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MultiMulti--componentcomponent NanoparticleNanoparticle BasedBased LubricantLubricant AdditiveAdditive toto ImproveImprove EfficiencyEfficiency AndAnd DurabilityDurability inin EnginesEngines

Dr. Atanu Adhvaryu (PI) Caterpillar Inc.

“This presentation does not contain any proprietary or confidential information”

CAT, CATERPILLAR, their respective logos, “Caterpillar Yellow” and the POWER EDGE trade dress, as well as corporate and product identity used herein, are trademarks of Caterpillar and may not be used without permission. DOE Contract: DE-FC26-07NT43277 ©2008 Caterpillar All Rights Reserved Aug 7, 2008

Caterpillar Confidential Yellow Outline

9 Objectives 9 Technical Challenges 9 Approach 9 Nano-lubrication mechanism 9 Performance measures and key results 9 Concluding remarks

Caterpillar Confidential Yellow Project Objectives (P1)

Design and optimize process for synthesis

Analyze shape, size, and surface properties

Understand agglomeration and improve suspension of hybrid

Lubrication mechanism and tribological behavior

Caterpillar Confidential Yellow Technical Challenges

¾ Prevent progressive , lower and improve efficiency and durability in engine components

Caterpillar Confidential Yellow Technical Challenges

¾ Prevent progressive wear, lower friction and improve efficiency and durability in engine components

¾ Additive system for that will minimize sulfur and phosphorus content and lower ash forming elements (Low SAPS)

Caterpillar Confidential Yellow Technical Challenges

¾ Prevent progressive wear, lower friction and improve efficiency and durability in engine components

¾ Additive system for lubricants that will minimize sulfur and phosphorus content and lower ash forming elements (Low SAPS)

¾ Advanced lubrication technology for cleaner emission

Caterpillar Confidential Yellow Technical landscape for SAPS SAPS – Sulphated Ash, Phosphorus and Sulfur

For HDEO (heavy duty diesel engine oil) SAPS are extremely effective for controlling wear, oxidation and limiting deposit formation. SAPS contribute to poisoning aftertreatment devices.

Caterpillar Confidential Yellow Technical landscape for SAPS SAPS – Sulphated Ash, Phosphorus and Sulfur

For HDEO (heavy duty diesel engine oil) SAPS are extremely effective for controlling wear, oxidation and limiting deposit formation. SAPS contribute to poisoning aftertreatment devices.

SAPS will not go away soon. They will reduce over time. Industry sees great potential for Mo based technologies to control oxidation, wear and deposit control

Caterpillar Confidential Yellow Technical landscape for SAPS SAPS – Sulphated Ash, Phosphorus and Sulfur

For HDEO (heavy duty diesel engine oil) SAPS are extremely effective for controlling wear, oxidation and limiting deposit formation. SAPS contribute to poisoning aftertreatment devices.

SAPS will not go away soon. They will reduce over time. Industry sees great potential for Mo based technologies to control oxidation, wear and deposit control

leading OEMs and oil companies surveyed – Low- /no SAPS oil topped the list of emerging technologies (in next 5-10 yrs)

Caterpillar Confidential Yellow Different lines of defense Coatings (Good Antiwear agent and Friction modifier) – Get worn away with sharp asperities

– Inert to additives

– No easy replenishment possible

ZDDP (Good Antiwear agent) – Needs activation so inadequate for cold start-up periods. – It forms hard antiwear protective films but increases friction.

– New environment regulation is forcing low or no P molecules.

Solid as particles (Good Antiwear and Friction modifier) – Micro particles settle in the oil.

– Nanoparticles available agglomerate, do not disperse.

Organic agents (Good Friction modifier) – Lack in required AW properties.

– Excess might cause undesirable acid formation.

Caterpillar Confidential Yellow Approach

As available

MS2 nano tube IF-MS2 (fullerene structure)

Conventional nanomaterials

Caterpillar Confidential Yellow Approach

Top down particle architecture

Multi-component

Surface stabilization and dispersion

Advanced 2-phase nanomaterial

MS2 nano tube IF-MS2 (fullerene structure)

Conventional nanomaterials

Caterpillar Confidential Yellow Chemo-mechanical Process

Dry Process Wet Process

Fractured small particles are Exfoliates planar layers aggregated due to increase in No size reduction surface energy Surface passivation

Caterpillar Confidential Yellow Hybrid Process (method of choice)

The hybrid milling process is a combination of dry milling and wet milling process

TEM graphs of hybrid milled MoS2 with dry milling step followed by oil milling step

