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An even simpler understanding of quantum weak values

Dmitri Sokolovski1,3 and Elena Akhmatskaya2,3 1 Departmento de Qu´ımica-F´ısica, Universidad del Pa´ısVasco, UPV/EHU, Leioa, Spain 2 Basque Center for Applied Mathematics (BCAM), Alameda de Mazarredo, 14 48009 Bilbao, Bizkaia, Spain and 3 IKERBASQUE, Basque Foundation for Science, Maria Diaz de Haro 3, 48013, Bilbao, Spain

ABSTRACT: We explain the properties and clarify the meaning of quantum weak values using only the basic notions of elementary quantum .

Keywords: quantum interference, , weak measurements.

PACS numbers: 03.65.Ta

...And look not for answers where no answers can φ←ψ For example, for a system of interacting particles, An be found. could correspond to Feynman diagrams describing vari- Bob Dylan ous scattering scenarios [7]. The scenarios are ”virtual”, in the sense that only the probability amplitudes, and not the probabilities, can be ascribed to them individu- ally. Together, virtual scenarios form a ”real” pathway, I. INTRODUCTION connecting ψ with φ, which the system will be seen as taking with the probability (1), if the experiment is re- In a recent publication [1] Qin and co-authors sought peated many times. to provide a simplified understanding of the physics of the so-called weak measurements (for a recent review see [2]). They formulated their discussion in the framework III. THE DOUBLE-SLIT EXPERIMENT AND of the quantum Bayesian approach [3], and followed other THE UNCERTAINTY PRINCIPLE authors [4], [5] in asserting that ”anomalous” weak values (WV) may not occur in a purely classical context. One A simple illustration of the above is the Young’s dou- may wonder whether a yet more straightforward explana- ble slit experiment, sketched in Fig.1a. An electron starts tion of these properties could be obtained directly from at some location (x, y), and ends up in a final position the basic principles of quantum theory. In the following, (x0, y0), which it can reach through two holes made in we will provide such an explanation. the screen. There are two virtual pathways, passing through the holes 1 and 2, with the probability ampli- (x0,y0)←(x,y) (x0,y0)←(x,y) tudes A1 and A2 , respectively. A II. PROBABILITY AND PROBABILITY well known feature of quantum description is the im- AMPLITUDES possibility do decide which of the two routes was ac- tually taken. Any attempt to accurately determine it, In , e.g., in its field and many-body destroys the interference pattern, by changing the prob- 0 0 0 0 versions, the quantity of interest is often the probability (x0,y0)←(x,y) (x ,y )←(x,y) (x ,y )←(x,y) 2 φ←ψ ability P from |A1 +A2 | P for the system to start in an initial state ψ and 0 0 0 0 (x ,y )←(x,y) 2 (x ,y )←(x,y) 2 end up, after some time, in a final state φ. The resulting to |A1 | + |A2 | . If no such attempt probabilities obey all the rules of the classical probability is made, ”one may not say that an electron goes either theory, but the quantum nature of the problem dictates through hole 1 or hole 2” [6]. The two virtual routes to- that in order to evaluate P φ←ψ, one must first obtain gether form for the electron a single real pathway from 0 0 a complex valued transition probability amplitude Aφ←ψ (x, y) to (x , y ). This is the uncertainty principle [6]. [6], so that A further simplification of the double slit experiment, which brings us closer to issue of weak values , is shown P φ←ψ = |Aφ←ψ|2. (1) in Fig. 1b. Let a system, consisting of spin 1/2, start in a state |ψi at t = 0, evolve with a Hamiltonian Hˆ until Typically, an amplitude can be decomposed into various t = T , and then be observed in the final state |φi. Choos- sub-amplitudes, corresponding to elementary processes, ing an arbitrary basis {|ii}, hi|ji = δi,j, i = 1, 2, and which all lead to the same outcome φ, P2 inserting the unity i=1 |iihi| at t = T/2, we can write φ←ψ X φ←ψ A = An . (2) n 2 the transition amplitude Aφ←ψ ≡ hφ| exp(−iHTˆ )|ψi as a) x φ←ψ φ←ψ φ←ψ A = A + A , (3) slit 1 1 2 y (x',y')<-(x,y) where ( i = 1, 2). A 1 φ←ψ ˆ ˆ (x,y) Ai = hφ| exp(−iHT/2)|iihi| exp(−iHT/2)|ψi. (4) o

