F-847-10-NSDL- Update
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August 2010 NSDL - Trusted by more than One Crore account holders SEBI’s directive for Mandatory requirement of PAN new feature to Users of IDeAS who have forgotten SEBI has vide its Circular No. CIR/MRD/DP/22/2010 their passwords or have entered wrong passwords dated July 29, 2010 informed regarding the (upto three attempts) to auto-reset the password mandatory requirement of Permanent Account on IDeAS. This feature is made available for Users Number (PAN) for all transactions in the securities exclusively availing IDeAS facility. The auto-reset market. SEBI has specifi ed that in order to ensure password facility is not available to those Users who better compliance with the Know Your Client (KYC) have subscribed for both IDeAS as well as SPEED-e norms, it has been decided that with effect from facility. August 16, 2010 depository accounts which are PAN Further details about this facility are mentioned non-compliant shall also be ‘suspended for credit’ in Circular Nos. NSDL/POLICY/2010/0057 dated other than the credits arising out of automatic May 25, 2010 and NSDL/POLICY/2010/0074 dated corporate actions. It is clarifi ed that other credits July 1, 2010. including credits from IPO/FPO/Rights issue, Conversion of existing Mutual Fund units off-market transactions or any secondary market represented by Statement of Account into transactions shall not be allowed into such accounts. dematerialised form through Participants Participants are advised to ensure compliance with the requirement and communicate the same to all NSDL has provided a facility for investors to the concerned Benefi cial Owners. submit request for conversion of their mutual fund units represented by Statement of Account This has been informed to Participants vide Circular into dematerialised form through its Participants. No. NSDL/POLICY/2010/0085 dated July 30, 2010. Procedure for conversion of Mutual Fund Units Facility to Auto-reset password on IDeAS into dematerialised form through your Depository NSDL had enhanced its IDeAS facility to facilitate Participant (DP) is mentioned below: Users to capture or modify their email addresses 1. Obtain Conversion Request Form (CRF) from registered on IDeAS. NSDL has further provided a your DP. Inside : Performance Summary New Participant Centres Investor Accounts ...................... 10,789,810 Participants ...................................... 287 Securities Admitted For Dematerialisation Participant service centres ................ 11,779 Demat Custody ................. Rs. 59,47,979 Cr. Corporate Action Statistics Settlement ........................ Rs. 1,19,110 Cr. Companies available for demat ............8,374 Companies Name Change Instruments O Debentures/Bonds ....................... 6,832 Calendar of Events Securitised Instruments ...................874 Commercial Papers .......................1,081 circulation only For Private Certifi cates of Deposit ..................... 678 Topic of Interest NNSDLSDL UUPDATEPDATE 1 2 3 4 5 6 7 8 2. Fill-up the CRF. 3. Submit the CRF alongwith the Statement of Account to your DP. 4. After due verifi cation, the DP would sent the CRF and Statement of Account to the Asset Management Company (AMC) / Registrar and Transfer Agent (RTA). 