DISTRICT COURT SOUTHERN DISTRICT OF DIVISION

LADDY CURTIS VALENTINE, at al., § § Plaintiffs, § § § § Civil Action No. v. § 4:20-cv-1115 § BRYAN COLLIER, et al., § Defendants. §

PLAINTIFFS’ EMERGENCY MOTION FOR CLASS CERTIFICATION

Exhibit 9

TDCJ Offender Orientation Manual DEFENDANTS' DISCLOSURE - 0195

TEXAS DEPARTMENT OF CRIMINAL JUSTICE

OFFENDER ORIENTATION HANDBOOK

as

Approved by the

Texas Department of Criminal Justice Director of the Correctional Institutions Division

Printed FEBRUARY 2017

I-202 (rev. February 2017)

DEFENDANTS' DISCLOSURE - 0196

TDCJ–CID Region I TDCJ-CID Region IV 1225 Avenue G 965 Ofstie St. Huntsville, Texas 77340 Beeville, Texas 78102

TDCJ-CID Region II TDCJ-CID Region V #2 Backgate Road 304 West 6th St. Palestine, Texas 75803 Plainview, Texas 79072

TDCJ-CID Region III TDCJ-CID Region VI 400 Darrington Road 1002 Carroll Street Rosharon, Texas 77583 Gatesville, Texas 76528

TDCJ Facility Contract Monitoring and Oversight Division Two Financial Plaza, Ste. 300 Huntsville, Texas 77340

DEFENDANTS' DISCLOSURE - 0197

Texas Department of Criminal Justice Units/Facilities

Allred B. M oor Bar tle tt Be to 2101 FM 369 North 8500 North FM 3053 1018 Arnold Drive 1391 FM 3328 Iow a Park, TX 76367 Overton, TX 75684 Bartlett, TX 76511 Tennessee Colony, TX 75880

Boyd Br ads haw Br idge port Br is coe 200 Spur 113 P. O. Box 9000 4000 North 10th Street 1459 West Highw ay 85 Teague, TX 75860 Henders on, TX 75653- Bridgeport, TX 76426 Dilley , TX 78017-4601 9000 Byr d C. Moore Clemens Clements 21 FM 247 1700 North FM 87 11034 Hw y 36 9601 Spur 591 Hunts v ille, TX 77320 Bonham, TX 75418 Brazoria, TX 77422 Amarillo, TX 79107-9606

Cleveland Coffield Cole Connally 901 East 5th Street 2661 FM 2054 3801 Silo Road 899 FM 632 Clev eland, TX 77327 Tennessee Colony, TX Bonham, TX 75418 Kenedy, TX 78119 75884 Cotulla Crain Dalhar t Danie l 610 FM 624 1401 State School Road 11950 FM 998 938 South FM 1673 Cotulla, TX 78014 Gatesville, TX 76599- Dalhart, TX 79022 Snyder, TX 79549 2999 Dar r ington Diboll Dom inguez Duncan 59 Darrington Road 1604 South First Street 6535 Cagnon Road 1502 South First Street Ros haron,TX 77583 Diboll, TX 75941 San , TX 78252 Diboll, TX 75941

Eas t h am East Texas Treatment Ellis Es t e lle 2665 Road #1 900 Industrial Drive 1697 FM 980 264 FM 3478 Lovelady, TX 75851 Henderson, Texas 75652 Hunts v ille, TX 77343 Hunts v ille, TX 77320-3320

Es t e s Fe r gus on For m by For t Stock ton 1100 Highw ay 1807 12120 Savage Dr. 998 County Road AA 1536 Eas t IH- 10 Venus, TX 76084 Midw ay , TX 75852-3654 Plainv iew , TX 79072-9641 Fort Stockton, TX 79735

Garza East Garza We s t Gis t Goodm an 4304 Highw ay 202 4250 Highw ay 202 3295 FM 3514 349 Private Road 8430 Beeville, TX 78102-8981 Beeville, TX 78102-8982 Beaumont, TX 77705 Jasper, TX 75951