Unless one of the states |ii coincides with |ψi or |φi, o (x',y') we have an analogue of the double slit experiment, with slit 2 |ii’s playing the role of the two holes, and |φi represent- (x',y')<-(x,y) A ing the final position of the electron. Our intention is 2 to see whether the first ”hole” was chosen by the sys- tem. To obtain a yes/no answer, we couple the spin to a von Neumann pointer at t = T/2, using the interaction Hamiltonian, b) < Hˆ = −i∂ Πˆ δ(t − T/2), (5) A {1} int f 1 2 |1><1| where Πˆ 1 = |1ih1| is the projector on the state |1i and f o stands for the pointer’s position. |> o |> Before the meter fires, the pointer’s state is |Gi, and G(f) ≡ hf|Gi is a real differentiable function (e.g., a |2><2| Gaussian) with a zero mean, hG|f|G|i = 0. It peaks < {2} around f = 0, and has a width ∆f. At t = T , after a A successful post-selection in |φi the state of the composite 1 system, |Φ(T )i, is FIG. 1. (a) Young’s two-slit experiment, where the initial φ←ψ φ←ψ hf|Φ(T )i = [G(f − 1)A1 + G(f)A2 ]|φi, (6) and final position of the electron are connected by two vir- tual pathways, each passing through one of the slits; (b) in and the probability distribution for the pointer positions a simplified version of the experiment, the initial, |ψi, and fi- is given by nal, |φi of a spin 1/2 are connected by two virtual pathways,  {1} = |φi ← |1i ← |ψi and {2} = |φi ← |2i ← |ψi. The ρ(f) ≡ |Aφ←ψ|2G2(f − 1) + |Aφ←ψ|2G2(f) + (7) corresponding probability amplitudes are given by equation 1 2 (4).  h ∗φ←ψ φ←ψi 2G(f − 1)G(f)Re A1 A2 /  Z φ←ψ 2 φ←ψ 2 0 0 0 We can also look at the situation from a purely classi- |A1 | + |A2 | + 2 G(f − 1)G(f )df cal point of view. Accurate intermediate measurements  h ∗φ←ψ φ←ψi destroy all interference between the virtual routes, turn- Re A1 A2 . ing them into two exclusive (real) alternatives [6], and we can see which of the two is actually taken. Out of N In this rather lengthy expression, the system is repre- trials, the pointer will read 1 in N1 cases, and 0, in N2 sented only by the amplitudes in the r.h.s. of Eq.(4), cases. Thus the routes will be seen as travelled with the and by looking at the final pointer readings, we will learn probabilities ωi, i = 1, 2 something about these amplitudes, and these amplitudes φ←ψ 2 only. φ←ψ Ni |Ai | ω = limN→∞ = . (9) i N φ←ψ 2 φ←ψ 2 |A1 | + |A2 | IV. THE ”WHICH WAY?” QUESTION. HIGH With this we can determine the mean value of the pro- ACCURACY AND OBSERVED FREQUENCIES jector Πˆ 1 simply by writing down 1 whenever the spin is seen to pass via the state |1i, and 0 when it passes via the What we learn depends on how hard we look, and this state |2i, add up the results, and divide by the number is determined by the choice of ∆f. For ∆f << 1, we have of trails N, G2(f−1) ≈ δ(f−1), G2(f) ≈ δ(f) and G(f−1)G(f) ≈ 0. ˆ φ←ψ 1 × N1 + 0 × N2 φ←ψ φ←ψ Thus, in each run of the experiment the pointer will be hΠ1i = = ω1 = hfi .(10) shifted by either 0, or 1. If the experiment is repeated N many times, N >> 1, for the mean pointer shift we find We can number the routes as 1 and 2, and ask the ”which φ←ψ 2 ˆ Z |A | route?” question, by measuring instead of Π1 the ”route hfiφ←ψ ≡ fρ(f)df = 1 . (8) φ←ψ 2 φ←ψ 2 |A1 | + |A2 | 3 number operator”        nˆ = |1in1h1| + |2in2h2|, ni = i, i = 1, 2, (11)      so that our accurate meter reads 1 or 2, depending on whether the system passes through the states |1i or |2i. By linearity, the mean value of any operator with the    ˆ P2   eigenvalues Bi, B = i=1 |iiBihi| must be given by ˆ φ←ψ φ←ψ φ←ψ hBi = ω1 B1 + ω2 B2, (12)       φ←ψ φ←ψ φ←ψ  and the mean route number is hnˆi = ω1 +2ω2 .  φ←ψ FIG. 2. (a) An accurate measurement of the projector Πˆ 1 We note that 1 ≤ hnˆi ≤ 2, and, from the position of creates two alternative pathways, {1} and {2}, which the spin φ←ψ hnˆi inside the interval, it is possible to decide which φ←ψ can be seen to take with the probabilities ωi in equation of the two routes is travelled more often. (9); (b) in an inaccurate (weak) measurement there is a single So far, there has been little ”quantum” in our attempt to real pathway, arising from the interference between the virtual answer the ”which way?” question. Out of the original paths {1} and {2}. quantum system, we have ”manufactured” a simple clas- sical system, capable of reaching its final state by taking φ←ψ φ←ψ P2 φ←ψ one of the two available paths at random (see Fig.2a). where αi = Ai / j=1 Aj are the probability The measured operator is replaced by a functional on amplitudes, renormalised to sum to unity. Thus, with the the paths, whose mean value