OMB No 1545-0052 Form 990-PF Return of Private Foundation or Section 4947(a)(1) Trust Treated as Private Foundation 2014 Do not enter social security numbers on this form as It may be made public. Department. j.he Treu,fury www.1rs.gov form990pf. Internal Revt;nue Ser;dce ► Information about Form 990- PF and Its separate Instructions Is at / pen to Public Inspection For calendar year 2014, or tax year beginning , 2014 , and ending - Name of founds on ' A Employer Identification number The Henr y Luce Foundation , Inc- 13-6001282 Number and street (or P 0 box number if mall Is not delivered to street address ) Room/suite B Telephone number ( see instructions) 51 Madison Avenue 30th Floor ( 212 ) 489-7700 City or town , state or province , country , and ZIP or foreign postal code New York NY 10010 C If exemption application is pending , check here. ► G Check all that apply Initial return Initial return of a former public charity D I Foreign organizations, check here ...... ► Final return Amended return Address change Name change 2 Foreign organizations meeting the 85% test, check q here and attach computati on • • • • . . . . ► H Check type of organization : X Section 501 (c)(3) exempt private foundation Section 4947 (a)(1) nonexempt chartable trust Other taxable private foundation E If private foundation status was terminated q under section 507 (b)(1)(A), check here . . . . I Fair market value of all assets at end of year J Accounting method : Cash X Accrual ► (from Part ll, column (c), line 16) FlOther (specify) F If the foundation is In a 60-month termination 1110. $ 8 7 3 , 0 2 0 , 0 4 4 . (Part column (d) must be on cash basis ) - - - under section 507(b)(1)(B), check here . . Part I Analysis of Revenue and (a) Revenue and (b) Net investment (c) Adjusted net (d) Disbursements Expenses (The total of amounts in expenses per books income income for charitable columns (b), (c), and (d) may not neces- purposes sanly equal the amounts in column (a) (cash basis only) (see instructions).) 1 Contdbullons Ins, grants , etc, received (attach schedule) 2 Ck ► If the foundn Is not required to attach Sch B
3 Interest on savings and temporary cash Investments . . 4 Dividends and Interest from securities ...... 6 , 5 4 2 , 9 4 5 . 9,071,601. S a Gross rents ...... b Net rental income or (loss) . . . - R 6a Net gain or loss) from sale of assets not on line 10 . . 4 O 3 1 0 , 7 2 6 . E b Gross sales price for all v assets on line 6a • • 1 22 253,161. E 7 Capital gain net income (from Part IV, line 2) • 68,383,898. N 8 Net short-term capital gain . . • . . . . . u 9 Income modifications ...... Gross sales less E 10a returns and allowances . . . b Less Cost of goods sold • • C Gross profit or loss) (attach schedule) • • • • • • 11 Other income (attach schedule ) • • • • • • • • See Line 11 Stmt 10,497. -1,957,43 12 Total . Add lines 1 through 11 ...... 4 6,864, 168. 75 , 498 , 13 Compensation of officers , directors , trustees, etc 1 114 , 9 4 9 7 8N32 1 0 5 7 4 2 5 14 Other employee salaries and wages ••. 1, 9 21, 8 0 8. 2 7 1 8 8 5 6 4 4. 15 Pension plans, employee benefits ...... 1, 2 2 6 3 4 6. 4 8 1 3 3 8, 2 6 0. A 16 a Legal fees ( attach schedule ) ...... 4 O 2 9 5 . 5 4 , 8 3 5 . D b Accounting fees (attach sch) ...... 3 5 0 0 0 . 2 7 , 5 0 0 . I c Other prof fees ( attach sch) ...... 3 , 412 6 2 7 . 5 15 0 2 4 4 0 9 . o N 17 Interest ...... E T 18 Taxes (attach schedule)(see lnstrs) SeeLine .18 Stat. 7 9 5 , 8 2 0 . 7 8 R R A A 19 Depreoatron (attach T T sch ) and depletion ...... 12 $ 994. v 20 Occupancy ...... 735, 20 , 930. 714 , 661. N 591. G E 21 Travel, conferences , and meetings . . . . . 120 , 702. 115 , 033. A E 22 Punting and publications ...... N X D p 23 Other expenses (attach schedule) 24,557. 763,448. NE SeeLine23Stmt 794,153. 5 24 Total operating and administrative S expenses. Add lines 13 through 23 . . . . . 10, 326,285. 5,429,322. 5 , 981 , 215. 25 Conldbuoons , gins, grants paid ...... 37, 389, 937. 37,082,799. 26 Total expenses and disbursements. Add tines 24 and 25 ...... 47, 716 222. 5, 429, 322. 43, 064,014. 27 Subtract line 26 from line 12: a Excess of revenue over expenses and disbursements ...... -852,054. b Net Investment income (if negative, enter -0-). 70,068,741. C Adjusted net Income (if negative , enter -0-) . BAA For Paperwork Reduction Act Notice, see Instructions. TEEA0301 12/10/14 Form 990-PF (2014) IN-0 9 ce.( Form 990-PF (2014 ) ThP HPnrv Taint- Fnunriatinn. Tnc. 13-6001282 Page 2 Attached schedules and amounts in the description Beginning of year End of year Part II Ba lance Sheets column should be for end-of-year amounts only. (See instructions ) (a) Book Value (b) Book Value (c) Fair Market Value 1 Cash -'non-interest-bearing ...... 1 , 000. 1 , 000. 1 , 000. 2 Savings and temporary cash investments ...... 21 , 668 , 115. 14 , 484 , 148. 14 , 484 , 148. 3 Accounts receivable . . . . • . . . . - - - - 4 7 8f550. Less: allowance for doubtful accounts 377 284. 478 550. 478 550. ------4 Pledges receivable ...... ' ------Less allowance for doubtful accounts ______5 Grants receivable ...... 6 Receivables due from officers, directors , trustees , and other disqualified persons (attach schedule) (see instructions) ...... 7 Other notes and loans receivable (attach sch) .' ------Less : allowance for doubtful accounts ______S S 8 Inventories for sale or use ...... E 9 Prepaid expenses and deferred charges ...... 31 , 104. 41 , 208. 41 , 208. T S 10a Investments - U.S. and state government obligations (attach schedule) ...... See Schedule. B 31 539 986. 27 841 181. 27 f 841- 1 181. b Investments - corporate stock (attach schedule) ...... c Investments - corporate bonds (attach schedule) ...... 11 Investments - land, buildings, and equipment , basis ...... ------Less accumulated depreciation (attach schedule) ...... ______12 Investments - mortgage loans ...... • . 13 Investments - other (attach schedule ).. See .Schedul.e. B 803 904 044. 828 958,153. 828,958 153. 14 Land , buildings , and equipment basis 6 2 4, 6 7 1 Less : accumulated depreciation (attach schedule) . . .L-1.4. Stmt . 774f929. 800, 675. 849f742. 849f742. ------15 Other assets (describe ' L-15 Stmt ) 9, 100f559. 366, 062. 366, 062. ------16 Total assets (to be completed by all filers - see the instructions Also, see page 1 , item I )...... 867 417 767. 873 , 020,044 . 873,020,044. L 17 Accounts payable and accrued expenses ...... 814 , 4 41 . 554,899. . . AI 18 Grants payable ...... 1 9 , 670, 754. 20,022,892. B 19 Deferred revenue ...... LI 20 Loans from officers , directors, trustees , & other disqualified persons . I 21 Mortgages and other notes payable (attach schedule) . T 22 Other liabilities (describe ' L-22 Stmt ) 6, 782, 322. 6 , 774,828. E S 23 Total liabilities (add lines 17 through 22 ) . . • . • ...... 27 , 267 , 517. 27 , 352 , 619. Foundations that follow SFAS 117 , check here . ' X and complete lines 24 through 26 and lines 30 and 31. N F 24 Unrestricted ...... 685 , 635 779. 690, 379, 485. E U restricted ...... TN 25 Temporarily 8 6 16 9 10 7 . 86f942 , 576. D 26 Permanently restricted ...... 68 345 f 364. 68 , 345 , 364. Foundations that do not follow SFAS 117, check here • ' S B and complete lines 27 through 31. S A L E 27 Capital stock, trust principal , or current funds . . T A S N 28 Paid-in or capital surplus , or land , bldg , and equipment fund ...... C 29 Retained earnings , accumulated Income, endowment, or other funds . . OE " IRS 30 Total net assets or fund balances (see instructions ) ..... 84 0 150 , 2 50 . 845 , 667 , 425. 31 Total liabilities and net assets/fund balances (see instructions) ...... 867 417 767. 873 , 020,044. Part III Analysis of Chan ges in Net Assets or Fund Balances I Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year's return ) ...... 1 840 ,150,250. 2 Enter amount from Part I, line 27a ...... 2 -852,054. 3 Other increases not included in line 2 (itemize) . . . .' Chatcle in unrealized appreciation on investments 3 6,369,229. ------4 Add lines 1 , 2, and 3 ...... 4 845, 667, 425 . 5 Decreases not Included In line 2(itemize) ...... ' ______5 6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part 11, column (b), line 30 6 845 ,667,425. BAA TEEA0302 12n0i14 Form 990-PF (2014) Form 990-PF (2014) The Henr y Luce Foundation , Inc. 13-6001282 Page 3 110Wrt IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold (e .g., real estate , ( b) How acquired (C) Date acquired ( d) Date sold 2-story brick warehouse ; or common stock , 200 shares MLC Company ) P - Purchase (month, day, year) (month, day, year) D - Donation 1a See Schedule E b C d e (e) Gross sales price (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (or allowable) plus expense of sale (e) plus (f) minus (g) a 122 253,161. 53,869,263. 68 383,898. b C d e Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (D Gains (Column (h) (i) Fair Market Value Q) Adjusted basis (k) Excess of column (i) gain minus column (k), but not less as of 12/31/69 as of 12/31 /69 over column Q), if any than -0-) or Losses (from column (h))
a 68 383,898. b C d e If gain, also enter in 2 Capital gain net income or (net capital loss ). Part I, line 7 If (loss), enter -0- in Part 1, line 7 2 68 , 383 , 898. 3 Net short-term capital gain or (loss) as defined in sections 1222( 5) and (6): If gain , also enter in Part I, line 8, column (c) (see instructions ). If (loss), enter -0- in Part I , line 8 ...... 3 LP,rr,QM Qualification Under Section 4940(e ) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies , leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base penod ? ...... [Yes No I X1 If'Yes,' the foundation does not qualify under section 4940(e) Do not complete this part I Enter the appropriate amount in each column for each year; see the instructions before making any entries. (a) (b) (c) (d) Base years period Adjusted qualifying distributions Net value of Distribution ratio Calendar year (or tax year nonchantable -use assets (column (b) divided by column (c)) beginning in) 2013 39, 957 618. 807 478, 313. 0.049484 2012 36 011 641. 732 652 923. 0.049152 2011 35 551 406. 739 864 765. 0.048051 2010 34 744 729. 703 482,307. 0.049390 2009 31 889 001. 633,731,217. 0.050319
2 Total of line 1 , column (d) ...... 2 0 .24 6396 3 Average distribution ratio for the 5-year base period - divide the total on lin e 2 by 5 , or by the number of years the foundation has been in existence if less than 5 years ...... 3 0.049279
4 Enter the net value of nonchantable-use assets for 2014 from Part X , line 5 ...... 4 857 , 762 , 758.
5 Multiply line 4 by line 3 ...... 5 42 , 269 , 691.
6 Enter 1 % of net investment income ( 1% of Part I, line 27b ) ...... 6 700 , 687.
7 Addlines5and6 ...... 7 42 , 970 , 378.
8 Enter qualifying distributions from Part XII , line 4 ...... 8 43 , 245 , 119. If line 8 is equal to or greater than line 7, check the box in Part VI, line 1 b, and complete that part using a 1 % tax rate. See the Part VI Instructions. BAA TEEA0303 06/16/14 Form 990 -PF (2014) Form 990-PF (2014) The Henr y Luce Foundation, Inc. 13-6001282 Page4 Part VI Excise Tax Based on Investment Income (Section, 940 a , 4940 (b), 4940 (e), or 4948 - see instructions ) I a Exempt operating foundations described in section 4940(d)(2), check here . . . . ' and enter'N/A' on line 1 Date of ruling or determination letter. (attach copy of letter If necessary - see Instrs) b Domestic foundations that meet the section 4940(e) requirements in Part V, 1 700,687. check here .. ' 1X and enter 1% of Part I, line 27b ...... c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, column (b) . . . . 2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) ...... 2 0. 3 Add lines 1 and 2 ...... 3 700 , 687. 4 Subtitle A (income ) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) . . . 4 0. 5 Tax based on Investment Income . Subtract line 4 from line 3 . If zero or less, enter -0- ...... 5_ 7 0 0,_5_87 6 Credits/Payments: a 2014 estimated tax pmts and 2013 overpayment credited to 2014 ...... 6 a 875,319 . b Exempt foreign organizations - tax withheld at source ...... 6 b 0. c Tax paid with application for extension of time to file ( Form 8868 ) ...... 6 c 0. d Backup withholding erroneously withheld ...... 6 d 0. _ 7 Total credits and payments . Add lines 6a through 6d ...... 7 875 , 319. 8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached ...... 8 84. 9 Tax due . If the total of lines 5 and 8 is more than line 7 , enter amount owed ...... ' 9 10 Overpayment . If line 7 is more than the total of lines 5 and 8, enter the amount overpaid ...... ' 10 174,548. 11 Enter the amount of line 10 to be Credited to 2015 estimated tax . . 174,548. Refunded . . . . ' 11 Part VII-A Statements Re gardin g Activities Yes No I a During the tax year, did the fou ndation attem pt to influence any national , state , or local legislation or did it participate or intervene in any political campaign? ...... 1 a X
b Did it spend more than $100 during the year (either directly or indirectly ) for political purposes (see Instructions for the definition)? ...... 1 b X If the answer is Yes' to la or 1b, attach a detailed description of the activities and copies of any materials published or distributed by the foundation in connection with the activities. c Did the foundation file Form 1120 -POL for this year? ...... 1 c X d Enter the amount (if any) of tax on political expenditures (section 4955 ) imposed during the year: (1) On the foundation . . . ' $ (2) On foundation managers . . . . ' $ e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation managers . . . . ' $ 2 Has the foundation engaged in any activities that have not previously been reported to the IRS? ...... 2 X If Yes,' attach a detailed description of the activities.
