. - Based on the approved EMP and environmental specifications/requirements in the bidding and contractual documents, the Contractor is responsible for establishing a site-specific EMP for each construction site area, submit the plan to the SPPMB and CSC for review and approval before commencement of construction. In addition, it is required that the Contractor get all permissions for construction (traffic control and diversion, excavation, labor safety, etc. before civil works) following current regulations. - The contractor is required to appoint a competent individual as the contractor‘s on-site Safety and Environment Officer (SEO) who will be responsible for monitoring the contractor‘s compliance with the EMP

requirements and the environmental specifications.

- Take actions to mitigate all potential negative impacts in line with the objective described in the EMP. Contractor - Actively communicate with local residents and take actions to prevent disturbance during construction. - Ensure that all staff and workers understand the procedure and their tasks in the environmental management program. - Report to the SPPMB on any difficulties and their solutions. - Report to local authority and PMB if environmental accidents occur and coordinate with agencies and keys stakeholders to resolve these issues. - Community: According to Vietnamese practice, the community has the right and responsibility to routinely monitor environmental performance during construction to ensure that their rights and safety are adequately protected Local community and that the mitigation measures are effectively implemented by contractors and the SPPMB. In case of unexpected problems, they will report to CSC/PMB. - These organizations could play a role as a bridge between the PPC/DPC, communities, contractors, and SPPMB by assisting in community Mass monitoring. organizations - Mobilizing communities participation in the subproject, providing training to communities. - Participating in solving environmental problems if any. Province and - Oversee implementation of subprojects under recommendations of DONRE District and SPPMB to ensure compliance of Government policy and regulations. People’s - DONRE is responsible for monitoring the compliance with the Government Committees environmental requirements. (PPCs/DPCs), Provincial DONRE

EMP Implementation Reporting Arrangements The safeguard performance will be included in the subproject and Project progress reports. PMBs with assistance from the CSC will include safeguard performance at subproject level to PMBs periodically. Reporting on EMP implementation by different stakeholders is described in Table 7.2 below.

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Table 7.2. Reporting Procedures

Report Prepared by Submitted to Frequency of Reporting

1 Contractor to the Employer PMB Once before construction commences and monthly thereafter

2 Construction Supervision PMB Weekly and monthly consultant (CSC)

4 Community Monitoring PMB When the community has any complaint about the subproject safeguards implementation

5 PMBs NPT Six-monthly

6 NPT WB Six-monthly PMBs’ report on environmental performance/compliance of the subproject should be included in the progress report submitted to the NPT before each project implementation support mission and must include sufficient information on: i) preparation and disclosures of environmental safeguards instruments for subprojects; ii) incorporation of new subproject EMPs in the bidding and contractual documents; iii) monitoring and supervision of EMP implementation by the contractor, the construction supervision engineer, and the PCs; iv) any challenges in safeguard implementation, solutions, and lessons learned.

8. MONITORING PROGRAM Objectives It is essential to design the monitoring program and monitoring frequency appropriately to be able to demonstrate both the overall performance of the subproject works as well as the short- term impact due to peak construction activities. More specifically, as the integral and critical part of the EMP, the environmental monitoring program should have the following objectives: - Determine the actual extent of the impacts. - Control impacts that are generated from construction process and mentioned in the EMP. - Check and supervise implementation of environmental protection solutions during construction based on EMP. - Suggest mitigation measures in case of unexpected impacts. - Suggest to the related parties to coordinate with central and local environmental organizations to solve any pending issues that might arise relating to environmental protection under the scope of the subproject. - Assess the effect of mitigation measures in pre-construction, construction and operation stages and recommend for improvement. The environmental monitoring program is presented in the Table 8.1 below.