is obtained by recording B1 interference present, the probability ω1, with which the or B2, depending on the path taken, summing all values, real first route is travelled in equation (8), is substituted and dividing the result by the number of trials N. with the real part of the (relative) probability amplitude for the first virtual route. It is easy to check that if the projector Πˆ 1 is replaced by an arbitrary operator Bˆ, V. THE ”WHICH WAY?” QUESTION. POOR the mean shift of the pointer in the limit ∆f → ∞ is ACCURACY AND ”WEAK VALUES” φ←ψ given by the real part of a sum of αi , weighted by the eigenvalues of Bˆ, The quantum nature of the problem comes to light if ( 2 ) one tries to answer the ”which way? question with the φ←ψ X φ←ψ interference between the routes intact. We may try to hfi ≈ Re Biαi , (14) use the same meter to measuren ˆ in equation (11), but i=1 this time making sure that no new ”real” (as opposed so that for the route numbern ˆ in equation (11) we find to ”virtual”) routes are created for the system, and the hfiφ←ψ = αφ←ψ + 2αφ←ψ. transition is perturbed as little as possible. One way to 1 2 achieve this is to make the meter highly inaccurate, by choosing G(f) so broad, that G(f−1) ≈ G(f−2) ≈ G(f), VI. UNCERTAINTY PRINCIPLE IN ACTION and equation (6) becomes hf|Φ(T )i ≈ G(f)Aφ←ψ. As a result, the pointer’s readings become equally spread We can now formulate a simple principle for intermedi- over the whole real axis. This is what we should expect ate measurements made on pre- and post-selected quan- from the uncertainty principle, which suggests that num- tum system. In an accurate measurement, the mean shift ber of the route taken by the spin, like the number of of the pointer is given by a sum of the probabilities on the slit taken in Fig.1a, remains indeterminate, provided the real paths the measurement creates, weighted by the the routes interfere. Indeed, according to Feynman [6], eigenvalues of the measured operator. In a highly inaccu- this ”which way?” question cannot be answered, and our rate measurement, this mean shift is expressed in terms experiment gives the only answer possible under the cir- of the linear combinations of the corresponding probabil- cumstances, which must be ”anything at all”. ity amplitudes [8]. These amplitudes are, indeed, mea- The mean pointer reading is, however, uniquely defined sured experimentally (see, for example, [9]). Note that for any choice of the initial and final states. In an accu- ˆ φ←ψ we are no closer to resolving the original ”which way?” rate measurement of the projector Π1, hfi in equa- conundrum. The uncertainty principle is still in place, tion (8) coincided with the probability, with which the and knowing only the amplitudes does not allow us to first path is travelled. What would it be with the inter- say which of the two ways was actually taken [6]. ference intact? Using the definition (8), expanding now It may, therefore, seem contradictory, that a definite re- very broad G(f − 1) in a Tailor series around f = 1 in sult is obtained for each choice of the initial and final Eq.(7), and retaining only the leading terms, we find states, whereas the uncertainty principle appears to for- ( ) bid obtaining any useful information regarding interfer- Aφ←ψ φ←ψ 1 φ←ψ ing alternatives. One sees, however, that the principle hfi ≈ Re φ←ψ φ←ψ ≡ Re{α1 }, (13) A1 + A2 4 holds, since, in an inaccurate measurement of any op- that a response of quantum system to probe by a par- erator Bˆ, it is possible to obtain any pointer shift, by ticular weak interaction is formulated in terms of the selecting different initial and final states for the system. corresponding probability amplitudes. This could be an- 2 2 1/2 Indeed, choosing some |ψi = (a1|1i + a2|2i)/(a1 + a2) , ticipated from a textbook on perturbation theory. We 2 2 1/2 with ai 6= 0, and |φi = (b1|1i + b2|2i)/(b1 + b2) , have also checked that the results are in full agreement for Hˆ = 0 [12] we can write the relative amplitudes as with the uncertainty principle, and are, to a large degree, φ←ψ dictated by it. Next we try to describe these results in αi = ηi/(η1 +η2), where (a star denotes complex con- ∗ terms of the ”weak values”, as they were introduced in jugation) ηi = b ai. Next we note that the equation i [14], and find the origin of the controversy which follows B1η1 + B2η2 the