KPMG Inc 4 Christiaan Barnard Street, City Centre, Cape Town, 8000, PO Box 4609, Cape Town, 8001, South Africa Telephone +27 (0)21 408 7000 Fax +27 (0)21 408 7100 Docex 102 Cape Town Web http://www.kpmg.co.za/

Independent Auditor's Limited Assurance Report of Old Mutual Unit Trust Managers (RF) (Pty) Ltd (the “Manager”)

To the unitholders of Old Mutual Core Balanced Fund We have undertaken our limited assurance engagement to determine whether the attached Schedule IB ‘Assets of the Fund held in compliance with Regulation 28’ at 31 December 2019 (the “Schedule”) has been prepared in terms of the requirements of Regulation 28 of the Pension Funds Act of South Africa (the “Regulation”) for Old Mutual Core Balanced Fund (the “Portfolio”), as set out on pages 4 to 54. Our engagement arises from our appointment as auditor of the Old Mutual Unit Trust Managers (RF) (Pty) Ltd and is for the purpose of assisting the Portfolio’s unitholders to prepare the unitholder’s Schedule IB ‘Assets of the Fund held in compliance with Regulation 28’ in terms of the requirements of Regulation 28(8)(b)(i). The Responsibility of the Directors of the Manager The Directors of the Manager are responsible for the preparation of the Schedule in terms of the requirements of the Regulation, and for such internal control as the Manager determines is necessary to enable the preparation of the Schedule that is free from material misstatements, whether due to fraud or error. Our Independence and Quality Control We have complied with the independence and other ethical requirements of Sections 290 and 291 of the Independent Regulatory Board for Auditors’ Code of Professional Conduct for Registered Auditors (Revised January 2018) and parts 1 and 3 of the Independent Regulatory Board for Auditors’ Code of Professional Conduct for Registered Auditors (Revised November 2018) (together the IRBA Codes), which are founded on fundamental principles of integrity, objectivity, professional competence and due care, confidentiality and professional behaviour. The IRBA Codes are consistent with the corresponding sections of the International Ethics Standards Board for Accountants’ International Code of Ethics for Professional Accountants and the International Ethics Standards Board for Accountants’ Code of Ethics for Professional Accountants (including International Independence Standards) respectively.

KPMG Incorporated is a company incorporated under the South African Companies Act and a member firm of the KPMG network of independent member firms affiliated Chairman: Prof W Nkuhlu with KPMG International Cooperative ("KPMG International"), a Swiss entity. Chief Executive: I Sehoole Directors: Full list on website KPMG Incorporated is a Registered Auditor, in public practice, in terms of the Auditing Profession Act 26 of 2005. The company's principal place of business is at KPMG Crescent, 85 Empire Road, Parktown. Registration number 1999/021543/21

1 Independent Auditor's Limited Assurance Report of Old Mutual Unit Trust Managers (RF) (Pty) Ltd (the “Manager”) 30 June 2020

KPMG Inc applies the International Standard on Quality Control 1 and accordingly maintains a comprehensive system of quality control including documented policies and procedures regarding compliance with ethical requirements, professional standards and applicable legal and regulatory requirements. Auditor’s Responsibility Our responsibility is to express a limited assurance conclusion on whether, based on the procedures we have performed and the evidence we have obtained, the Schedule has been prepared in terms of the requirements of the Regulation. We conducted our limited assurance engagement in accordance with the International Standard on Assurance Engagements (ISAE) 3000 (Revised), Assurance Engagements Other Than Audits or Reviews of Historic Financial Information (ISAE) 3000 (Revised) issued by the International Auditing and Assurance Standards Board. That standard requires us to plan and perform this engagement to obtain limited assurance on whether the Schedule has been prepared in terms of the requirements of the Regulation. A limited assurance engagement is substantially less in scope than a reasonable assurance engagement in relation to both risk assessment procedures, including an understanding of internal control, and the procedures performed in response to the assessed risks. The procedures we performed were based on our professional judgement and includes inquiries, observation of processes followed, inspection of documents, analytical procedures, evaluating reporting policies and agreeing or reconciling with underlying records. We completed our audit of the financial statements of the Manager for the year ended 31 December 2019, prepared in accordance with International Financial Reporting Standards, on which we issued an unmodified opinion on 30 March 2020. Our audit was performed in accordance with International Standards on Auditing and not for the purpose of expressing an opinion on the Manager's internal controls. Where appropriate, we have drawn on evidence obtained regarding instances of non-compliance with the Regulation identified during the course of our audit that might materially affect the financial statements, and have performed such additional procedures as we considered necessary. The procedures performed included: — Re-computing the Schedule’s arithmetical accuracy; — Reviewing the appropriateness of the classification of a sample of the underlying assets; — Agreeing a sample of the fair values on the Schedule to the investment administration system; and — Inspecting whether any instances of non-compliance with the Regulations were correctly disclosed on the Schedule.

2 Independent Auditor's Limited Assurance Report of Old Mutual Unit Trust Managers (RF) (Pty) Ltd (the “Manager”) 30 June 2020

The procedures performed in a limited assurance engagement vary in nature and timing, and are less in extent than for a reasonable assurance engagement. Consequently, the level of assurance obtained in a limited assurance engagement is substantially lower than the assurance that would have been obtained had we performed a reasonable assurance engagement. Accordingly, we do not express a reasonable assurance opinion about whether the Schedule has been prepared in terms of the requirements of the Regulation. We believe that the evidence obtained as part of our limited assurance engagement is sufficient and appropriate to provide a basis for our limited assurance conclusion expressed below. Limited Assurance Conclusion Based on the procedures we have performed and the evidence we have obtained, nothing has come to our attention that causes us to believe that the Schedule IB ‘Assets of the Fund held in compliance with Regulation 28’ at 31 December 2019 by the Old Mutual Core Balanced Fund, has not been prepared in terms of the requirements of Regulation 28 of the Pension Funds Act of South Africa. Restriction on Use and Distribution This report is prepared in terms of the requirements of Regulation 28(8)(b)(i)(aa) and is intended only for the Manager and Portfolio’s unitholders for the purpose indicated in the first paragraph. Consequently, the Schedule and our report may not be suitable for another purpose and is not to be used for any other purpose nor distributed to any other parties.

KPMG Inc

Per MJ Coelho Chartered Accountant (SA) Registered Auditor Director 30 June 2020

3 SCHEDULE IB ASSETS HELD IN COMPLIANCE WITH REGULATION 28 OLD MUTUAL CORE BALANCED FUND as at 12/31/2019 R A Total assets (Schedule IA -Total investments) 459 535 303

B1 Less: Reg 28 compliant investments (certificate received from issuing entity):- B.1.1 Collective Investment Schemes (Reg 28(8)(b)(i)) B.1.2 Linked Policies (Reg 28(8)(b)(ii)) B.1.3 Non-linked policies (Reg 28(8)(b)(iii)) B.1.4 Entity regulated by FSB (Reg 28(8)(b)(iv))

B2 Less: Reg 28 Excluded investments B.2.1 Policies ( Reg 28(3)(c))

C Less: Investments not disclosed /data not available for disclosure [Refer Schedule IAN]

D TOTAL ASSETS FOR REGULATION 28 DISCLOSURE 459 535 303

E Timing Differences - Note 1 114 836

D Value of corresponding Assets per statement of funds and Net Asset Value 459 650 139

R%

1 CASH 100% 26 186 182 5.70% 1.1 Notes, deposits, money market instruments issued by a South African Bank, margin accounts, settlement accounts with an exchange and 100% 23 805 243 5.18% Islamic liquidity management financial instruments (a) Notes and coins, any balance or deposit in an account held with a South African bank 100% 5 274 155 1.15%

ABSA Bank Limited 25% 105 487 0.02% Accounting Entries - provisions, settlement accoun 25% (84 754) -0.02% DCAPM20_NC 25% 0 0.00% Investec Holdings Ltd 25% 117 743 0.03% NAER_CB 25% 235 570 0.05% NAEY_CB 25% 26 560 0.01% NARC_CB 25% 6 357 0.00% Pick n Pay Stores Ltd 25% 689 548 0.15% Standard Bank of South Africa Ltd 25% 4 177 644 0.91% (b) A money market instrument issued by a South African bank including an Islamic liquidity management financial instrument 100% 18 428 865 4.01%

ABSA Bank Limited 25% 2 805 458 0.61% ABSA Bank Ltd 25% 2 448 209 0.53% Firstrand Bank Limited 25% 1 471 050 0.32% Firstrand Bank Ltd 25% 2 078 549 0.45% Investec Bank Limited 25% 3 727 0.00% Investec Bank Ltd 25% 255 012 0.06% Investec Holdings Ltd 25% 367 460 0.08% Land And Agricultural Development Bank of South Af 25% 945 445 0.21% Land And Agricultural Development Bank of South Africa 25% 236 902 0.05% Limited 25% 905 628 0.20% Nedbank Ltd 25% 4 617 724 1.00% Standard Bank of South Africa Ltd 25% 2 292 603 0.50% Third Point Ltd 25% 1 098 0.00% (c) Any positive net balance in a margin account with an exchange 100% 102 223 0.02%

4 SAFEX 25% 102 223 0.02% (d) Any positive net balance in a settlement account with an exchange, operated for the buying and selling of assets 100%

25%

1.2 Balances or deposits, money market instruments issued by a foreign SARB bank including Islamic liquidity management financial instruments maximum 2 380 939 0.52% limits (a) Any balance or deposit held with a foreign bank 25% 2 143 307 0.47% AUST & NZ BANKING GRP NY 5% 12 795 0.00% BANK OF AMERICA N.A. 5% 14 075 0.00% BANK OF MONTREAL CHICAGO 5% 10 236 0.00% BANK OF MONTREAL- 5% 4 460 0.00% Bank of New York 5% 87 0.00% Bank of New York Mellon 5% 30 496 0.01% Bank of Nova Scotia/The 5% 10 795 0.00% CANADIAN IMPERIAL BANK TIME DEPOSIT 5% 19 224 0.00% CANADIAN IMPERIAL BK 5% 2 558 0.00% DEN NORSKEBANK TIME DEPOSIT 5% 31 348 0.01% DOW INC 5% 8 226 0.00% Firstrand Bank Ltd 5% 358 273 0.08% HSBC Bank Plc 5% 6 295 0.00% HSBC Bank USA 5% 798 022 0.17% HSBC USA INC 5% 4 158 0.00% MIZUHO BANK LTD TIME DEPOSIT 5% 31 348 0.01% MUFG BK LTD N Y BRH DISC COML 5% 21 691 0.00% NATIONAL BK OF CANAD 5% 12 763 0.00% NORDEA BANK ABP NEW YORK 5% 7 686 0.00% ROYAL BANK OF CANADA NY 5% 6 397 0.00% ROYAL BK OF CANADA 5% 8 284 0.00% SKANDINAVISKA ENSKILDA BANKEN TIME DEPOSIT 5% 31 348 0.01% State Street Bank 5% 7 448 0.00% State Street Bank and Trust 5% 664 340 0.14% SUMITOMO MITSUI BKG CORP 5% 11 515 0.00% SVENSKA HANDELSBANKEN NY 5% 7 691 0.00% SVENSKA HANDLSBNKN A 5% 7 681 0.00% TORONTO DOMINION BANK 5% 6 390 0.00% TORONTO-DOMINION 5% 7 678 0.00% (b) Any balance or deposit held with an African bank 25% 5 118 0.00% CREDIT AGRICOLE CIB NY 5% 5 118 0.00% (c) A money market instrument issued by a foreign bank including an Islamic liquidity management financial instrument 25% 232 514 0.05%

BANK OF MONTREAL CHICAGO 5% 15 994 0.00% Bank of Nova Scotia 5% 6 398 0.00% BANK OF NOVA SCOTIA HOUS 5% 3 838 0.00% Bank of Nova Scotia/The 5% 5 118 0.00% BANK OF NY MELLON CORP 5% 3 200 0.00% Cisco Systems Inc 5% 935 0.00% COCA COLA FEMSA 5% 13 046 0.00% COOPERAT RABOBANK UA/NY 5% 7 676 0.00% COOPERATIEVE CENTRALE 5% 6 396 0.00% CREDIT AGRICOLE 5% 7 678 0.00% FEDERAL HOME LOAN BANK 5% 78 043 0.02% HSBC USA INC 5% 13 436 0.00% INTL BK RECON + DEVELOP 5% 4 474 0.00% Meritage Homes Corp 5% 2 560 0.00% NORDEA BK AB PUBL NY 5% 6 397 0.00% Royal Bank of Canada 5% 16 635 0.00% SUMITOMO MITSUI BKG CORP 5% 4 990 0.00%

5 SVENSKA HANDLSBNKN A 5% 5 120 0.00% TORONTO DOMINION BANK 5% 6 398 0.00% Toronto-Dominion Bank 5% 10 106 0.00% WELLS FARGO BANK NA 5% 14 076 0.00%

2 DEBT INSTRUMENTS INCLUDING ISLAMIC DEBT INSTRUMENTS 100% issued / guarantee by Republic, 68 940 877 15.00% otherwise 75%

2.1 Inside the Republic 75/100% 68 273 978 14.86%

(a) Debt instruments issued by, and loans to, the government of the Republic, and any debt or loan guaranteed by the Republic 100% 60 572 547 13.18%

(b) Debt instruments issued or guaranteed by the government of a foreign country 75% 292 399 0.06%

Fannie Mae 10% 3 839 0.00% FED HOME LN DISCOUNT NT 10% 32 610 0.01% QUEENSLAND TREASURY 10% 15 330 0.00% TREASURY BILL 10% 224 009 0.05% US TREASURY N/B 10% 5 123 0.00% WI TREASURY SEC. 10% 11 488 0.00%

(c) Debt instruments issued or guaranteed by a South African Bank against its balance sheet:- 75%

(c)(i) Listed on an exchange with an issue market capitalisation of R20 billion or more, or an amount or conditions as prescribed 75%

25%

(c)(ii) Listed on an exchange with an issuer market capitalisation of between R2 billion and R20 billion, or an amount or conditions as prescribed 75%

15%

(c)(iii) Listed on an exchange with an issuer market capitalisation of less than R2 billion, or an amount or conditions as prescribed 75%

10%

(c)(iv) Not listed on an exchange 5%

5%

(d) Debt instruments issued or guaranteed by an entity that has equity listed on an exchange, or debt instruments issued or guaranteed by a public entity under the Public Finance Management Act, 1999 (Act No. 1 of 50% 4 060 023 0.88% 1999) as prescribed:-

(d)(i) Listed on an exchange 50% 3 006 942 0.65% Barloworld Ltd 10% 314 326 0.07% Eskom Holdings Ltd 10% 1 776 856 0.39% Life Healthcare Group Holdings Ltd 10% 633 562 0.14% Transnet SOC Ltd 10% 282 199 0.06%

(d)(ii) Not listed on an exchange 25% 1 053 081 0.23% AVI Ltd 5% 698 374 0.15% Old Mutual Global Equity Fund 5% 0 0.00% State Street Bank and Trust 5% 1 085 0.00% Woolworths Holdings Ltd 5% 353 622 0.08%

6 (e) Other debt instruments:- 25% 3 349 009 0.73% (e)(i) Listed on an exchange 25% 698 912 0.15% DEVELOPMENT BANK OF SA 5% 188 945 0.04% HOME CAPITAL GROUP COM NPV 5% 1 267 0.00% IDC 8.34 22102020 5% 71 658 0.02% STOR AGE CP 31122019 5% 179 884 0.04% T16OM1 FRN 21082020 5% 98 617 0.02% TLC09 170920 5% 50 239 0.01% TWC318 7.225 27012020 5% 28 498 0.01% TWC320 7.26 13022020 5% 67 422 0.01% TWC322 7.268 28022020 5% 12 381 0.00% (e)(ii) Not listed on an exchange 15% 2 650 097 0.58% BESA FEES CONTROL 5% 491 0.00% FOSCHINI FG CALL ACC 5% 937 177 0.20% NATTREAS TBL 10062020 5% 232 111 0.05% NATTREAS TBL 24062020 5% 101 716 0.02% OMGEMF ILS Cap 5% 1 178 0.00% TELKOM FG CALL 5% 807 142 0.18% YCOM 7.375 20032020 5% 352 351 0.08% ZAR Receivable 5% 217 930 0.05%

SARB 2.2 Foreign 666 899 0.15% maximum (a) Debt instruments issued by, and loans to, the government of the SARB Republic, and debt or loan guaranteed by the Republic maximum limits

(b) Debt instruments issued or guaranteed by the government of a foreign SARB country maximum limits 10%

(c) Debt instruments issued or guaranteed by a South African Bank against SARB its balance sheet:- maximum limits

(c)(i) Listed on an exchange with an issuer market capitalisation of R20 billion SARB or more, or an amount or conditions as prescribed maximum limits 25% (c)(ii) Listed on an exchange with an issuer market capitalisation of between R2 SARB billion and R20 billion, or an amount or conditions as prescribed maximum limits 15% (c)(iii) Listed on an exchange with an issuer market capitalisation of less than SARB R2 billion, or an amount or conditions as prescribed maximum limits 10% (c)(iv) Not listed on an exchange 25% 5%

(d) Debt instruments issued or guaranteed by an entity that has equity listed SARB on an exchange maximum 48 182 0.01% limits (d)(i) Listed on an exchange SARB maximum 11 538 0.00% limits JPMorgan Chase & Co 10% 5 133 0.00% Minor International PCL - Warrants 10% 43 0.00% Walt Disney Co 10% 6 362 0.00% (d)(ii) Not listed on an exchange 25% 36 644 0.01% Apple Inc 5% 6 394 0.00%

7 Cisco Systems Inc 5% 1 283 0.00% Coca-Cola Co 5% 5 101 0.00% Exxon Mobil Corp 5% 8 935 0.00% Jazz Pharmaceuticals Inc 5% 26 817 0.01% Pfizer Inc 5% 22 916 0.00% State Street Bank and Trust 5% (56 041) -0.01% Walt Disney Co 5% 7 624 0.00% WELLS FARGO + COMPANY 5% 13 615 0.00% (e) Other debt instruments:- 25% 618 717 0.13% (e)(i) Listed on an exchange 25% 17 274 0.00% NATIXIS NY BRANCH 5% 10 876 0.00% TOYOTA MOTOR CREDIT CORP 5% 6 399 0.00% (e)(ii) Not listed on an exchange 15% 601 443 0.13% ALBERTA PROVINCE 5% 10 857 0.00% ANTALIS S.A 5% 14 687 0.00% ARMY & AIR FORCE EXCHA 5% 5 753 0.00% ATLANTIC ASSET SECUR 5% 15 351 0.00% BMW US CAPITAL LLC 5% 22 697 0.00% BPCE 5% 13 383 0.00% CITIGROUP GLOBAL MARKETS 5% 8 939 0.00% COCA-COLA COMPANY 5% 7 613 0.00% COLLATERALIZED COML PAPER CO L 5% 2 550 0.00% CREDIT AGRICOLE CIB NY 5% 5 118 0.00% FAIRWAY FINANCE CORP 5% 21 710 0.00% FARMER MAC DISCOUNT NOTE 5% 20 472 0.00% FED HOME LN DISCOUNT NT 5% 123 558 0.03% FEDERATION DES CAISSES 5% 22 962 0.00% ING US FUNDING LLC 5% 29 951 0.01% KELLS FDG LLC 5% 16 583 0.00% KELLS FUNDING LLC 5% 6 396 0.00% KFW INTL FINANCE INC 5% 11 484 0.00% LIBERTY FUNDING LLC 5% 20 428 0.00% LIBERTY STREET FDG LLC 5% 6 397 0.00% LMA AMERICAS LLC 5% 14 679 0.00% LMA SA LMA AMERICAS 5% 5 087 0.00% MATCHPOINT FINANCE PLC 5% 3 828 0.00% MERCK & CO. INC 5% 7 673 0.00% MONT BLANC CAPTL COR 5% 19 782 0.00% NIEUW AMSTERDAM REC 5% 8 949 0.00% NIEUW AMSTERDAM RECV 5% 3 831 0.00% NOVARTIS FNC CRP 5% 19 189 0.00% OMERS FINANCE TRUST 5% 8 286 0.00% ONTARIO TEACHER FIN TRST 5% 3 826 0.00% ONTARIO TEACHERS FINAN 5% 8 915 0.00% PACCAR FINANCIAL COR 5% 12 792 0.00% PACCAR FINANCIAL CORP 5% 3 837 0.00% PRIVATE EXP. FUNDING 5% 6 384 0.00% PROVINCE OF ALBERTA 5% 12 753 0.00% Province of Ontario 5% 7 668 0.00% PSP CAPITAL INC 5% 5 101 0.00% PSP CAPITAL INC. 5% 15 282 0.00% STARBIRD FDG. CORP 5% 7 037 0.00% SUMITOMO MITSUI BKG CORP 5% 5 118 0.00% SVENSKA HANDELSBANKEN NY 5% 7 676 0.00% TOYOTA MOTOR CREDIT CORP 5% 20 471 0.00% WALT DISNEY COMPANY 5% 6 390 0.00%