Combination of high energy milling to decrease the particle size and use oil to prevent particles from fusing - will result in monodispersed particles

Caterpillar Confidential Yellow Technical Advantages

¾ Nanometric size: allows them to easily enter the surface asperity contact area

Caterpillar Confidential Yellow Technical Advantages

¾ Nanometric size: allows them to easily enter the surface asperity contact area

¾ Weak inter-planner bonds: delamination under high contact stress

Particles are not depleted in Transfer layer on asperity low load environment contact

Caterpillar Confidential Yellow Lubrication Mechanism

¾ Pressure sensitive architecture

¾ Exfoliation of external lamellar sheet

¾ Transfer of lamellar sheet (active component) to the contact zone

Undeformed Deformed Fractured (Hydrodynamic) (Mixed) (Boundary)

Caterpillar Confidential Yellow of nano-lubricants

Caterpillar Confidential Yellow 20 - 40% reduction in friction in BL regime

Evidence of MoS2 transfer layer on surface

Caterpillar Confidential Yellow BOR wear test; unidirectional

0.100

0.080 0.012 0.010 0.060 0.008

0.040 0.006 0.020 0.004 0.002 Mean Wear Vol (mm3) Vol Mean Wear Mean Coeff of friction 0.000 0.000 ) 2 1 ) ) ) C1 C C3 y C1 C2 C3 y 1 (H y 2(H C S2+C2(Hy) S2+C2 MoS2-hybrid o 2-comp (w/B Mo M MoS2+C2(H MoS2+

• Nano materials highly effective in reducing friction & wear

Caterpillar Confidential Yellow Block on Ring COF

0.080 and Wear Volume 0.070 0.060 50% reduction in COF 0.050 0.040 w/ nanomaterials 0.030 0.020 0.010 0.000

MoS Hybrid Milled in MoS2 Hybrid Milled in MoS2 com MoS2 Dry Milled 2 Base oil & ZDDP Oil ZDDP 0.09

0.08

Coefficient of Friction Mean Wear Volume, mm3 0.07

0.06

0.05

0.04

Nanomaterials Coefficient of Friction 0.03 Effective from the 0.02 1st cycle 0.01 0 100 300 500 700 900 1100 1300 1500 1700 Test Duration, Seconds

Base Oil MoS2 com MoS2 dry milled MoS2 Hybrid milled in oil Base oil & ZDDP MoS2 Hybrid milled in ZDDP

Caterpillar Confidential Yellow 1.00 0.90 0.80 0.70 0.60 50% reduction 0.50 0.40 0.30

Mean 4-ball WSD 4-ball Mean 0.20 0.10 0.00 Min BO K-B w/MoS2 B w/MoS2 Ag doped MoS2 Cat FZG Gear scuffing test with nano-technology Industry specified test ASTM D 4172

Base stock Base stock w/nano particle Load = 239.3 Nm Load = 304 Nm Scuffed No scuffing

Caterpillar Confidential Yellow KeyKey ElementsElements ofof nanonano--lubricationlubrication TechnologyTechnology LeadershipLeadership Control the Business Where it Counts • Engine • Aftertreatment • Transmission • Hydraulics • Undercarriage Control Core Competencies • Efficiency • Durability • Combustion/Emissions • Cooling

Caterpillar Confidential Yellow How will we win ?

9 Success through an integrated approach to lower SAPS and improve AT performance for engine systems solution

9 Deliver high efficiency lubrication with more power density and increase component life

9 Long term success through energy efficient nano- lubrication technology

Caterpillar Confidential Yellow Concluding Remarks

Technology Potential - Advanced lubrication for engine with potential to reduce friction and we ar characteristics and low SAPS Approach to Research - Novel nanomaterial technology with active particle architecture Technical Accomplishments – 9 A manufacture friendly process 9 Understand transfer layer lubrication mechanism 9 Particle stabilization process 9 Reduction in friction and wear (20 – 40%), Low SAPS Tech Transfer - Offers a nanomaterial technology for low friction / wear in engine with cost and scale-up analysis

Caterpillar Confidential Yellow Acknowledgement

DOE Support: DE-FC26-07NT43277

University of Arkansas – Prof. Ajay Malshe – Dr. Demytro Dimydov – Arpana Verma NanoMech LLC – Dr. Wenping Ziang Argonne National Lab – Dr. Ali Erdemir – Dr. Osman Eryilmaz

Caterpillar Confidential Yellow Thank you

Caterpillar Confidential Yellow