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Table 8.1: Monitoring program

Impact Monitored Monitored point Monitoring Timing/ Responsibility Verification parameter method frequency of monitoring - CONSTRUCTION PHASE Vegetation -Clearance - Along the Observation -From the beginning -Contractor Compliance report by cover clearance technique transmission line to the last moment. CSC or cutting - Disposal of cut- - In a centralized -Construction down trees down trees. place for supervising consultant processing. Rural roads in - All heavy tonnage - Along the roads Observation and -Weekly basis when - Contractor, Compliance report by the project vehicles on the local consultation material is -Construction CSC region roads with local transported to the supervising consultant residents. region. - Four months. Surface water - Not excavate while - Surface water Observation -During and after -Contractor, Compliance report by quality, it is raining near the site. heavy rain -Construction CSC sedimentation supervising consultant and erosion Dust and air - Dust concentration - Areas with Observation -In presence of -Contractor, Compliance report by pollution in material storage excavation foils strong winds -Construction CSC area and material supervising consultant - Cover for material storage during transportation process Noise level - Noise by - Along the Consultation -During activities -Contractor, Compliance report by machinery transmission line with local that may result in -Construction CSC high noise level;

Power Engineering Consulting Joint Stock Company 3 57 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Impact Monitored Monitored point Monitoring Timing/ Responsibility Verification parameter method frequency of monitoring - Local resident - The line section residents Complaints by local supervising consultant response to noise running over residents from the residential area construction process Sanitation -Garbage, waste -At construction Observation -Every week, when -Contractors Compliance report by situation at the water at the sites and the tents official acceptance -Construction CSC construction construction site and of work monitoring consultant site, including workers’ tents the hygiene of - If the tents have workers’ been supplied clean camps water and had sanitary latrines Safety of - Accidents happen - At the sites, local - Consult, -Contractors Compliance report by workers and areas Record the -Construction CSC local presidents construction monitoring consultant log of the contractor

B. OPERATION PHASE

Electric and Electric and At house nearest Electro- There are PTC4 - Magnetic Field Magnetic Field to ROW magnetic meter complaints Intensity Problems of Depravation Along the line Observation Every six months PTC4 - grid, accident evidence of the line, at work during sign of grid problem operation and accident at work management

Power Engineering Consulting Joint Stock Company 3 58 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Impact Monitored Monitored point Monitoring Timing/ Responsibility Verification parameter method frequency of monitoring ROW Types of cutting and Along ROW Observation Every three months PTC4 - Clearance height of trees At disposal site or if there are within ROW complaints Clearing technique Disposal of cut vegetation Trees cut down within ROW

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Table 8.5: Cost estimation for environmental monitoring No. Item Unit cost Amount Subtotal 1 Supervision by - - Included in construction Contractor cost 2 Environmental 1man- 1subproject Included in management supervision of SPPMB month/project cost 3 Environmental 1man- 1subproject Included in operation cost supervisionofPTC4 month/project

9. INSTITUTIONAL DEVELOPMENT ACTIVITIES The following content is capacity-building plan for implementing EMP: - Electricity of Vietnam’s training program: internal training courses on how to monitor EMP in site and how to report environmental results as part of quarterly and annual subproject reports. The program also trains mitigation measures for unexpected environmental impacts which are different from forecasts mentioned in EMP - NPT’s training program: + Safety training: regularly training on safety issues related to safety and the distribution network maintenance + Monitoring and reporting of environmental management plan for stakeholders of the Subproject's district or communes: The training will give guidance to the local stakeholders about the participation of local people during implementation of EMP. + Training for environmental and hazardous waste management. Table 9.1: Proposed training courses for environmental management

No Types of training Duration . EVN implementing 1 - Training for environmental management in site, carrying out - Twice a year regularly environmental reports for EVN and WB, and other related activities NPT implementing 2 - Training for safety and substations and transmission line - Yearly maintenance 3 - Training for Environmental management and hazardous - Yearly waste management for substation and transmission line subprojects (in associate with EVN) 4 - Monitoring methods and implementing EMP report within - Yearly TEP.