subject. = Z (15) η1 + η2 For an accurate meter, we were able to evaluate the mean shift of the pointer using (8), calculate independently the always has a solution, so that for any given |ψi it is al- mean value of the measured quantity in equation (12), ways possible to find a |φi, such that in equation (14) and find a perfect agreement between the two. For an the complex valued quantity in the curly brackets takes inaccurate (weak) meter, we can still evaluate the mean any complex value Z. Thus, with all final states consid- shift in (13), but do not know how to calculate the mean ered, the mean shift of an inaccurate pointer can again value of the projector in the presence of interference. One ˆ be anything at all, for any choice of the operator B. This, possible course of action is to use the similarity between in turn, means that the significance of a result, obtained Eqs.(8) and (13), and define its intrinsic mean value to be for a given choice of |ψi and |φi, is limited strictly to the complex valued quantity in the curly brackets in (13). the particular condition under which the experiment is Although this probability amplitude already has a name, made. For example, ensuring a large value of ReZ, might we can follow [14] in re-branding it as a ” of help to amplify the deflection of an electron beam [10] or the projector Πˆ for a system pre- and post-selected in optical [11] beam, but would provide no insight into the 1 the states |ψi and |φi”, hΠˆ i . The change is purely nature of the electron or the photon, beyond what is al- φ 1 ψ cosmetic, and our result still reads ready known. ˆ φhΠ1iψ ≡ the (relative) probability amplitude to reach VII. THE ORIGIN OF ”ANOMALOUS” WEAK |φi from |ψi, via path {1} in Fig.1b. (16) VALUES hφ| exp(−iHT/ˆ 2)|Πˆ | exp(−iHT/ˆ 2)|ψi = 1 . hφ| exp(−iHTˆ )|ψi The mechanism, which allows Z in equation (15) to take an arbitrary value is simple. The l.h.s. of (15) has This definition is readily extended to an arbi- ˆ ˆ the form of an average, computed with a distribution ηi, trary operator B, whose ”weak value” φhBiψ = ˆ ˆ ˆ which can take complex values. What is more impor- hφ| exp(−iHT/2)|B| exp(−iHT/2)|ψi , reduces to its original tant, its real and imaginary parts do not have to have hφ| exp(−iHTˆ )|ψi ˆ definite signs. For example, by choosing |ψi and |φi to definition [14] for H = 0, be nearly orthogonal, η1 ≈ −η2, one can make the de- ˆ nominator of the ratio in (15) very small, while its nu- ˆ hφ|B|ψi φhBiψ = , (17) merator remains finite, in which case the mean shift of hφ|ψi an inaccurate pointer will be very large. Note that this and is the sum of all such amplitudes, weighted by the could never happen in an accurate measurement, since φ←ψ eigenvalues Bi. The properties of probability amplitudes both ωi in equation (12) are non-negative, and the are well known, some of them have been discussed above, mean shift of an accurate meter cannot exceed the larger and there is nothing unusual about the weak values so far. of the eigenvalues Bi, nor be smaller than the smaller The main controversy stems from [14], and is of its au- one. By the same token, such anomalously large values thor’s own making. The authors considered an inac- cannot occur in purely classical theories, operating only curate measurement of the z-component of a spin 1/2, with non-negative probabilities, contrary to the sugges- pre- and post-selecting it in two nearly orthogonal states. tion made in the much criticised (see [1],[4],[5], and Refs. They found a mean pointer shift to be 100, which is therein) work by Ferrie and Combes [13]. hardly surprising, given that the corresponding relative probability amplitudes in equation (14) are large, since the transition is unlikely and P2 Aφ←ψ is small. Yet VIII. WEAK VALUES EXPLAINED IN PLAIN i=1 i LANGUAGE in [14] this outcome is presented as an ”unusual” result of a ”usual” measuring procedure. The two quoted adjectives should, in fact, be inter- In the title we have promised to provide a simple un- changed. The measuring procedure is hardly a usual derstanding of quantum weak values, a task we have one, since in the chosen regime the meter ceases to de- avoided mentioning so far. Above we have demonstrated stroy interference between measured alternatives, which 5 according to Bohm [15] is likely to lead to ”absurd re- the same sign, and coincide with the