3 Has the found ation mad e any ch anges , not previou sly reported to the IRS , in its governin g instrument , articles - of incorporation , or bylaws , or other similar instruments? If Yes,' attach a conformed copy of the changes ...... 3 X 4 a Did the foundation have unrelated business gross income of $1,000 or more during the year? ...... 4 a X b If 'Yes,' has it filed a tax return on Form 990-T for this year? ...... 4 b X 5 Was there a liquidation , termination , dissolution, or substantial contraction during the year? ...... 5 X If Yes,' attach the statement required by General Instruction T. 6 Are the requirements of section 508(e ) (relating to sections 4941 through 4945) satisfied either: • By language in the governing instrument, or • By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instrument? ...... 6 X 7 Did the foundation have at least $5,000 in assets at any time during the year's If 'Yes,' complete Part 11, column (c), and Part XV ...... 7 X 8 a Enter the states to which the foundation reports or with which it is registered (see instructions) ...... NY - New York b If the answer is 'Yes' to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate) of each state as required by General Instruction G If 'No,'attach explanation ...... 8 b X
9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3) or 49420)(5) for calendar year 2014 or the taxable year beginning in 2014 (see instructions for Part XIV)? If Yes,' complete Part XIV . . . 9 X
10 Did any persons become substantial contributors during the tax year? If 'Yes,' attach a schedule listing their names and addresses ...... 10 X BAA Form 990-PF (2014)
TEEA0304 06/16/14 Form 990-PF (2014 Page 5 Part VII A J Statements Regarding Activities (continued) 11 At any time during the year , did the foundation , directly or indirectly , own a controlled entity within the meaning of section 512 (b)(13)? If 'Yes', attach schedule (see instructions ) ...... 11 X
12 Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had advisory privileges ? If 'Yes,' attach statement (see instructions ) ...... 12 X 13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application ? ...... 13 X Website address ...... ' www,hluce . org______-__-___-___ 14 The books are in care of ' The HenryLuce Fo undati o nl Inc_ - Staci_M. Salomon Telephone no. (212) _48 9 -_7_7 0 0 Located at ' 5 1 Ma di s on_Avenue, 30th_fl o or, _ NY,______NY_ ZIP + 4 ' 1 0010-16 2 1_ 15 Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 - Check here ...... 0 and enter the amount of tax-exempt interest received or accrued during the year ...... ' 1 15 Yes No 16 At any time d uring calendar year 2014 , did the foundation have an interest in or a signature or other authority over a bank, securities, or other financial account in a foreign country? ...... 16 x See the instructions for exceptions and filing requirements for FinCEN Form 114, (formerly TD F 90-22.1). If 'Yes,' enter the name of the foreign country PartVII- B I Statements Reg ardin g Activities for Which Form 4720 May Be Req uired File Form 4720 if any Item is checked in the 'Yes' column, unless an exception applies. Yes No la During the year did the foundation (either directly or indirectly): (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...... DYes jNo (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a disqualified person? ...... Yes X No (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...... Yes ...... No (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? X Yes N No (5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use of a disquali fied person)? ...... D Yes 0 N o
(6) Agree to pay money or property to a government official? (Exception . Check 'No' if the foundation agreed to make a grant to or to employ the official for a period after termination government service , if terminating within 90 days .) ...... Yes No of 11 b If any answer is 'Yes' to la(1 )-( 6), did any of the acts fail to qualify under the exceptions described in Regulations section 53 4941 (d)-3 or in a current notice regarding disaster assistance (see instructions)? ...... 1 b X Organizations relying on a current notice regarding disaster assistance check here ...... ' U
c Did the foundation engage in a prior year in any of the acts described in 1 a, other than excepted acts , ------that were not corrected before the first day of the tax year beginning in 2014 ? ...... I c
2 Taxes on failure to distribute income (section 4942 ) (does not apply for years the foundation was a private operating foundation defined in section 49420 )(3) or 4942()(5)): a At the end of tax year 2014 , did the foundation have any undistributed income (lines 6d XIII) for tax year(s) beginning before 2014? ...... Yes 0No and 6e , Part 11 20 20 If 'Yes,' list the years ► 20 , 20 , , b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets ) to the year's undistributed income? (If applying section 4942 (a)(2) to all years listed, answer 'No' and attach statement - see instructions.) ...... 2 b X c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here. ► 20 , 20 20 20 3 a Did the foundation hold more than a 2% direct or indirect interest in any business erpr t any ti me during the year'? ...... Yes H No ent ise a 11 b If 'Yes ,' did it have excess business holdings in 2014 as a result of (1) any purchase by the foundation or disqualified persons after May 26 , 1969; (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest, or (3) the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine if the foundation had excess business holdings in 2014.) ...... 3 b
4 a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? ...... 4 a X
b Did the foundation make any investment in a prior year (but after December 31, 1969 ) that could jeopardize its charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2014? ...... 4b x BAA Form 990-PF (2014)
TEEA0305 06/17/14 Form 990-PF (2014) The Henry Luce Foundation , Inc. 13-6001282 Page 6 Part VII-B Statements Reg ardin g Activities for Which Form 4720 May Be Req uired (continued) 5 a During the year did the foundation pay or incur any amount to: (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?...... Yes 0 No (2) Influence the outcome of any specific public election (see section 4955), or to carry on, directly or indirectly, any voter registration drive? ...... Yes X No (3) Provide a grant to an individual for travel, study, or other similar purposes? ...... X Yes No (4) Provide a grant to an organization other than a charitable, etc, organization described in section 4945 (d )(4 )(A)? (see i nstructi on s) ...... X Yes No (5) Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes , or for the prevention of cruelty to children or animals? ...... Yes No
b If any answer is 'Yes' to 5a(1)-(5), did any of the transactions fail to qualify under the exceptions described in Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ...... 5 b X Organizations relying on a current notice regarding disaster assistance check here ...... ' 1
c If the answer is 'Yes' to question 5a(4), does the foundation claim exemption from the tax because it maintained expenditure responsibility for the grant? ...... Yes No If Yes,' attach the statement required by Regulations section 53.4945-5(d)
6 a Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? ...... EYes No b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ...... 6 b x If 'Yes' to 6b, file Form 8870. tax year, was the foundation a party to a prohibited tax shelter transaction? . . . . . Yes No J 7 a At any time during the 11 Fd b If 'Yes,' did the foundation receive any proceeds or have any net income attributable to the transaction? ...... 7b Part VIII Information About Officers, Directors, Trustees, Foundation Managers , Highly Paid Employees, and Contractors 4 1 it rill nff, rc rliraefnrc tructees fnundatinn mananers and their comnensation (see Instructlonsl. (b) Title, and average (c)Compensation (d)Contributions to (e) Expense account, hours per week employee benefit other allowances (a) Name and address (if not paid , devoted to position enter -0-) plans and deferred compensation
See attached-Schedule D ------
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2 Com pensation of five hig hest-paid em ploye s (other than those Inc luded on line I - see instructions . If none, enter 'NONE.' (a) Name and address of each employee (b)Title, and average (c) Compensation (d)Contnbutions to (e) Expense account, paid more than $50,000 hours per week employee benefit other allowances devoted to position plans and deferred compensation Helena Kolenda -.------!-5 -Madisons __--A-ve Program Director NY , NY 10010 35.00 183 000. 65 , 075. 0. Lin Li 51 Madison Ave. Program Director ------NY, NY 10010 35.00 177,250. 49,431. 0. Ellen Holtzman ------51 M_ad_i_s _on_ _A_ve_ ._ _ _ _ _ Program Director NY, NY 10010 35.00 175,633. 44,037. 0. Carlotta Arthur ------51 Madison_ Ave._ Program Director NY, NY 10010 35.00 172,225. 40 , 004. 0. Staci Salomon ------51 Madison Ave. Controller ------NY, NY 10010 35.00 162,000. 49,352. 0. Total number of other employees paid over $50,000 ...... , 1 11 BAA TEEA0306 06/17/14 Form 990-PF (2014) Form 990-PF (2014) The Henr y Luce Foundation , Inc. 13-6001282 Page 7 Part VIII Information About Officers , Directors, Trustees , Foundation Managers , Highly Paid Employees, and Contractors (continued) 3 Five highest=paid Independent contractors for professional services (see I nstructions ). If none , enter 'NONe..' (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation Investure, LLC ______- Investment Mngmt & Cons 126 Garrett St,-Suite-J ------Charlottesville VA 22902 3 , 237 , 909. BNY Mellon Custodian ------135 Santilli Highway______------Everett MA 02149 112 710. Cravath, _Swaine & -Moore LLP ______- _ _ _ _ - Legal Counsel 825 Eighth Avenue ------New York NY 10019 54 , 835. Sweet Construction Co rp oration ------General Contractors 5 -Hanover -Square, -5th-FL- _ _ _ _ ------New York NY 10004 93 , 386. ------
Total number of others receiving over $50,000 for professional services ...... None Part IX-A Summary of Direct Charitable Activities
List the foundation's four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of I Expenses org anizations and other beneficiaries served, conferences convened, research papers produced, etc 1 N/A ------
2 ------
3 ------
4 ------
Part IX-B Summary of Program -Related Investments (see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2 . Amount 1 N/A ------. 2
------
All other program-related investments . See instructions. 3 ------
Total . Add lines 1 through 3 ...... None BAA Form 990-PF (2014)
TEEA0307 06/17/14 Form 990-PF (2014 ) The Henr y Luce Foundation , Inc. 13-6001282 Page 8 Part'X ,,` Minimum Investment Return (All domestic foundations must complete this part . Foreign foundations, see instructions.)