5. The AMC / RTA will after due verifi cation confi rm the conversion request sent by your DP and credit the mutual fund units in your demat account. Further details about this facility are mentioned in Circular Nos. NSDL/POLICY/2010/0075 dated July 1, 2010 and NSDL/POLICY/2010/0079 dated July 7, 2010, which is posted on NSDL website www.nsdl.co.in. Reporting of OTC Transactions in Certifi cates of Deposit (CDs) and Commercial Papers (CPs) SEBI has vide its Circular No. CIR/IMD/DF/6/2010 dated July 30, 2010 specifi ed that all SEBI Regulated entities shall report their OTC transactions in CDs and CPs on the FIMMDA reporting platform within 15 minutes of the trade for online dissemination of market information with effect from August 16, 2010. FIMMDA will issue detailed operational guidelines in this regard. This has been informed to Participants vide Circular No. NSDL/POLICY/2010/0086 dated July 30, 2010. NCDO training / certifi cation programmes for Participants NSDL conducts training and certifi cation programmes for Participants to increase the availability of trained personnel for depository operations. In July 2010, such programmes were conducted in Agartala, Bangalore, Bhopal, Chandigarh, Changanacherry, Chennai, Coimbatore, Gurgaon, Hubli, Hyderabad, Kochi, Lucknow, Ludhiana, Meerut, Mumbai, Nagpur, Nashik, New Delhi, Pune, Raipur, Rajamundhry, Rajkot, Ranchi, Vadodara, Vishakhapatnam and Warangal. 1,306 persons attended the training programmes conducted at these locations. Swastika Investmart Limited becomes operational as a Participant of NSDL In July 2010, Swastika Investmart Limited (DP ID IN303833) became operational as a Participant of NSDL. It will conduct its depository operations from Indore. This takes the total number of operational Participants to 287 and the total number of DPM set-ups to 360. Closure of Edelweiss Finance & Investments Limited Participant Operations Edelweiss Finance & Investments Limited (DP ID IN303462), a Participant of NSDL has informed NSDL about its decision to discontinue depository operations. Clients of Edelweiss Finance & Investments Limited are requested to get their securities transferred to the accounts opened with any other Participant or get them rematerialized. This has been informed to Participants vide Circular No. NSDL/PID/2010/1543 dated July 19, 2010. Closure of BLB Limited Participant Operations NSDL has informed all its Participants that pursuant to the closure of Participant operations by BLB Limited, its certifi cate of registration as a Participant of NSDL has been cancelled by SEBI and it has ceased to act as a Participant. This has been informed to Participants vide Circular No. NSDL/PI/2010/1562 dated July 19, 2010. NSDL Update August, 2010 Demat-by-NSDL ... Towards a secure future !!! Visit our website at www.nsdl.co.in NNSDLSDL UUPDATEPDATE 1 2 3 4 5 6 7 8 Performance Summary Investors : Participants : Client Accounts Month - No. of Service Cities / Month - Year Year Participants Centres Towns No. of Accounts (lakh) Jul-08 96.27 Jul-08 262 7,718 854 Jul-09 99.49 Jul-09 281 9,588 989 Jul-10 107.89 Jul-10 287 11,779 1,311 Dematerialisation : Settlement : No. of Value of Quantity of Value of shares shares settled in settled in Month - Dematerialised Dematerialised Month - dematerialised dematerialised Year Securities Securities Year (Cr.) (Rs. Cr.) form form (Cr.) (Rs. Cr.) Jul-08 25,121 40,99,134 Jul-08 481 1,17,657 Jul-09 30,120 45,73,691 Jul-09 720 1,35,178 Jul-10 38,493 59,47,979 Jul-10 691 1,19,110 (Single Side) Companies ISSUERS DEBENTURES / BONDS SECURITISED