8 3 EQUITIES 75% 323 652 078 70.43% 3.1 Inside the Republic 75% 195 521 341 42.55% (a) Preference and ordinary shares in companies, excluding shares in property companies, listed on an exchange:- 75% 194 735 727 42.38%

(a)(i) Issuer market capitalisation of R20 billion or more, or an amount or conditions as prescribed 75% 175 002 337 38.08%

African Rainbow Minerals Ltd 15% 523 548 0.11% Alstom SA (Pty) Ltd 15% 25 179 0.01% Anglo American Plc 15% 8 352 036 1.82% Anglo Platinum Ltd 15% 4 394 910 0.96% Anglogold Ashanti Ltd 15% 4 306 620 0.94% Anheuser-Busch InBev SA/NV 15% 2 040 024 0.44% Aspen Pharmacare Holdings Ltd 15% 1 352 289 0.29% Assore Ltd 15% 231 744 0.05% AVI Ltd 15% 761 405 0.17% BARCLAYS AFRICA GROUP LIMITED 15% 6 386 333 1.39% Barloworld Ltd 15% 687 653 0.15% BidCorp Ltd 15% 33 498 0.01% Bidvest Group Ltd 15% 3 830 348 0.83% Bidvest Group Ltd/The 15% 3 386 010 0.74% British American Tobacco Plc 15% 10 908 810 2.37% Capitec Bank Holdings Ltd 15% 2 177 947 0.47% Cie Financiere Richemont SA 15% 2 657 417 0.58% Clicks Group Ltd 15% 1 869 134 0.41% Dis-Chem Pharmacies Ltd 15% 271 731 0.06% Discovery Holdings Ltd 15% 1 258 050 0.27% Distell Group Ltd 15% 282 466 0.06% Exxaro Resources Ltd 15% 2 535 641 0.55% Firstrand Bank Limited 15% 11 825 500 2.57% Firstrand Bank Ltd 15% 74 446 0.02% Foschini Group Ltd 15% 12 293 0.00% Glencore International Plc 15% 683 322 0.15% Gold Fields Ltd 15% 1 208 345 0.26% Harmony Gold Mining Co Ltd 15% 389 581 0.08% Impala Platinum Holdings Ltd 15% 4 757 991 1.04% Investec Ltd 15% 3 437 808 0.75% Investec PLC 15% 848 696 0.18% Kumba Iron Ore Ltd 15% 643 507 0.14% Liberty Holdings Ltd 15% 422 081 0.09% Life Healthcare Group Holdings Ltd 15% 1 027 440 0.22% Massmart Holdings Ltd 15% 150 419 0.03% Mediclinic International PLC 15% 873 333 0.19% MMI HOLDINGS 15% 4 312 0.00% Momentum Metropolitan Holdings 15% 646 464 0.14% Mondi Plc 15% 1 557 708 0.34% Mr Price Group Ltd 15% 2 419 898 0.53% MTN Group Ltd 15% 7 579 387 1.65% Naspers Ltd 15% 18 342 523 3.99% Nedbank Group Ltd 15% 27 531 0.01% Nedbank Limited 15% 6 220 118 1.35% Netcare Ltd 15% 799 611 0.17% Northam Platinum Ltd 15% 1 744 394 0.38% OLD MUTUAL LIMITED 15% 5 522 557 1.20% Old Mutual Ltd 15% 31 453 0.01% Pepkor Holdings Ltd 15% 329 940 0.07% Pick n Pay Stores Ltd 15% 644 282 0.14% PSG Group Ltd 15% 1 134 291 0.25%

9 PSG Konsult Ltd 15% 124 659 0.03% 15% 1 527 915 0.33% Rand Merchant Investment Holdi 15% 662 782 0.14% Reinet Investment Sla 15% 1 196 858 0.26% Remgro Ltd 15% 4 749 797 1.03% RMB Holdings Ltd 15% 20 799 0.00% Ltd 15% 4 344 028 0.95% Santam Ltd 15% 1 372 357 0.30% SAPPI SOUTHERN AFRICA (PROPRIETARY) LIMITED 15% 710 205 0.15% Sasol Ltd 15% 8 126 819 1.77% Shoprite Holdings Ltd 15% 1 776 255 0.39% Sibanye Gold Ltd 15% 1 998 750 0.43% Spar Group Ltd 15% 9 989 0.00% SPAR Group Ltd/The 15% 1 065 961 0.23% Standard Bank Group Ltd 15% 73 627 0.02% Standard Bank of South Africa Ltd 15% 7 502 067 1.63% Steinhoff International Holdings Ltd 15% 32 662 0.01% Telkom SA SOC Ltd 15% 301 506 0.07% The Foschini Group Ltd 15% 1 009 356 0.22% Tiger Brands Ltd 15% 977 062 0.21% Tongaat Hulett Ltd 15% 19 841 0.00% Truworths International Ltd 15% 602 602 0.13% Group Ltd 15% 3 831 840 0.83% Woolworths Holdings Ltd 15% 16 243 0.00% Woolworths Holdings Ltd/South 15% 1 316 331 0.29%

(a)(ii) Issuer market capitalisation of between R2 billion and R20 billion, or an amount or conditions as prescribed 75% 16 893 283 3.68%

Adcock Ingram Holdings Ltd 10% 112 992 0.02% Advtech Ltd 10% 161 190 0.04% AECI Ltd 10% 297 995 0.06% African Oxygen Ltd 10% 99 763 0.02% African Rainbow Capital Investments 10% 251 630 0.05% Afrimat Ltd 10% 57 253 0.01% Alexander Forbes Group Holding 10% 119 558 0.03% ALLIED ELECTRONICS COR-A SHR 10% 154 909 0.03% Ascendis Health Ltd 10% 5 817 0.00% ASTRAL FOODS LTD 10% 274 695 0.06% Brait SA 10% 114 202 0.02% Cashbuild Ltd 10% 145 331 0.03% Coronation Fund Managers Ltd 10% 325 393 0.07% CURRO Holdings Ltd 10% 118 236 0.03% Datatec Ltd 10% 184 725 0.04% EOH Holdings Ltd 10% 30 473 0.01% Famous Brands Ltd 10% 161 928 0.04% Grindrod Ltd 10% 97 436 0.02% Hosken Consolidated Investments Ltd 10% 152 880 0.03% Hudaco Industries Ltd 10% 123 596 0.03% Imperial Logistics Ltd 10% 326 547 0.07% Invicta Holdings Ltd 10% 15 904 0.00% Italtile Ltd 10% 2 172 306 0.47% JSE Ltd 10% 317 206 0.07% Kap Industrial Holdings Ltd 10% 900 572 0.20% LIBSTAR HOLDINGS LTD 10% 105 175 0.02% Lighthouse Capital Ltd 10% 58 008 0.01% LONG4LIFE LTD 10% 79 447 0.02% Metair Investments Ltd 10% 100 069 0.02% Motus Holdings Ltd 10% 794 190 0.17%

10 Mpact Ltd 10% 54 951 0.01% Murray & Roberts Holdings Ltd 10% 50 486 0.01% Nampak Ltd 10% 136 347 0.03% Oceana Group Ltd 10% 172 278 0.04% Omnia Holdings Ltd 10% 129 735 0.03% Pan African Resources Plc 10% 120 969 0.03% PEREGRINE HOLDINGS LTD 10% 460 191 0.10% Pioneer Food Group Ltd 10% 475 760 0.10% PPC Ltd 10% 103 698 0.02% Raubex Group Ltd 10% 625 186 0.14% RCL Foods Ltd/South Africa 10% 31 957 0.01% Reunert Ltd 10% 303 831 0.07% RFG Holdings Ltd 10% 30 819 0.01% Royal Bafokeng Platinum Ltd 10% 202 747 0.04% SAFEX 10% 0 0.00% Spur Corp Ltd 10% 42 933 0.01% Stadio Holdings Ltd 10% 7 958 0.00% Sun International Ltd 10% 98 433 0.02% Super Group Ltd/South Africa 10% 759 664 0.17% Transaction Capital (Pty) Ltd 10% 2 773 773 0.60% TSOGO SUN GAMING LTD 10% 728 245 0.16% Wilson Bayly Holmes-Ovcon 10% 1 602 498 0.35% Zeder Investments Ltd 10% 121 399 0.03%

(a)(iii) Issuer market capitalisation of less than R2 billion, or an amount or conditions as prescribed 75% 2 840 107 0.62%

Arcelor Mittal SA Ltd 5% 4 378 0.00% Barclays Bank of Botswana Ltd 5% 35 645 0.01% Blu Label Telecoms Ltd 5% 80 130 0.02% City Lodge Hotels Ltd 5% 82 069 0.02% Discovery Holdings Ltd 5% 2 450 0.00% DRD Gold Ltd 5% 107 663 0.02% Gold Fields Ltd 5% 25 136 0.01% Lewis Group Ltd 5% 43 390 0.01% MultiChoice Group Ltd 5% 2 267 997 0.49% Multichoice Grp Ltd 5% 17 707 0.00% SPEAR REIT LTD 5% 20 080 0.00% Tiger Brands Ltd 5% 737 0.00% Trencor Ltd 5% 50 623 0.01% Tsogo Sun Hotels Ltd 5% 102 104 0.02%

(b) Preference and ordinary shares in companies, excluding shares in property companies, not listed on an exchange 10% 785 614 0.17%

Standard Bank of South Africa Ltd 2.5% 763 302 0.17% Vodacom Group Ltd 2.5% 22 312 0.00%

SARB 3.2 Foreign 128 130 737 27.88% maximum (a) Preference and ordinary shares in companies, excluding shares in SARB property companies, listed on an exchange:- maximum 127 717 128 27.79% limits (a)(i) Issuer market capitalisation of R20 billion or more, or an amount or SARB conditions as prescribed maximum 94 222 202 20.50% limits 3i Group PLC 15% 44 718 0.01% 3M Co 15% 388 991 0.08% 3SBio Inc 15% 6 780 0.00% 51JOB INC-ADR 15% 9 515 0.00% 58.com Inc 15% 3 068 0.00%

11 AAC Technologies Holdings Inc 15% 27 570 0.01% ABB LIMITED 15% 155 354 0.03% Abbott Laboratories 15% 33 708 0.01% AbbVie Inc 15% 525 533 0.11% ABIOMED Inc 15% 1 617 0.00% Accenture Plc 15% 494 509 0.11% ACCOR SA 15% 29 799 0.01% ACER 15% 8 861 0.00% Acrher Daniels Midland 15% 6 621 0.00% Activision Blizzard Inc 15% 9 813 0.00% Acuity Brands Inc 15% 27 088 0.01% Adecco SA 15% 35 658 0.01% Adidas 15% 247 755 0.05% Adobe 15% 602 349 0.13% Advance Auto Parts Inc 15% 34 037 0.01% ADVANCED INFO SERVICE FOR RG 15% 39 371 0.01% Advantest Corp 15% 10 651 0.00% Aegon NV 15% 40 503 0.01% Aeon Co Ltd 15% 52 481 0.01% AES Corp 15% 58 217 0.01% Aflac Inc 15% 9 417 0.00% AGC Inc/Japan 15% 21 401 0.00% AGCO Corp 15% 974 0.00% 15% 5 019 0.00% Agilent Technologies Inc 15% 114 388 0.02% AGL Energy Ltd 15% 2 678 0.00% Agnico Eagle Mines Ltd 15% 54 935 0.01% AGRI BANK OF CHINA H 15% 2 306 0.00% AIA Group Ltd 15% 27 616 0.01% AIR CHINA H 15% 7 838 0.00% Air France 15% 5 798 0.00% Air Liquide SA 15% 233 230 0.05% Air Products & Chemicals Inc 15% 10 024 0.00% Airbus SE 15% 21 093 0.00% Aisin Seiki Co 15% 1 509 0.00% Ajinomoto Co Inc 15% 28 312 0.01% Akbank 15% 1 558 0.00% Akzo Nobel 15% 97 172 0.02% Albemarle Corp 15% 2 892 0.00% Alexion Pharmaceuticals Inc 15% 17 046 0.00% ALFA 15% 11 114 0.00% Alfa Laval AB 15% 1 980 0.00% Alfresa Hldgs Corp 15% 2 041 0.00% Alibaba Group Holding Ltd 15% 1 636 946 0.36% Align Technology Inc 15% 74 715 0.02% Alimentation Couche-Tard Inc 15% 105 352 0.02% Allegion PLC 15% 36 094 0.01% Allergan Inc 15% 14 715 0.00% Alliant Energy Corp 15% 34 830 0.01% SE 15% 401 450 0.09% Corp 15% 156 673 0.03% Ally Financial Inc 15% 70 626 0.02% Almarai Co Ltd 15% 11 054 0.00% Alnylam Pharmaceuticals Inc 15% 2 456 0.00% Alphabet Inc 15% 3 138 412 0.68% Altice 15% 1 042 0.00% Altria Group Inc 15% 19 366 0.00% Amada Co Ltd 15% 1 118 0.00%

12 Amadeus IT Group SA 15% 131 410 0.03% AMAZON.COM INC 15% 225 686 0.05% AMBEV ON (NEW) 15% 5 581 0.00% Amcor Ltd 15% 4 107 0.00% Amerada Hess Corp 15% 63 831 0.01% Amerco Inc 15% 5 733 0.00% Ameren Corp 15% 16 988 0.00% American Electric Power Co. Inc 15% 9 906 0.00% American Express Co 15% 341 051 0.07% American Financial Group 15% 20 071 0.00% American International Group Inc 15% 186 708 0.04% American Water Works Co Inc 15% 96 979 0.02% Ameriprise Financial Inc 15% 88 863 0.02% AmerisourceBergen Corp 15% 52 003 0.01% Ametek Inc 15% 4 727 0.00% Amgen Inc 15% 565 974 0.12% Amorepacific Group 15% 9 351 0.00% AMP LIMITED 15% 13 718 0.00% ANA Holdings Inc 15% 35 010 0.01% Analog Devices Inc 15% 10 268 0.00% Anglo American Plc 15% 7 409 0.00% Anheuser-Busch InBev SA/NV 15% 15 301 0.00% ANHUI CONCH CEMENT H 15% 2 505 0.00% ANSYS Inc 15% 7 320 0.00% Anthem Inc 15% 22 893 0.00% PLC/UK 15% 183 104 0.04% AP Moller - Maersk A/S 15% 4 106 0.00% APA Group 15% 28 200 0.01% Apache Corp 15% 34 111 0.01% Apple Inc 15% 417 954 0.09% Applied Materials Inc 15% 237 235 0.05% Aptiv PLC 15% 105 651 0.02% Aramark 15% 33 762 0.01% ARCELIK 15% 4 467 0.00% ARCH CAPITAL GROUP 15% 76 654 0.02% Arconic Inc 15% 50 406 0.01% Arista Networks Inc 15% 2 410 0.00% Aristocrat Leisure Ltd 15% 2 722 0.00% Arrow Electronics Inc 15% 1 807 0.00% ASAHI BREWERIES LTD 15% 978 0.00% ASAHI KASEI CORP 15% 56 928 0.01% ASE INDUSTRIAL HOLDING CO LTD 15% 40 945 0.01% Ashtead Grp Plc 15% 5 676 0.00% Asics Corp 15% 1 180 0.00% ASM Pacific Technology Ltd 15% 9 100 0.00% ASML Holding NV 15% 485 722 0.11% Aspen Technology Inc 15% 12 245 0.00% Assicurazioni 15% 105 997 0.02% Assurant Inc 15% 39 543 0.01% Astellas Pharma Inc 15% 144 476 0.03% Astra International 15% 46 580 0.01% AstraZeneca Plc 15% 32 821 0.01% ASUSTEK COMPUTER 15% 2 562 0.00% ASX LTD 15% 31 779 0.01% AT&T Inc 15% 61 021 0.01% Atacadao SA 15% 7 590 0.00% Atos SA 15% 22 780 0.00% AU OPTRONICS CORP 15% 11 941 0.00%

13 Auckland International Airport Ltd 15% 12 564 0.00% Aurizon Holdings Ltd 15% 22 659 0.00% Aurobindo Pharmaceuticals 15% 1 945 0.00% AURORA CANNABIS 15% 7 023 0.00% AusNet Services Ltd 15% 22 293 0.00% Australia and New Zealand Banking Group Ltd 15% 172 868 0.04% Autodesk Inc 15% 153 003 0.03% Autoliv Inc 15% 1 600 0.00% Automatic Data Processing Inc 15% 14 950 0.00% AutoZone Inc 15% 14 741 0.00% Avery Dennison Corp 15% 42 390 0.01% 15% 84 815 0.02% SA 15% 202 640 0.04% AXIATA GROUP 15% 10 890 0.00% Axis Capital Hldgs 15% 3 125 0.00% B2W 15% 11 676 0.00% BAE Systems PLC 15% 5 723 0.00% Baidu Inc 15% 8 127 0.00% BAJAJ AUTO 15% 16 175 0.00% Bajaj Finance Ltd 15% 3 693 0.00% Bajaj Finserv Ltd. 15% 3 425 0.00% BALL CORP 15% 74 586 0.02% Baloise Holding 15% 1 268 0.00% BANCO BRADESCO PN 15% 167 405 0.04% Banco de Sabadell 15% 19 048 0.00% Banco do Brasil 15% 49 571 0.01% Banco Santander SA 15% 14 554 0.00% Bancolombia SA 15% 3 686 0.00% Bandai Namco Holdings Inc 15% 2 603 0.00% BANK CENTRAL ASIA 15% 107 366 0.02% Bank Hapoalim 15% 20 355 0.00% Bank Leumi Le-Israel BM 15% 9 557 0.00% Bank Mandiri 15% 44 410 0.01% BANK NEGARA INDONESIA 15% 20 130 0.00% Bank of America Corp 15% 75 103 0.02% Bank of China Ltd 15% 13 045 0.00% Bank of Communications Co Ltd 15% 1 365 0.00% Bank of East Asia Ltd 15% 699 0.00% Bank of Montreal 15% 181 205 0.04% Bank of New York Mellon 15% 169 638 0.04% Bank of Nova Scotia 15% 236 069 0.05% Bank Rakyat Indonesia 15% 81 628 0.02% Bankinter SA 15% 11 812 0.00% BANORTE GRUPO FINANCIERO BANORTE SAB DE CV 15% 4 478 0.00% BANPU PUBLIC CO LTD FOR REG 15% 7 295 0.00% BAOZUN INC-SPN ADR 15% 6 393 0.00% BARCLAYS BANK PLC 15% 8 903 0.00% Barco NV 15% 3 246 0.00% Barratt Developments PLC 15% 53 817 0.01% Barrick Gold Corp 15% 9 125 0.00% BASF SE 15% 263 409 0.06% Baxter International Inc 15% 11 055 0.00% Bayer AG 15% 17 515 0.00% Bayerische Motoren Werke AG 15% 125 555 0.03% BB Seguridade Participacoes SA 15% 1 599 0.00% BBVA 15% 138 420 0.03% BCO SANTANDER CHILE (NEW 15% 1 181 0.00% Becton Dickinson & Co 15% 265 306 0.06%

