Exponential Sums: Normal Numbers and Waring's Problem
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Manfred G. Madritsch Matrikelnummer 0130439 Exponential sums: Normal numbers and Waring's Problem Dissertation1 Ausgefuhrt¨ zum Zwecke der Erlangung des akademischen Grades eines Doktors der technischen Wissenschaften Betreuer: O. Univ.-Prof. Dr. Robert F. Tichy unter Mitwirkung von Ao. Univ.-Prof. Dr. J¨org M. Thuswaldner Eingereicht an der Technischen Universit¨at Graz Fakult¨at fur¨ Technische Mathematik und Technische Physik Graz, April 2008 1Supported by the Austrian Science Fund (FWF) FSP-Project S9603 and S9611 Preface If f : N ! R is a given arithmetic function then we call a sum of the form N X exp(2πif(n)) (∗) n=1 an exponential sum. These sums are a central tool in analytic number theory and have applica- tions in different areas such as in uniform distribution, counting zeros of ζ-functions and additive problems. We mention the seminal paper by Weyl from 1916, where he considered the uniform distribution of sequences (p(n))n≥1 where p is a polynomial. These considerations lead him to the statement of a criterion (later called Weyl's criterion) for a sequence to be uniformly distributed, saying that a sequence is uniformly distributed if and only if certain exponential sums have non-trivial estimates (cf. Theorem 1.3). Weyl's results where extended by Van der Corput. He improved Weyl's method in order to t estimate the Riemann zeta-function in the critical strip. In this case f(n) = − 2π log n in (∗). Another problem from the same context is the Dirichlet divisor problem. Let d(n) denote the number of divisors of the number n. Then one is interested in estimates of X ∆(x) = d(n) − x log x − (2γ − 1)x; n≤x where γ is Euler's constant. These sums are estimated by a Fourier transform of the function 1 (x) = x − bxc − 2 . Fourier transformation also plays a role in uniform distribution, especially in discrepancy theory, where one is interested in a function, that is a good approximation of an Urysohn function and which has a nice Fourier transform. These functions were introduced by Vinogradov and play a central role in the estimation of the discrepancy of normal numbers. The exponential sums occurring in the estimation of the Urysohn function where also considered by R.C. Baker in 1984. In particular he was able to show the uniform distribution of the values of certain entire functions. This was the starting point of my research work and will be described in Chapter 2 where we want to construct normal numbers with help of entire functions of the same type as those considered by Baker. The theoretical background to the used constructions and their motivation will be presented in Chapter 1. Chapter 3 will lead us a little bit away from the estimation of exponential sums. It contains preliminary results on normal numbers in matrix number systems that will be used later. Some of its results, however, are of interest on its own right. We consider normal numbers in different number systems, where these systems and the associated concept of normal numbers are introduced and described in Chapter 1. Moreover we show how one can extend the construction of Copeland and Erd}osto matrix number systems. In Chapter 4 we want to combine the methods used in Chapter 2 with the results of Chapter 3 in order to extend the construction by Nakai and Shiokawa to the Gaussian number systems. Therefore we have to estimate exponential sums over the Gaussian integers which are similar to the considerations of Hua and Wang, who introduced exponential sums in algebraic number fields. 2 3 Besides the construction of normal numbers and uniform distribution we are also concerned with applications of exponential sums in additive problems. The fundamental problem is to consider number of solutions of equations of the form N = x1 + ··· + xs (x1; : : : ; xs 2 S); where S is a subset of the positive integers. Interesting choices for S are for instance the k-th powers, the prime numbers, the k-th powers of prime numbers, the square-free numbers, the k-free numbers. The basic tool in the estimation of the numbers of solution is the orthogonality of the exponential sums, i.e., ( Z 1 1 if n=0, exp(2πiαn) = 0 0 otherwise. Then in order to apply the circle method one has to consider sums of the form N X exp(2πiαn); n=1 n2S where α is either in a Major or in a Minor arc. For S equal to the set of primes or the k-th powers of primes good estimates are due to Hua