I Fair market value of assets not used (or held for use) directly in carrying out charitable , etc, purposes a Average monthly fair market value of securities ...... 1 a 869 , 726 , 852. b Average of monthly cash balances ...... 1 b 1 , 097 , 283. c Fair market value of all other assets (see instructions ) ...... 1 c 1 , 000. d Total (add lines 1a, b, and c) ...... 1 d 870 , 825 , 135. e Reduction claimed for blockage or other factors reported on lines la and 1c (attach detailed explanation ) ...... le i 2 Acquisition indebtedness applicable to line 1 assets ...... 2 3 Subtract line 2 from line 1d ...... 3 870 825, 135 . 4 Cash deemed held for charitable activities . Enter 1 -1/2% of line 3 (for greater amount , see instructions ) ...... 4 13 , 062,377. 5 Net value of noncharitable -use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4 ...... 5 857 , 762 , 758. 6 Minimum Investment return . Enter 5% of line 5 ...... 6 42,888,138. Part XI Distributable Amount ( see instructions ) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here and do not complete this part.) I Minimum investment return from Part X, line 6 ...... 1 42 888 , 138. 2 a Tax on investment income for 2014 from Part VI, line 5 ...... 2 a 700 , 687. b Income tax for 2014 . (This does not include the tax from Part VI .) ...... 2 b c Add lines 2a and 2b ...... 2c 700, 687 . 3 Distributable amount before adjustments . Subtract line 2c from line 1 ...... 3 42 , 187,451. 4 Recoveries of amounts treated as qualifying distributions ...... 4 45, 000. 5 Add lines 3 and 4 ...... 5 42,232,451. 6 Deduction from distributable amount (see instructions ) ...... 6 7 Distributable amount as adjusted . Subtract line 6 from line 5 Enter here and on Part XIII, line 1 ...... 7 42,232,451. Part XII Qualifying Distributions (see instructions)
I Amounts paid (including administrative expenses ) to accomplish chartable , etc, purposes: a Expenses , contributions , gifts, etc - total from Part I , column (d), line 26 ...... 1 a 43 , 064 , 014. b Program-related investments - total from Part IX-B ...... 1 b 0. 2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable , etc, purposes . . . . . 2 181 , 105. 3 Amounts set aside for specific charitable projects that satisfy the: a Suitability test (prior IRS approval required ) ...... 3 a b Cash distribution test (attach the required schedule) ...... 3 b 4 Qualifying distributions . Add lines 1 a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4 . . . . 4 43 1 245 , 119. 5 Foundations that qualify under section 4940 (e) for the reduced rate of tax on net investment income. Enter 1% of Part I, line 27b (see instructions ) ...... 5 700 , 687. 6 Adjusted qualifying distributions. Subtract line 5 from line 4 ...... 6 42 , 544 , 432. Note. The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for the section 4940(e) reduction of tax in those years BAA Form 990-PF (2014)
TEEA0308 06/17/14 Form 990-PF (2014 ) The Henry Luce Foundation, Inc. 13-6001282 Page9 Part XIII Undistributed Income (see instructions)
(a) (b) (c) (d) Corpus Years prior to 2013 2013 2014
1 Distributable amount for 2014 from Part XI, line7 ...... 42- 1 2-3-2- 1 451. 2 Undistnbuted income, if any, as of the end of 2014 a Enter amount for 2013 only ...... 0. b Total for prior years 20 _ 20 -,20 3 Excess distributions carryover, if any, to 2014 a From 2009 . 0. b From 2010 ...... 16 306 877 . c From 2011 ...... 0. d From 2012 ...... 111,921 . eFrom 2013 . . . . . 465,027. f Total of lines 3a through e ...... 16 , 8 8 3 , 8 2 5 . 4 Qualifying distributions for 2014 from Part XII, line 4 : 0" $ 43, 245, 119. a Applied to 2013 , but not more than line 2a . .
b Applied to undistributed income of prior years ( Election required - see instructions) . . . . . c Treated as distributions out of corpus ( Election required - see instructions) . . . . . d Applied to 2014 distributable amount . . . . 42- 1 2-32,451. e Remaining amount distributed out of corpus . 1,012 , 668. 5 Excess distributions carryover applied to 2014 . . . . (If an amount appears in column (d), the same amount must be shown in column (a).)
6 Enter the net total of each column as indicated below: a Corpus Add lines 3f, 4c, and 4e Subtract line 5 . . . 17,896,493. b Pnor years' undistributed income . Subtract line 4b from line 2b ...... 0. c Enter the amount of prior years ' undistributed income for which a notice of deficiency has been issued , or on which the section 4942(a) tax has been previously assessed ......
d Subtract line 6c from line 6b. Taxable amount - see instructions ...... 0. e Undistributed income for 2013 Subtract line 4a from line 2a Taxable amount - see instructions ...... 0
f Undistributed income for 2014. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2015 ...... 0. 7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170 (b)(1)(F) or 4942 (g)(3) (Election may be required - see instructions) . . . . . 8 Excess distributions carryover from 2009 not applied on line 5 or line 7 (see instructions) . 0. 9 Excess distributions carryover to 2015. Subtract lines 7 and 8 from line 6a . . . . . 17 , 8 9 6 , 4 9 3 . 10 Analysis of line 9- a Excess from 2010 .. 16 , 306 , 877. b Excess from 2011 . . 0. c Excess from 2012 . . 111 , 921. d Excess from 2013 .. 465 027 e Excess from 2014. . 1,012, 668: 1 BAA Form 990-PF (2014)
TEEA0309 12/10/14 Form 990-PF (2014) The Henr y Luce Foundation , Inc. 1 3-6001282 Page10 Part XIV Private Operating Foundations (see instructions and P5rtVII-A, question 9) N/A I a If the foundation has received a ruling or determination letter that it is a private operating foundation, and the ruling is effective for 2014, enter the date of the ruling ...... b Check box to indicate whether the foundation is a private operating foundation described in section fl 4942(1)(3) or 4942(j)(5) 2 a Enter the lesser of the adjusted net Tax year Prior 3 years or the minimum income from Part I a 2014 2013 2012 ) 2011 (e) Total investment return from Part X for (b) c (d each year listed ...... b 85% of line 2a ...... c Qualifying distributions from Part XII, line 4 for each year listed ...... d Amounts included in line 2c not used directly for active conduct of exempt activities ...... e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ...... 3 Complete 3a, b, or c for the alternative test relied upon: a 'Assets' alternative test - enter: (1) Value of all assets ...... (2) Value of assets qualifying under section 4942(j)(3)(B)(i) ...... b 'Endowment' alternative test - enter 2/3 of minimum investment return shown In Part X, line 6 for each year listed ...... c 'Support' alternative test - enter: (1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ......
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(t)(3)(B)(iil) ...... (3) Largest amount of support from an exempt organization ...... (4) Gross investment income ...... Part XV Supplementary Information (Complete this part only if the foundation had $5,000 or more in assets at any time during the year - see i nstructions.) Information Regarding Foundation Managers: a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2) ) None
b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest. None
2 Information Regarding Contribution , Grant, Gift, Loan , Scholarship, etc, Programs: Check here "' F1 if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. If the foundation makes gifts, grants, etc (see instructions) to individuals or organizations under other conditions, complete items 2a, b, c, and d. a The name, address, and telephone number or e-mail address of the person to whom applications should be addressed- See Attached Schedule 1
b The form in which applications should be submitted and information and materials they should include: See Attached Schedule 1
c Any submission deadlines: See Attached Schedule 1
d Any restrictions or limitations on awards , such as by geographical areas , chantable fields , kinds of institutions , or other factors: See Attached Schedule 1
BAA TEEA0310 06/17/14 Form 990-PF (2014) Form990-PF(2014) The Henr y Luce Foundation , Inc. 13-6001282 Page 11 `Part XV Supplementary Information (continued) 3 Grants and Contributions Paid During the Year or Approved for Future Payment If recipient is an individual, Foundation Recipient show any relationship to any Purpose of grant or status of Amount foundation manager or contribution Name and address (home or business ) substantial contributor recipient a Paid dung the year See Attached Schedule F None All amounts were paid solely for charitable purposes as described in section 170 (c) (2) of the IRS code of 1986 as amended.
Total ...... ► 3a 37 082 799. b Approved for future payment See Attached Schedule F None All amounts were approved solely for charitable purposes as described in section 170 (c) (2) of the IRS code of 1986 as amended.
..... Total ...... ► 3bl 37, 389, 937. BAA TEEA0501 06/17/14 Form 990-PF (2014) Form 990-PF (2014) The Henry Luce Foundation, Inc. 13-6001282 Page 1 2 Part XVI-A Analysis of Income -Producing Activities
Enter gross amounts unless otherwise indicated . Unrelated business income Excluded by section 512 , 513, or 514 (e) (a) (b) (c) (d ) Related or exempt Business Amount Excfu- Amount function income code sion (See instructions ) 1 rogram service revenue. code a h C d e f Fees and contracts from government agencies . . 2 Membership dues and assessments ...... 3 Interest on savings and temporary cash investments . . . . 4 Dividends and interest from securities ...... 14 6, 542, 945. 5 Net rental income or (loss ) from real estate. a Debt-financed property ...... Not debt-financed property ...... 6 Net rental Income or (loss) from personal property . . . . . 7 Other investment income ...... 8 Gain or (loss) from sales of assets other than inventory ... 9 0 0 0 9 9 240 , 218. 18 40 , 070,508. 9 Net income or (loss) from special events . . . . . 10 Gross profit or (loss ) from sales of inventory . . . 11 Other revenue: a CBL Ro y alties 15 8 , 274. Miscellaneous Income 900099 -1 , 878 , 440. 1 1 , 880 , 663. C C e 12 Subtotal . Add columns (b), (d), and (e) ...... -1,638,222. 48,502,390. 13 Total . Add line 12, columns (b), (d), and (e) ...... 13 46,864,168. (See worksheet in line 13 instructions to verify calculations.) Part XVI-B Relationship of Activities to the Accomplishment of Exempt Purposes
BAA TEEA0502 06n7/14 Form 990-PF (2014) Form 990-PF (2014) The Henr y Luce Foundation , Inc. 13-6001282 Page 13 Part XVII , Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations Yes No 1 Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating'to political organizations? a Transfers from the reporting foundation to a noncharitabte exempt organization of: (1) Cash ...... 1a(1) X (2) Other assets ...... 1 a (2) X b Other transactions. (1) Sales of assets to a noncharitable exempt organization ...... 1 b (1) x (2) Purchases of assets from a noncharitable exempt organization ...... 1 b (2) X (3) Rental of facilities, equipment, or other assets ...... 1 b (3) x (4) Reimbursement arrangements ...... 1 b (4) x (5) Loans or loan guarantees ...... 1 b (5) x (6) Performance of services or membership or fundraising solicitations ...... 1 b (6) x c Sharing of facilities, equipment, mailing lists, other assets, or paid employees ...... 1 c x
d If the answer to any of the above is 'Yes,' complete the following schedule. Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received. (a) Line no (b) Amount Involved (c) Name of nonchantable exempt organization (d) Description of transfers, transactions, and sharing arrangements
2 a Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described in section 501 (c) of the Code (other than section 501 (c)(3)) or in section 527? ...... Yes No 11 b If 'Yes .' comDlete the followma schedule. (a) Name of organization (b) Type of organization (c) Description of relationship
Under penalties of pequry , I ded a that I have examined this return, including accompanr^^ correct, and m lete Dedarah of pre parer (other than taxpayer ) Is based on all informs Sign Here
Signature of officer or trustee Date PnnUType preparer' s name Preparer's signature Paid Preparer Firm's name S e lf - r ep a i Use Only Firm's address
BAA
TEEA0503 The Henry Luce Foundation, Inc. 13-6001282
Form 990-PF, Page 1, Part I, Line 23 Line 23 Stmt
Other expenses, Rev/Exp Book Net Inv Inc Ad' Net Inc Charity Disb See Schedule A 794,153. 24,557. 763,448.
Total 794,153. 24,557. 763,448.
Form 990-PF, Page 2, Part II, Line 14 L-14 Stmt
(a) (b) (c) Line 14b - Description of Cost/Other Accumulated Book Value Land , Buildings , and Equipment Basis Depreciation
See Schedule C I 1,624,671. 1 774,929. 1 849,742.
Total 1,624,671. 774,929. 849,742.
Form 990-PF, Page 2, Part II, Line 15 Other Assets Stmt
Beginning End of Year Line 15 - Other Assets: Year Book Book I Fair Market Value Value Value
See Schedule B 9,100,559.
Total 9 , 100, 559.
Form 990-PF, Page 2, Part II, Line 22 Other Liab Stmt
Beginning Ending Line 22 - Other Liabilities: Year Book Year Book Value Value
Postretirement medical benefits 2,588, 926. 2,464, 484. Unfunded Supplemental pension 765, 669. 755, 233. Deferred federal excise tax 3,427, 727. 3,555, 111.
Total 6, 782, 322. 6,774,828. The Henry Luce Foundation, Inc. 13-6001282
Supporting Statement of:
Form 990-PF, pl/Line 11(a)-1
Description Amount
Clare Boothe Luce Royalties 8,274. Miscellaneous Income 2,223.
Total 10,497.
Supporting Statement of:
Form 990-PF, pl/Line 11(b)-1
Description Amount
Clare Boothe Luce Royalties 8,274. Miscellaneous Income 2,223. Book to tax differences -1,967,933.
Total -1,957,436.
Supporting Statement of:
Form 990-PF, pl/Line 18(a)-1
Description Amount
1% of Line 27b 668,436. Deferred excise tax 127,384.
Total 795, 820.
Supporting Statement of:
Form 990-PF, pl/Line 18(b)-1
Description Amount
Book to tax differences 78,504.
Total 78,504. The Henry Luce Foundation, Inc. 13-6001282 2
Supporting Statement of:
Form 990-PE, p1/Line 23(a)-1
Description Amount
See Schedule A 794,153.
Total 794, 153.
Supporting Statement of:
Form 990-PE, p1/Line 23(b)-1
Description Amount
See Schedule A 24,557.
Total 24,557.
Supporting Statement of:
Form 990-PF, pl/Line 23(d)-1
Description Amount
See Schedule A 763,448.