14 Beiersdorf AG 15% 43 153 0.01% BELGACOM 15% 1 202 0.00% Bendigo & Adelaide Bank Ltd 15% 6 611 0.00% Benesse Holdings Inc 15% 8 471 0.00% Berkeley Group Holdings PLC 15% 23 443 0.01% Inc 15% 63 360 0.01% Best Buy Co Inc 15% 76 425 0.02% BHARAT PETROLEUM CORP 15% 19 676 0.00% BHP Billiton Plc 15% 14 694 0.00% BHP Group Ltd 15% 22 994 0.01% BHP Group Plc 15% 3 108 177 0.68% BHP Steel Ltd 15% 20 978 0.00% Bim Birlesik Magazalar 15% 2 533 0.00% Biogen Idec Inc 15% 217 080 0.05% BioMarin Pharmaceutical Inc 15% 46 587 0.01% BlackBerry Ltd 15% 8 644 0.00% Blackrock Inc 15% 227 726 0.05% BM&F BOVESPA ON 15% 104 298 0.02% BNP Paribas 15% 15 504 0.00% BOC Aviation Ltd 15% 8 043 0.00% BOC Hong Kong Hldgs Ltd 15% 34 058 0.01% Boeing Co 15% 39 603 0.01% Boliden AB 15% 37 456 0.01% BOMBARDIER INC 15% 787 0.00% Booking Holdings Inc 15% 338 904 0.07% BORAL LTD 15% 15 137 0.00% BorgWarner Inc. 15% 40 891 0.01% Boston Scientific Corp 15% 13 607 0.00% Bouygues SA 15% 25 889 0.01% BP Plc 15% 27 288 0.01% BPER Banca 15% 207 0.00% Brambles Ltd 15% 39 481 0.01% BRASIL FOODS ON 15% 705 0.00% Brenntag AG 15% 3 703 0.00% Bridgestone Corp 15% 72 025 0.02% Brighthouse Financial Inc 15% 3 266 0.00% BRISTOL MYERS SQUIBB COMPANY RIGHTS 15% 7 534 0.00% Bristol-Myers Squibb Co 15% 578 686 0.13% BRITANNIA INDUSTRIES 15% 11 274 0.00% British American Tobacco Plc 15% 22 017 0.00% Brookfield Asset Management Inc 15% 11 493 0.00% Brother Industries Ltd 15% 1 139 0.00% Brown-Forman Corp 15% 3 605 0.00% Bruker Corp 15% 4 854 0.00% BT Group PLC 15% 72 898 0.02% BTS GROUP HOLDINGS PCL FORGN 15% 0 0.00% Budweiser Brewing Co APAC Ltd 15% 7 621 0.00% Bunge Ltd 15% 25 339 0.01% Bunzl PLC 15% 3 562 0.00% Burberry Group PLC 15% 36 330 0.01% Bureau Veritas SA 15% 3 585 0.00% BYD Co Ltd 15% 3 682 0.00% Byd Electronic Co. Ltd. 15% 5 985 0.00% C H Robinson Worldwide Inc 15% 35 579 0.01% Cadence Design Systems 15% 86 693 0.02% CAE INC 15% 22 797 0.00% CAIXABANK SA 15% 35 255 0.01% Caltex Australia Ltd 15% 1 340 0.00%

15 Campbell Soup Co. 15% 31 274 0.01% Canadian National Railway Co 15% 231 542 0.05% Canadian Natural Resources Ltd 15% 9 748 0.00% Canadian Pacific Railway Ltd 15% 7 580 0.00% Canadian Utilities Ltd 15% 2 004 0.00% Canon Inc 15% 3 908 0.00% Canopy Growth Corporation 15% 12 850 0.00% Capcom Co Ltd 15% 7 249 0.00% Capgemini SE 15% 5 924 0.00% Capital One Financial Corp 15% 18 297 0.00% Cardinal Health Inc 15% 70 501 0.02% Carlsberg 15% 28 484 0.01% Carmax Inc 15% 54 444 0.01% Carnival PLC 15% 3 272 0.00% Carrefour SA 15% 32 045 0.01% Casino Guichard Perrachon 15% 28 888 0.01% Casio Computer Co Ltd 15% 11 379 0.00% Caterpillar Inc 15% 325 171 0.07% CATHAY FINANCIAL HLDS 15% 46 930 0.01% Cboe Global Markets Inc 15% 59 303 0.01% Celanese Corp Series A 15% 57 964 0.01% CEMEX CPO 15% 26 554 0.01% CEMIG PN 15% 15 219 0.00% CENOVUS ENERGY INC 15% 54 018 0.01% Centene Corp 15% 99 560 0.02% Central Japan Railway Co 15% 93 658 0.02% Centrica Plc 15% 1 898 0.00% CenturyLink Inc 15% 59 739 0.01% Cerner Corp 15% 121 742 0.03% CEZ CESKE ENERG. ZAVODY 15% 13 897 0.00% CF Industries Holdings Inc 15% 2 263 0.00% Charles Schwab Corp 15% 206 570 0.04% Charter Communications Inc 15% 19 014 0.00% Check Point Software Technolog 15% 4 203 0.00% Chevron Corp 15% 62 494 0.01% Chiba Bank Ltd 15% 966 0.00% CHINA AIRLINES 15% 3 180 0.00% CHINA CITIC BANK H 15% 24 450 0.01% CHINA CONSTRUCTION BK H 15% 375 101 0.08% China Eastern Airlines (H) 15% 4 074 0.00% China Eastern Airlines Corp Ltd 15% 4 368 0.00% CHINA EVERBRIGHT BANK H 15% 4 976 0.00% China First Capital Grp Ltd 15% 289 0.00% China Gas Holdings Ltd 15% 2 131 0.00% CHINA H 15% 5 663 0.00% CHINA LODGING GRP ADR 15% 1 804 0.00% China Medical System Holdings 15% 7 890 0.00% China Merchants Bank Co Ltd 15% 3 120 0.00% CHINA MINSHENG BANK H 15% 27 222 0.01% China Mobile Ltd 15% 12 351 0.00% China Molybdenum Co Ltd 15% 3 551 0.00% CHINA NAT BUILDING MAT H 15% 1 641 0.00% CHINA PETRO & CHEM H 15% 4 279 0.00% China Petroleum & Chemical Corp 15% 3 065 0.00% CHINA SHENHUA ENERGY COMPANY LIMITED 15% 30 441 0.01% CHINA STEEL CORP COMMON 15% 42 936 0.01% CHINA TELECOM CORP H 15% 1 269 0.00% CHINA UNICOM 15% 1 920 0.00%

16 China Yangtze Power Co Ltd 15% 5 296 0.00% CHINA ZHONGWANG HOLDINGS 15% 4 006 0.00% CHINATRUST FINL HLDGS 15% 60 220 0.01% Chipotle Mexican Grill Inc 15% 7 320 0.00% Chr Hansen Holding A/S 15% 22 855 0.00% Chubb Ltd 15% 264 649 0.06% CHUBU ELECTRIC POWER CO INC 15% 4 784 0.00% Chugai Pharmaceutical Co Ltd 15% 68 847 0.01% Chugoku Electric Power Co Inc 15% 1 185 0.00% CHUNGHWA TELECOM CO 15% 60 816 0.01% CI FINANCIAL CORPORATION 15% 3 056 0.00% CIBC 15% 126 269 0.03% Cie De St Gobain 15% 78 411 0.02% Cie Financiere Richemont SA 15% 163 282 0.04% CIELO 15% 14 905 0.00% InterContinental Hotels Group Plc 15% 60 137 0.01% International Paper Co 15% 74 124 0.02% Intertek Group PLC 15% 55 626 0.01% 15% 160 480 0.03% INTUIT INC 15% 286 680 0.06% Intuitive Surgical Inc 15% 15 824 0.00% INVENTEC CO 15% 9 065 0.00% Invesco Ltd 15% 23 214 0.01% Investor AB 15% 103 391 0.02% Investors Group Inc 15% 1 635 0.00% IPG Photonics Corp 15% 4 465 0.00% IRPC PCL FOREIGN 15% 7 077 0.00% Isetan Mitsukoshi Holdings Ltd 15% 837 0.00% Israel Discount Bank Ltd 15% 3 405 0.00% ISS A/S 15% 16 883 0.00% Isuzu Motors Ltd 15% 1 586 0.00% ITAU UNIBANCO PN 15% 203 937 0.04% ITAUSA PN 15% 69 361 0.02% Itochu Corp 15% 6 802 0.00% ITV PLC 15% 25 434 0.01% J Sainsbury PLC 15% 16 586 0.00% J.M.Smucker Co 15% 2 468 0.00% Jacobs Engineering Group Inc 15% 4 939 0.00% Japan Post Holdings Co Ltd 15% 3 535 0.00% Japan Tobacco Inc 15% 5 411 0.00% Jardine Cycle And Carriage Ltd 15% 8 308 0.00% Jardine Matheson Holdings Ltd 15% 3 558 0.00% JB Hunt Transport Services Inc 15% 1 937 0.00% JBS 15% 4 788 0.00% JD.Com Inc 15% 6 714 0.00% JEFFERIES FINANCIAL GROUP INC 15% 1 519 0.00% JFE HOLDINGS INC 15% 17 853 0.00% JGC Holdings Corp 15% 918 0.00% Jiangxi Ganfeng Lithium Co Ltd 15% 6 020 0.00% Johnson & Johnson 15% 1 476 426 0.32% Johnson Matthey PLC 15% 41 607 0.01% JPMorgan Chase & Co 15% 116 333 0.03% JS Group Corp 15% 1 030 0.00% Julius Baer Group Ltd 15% 4 268 0.00% Juniper Networks Inc 15% 1 634 0.00% JXTG Holdings Inc 15% 3 768 0.00% Kajima Corp 15% 17 643 0.00% Kansai Electric Power Co Inc 15% 2 178 0.00%

17 Kansai Paint Co Ltd 15% 18 065 0.00% Kansas City Southern Railway Co 15% 71 018 0.02% KAO CORP 15% 153 771 0.03% KAWASAKI HEAVY INDUSTRIES LTD 15% 3 544 0.00% KB FINANCIAL GROUP 15% 77 856 0.02% KBC GROUP NV 15% 67 928 0.01% KDDI Corp 15% 205 340 0.04% KEIO CORP 15% 22 429 0.00% Kellogg Co 15% 98 617 0.02% KEPCO KOREA ELECT. POWER 15% 2 373 0.00% Kering 15% 198 853 0.04% Kerry Group PLC 15% 54 427 0.01% Keycorp 15% 92 112 0.02% Keyence Corp 15% 242 013 0.05% Keysight Technologies 15% 77 469 0.02% KGHM POLSKA MIEDZ 15% 18 950 0.00% Kia Motors Corp 15% 2 207 0.00% KIKKOMAN CORP 15% 36 260 0.01% Kimberly-Clark Corp 15% 188 004 0.04% Kinder Morgan Inc 15% 146 523 0.03% Kingdee International Software Group 15% 8 656 0.00% Kingfisher PLC 15% 18 137 0.00% Kinnevik Investment 15% 19 838 0.00% Kinross Gold Corp 15% 1 328 0.00% Kintetsu Group Holdings Co Ltd 15% 4 777 0.00% Kirin Holdings Co Ltd 15% 2 942 0.00% KLA Corp 15% 8 445 0.00% Kobayashi Pharmaceutical Co 15% 5 205 0.00% Kobe Steel Ltd 15% 3 142 0.00% Koc Holding 15% 13 360 0.00% Kohl's Corp 15% 22 795 0.00% Komatsu Ltd 15% 96 245 0.02% Konami Holdings Corp 15% 15 738 0.00% Konica Minolta Inc 15% 7 467 0.00% Koninklijke Ahold 15% 214 184 0.05% KONINKLIJKE KPN 15% 39 447 0.01% Koninklijke Vopak NV 15% 7 448 0.00% KOREA GAS CORP 15% 3 913 0.00% KRAFT FOODS GROUP INC 15% 4 422 0.00% Kroger Co 15% 5 908 0.00% KROTON EDUCACIONAL ON 15% 862 0.00% KT&G CORP(KOREA TOBACCO) 15% 3 591 0.00% Kubota Corp 15% 76 770 0.02% Kuehne & Nagel International 15% 32 109 0.01% Kuraray Co Ltd 15% 13 747 0.00% Kurita Water Industries Ltd 15% 8 681 0.00% Kyocera Corp 15% 87 927 0.02% Kyowa Kirin Co Ltd 15% 1 332 0.00% Kyushu Electric Power Co Inc 15% 907 0.00% Kyushu Railway Co 15% 25 104 0.01% L'Oreal 15% 278 892 0.06% Laboratory Corp Of America Hol 15% 56 695 0.01% Lam Research Corp 15% 158 383 0.03% Lamb Weston Holdings Inc 15% 3 874 0.00% LAN AIRLINES 15% 14 187 0.00% Landis+Gyr Group AG 15% 2 311 0.00% LAS VEGAS SANDS CORP 15% 4 229 0.00% Lawson Inc 15% 10 367 0.00%

18 Lear Corp 15% 2 276 0.00% Legal And General Gp 15% 90 948 0.02% Legg Mason Inc 15% 46 0.00% Leggett & Platt Inc 15% 3 236 0.00% Legrand 15% 5 841 0.00% Leidos Holdings Inc 15% 3 480 0.00% Lennar Corp 15% 3 041 0.00% Lennox Intl Inc 15% 29 327 0.01% Lenovo Group Ltd 15% 23 475 0.01% Leonardo SpA 15% 5 260 0.00% LG Chem Ltd 15% 60 237 0.01% LG CHEM PREF 15% 3 810 0.00% LG Corp 15% 27 370 0.01% LG DISPLAY CO 15% 16 949 0.00% LG ELECTRONICS (NEW) 15% 29 057 0.01% LG Household & Health Care Ltd 15% 51 880 0.01% LG INNOTEK CO 15% 6 799 0.00% Liberty Broadband Corp 15% 45 645 0.01% Liberty Global PLC 15% 22 618 0.00% Lilly (Eli) & Co 15% 28 094 0.01% Lincoln National Corp 15% 44 624 0.01% Linde plc 15% 431 741 0.09% LITE-ON TECHNOLOGY CORP 15% 14 168 0.00% LKQ Corp 15% 41 598 0.01% Lloyds Banking Group Plc 15% 10 750 0.00% Loblaw Cos Ltd 15% 37 099 0.01% Lockheed Martin Corp 15% 37 608 0.01% Loews Corp 15% 54 966 0.01% Group plc 15% 110 733 0.02% Lonza Grp 15% 114 849 0.02% Lowe's Co Inc 15% 361 469 0.08% LUKOIL 15% 54 700 0.01% Lululemon Athletica Inc 15% 93 287 0.02% Lundin Mining Corp 15% 14 696 0.00% LUPIN 15% 10 518 0.00% Lvmh Moet Hennessy 15% 41 984 0.01% LyondellBasell Industries 15% 4 254 0.00% M&G PLC 15% 1 900 0.00% M&T Bank 15% 73 123 0.02% Macquarie Group Ltd 15% 120 320 0.03% Magna International Inc 15% 48 249 0.01% Makita Corp 15% 1 496 0.00% Malayan Banking 15% 37 033 0.01% Malaysia Airports 15% 7 080 0.00% Malaysia Intl Shipping Corp 15% 9 012 0.00% Manhattan Associates Inc 15% 14 504 0.00% ManpowerGroup Inc 15% 20 865 0.00% Marathon Oil Corp 15% 36 675 0.01% Marathon Petroleum Corp 15% 147 622 0.03% Marico 15% 8 255 0.00% MARKEL CORP 15% 2 709 0.00% MarketAxess Holdings Inc 15% 2 695 0.00% Marks & Spencer Plc 15% 16 127 0.00% Marriott International Inc/MD 15% 11 125 0.00% MARSH AND MCLENNAN 15% 203 991 0.04% MARTIN MARIETTA MATERIALS INC 15% 3 314 0.00% Marubeni Corp 15% 1 706 0.00% Marui Group Co. Ltd 15% 23 218 0.01%

19 Marvell Technology Group Ltd 15% 55 312 0.01% Masco Corp 15% 55 430 0.01% Mastercard Inc 15% 1 020 806 0.22% Maxim Integrated Products 15% 5 582 0.00% MAXIS BHD 15% 10 916 0.00% Mazda Motor Corp 15% 1 023 0.00% McCormick & Co Inc 15% 92 664 0.02% McDonald's Corp 15% 554 743 0.12% McKesson Corp 15% 17 094 0.00% MEDIATEK INC 15% 100 013 0.02% Medibank Private Ltd 15% 5 636 0.00% Mediobanca 15% 1 506 0.00% Medpace Holdings Inc 15% 3 745 0.00% Medtronic Inc 15% 65 126 0.01% Meggitt PLC 15% 17 367 0.00% MEIJI Holdings Co Ltd 15% 2 897 0.00% Meinian Onehealth Healthcare Holdings Co Ltd 15% 205 0.00% Merck & Co Inc 15% 916 545 0.20% Merck KGAA 15% 70 447 0.02% Metlife Inc 15% 38 509 0.01% Metra OY 15% 9 490 0.00% Metro Inc/CN 15% 31 519 0.01% METRO Wholesale & Food Specialist 15% 10 395 0.00% Metso 15% 24 596 0.01% Mettler Toledo Intl inc 15% 66 142 0.01% MGM Resorts International 15% 4 798 0.00% Michelin 15% 90 613 0.02% MICROCHIP TECHNOLOGY INC 15% 6 802 0.00% Micron Technology Inc 15% 25 514 0.01% Microsoft Corp 15% 4 366 593 0.95% Middleby Corp/The 15% 2 336 0.00% MIDEA GROUP CO LTD 15% 4 994 0.00% Millicom International Cellular 15% 16 957 0.00% Minebea Co Ltd 15% 1 936 0.00% Mitsubishi Chemical Holdings C 15% 34 701 0.01% Mitsubishi Corp 15% 16 163 0.00% Mitsubishi Electric Corp 15% 105 457 0.02% Mitsubishi Heavy Industries Lt 15% 2 594 0.00% Mitsubishi UFJ Financial Group 15% 26 880 0.01% Mitsubishi UFJ Lease & Finance 15% 6 639 0.00% Mitsui & Co Ltd 15% 7 384 0.00% Mitsui Chemicals Inc 15% 11 702 0.00% Mizuho Financial Group Inc 15% 173 236 0.04% MMC NORILSK NICKEL OJSC RTS 15% 1 691 0.00% MOBILE TELESYSTEMS ADS EA REP 5 ORD RUB1 15% 1 371 0.00% Mohawk Industies Inc 15% 27 649 0.01% Molson Coors Beverage Co 15% 2 741 0.00% Moncler S.p.A. 15% 2 231 0.00% Mondelez International Group Inc 15% 33 553 0.01% Mondi Plc 15% 47 601 0.01% MONSTER BEVERAGE CORP 15% 12 263 0.00% Moodys Corp 15% 144 285 0.03% Morgan Stanley 15% 18 729 0.00% Morrison Supermarkets Plc 15% 17 808 0.00% Motor Oil (Hellas) Corinth Refineries 15% 4 214 0.00% Motorola Solutions Inc 15% 116 093 0.03% Mowi ASA 15% 53 386 0.01% MS&AD Insurance Group Holdings Inc 15% 4 725 0.00%

20 MTR Corp Ltd 15% 38 502 0.01% MTU Aero Engines Holding AG 15% 50 499 0.01% 15% 150 766 0.03% Murata Manufacturing Co Ltd 15% 146 187 0.03% Mycronic AB 15% 3 576 0.00% Mylan Inc 15% 2 494 0.00% NABTESCO CORP 15% 11 457 0.00% Nagoya Railroad Co Ltd 15% 26 684 0.01% NAN YA PLASTIC 15% 56 646 0.01% NARI Technology Co Ltd 15% 3 540 0.00% Nasdaq Inc 15% 39 605 0.01% National Australia Bank Ltd 15% 182 623 0.04% National Bank of Canada 15% 5 501 0.00% National Commercial Bank SJSC 15% 3 804 0.00% National Grid Ord 15% 165 476 0.04% National Oilwell Varco Inc 15% 31 504 0.01% Natixis 15% 15 521 0.00% Naturgy Energy Group SA 15% 27 676 0.01% Navient Corp 15% 865 0.00% NCsoft Corp 15% 2 095 0.00% NEC Corp SHS 15% 35 793 0.01% Neste Oyj 15% 63 990 0.01% Nestle SA Registered 15% 80 898 0.02% NetApp Inc 15% 8 925 0.00% Netflix Inc 15% 32 110 0.01% New Oriental Education & Technology Group 15% 3 735 0.00% New York Community Bancorp Inc 15% 14 869 0.00% Newcrest Mining Ltd 15% 78 005 0.02% Newell Rubbermaid Inc 15% 28 683 0.01% Newmont Corp 15% 132 356 0.03% News Corporation 15% 1 273 0.00% Nexon Co Ltd 15% 1 676 0.00% Next PLC 15% 60 548 0.01% NextEra Energy Inc 15% 22 955 0.00% NGK Insulators Ltd 15% 25 173 0.01% NGK Spark Plug Co Ltd 15% 7 866 0.00% NHN Corp 15% 6 230 0.00% Nidec Corp 15% 8 180 0.00% NIKE Inc 15% 484 038 0.11% Nikon Corporation 15% 10 747 0.00% Nippon Express Co Ltd 15% 16 579 0.00% Nippon Meat Packers Inc 15% 2 459 0.00% Nippon Telegraph & Telephone 15% 7 816 0.00% NIPPON YUSEN KABUSHIKI KAISH 15% 7 229 0.00% NiSource Inc 15% 47 529 0.01% Nissan Motor Co Ltd 15% 14 539 0.00% Nissin Foods Holdings Co Ltd 15% 21 655 0.00% Nitori Holdings Co Ltd 15% 34 435 0.01% Nitto Denko Corp 15% 29 556 0.01% NMC Health Plc 15% 8 166 0.00% Noble Energy Inc 15% 36 027 0.01% Nokia OYJ 15% 10 564 0.00% NOKIAN RENKAAT OYJ 15% 6 662 0.00% Nomura Holdings Inc 15% 4 791 0.00% Nomura Research Institute Ltd 15% 23 800 0.01% Nordea Bank AB 15% 5 175 0.00% Nordstrom Inc 15% 14 178 0.00% NORILSK NICKEL MMC(RUB) 15% 3 292 0.00%