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Table 9.2: Estimation cost for training courses

No. Training Amount (VND) A. Construction phase 1 Yearly training courses of EVN for Included in operation cost of EVN. all affiliates SPPMB will pay for living, transportation, etc. for their staffs who participate 3 people of SPPMB will participate: 3 people x 2 days x VND5,000,000/person = VND30,000,000 2 Conference for sharing experience Included in operation cost of EVN for preparing EMP 2 people x 2 days x VND5,000,000/person =VND20,000,000 3 Training course for EMP implement 2 people of SPPMB will participate: 2 people x 2 days x VND5,000,000/person =VND20,000,000 Amount in construction phase VND70,000,000 B. Operation phase 4 Training course of NPT for work Included in operation cost of SPPMB safety 8 people x 1 day x VND1,000,000/person x 20 years of subproject life = VND 160,000,000 Total amount for subproject life VND230,000,000

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10. COST ESTIMATION FOR EMP IMPLEMENTATION Table 11.1 Summary of cost estimation for implementation of EMP

No Items Implementation cost (VND) . Construction phase Operation phase 1 Cost for information 5,000,000 dissemination 2 Mitigation measures Included in contract with Included in yearly operation construction contractors cost 3 Supervision cost for Included in management cost of the environmental subproject supervisor of SPPMB 4 Supervision cost for 100,000,000 CSC 5 Supervision cost for Included in operation cost of environmental the subproject supervisor of PTC4 6 Capacity building 230,000,000 (training cost) 7 Contingency cost Included in contingency cost of approved total estimated cost for the subproject’s implementation TOTAL 335,000,000 VND 235,000,000 VND

11. PUBLIC CONSULTATION AND DISCLOSURE Public consultants are carried out by sending summary document of the subproject and organized community meetings. This summary document was described subproject’s components, resettlement policy, frequently asked questions of AHs, prevented methods for risk of shock and protect measures for the ROW, potential impacts and minimized methods, etc. PECC3 held community meetings at People’s Committee of affected communes in Oct. 2013. Photos are presented in Annex 4 of the EMP. Participant components who invited to the public consultation meeting consist of representatives of subproject affected households, local authorities, Fatherland Front Committee and local mass organizations (Women Union, Farmers Associations, etc.). In the consultation meetings, representatives of the subproject owner as the consultant presented some major issues as follows: - Introduction of the subproject and implementation schedule. - Impacts on land, houses, structures, trees; mitigation measures for land acquisition; principles and policy of compensation; the grievance procedure. - Impacts on air quality, noise, water quality, socio-economic activities and mitigation measures. In the community meetings, AHs’ queries on RP will be answered and recorded by

Power Engineering Consulting Joint Stock Company 3 62 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line” representatives of the subproject owner; and updated in the EMP.

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Table 12.1: Public consultation

Provi City/Distri Ward/C Date Consultation Summary of discussed issues and opinions nce ct ommune (dd /mm/yyyy) form

Cao Lanh An Binh 04/10/2013 Meeting - Recommend the project owner ensure environmental safety and sanitation during construction in accordance District with the State regulations.

Ward 3 06/10/2013 Meeting - Before construction, suggest that the project owner inform local authorities to coordinate closely in implementation of safe measures for forest fire prevention Cao Lanh Tịnh 02/10/2013 - When pulling wire, the project owner must ensure to minimize damage for trees and crops of the people. city Meeting Thoi - If there is damage on trees and crops, the project owner must compensate for the affected people. - Recommend the project owner clean up the construction sites after finishing construction.

Tan My 01/10/2013 Meeting - There must be compensation plan if the project affects property and crops of the people. - Suggest that the project owner inform local authorities about the construction schedule and coordinate closely with local authorities to compensate for damages of crops and trees caused by the subproject. - Arrange construction tasks to minimize damages to crops and trees (construction tasks should be implemented after harvest). - During the construction phase, the project owner must ensure hygienic condition of the environment. Dong Thap Long 03/10/2013 Meeting - Construction workers have to ensure hygiene in daily life. Hung A - The project owner should provide a list of construction workers and register for workers' temporary residence sufficiently if they stay in the local area for a long time and ensure public order. - Coordinate closely with local authorities to address compensation for the people if the project damages crops Lấp Vò and trees of the affected people. - Recommend the construction units clean up the construction site and the surroundings after completion of work

Long 01/10/2013 Meeting - When pulling wire, the project owner must compensate for the affected parts of the local people such as Hung B cassava, maize, sesame, etc. - The project owner should inform the CPC and Head of village to announce the implementation of pulling wire to the people. - During the construction phase, the project owner must ensure hygienic condition of the environment. - Regularly checking the warning boards at the electrical posts, supplementing the warning boards if they are damaged or lost. - Regularly inspecting and repairing the posts if there are any signs of cracking or failures. During the repair

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Provi City/Distri Ward/C Date Consultation Summary of discussed issues and opinions nce ct ommune (dd /mm/yyyy) form process, the CPC should be notified for consideration and implementation.