Total 763,448. E.I. #13-6001282
The Henry Luce Foundation, Inc. 51 Madison Avenue, 30th Floor New York, New York 10010 List of Schedules Attached to Form 990PF Calendar Year 2014
Grant Guidelines (Part XV, line 2) Schedule 1
Expense Analysis Detail (Part I) Schedule A
Balance Sheet Detail (Part II) Schedule B
Schedule of Depreciable Assets and Accumulated Depreciation (Part I & Part II) Schedule C
Officers and Directors (Part VIII) Schedule D
Capital Gains and Losses (Part IV) Schedule E
Schedule of Grants (Part XV, line 3) Schedule F THE HENRY LUCE FOUNDATION GRANT APPLICATION PROCEDURES 990PF PART XV 2014 SCHEDULE 1 E.I. 13-6001282 PAGE 1 of 2
The Foundation makes every effort to keep its application procedures as simple as possible. No special application forms are required, although separate guidelines and deadlines exist for specific programs. In most cases, an initial letter of inquiry, to determine whether a project falls within the Foundation's guidelines, should be addressed to the appropriate program director at the Foundation offices at 51 Madison Avenue, New York, NY 10010. The Foundation's telephone number is 212-489-7700. The Foundation publishes no guidelines for proposals beyond the program descriptions contained on its website at www.hluce.org . Certain deadlines and procedures, however, should be observed in making a request to the Foundation as described below. General Program or "responsive" grant requests can be submitted at any time, and should be addressed to the Foundation's president or the appropriate program director. The categories for these grants currently include American art, East and Southeast Asia, higher education, public policy (including the initiative in religion and international affairs), and theology. Grant awards can be made to any qualified nonprofit organization operating within those fields of interest. While inquiries and proposals may be submitted at any time, awards are determined by the board of directors, which meets three times each year. The Foundation does not usually provide funds for endowment, domestic building campaigns, general operating support, annual fund drives , or "charitable benefit" events. The Henry R. Luce Professorship Program , established in 1968, offered support for a limited number of innovative, integrative, and interdisciplinary academic programs in the humanities and social sciences at private colleges and universities in the United States. The Foundation's Board decided in June 2003 to accept no further proposals for new professorships. The Foundation made its last Luce Professorship grant payment in 2014. The Clare Boothe Luce Program is limited to designated American institutions of higher education and those specifically invited to present proposals. Any special instructions, including deadlines, are sent with letters of invitation. This program was established in 1989 to encourage the participation of women in the sciences, mathematics, and engineering. The Luce Scholars Program , established in 1974, receives nominations from a network of 75 colleges and universities. Individual applications submitted directly to the Foundation cannot be considered. Institutional nominations are due each year on the first Monday in November. This program enables up to 18 young Americans who are not Asia specialists to spend approximately 13 months (beginning with language-study in July until July of the following year) in Asia in internship positions under the guidance of leading Asian professionals. The Foundation administers the program in cooperation with The Asia Foundation, which arranges and supervises the Luce Scholars' internships in Asia. Funds are provided for stipends and living arrangements. THE HENRY LUCE FOUNDATION GRANT APPLICATION PROCEDURES 990PF PART XV 2014 SCHEDULE 1 E.I. 13-6001282 PAGE 2 of 2
The Henry Luce III Fellows in Theology are selected through the Association of Theological Schools (ATS) in Pittsburgh. Individual scholars should contact the ATS for application information.
The Environmental Initiative in the Public Policy Program was limited to American institutions of higher education and non-governmental organizations which were invited to present proposals. No additional proposals have been invited since June 2007. The last payment on the final open grant was made in 2011, and final reports are being received from the small number of grants still open.
The American Art Program's Luce Fund is for special exhibitions only and is open to any American museum. It has a June 15 proposal submission deadline, with a prior letter of inquiry required by March 1. The American Art Program's national competition for dissertation fellowships is administered by the American Council of Learned Societies in New York City, which should be contacted for application information. The Henry R. Luce Initiative on Religion and International Affairs seeks to deepen public understanding of religion as a critical but often neglected factor in policy issues throughout the world. Proposals are considered from institutions in the academic, public policy, and media sectors. For the first three years of this initiative, grants were invited from leading professional schools of international affairs in the United States, but since 2009 all awards from this initiative are structured as "responsive grants." The Luce Initiative on Asian Studies and the Environment (LIASE) was approved by the Board of Directors in 2010 and is administered by the Foundation's Asia Program. Structured as a competition for invited liberal arts colleges and formal associations of liberal arts colleges in the United States, LIASE encourages innovative approaches to Asian studies teaching and research at the undergraduate level through the lens of the environment and sustainable development. The competition has two stages: small exploration grants, usually for one year, are awarded to liberal arts colleges; recipients of exploration grants are eligible to apply for larger, multi-year implementation grants. LIASE expects to support about 25 institutions with initial grants over a five-year grant. THE HENRY LUCE FOUNDATION, INC. SCHEDULE A DETAIL EXPENSE STATEMENT E.I. 13-6001282 990PF PART I 2014
Description Column (a) Column (b) Column (d)
Legal fees Cravath, Swaine & Moore
Professional legal services 40,295 0 54,835 Accounting fees Owen J. Flanagan & Company Professional audit services 35,000 0 27,500 Other professional fees Cammack Inc. - pension consultant 20,000 0 20,000 Miscellaneous professional consulting 4,409 0 4,409 Subtotal prof fees before inv./cust. fees 24,409 0 24,409 Rock Creek - investment management fees 960 960 0 Investure Evergreen Funds - investment management fees 36,639 36,639 0 Investure - investment management fees 3,237,909 3,237,909 0 BNY Mellon - custody fees 112,710 112,710 0 Investure various funds - book to tax differences 0 1,762,521
Total Other Professional Fees 3,412 ,627 5,150,739 24,409
Foreign Taxes Investure various funds - book to tax differences Total Foreign Taxes 0 78,504 0
Other Expenses Registration fees & dues 31,781 0 31,864 Computer, office supplies & maintenance 202,168 24,557 180,795 Insurance, fees, storage and sundry 34,855 0 34,560 Subtotal other admin. 268,804 24,557 247,219
Luce Scholars 322,124 0 315,834 Asian Affairs 31,658 0 29,724 American Art 10,815 0 10,815 HRL Initiative on Religion & International Affairs 74,829 0 74,354 Theology 17,473 0 17,052 Other program expenses (Including CBL) 68,450 0 68,450 Subtotal program 525,349 0 516,229
Total Other Expenses 794,153 24,557 763,448 The Henry Luce Foundation, Inc Schedule B Balance Sheet detail (990PF-Part II) E 1 13-6001282 At December 31, 2014 1
Security Name Security Description Shares/Par Cost Market Value
Savings and Temporary Cash Investments (Part II-Line 2): US DOLLAR CASH 565, 448 565,448 DREYFUS THE PR CSH MGT INS 761 CASH 13, 918,700 13,918 ,700 13 ,918,700
Total - Savings and Temp. Cash Investments (Part II-Line 2): 14,484,148 14,484,148
Investments - US & State Govt Oblig ( Part II-Line 10a): INVESTURE - FIXED INCOME U S TREASURY NOTE 27,716,000 27,671,581 27 ,841,181
Total Investments - US & State Govt Oblig (Part II-Line 10a): 27,671,581 27,841,181
Investments - (Other Part II-Line 13): INVESTURE - ALTERNATIVE FUND GLOBAL COMMINGLED FUND 142,480 51 148,000,000 210,996,478 AMPERSAND 2001 LIMITED PARTNERSHIP UNITS 2,538,148 2,024,268 AUDA CAPITAL I LIMITED PARTNERSHIP UNITS 1,690,676 389,043 AUDA CAPITAL li LIMITED PARTNERSHIP UNITS 2,995,389 210,410 AUDA CAPITAL III LP LIMITED PARTNERSHIP UNITS 2,116,716 1,288,756 AUDA PARTNERS LP LIMITED PARTNERSHIP UNITS 5,621,951 1,095,504 COMMONFUND NATURAL RESOURCES LIMITED PARTNERSHIP UNITS 6,374,310 6,858,307 COMMONFUND GLOBAL DISTRESSED 3 LIMITED PARTNERSHIP UNITS 3,747,261 7,460,678 COMMONFUND GLOBAL DISTRESSED 4 LIMITED PARTNERSHIP UNITS 485,253 934,617 COMMONFUND INTL PARTNERS VII LIMITED PARTNERSHIP UNITS 7,921,799 9,934,115 COMMONFUND PRIVATE EQUITY VII LIMITED PARTNERSHIP UNITS 8,751,632 12,534,568 COMMONFUND VENTURE IX LIMITED PARTNERSHIP UNITS 2,752,771 5,011,557 COMMONFUND VENTURE VIII LIMITED PARTNERSHIP UNITS 5,591,544 10,748,570 CONVEXITY CAPITAL OFFSHORE LP LIMITED PARTNERSHIP UNITS 27,500,000 25,912,450 CYPRESS MERCHANT BANKING PTRS LIMITED PARTNERSHIP UNITS 4,546,758 1,518,264 IGEF - ALL ASSETS LIMITED PARTNERSHIP UNITS 287,271,564 390,262,848 INVESTURE - EMERGING MARKETS FUND LIMITED PARTNERSHIP UNITS 55,326,202 71,073,308 IEF-2012 ST TRANCHE LIMITED PARTNERSHIP UNITS 15,662,657 15,489, 958 IEF-2013 SP TERM TRANCHE LIMITED PARTNERSHIP UNITS 11,667,348 13,249,764 IEF-2014 SP TERM TRANCHE LIMITED PARTNERSHIP UNITS 9,216,082 9,186,413 IEF-PERM TRANCHE LIMITED PARTNERSHIP UNITS 30,013,076 29,104,085 LEAPFROG VENTURES LP LIMITED PARTNERSHIP UNITS 6,261,089 698,161 MESIROW PARTNERSHIP FUND I LIMITED PARTNERSHIP UNITS 3,637,499 595,955 ROCK CREEK GROUP LIMITED PARTNERSHIP UNITS 582,451 580,076 LISTERINE ROYALTY INT CONTRACT 1,100,000 1,800,000
Total - Investments - (Other Part II-Line 13): 651,372,176 828,958,153
Other Assets ( Part II-Line 15): Net receivable for unsettled securities transaction 126,172 126,172 Dividends and interest receivable 209,731 209,731 Art Work/Paintings 30,159 30,159
Total - Other Assets ( Part II-Line 15): 366,062 366,062 Schedule C E 113-6001282 THE HENRY LUCE FOUNDATION, INC SCHEDULE OF DEPRECIABLE ASSETS AND ACCUMULATED DEPRECIATION 1 AND LEASEHOLD IMPROVEMENTS AND AMORTIZATION Calendar Year 2014
Accumulated Depreciation Computed Rounded Date Date Dep/Amort Balance Rate in Dep/Amort Dep/Amort Description of Property Acquired Disposed Cost Thru 2014 12/31/14 Years 2014 2014 Furniture for 51 Madison move 4/07 115,100 61,387 53,713 15 7,67333 7,673 Furniture for 51 Madison 4/09 &11/09 7,205 3,325 3,880 13 Free Standing A/C Unit Disposition 3/14 (3,417) (1,577) (1,840) 3,788 1,748 2,040 13 291 38 291 Refrigerator 1/11 2,534 676 1,858 15 168 93 169 Computer/Servers/Software 3/11&11/11 14,276 11,421 2,855 5 2,85516 2,855 Computer/Servers/Software 4/12 23,722 14,233 9,489 5 4,744 35 4,744 Computer/Servers/Software 4/12 2,324 1,395 930 5 464 88 465 Computer/Servers/Software 7/13 7,080 2,832 4,248 5 1,41600 1,416 Computer/Servers/Software 9/13 4,765 1,906 2,859 5 953 00 953
Sub-total Depreciable Assets and Accumulated Depreciation - 12/31/14 173, 589 95 ,597 77, 992 18 ,567.04 18,567 04
2014 Acquisitions Computer/Servers/Software 2/14 2,657 531 2,126 5 531 40 531 Computer/Servers/Software 3/14 & 5/14 6,373 1,275 5,099 5 1,27467 1,275 Computer/Servers/Software 5/14 4,720 944 3,776 5 944 00 944 Computer/Servers/Software 5/14 5,545 1,109 4,436 5 1,10900 1,109 Computer/Servers/Software 7/14 14,089 2,818 11,271 5 2,81786 2,818
Sub-total 2014 Acquisitions 33,385 6,677 26,708 6,677 6,677
Total - a/c 1500-00-00-00 @ 12/31/14 206,974 102,274 104,700 25,243 98 25,244
Depreciation Computed Rounded Date Dep/Amort Balance Rate in Dep/Amort Dep/Amort Description of Property Acquired Cost Thru 2014 12/31/14 Years 2014 2014