21 Norsk Hydro ASA 15% 17 421 0.00% Northern Trust Corp 15% 92 095 0.02% Northrup Grumman 15% 37 247 0.01% Norton LifeLock Inc 15% 4 160 0.00% Norwegian Cruise Line Holdings Ltd 15% 40 111 0.01% Notre Dame Intermedica Sistema de Saude 15% 23 981 0.01% Novartis 15% 87 592 0.02% Novo Nordisk 15% 398 820 0.09% Novozymes AS 15% 45 369 0.01% NSK Ltd 15% 12 733 0.00% NTT Corp 15% 1 600 0.00% NTT DOCOMO Inc 15% 171 288 0.04% Nucor Corp 15% 72 815 0.02% NVIDIA Corp 15% 520 626 0.11% NVR Inc 15% 58 890 0.01% O'Reilly Automotive Inc 15% 7 052 0.00% Obic Co Ltd 15% 3 219 0.00% Occidental Petroleum Corp 15% 124 771 0.03% Odakyu Electric Railway Co Ltd 15% 28 165 0.01% OGE Energy Corp 15% 25 340 0.01% Okta Inc 15% 3 554 0.00% Old Dominion Freight Line 15% 2 698 0.00% Olympus Corp 15% 7 988 0.00% OMNICOM GROUP 15% 55 739 0.01% Omron Corp 15% 37 384 0.01% OMV AG 15% 23 891 0.01% On Semiconductor 15% 6 009 0.00% ONEOK Inc 15% 125 164 0.03% Onex Corp 15% 6 210 0.00% Ono Pharmaceutical Co Ltd 15% 24 979 0.01% Open Text Corp 15% 33 603 0.01% Oracle Corp 15% 60 653 0.01% Orange SA 15% 105 579 0.02% Orica Ltd 15% 23 330 0.01% ORIENTAL LAND CO LTD 15% 89 059 0.02% Orion OYJ 15% 19 162 0.00% Orix Corp 15% 103 749 0.02% ORKLA ASA 15% 19 370 0.00% Osaka Gas Co Ltd 15% 22 893 0.00% Otsuka Corp 15% 18 422 0.00% Otsuka Holding Co Ltd 15% 4 685 0.00% Oversea-Chinese Banking Corp Ltd 15% 99 635 0.02% Owens Corning 15% 23 840 0.01% PACCAR INC 15% 104 591 0.02% Pandora A/S 15% 15 471 0.00% Pao de Acucar 15% 16 959 0.00% Paradox Interactive AB 15% 1 814 0.00% Park24 Co Ltd 15% 23 601 0.01% Parker-Hannifin Corp 15% 113 572 0.02% Paychex Inc 15% 6 698 0.00% Paycom Software Inc 15% 3 137 0.00% PayPal Holdings Inc 15% 25 321 0.01% Pearson Plc 15% 23 812 0.01% PEGATRON 15% 973 0.00% Pembina Pipeline Corp 15% 5 541 0.00% Pentair PLC 15% 26 716 0.01% People's Insurance Company (Group) of China (H) 15% 1 114 0.00% People's United Financial Inc 15% 33 770 0.01%

22 Union Pacific Corp 15% 486 265 0.11% Gruppo SpA 15% 2 361 0.00% United Airlines Holdings Inc 15% 1 879 0.00% UNITED MICROELECTRONICS 15% 29 344 0.01% United Overseas Bank Ltd 15% 16 611 0.00% United Parcel Service Inc 15% 314 136 0.07% UNITED PHOSPHORUS 15% 20 806 0.00% UNITED RENTALS INC 15% 43 863 0.01% United Tractors 15% 12 543 0.00% UnitedHealth Group Inc 15% 74 526 0.02% Universal Health Services Inc 15% 3 400 0.00% UPM-Kymmene OYJ 15% 60 051 0.01% US Bancorp 15% 324 158 0.07% USANA Health Sciences Inc 15% 4 335 0.00% USS Co Ltd 15% 15 091 0.00% VALE ON 15% 9 414 0.00% Valeo 15% 34 581 0.01% Valero Energy Corp 15% 157 554 0.03% Varian Medical Systems Inc 15% 67 558 0.01% Varta AG 15% 3 749 0.00% Veeva Systems Inc 15% 15 572 0.00% VeriSign Inc 15% 26 660 0.01% Verisk Analytics Inc 15% 4 247 0.00% Verizon Communications Inc 15% 935 280 0.20% Vertex Pharmaceuticals Inc 15% 260 575 0.06% Vestas Wind Systems 15% 74 269 0.02% VF Corp 15% 124 507 0.03% Vifor Pharma AG 15% 23 837 0.01% VINCI SA 15% 11 693 0.00% Visa Inc 15% 1 241 129 0.27% Vivendi SA 15% 27 785 0.01% VMware Inc 15% 96 523 0.02% Vodafone Group Plc 15% 11 154 0.00% voestalpine AG 15% 11 271 0.00% Volvo AB 15% 6 458 0.00% Voya Financial Inc 15% 35 651 0.01% Vulcan Materials Co 15% 5 320 0.00% WABCO Holdings Inc 15% 18 141 0.00% Wal-Mart de Mexico SAB de CV 15% 2 697 0.00% Walgreens Boots Alliance Inc 15% 13 676 0.00% Walmart Inc 15% 38 153 0.01% Walt Disney Co 15% 985 673 0.21% Wanxiang Qianchao Co Ltd 15% 3 490 0.00% WASTE MANAGEMENT INC 15% 174 009 0.04% Waters Corp 15% 64 229 0.01% WEC Energy Group Inc 15% 116 077 0.03% WEG Ord 15% 33 531 0.01% Wells Fargo & Co 15% 49 169 0.01% Wendel Investissement 15% 13 431 0.00% Wesfarmers Ltd 15% 123 370 0.03% West Fraser Timber Co Ltd 15% 20 214 0.00% WEST JAPAN RAILWAY COMPANY 15% 44 695 0.01% West Pharmaceutical Services I 15% 327 0.00% Western Digital Corp 15% 8 656 0.00% Western Union Co. 15% 35 947 0.01% Westinghouse Air Brake Technol 15% 2 201 0.00% Westpac Banking Corp 15% 213 821 0.05% WESTPORTS HOLDINGS BHD 15% 3 916 0.00%

23 Weyerhaeuser Co 15% 77 429 0.02% Wharf Holdings Ltd 15% 1 266 0.00% Whirlpool Corp 15% 46 419 0.01% Whitbread PLC 15% 40 667 0.01% Wienerberger AG 15% 7 680 0.00% WILLIAMS COS INC 15% 108 979 0.02% Willis Towers Watson PLC 15% 108 880 0.02% Wilmar International Ltd 15% 2 954 0.00% WIPRO 15% 18 365 0.00% Wirecard AG 15% 4 041 0.00% WISTRON CORP 15% 13 639 0.00% Wolters Kluwer NV 15% 92 297 0.02% Woodside Petroleum Ltd 15% 72 648 0.02% Woong Jin Coway Co Ltd 15% 17 535 0.00% WOORI FINANCIAL GROUP INC 15% 1 116 0.00% Workday Inc 15% 6 882 0.00% WorleyParsons Ltd 15% 21 065 0.00% WPP PLC 15% 81 280 0.02% WR Berkley Corp 15% 5 076 0.00% Wuliangye Yibin Co Ltd 15% 3 077 0.00% WuXi Biologics (P Chip) 15% 33 878 0.01% Xerox Holdings Corp 15% 4 640 0.00% Xiaomi (P Chip) 15% 3 580 0.00% Xilinx Inc 15% 16 156 0.00% Xylem Inc 15% 46 939 0.01% Yageo Corp 15% 828 0.00% Yakult Honsha Co Ltd 15% 19 935 0.00% Yamada Denki Co Ltd 15% 12 250 0.00% Yamaha Corp 15% 26 737 0.01% YAMAHA MOTOR CO LTD 15% 22 942 0.00% YAMATO HOLDINGS CO 15% 1 221 0.00% Yara International 15% 1 520 0.00% Yaskawa Electric Corp 15% 23 412 0.01% YOKOGAWA ELECTRIC CORP 15% 14 350 0.00% YUANTA FINANCIAL HOLDING 15% 34 499 0.01% Yuhan Corp 15% 6 189 0.00% YUM BRANDS INC 15% 8 980 0.00% Yum China Holdings Inc 15% 3 997 0.00% Zimmer Biomet Holdings Inc 15% 7 481 0.00% ZIONS BANCORP 15% 34 755 0.01% Zoetis Inc 15% 233 041 0.05% ZOZO Inc 15% 683 0.00% AG 15% 212 507 0.05% Cigna Corp 15% 294 792 0.06% Cincinnati Financial Corp 15% 16 024 0.00% Cintas Corp 15% 8 112 0.00% Cisco Systems Inc 15% 72 382 0.02% Citibank N.A. 15% 40 118 0.01% CITIC PACIFIC 15% 1 838 0.00% Citigroup Inc 15% 3 881 0.00% Citizens Financial Group 15% 64 417 0.01% Citrix Systems Inc 15% 56 642 0.01% CJ CHEILJEDANG CORP 15% 7 641 0.00% CJ CORP 15% 5 399 0.00% CJ CORP CONVERT PREF 15% 164 0.00% CK Hutchison Holdings 15% 5 875 0.00% Clariant AG 15% 17 503 0.00% Clorox Co 15% 87 775 0.02%

24 CLP Holdings Ltd 15% 81 234 0.02% CME Group Inc 15% 275 141 0.06% CMS ENERGY CORP 15% 60 724 0.01% Cnh Industrial 15% 38 394 0.01% CNOOC Ltd 15% 5 676 0.00% CNP Assurances 15% 16 740 0.00% Coca Cola Co 15% 889 141 0.19% COCHLEAR LIMITED 15% 25 424 0.01% Cognizant Technology Solutions 15% 135 822 0.03% COLES GROUP LIMITED 15% 49 758 0.01% Colgate Palmolive Co 15% 234 721 0.05% Coloplast 15% 43 873 0.01% Colruyt SA 15% 8 444 0.00% Columbia Sportswear Co 15% 4 440 0.00% Comcast Corp 15% 67 594 0.01% Comerica Inc 15% 37 682 0.01% COMFORTDELGRO CORPORATION 15% 973 0.00% COMMERCE ASSET HLD 15% 28 582 0.01% Commercial International Bank Ltd 15% 28 890 0.01% Commerzbank AG 15% 44 747 0.01% Commonwealth Bank of Australia 15% 372 471 0.08% Compass Group Plc 15% 142 994 0.03% Computer Share Ltd 15% 34 116 0.01% Conagra Brands Inc 15% 3 996 0.00% Concordia Financial Group Ltd 15% 1 084 0.00% ConocoPhillips 15% 271 415 0.06% Consolidated Edison Inc 15% 102 948 0.02% Constellation Brands Inc 15% 7 555 0.00% Constellation Software Inc 15% 9 219 0.00% CONTEMPORARY AMP A(HK-C) 15% 9 226 0.00% Continental AG 15% 3 734 0.00% Corning Inc 15% 4 494 0.00% COSAN ON 15% 13 245 0.00% Costco Wholesale Corp 15% 30 829 0.01% Covestro 15% 3 515 0.00% CP All Pcl 15% 61 196 0.01% Credit Agricole Corporate And Investment Bank 15% 76 500 0.02% Credit Saison Co Ltd 15% 2 156 0.00% Credit Suisse Group AG 15% 9 450 0.00% Crescent Point Energy Corp 15% 2 455 0.00% CRH PLC 15% 115 432 0.03% Crown Holdings Inc 15% 4 126 0.00% CSL Ltd 15% 338 967 0.07% CSX Corp 15% 198 831 0.04% Cummins Inc 15% 105 436 0.02% CVS Health Corp 15% 19 782 0.00% CyberAgent Inc 15% 10 710 0.00% Dabur India Ltd 15% 16 618 0.00% Dai Nippon Printing Co Ltd 15% 20 310 0.00% Dai-ichi Life Holdings Inc 15% 4 872 0.00% Daicel Corp 15% 8 540 0.00% DAIKIN INDUSTRIES LTD 15% 140 706 0.03% Daimler AG 15% 11 763 0.00% Daito Trust Cons 15% 7 035 0.00% Danaher Corp 15% 22 205 0.00% Danone SA 15% 175 746 0.04% Danske Bank A/S 15% 3 084 0.00% Darden Restaurants Inc 15% 60 265 0.01%

25 Dassault Systemes SE 15% 4 425 0.00% Daum Communications Corp 15% 2 211 0.00% DaVita HealthCare Partners Inc 15% 2 489 0.00% DBS Group Holdings Ltd 15% 124 842 0.03% DCC 15% 28 553 0.01% Deere & Co 15% 195 946 0.04% Dell Technologies Inc 15% 38 712 0.01% Delta Airlines Inc 15% 33 577 0.01% Demant A/S 15% 11 610 0.00% Denso Corp 15% 77 534 0.02% Dentsu Group Inc 15% 1 482 0.00% Deutsche Bank AG 15% 26 402 0.01% Deutsche Boerse AG 15% 114 049 0.02% Deutsche Post AG 15% 145 153 0.03% Deutsche Telekom AG 15% 12 147 0.00% Devon Energy Corp 15% 40 875 0.01% DexCom Inc 15% 83 707 0.02% Diageo PLC 15% 23 147 0.01% DIAMONDBACK ENERGY 15% 3 961 0.00% DIGI.COM 15% 15 390 0.00% Discover 15% 112 308 0.02% Discovery Inc 15% 67 791 0.01% DISH Network Corp 15% 2 495 0.00% DNB ASA 15% 5 176 0.00% DOLLAR GENERAL CORP 15% 8 036 0.00% Dollar Tree Inc 15% 5 632 0.00% Dollarama Inc 15% 2 447 0.00% Dominion Energy Inc 15% 250 455 0.05% Dominos Pizza Inc 15% 52 078 0.01% Dover Corp 15% 62 324 0.01% DR Horton Inc 15% 4 370 0.00% Drax Group PLC 15% 9 917 0.00% DTE Energy Co 15% 102 612 0.02% Duke Energy Holding Corp 15% 14 093 0.00% DXC Technology Co 15% 2 297 0.00% E*TRADE Financial Corp 15% 51 609 0.01% E.ON SE 15% 86 293 0.02% EAST JAPAN RAILWAY CO 15% 85 936 0.02% East West Bancorp Inc 15% 22 250 0.00% Eastman Chemical Co 15% 2 254 0.00% easyJet PLC 15% 5 158 0.00% Eaton Corp PLC 15% 141 299 0.03% Ebay Inc 15% 31 483 0.01% Ecolab Inc 15% 175 811 0.04% Edgewell Personal Care Co 15% 3 814 0.00% Edison International 15% 104 796 0.02% Edwards Lifesciences 15% 199 161 0.04% Eiffage 15% 50 972 0.01% Eisai Co Ltd 15% 91 481 0.02% Elanco Animal Health Inc 15% 1 061 0.00% Electricite de France SA 15% 1 340 0.00% ELECTROLUX 15% 20 758 0.00% Electronic Arts Inc 15% 133 130 0.03% EMBRAER 15% 1 662 0.00% Emerson Electric Co 15% 9 398 0.00% Empire Co Ltd 15% 6 449 0.00% EMPRESAS COPEC 15% 13 547 0.00% Enagas 15% 20 036 0.00%

26 ENBRIDGE INC 15% 300 584 0.07% Encana Corp 15% 63 023 0.01% ENCANA CORPORATION 15% 505 0.00% Endesa SA 15% 4 913 0.00% Enel SpA 15% 13 185 0.00% Energias de Portugal 15% 33 110 0.01% ENERSIS 15% 37 536 0.01% ENGIE SA 15% 6 513 0.00% Eni Spa 15% 9 381 0.00% ENN ENERGY HOLDINGS LTD 15% 38 750 0.01% Entergy Corp 15% 3 975 0.00% EOG Resources Inc 15% 11 870 0.00% Epiroc 15% 1 521 0.00% EQT Corp 15% 1 478 0.00% Equifax Inc 15% 2 348 0.00% Ericsson Lm 15% 8 663 0.00% Erste Group Bank AG 15% 4 191 0.00% Essilor Intl 15% 164 981 0.04% Estee Lauder Co Inc 15% 190 880 0.04% Etihad Etisalat Co 15% 2 955 0.00% Eurazeo 15% 8 274 0.00% EVA AIRWAYS CORP 15% 3 013 0.00% Everest Re Group Ltd 15% 26 740 0.01% EVERGY INC 15% 4 782 0.00% Eversource Energy 15% 100 889 0.02% Evraz Plc 15% 6 099 0.00% Exelon Corp 15% 29 777 0.01% Expedia Group Inc 15% 47 528 0.01% Expeditors International of Washington Inc 15% 42 536 0.01% Experian PLC 15% 8 407 0.00% Exxon Mobil Corp 15% 72 646 0.02% F5 Networks Inc 15% 19 153 0.00% FACEBOOK INC 15% 169 327 0.04% Fairfax Financial Holdings Ltd 15% 4 684 0.00% Fanuc Ltd 15% 9 310 0.00% Fast Retailing Co Ltd 15% 127 109 0.03% Fastenal Co 15% 89 264 0.02% Federated Investors Inc 15% 273 0.00% FedEx Corp 15% 7 167 0.00% Ferguson PLC 15% 82 855 0.02% Ferrari NV 15% 22 224 0.00% Ferrovial SA 15% 56 854 0.01% Fiat Chrysler Automobiles NV 15% 4 496 0.00% Fidelity Nationall Information Services 15% 18 749 0.00% Fifth Third Bancorp 15% 98 390 0.02% FIRST FINANCIAL HLDG CO 15% 33 503 0.01% FIRST QUANTUM MINERALS LTD 15% 2 022 0.00% Firstenergy Corp 15% 7 486 0.00% Fiserv Inc 15% 12 863 0.00% Fletcher Building Ltd 15% 5 070 0.00% Flextronics International Ltd 15% 2 841 0.00% FLIR Systems Inc 15% 3 085 0.00% Flowserve Corp 15% 23 431 0.01% FNF Group 15% 2 149 0.00% Fomento Economico Mexicano SAB de CV Units 15% 82 233 0.02% Ford Motor Co 15% 8 271 0.00% FORMOSA CHEMICAL FIBERS 15% 1 868 0.00% FORMOSA PLASTIC CORP 15% 2 683 0.00%