Vinh 01/10/2013 Meeting - Support the affected people who have damaged crops and trees. Thanh - Construction should be implemented in the dry season to minimize damages to crops and trees of the affected people. - The local authorities must be notified before starting implementation of pulling wire for the project.

Long 06/10/2013 Meeting - During the construction phase, the project owner should support the affected people for damaged crops and Hau trees and ensure safety and prevention of fire.

Tan 05/10/2013 Meeting - Suggest that the project owner investigate and compensate for damage of the local people according to the Phuoc current provisions. - Suggest that the project owner support the local people whose land is in the ROW. - Suggest that the project owner must ensure hygienic condition of the environment, safety and prevention of Lai Vung fire.

Tan 02/10/2013 Meeting - Construction workers have to ensure hygiene in daily life. Thanh - The project owner should provide a list of construction workers and register for workers' temporary residence sufficiently if they stay in the local area for a long time and ensure public order. - Coordinate closely with local authorities to address compensation for the people if the project damages crops, and trees of the local people.

Trung 01/10/2013 Meeting - There must be a compensation plan if the project affects properties and crops of the people Kien - Suggest that the project owner inform about the construction schedule and coordinate closely with local authorities to negotiate to compensation for the people if the project causes damages to crops and trees. - Arrange construction tasks to minimize damages to crops and trees (construction tasks should be implemented after harvest). Can Thot Not - During the construction phase, the project owner must ensure hygienic condition of the environment. Tho Tan Loc 03/10/2013 Meeting - Construction workers have to ensure hygiene in daily life. - The project owner should provide a list of construction workers and register for workers' temporary residence sufficiently if they stay in the local area for a long time and ensure public order. - Coordinate closely with local authorities to address compensation for the people if the project damages crops, and trees of the local people.

Power Engineering Consulting Joint Stock Company 3 65 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

Provi City/Distri Ward/C Date Consultation Summary of discussed issues and opinions nce ct ommune (dd /mm/yyyy) form - Recommend the construction units clean up the construction site and the surroundings after completion of work

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Disclosure of information: The EMP was disclosed at the offices of People’s Committees of all affected communes (Oct., 2013); and informed extensively to the local people. The Vietnamese and English versions of the draft EMP were disclosed at the Vietnam Development Information Center (VDIC, 63 Ly Thai To St., Hanoi). English version of the draft EMP was also disclosed in the InfoShop of the World Bank in Washington DC on January 24, 2014.The final subproject final EMP was disclosed locally at the subproject sites, at the Bank’s InfoShop, and the Vietnam Development Information Center on April 18, 2014. Public consultation procedure in construction phase During construction phase, CSC will be hired to supervise not only technical issues but also implement EMP and coordinate with SPPMB to interview and collect conceptions of the local authorities, non-government organizations, APs about EMP implement of the subproject. Recorded opinion (if any) will be sent to the Owner. After that the Owner will coordinate with contractors to carry out EMP better or update this EMP (if necessary).