Leasehold Improvements 2006 Prepaid - into service in 2007 12/06 214,510 - - 15 2007 improvements - Net 4/07 1,003,497 649,600 568,407 7/14 (2,630) (1,403) (1,227) 1,215,377 648,197 567,180 15 81,02513 81,025 Furniture 3&7/09 5,657 2,610 3,047 13 435 15 435 12/13&1/14- 2013 Prepaid - into service in 2014 (N Build( 3/14 48,919 5,435 43,484 9 5,435 44 5,435
Sub-total Leasehold Improvements and Accumulated Amortization - 12/31/14 1,269,953 656,243 613,710 86,896 86,896
2014 Improvements North End Buildout 1/1-6/30/14 143,772 15,975 127,797 15,974 63 15,975 3 Bookcases/Picture Frame/FDNY Fee (add( 7/1-10/31/14 3,973 441 3,531 441 41 441
Sub-total 2014 Improvements 147,744 16,416 131,328 16,416 04 16,416 04
Total - a/c 1520-00-00-00 @ 12/31/14 1,417,697 672,659 745,039 103,311 77 103,312
Total 1,624,671 774,932 849,739 128,555 74 128,556
G/L Bal (6 12/31/14 G/L Bal (c-) 12/31/14 1500-00-00-00 206,974 1510-00-00-00 (102,269) 1520-00-00-00 1,417,697 1530-00-00-00 (672,660)
1,624,671 (774,929) NET FIXED ASSETS 849,742 THE HENRY LUCE FOUNDATION SCHEDULE D SCHEDULE OF OFFICERS AND DIRECTORS E.I. 13-6001282 990PF - PART VIII 1 2014
Time Devoted Annual Contributions to Expense Account Name and Address Position to Position Compensation Benefit Plans Other Allowances
Mr Terrence B Adamson Director 26 days per year 25,000 0 0 The Henry Luce Foundation 51 Madison Avenue, 30th Floor New York, NY 10010
Or Elizabeth Broun Director 26 days per year 25,000 0 0 The Henry Luce Foundation 51 Madison Avenue, 30th Floor New York, NY 10010
Dr Mary Brown Bullock Director 26 days per year 25,000 0 0 The Henry Luce Foundation 51 Madison Avenue, 30th Floor New York, NY 10010
Mrs Margaret Boles Fitzgerald Chair 52 days per year 75,000 0 0 The Henry Luce Foundation & Director 51 Madison Avenue, 30th Floor New York, NY 10010
Dr Claire L Gaudiani Director 26 days per year 25,000 0 0 The Henry Luce Foundation 51 Madison Avenue, 30th Floor New York, NY 10010
Dr Michael Gilligan President Standard workweek 380,000 68,513 0 The Henry Luce Foundation & Director 35 hour minimum 51 Madison Avenue, 30th Floor New York, NY 10010
Dr Kenneth T Jackson Director 26 days per year 25,000 0 0 The Henry Luce Foundation 51 Madison Avenue, 30th Floor New York, NY 10010
Dr Debra S Knopman Director 26 days per year 25,000 0 0 The Henry Luce Foundation 51 Madison Avenue, 30th Floor New York, NY 10010 THE HENRY LUCE FOUNDATION SCHEDULE D SCHEDULE OF OFFICERS AND DIRECTORS E.I. 13-6001282 990PF - PART VIII 2 2014
Time Devoted Annual Contributions to Expense Account Name and Address Position to Position Compensation Benefit Plans Other Allowances Mr H Christopher Luce Director 26 days per year 25,000 0 0 The Henry Luce Foundation 51 Madison Avenue, 30th Floor New York, NY 10010
Mr Thomas L Pulling Director 26 days per year 25,000 0 0 The Henry Luce Foundation 51 Madison Avenue, 30th Floor New York, NY 10010
Or David V Ragone Director 26 days per year 25,000 0 0 The Henry Luce Foundation 51 Madison Avenue, 30th Floor New York, NY 10010
Dr George E Rupp Director 26 days per year 25,000 0 0 The Henry Luce Foundation 51 Madison Avenue, 30th Floor New York, NY 10010
Mr John P Daley Vice President Standard workweek 235,000 63,991 0 The Henry Luce Foundation and Treasurer 35 hour minimum 51 Madison Avenue, 30th Floor New York, NY 10010
Or Toby Volkman Secretary Standard workweek 195,750 65,963 0 The Henry Luce Foundation 35 hour minimum 51 Madison Avenue, 30th Floor New York, NY 10010
Sub-total 1,135,750 198,467 0
Change in accruals (20,801) 0 0
Total Officers & Directors Compensation 1,114,949 198,467 0 Schedule E - Capital Gain (Loss)
Public Investment Assets Gain/(Loss Managerlinvestment per Custody (BNY Mellon ) detail Transaction Type Proceeds Cost Gain/Loss Public Managers Realized Gain/(Loss) Activity 13,260,725 39 13,495,422.04 (234,696.65)
Total Public 13,260,725.39 13,495,422.04 (234 ,696.65)
Non-Public Investment Assets Gains and Losses Manager/Investment per Custody ( BNY Mellon) detail Private Equity Managers- Various Realized Gain/(Loss) Activity 62,175,740.53 40,373,841 15 21,801,899.38
Investure Emerging Markets Fund, L.P. Year-end financial statement AJE (2,265,628.00) 0.00 (2,265,628.00)
Investure Evergreen Fund, L.P. Year-end financial statement AJE 108,952.00 0.00 108,952 00
Investure Global Equity Fund, L.P. Year-end financial statement AJE 19,737,856.00 0.00 19,737,856.00
Commonfund Year-end financial statement AJE 1,131,365 00 0 00 1,131,365.00
Various Class Action Proceeds 30,978.27 0.00 30,978.27
Total Non-Public 80,919,263.80 40,373,84115 40,545,422.65
Total Capital Gain/(Loss) per Financial Statement 94,179,989.19 53,869,263. 19 40,310 ,726.00
Various Book to tax differences adjustment 28,073,172.00 0.00 28,073,172.00
Total Capital Gain/(Loss ) per 990PF col b 122,253,161.19 53,869,263.19 68,383,898.00 Foundation Unpaid Awd./Adj . Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATIONIGRANT TITLE Reci p ient 1/1/2014 2014 2014 12/31/2014
AMERICAN ART
American Council of Learned Societies, New York, NY 10017-6795 PC 352,000 352,000 Renewal of the American Art Dissertation Fellowship Program
The Art Institute of Chicago, Chicago, IL 60603 PC 250,000 125,000 125,000 To digitize and publish the American silver collection
Association of Art Museum Curators , AAMC Foundation, New York, NY 10075 PC 30,000 30,000 Travel grants for junior American art curators in 2015-16
Baltimore Museum of Art, Baltimore, MD 21218 PC 300,000 150,000 150,000 Support for the exhibition & catalogue, Matisse/Diebenkorn
Marianne Kistler Beach Museum of Art, Kansas State University , Manhattan , KS 66506 PC 35,000 35,000 Art for Every Home Associated American Artists
Boise Art Museum , Boise , ID 83702 PC 40,000 40,000 For 2 American art exhibitions from the permanent collection
Bowdoin College Museum of Art, Brunswick, ME 04011 -8494 PC 150,000 75,000 75,000 Reimagining Representation in American Art
Bronx Museum of the Arts, Bronx, NY 10456-3999 PC 100,000 100,000 Martin Wong Human Instamatic
The Brooklyn Historical Society, Brooklyn , NY 11201 PC 30,000 30,000 George B Post & related architectural drawings project
Brooklyn Museum , Brooklyn Institute of Arts and Sciences , Brooklyn , NY 11238-6052 PC 100,000 100,000 Kehinde Wiley A New Republic
Detroit Institute of Arts, Detroit, MI 48202 PC 150,000 150,000 Frederic Church To the Holy Land and Beyond
Detroit Institute of Arts, Detroit, MI 48202 PC 100,000 100,000 To digitize the American art collection
Page 1 of 31 Foundation Unpaid Awd ./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION /GRANT TITLE Reci p ient 1/1/2014 2014 2014 12/31/2014
Everson Museum of Art, Syracuse , NY 13202 PC 100,000 100,000 To digitize the American ceramic collection and archive
Gibbes Museum of Art, Carolina Art Association , Charleston , SC 29401 PC 100,000 100,000 To reinstall & reinterpret the permanent collection
Grey Art Gallery, New York University, New York, NY 10003-6688 PC 100,000 100,000 Inventing Downtown Artist-Run Galleries in NYC, 1952-63
Harwood Museum of Art, Taos, NM 87571 PC 100,000 50,000 50,000 Mabel Dodge Luhan & Company American Modems & the West
High Museum of Art , Atlanta , GA 30309 PC 150,000 150,000 To digitize part of the American art collection
The Huntington Library, Art Collections, and Botanical Gardens , San Marino, CA 91108 PC 200,000 200,000 To reinstall and publish the American art collection
Indianapolis Museum of Art, Indianapolis, IN 46208 PC 300,000 100,000 200,000 To digitize the American art collection
Institute of Contemporary Art, Boston, Boston , MA 02115 PC 200,000 200,000 Leap Before You Look Black Mountain College 1933-1957
Madison Square Park Conservancy, New York, NY 10010 PC 15,000 15,000 Mad Sq Art Program for 2015
Milwaukee Art Museum , Milwaukee , WI 53202 PC 100,000 100,000 Reinstall American Art Collection for 125th Anniversary
Modern Art Museum of Fort Worth , Fort Worth , TX 76107 PC 150,000 150,000 Frank Stella Retrospective
Montana State University Foundation, Bozeman , MT 59717 PC 15,000 15,000 Political Portraiture in the US & France conference
Montclair Art Museum , Montclair, NJ 07042-1747 PC 150,000 150,000 Matisse and American Art
Museum of Modern Art , New York, NY 10019-5497 PC 350,000 200,000 150,000 Support for the exhibition and catalogue 'Donald Judd'
Page 2 of 31 Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1 /1/2014 2014 2014 12/31/2014
Nasher Sculpture Center, Dallas, TX 75201 PC 75,000 75,000 Melvin Edwards Five Decades
New Britain Museum of American Art, New Britain , CT 06052-1412 PC 250,000 250,000 To reinstall & reinterpret the permanent collection
New York Historical Society, New York, NY 10024 PC 750,000 750,000 Programs of the HLIII Center for the Study of American Culture
The New York Studio School of Drawing, Painting and Sculpture , New York, NY 10011 PC 30,000 30,000 To digitize part of its lecture program archive
Norton Museum of Art, West Palm Beach , FL 33401 PC 100,000 100,000 New Women Four New York Modernists, 1910-1935
Orange County Museum of Art, Newport Beach, CA 92660 PC 150,000 -150,000 John McCracken A Retrospective
The Phillips Collection , Washington , DC 20009 PC 30,000 30,000 Support for the Jacob Lawrence micro-website
Portland Museum of Art, Maine , Portland , ME 04101 PC 200,000 100,000 100,000 To reinstall & reinterpret the permanent collection
San Francisco Museum of Modern Art, San Francisco , CA 94103-3159 PC 500,000 250,000 250,000 To reinstall & reinterpret the collection
Sheldon Museum of Art, University of Nebraska - Lincoln, Lincoln , NE 68588-0300 PC 30,000 30,000 Digitize American works on paper in the permanent collection
Smithsonian American Art Museum , Smithsonian Institution, Washington , DC 20013-7012 PC 275,000 150,000 125,000 Reinstall & reinterpret the Renwick Gallery's American Collection
The Speed Art Museum , Louisville , KY 40208 PC 100,000 100,000 American Indian Art from the Weygold Collection
Tate Modern , London , SEI 9TG PC 250,000 250,000 Support for the exhibition 'Agnes Martin'
Walker Art Center, Minneapolis, MN 55403 PC 200,000 200,000 Support for the exhibition & catalogue 'International Pop'
Page 3 of 31 Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2014 2014 I 2014 12/31/2014
The Andy Warhol Museum, Pittsburgh, PA 15212-5890 PC 150,000 150,000 To reinstall & reinterpret the permanent collection
Washington County Museum of Fine Arts, Hagerstown, MD 21741-0423 PC 25,000 25,000 Reinstallation of the 20th century American art collection
Williams College Museum of Art, Williamstown, MA 01267-2566 PC 150,000 75,000 75,000 For ongoing digitization of the American art collection
Yale University Art Gallery, New Haven, CT 06520-8271 PC 100,000 100,000 Rhode Island Furniture, 1650-1830
Yale University Art Gallery, New Haven, CT 06520-8271 PC 1,500,000 1,500,000 Open storage of American art collection and archive
Total American Art: / 1,160,000 1 7,222,000 1 6,582,000 1 1,800,000
Page 4 of 31 Foundation Unpaid Awd ./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid 12/31/2014 PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2014 2014 2014
ASIA
270,000 180,000 American Center for Mongolian Studies, Philadelphia , PA 19104 PC 450,000 For a cultural heritage research & training program
660,000 American Council of Learned Societies, New York, NY 10017-6795 PC 660,000 China Studies Program #2
120,000 80,000 American Folklore Society, Columbus, OH 43201 -2602 PC 200,000 Phase Two of the Intangible Cultural Heritage Project
155,000 65,000 90,000 American Friends of Prospect Burma , Accord , NY 12404 PC For the Journal of Burmese Scholarship & related workshops
60,000 American Institute for Indonesian Studies (AIFIS), Ithaca , NY 14850 PC 60,000 Programmatic Activities & Scholarly Exchange
100,000 106,000 Arizona State University Foundation, Tempe, AZ 85280-2260 PC 206,000 Theravada Civilizations Project H