27 Fortinet Inc 15% 14 023 0.00% Fortis Inc 15% 59 627 0.01% Fortive Corp 15% 4 345 0.00% Fortum Oyj 15% 11 003 0.00% Fortune Brands Home & Security Inc 15% 37 893 0.01% Fox Corp 15% 2 869 0.00% Franco-Nevada Corp 15% 67 013 0.01% Franklin Resources Inc 15% 31 213 0.01% FRASER + NEAVE HOLDINGS BHD 15% 4 232 0.00% Freeport-McMoRan Inc 15% 4 123 0.00% Fresenius Medical Care AG & Co 15% 4 471 0.00% Fresenius SE & Co KGaA 15% 5 227 0.00% FTI Consulting Inc 15% 3 824 0.00% FUBON FINANCIAL HOLDING COMPANY LIMITED 15% 47 450 0.01% FUJIFILM Holdings Corp 15% 5 474 0.00% Fujitsu General Ltd 15% 68 451 0.01% Galaxy Entertainment Group Ltd 15% 4 539 0.00% Gap Inc 15% 10 505 0.00% Garmin Ltd 15% 49 394 0.01% GEA Group AG 15% 1 283 0.00% Geberit AG 15% 7 222 0.00% Geely Automobile Holdings Ltd 15% 44 078 0.01% Gen Dynamics Corp 15% 10 435 0.00% General Electric 15% 35 269 0.01% General Mills Inc 15% 121 999 0.03% General Motors Co 15% 15 805 0.00% Genmab 15% 64 274 0.01% GENSCRIPT BIOTECH 15% 10 467 0.00% GENTING 15% 1 325 0.00% Genuine Parts Co 15% 45 396 0.01% GIANT MANUFACTURING CO. 15% 7 521 0.00% Gildan Activewear Inc 15% 26 370 0.01% Gilead Sciences Inc 15% 306 227 0.07% Givaudan 15% 114 632 0.02% Gjensidige Forsikring ASA 15% 3 498 0.00% GlaxoSmithKline PLC 15% 443 771 0.10% Glencore International Plc 15% 20 941 0.00% GLOBE TELECOM 15% 7 500 0.00% GODADDY INC CLASS A 15% 2 253 0.00% Goldman Sachs Group Inc 15% 22 958 0.00% Goldwin Inc 15% 2 225 0.00% GrafTech International Ltd 15% 2 882 0.00% Grainger Inc 15% 53 116 0.01% Great-West Lifeco Inc 15% 6 244 0.00% GREENTOWN SERVICE GROUP CO L 15% 5 304 0.00% Grifols SA 15% 2 192 0.00% Groupe Bruxelles Lambert 15% 1 762 0.00% Gruma SA B 15% 7 566 0.00% Grupo Aeroportuario del Sureste SA de CV 15% 18 945 0.00% GRUPO TELEVISA CPO 15% 2 103 0.00% GS ENGINEERING & CONSTRUCTION 15% 5 871 0.00% GS HOLDINGS 15% 10 218 0.00% Guangzhou Automobile Group Motor Co Ltd 15% 3 396 0.00% H LUNDBECK 15% 10 353 0.00% Halliburton Co 15% 4 971 0.00% HANA FINANCIAL GROUP 15% 47 269 0.01% Hanesbrands Inc 15% 19 996 0.00% Hang Seng Bank Ltd 15% 45 901 0.01%

28 Hangzhou Hikvision Digital Technology Co Ltd 15% 3 275 0.00% Hankook Tire Co Ltd 15% 8 771 0.00% Hankyu Hanshin Holdings 15% 2 347 0.00% Hannover Rueck SE 15% 10 083 0.00% Hanover Insurance Group Inc 15% 4 955 0.00% HANWHA CHEMICAL CORP 15% 9 736 0.00% Harley-Davidson Inc 15% 18 820 0.00% Hartford Financial Services Gr 15% 82 097 0.02% HAYS PLC 15% 50 866 0.01% HCA Healthcare Inc 15% 146 403 0.03% HCL Technologies 15% 39 019 0.01% Heineken 15% 8 906 0.00% Heiwado Co Ltd 15% 679 0.00% Hellenic Telecommunication Org 15% 17 056 0.00% HENGLI PETROCHEMICAL CO LTD 15% 4 384 0.00% Henkel AG & Co KGaA 15% 74 909 0.02% Henkel AG & Co. KGaA 15% 25 173 0.01% Hennes And Mauritz 15% 85 134 0.02% Henry (Jack) & Associates Inc 15% 35 552 0.01% Henry Schein Inc 15% 33 448 0.01% Hermes International 15% 8 173 0.00% Hewlett-Packard Co 15% 91 112 0.02% Hindustan Petroleum Corp 15% 12 102 0.00% HINDUSTAN UNILEVER 15% 81 390 0.02% Hino Motors Ltd 15% 8 970 0.00% Hirose Electric Co Ltd 15% 3 254 0.00% Hitachi Chemical Co Ltd 15% 17 338 0.00% Hitachi Construction Machinery Co Ltd 15% 13 833 0.00% Hitachi High-Technologies Corp 15% 22 814 0.00% Hitachi Metals Ltd 15% 9 056 0.00% Hiwin Technologies Corp 15% 12 700 0.00% Holcim 15% 29 467 0.01% HollyFrontier Corp 15% 24 355 0.01% Hologic Inc 15% 50 258 0.01% Home Depot Inc 15% 918 813 0.20% HON HAI PRECISION IND CO 15% 9 188 0.00% Honda Motor Co Ltd 15% 176 379 0.04% Honeywell International Inc 15% 33 630 0.01% Hong Kong & China Gas Co Ltd 15% 83 052 0.02% Hongkong Electric Hldgs Ltd 15% 13 640 0.00% Hormel Foods Corp 15% 49 142 0.01% Hoya Corp 15% 10 255 0.00% HP Inc 15% 117 775 0.03% HSBC Holdings Plc 15% 35 973 0.01% Huadong Medicine Co Ltd 15% 2 375 0.00% Humana Inc 15% 190 063 0.04% Huntington Bancshares Inc 15% 51 062 0.01% Huntington Ingalls Industries Inc 15% 7 466 0.00% Husky Energy Inc 15% 1 238 0.00% Husqvarna 15% 8 851 0.00% Hynix Semiconductor Inc 15% 11 624 0.00% HYUNDAI ENGR. & CONSTR. 15% 992 0.00% Hyundai Heavy Industries Co Ltd 15% 5 757 0.00% Hyundai Marine & Fire Insurance 15% 7 602 0.00% Hyundai Motor Co Ltd 15% 4 902 0.00% HYUNDAI STEEL CO 15% 704 0.00% Iberdrola SA 15% 260 151 0.06% Ibiden Co Ltd 15% 2 592 0.00%

29 IBM 15% 456 165 0.10% Idemitsu Kosan Co Ltd 15% 3 370 0.00% IDEXX Laboratories Inc 15% 84 755 0.02% IFF 15% 45 131 0.01% IHI CORP 15% 842 0.00% Illinois Tool Works Inc 15% 223 327 0.05% Illumina Inc 15% 17 259 0.00% Imperial Brands PLC 15% 5 121 0.00% Imperial Oil Ltd 15% 16 191 0.00% Incitec Pivot Ltd 15% 875 0.00% IND COM BK CHINA 15% 12 665 0.00% Inditex 15% 140 714 0.03% Indocement Tunggal 15% 3 186 0.00% INDOFOOD SUKSES MAKMUR 15% 11 574 0.00% INDORAMA VENTURES FOREIGN 15% 9 415 0.00% Infineon Technologies 15% 103 259 0.02% Informa 15% 42 737 0.01% Infosys Technologies 15% 159 049 0.03% INFRAESTRUCTURA ENERGETICA N 15% 9 250 0.00% Ingenico Group SA 15% 18 762 0.00% Ingersoll-Rand Co Ltd 15% 114 623 0.02% Ingredion Inc 15% 2 683 0.00% Inpex Corp 15% 29 772 0.01% Insulet Corp 15% 3 246 0.00% Insurance Australia Group Ltd 15% 41 324 0.01% Intact Financial Corp 15% 2 566 0.00% Intel Corp 15% 1 027 630 0.22% PepsiCo Inc 15% 748 053 0.16% Pernod-Ricard 15% 13 425 0.00% Persimmon Plc 15% 2 114 0.00% PERUSAHAAN GAS NEGARA 15% 10 064 0.00% PETROBRAS ON 15% 4 581 0.00% PETROBRAS PN 15% 7 847 0.00% PETROCHINA CO H 15% 3 211 0.00% Peugeot S.A. 15% 3 671 0.00% Pfizer Inc 15% 56 827 0.01% Philip Morris International Inc 15% 28 104 0.01% Philips Electronics 15% 175 266 0.04% Phillips 66 15% 189 263 0.04% Group Co of China Ltd 15% 19 096 0.00% Pinnacle West Capital Corp 15% 30 565 0.01% Pioneer Natural Resources Co 15% 112 310 0.02% PKO BANK POLSKI 15% 1 255 0.00% PNC FINANCIAL SERVICES GROUP 15% 255 272 0.06% Polaris Industries Inc 15% 1 205 0.00% POLISH OIL & GAS 15% 7 252 0.00% POLSKI KONCERN NAF ORLEN 15% 31 754 0.01% POLYUS GOLD 15% 13 117 0.00% Porsche AG 15% 2 273 0.00% POSCO 15% 4 318 0.00% Power Corp of Canada 15% 2 017 0.00% Power Financial Corp 15% 1 405 0.00% POWSZECHNY ZAKLAD UBEZP. 15% 31 941 0.01% PPG Industries 15% 107 683 0.02% PPL Corp 15% 5 807 0.00% PrairieSky Royalty Ltd 15% 8 825 0.00% PRESIDENT CHAIN STORE 15% 23 543 0.01% Principal Financial Group 15% 63 985 0.01%

30 Procter & Gamble Co 15% 1 201 841 0.26% Progressive Corp 15% 178 974 0.04% Inc 15% 141 847 0.03% Prysmian SpA 15% 2 789 0.00% PTT EXPLORATION + PROD FOR 15% 1 743 0.00% PUBLIC BANK BERHAD 15% 65 884 0.01% Public Service Enterprise Group Inc 15% 100 115 0.02% Pulte Corp 15% 18 635 0.00% PVH CORP 15% 23 950 0.01% QBE Insurance Group Ltd 15% 2 380 0.00% QIAGEN NV 15% 30 443 0.01% Qorvo Inc 15% 7 256 0.00% Qualcomm Inc 15% 50 631 0.01% QUANTA COMPUTER 15% 25 947 0.01% Quest Diagnostics Inc 15% 56 869 0.01% Radian Group Inc 15% 1 570 0.00% Rakuten Inc 15% 22 573 0.00% RALPH LAUREN CORP 15% 5 511 0.00% Ramsay Health Care Ltd 15% 40 515 0.01% Randstad Hldg 15% 1 538 0.00% RATIONAL AG 15% 5 348 0.00% Raymond James Financial Inc 15% 42 753 0.01% Raytheon Co 15% 11 936 0.00% Raytheon Technologies Corp 15% 25 330 0.01% Reckitt Benckiser Group PLC 15% 217 222 0.05% Recruit Holdings Co Ltd 15% 207 760 0.05% Red Electrica Corp SA 15% 31 591 0.01% Regeneron Pharmaceuticals Inc 15% 7 110 0.00% Regions Financial Corp 15% 73 098 0.02% Reinsurance Grp of America Inc 15% 47 258 0.01% RELX PLC 15% 180 964 0.04% Renault SA 15% 2 952 0.00% Repsol SA 15% 2 762 0.00% REPSOL SA RTS 15% 90 969 0.02% REPUBLIC SERVICES COM 15% 3 186 0.00% ResMed Inc 15% 87 142 0.02% Resona Holdings Inc 15% 28 579 0.01% REXEL 15% 288 0.00% RHB Capital Berhad 15% 9 248 0.00% Ricoh Co Ltd 15% 1 664 0.00% Rio Tinto PLC 15% 39 249 0.01% Riyad Bank 15% 2 646 0.00% RLI Corporation 15% 396 0.00% Robert Half International 15% 39 497 0.01% Roche Holding AG 15% 895 869 0.19% Rockwell Automation Inc 15% 84 743 0.02% Rogers Communications Inc 15% 56 821 0.01% Roku Inc 15% 2 856 0.00% Rolls-Royce Group PLC 15% 2 411 0.00% Roper Industries Inc 15% 137 235 0.03% ROSNEFT OIL COMPANY 15% 1 887 0.00% Ross Stores Inc 15% 169 060 0.04% Royal Bank of Canada 15% 49 659 0.01% Royal Bank of Scotland Group Plc 15% 2 052 0.00% ROYAL CARIBBEAN CRUISES LTD 15% 85 945 0.02% Royal Dutch Shell 15% 63 131 0.01% Royal Mail Plc 15% 1 281 0.00% Rpm International Inc 15% 6 913 0.00%

31 RSA Insurance Group PLC 15% 24 819 0.01% RWE AG 15% 78 942 0.02% Ryman Healthcare Ltd 15% 13 071 0.00% S Oil Corp 15% 14 800 0.00% SABANCI HLDG (HACI OMER) 15% 690 0.00% Safran SA 15% 13 792 0.00% Salesforce.com Inc 15% 513 640 0.11% Sampo Oyi 15% 2 950 0.00% Samsung Biologics Co Ltd 15% 1 801 0.00% Samsung Electronics Co. Ltd 15% 50 017 0.01% SAMSUNG FIRE & MARINE 15% 27 990 0.01% 15% 1 008 0.00% Samsung SDI Co Ltd 15% 49 272 0.01% Samsung SDS Co Ltd 15% 1 311 0.00% Sands China Ltd 15% 3 142 0.00% Sandvik 15% 92 892 0.02% Sanofi-Synthelabo SA 15% 26 262 0.01% Santos Ltd 15% 2 394 0.00% SAP SE 15% 514 161 0.11% Saputo Inc 15% 1 690 0.00% Sartorius Stedim Biotech 15% 10 430 0.00% Sartorius Vz Aktie 15% 26 135 0.01% Saudi Electricity Co 15% 4 174 0.00% SBERBANK OF RUSSIA 15% 10 791 0.00% SBI Holdings Inc 15% 1 565 0.00% Schindler Holding AG 15% 2 760 0.00% SCHLUMBERGER LIMITED 15% 209 614 0.05% Schneider Electric SE 15% 259 809 0.06% Schroders PLC 15% 14 890 0.00% SCOR SE 15% 1 588 0.00% Seagate Technology 15% 7 305 0.00% Sealed Air Corp 15% 3 208 0.00% Seattle Genetics 15% 3 249 0.00% Secom Co Ltd 15% 65 006 0.01% Seek Ltd 15% 20 801 0.00% Seiko Epson Corp 15% 902 0.00% Sekisui Chemical Co. Ltd 15% 13 337 0.00% Sekisui House 15% 63 841 0.01% SEMEN GRESIK 15% 3 251 0.00% SEMPRA ENERGY 15% 158 796 0.03% ServiceNow Inc 15% 13 421 0.00% SES SA 15% 14 778 0.00% Seven & I Holdings 15% 108 860 0.02% Severn Trent PLC 15% 3 517 0.00% Sgs SA 15% 44 614 0.01% Shanghai International Airport Co Ltd 15% 2 605 0.00% Sharp Corporation 15% 9 224 0.00% Shaw Communications Inc 15% 1 926 0.00% Sherwin-Williams Co 15% 180 682 0.04% Shikoku Electric Power Co Inc 15% 722 0.00% SHIMADZU CORP 15% 22 211 0.00% SHIMIZA CORP NPV 15% 17 664 0.00% Shin-Etsu Chemical Co. Ltd 15% 147 725 0.03% SHINHAN FINANCIAL GROUP LTD 15% 77 684 0.02% Shionogi & Co. Ltd 15% 24 567 0.01% Shiseido Co Ltd 15% 117 109 0.03% Shizuoka Bank Ltd 15% 8 868 0.00% Shoei 15% 8 682 0.00%

32 Shui on Land Ltd 15% 4 065 0.00% SIAM COMMERCIAL BANK FOREIGN 15% 18 031 0.00% Siemens AG 15% 377 496 0.08% Signature Bank/New York NY 15% 25 512 0.01% Signify NV 15% 1 214 0.00% Sika Finanz AG 15% 98 497 0.02% SIME DARBY 15% 5 680 0.00% Sina Corp 15% 946 0.00% Singapore Airlines 15% 7 362 0.00% Singapore Exchange Ltd 15% 33 015 0.01% Singapore Press Holdings Ltd 15% 7 284 0.00% SINGAPORE TELECOMM 15% 75 952 0.02% Sino Biopharmaceutical Ltd 15% 44 072 0.01% SINOPAC HOLDINGS 15% 22 274 0.00% SINOTRUK (HONG KONG) 15% 6 574 0.00% Sirius XM Holdings Inc 15% 2 965 0.00% SK C&C Co Ltd 15% 39 253 0.01% SK ENERGY CO 15% 33 578 0.01% Skandinaviska Enskilda Banken 15% 45 920 0.01% Skanska B 15% 25 108 0.01% Skf Ab Ser 'B' 15% 49 687 0.01% Skyworks Solutions Inc 15% 6 302 0.00% SMC Corp 15% 6 580 0.00% Smith & Nephew Plc 15% 92 245 0.02% Smith (AO) Corp 15% 1 242 0.00% Smiths Group PLC 15% 3 901 0.00% Smurfit Kappa Group PLC 15% 2 348 0.00% Snam Rete Gas 15% 34 900 0.01% Snap-on Inc 15% 30 431 0.01% Societe BIC SA 15% 597 0.00% Societe Generale SA 15% 6 013 0.00% Sodexo SA 15% 1 998 0.00% Softbank Corp 15% 21 909 0.00% Softcat PLC 15% 4 611 0.00% Soho China Ltd 15% 4 182 0.00% Solvay SA 15% 26 160 0.01% Sompo Holdings Inc 15% 63 074 0.01% Sonic Healthcare Ltd 15% 1 788 0.00% Sonova Holding 15% 41 004 0.01% Sony Corp 15% 339 482 0.07% South32 15% 6 075 0.00% SOUTHERN CO 15% 238 435 0.05% Southwest Airlines 15% 25 126 0.01% Spirax-Sarco Engineering PLC 15% 30 701 0.01% Spirit AeroSystems Holdings Inc 15% 5 482 0.00% Splunk Inc 15% 7 099 0.00% Sprint Corp 15% 803 0.00% Square Inc 15% 4 448 0.00% SS&C Technologies Holdings Inc 15% 2 619 0.00% SSE Plc 15% 68 133 0.01% ST Engineering 15% 1 410 0.00% St Microelectronics 15% 27 993 0.01% Standard Chartered Bank 15% 122 539 0.03% Standard Foods 15% 3 944 0.00% ABERDEEN PLC 15% 33 885 0.01% Stanley Black & Decker Inc 15% 110 272 0.02% Stanley Electric Co Ltd 15% 15 393 0.00% Starbucks Corp 15% 400 962 0.09%

33 State Bank of India 15% 728 0.00% State Street Bank 15% 122 845 0.03% Statoil ASA 15% 79 238 0.02% Steadfast Group Ltd 15% 891 0.00% Steel Dynamics Inc 15% 645 0.00% Stora Enso Oyj (R) 15% 26 915 0.01% Straumann Holding AG 15% 4 652 0.00% STRYKER CORP 15% 18 840 0.00% Subaru Corp 15% 4 122 0.00% Suez 15% 1 331 0.00% Sumitomo Chemical Co Ltd 15% 26 793 0.01% Sumitomo Corp 15% 5 631 0.00% Sumitomo Metal Mining Co Ltd 15% 15 474 0.00% Sumitomo Mitsui Financial Group Inc 15% 11 183 0.00% Sumitomo Mitsui Trust Holdings 15% 41 797 0.01% Sumitomo Rubber Industries 15% 7 319 0.00% Inc 15% 126 235 0.03% Suncor Energy Inc 15% 198 884 0.04% Suncorp-Metway Ltd 15% 3 636 0.00% Suning Com Co Ltd 15% 2 747 0.00% Suntory Beverage & Food Ltd 15% 17 138 0.00% SURGUTNEFTEGAS T 0 15% 2 178 0.00% Suzuken Co Ltd 15% 1 947 0.00% Suzuki Motor Corp 15% 3 791 0.00% SVB Financial Group 15% 45 097 0.01% SWEDBANK 15% 43 463 0.01% Swedish Match AB 15% 4 390 0.00% Swire Pacific Ltd 15% 19 637 0.00% Hldg 15% 5 588 0.00% 15% 149 141 0.03% Swisscom AG 15% 39 750 0.01% Sydney Airport 15% 24 822 0.01% Symrise AG 15% 41 547 0.01% Synchrony Financial 15% 3 692 0.00% Sysco Corp 15% 10 272 0.00% Sysmex Corp 15% 35 569 0.01% T Gaia Corp 15% 763 0.00% T Rowe Price Group Inc 15% 129 001 0.03% T&D Holdings Inc 15% 26 057 0.01% T-Mobile US Inc 15% 6 079 0.00% Tabcorp Holdings 15% 3 933 0.00% Taisei Corp 15% 36 737 0.01% TAISHIN FINANCIAL HLDGS 15% 25 655 0.01% TAIWAN HIGH SPEED RAIL 15% 11 007 0.00% Taiwan Semiconductor Mfg Co Ltd 15% 1 235 075 0.27% Takeda Pharmaceutical Co Ltd 15% 214 717 0.05% TAL EDUCATION GROUP ADR 15% 4 341 0.00% Tambang Batubara Bukit Asam 15% 3 138 0.00% TAPESTRY INC 15% 26 093 0.01% Targa Resources Corp 15% 24 592 0.01% Target Corp 15% 25 981 0.01% TATNEFT COMMON (RUB) 15% 3 587 0.00% Taylor Wimpey PLC 15% 22 097 0.00% TD Ameritrade Holding Corp 15% 43 478 0.01% TDK CORPORATION 15% 6 484 0.00% TE CONNECTIVITY LTD 15% 125 041 0.03% TechnipFMC PLC 15% 34 085 0.01% Technology One Ltd 15% 3 192 0.00%