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ANNEX 1: Environmental Specifications for the Contractor The environmental management requirements in construction of the subproject have been established and presented clearly in the EMP (indicate the specific section of the EMP here). The Contractor need to carefully read and fully understand all requirements included in the contractor’s bid: (Insert the name of the Civil Works Package here) of the subproject. I. Overview In order to avoid negative effects into the environment and local community, as well as minimizing damaging impacts to the environment during the construction and operation stages of the resettlement sites, Contractor and workers are required to observe the mitigation measures as mentioned below: - “Environmental Management Plan for the Project 500kV Tan Uyen and connection line”. - The technical specifications, procedures and the most popular practices are presented in this annex. II. Overall requirements of Contractor for environmental management Contractor need, in in line with the requirements of the EMP, to include, but not limited the following responsibilities: - Be in compliance with the current national legal regulations on environmental management. - Work in scope of requirements in the contract and the conditions in the bidding documents. - Assign the representative of the construction team to participate in the site inspection operations by the PMB, CSC or the DONRE as well as implement all corrective actions to overcome the environmental issues as guidance provided by the Construction Supervision Consultant (CSC). - Provide and update information for PMB about any activities, assignments that can contribute or continue to cause the significant harmful impacts into the environment. - In case of instruction by the CSC and PMB, the Contractor must stop the construction activities that causes adverse impacts, also propose and conduct the environmental remedial actions and implementation other construction methods (if required) to minimize the negative environmental impacts. - Establish and maintain an Environmental and Safety Unit, which consists of Construction team leader or Vice- team leader and Safety and Environmental Officer (SEO) with the purpose of receiving and dealing with the complaints, objections, argument and displeased of the local community caused by the construction operation. SEO is responsible to record all of complaints, resolve methods and results into the complained register. The register need to keep at the construction office and available for review by the supervision engineer and PMB. III. Responsibilities of Contractor in EMP implementation: The construction Contractor has responsibility in compliance with the technical specifications of the EMP, (name of the subproject to be inserted here) and national environmental management regulations, including but not limited the following items:

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- The mitigation measures presented in relevant section of the EMP (indicate the specific section of the EMP here) and prepare budget for implementing the mitigation measures. - Based on EMP, Contractor developed a detail Site Environmental Management Plan for addressing the construction related impacts. The SEMP includes the following components: - Management Plan for worker camps. - Management Plan of the overall construction operation. - Plan for management and storage of construction materials (including the dangerously chemicals) - Solid waste and waste water management plan (including construction and household waste) - Plan for management and mitigation of noise and dust. - Plan for management and mitigation of impacts to vegetation and wild animals. - Plan for environmental landscape restoration - Healthy and safety ensuring plan at the construction. - Erosion and soil aggrandizement controlling plan. - Safety plan during the construction stage and training for workers about environmental management and community relations. - Rules and regulations about living activities of staffs and workers at the construction sites. - Emergency Problem Treatment Plan. - Management and Monitoring Plan for Report Process. The detail measure of plan need to satisfy the following requirements: to implement the particular mitigation measures: who implement (people, team, etc), how to implement (labours, machines, equipment, etc.) and the cost. This plan will be completed and submitted to the CSC for review and approval before start of the construction. The Contractor will: - ensure that at least one supervisor is available in compliance with EMP before and during the construction time. - ensure that all of the construction activities will be approved in document of the relevant authorities. - ensure that all of staff and workers understand through their process and duties. - be in compliance with requirements about the environmental management monitoring and reporting in EMP and inform to PMB about the difficulties and solutions. - Inform to the local authority and PMB in case of environmental problems and co- ordinate with the relevant institutions and stakeholders for resolving. IV. Safety and Environmental Officer of Contractor: Each contractor will nominate a Safety and Environmental Officer (SEO) to work full-time at the construction site. Requirements for a SEO include an undergraduate degree in Environmental Major, at least 3 years of working experience in environmental management, training and monitoring at the infrastructure construction project. Additionally, SEO should have a good knowledge about Vietnamese Environmental Legal Regulations and has

Power Engineering Consulting Joint Stock Company 3 69 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