accurate mean val- sults”. This is readily seen from our analysis, but may ues if only one of the amplitudes has a non-zero value. be less clear in original approach used in [14], where the From this it is clear that no ”anomalous” mean values can authors chose to reduce the coupling to the pointer, in- be found in a classical theory, where all physical proba- stead of broadening its initial state. The two methods are bilities are non-negative. Secondly, the authors of [14] equivalent, since scaling the pointers position f → f/γ have measured a difference between two large relative is equivalent to multiplying Hˆint in equation (5) by γ. amplitudes of opposite signs, where an accurate measure- The result is, however, what one would expect. Above ment would give the difference between two probabilities, we have shown that a weak measurement must be able and should not be surprised by the large result. In the to produce all possible results, with mean shifts that are three-box case [17], involving three virtual paths with φ←ψ φ←ψ φ←ψ large, small, negative and positive. This is necessary, if the amplitudes A1 = A2 = −A3 = 1, simulta- we are to satisfy the uncertainty principle which forbids neous weak measurements of the projectors on the first to look inside the union of two interfering alternatives and the second paths both yield values of 1. This does [16]. Indeed, if a group of experimenters decide to make not mean that the particle is ”in two places at the same accurate measurements of the z-component of a spin 1/2, time”, but simply confirms the relation between the am- using all possible initial and final states, they will be able plitudes, already known to us. A similar simple analysis to agree that all readings are either 1/2 or −1/2, and can be applied to explain other ”surprising” results, ob- draw further conclusions about the nature of the studied tained within the weak measurement formalism. Finally, system. If the same experiment is repeated with inaccu- Vaidman’s observation [18] that ”The weak value shifts rate weak meters, the measured shifts will lie anywhere exist if measured or not” comes out as trivial, given that on the real axis. Making the experimenters evaluate ac- the WV’s are nothing but the probability amplitudes, or curately mean shifts for each choice of |ψi and |φi, would their combinations. not help either. The mean shifts will also lie everywhere It has not been our intention to belittle the technological on the real axis, and the researches will be able to agree effort invested in experimental realisations of ”weak mea- only on that ”anything is possible”. surements” [19], or their practical application in metrol- ogy [11]. In our view, such efforts can only be helped by clarifying the status of the measured quantities within IX. CONCLUSIONS AND DISCUSSION the framework of elementary quantum mechanics.

In summary, we note that the uncertainty principle has elegantly frustrated our attempt to answer the ”which ACKNOWLEDGMENTS way?” question in the presence of interference. We started with a theoretical notion of a probability ampli- Support of MINECO and the European Regional tude and employed a weak meter, hoping to gain further Development Fund FEDER, through the grants insight into what happens when the alternatives interfere. FIS2015-67161-P (MINECO/FEDER,UE) (D.S.), In the end, in this practical way, we arrived at noth- MTM2016-76329-R (AEI / FEDER, EU) (E.A.) and ing more than the very probability amplitude we started MINECO MTM2013-46553-C3-1-P (E.A.) are gratefully with. acknowledged. E.A. thanks for support Basque Govern- Identification of the weak values with probability am- ment - ELKARTEK Programme, grant KK-2016/0002. plitudes has, however, the advantage of explaining most This research is also supported by the Basque Govern- of WV’s controversial properties, using only the notions ment through the BERC 2014-2017 program and by from the first chapter of Feynman’s textbook [6]. Firstly, the Spanish Ministry of Economy and Competitiveness the existence of ”anomalous” weak values, lying outside MINECO: BCAM Severo Ochoa accreditation SEV- the spectrum of the measured operator, is a rule, rather 2013-0323. then an exception. They are just as common as the ”nor- mal” weak values, which occur when all amplitudes have

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