34 Techtronic Industries Co Ltd 15% 37 969 0.01% Teck Resources Ltd 15% 32 380 0.01% Teijin Ltd 15% 16 008 0.00% Tele2 AB 15% 18 451 0.00% TELEF BRASIL PN 15% 27 790 0.01% Teleflex Inc 15% 3 568 0.00% Telefonica 15% 134 058 0.03% Telefonica Deutschland Holding AG 15% 18 410 0.00% TELEKOM MALAYSIA 15% 6 914 0.00% TELEKOMUNIKASI INDONESIA 15% 3 507 0.00% Telenor ASA 15% 43 504 0.01% Telia Co AB 15% 55 121 0.01% Telstra Corp Ltd 15% 35 690 0.01% TENAGA NASIONAL 15% 47 661 0.01% Tenaris SA 15% 17 557 0.00% Teradyne Inc 15% 4 181 0.00% TERUMO CORP 15% 5 083 0.00% Tesco Plc 15% 124 107 0.03% Tesla Inc 15% 247 735 0.05% Texas Instruments Inc 15% 474 600 0.10% Textron Inc 15% 10 908 0.00% THAI OIL PCL FRGN 15% 12 571 0.00% Thales SA 15% 1 578 0.00% The Hershey Co 15% 6 966 0.00% The Mosaic Co. 15% 46 937 0.01% The Swatch Group 15% 3 390 0.00% Thermo Fisher Scientific Inc 15% 30 275 0.01% Thomson-Reuters Corporation 15% 3 565 0.00% ThyssenKrupp AG 15% 1 582 0.00% Tiffany & Co Inc 15% 48 018 0.01% TIM Participacoes ON 15% 14 844 0.00% TITAN CEMENT INTL 15% 3 439 0.00% TJX Cos Inc/The 15% 274 780 0.06% Tobu Railway Co Ltd 15% 38 062 0.01% Toho Gas Co Ltd 15% 2 633 0.00% TOHOKU ELECTRIC POWER 15% 1 085 0.00% Holdings Inc 15% 16 403 0.00% Tokyo Electric Power Company Inc 15% 13 569 0.00% TOKYO ELECTRON LTD 15% 146 952 0.03% Tokyo Gas Co Ltd 15% 29 770 0.01% Tokyu Corp 15% 37 908 0.01% Toll Brothers Inc 15% 6 340 0.00% Top Glove Corp 15% 9 000 0.00% Toppan Printing Co Ltd 15% 1 479 0.00% TORAY INDUSTRIES INC 15% 40 152 0.01% Toronto-Dominion Bank 15% 382 052 0.08% Total SA 15% 491 619 0.11% TOTO Ltd 15% 17 597 0.00% TOYO SUISAN KAISHA LTD 15% 6 499 0.00% Toyoda Gosei Co. Ltd 15% 10 403 0.00% Toyota Financial Services (SA) Ltd 15% 40 027 0.01% TOYOTA TSUSHO CORP 15% 3 367 0.00% TransDigm Inc 15% 117 988 0.03% TransUnion 15% 3 246 0.00% Transurban Group TCL 15% 115 055 0.03% Travelers Cos Inc 15% 147 004 0.03% Trimble Navigation Ltd 15% 35 779 0.01% TripAdvisor Inc 15% 15 004 0.00%

35 Turkiye Garanti Bankasi 15% 1 113 0.00% TURKIYE IS BANKASI C 15% 1 265 0.00% Tyson Foods Inc 15% 7 115 0.00% Ubisoft Entertainment 15% 5 312 0.00% UBS AG 15% 10 374 0.00% UCB SA 15% 27 671 0.01% UGI Corp 15% 1 712 0.00% ULTRAPAR PART ON 15% 21 869 0.00% UNDER ARMOUR INC 15% 34 390 0.01% Uni-Charm Corp 15% 66 506 0.01% UNI-PRESIDENT ENT. 15% 55 726 0.01% Unicredito Italiano Spa 15% 6 031 0.00% Unilever NV 15% 292 063 0.06% Unilever PLC 15% 241 546 0.05% (a)(ii) Issuer market capitalisation of between R2 billion and R20 billion, or an SARB amount or conditions as prescribed maximum 245 851 0.05% limits Annaly Capital Management Inc 10% 3 170 0.00% Arjo AB 10% 831 0.00% BAIC Motor (H) 10% 5 157 0.00% Barito Pacific Timber 10% 14 559 0.00% Canadian Apartment Properties 10% 22 448 0.00% Chocoladefabriken Lindt & Spru 10% 31 121 0.01% Church & Dwight Co Inc 10% 4 001 0.00% Clinuvel Pharmaceuticals Ltd 10% 829 0.00% Dah Sing Banking Grp Ltd 10% 525 0.00% EMIS GROUP PLC 10% 229 0.00% GULF KEYSTONE PETROLEUM LTD 10% 3 348 0.00% GungHo Online Entertainment Inc 10% 2 747 0.00% Hosiden Corp 10% 2 772 0.00% Lattice Semiconductor Corp 10% 559 0.00% Lindab International AB 10% 484 0.00% MasTec Inc 10% 3 377 0.00% Mixi Inc 10% 5 288 0.00% MSCI Inc 10% 17 719 0.00% MSG Networks Inc 10% 459 0.00% Nippon Sheet Glass Co Ltd 10% 4 458 0.00% NN Group N.V. 10% 72 582 0.02% Nova Measuring Instruments Ltd 10% 316 0.00% Radware Ltd 10% 1 638 0.00% Shenzhen Expressway (H) 10% 3 931 0.00% SHENZHEN INOVANC A(HK-C) 10% 4 327 0.00% Sinotrans (H) 10% 3 092 0.00% TOHO GAS CO 10% 27 004 0.01% Tomy Co Ltd 10% 3 002 0.00% WARRIOR MET COAL INC 10% 2 143 0.00% Weston George Ltd 10% 3 733 0.00% (a)(iii) Issuer market capitalisation of less than R2 billion, or an amount or SARB conditions as prescribed maximum 33 249 075 7.24% limits 77th BANK 5% 8 983 0.00% a2 Milk Co Ltd 5% 4 338 0.00% ABOITIZ EQUITY VENTURES 5% 8 743 0.00% ABOITIZ POWER 5% 3 599 0.00% Abu Dhabi Commercial Bank 5% 25 946 0.01% ACS ACTIVIDADES CONS 5% 4 984 0.00% ADVANTECH CO 5% 13 549 0.00% Adyen NV 5% 3 455 0.00% AEM 5% 6 292 0.00% Aena SA 5% 2 318 0.00%

36 AGFA Gevaert NV 5% 445 0.00% Aggreko Plc 5% 1 623 0.00% AGUAS ANDINAS 5% 6 822 0.00% Air Canada 5% 1 406 0.00% Air China Ltd 5% 3 274 0.00% Air Water Inc 5% 1 745 0.00% AIRPORTS OF THAILAND PCL-FOR 5% 47 043 0.01% Aker ASA 5% 17 218 0.00% Al Rajhi Banking & Investment Corp 5% 5 560 0.00% Alcon Inc 5% 73 480 0.02% ALFA FINANCIAL SOFTWARE HOLDINGS PLC 5% 236 0.00% Algonquin Power & Utilities Co 5% 32 413 0.01% Alibaba Health Information Technology Ltd 5% 18 699 0.00% ALIBABA PICTURES GROUP 5% 10 795 0.00% Alkermes PLC 5% 6 201 0.00% Alliance Data Systems Corp 5% 4 450 0.00% Allison Transmission Holdings 5% 18 830 0.00% Alpha Bank 5% 12 280 0.00% Alps Electric Co Ltd 5% 2 391 0.00% Alsea 5% 4 913 0.00% AltaGas. 5% 26 084 0.01% AMERICA MOVIL L 5% 7 189 0.00% American Airlines Group Inc 5% 952 0.00% American States Water Co 5% 1 290 0.00% AMERICAN TOWER CORP 5% 384 377 0.08% AMMB HOLDINGS 5% 8 487 0.00% AMOREPAC CORP PREF (NEW) 5% 5 122 0.00% Amorepacific Group 5% 25 457 0.01% Amphenol Corp 5% 8 377 0.00% Andritz AG 5% 24 095 0.01% ANTA SPORTS PRODUCTS 5% 3 394 0.00% Aoyama Trading Co Ltd 5% 3 791 0.00% Aozora Bank Ltd 5% 820 0.00% ARCH COAL INC 5% 5 995 0.00% ARKEMA 5% 3 436 0.00% Ascom Holding AG 5% 780 0.00% Ashikaga Holdings Co Ltd 5% 2 973 0.00% Ashmore Group PLC 5% 2 188 0.00% ASHOK LEYLAND LIMITED 5% 5 241 0.00% Asia Cement Corp 5% 3 070 0.00% ASIAN PAINTS 5% 32 508 0.01% Assa Abloy Ser B 5% 85 233 0.02% At Home Corp 5% 1 0.00% Athene Holding Ltd 5% 1 591 0.00% ATLAS COPCO AB 5% 174 287 0.04% Atmos Energy Corp 5% 2 916 0.00% Auto Trader Group PLC 5% 1 567 0.00% AUTOHOME INC ADR 5% 3 792 0.00% AXA Equitable Holdings Inc 5% 61 160 0.01% AXALTA COATING SYSTEMS 5% 26 015 0.01% Axis Bank 5% 100 256 0.02% AYALA CORP 5% 1 691 0.00% Ayala Land Inc 5% 2 855 0.00% B2Gold Corp 5% 1 532 0.00% Baker Hughes Co 5% 60 798 0.01% BANCO BRADESCO ON 5% 2 419 0.00% Banco Santander Brasil 5% 24 304 0.01% BANGKOK DUSIT MED SERVICE F 5% 38 194 0.01%

37 BANK MILLENNIUM 5% 4 110 0.00% Bank of Ireland 5% 1 012 0.00% BANK OF PHIL ISLANDS 5% 5 285 0.00% BANK OF SHANGHAI CO LTD 5% 3 099 0.00% BANK PEKAO 5% 20 373 0.00% BANK ZACHODNI WBK 5% 15 616 0.00% Bankia 5% 1 805 0.00% BANQUE SAUDI FRANSI 5% 25 907 0.01% BBMG CORP H 5% 4 106 0.00% BDO UNIBANK 5% 26 222 0.01% Beach Petroleum Ltd 5% 2 736 0.00% Beijing Enterprises Water Group (Red Chip) 5% 10 327 0.00% Best World International Ltd 5% 1 271 0.00% Bharti Airtel 5% 61 569 0.01% Blackstone Group Inc/The 5% 7 822 0.00% Bonanza Creek Energy Inc 5% 374 0.00% boohoo.com plc 5% 1 835 0.00% BORUSSIA DORTMUND 5% 2 486 0.00% Boston Beer Co Inc 5% 3 979 0.00% BR Malls Participacoes 5% 13 351 0.00% BRE BK ROZWOJU EKSPORTU 5% 5 051 0.00% Broadcom Corp 5% 27 830 0.01% Broadridge Financial Solutions Inc 5% 2 342 0.00% BS FINANCIAL HOLDINGS 5% 7 995 0.00% BTS GROUP HOLDINGS PCL FORGN 5% 13 143 0.00% Builders FirstSource Inc 5% 5 826 0.00% BUMRUNGRAD HOSPITAL FOREIGN 5% 7 700 0.00% Burlington Stores Inc 5% 3 783 0.00% Buzzi Unicem SpA 5% 2 975 0.00% BYD CO H 5% 16 350 0.00% Cabot Oil & Gas Corp 5% 9 795 0.00% Cafe de Coral Holdings Ltd 5% 732 0.00% Canadian Tire Corp Ltd 5% 24 457 0.01% CapitaLand Ltd 5% 21 388 0.00% Carl Zeiss Meditec AG 5% 4 008 0.00% Carnival PLC 5% 4 691 0.00% Catcher Technology Co Ltd 5% 24 181 0.01% CBRE Group Inc 5% 98 592 0.02% CCC 5% 3 212 0.00% CCL Industries Inc 5% 1 011 0.00% CCR RODOVIAS ON 5% 2 046 0.00% CDK Global Inc 5% 1 425 0.00% CDW Corp/DE 5% 4 062 0.00% Celltrion Inc 5% 3 416 0.00% CENCOSUD 5% 470 0.00% CenterPoint Energy Inc 5% 2 262 0.00% Central Pattana Public Co Ltd 5% 20 005 0.00% CGI Inc 5% 81 489 0.02% CGN Power (H) 5% 898 0.00% CHAILEASE HOLDING 5% 28 899 0.01% Challenger Financial Services Group Ltd 5% 795 0.00% CHANGSHA ZOOMLION H 5% 6 137 0.00% Cheil Industries Inc 5% 1 403 0.00% CHENG SHIN RUBBER IND 5% 10 236 0.00% Cheniere Energy Partners LP Holdings LLC 5% 46 845 0.01% Cheung Kong Infrastructure Holdings Ltd 5% 1 012 0.00% Chimei Innolux Corporation 5% 10 174 0.00% CHINA AGRI HOLDINGS 5% 6 502 0.00%

38 China Cinda Asset Management (H) 5% 694 0.00% CHINA COMM SERVI H 5% 2 004 0.00% China Conch Venture Holdings (P Chip) 5% 33 145 0.01% CHINA DEV FINANCIAL HLDS 5% 1 485 0.00% China Everbright International (Red Chip) 5% 11 366 0.00% China Evergrande Group 5% 2 299 0.00% China Huishan Dairy Holdings (P Chip) 5% 295 0.00% China International Marine Containers Co Ltd 5% 3 976 0.00% CHINA LIFE INSURANCE CO 5% 1 122 0.00% CHINA LONGYUAN POWER H 5% 8 510 0.00% CHINA MENGNIU DAIRY CO 5% 49 347 0.01% China Merchants Bank Co Ltd 5% 95 230 0.02% China Merchants Hldgs (Intl) Co Ltd 5% 1 764 0.00% China Merchants Securities Co Ltd 5% 3 450 0.00% China Molybdenum (H) 5% 10 089 0.00% China Overseas Land and Investment Ltd 5% 72 293 0.02% CHINA PACIFIC INS GRP H 5% 2 129 0.00% China Pharmaceutical Group (Red Chip) 5% 52 940 0.01% China Resources Enterprise 5% 2 884 0.00% China Resources Land Ltd 5% 3 304 0.00% China Resources Pharmaceutical Group (Red Chip) 5% 6 442 0.00% CHINA RESOURCES POWER 5% 2 063 0.00% CHINA SHENHUA ENERGY COMPANY LIMITED 5% 2 708 0.00% CHINA TAIPING INSURANCE 5% 1 269 0.00% China Tower Corp Ltd 5% 3 474 0.00% Ciena Corp 5% 11 309 0.00% CIPLA 5% 989 0.00% CITIC Guoan Information Industry Co Ltd 5% 2 899 0.00% CITIC Securities (H) 5% 1 244 0.00% City Developments Ltd 5% 9 813 0.00% CMPC (EMPRESAS) 5% 14 688 0.00% Coca Cola Co 5% 38 938 0.01% Cognex Corp 5% 2 258 0.00% COMMERCIAL BANK OF QATAR 5% 9 214 0.00% CommVault Systems Inc 5% 1 900 0.00% COMPUTACENTER PLC 5% 6 293 0.00% CONCHO RESOURCES INC 5% 3 343 0.00% CONTINENTAL RESOURCES INC 5% 2 791 0.00% Cooper Cos Inc/The 5% 4 862 0.00% Corteva Inc 5% 4 443 0.00% CoStar Group 5% 5 671 0.00% COTY A 5% 986 0.00% Country Garden Holdings Co Ltd 5% 3 075 0.00% Credicorp Ltd 5% 3 030 0.00% Credit Corp Group Ltd 5% 266 0.00% Croda International PLC 5% 19 938 0.00% Cronos Group Inc 5% 586 0.00% Crown Castle International Corp 5% 13 120 0.00% CTRIP COM INTERNATIONAL LTD 5% 3 476 0.00% CyberArk Software Ltd 5% 9 705 0.00% DAEWOO SECURITIES CO 5% 1 610 0.00% Dah Sing Banking Grp Ltd 5% 661 0.00% Daifuku 5% 22 435 0.00% Daiichi Sankyo Co Ltd 5% 11 865 0.00% Dainippon Sumitomo Pharma Co 5% 3 359 0.00% Daiwa House Industry Co Ltd 5% 72 649 0.02% Dali Foods Group Co Ltd 5% 5 026 0.00% DANAWA CO LTD 5% 3 843 0.00%

39 Dassault Aviation 5% 1 603 0.00% Davide Campari 5% 3 989 0.00% Deckers Outdoor Corp 5% 8 165 0.00% Delta Electronics Inc 5% 45 012 0.01% DENTSPLY SIRONA 5% 43 821 0.01% Dialog Group 5% 3 354 0.00% Dialog Semiconductor PLC 5% 6 564 0.00% Dip Corp 5% 9 075 0.00% Direct Line Insurance Grp 5% 7 534 0.00% DMG Mori Co Ltd 5% 9 807 0.00% Don Quijote Holdings Co Ltd 5% 1 896 0.00% DONG Energy 5% 65 329 0.01% Saudi Arabian Mining Co-Maaden 5% 27 197 0.01% Saudi Basic Industries Corp 5% 83 319 0.02% Saudi Kayan Petrochemical Co 5% 3 188 0.00% SBI Life Insurance 5% 3 350 0.00% Scentre Group 5% 1 154 0.00% Schibsted ASA 5% 4 388 0.00% Sega Sammy Holdings Inc 5% 20 886 0.00% SEI Investments Co 5% 2 945 0.00% Sensata Technologies Holding 5% 29 287 0.01% Serco Group PLC 5% 5 133 0.00% SESA GOA 5% 1 314 0.00% SHANDONG WEIGAO GP MED H 5% 11 046 0.00% SHANGHAI IND HLDGS 5% 2 877 0.00% Shanghai Pharmaceuticals Holding (H) 5% 7 208 0.00% Sheng Siong Group Ltd 5% 288 0.00% Shenzhen International Hdgs (Red Chip) 5% 3 437 0.00% Shenzhen Investment Ltd 5% 4 039 0.00% SHENZHEN MINDRAY A(HK-C) 5% 3 466 0.00% Shenzhen Zhongjin Lingnan Nonfemet Co Ltd 5% 3 555 0.00% Shenzhou International Group Holdings 5% 50 816 0.01% SHIMANO INC 5% 2 325 0.00% Shimao Property Holdings Ltd 5% 3 996 0.00% Shoe Carnival Inc 5% 1 952 0.00% Shopify Inc. 5% 162 211 0.04% Showa Denko KK 5% 13 605 0.00% Shree Cements 5% 9 835 0.00% SIAM CEMENT FGN 5% 44 784 0.01% SimCorp 5% 3 666 0.00% Sime Darby Plantation 5% 837 0.00% Simpson Manufacturing Co Inc 5% 605 0.00% Sino Land Co Ltd 5% 1 662 0.00% Sino Ocean Group Holding Ltd 5% 6 791 0.00% SINOPEC SHANGHAI PETRO H 5% 1 930 0.00% SINOPHARM GROUP CO H 5% 19 932 0.00% SK TELECOM CO 5% 19 864 0.00% Sleep Number Corp 5% 2 276 0.00% SM INVESTMENTS 5% 23 212 0.01% SM Prime Holdings Inc 5% 38 696 0.01% Smartone Telecommunications Holdings Ltd 5% 401 0.00% SMIC 5% 1 118 0.00% Sohgo Security Services Co Ltd 5% 19 942 0.00% SOQUIMICH B 5% 12 488 0.00% St Barbara Ltd 5% 1 736 0.00% St. James's Place Plc 5% 1 780 0.00% STERIS plc 5% 46 499 0.01% Stolt-Nielsen Ltd 5% 1 245 0.00%