participated to the labor safety and sanitation training class that organized by Department of Labour- Invalids and Social Affairs and have the labor safety and sanitation certificate. SEO have the responsibilities for implementing and managing EMP of Contractor. Tasks of SEO will include, but not limit the following activities: - Training and developing environmental awareness for workers of Contractor within 2 weeks after the contractor is mobilized. The training is repeating every six months. The additional trainings will be implemented under the guidance of Environmental Supervision Engineer. - Conduct the internal environmental monitoring at the site to check the construction activity implementation of contractors, equipment and implementation methods to manage the environmental pollution and evaluate the efficiency of the mitigation measures into the environmental impacts. - Internal monitoring the implementation of environmental mitigation measures and in compliance of contractors with the environmental protection measures to prevent and control pollution; the committed requirements in the contract; guidelines of the contractor(s) on environmental improvement, environmental awareness and also proactive measures to prevent pollution. - Conduct an investigation and propose the mitigation measures for the contractor(s) in case of incompliance/ infringe the EMP; monitoring and implementing the environmental mitigation measures. - Evaluate the success of the EMP implementation to estimate effectively the cost and adequacy of the implemented mitigation measures. - Survey after receiving the complaint, thence evaluate and select the corrective actions. - Conduct the additional monitoring activities, based on the concrete guidelines of the monitoring engineer and/ or PMB; and - Contact and implement all activities under the co-ordination or guidance of the Contractor Leader, Environmental Supervision Engineer, Supervision Engineer, PMB, representatives of the provincial environmental management offices, local authority about all of environmental problems if necessary. - Establish the regularly reports for the environmental implementation of the civil works package. - All of the internal monitoring as well as other activities of SEO should be documented and updated frequently in the environmental implementation monitoring diary of Contractor. This diary is used for normally checking by the CSC to evaluate the effectiveness of mitigation and the work of SEO. V. Monitoring the environmental implementation of Contractor: The PMB will sign a contract with the Consultant to carry out the task of CSC. The CSC will apply the environmental and monitoring activities of the package as indicated in Appendix 2. The environmental monitoring engineer of construction/execution monitoring Consultant is responsible to monitor daily the implementation of measures, in order to minimize environmental impact and safety of the Contractor. The construction monitoring Consultant will carry out the following main tasks: - Before the construction stage, make sure that all of the compensation process for land, works on land and relocation and/ or recovery/ donation of land as well as the clearance of landmines and UXO have been completed.

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- Review and approve the SEMP for implementing the EMP by Contractor before the construction operation. - During the construction process, monitoring closely the compliance with implementing of the environmental and safety mitigation measures. - Confirm the compliance with the EMP of Contractor and check any negative effect or damage caused by the contractor. If necessary, establish a request statement for contractor to compensate/ restore the construction site, as provided in the contract. The implementation of environmental management issues of the Contractor will be mentioned in the progress report of the sub-projects. VI. Compliance Framework: - The contractors are not allowed to implement the construction activities, including preparation of construction within the project scope in advance the detail SEMP for implementation of the EMP are reviewed and approved by the construction supervision consultant and environmental official of the Client. - The PMB is mandatory to ensure that the Contractor in compliance with the contract provision including compliance with EMP and the detail implementation plan of EMP. In case of incompliance with EMP, Client will require the Contractor to bring out the suitable measures. - In order to ensure in compliance with the environmental standards of the sub- project, PMB is allowed to hire the third party to solve the problems in case the Contractor could not implement the remedies on time, leading to the negative effects into the environment, as follow: - For small infringements (such as minor impact/ damage, temporary and repairable), PMB or the representative of PMB (the CSC) will notify the Contractor to correct the problems as required in the EMP within 48 hours after receiving the official report. If the mistakes are satisfactorily repaired during that time, no more action should be undertaken. Supervision consultants have the right to extend more 24 hours in the limited time for recovery, under the conditions that the Contractor has implemented activities but not completed the prescribed time, due to irresistible conditions that mentioned in the contract. - For major violations, it is required about 72 hours for repairing, the PMB through the CSC will announce the violation and require the Contractor to rectify the problems within the prescribed time by their budget. If the Contractor fails to complete corrective work according to the specified time, they will be punished by financial punishment (cost punishment is calculated by the cost of remedying damage) - According to the evaluation of the CSC, if the Contractor fails to resolve the problems in environmental management or the contractor conduct repairing unsatisfactorily within the specified period of time (48 hours or 72 hours), the investors have the capacity to arrange for another contractor (third-party) to implement the suitable measures and deduct money for this task from the contract with the contractor in the next payment. ANNEX 2: TOR for Construction Supervision Consultant (CSC) General