450,000 Arizona State University Foundation , Tempe, AZ 85280-2260 PC 750,000 300,000 For the American Experience Initiative
100,000 Asia Foundation , San Francisco, CA 94119 -3223 PC 100,000 Expand Education & Exchange Program on US-China Relations
400,000 Asia Society, New York, NY 10021-5088 PC 500,000 100,000 For ChmaFile, a new online magazine about China
200,000 Asia Society, New York, NY 10021- 5088 PC 200,000 For the exhibition & catalogue, Buddhist Art of Myanmar
Asian Art Museum , San Francisco, CA 94102 PC 20,000 20,000 For the second SF Asian Art Forum for Museum Directors
200,000 Asian Cultural Council , New York, NY 10036- 1802 PC 350,000 150,000 American Artists & Museum Professionals in Asia program
300,000 150,000 150,000 The Aspen Institute , Washington , DC 20036- 1133 PC For the United States-China Policy Dialogue
Page 5 of 31 Foundation Unpaid Awd ./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2014 2014 2014 12/31/2014
Carnegie Council for Ethics in International Affairs, Inc., New York, NY 10065 PC 125,000 125,000 Participation of Students from Asia in Global Ethics Network
Center for American Progress , Washington , DC 20005 PC 250,000 150,000 100,000 For a project on U S -China cooperation in Southeast Asia
Center for Lao Studies , San Francisco, CA 94103 PC 40,000 40,000 Programming and Outreach Activities
Center for Strategic and International Studies, Washington , DC 20036 PC 25,000 25,000 For a conference on the political situation in Thailand
Center for Strategic and International Studies , Washington, DC 20036 PC 150,000 50,000 100,000 Young Leaders Program of Pacific Forum CSIS #3
US-China Education Trust, F. Y. Chang Foundation , Washington , DC 20037 PF 20,000 20,000 Preparatory work for CASACS
China Dialogue Trust, London , NI 6HT PC 50,000 50,000 Research & Reporting on China's Global Environmental Impact
China Institute in America , New York, NY 10065 PC 105,000 105,000 Series of Exhibitions on Chinese Art & Material Culture
Columbia University , New York, NY 10027 PC 150,000 90,000 60,000 Tibet Library Project
Cornell University, Ithaca , NY 14853 PC 186,000 110,000 76,000 Conservation training program with Chinese libraries #2
Duke University , Durham , NC 27708-8001 PC 26,000 26,000 To support the Southeast Asia Research Group [SEAReG]
Field Museum of Natural History, Chicago , IL 60605 -2496 PC 175,000 175,000 For a digital catalogue for the new Cyrus Tang Hall of China
Fowler Museum at University of California , Los Angeles, Los Angeles, CA 90095- 1549 PC 40,000 40,000 'Textiles of Timor, Island in the Woven Sea'
Freer Gallery of Art & Arthur M. Sackler Gallery, Smithsonian Institution , Washington , DC 20013-7012 PC. 180,000 90,000 90,000 For a Chinese painting conservator position
Page 6 of 31 Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2014 2014 2014 12/31/2014
Hmong Cultural Center, Saint Paul , MN 55104-4796 PC 50,000 25,000 25,000 For initiatives of the Hmong Resource Center Library
Hobart and William Smith Colleges , Geneva , NY 11456 PC 120,000 120,000 Program on Asian Studies and the Environment
Indiana University , Bloomington , IN 47401 PC 150,000 100,000 50,000 Initiative on philanthropy in China
Inter-American Dialogue , Washington , DC 20036 PC 50,000 50,000 China-Latin America project
Paul H. Nitze School of Advanced International Studies (SAIS), Johns Hopkins University, Washington , DC 20036 PC 125,000 125,000 Fellowship Program for Graduate Students & Young Faculty
Johns Hopkins University , Baltimore , MD 21218 PC 130,000 130,000 New Program for Specialized Chinese Language Instruction
KCETLink, Burbank, CA 91505 PC 300,000 150,000 150,000 Continued support for LinkAsia's programming
Lehigh University, Bethlehem , PA 18015-3123 PC 45,000 45,000 United States-Indonesia Undergraduate Exchange Program
The Lontar Foundation , Pejompongan , Jakarta 10210 PC 90,000 90,000 Anthologies of Indonesian poetry and short stories
McGill University, Montreal , Quebec H3A 0C4 PC 150,000 50,000 100,000 Ming Qing Women's Writings Project
Mercy Corps, Washington , DC 20036 PC 35,500 35,500 To support ongoing programming of the NCNK
Minnesota Public Radio , American Public Media, Saint Paul, MN 55101 PC 133,000 133,000 Ongoing Coverage of Asia on 'Marketplace'
National Bureau of Asian Research , Seattle, WA 98105 PC 50,000 50,000 Project on Myanmar's reemergence
National Committee on American Foreign Policy, New York, NY 10022 PC 200,000 100,000 100,000 Continued support for Northeast Asia Forum
Page 7 of 31 Foundation Unpaid Awd./Adj . Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION /GRANT TITLE Reci p ient 1/1/2014 2014 2014 12/31/2014
National Geographic Society, Washington , DC 20036-4688 PC 75,000 75,000 Expansion of Asia Projects in the Young Explorers Program
National Humanities Center, Research Triangle Park, NC 27709-2256 PC 615,000 165,000 450,000 Chinese Scholars Program
Purdue University , West Lafayette, IN 47907-2040 PC 200,000 100,000 100,000 Digital project on the study of religion & society in China
Rubin Museum of Art, New York, NY 10011 PC 100,000 100,000 Final volume in a series of publications on Tibetan art history
Social Science Research Council, Brooklyn , NY 11201 PC 106,000 106,000 Research Network on China-Africa Relations
Syracuse University, Syracuse, NY 13244- I 100 PC 25,000 25,000 English language training program on science & civil society
Teach for China , San Francisco, CA 94108 PC 100,000 100,000 U S -China Teaching Fellows Program
Temple University , Philadelphia , PA 19122 PC 150,000 90,000 60,000 Expanding Opportunities for Research on Vietnam
Touchstone Theatre , Bethelhem , PA 18015 PC 20,000 20,000 For the community-based project, Journey from the East
Universiteit Leiden , 2300 RA Leiden , Neitherlands PC 26,750 26,7501 For the Asian Studies in Africa conference in 2015
University of British Columbia, Vancouver, BC V6T 1Z1 PC 35,000 35,000 To support the 'Knowledge- Sharing on SEZs in DPRK' seminar
University of California , Berkeley, Berkeley, CA 94720- 1500 PC 12,000 12,000 Handbook of East & Southeast Asian Archaeology
University of Chicago, Chicago , IL 60637 PC 150,000 75,000 75,000 For a manual of Tibetan manuscript studies
University of Hawai ' i Foundation , Honolulu , HI 96822 PC 85,000 75,000 10,000 Endangered languages catalogue
Page 8 of 31 Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION /GRANT TITLE Reci p ient 1/1/2014 2014 2014 12/31/2014
The University of Kansas, Lawrence, KS 66045 PC 375,000 225,000 150,000 Annotated Turki Manuscripts from the Jarring Co llection Online
University of Minnesota-Twin Cities, Minneapolis , MN 55455 PC 300,000 150,000 150,000 For'Mapping Transitions through the Vehicle of the Arts'
University of Pennsylvania , Philadelphia , PA 19104-6380 PC 185,000 100,000 85,000 Digital library of Northern Thai manuscripts
University of Utah, Salt Lake City, UT 84112 PC 150,000 75,000 75,000 Mekong Region Development Research Group
Vermont Studio Center, Johnson , VT 05656 PC 60,000 60,000 Chinese Poetry & Translation Residency Program
Volunteers in Asia , San Francisco , CA 94102 PC 60,000 60,000 Launch of a Burma\Myanmar Program
Woodrow Wilson International Center for Scholars, Washington , DC 20004-3027 PC 350,000 175,000 175,000 For the Choke Point Port Cities project
American Friends of Prospect Burma , Accord, NY 12404 PC 40,000 40,000 For the Burma-Bangladesh Initiative
SARUS, Westerville , OFI PC 25,000 25,000 To support the Myanmar- Bangladesh Exchange Program
Vassar College, Poughkeepsie, NY PC 22,000 22,000 Embodying Compassion in Buddhist Art Image, Pilgrimage, Practice
Total Asia :I 1 4,209,000 6,159,2501 6,216,2501 4,152,000
Page 9 of 31 Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2014 2014 2014 12/31/2014 CLARE BOOTHE LUCE PROGRAM - DESIGNATED INSTITUTIONS
Boston University , Boston , MA 02215 PC 330,000 330,000 CBL Program Escrow Account - 2014
Colby College, Waterville, ME 04901-8846 PC 330,000 330,000 CBL Program Escrow Account - 2014
Creighton University, Omaha , NE 68178 PC 330,000 330,000 CBL Program Escrow Account - 2014
Fordham University , Bronx , NY 10458 PC 330,000 330,000 CBL Program Escrow Account - 2014
Georgetown University, Washington , DC 20057 PC 330,000 330,000 CBL Program Escrow Account - 2014
Marymount University, Arlington , VA 22207-4299 PC 330,000 330,000 CBL Program Escrow Account - 2014
Mount Holyoke College, South Hadley, MA 01075-1496 PC 330,000 330,000 CBL Program Escrow Account - 2014
Santa Clara University, Santa Clara , CA 95053 PC 330,000 330,000 CBL Program Escrow Account - 2014
Seton Hall University, South Orange, NJ 07079-2684 PC 330,000 330,000 CBL Program Escrow Account - 2014
St. John 's University , Jamaica , NY 11439 PC 330,000 330,000 CBL Program Escrow Account - 2014
Trinity Washington University, Washington , DC 20017 PC 330,000 330,000 CBL Program Escrow Account - 2014
University of Notre Dame, Notre Dame, IN 46556 PC 330,000 330,000 CBL Program Ecrow Account - 2014
Villanova Preparatory School, Ojai, CA 93023 PC 330,000 330,000 CBL Program Escrow Account - 2014
Total Clare Boothe Luce Prog ram - Desi g nated Institutions : 01 4,290,000 1 4,290,0001 0
Page 10 of 31 Foundation Unpaid Awd ./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2014 2014 2014 12/31/2014
CLARE BOOTHE LUCE PROGRAM - INVITED INSTITUTIONS
American Indian College Fund , Denver, CO 80221-4488 PC 300,000 80,000 1 - 220,000 4 CBL Undergraduate Scholarships
Amherst College, Amherst, MA 01002-5000 PC 223,200 150,000 73,200 24 CBL Undergraduate Research Awards
Bellarmine University, Louisville, KY 40205 PC 105,000 105,000 Ten Undergraduate Research Awards
Bryn Mawr College, Bryn Mawr, PA 19010 PC 179,997 138,000 41,997 3 CBL Undergraduate Scholarships
Bucknell University , Lewisburg, PA 17837 PC 50,000 50,000 Twenty CBL Undergraduate Scholarships
California Institute of Technology, Pasadena , CA 91125 -3100 PC 500,000 500,000 One CBL Professorship
Carnegie Mellon University, Pittsburgh , PA 15213 PC 297,921 150,000 147,921 2 CBL Grad Fellowships in Engineering or Computer Sciences
College of Saint Scholastica , Duluth , MN 55811-4199 PC 196,200 196,200 Eight CBL Undergraduate Research Awards
College of Wooster, Wooster, OH 44691 PC 100,000 50,000 50,000 12 CBL Undergraduate Research Awards
Cornell University, Ithaca , NY 14853 PC 500,000 500,000 One CBL Assistant Professorship
Emory University, Atlanta , GA 30322 PC 50,000 50,000 8 CBL Undergraduate Research Awards
Fairfield University , Fairfield , CT 06824 PC 17,219 17,219 1 CBL Professorship
Page 11 of 31 Foundation Unpaid Awd ./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2014 2014 2014 12/31/2014 Georgia Institute of Technology , Atlanta , GA 30332 -0325 PC 129,992 129,992 2 CBL Graduate Fellowships
Hamilton College, Clinton , NY 13323 PC 94,600 50,000 44,600 24 CBL Undergraduate Research Awards
Harvard University , Cambridge, MA 02138 PC 500,000 500,000 One CBL Professorship
Johns Hopkins University, Baltimore , MD 21218-2691 PC 125,241 125,241 2 CBL Graduate Fellowships
Lehigh University, Bethlehem , PA 18015 PC 192,000 48,000 144,000 18 CBL Undergraduate Research Awards in Engineering
Loyola University Maryland , Baltimore, MD 21210 PC 38,267 38,267 CBL Assistant Professors Raenita A Fenner & Megan Olsen
Northwestern University, Evanston , IL 60208 PC 299,912 299,912 Two CBL Graduate Fellowships
Oberlin College , Oberlin , OH 44074-1090 PC 241,425 241,425 Three CBL Undergraduate Scholarships
Franklin W. Olin College of Engineering , Needham , MA 02492- 1200 PC 60,000 60,000 24 CBL Undergraduate Research Awards
Rensselaer Polytechnic Institute , Troy, NY 12180-3590 PC 197,209 197,209 CBL Assistant Professor in Computer Science
Saint Louis University, St. Louis, MO 63103-2097 PC 62,192 62,192 2 CBL Graduate Fellowships
Saint Mary's College, Notre Dame, IN 46556 PC 80,000 80,000 4 CBL Undergraduate Scholarships
