Guotai Junan International Holdings Limited 國泰君安國際控股有限公司

(Incorporated in Hong Kong with limited liability)

Guotai Junan International is Awarded the “The Best Refinancing Investment Award” in the “ Securities Golden Bauhinia Awards”

[13 November 2015, Hong Kong] Leading integrated securities enterprise Guotai Junan International Holdings Limited (“Guotai Junan International” or the “Company”, with its subsidiaries the “Group”, Stock code: 1788) is pleased to announce that the Company is awarded “The Best Refinancing Investment Bank Award” in the “China Securities Golden Bauhinia Awards” organized by Ta Kung Pao. This award is jointly voted by institutions, experts and investors from Mainland China and Hong Kong financial markets and is aimed at honoring outstanding investment , as well as their related products and services.

The award highly recognizes the Company’s business capabilities and significantly enhances the Company’s international image and status. The Company is well-positioned to develop into a comphrehesive financial service institution. The Company is committed to provide one-stop global investment solutions for clients, futher expand client base and strengthen the Company’s leading position in the market.

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About China Securities Golden Bauhinia Awards The 5th “China Securities Golden Bauhinia Awards” is jointly organized by Ta Kung Pao, The Hong Kong Chinese Enterprises Association, The Hong Kong Institute of Chartered Secretaries and many other organizations, with an aim to recognize outstanding listed companies and high-caliber management teams from both Mainland China and Hong Kong.

The assessment process is based on the authoritative information released by widely recognized securities institutions, together with nomination from the industry, judgement from the experts and recommendations from the organizing committee, to conduct an all-round assessment of all participating listed companies and financial institutions from Mainland China and Hong Kong. This is to select the enterprises and management teams with prominent features and great achievement of the year, which are representative to China’s capital market.

About Guotai Junan International Holdings Limited Guotai Junan International is the first Chinese securities company approved by the China Securities Regulatory Commission to list its shares, by way of initial public offer, on the Main Board of The Stock Exchange of Hong Kong. The Company's businesses are based in Hong Kong and cover the provision of 5 core : (i) brokerage, (ii) corporate finance, (iii) loans and financing, (iv) asset management and (v) investment holding and market making.

The Company is a subsidiary of Company Limited (“Guotai Junan”), one of the China’s largest securities houses with listing at the Stock Exchange, predominantly Guotai Junan International is Awarded the “The Best Refinancing Investment Bank Award” in the “China Securities Golden Bauhinia Awards” P. 2 controlled by Shanghai International Group Company Limited. Backed by the strong operational support, the Company is the designated international flagship company of Guotai Junan, serving as the gateway for international expansion of Guotai Junan.

For more information: http://www.gtja.com.hk.

For enquiries, please contact:

Guotai Junan International Holdings Limited Ms. Fion Ng Investor Relations and Corporate Communications Manager Tel: (852) 2509 2634 Email: [email protected] Website: http://www.gtja.com.hk