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In order to prevent harm and nuisances on local communities, and to minimize the impacts on the environment during the construction of the civil works under this subproject Environmental Code of Practices (ECOPs) and subproject EMP have been prepared and should be adhered to the Contractors and his employee. The Construction Supervision Consultant is to provide professional technical services (“the Services”) to help ensure effective implementation of the ECOP and subproject EMPs. Scope of Services: The general services to be provided by the CSC are to inspect, monitor the construction activities to ensure that mitigation measures adopted in the ECOPs/EMP are properly implemented, and that the negative environmental impacts of the subproject are minimized. On behalf of the Project Management Board (SPMB), the CSC will conduct the following tasks: - Conduct regular site inspections; - Review the status of implementation of environmental protection measures against the EMP and contract documents; - Review the effectiveness of environmental mitigation measures and subproject environmental performance; - As needed, review the environmental acceptability of the construction methodology (both temporary and permanent works), relevant design plans and submissions. Where necessary, the CSC will seek and recommend the least environmental impact alternative in consultation with the designer, the Contractor(s), and SPMB; - Verify the investigation results of any non-compliance of the environmental quality performance and the effectiveness of corrective measures; and - Review and approve Site Environmental Management Plan (SEMP) to be prepared by contractor before the commencement of the construction; - Instruct the Contractor(s) to take remedial actions within a specified timeframe, and carry out additional monitoring, if required, according to the contractual requirements and procedures in the event of non-compliances or complaints; - Instruct the Contractor(s) to take actions to reduce impacts and follow the required EMP procedures in case of non-compliance/discrepancies identified; - Instruct the Contractor(s) to stop activities which generate adverse impacts, and/or when the Contractor(s) fails to implement the EMP requirements/remedial actions. - For contracts that Site Environmental Management Plan (SEMP) are required, the CSC will provide the final review and recommend clearance of all Site Environmental plans which may affect the environment. These include, but are not limited to: dredging areas, borrow pits and disposal sites, worker’s camp plans. The CSC will review and approve the SEMP presented by the Contractors. Where these plans are found not to comply with the EMP, EIA or RP, the CSC will work with the SPPM Band Contractor to establish a suitable measure or remediation. - Addressing Complaints: Complaints will be received by the Contractor’s Site Office from local residents with regard to environmental infractions such as noise, dust, traffic safety, etc. The Contractor’s Chief Engineer or his deputy, and the CSC will be responsible for processing, addressing or reaching solutions for complaints brought to them. The CSC will be provided with a copy of these complaints and will confirm that

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they are properly addressed by the Contractors in the same manner as incidents identified during site inspections. - Certification for Monthly Payments: The CSC will confirm the monthly payments for environmentally related activities implemented by the Contractor. - Reporting: the CSC will prepare the following written reports: - Bi-weekly report of non-compliance issues - Summary monthly report covering key issues and findings from reviewing and supervision activities - At the end of the subproject the CSC will prepare a final report summarizing the key findings from their work, the number of infringements, resolutions, etc. as well as advice and guidance for how such assignments should be conducted in the future.

Power Engineering Consulting Joint Stock Company 3 73 Transmission Efficiency Project, Subproject: “Improvement and upgrading of the Cao Lanh - Thot Not 220kV Transmission Line”

ANNEX 3: OUTLINE OF SUBPROJECT LOCATION EVNPECC3

TP. CAO LÃNH TBA220kV G2 Cao Lãnh G1 G12A G11A G3 H. LẤP VÒ TBA220kV Sông H. CAO LÃNH H G10 Tiền ThốtNốt ậu Sông G4 220KV Cao Lãnh–ThốtNốtXDM G6 G5 Q. THỐT NỐT G7

Ơ G8 P Á N TH Ầ H. LAI VUNG

NG TH G9 TP.C Ồ Đ 220KV CaiLậy-Cao Lãnh

Đoạntuyếncảitạo Đoạntuyếnthaydây www.pecc3.com.vn 116

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ANNEX 4: FIGURES OF SUBPROJECT LOCATION

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ANNEX 5: EIA’s APPROVAL DECISION

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