Saint Mary ' s College of California , Moraga , CA 94575-3005 PC 299,105 299,105 Eight CBL Undergraduate Scholarships
Seattle University, Seattle, WA 98122- 1090 PC 50,000 50,000 6 CBL Undergraduate Research Awards
Page 12 of 31 Foun dation Unpaid Awd ./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient F 1/1/2014 2014 2014 12/31/2014
Smith College , Northampton , MA 01063 PC 25,000 25,000 . 2 CBL Undergraduate Scholarships
164,800 Southeastern Pennsylvania Consortium for Higher Education (SEPCHE), Radnor, PA 19089 PC 194,800 30,000 15 CBL Undergraduate Research Awards
Spelman College, Atlanta , CA 30314-4399 PC 217,500 90,000 127,500 8 CBL Undergraduate Research Awards
St. Catherine University, St. Paul , MN 55105 PC 91,344 45,000 46,344 12 CBL Undergraduate Research Awards
Stevens Institute of Technology , Hoboken , NJ 07030 PC 280,176 280,176 3 CBL Undergraduate Scholarships
Stonehill College, Easton , MA 02357 PC 300,000 300,000 6 CBL Undergraduate Scholarships
University of California , Irvine, Irvine, CA 92697 PC 500,000 290,000 210,000 2 CBL Assistant Professorships in the Physical Sciences
University of California , Los Angeles, Los Angeles, CA 90095- 1405 PC 256,000 256,000 Eight CBL Undergraduate Research Awards
University of Dallas, Irving, TX 75062-4736 PC 290,000 290,000 Ten CBL Undergraduate Scholarships
University of Delaware, Newark, DE 19716-0101 PC 463,770 300,000 163,770 1 CBL Assistant Professorship in Engineering
University of Washington , Seattle, WA 98105- 1230 PC 320,521 140,000 180,521 2 CBL Assistant Professors in Engineering
Villanova University, Villanova , PA 19085-1699 PC 100,000 100,000 3 CBL Asst Professors Kondrath, Park & Radisavljevic-Gapc
Williams College, Williamstown , MA 01267 PC 156,440 85,000 71,440 24 CBL Undergraduate Research Awards
Page 13 of 31 Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In /After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2014 2014 2014 12/31/2014
Xavier University , Cincinnati , OH 45207-4511 PC 80,000 80,000 , 4 CBL Undergraduate Scholarships
Xavier University of Louisiana , New Orleans, LA 701 25- 1098 PC 300,000 200,000 100,000 10 CBL Undergraduate Scholarships
Total Clare Boothe Luce Prog ram - Invited Institutions : i 5,277,389 1 3,187,642 1 3,138,601 1 5,326,430
Page 14 of 31 Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2014 2014 2014 12/31/2014
EAST & SOUTHEAST ASIAN ARCHAEOLOGY INITIATIVE
Indiana University, Indianapolis , IN 46266-6057 PC 180,000 180,000 The Archaeology of Early China in an East Asian Context
University of Pittsburgh, Pittsburgh , PA 15260 PC 115,000 115,000 Anthropological Archaeologist Specializing in East Asia
University of Toronto , Toronto, Ontario M5S I Al PC 100,000 100,000 Tenure-Stream Position in East Asian Archaeology
Total East & Southeast Asian Archaeology Initiative : 395,000 0 395,000 0
Page 15 of 31 Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2014 2014 2014 12/31/2014
HENRY R. LUCE DIRECTOR'S FUND
Total Hen ry R. Luce Director's Fund : 01 01 01
Page 16 of 31 Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2014 2014 2014 12/31/2014
HENRY R. LUCE PROFESSORSHIP PROGRAM
University of Notre Dame, Notre Dame, IN 46556 PC 175,000 175,000 Religion, Conflict and Peacebuilding
Total Hen ry R. Luce Professors hi Pro ram :/ 175,0001 01 175,000 0
Page 17 of 31 Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2014 2014 2014 12/31/2014
HIGHER EDUCATION
California State University, Fullerton , Fullerton , CA 92831 PC 25,000 25,000 Leadership Institute for Tomorrow (LIFT) Program
Carnegie Mellon University, Pittsburgh , PA 15213 PC -25,000 -25,000 Negotiation Skills for Women In Science & Engineering
Ewha University- Industry Collaboration Foundation (EUICF), Seoul , Korea 120-750 PC 750,000 375,000 375,000 Expanding Horizons Luce Intl Seminar for Women in STEM
Fordham University, Bronx , NY 10458 PC 225,000 175,000 50,000 CBL Program 25th Anniversary Professors Conference
Herstory Writers Workshop , Inc., Centereach , NY 11720 PC 5,000 5,000 Empowering women through guided memoir writing
LaGuardia Community College Foundation, Long Island City, NY 11101 PC 50,000 50,000 World Pathways Heritage Language project
LaGuardia Community College Foundation , Long Island City, NY 11101 PC 250,000 250,000 World Pathways Heritage Language Program #2
University of Illinois at Urbana- Champaign PC 40,000 40,000 Communication & Dissemination of Int'l Service Learning
Washington University in St. Louis, St. Louis, MO 63130 PC 71,250 71,250 College Freshman Migrating out of STEM project
Total Hi g her Education : 1 871,250 1 520,000 966,2501 425,000
Page 18 of 31 Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION /GRANT TITLE Reci p ient 1/1/2014 2014 2014 12131/2014
HRL INITIATIVE ON RELIGION & INTL AFFAIRS
America Abroad Media, Washington , DC 20006 PC 350,000 219,000 131,000 For public radio programs on religion & diasporic communities
American University , Washington , DC 20016-8060 PC 150,000 150,000 Religious Engagement with Rights & Justice in Latin America
Americans for Oxford Inc., New York, NY 10110 PC 35,000 35,000 Faith-Based Humanitarian Responses to Displacement
Arizona State University Foundation , Tempe, AZ 85280-2260 PC 460,000 160,000 300,000 For a project on religion & global citizenship
The Bureau for International Reporting, New York, NY 10003 PC 180,000 120,000 60,000 Religion and International Affairs Reporting #2
Carnegie Endowment for International Peace, Washington , DC 20036-2103 PC 250,000 107,000 143,000 The Rise of the News Sectarianism in the Middle East
Columbia University, New York, NY 10027 PC 207,000 149,000 58,000 Center for the Study of Democracy, Toleration, and Religion
Duta Wacana Christian University, Yogyakarta , 55224 PC 250,000 150,000 100,000 Religion, Public Policy & Social Transformation in SEA
Faith Matters, Inc., College Park, MD 20740 So l 150,000 150,000 Public radio series on God & Government
Faith Matters, Inc., College Park, MD 20740 Sol 20,000 20,000 Supplemental support for public radio series on God & Govn't
Friends of the British Council, Washington , DC 20036 PC 300,000 150,000 150,000 Support for'Bridging Voices'
George Mason University Foundation , Fairfax , VA 22030-4444 PC 193,000 193,000 Project on Russian and Soviet Perspectives on Islam
The George Washington University , Washington , DC 20052 PC 100,000 100,000 Islam in a Changing Middle East
Page 19 of 31 Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2014 2014 2014 12/31/2014 The George Washington University , Washington, DC 20052 PC 270,000 1 135,000 135,000 Initiative on religion & int'l affairs in Central Eurasia
Georgetown University, Washington , DC 20057 PC 300,000 150,000 150,000 Religion and Global Development Program
Human Rights Watch , New York, NY 10018-3299 PC 400,000 200,000 200,000 Research & documentation of religious intolerance in SE & Central Asia
International Crisis Group, Washington , DC PC 162,500 162,500 Project on Religion and Conflict in Africa and Asia
Paul H . Nitze School of Advanced International Studies (SAIS), Johns Hopkins University, Washington , DC 20036 PC 150,000 150,000 Media Coverage of Religion & International Affairs
The New School, New York, NY 10011 PC 425,000 240,000 185,000 Sacred landscapes & sustainable futures in the Himalaya
Hemispheric Institute of Performance & Politics, New York University, New York, NY 10003 PC 283,400 138,600 144,800 Initiative on Religion & Politics in the Americas #2
Northwestern University, Evanston, IL 60208 PC 8,000 8,000 For the project'Thinking about religion, law & politics'
NUS America Foundation , Sunnyvale, CA 94085 PC 400,000 400,000 Research program on Religion & NGO's in Asia
Public Radio International Inc., Minneapolis, MN 55401 PC 400,000 140,000 260,000 Continued coverage of religion & int'l affairs on The World
Pulitzer Center on Crisis Reporting, Washington , DC 20036 PC 300,000 150,000 150,000 To support'Religion and Power'
Brookings Institution , Washington , DC 20036 PC 300,000 100,000 200,000 For the Rethinking Political Islam project
Social Science Research Council , Brooklyn , NY 11201 PC 150,000 150,000 Project on Religion, Media, and Digitization
The Fletcher School of Law & Diplomacy, Tufts University, Medford , MA 02155 PC 180,000 180,000 Project on Religious Claims, Nationalism & Human Suffering
Page 20 of 31 Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci pient 1/1/2014 2014 2014 12/31/2014
University of California, Irvine, Irvine, CA 92697 PC 195,000 195,000 , Project on Religions in Diaspora and Global Affairs
University of California, Irvine, Irvine, CA 92697 PC 450,000 180,000 270,000 For the project, Religion & Humanitarianism in Africa _
University of Southern California, Los Angeles, CA 90089-4019 PC 100,000 100,000 Innovating International Religion Coverage
Yale University, New Haven, CT 06520-8229 PC 120,000 40,000 80,000 Project on religion, gender & the politics of state security
George Mason University Foundation, Fairfax, VA 22030-4444 PC 48,000 48,000 Transatlantic Policy Network on Religion & Diplomacy
Refugee Studies Centre, University of Oxford PC 20,000 20,000 Support for a spacial issue of Forced Migration Review
Total HRL Initiative on Reli g ion & Intl Affairs: 3,350,9001 3,956,000 4,190,1001 3,116,800
Page 21 of 31 Foundation Unpaid Awd ./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2014 2014 2014 12/31/2014
LUCE INITIATIVE ON ASIAN STUDIES & THE ENVIRONMENT (LIASE)
Bard College, Annandale - on-Hudson , NY 12504- 5000 PC 400,000 200,000 200,000 Activities Focused on Asian Studies & the Environment
Beloit College, Beloit, WI 53511-5595 PC 50,000 50,000 To support an exploration grant
Carleton College, Northfield , MN 55057-4010 PC 50,000 50,000 To support an exploration grant
Centre College, Danville, KY 40422 PC 50,000 50,000 To support an exploration grant
Dickinson College, Carlisle, PA 17013 PC 120,000 60,000 60,000 Activities Focused on Asian Studies & the Environment
Eckerd College, St. Petersburg, FL 33711 PC 400,000 200,000 200,000 Activities focused on Asian Studies & the Environment
Furman University , Greenville, SC 29613-0662 PC 50,000 50,000 To support an exploration grant
Hampshire College, Amherst, MA 01002 PC 400,000 200,000 200,000 Activities focused on Asian Studies & the Environment
Lawrence University, Appleton , WI 54911 PC 160,000 90,000 70,000 Activities Focused on Asian Studies & the Environment
Oberlin College , Oberlin, OH 44074- 1090 PC 50,000 50,000 To support an exploration grant
Occidental College, Los Angeles, CA 90041-3314 PC 180,000 100,000 80,000 Activities Focused on Asian Studies & the Environment
St. Olaf College , Northfield , MN 55057 PC 400,000 200,000 200,000 Activities focused on Asian Studies & the Environment
Page 22 of 31 Foundation Unpaid Awd ./Adj. Paid/ Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci pient 1/1/2014 2014 2014 12/31/2014 200,000 Trinity College, Hartford , CT, Hartford, CT 06106-3100 PC 200,000 Activities Focused on Asian Studies & the Environment
200,000 Willamette University, Salem , OR 97301 PC 400,000 200,000 Activities focused on Asian Studies & the Environment
Total Luce Initiative on Asian Studies & the Environment LIASE : 660,000 1 2,250,000 1 1,500,000 1 1,410,000
Page 23 of 31 Foundation Unpaid Awd ./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION /GRANT TITLE Reci pient 1 /1/2014 2014 2014 12/31/2014
LUCE SCHOLARS PROGRAM
Asia Foundation, San Francisco , CA 94119-3223 PC 2,750,000 2,250,000 500,000 Renewed support for administration of the Luce Scholars Program in Asia
E Total Luce Scholars Pro ram : 01 2,750,0001 2,250,000 1 500,000
Page 24 of 31 Foundation Unpaid Awd ./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION /GRANT TITLE Reci p ient 1/1/2014 2014 2014 12/31/2014
PUBLIC POLICY
Congressional Research Service, The Library of Congress, Washington , DC 20540-7000 PC 90,000 90,000 For an orientation seminar for new Members of the 114th Congress