40 Sumitomo Electric Industries Ltd 5% 2 450 0.00% Sun Hung Kai Properties Ltd 5% 99 225 0.02% Sun Pharmaceutical Industries Ltd 5% 1 523 0.00% Sunac China Holdings Ltd 5% 6 229 0.00% Sundrug Co Ltd 5% 1 847 0.00% SUNNY OPTICAL TECH 5% 4 513 0.00% Super Retail Group 5% 1 955 0.00% Suruga Bank Ltd 5% 10 129 0.00% Suzano Papel e Celulose SA (ON) 5% 2 384 0.00% Svenska Handelsbnk A 5% 55 416 0.01% Swire Properties Ltd 5% 11 879 0.00% TAIWAN BUSINESS BANK 5% 10 355 0.00% TAIWAN CEMENT CORP 5% 1 708 0.00% TAIWAN COOPERATIVE FIN 5% 1 900 0.00% TAIWAN MOBILE 5% 30 094 0.01% Take-Two Interactive Software 5% 3 192 0.00% Talgo SA 5% 2 066 0.00% Tata Consultancy Services Ltd 5% 125 877 0.03% TATA MOTORS 5% 1 254 0.00% TATUNG 5% 5 016 0.00% TC Energy Corp 5% 12 386 0.00% TCL CORPORATION 5% 4 919 0.00% TECH MAHINDRA 5% 24 049 0.01% Teleperformance 5% 47 313 0.01% TELUS CORP 5% 20 488 0.00% Temenos Group 5% 2 433 0.00% Tempur Pedic International 5% 4 442 0.00% Tencent Holdings Ltd 5% 1 257 674 0.27% Teradata Corp 5% 3 789 0.00% Terna Rete Elettrica Nazionale 5% 5 301 0.00% Tetra Tech Inc 5% 354 0.00% Teva Pharmaceutical 5% 3 481 0.00% Textainer Group Holdings Ltd 5% 108 235 0.02% THAI MILITARY BANK 5% 2 839 0.00% Titan Industries Ltd 5% 22 777 0.00% Tokuyama Corp 5% 2 257 0.00% Tokyu Fudosan Holdings Corp 5% 1 630 0.00% Topdanmark A/S 5% 801 0.00% Toshiba Tec Corp 5% 5 252 0.00% Towngas China 5% 3 582 0.00% TPSA TELEKOM POLSKA 5% 4 294 0.00% Treasury Wine Estates 5% 1 829 0.00% Trend Micro Inc/Japan 5% 2 320 0.00% Trex Co Inc 5% 1 399 0.00% TRICON CAPITAL GROUP INC 5% 1 022 0.00% TRUE CORPORATION PCL 5% 5 977 0.00% TRUIST FINANCIAL CORP 5% 289 767 0.06% Tryg A/S 5% 22 265 0.00% TUI Group 5% 1 198 0.00% TURKCELL ILETISIM HIZMET 5% 13 592 0.00% Twilio Inc 5% 2 096 0.00% Twitter Inc 5% 6 198 0.00% Uber Technologies Inc 5% 5 638 0.00% UMICORE 5% 27 642 0.01% UNILEVER INDONESIA 5% 21 516 0.00% Uniper 5% 6 888 0.00% United Arrows Ltd 5% 13 572 0.00% United Internet AG 5% 780 0.00%

41 United Urban Investment Corp 5% 1 332 0.00% Universal Display Corp 5% 816 0.00% Universal Insurance Holdings Inc 5% 2 680 0.00% Universal Robina 5% 809 0.00% Unum Group 5% 3 784 0.00% Vail Resorts 5% 29 266 0.01% Valeant Pharmaceuticals International Inc 5% 1 847 0.00% Valmet Corp 5% 1 380 0.00% ViacomCBS Inc 5% 9 613 0.00% VICINITY CENTRES 5% 1 184 0.00% Vipshop Holdings Ltd 5% 27 888 0.01% Visteon Corp 5% 852 0.00% VISTRA ENERGY CORP 5% 19 794 0.00% Volkswagen 5% 9 530 0.00% VONOVIA SE 5% 7 411 0.00% VTB BANK(RUB) 5% 853 0.00% Vtech Hldgs 5% 214 0.00% WANT WANT CHINA HLDGS 5% 1 683 0.00% Washington H.Soul Pattinson & Co Ltd 5% 2 038 0.00% WASTE CONNECTIONS 5% 6 885 0.00% WEIBO CORP-SPON ADR 5% 769 0.00% Weir Group Plc 5% 957 0.00% Welltower Inc 5% 131 681 0.03% WESTROCK COMPANY 5% 3 661 0.00% WH Group Ltd 5% 2 216 0.00% Wharf Real Estate Investment Co Ltd 5% 2 459 0.00% Wheaton Precious Metals Corp 5% 49 398 0.01% Wheelock and Co Ltd 5% 1 422 0.00% Wisetech Global Ltd 5% 3 539 0.00% Woolworths Holdings Ltd 5% 13 721 0.00% Worldline SA/France 5% 3 956 0.00% WSP Global 5% 19 818 0.00% Wynn Macau Ltd 5% 1 121 0.00% Wynn Resorts 5% 2 304 0.00% Xcel Energy Inc 5% 120 210 0.03% Xinjiang Goldwind Science & Technology (H) 5% 4 354 0.00% XPO Logistics Inc 5% 2 267 0.00% Yamaguchi Financial Group Inc 5% 972 0.00% Yelp Inc 5% 3 870 0.00% YTL Corporation Berhad 5% 3 073 0.00% Z Holdings Corp 5% 5 057 0.00% Zeon Corp 5% 384 0.00% ZHEJIANG EXPRESSWAY H 5% 6 922 0.00% Zhejiang Huayou Cobalt Co Ltd 5% 1 394 0.00% ZHONGSHENG GROUP HLDGS 5% 10 069 0.00% ZTO Express ADS (N Shares) 5% 6 585 0.00% DONGFENG MOTOR GROUP H 5% 1 338 0.00% DP World 5% 9 481 0.00% Dream Office REIT 5% 4 435 0.00% Dropbox Inc 5% 3 438 0.00% DSV PANALPINA A/S 5% 3 966 0.00% Dubai Islamic Bank 5% 7 334 0.00% Dufry 5% 1 025 0.00% DUPONT DE NEMOURS INC 5% 14 057 0.00% E.SUN FINANCIAL HOLDINGS 5% 48 933 0.01% Eagle Pharmaceuticals Inc/DE 5% 643 0.00% Eaton Vance Corp 5% 1 328 0.00% ECOPETROL 5% 991 0.00%

42 Edenred EUR 5% 3 961 0.00% ELECTRICITY GEN PUB CO FOR R 5% 18 744 0.00% Elisa 5% 5 328 0.00% EMART CO 5% 695 0.00% Embotelladora Andina B 5% 3 776 0.00% EMBOTELLADORAS ARCA 5% 10 684 0.00% EMIRATES TELECOM CORP 5% 1 939 0.00% ENERGISA SA 5% 8 949 0.00% ENERGY ABSOLUTE PCL-FOREIGN 5% 12 987 0.00% ENGIE BRASIL ON 5% 9 121 0.00% ENTEL 5% 3 807 0.00% Epiroc 5% 2 012 0.00% EQUATORIAL ENERGIA ON 5% 2 148 0.00% Erie Indemnity Co 5% 16 103 0.00% Essent Group Ltd 5% 4 802 0.00% Essity Aktiebolag B 5% 70 758 0.02% EVE Energy (A) (SC SZ) 5% 4 618 0.00% Evercore Inc 5% 7 179 0.00% EVERGREEN MARINE CORP 5% 4 652 0.00% Evolution Mining Ltd 5% 1 169 0.00% EXACT SCIENCES CORP 5% 2 849 0.00% Exelixis Inc 5% 374 0.00% SpA 5% 36 681 0.01% FactSet Research Systems Inc 5% 49 111 0.01% FALABELLA 5% 11 859 0.00% FamilyMart 5% 1 603 0.00% FANCL CORP 5% 1 793 0.00% FAR EASTERN NEW CENTURY 5% 16 789 0.00% FAR EASTONE TELECOM. CO 5% 14 882 0.00% First Pacific Co Ltd/Hong Kong 5% 380 0.00% First Republic Bank/CA 5% 76 856 0.02% Firstgroup Plc 5% 1 079 0.00% Fisher & Paykel Healthcare Cor 5% 4 622 0.00% FleetCor Technologies Inc 5% 10 378 0.00% FMC Corp 5% 2 839 0.00% Fortescue Metals Group Ltd 5% 40 006 0.01% FOSUN INT'L(CN) 5% 19 945 0.00% Fox Corp 5% 977 0.00% Fraport AG 5% 8 888 0.00% Fujitsu Frontech Ltd 5% 3 518 0.00% G4S PLC 5% 1 019 0.00% GALLAGHER (ARTHUR J.) 5% 71 493 0.02% Galp Energia SGPS SA 5% 27 879 0.01% Gartner Inc 5% 2 556 0.00% GAZPROM OAO 5% 11 974 0.00% Genesco Inc 5% 2 087 0.00% Genting Malaysia 5% 764 0.00% Genworth Mi Canada 5% 10 716 0.00% Getlink SE 5% 20 278 0.00% Global Payments Inc 5% 13 351 0.00% GLOBANT 5% 18 425 0.00% Glu Mobile Inc 5% 561 0.00% GN Great Nordic 5% 3 967 0.00% Go-Ahead Group PLC/The 5% 1 718 0.00% Godrej Consumer Products 5% 1 585 0.00% Goldcrest Co Ltd 5% 3 975 0.00% GPO. INVER. SURAMERICANA 5% 1 381 0.00% GRANITE REAL ESTATE INVESTME 5% 4 435 0.00%

43 Grasim Industries Ltd 5% 2 198 0.00% Greenhill & Co Inc 5% 1 112 0.00% GRUPO ARGOS 5% 7 178 0.00% GRUPO BIMBO A 5% 12 894 0.00% GUANGZHOU AUTO GROUP H 5% 15 379 0.00% GULF ENERGY DEVELOPMENT PUBLIC COMPANY LIMITED 5% 5 266 0.00% Gunma Bank Ltd/The 5% 6 670 0.00% GVC Holdings PLC 5% 2 762 0.00% Haemonetics Corp 5% 6 010 0.00% Haier Electronics Group 5% 1 629 0.00% Haitong Securities (H) 5% 896 0.00% Hakon Invest AB 5% 5 806 0.00% Halozyme Therapeutics Inc 5% 2 916 0.00% Hamamatsu Photonics KK 5% 1 568 0.00% HANG LUNG PROPERTIES 5% 1 300 0.00% HAP SENG CONSOLIDATED 5% 4 102 0.00% Hargreaves Lansdown PLC 5% 1 683 0.00% Hartalega Holdings Bhd 5% 8 692 0.00% Harvey Norman Holdings Ltd 5% 1 613 0.00% HAVELLS INDIA LTD 5% 11 969 0.00% HD Supply 5% 2 801 0.00% Heidelberg Cement AG 5% 33 283 0.01% HENDERSON LAND 5% 1 548 0.00% Hengan International Group Co Ltd 5% 1 857 0.00% Herman Miller Inc 5% 393 0.00% HERO HONDA MOTORS 5% 12 429 0.00% Hexagon AB 5% 3 712 0.00% Hikma Pharmaceuticals 5% 2 239 0.00% HILTON WORLDWIDE HLDGS 5% 124 331 0.03% HINDALCO INDUSTRIES 5% 18 563 0.00% Hitachi Ltd 5% 9 079 0.00% HKEX 5% 145 284 0.03% HKT Trust and HKT Ltd 5% 19 695 0.00% HOME PRODUCT CENTER PCL-FOR 5% 14 046 0.00% Honam Petrochemical Corp 5% 14 745 0.00% HONG LEONG BANK 5% 12 035 0.00% Hongkong Land Holdings Ltd 5% 1 417 0.00% Hoshizaki Corp 5% 1 062 0.00% HOTAI MOTOR COMPANY 5% 34 991 0.01% HOUSING DEV FINANCE CORP 5% 253 999 0.06% Howden Joinery Group PLC 5% 11 608 0.00% HUA NAN FINANCIAL HLDGS 5% 26 221 0.01% Huaneng Renewables (H) 5% 7 312 0.00% Huatai Securities (H) 5% 821 0.00% HUTCHISON CHINA ADR 5% 4 683 0.00% Hysan Development Co Ltd 5% 2 494 0.00% Hyundai Robotics 5% 13 906 0.00% iA Financial Corp Inc 5% 9 020 0.00% Iac Interactivecor 5% 4 132 0.00% ICICI BANK 5% 8 875 0.00% IDACORP Inc 5% 4 200 0.00% IDEX Corp 5% 42 615 0.01% IHH Healthcare 5% 13 755 0.00% IHS Inc 5% 102 555 0.02% IJM CORP 5% 1 228 0.00% ILIAD NPV 5% 756 0.00% IMAX Corp 5% 1 673 0.00% Incyte Corp 5% 7 715 0.00%

44 Indah Kiat Pulp & Paper 5% 5 806 0.00% Indian Oil 5% 3 182 0.00% INDUSTRIAS PENOLES CP 5% 6 317 0.00% INDUSTRIES QATAR 5% 1 480 0.00% ING GROEP 5% 191 833 0.04% Inghams Group Ltd 5% 1 282 0.00% INNER MONGOLIA YITAI B 5% 2 159 0.00% Innoviva Inc 5% 1 253 0.00% INTER PIPELINE 5% 2 754 0.00% INTER RAO UES 5% 12 379 0.00% Interconexion Electrica SA 5% 12 711 0.00% IntercontinentalExchange Group 5% 192 163 0.04% Interroll Holding AG 5% 1 346 0.00% Ionis Pharmaceuticals Inc 5% 3 150 0.00% Iron Mountain Inc 5% 26 865 0.01% iShares Global Government Bond 5% 12 516 782 2.72% ITC 5% 2 783 0.00% J Front Retailing Co Ltd 5% 1 768 0.00% Jabil Circuit Inc 5% 1 985 0.00% James Hardie Industries Plc 5% 1 999 0.00% Japan Petroleum Exploration Co Ltd 5% 2 870 0.00% Jasa Marga 5% 3 818 0.00% JC DECAUX INTERNATIONAL 5% 3 726 0.00% Jeronimo Martins SGPS SA 5% 16 281 0.00% JG SUMMIT HOLDINGS 5% 24 112 0.01% JIANGSU EXPRESSWAY CO H 5% 4 356 0.00% Johnson Controls Inc 5% 150 469 0.03% Jones Lang Lasalle 5% 30 861 0.01% JSR Corp 5% 2 413 0.00% JSW STEEL 5% 1 407 0.00% K-Mart Corp 5% 13 0.00% KALBE FARMA 5% 9 446 0.00% KANGWON LAND 5% 2 049 0.00% KAR Auction Services Inc 5% 11 395 0.00% Kasikornbank 5% 3 641 0.00% KASIKORNBANK FGN 5% 41 964 0.01% Keihan Holdings Co Ltd 5% 1 618 0.00% KEIHIN ELEC EXP RAILWAY 5% 1 150 0.00% Keisei Electric Railway Co Ltd 5% 2 959 0.00% Keppel Corp Ltd 5% 19 701 0.00% Keyera Corp 5% 1 243 0.00% Kforce Inc 5% 7 884 0.00% KIMBERLY-CLARK MEXICO A 5% 12 943 0.00% Kingspan Group Plc 5% 22 021 0.00% Kirkland Lake Gold Ltd 5% 4 917 0.00% KKR & Co Inc 5% 49 662 0.01% Koito Manufacturing Co Ltd 5% 1 223 0.00% KOMERCNI BANKA 5% 5 429 0.00% Kone OYJ 5% 3 808 0.00% Korea Aerospace Industries Ltd 5% 469 0.00% KOREA INVESTMENT HLDG 5% 1 243 0.00% KUALA LUMPUR KEPONG 5% 3 089 0.00% Kweichow Moutai Co Ltd 5% 3 622 0.00% L E Lundbergforetagen AB 5% 2 351 0.00% L3Harris Technologies Inc 5% 25 179 0.01% Labrador Iron Ore Royalty Corp 5% 443 0.00% Land and Houses Public Co Ltd 5% 13 335 0.00% Landstar System Inc 5% 15 901 0.00%

45 LANXESS 5% 3 076 0.00% Largan Precision Co Ltd 5% 3 953 0.00% LARSEN & TOUBRO 5% 2 956 0.00% LEE & MAN PAPER 5% 4 055 0.00% Legend Holdings (H) 5% 2 939 0.00% Lendlease Group 5% 25 319 0.01% Liberty Media Corp-Liberty Sir 5% 1 703 0.00% LIC HOUSING FINANCE 5% 2 335 0.00% Lindt & Sprüngli 5% 21 308 0.00% LOCALIZA RENT A CAR 5% 34 973 0.01% LOJAS AMERICANAS PN 5% 1 236 0.00% LOJAS RENNER 5% 48 815 0.01% Longfor Properties Co Ltd 5% 3 164 0.00% LOTOS GROUP 5% 7 364 0.00% Lotte Confectionery Co Ltd 5% 3 083 0.00% LUKOIL 0AO T 0 5% 131 832 0.03% M3 Inc 5% 2 450 0.00% Magellan Financial Grp Ltd 5% 469 0.00% MAGNIT OJSC SPON GDR REGS 5% 1 097 0.00% MAHINDRA & MAHINDRA 5% 26 852 0.01% Man Group Plc 5% 3 464 0.00% MANILA ELECTRIC CO 5% 4 018 0.00% Marshalls PLC 5% 2 108 0.00% MARUTI SUZUKI INDIA 5% 3 697 0.00% Masimo Corp 5% 3 677 0.00% Matsushita Electric Industrial Co Ltd 5% 70 202 0.02% McDonalds 5% 3 085 0.00% McGraw Hill Financial Inc 5% 245 221 0.05% McMillan Shakespeare Ltd 5% 396 0.00% MEGA FINANCIAL HLDG(CTB) 5% 4 693 0.00% Meitec Corp 5% 1 582 0.00% Meituan Dianping (P Chip) 5% 62 636 0.01% Melco Resorts & Entertainment 5% 1 604 0.00% Melrose Plc 5% 3 974 0.00% Mercadolibre Inc 5% 85 295 0.02% Mercury General Corp 5% 8 741 0.00% Meridian Energy Ltd 5% 22 344 0.00% Meritor Inc 5% 2 177 0.00% Meritz Sec 5% 307 0.00% METROPOLITAN BANK &TRUST 5% 9 168 0.00% Michael Kors Hldgs Ltd 5% 19 797 0.00% MINOR INTERNATIONAL PCL FOR 5% 19 477 0.00% MITSUBISHI ESTATE CO LTD 5% 78 234 0.02% Mizrahi Tefahot Bank Ltd 5% 23 841 0.01% MOL MAGYAR OLAJ GAZIPARI 5% 17 771 0.00% MOMO INC-SPON ADR 5% 2 223 0.00% Motherson Sumi Systems 5% 1 742 0.00% MUANGTHAI CAPITAL PCL 5% 5 314 0.00% NAT'L BANK OF ABU DHABI 5% 48 749 0.01% National Western Life Group Inc 5% 296 0.00% NATURA COSMETICOS ON 5% 19 274 0.00% NESTLE (MALAYSIA) 5% 12 531 0.00% Nestle India 5% 20 772 0.00% NetEase Inc 5% 6 540 0.00% Neurocrine Biosciences Inc 5% 3 057 0.00% (H) 5% 988 0.00% New World Development Co Ltd 5% 2 566 0.00% NewMarket Corp 5% 2 167 0.00%