INSTRUMENTS No. of No. of Demat No. of Demat Month Companies Month - No. of Month - No. of - Year active Value Year Issuers active Value Operational Year Issuers instruments (Rs. Cr.) instruments (Rs. Cr.) Jul-08 7,597 Jul-08 464 6,927 4,81,873 Jul-08 832 1,503 1,03,663 Jul-09 7,841 Jul-09 507 6,598 6,18,527 Jul-09 645 1,099 67,916 Jul-10 8,374 Jul-10 567 6,832 7,82,884 Jul-10 581 874 46,828 COMMERCIAL PAPERS CERTIFICATES OF DEPOSIT Demat Demat Month - No. of No. of active Value Month - No. of No. of active Value Year Issuers instruments (Rs. Cr.) Year Issuers instruments (Rs. Cr.) Jul-08 132 677 54,974 Jul-08 42 501 1,75,737 Jul-09 169 785 83,985 Jul-09 48 700 2,53,748 Jul-10 220 1,081 1,15,253 Jul-10 44 678 3,38,488 NSDL Update August, 2010 Demat-by-NSDL ... Towards a secure future !!! Visit our website at www.nsdl.co.in NNSDLSDL UUPDATEPDATE 1 2 3 4 5 6 7 8 New Participant Centres AHMEDABAD CURCHOREM KADI IDBI Bank Limited ICICI Bank Limited ICICI Bank Limited ICICI Bank Limited Bajajwing, Mangalwari Bazaar, 100 Ft Road, Ph.: 079- 40067347 Opp Police Station, Ph.: 0832-2650425 Highway Road, Ph.: 02764-242917 Ph.: 0712-2585520 Diamond Mill Road, Ph.: 079-65210593 CUTTACK KAITHAL Dharampeth, Ph.: 0712-2522008 Haash Business Center, Ph.: 079-26602602 ICICI Bank Limited ICICI Bank Limited Laxminagar, Ph.: 0712-2221484 Naroda, Ph.: 079-65122416 Chwudwar, Ph.: 0671-2495021 Kurukshetra Road, Ph.: 01746-234995 P.B.No. 212, Sitabuldi, Ph.: 0712-2526783, Sanand Sackhej Highway, Sanand, 2527270, 2558395 Ph.: 9228083721 DELHI IDBI Bank Limited Gandhibagh, Ph.: 0712-2768911 Kurukshetra Road, Ph.: 01746-228833 Swastik Cross Road, Ph.: 079-40074751 ICICI Bank Limited NANDED Laxmi Nagar, Ph.: 011-43081173 KAKINADA Thaltej Shilaj Road, Ph.: 079-40027853 IDBI Bank Limited AKOLA Kotak Mahindra Bank Limited Tamilnad Mercantile Bank Limited Vazirabad P.B. 24, Ph.: 02462-234673 Chawri Bazar, Ph.: 011-43607731 Temple Street, Ph.: 0884-2346657 IDBI Bank Limited NARNAUL P B No.66, Tajna Peth, Ph.: 0724-2435600 Punjab National Bank KALKA ALLAHABAD Bank Street, Karol Bagh, ICICI Bank Limited ICICI Bank Limited HDFC Bank Limited Ph.: 011-25711835/25723317 Opp. Sophia Convent School, Mahendergarh Road, Ph.: 01282-253330 GTB Nagar, Kareli, Ph.: 0532-2655126 Dwarka Ph.: 01733-222262 NASHIK Vivek Vihar, Ph.: 011-22145470/22145365 KISHANGANJ AMBALA Daryaganj The Cosmos Co-Operative Bank Limited ICICI Bank Limited Dilshad Garden, Ph.: 011-22595052 Axis Bank Limited Kathe Galli, Dwarka, Ph.: 0253-2590648 Near ITI, Ph.: 0171-6450554 Gitanjali Enlave, Caltex Chowk, Ph.: 06456-225179/174 Near Nashik Road Police Station, Ph.: 0253-2451675 AMRAVATI Ph.: 011-26692931/ 26693160 KISHANGARH NEW DELHI IDBI Bank Limited Gurdwara Road, HDFC Bank Limited Ambadevi Road, Ph.: 0721-2672823 / 2567439 Ph.: 011-25728068/25760395/25713414 Ajmer Road, Ph.: 01463-510107 Axis Bank Limited Janakpuri, Ph.: 011-28520600 Adarsh Nagar, Ph.: 011-27681557 - 59 ANAND KIZHAKKAMBALAM Jorbagh Market, Ph.: 011-24611998 Geojit BNP Paribas Financial Services Limited HDFC Bank Limited Kotak Mahindra Bank Limited Kailashnagar Janpath, Ph.: 011-43621737 Amul Dairy Road, Ph.: 02692-643301 Mayur Vihar, Phase III, Ph.: 011-22621061 Near Federal Bank, Ph.: 9446062562 KOLHAPUR Yusuf Sarai Complex, Ph.: 9350689226 ATITMORA Nizamuddin, Ph.: 011- 24351126 ICICI Bank Limited ICICI Bank Limited Preet Vihar, Ph.: 011-22530488/22411686/2 IDBI Bank Limited Alaknanda Shopping Centre, Opp.