Council on Foundations , Inc., Arlington , VA 22202-3706 PC 40,000 40,000 Education, Information & Analysis Services in 2014
Foundation Center, New York, NY 10003 PC 40,000 40,000 Education, Information & Analysis Services in 2014
Foundation Center, New York, NY 10003 PC 50,000 50,000 To support technology enhancements
CuideStar USA, Inc., Williamsburg , VA 23185 PC 5,000 5,000 Education, Information & Analysis Services in 2014
Philanthropy New York, New York, NY 10003-3076 PC 23,000 23,000 Education, Information & Analysis Services in 2014
Philanthropy New York, New York, NY 10003-3076 PC 25,000 25,000 Support for the relocation of Philanthropy NY Headquarters
Total Public Policy : 01 273,000 273,000 0
Page 25 of 31 Foundation Unpaid Awd ./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2014 2014 2014 12/31/2014
SPECIAL PROJECTS
National Humanities Center, Research Triangle Park, NC 27709-2256 PC 25,000 25,000 Educational materials for the Founders Online website
New York Urban League, New York, NY 10030 PC 20,000 20,000 To support the STEM Engagement Initiative programs
Wings Over the Rockies Air & Space Museum , Denver, CO PC 15,000 15,000 To support education programs
Florida International Universidty Foundation PC 30,000 30,000 To support the Leadership Fellows Program
Queens Library Foundation Diana Chapin , Jamaica , NY PC 10,000 10,000 Acquisition of additional Asian materials for the IRC
Total S pecial Projects : of 100,0001 100,0001 0
Page 26 of 31 Foundation Unpaid Awd./Adj . Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2014 2014 2014 12/31/2014
THEOLOGY
Andover Newton Theological School, Newton Centre , MA 02459 PC 200,000 200,000 Expand the Interreligious Leadership Training Program - 42
Aquinas Institute of Theology, St. Louis, MO 63108-3323 PC 330,000 110,000 220,000 To support the Montesmos project in Hispanic ministry
Asbury Theological Seminary , Wilmore, KY 40390 PC 87,500 87,500 Conduct Research on World Christian Identities
Asociacion para In Educacion Teologica Hispana ( AE•fti), Orlando , FL 32867 PC 220,000 150,000 70,000 To Certify & Strengthen Bible Institutes
Association of Boards in Theological Education, dba In Trust, Wilmington, DE 19801 PC 200,000 200,000 To support In Trust magazine's Writer Workshop & outreach
Association of Theological Schools in the United States & Canada , Pittsburgh , PA 15275-1110 SO I 37,500 37,500 Planning project for an initiative on global awareness & engagement
Association of Theological Schools in the United States & Canada , Pittsburgh , PA 15275-1110 Sol 1,190,000 1,190,000 Continuation of the Henry Luce III Fellows in Theology Program
Auburn Theological Seminary , New York, NY 10115 PC. 400,000 250,000 150,000 To support development of the Auburn Fellows Program
Boston University , School of Theology, Boston , MA 02215 PC 230,000 125,000 105,000 Program on Religion and Conflict Transformation
Brite Divinity School, Fort Worth , TX 76129 PC 96,000 96,000 Visiting Scholars Program in World Christianity
Catholic Theological Union, Chicago, IL 60615 PC 260,000 130,000 130,000 To Advance Interreligious Dialogue
The Catholic University of America , Washington , DC 20064 PC 20,000 20,000 To support a conference on libertarianism
Central Baptist Theological Seminary , Shawnee, KS 66226-3513 PC 125,000 125,000 Joint Program with Myanmar Institute of Theology
Page 27 of 31 Foundation Unpaid Awd ./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2014 2014 2014 12/31/2014
Chicago Theological Seminary, Chicago, IL 60637 PC 75,000 75,000 Environmental Sustainability in a Religiously Plural World
Columbia University, New York, NY 10027 PC 190,000 100,000 90,000 Processing of the Union Theological Seminary archive at the Burke Library
The Council of Independent Colleges, Washington, DC 20036-1142 PC 300,000 150,000 150,000 Curricula on Interfaith Understanding for Member Schools
Dominican University, River Forest, IL 60305 PC 40,000 40,000 Pilot modules of online courses in interfaith understanding
Dominican University, River Forest, IL 60305 PC 50,000 50,000 Pilot modules of online courses in interfaith understanding #2
Duke Divinity School , Duke University, Durham , NC 27708 PC 50,000 50,000 Seminars on the Theology of Christian & Muslim Peacemaking
Candler School of Theology, Emory University, Atlanta , GA 30322-4001 PC 81,375 81,375 Exchanges with Seminaries in Africa, Asia & South America
Candler School of Theology, Emory University, Atlanta , GA 30322-4001 PC 500,000 125,000 375,000 Programs of the Laney Professorship in Moral Leadership
Episcopal Divinity School, Cambridge , MA 02138 PC 75,000 75,000 Faculty Training & Education on Religious Pluralism
Fuller Theological Seminary , Pasadena , CA 91182 PC 55,000 55,000 On-Line Journal For Interfaith Dialogue
Garrett-Evangelical Theological Seminary, Evanston , IL 60201 PC 137,500 75,000 62,500 Professorship in Missions & World Religions
Graduate Theological Union, Berkeley, CA 94709 PC 130,000 65,000 65,000 Expand leadership programs of the Center of Islamic Studies
Harvard University, Divinity School, Cambridge, MA 02138 PC 45,000 45,000 Comparative Theology Lecture Series
Human Media . Connie Goldman Productions, Belmont, VT PC 39,000 39,000 Support for the public radio series, Humankind
Page 28 of 31 Foundation I Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Recipient 1/1/2014 2014 2014 12/31/2014
Jesuit School of Theology of Santa Clara University, Berkeley, CA 94709 PC 112,500 56,250 56,250 Women of Wisdom & Action initiative
Lancaster Theological Seminary, Lancaster , PA 17603 PC 86,000 86,000 Maximizing Campus Value with Partners for Sacred Places
Louisville Presbyterian Theological Seminary, Louisville, KY 40205-1798 PC 125,000 125,000 Doors to Dialogue Program
Loyola Marymount University, Los Angeles, CA 90045-2659 PC 43,000 43,000 Ecumenism Between Orthodox & Roman Catholic Churches
McCormick Theological Seminary, Chicago, IL 60615-5108 PC 450,000 250,000 200,000 To support the Center for Faith & Service
Nazarene Theological Seminary, Kansas City, MO 64131 PC 300,000 150,000 150,000 Continued Support for Collaborative Programming
Payap University, Chiang Mai , 50000 PC 100,000 100,000 Support for the structural renovation of Henry R Luce Chapel
Princeton Theological Seminary , Princeton , NJ 08542 PC 200,000 100,000 100,000 Hispanic Theological Initiative Consortium
Princeton Theological Seminary, Princeton , NJ 08542 PC 250,000 250,000 To Support the Theological Commons
Public Religion Research Institute, Washington , DC 20036 PC 450,000 225,000 225,000 Quarterly national opinion surveys on religion & public life
Reconstructionist Rabbinical College, Wyncote, PA 19095 -1898 PC 213,000 95,000 118,000 Program to Train Rabbis for Service in Multifaith World - #3
Saint John 's University, Collegeville, MN, Collegeville, MN 56321-2000 PC 40,000 40,000 To support an in-house web-developer
Saint John 's University, Collegeville, MN, Collegeville, MN 56321-2000 PC 500,000 200,000 300,000 An online reading room at Hill Museum & Manuscript Library
Society of Biblical Literature, Atlanta, GA 30329 PC 40,000 40,000 Formation of an Independent Network of Quramc Scholars
University of Southern California , Los Angeles, CA 90089-4019 PC 250,000 125,000 125,000 Support for Religion Dispatches, an online magazine Foundation Unpaid Awd ./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2014 2014 2014 12/31/2014
Wesley Theological Seminary , Washington , DC 20016 PC 600,000 400,000 200,000 To support the launch of the Center for Public Theology
World Student Christian Federation (WSCF) North America , New York, NY 10115 PC 25,000 25,000 Student Christian Movement-USA Leadership Training Program
Total Theolo gy: 3,491,875 5,456,5001 5,781,625 3,166,750
Page 30 of 31 Foundation Unpaid Awd./Adj . Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Rec i p ient 1/1/2014 2014 2014 12/31/2014
Matching Grants 133,359 475,102 11 385,709 222,752 Directors Grants - 240 ,000 240,000 - Luce Scholars Program 554,264 554,264 -
Total All Grant Program Categories 19,723,7731 37,433,758 37,037,7991 20,119,732
Grant Discount Adjustment per Audit (53,019) (43,821) (96,840) Total Adj usted All Grant Program Categories 19,670 ,754 1 37 ,389,937 1 37,037, 799 20,022,892 Correspondin g 990PF Line # Part 11 Part I Part 11 Line 18 (a) Line 25 (a) Line 18 (b) Recoveries of amounts treated as qualifying distributions (from prior years) 45,000 Part X1 Line 4 37,082,799 Part 1 Line 25 (d)
Page 31 of 31 US-China Education Trust, F. Y. Chang Foundation 2014 Expenditure Responsibility Activity Data as of 9/11/2015
1. Organization Name and Address: US-China Education Trust, F. Y. Chang Foundation 2101 K Street, NW, Second Floor Washington , DC 20037
2. Grant's Date and Amount Grant of $20,000 approved on 7/8/2014 Payment of $20,000 made on 7/8/2014
3. Purpose of the Grant: To support preparatory work for a Chinese Association for the Study of American Culture & Society (CASACS).
4. Grant Amount Spent: The Grant has been expended by the grantee as payment has been made.
5. Any part of the Grant diverted: No portions of the funds have been diverted from the purposes of the Grant.
6. Date of report(s) received in 2014, if any: Year-end financials for FY2014 due on 12/31/2015
7. Date and results of any verification of the Grantee's reports undertaken by or at the direction of the grantor foundation: N/A Payap University 2014 Expenditure Responsibility Activity Data as of 9/11/2015
1. Organization Name and Address: Payap University Super-highway Chiang Mai-Lumpang Road Amphur Muang Chiang Mai, Thailand 50000
2. Grant's Date and Amount Grant of $100 ,000 approved on 11/06/2014 Payment of $100 ,000 made on 12/31/2014
3. Purpose of the Grant: Support for the structural renovation of Henry R. Luce Chapel.
4. Grant Amount Spent: The Grant has been expended by the grantee as payment has been made.
5. Any part of the Grant diverted: No portions of the funds have been diverted from the purposes of the Grant.
6. Date of report(s) received in 2014, if any: Year-end financials for FY2014 due on 12/31/2015
7. Date and results of any verification of the Grantee's reports undertaken by or at the N/A Refugee Studies Centre , Chancellor Masters & Scholars of the University of Oxford 2014 Expenditure Responsibility Activity Data as of 9/11/2015
1. Organization Name and Address: Refugee Studies Centre, Chancellor Masters & Scholars of the University of Oxford Oxford Department of International Development University of Oxford 3 Mansfield Road Oxford, England OX1 3TB
2. Grant's Date and Amount Grant of $20,000 approved on 12/19/2014 Payment of $20,000 made on 12/19/2014
3. Purpose of the Grant: Support for a special issue of Forced Migration Review.
4. Grant Amount Spent: The Grant has been expended by the grantee as payment has been made.
5. Any part of the Grant diverted: No portions of the funds have been diverted from the purposes of the Grant.
6. Date of report(s) received in 2014 , if any: Year-end financials for FY2014 due on 12/31/2015
7. Date and results of any verification of the Grantee's reports undertaken by or at the N/A Universiteit Leiden 2014 Expenditure Responsibility Activity Data as of 9/11/2015
1. Organization Name and Address: Universiteit Leiden Postbus 9500 2300 RA Leiden, Netherlands
2. Grant's Date and Amount Grant of $26, 750 approved on 10/17/2014 Payment of $26,750 made on 10/17/2014
3. Purpose of the Grant: For the Asian Studies in Africa conference in 2015.
4. Grant Amount Spent: The Grant has been expended by the grantee as payment has been made.
5. Any part of the Grant diverted: No portions of the funds have been diverted from the purposes of the Grant.
6. Date of report(s) received in 2014, if any: Year-end financials for FY2014 due on 12/31/2015
7. Date and results of any verification of the Grantee's reports undertaken by or at the N/A