46 NICE Systems Ltd 5% 3 113 0.00% Nielsen Holdings 5% 27 297 0.01% Nintendo Co Ltd 5% 178 141 0.04% Nippon Paint Co Ltd 5% 1 722 0.00% NISSAN CHEMICAL IN 5% 6 826 0.00% Nisshin Seifun Group Inc 5% 2 369 0.00% NOMURA REAL ESTATE INC 5% 9 547 0.00% Norfolk Southern Corp 5% 204 895 0.04% Northern Star Resources Ltd 5% 3 520 0.00% Northland Power Inc 5% 8 950 0.00% NOVATEK OAO SPONS GDR REG S 5% 80 096 0.02% NOVOLIPETSK STEEL PJSC 5% 9 329 0.00% NRG Energy Inc 5% 5 154 0.00% Nutrien Ltd 5% 115 177 0.03% NXP Semiconductors 5% 9 048 0.00% Obayashi Corp 5% 41 063 0.01% OCI COMPANY 5% 3 505 0.00% Oil Search 5% 1 440 0.00% Oji Holdings Corp 5% 1 339 0.00% ONE Gas Inc 5% 9 298 0.00% OneMain Holdings Inc 5% 4 368 0.00% OOREDOO 5% 6 484 0.00% Origin Energy Finance Ltd 5% 35 367 0.01% Osaka Securities Exchange (OSE) 5% 1 978 0.00% Oshkosh Truck Corp 5% 6 797 0.00% OTP BANK 5% 49 315 0.01% PABRIK KERTAS TJIWI KIMIA PT 5% 4 710 0.00% Packaging Corp of America 5% 2 123 0.00% Paddy Power Plc 5% 1 807 0.00% Pakuwon Jati 5% 3 954 0.00% Palo Alto Networks Inc 5% 3 288 0.00% Parex Resources Inc 5% 8 367 0.00% Partners Group Holding AG 5% 6 255 0.00% Pason Systems Inc 5% 540 0.00% Pendal Group Ltd 5% 3 431 0.00% Perrigo Co Ltd 5% 23 505 0.01% PETRONAS DAGANGAN 5% 5 626 0.00% PETRONAS GAS 5% 924 0.00% Pharming Group NV 5% 5 748 0.00% PHOSAGRO OAO GDR REG S 5% 4 099 0.00% PICC PPTY & CASUALTY H 5% 1 971 0.00% PIDILITE INDUSTRIES LTD 5% 9 951 0.00% Pinduoduo ADS (N Shares) 5% 33 440 0.01% PIRAMAL ENTERPRISES LTD RIGHTS 5% 183 0.00% PIRAMAL HEALTHCARE 5% 9 418 0.00% Polymetal International 5% 12 292 0.00% PPB GROUP 5% 9 762 0.00% PRESS METAL ALUMINIUM HOLDIN 5% 5 847 0.00% Progress Software Corp 5% 5 624 0.00% PROSUS NV 5% 8 168 306 1.78% PRUDENTIAL CORP PLC 5% 189 913 0.04% Ps Business Parks 5% 4 326 0.00% PTT GLOBAL CHEMICAL PCL FOR 5% 21 495 0.00% PTT PCL/FOREIGN 5% 4 529 0.00% PUMA AG 5% 3 010 0.00% QATAR ELECT & WATER CO 5% 1 775 0.00% QATAR NATIONAL BANK 5% 117 686 0.03% Qinetiq Group Plc 5% 13 812 0.00%

47 QUINTILES IMS HOLDINGS INC 5% 99 973 0.02% Qurate Retail Group Inc 5% 4 253 0.00% RAIADROGASIL 5% 4 155 0.00% Regis Resources Ltd 5% 5 377 0.00% RELIANCE INDUSTRIES 5% 275 690 0.06% RenaissanceRe Holdings Ltd 5% 10 146 0.00% Rent A Center Inc 5% 5 048 0.00% Rentokil Initial Plc 5% 39 284 0.01% Reply SpA 5% 2 107 0.00% RESTAURANT BRANDS INTERNATIONAL INC 5% 2 874 0.00% Resurs Holding AB 5% 719 0.00% REX AMERICAN RESOURCES CORP 5% 1 626 0.00% Rohm Co Ltd 5% 1 723 0.00% ROLLS ROYCE HOLDINGS PLC 5% 16 0.00% Russell Investments Sterling Liquidity Fund 5% 11 733 0.00% Ryohin Keikaku Co Ltd 5% 1 115 0.00% SABESP ON 5% 3 853 0.00% SABRE 5% 957 0.00% Sage Group PLC 5% 1 778 0.00% Sally Beauty Holdings Inc 5% 994 0.00% Salmar ASA 5% 1 963 0.00% SAMSUNG CARD CO 5% 4 069 0.00% Samsung Electro-Mechanics Co Ltd 5% 1 911 0.00% Samsung Electronics Co. Ltd 5% 8 372 0.00% Sandfire Resources NL 5% 7 190 0.00% Santen Pharmaceutical Co Ltd 5% 24 228 0.01% Saracen Mineral Holdings Ltd 5% 6 927 0.00% Sarepta Therapeutics Inc 5% 3 975 0.00%

(b) Preference and ordinary shares in companies, excluding shares in property companies, not listed on an exchange 10% 413 609 0.09%

Advanced Micro Devices Inc 2.5% 11 846 0.00% Akamai Technologies Inc 2.5% 7 229 0.00% Associated British Foods PLC 2.5% 38 261 0.01% BARTON CAPITAL CORP. 2.5% 14 681 0.00% BPCE 2.5% 6 377 0.00% CANADIAN IMPERIAL BK 2.5% 8 942 0.00% Cirrus Logic Inc 2.5% 3 564 0.00% COPART INC 2.5% 94 462 0.02% DG BANK NY BRANCH 2.5% 3 838 0.00% EICHER MOTORS LTD 2.5% 20 438 0.00% Elekta AB 2.5% 2 169 0.00% FEDERATION DES CAISSES 2.5% 5 721 0.00% FORBO HOLDING AG /REGD/ /CHF/ 2.5% 5 426 0.00% ICHIBAN 2.5% 507 0.00% KLABIN UNIT 2.5% 12 054 0.00% LMA SA LMA AMERICAS 2.5% 3 819 0.00% Lojas Americanas SA 2.5% 4 0.00% MATCHPOINT FINANCE PLC 2.5% 6 371 0.00% MEHADRIN 2.5% 0 0.00% MUFG BK LTD N Y BRH DISC COML 2.5% 5 101 0.00% National Fuel Gas Co 2.5% 12 871 0.00% NATIXIS NY 2.5% 7 676 0.00% ONTARIO TEACHERS FINAN 2.5% 6 301 0.00% PACCAR FINANCIAL COR 2.5% 7 668 0.00% Petronet LNG 2.5% 7 971 0.00% PROMED 2.5% 960 0.00% Prosperity Bancshares Inc 2.5% 4 859 0.00%

48 STARBIRD FDG. CORP 2.5% 6 350 0.00% Synopsys Inc 2.5% 17 294 0.00% TOMTOM 2.5% 724 0.00% Tractor Supply Co 2.5% 40 919 0.01% Ulta Salon Cosmetics & Fragrances Inc 2.5% 46 074 0.01% Wellcare Health Plans Inc 2.5% 3 130 0.00%

4 IMMOVABLE PROPERTY 39 665 023 8.63% 4.1 Inside the Republic 25% 37 694 849 8.20% (a) Preference shares, ordinary shares and linked units comprising shares linked to debentures in property companies, or units in a Collective 25% 37 694 849 8.20% Investment Scheme in Property, listed on an exchange (a)(i) Issuer market capitalisation of R10 billion or more, or an amount or conditions as prescribed 25% 26 857 310 5.84%

Emira Property Fund Ltd 15% 672 368 0.15% Growthpoint Properties Ltd 15% 7 771 157 1.69% HAMMERSON PLC 15% 268 336 0.06% Intu Prop Plc 15% 89 898 0.02% Investec Property Fund Ltd 15% 821 772 0.18% MAS Real Estate 15% 904 863 0.20% NEPI. Rockcastle PLC 15% 5 176 340 1.13% RDI REIT Plc 15% 107 906 0.02% Redefine Properties Ltd 15% 4 958 781 1.08% Resilient Property Income Fund Ltd 15% 2 159 454 0.47% SA Corporate Real Estate Ltd 15% 930 201 0.20% Sirius Real Estate Ltd 15% 940 004 0.20% Vukile Property Fund Ltd 15% 2 056 231 0.45%

(a)(ii) Issuer market capitalisation of between R3 billion and R10 billion, or an amount or conditions as prescribed 25% 10 157 678 2.21%

Accelerate Property Fund Ltd 10% 18 284 0.00% Attacq Ltd 10% 984 865 0.21% EPP NV 10% 963 684 0.21% Equities Property Fund Ltd 10% 1 137 085 0.25% FORTRESS REIT LTD 10% 3 295 548 0.72% Hospitality Property Fund Ltd 10% 119 302 0.03% Hyprop Investments Ltd 10% 1 590 395 0.35% Investec Australia Property Fu 10% 732 516 0.16% Liberty Two Degrees Ltd 10% 302 780 0.07% Octodec Investments Ltd 10% 172 860 0.04% Stenprop Ltd 10% 184 826 0.04% Stor-Age Property REIT Limited 10% 655 533 0.14%

(a)(iii) Issuer market capitalisation of less than R3 billion or an amount or conditions as prescribed 25% 679 861 0.15%

Arrowhead Properties Ltd 5% 143 885 0.03% Capital & Counties Properties 5% 471 409 0.10% Fortress REIT Ltd 5% 5 532 0.00% Growthpoint Properties Ltd 5% 22 756 0.00% Indluplace Properties Ltd 5% 19 779 0.00% Redefine Properties Ltd 5% 16 500 0.00%

(b) Immovable property, preference and ordinary shares in property companies, and linked units comprising shares linked to debentures in 15% property companies, not listed on an exchange 5%

49 4.2 Foreign 25% 1 970 173 0.43% (a) Preference shares, ordinary shares and linked units comprising shares linked to debentures in property companies, or units in a Collective 25% 1 965 151 0.43% Investment Scheme in Property, listed on an exchange (a)(i) Issuer market capitalisation of R10 billion or more, or an amount or conditions as prescribed 25% 303 720 0.07%

Artis Real Estate Investment T 15% 1 477 0.00% China Aoyuan Group Ltd 15% 7 815 0.00% China Vanke Co Ltd 15% 16 921 0.00% Daiwa House Residential Invest 15% 5 195 0.00% Deutsche Wohnen SE 15% 64 792 0.01% Equity LifeStyle Properties In 15% 3 003 0.00% GOODMAN GROUP 15% 54 316 0.01% Greenland Holdings Corp Ltd 15% 2 982 0.00% HEALTHPEAK PROPERTIES INC 15% 53 626 0.01% Immofinanz 15% 5 191 0.00% Invitation Homes Inc 15% 3 125 0.00% Japan Prime Realty Investment 15% 4 052 0.00% Jinke Property Group Co Ltd 15% 4 510 0.00% Liberty Global PLC 15% 18 791 0.00% Financial Corp 15% 39 995 0.01% Micro Focus International 15% 1 419 0.00% Orix JREIT Inc 15% 4 977 0.00% Unibail-Rodamco 15% 4 985 0.00% Yuzhou Properties Co Ltd 15% 6 548 0.00% (a)(ii) Issuer market capitalisation of between R3 billion and R10 billion, or an amount or conditions as prescribed 25% 114 963 0.03%

Liberty Property Trust 10% 30 388 0.01% Macerich Co 10% 492 0.00% UNIBAIL RODAMCO 10% 84 084 0.02% (a)(iii) Issuer market capitalisation of less than R3 billion or an amount or conditions as prescribed 25% 1 546 468 0.34%

Alexandria Real Estate Equitie 5% 78 536 0.02% Apple Hospitality REIT Inc 5% 15 246 0.00% Ascendas Real Estate Investmen 5% 15 502 0.00% AvalonBay Communities Inc 5% 15 463 0.00% Boston Properties Inc 5% 85 885 0.02% British Land Co PLC 5% 31 211 0.01% Camden Property Trust 5% 29 273 0.01% CapitaLand Commercial Trust 5% 18 282 0.00% CapitaLand Mall Trust 5% 13 050 0.00% Charter Hall Group 5% 1 933 0.00% China Merchants Shekou Industrial Zone 5% 7 407 0.00% China Vanke Co Ltd 5% 27 395 0.01% CK Asset Holdings 5% 5 475 0.00% CorePoint Lodging Inc 5% 513 0.00% Country Garden Services Holdings (P Chip) 5% 16 362 0.00% Dexus 5% 46 412 0.01% DUKE REALTY CORP 5% 32 445 0.01% Emaar Properties 5% 1 180 0.00% Equinix Inc 5% 180 719 0.04% Equity Residential 5% 7 053 0.00% Essex Property Trust Inc 5% 3 565 0.00% EXTRA SPACE STORAGE INC 5% 11 232 0.00% Federal Realty Investment Trus 5% 30 575 0.01% Fibra Uno Administracion SA de CV 5% 1 128 0.00%

50 First Capital Realty Inc 5% 5 106 0.00% First REIT 5% 877 0.00% GECINA SA 5% 19 947 0.00% Gemdale Corp 5% 3 532 0.00% GPT Group/The 5% 25 508 0.01% Great Portland Estates PLC 5% 10 698 0.00% H&R Real Estate Investment Trust 5% 886 0.00% Host Hotels & Resorts 5% 44 353 0.01% JAPAN REAL ESTATE INVESTMENT 5% 1 727 0.00% JAPAN RETAIL FUND INVESTMENT 5% 6 788 0.00% KIMCO REALTY CORP 5% 3 975 0.00% KLEPIERRE 5% 1 641 0.00% LAND SECURITIES GROUP PLC 5% 3 127 0.00% Link REIT 5% 21 999 0.00% Metrovacesa SA 5% 1 531 0.00% Mid-America Apartment Communit 5% 3 125 0.00% MIRVAC GROUP 5% 32 859 0.01% Mitsui & Co Ltd 5% 83 086 0.02% NEPI. Rockcastle PLC 5% 13 356 0.00% NIPPON BUILDING FUND INC 5% 2 080 0.00% NIPPON PROLOGIS REIT INC 5% 11 797 0.00% Piedmont Office Realty Trust 5% 2 571 0.00% Poly Real Estate Group Co Ltd 5% 6 957 0.00% PROLOGIS INC 5% 224 373 0.05% Public Storage 5% 29 174 0.01% Realty Income Corp 5% 5 584 0.00% REGENCY CENTERS CORP 5% 2 392 0.00% Riocan Real Estate Investment Trust 5% 9 198 0.00% RUENTEX DEVELOPMENT CO 5% 7 323 0.00% SBA Communications Corp 5% 115 090 0.03% SEGRO PLC 5% 56 478 0.01% Simon Property Group Inc 5% 10 559 0.00% SL Green Realty 5% 2 831 0.00% Stockland Corp Ltd 5% 38 874 0.01% Swiss Prime Site AG 5% 1 868 0.00% UDR INC 5% 37 229 0.01% Ventas Inc 5% 5 145 0.00% VEREIT INC 5% 1 752 0.00% VORNADO REALTY TRUST 5% 15 232 0.00%

(b) Immovable property, preference and ordinary shares in property companies, and linked units comprising shares linked to debentures in 15% 5 023 0.00% property companies, not listed on an exchange DIGITAL REALTY TRUST INC 5% 5 023 0.00%

5 COMMODITIES 10% 1 091 143 0.24% 5.1 Inside the Republic 1 091 143 0.24%

(a) Kruger Rands and other commodities on an exchange, including exchange traded commodities 10% 1 091 143 0.24%

(a)(i) Gold (including Kruger Rands) 10%

(a)(ii) Other commodities 5% 1 091 143 0.24% 5% 1 091 143 0.24%

51 5.2 Foreign 10% (a) Gold and other commodities on an exchange, including exchange traded commodities 10%

(a)(i) Gold 10%

(a)(ii) Other commodities 5% 5%

6 INVESTMENTS IN THE BUSINESS OF A PARTICIPATING EMPLOYER INSIDE THE REPUBLIC IN TERMS OF:-

(a) Section 19(4) of the Pension Funds Act 5% (b) To the extent it has been allowed by an exemption in terms of section 19(4A) of the Pension Funds Act 10%

7 HOUSING LOANS GRANTED TO MEMBERS IN ACCORDANCE WITH THE PROVSIONS OF SECTION 19(5) 95%

8 HEDGE FUNDS, PRIVATE EQUITY FUNDS AND ANY OTHER ASSET NOT REFERRED TO IN THIS SCHEDULE 15% 0 0.00%

8.1 Inside the Republic 15% (a) Hedge fund 10% (a)(i) Funds of hedge funds 10% 5% (a)(ii) Hedge funds 10% 2.5%

(b) Private equity funds 10% (b)(i) Funds of private equity funds 10% 5% (b)(ii) Private equity funds 10% 2.5%

(c) Other assets not referred to in this schedule and excluding a hedge fund or private equity fund 2.5%

8.2 Foreign 15% 0 0.00% (a) Hedge fund 10% (a)(i) Funds of hedge funds 10% 5% (a)(ii) Hedge funds 10% 2.5%

(b) Private equity funds 10% (b)(i) Funds of private equity funds 10% 5% (b)(ii) Private equity funds 10% 2.5%

52 (c) Other assets not referred to in this schedule and excluding a hedge fund or private equity fund 2.5% 0 0.00%

TOTAL ASSETS - REGULATION 28 (D above) 459 535 303 100.00%

INVESTMENT SUMMARY (REGULATION 28) Foreign Percentage Percentage of Percentage of Local (Excluding Africa Total of Fair value Fair value Fair value Africa) R%R % R % R 1 Balances or deposits, money market instruments issued by a bank 23 805 242.54 5.18% 2 380 939.19 0.52% 26 186 181.73 including Islamic liquidity management financial instruments 2 Debt instruments including Islamic 67 981 578.88 14.79% 959 298.22 0.21% 68 940 877.10 debt instruments

3 Equities 195 463 332.55 42.53% 128 004 498.65 27.86% 184 246.75 0.04% 323 652 077.95

4 Immovable property 37 694 849.39 8.20% 1 970 173.29 0.43% 39 665 022.69

5 Commodities 1 091 143.16 0.24% 1 091 143.16 6 Investment in the business of a 0.00 participating employer 7 Housing loans granted to members - 0.00 section 19(5) 8 Hedge Funds, private equity funds and any other assets not referred to 0.00 0.00% 0.00 in this schedule 9 Fair value of assets to be excluded in terms of sub-regulations3(c ) and 0.00 (8)(b) of Regulation 28 10 Investments not disclosed/data not 0.00 available for disclosure TOTAL (equal to the fair value of 326 036 146.53 70.95% 133 314 909.35 29.01% 184 246.75 0.04% 459 535 302.63 assets)

Note: Maximum Foreign limits and disclosure in terms of South African Reserve Bank requirements.

Total (Inside & Percentage of Fair Regulation 28 limits Foreign) value

R%

Asset Limits in terms of sub regulation 3(f)

Other debt instruments not listed 3 251 540 0.71% Equities not listed 1 199 223 0.26% Immovable properties not listed 5 023 0.00% Hedge funds , Private Equity funds and other assets 0 0.00% TOTAL 4 455 785 0.97% 35% Asset Limits in terms of sub regulation 3(g)

Equities not listed 1 199 223 0.26% Private Equity funds

TOTAL 1 199 223 0.26% 15% Asset Limits in terms of sub-regulation 3(h) Cash and deposits with a South African Bank TOTAL Asset Limits in terms of sub-regulation 3(i)

Foreign (excluding Africa) 133 314 909 29.01% 30% Africa 184 247 0.04% 10% TOTAL 133 499 156 29.05% 40%

NOTES:

1 Difference due to a timing difference between the portfolio of assets used for financial statement reporting purposes and

53 the portfolio of assets used for Regulation 28 reporting purposes. 2 Credit balance in current accounts must be included in item 1.

3 If the investments exceed the limit per institution/company/individual and no exemption has been obtained, the details below must be completed for each institution/company/individual in each category of assts. Investments in institution/company/individual Item % of Fair Value Fair Value ( R)

4 EXEMPTIONS GRANTED BY THE REGISTRAR Item Max % Date of letter Fair Value ( R)

54