and Vinogradov. For the k-free numbers Br¨udern,Granville, Perelli, Vaughan, and Wooley give estimates. In our case we want to set S to a digitally restricted set. This is the set where the sum of digits function of every element fulfills certain congruence relations. These sets and their additive properties have been studied by Thuswaldner and Tichy in 2005. In Chapter 5 we consider generalizations of this problem to polynomials over function fields. The corresponding results for k-th powers, irreducible polynomials in this field were gained by Car, Hayes, Kubota and Webb. In the last Chapter I will present a recent result of a generalization of the additive problem with digital restrictions to function fields. The number systems and additive functions in this area are motivated by recent considerations of Scheicher and Thuswaldner. I would like to thank all those, who inspired and supported my work. In particular I want to thank Robert Tichy and J¨orgThuswaldner for their useful comments and hints, my office colleagues Christoph Aistleiter, Philipp Mayer, and Stephan Wagner, for our discussions about everything under the sun. I also have to thank the Austrian Science Fund - without their support it would have been impossible to write my thesis. Manfred Madritsch Contents 1 Introduction and definitions 5 1.1 Uniform distribution . 5 1.2 Number systems . 9 1.3 Normal numbers . 13 1.4 Waring's Problem . 17 1.5 Notes . 19 2 Generating normal numbers by entire functions 20 2.1 Notation . 21 2.2 Lemmas . 21 2.3 Value Distribution of Entire Functions . 23 2.4 Proof of Theorem 2.1 . 23 2.5 Proof of Theorem 2.2 . 29 3 Normal numbers in matrix number systems 33 3.1 Numbering the elements of a JTCS . 33 3.2 Ambiguous expansions in JTCS . 34 3.3 Proof of Theorem 3.1 . 36 4 Generating normal numbers over Gaussian integers 37 4.1 Preliminary Lemmata . 37 4.2 Properties of the Fundamental Domain . 39 4.3 The Weyl Sum . 41 4.4 Proof of Theorem 4.1 . 45 5 Weyl Sums in Fq[X] with digital restrictions 56 5.1 Introduction . 56 5.2 Preliminaries and statement of results . 57 5.3 Higher Correlation . 60 5.4 Weyl's Lemma for Q-additive functions . 67 5.5 Uniform Distribution . 69 5.6 Waring's Problem with digital restrictions . 72 6 Weyl Sums in Fq[X; Y ] with digital restrictions 76 6.1 Preliminaries and definitions . 76 6.2 Higher Correlation . 78 6.3 Weyl's Lemma . 81 6.4 Waring's Problem . 82 4 Chapter 1 Introduction and definitions We call a sum of the form N X S(f; N) := exp(2πif(n)) n=1 an exponential sum and we will write for short e(x) := exp(2πix), thus N X S(f; N) = e(f(n)): n=1 If f is a polynomial then the sum S(f; N) is also called a Weyl sum. Since e(·) is 1-periodic it suffices to consider the fractional part of a real number. We denote by fxg the fractional part of x and by kxk = minn2Z jx − nj the minimum distance to an integer. If there exists a positive integer q such that ff(n + q)g = ff(n)g holds for every integer n, then we call the sum q X Sq(f) := e(f(n)) n=1 a complete exponential sum. A simple example for a complete sum is if f is a polynomial with rational coefficients and least common denominator q, i.e., then ff(n + q)g = ff(n)g and q d X adx + ··· + a1x + a0 S (f) = e q q x=1 with ad 6≡ 0 (mod q). 1.1 Uniform distribution The formal definition of uniform distribution was given by Weyl [84]. For a good survey on that topic consider the book of Kuipers and Niederreiter [47]. Another book giving a very good and more recent view on that topic is the one of Drmota and Tichy [21]. In this section we mainly follow these to books in our definitions. Definition 1.1. We call a sequence (xn)n≥1 of real numbers uniformly distributed modulo 1 if for every pair 0 ≤ a < b ≤ 1 we have jf1 ≤ n ≤ N : fx g 2 [a; b)gj lim n = b − a N!1 N where jSj denotes the cardinality of S. This is equivalent to the following 5 CHAPTER 1. INTRODUCTION AND DEFINITIONS 6 Definition 1.2. A sequence (xn)n≥1 of real numbers is uniformly distributed modulo 1 if for every continuous real-valued function f defined on [0; 1] we have N X Z 1 lim f(fxng) = f(x)dx: N!1 n=1 0 Now we have reached the point where exponential sums come into play. They were introduced by Weyl in [84] in order to give the following criterion. Theorem 1.3 ([84] Weyl's criterion). A sequence (xn)n≥1 is uniformly distributed modulo 1 if and only if for every non-zero integer h X e(h · xn) = o(N): n≤N In the same paper Weyl applied this criterion to sequences (f(n)) ; n2N where f is a polynomial.