Glos s brenner Gore e Gurne y Halbe r t 5100 South FM 1329 7405 Hw y 75 South 1385 FM 3328 800 Ellen Halbert Drive , TX 78384 Hunts v ille, TX 77344 Pales tine, TX 75803 Burnet, TX 78611

Ham ilton Havins He nle y Hightow er 200 Lee Morrison Lane 500 FM 45 East 7581 Hw y 321 902 FM 686 Bryan, TX 77807 Brow nwood, TX 76801 Day ton, TX 77535 Day ton, TX 77535

Hilltop Hobby Hodge Holliday 1500 State School Road 742 FM 712 379 FM 2972 West 295 IH 45N Gatesville, TX 76598 Mar lin, TX 76661-4685 Rus k, TX 75785 Hunts v ille, TX 77320

Hos pital Galve s ton Hughe s Hunts ville Hutchins P. O. Box 48, Sub St. #1 3201 FM 929 815 12tth Street 1500 East Langdon Road Galveston, TX 77555 Gatesville, TX 76597 Hunts v ille, TX 77348 , TX 75241

Jester I Jester III Jester IV Johnston 1 Jester Road 3 Jester Road 4 Jester Road 703 Airport Road Ric hmond, TX 77406 Ric hmond, TX 77406 Ric hmond, TX 77406 Winnsboro, TX 75494

Jordan/Baten Ke gans Kyle LeBlanc 1992 Helton Road 707 Top Street 23001 IH 35 3695 FM 3514 Pampa, TX 79065 Hous ton, TX 77002 Kyle, TX 78640 Beaumont, TX 77705 Lewis Lindsey Lockhart Lopez 777 FM 3497 1620 FM 3344 1400 Industrial Blvd. 1203 El Cibolo Rd. Woodville, TX 75990 Jacksboro, TX 76458 Lockhart, TX 78644 Edinbur g, TX 78542

DEFENDANTS' DISCLOSURE - 0198

Luther Lychner Lynaugh Marlin 1800 Luther Dr. 2350 Atascocita Road 1098 South Highw ay 2037 2893 State Hw y 6 Nav as ota, TX 77868 Humble, TX 77396 Fort Stockton, TX 79735 Mar lin, TX 76661-6588

McConnell Michael Middleton Montford 3001 South Emily Dr iv e 2664 FM 2054 13055 FM 3522 8602 Peach Avenue Beeville, TX 78102 Tennessee Colony, TX Abilene, TX 79601 Lubbock, TX 79404 75886 Mountain View Murray Ne al Ne y 2305 Ransom Road 1916 N. Hw y 36 Bypass 9055 Spur 591 114 Private Road 4303 Gatesville, TX 76528 Gatesville, TX 76596 Amarillo, TX 79107 Hondo, TX 78861-3812

Pack Plane Polunsky Pow ledge 2400 Wallace Pack 904 FM 686 3872 FM 350 South 1400 FM 3452 Nav as ota, TX 77868 Day ton, TX 77535 Livingston, TX 77351 Pales tine, TX 75803

Ram s e y I Roach Robe r tson Rudd 1100 FM 655 15845 FM 164 12071 FM 3522 2004 Lamesa Highw ay Ros haron, TX 77583 Childres s , TX 79201 Abilene, TX 79601 Brow nfield, TX 79316

Sanchez San Saba Sayle Scott 3901 State Jail Road 206 S. Wallace Creek 4176 FM 1800 6999 Retrieve El Pas o, TX 79938 Road Breckenridge, TX 76424 Angleton, TX 77515 San Saba, TX 76877 Segovia Skyview South Texas ISF Stevenson 1201 East Cibolo Road 379 FM 2972 West 1511 Preston 1525 FM 766 Edinbur g, TX 78542 Rus k, TX 75785 Hous ton, TX 77002 Cuero, TX 77954

Stiles Stringfellow Telford Terrell 3060 FM 3514 1200 FM 655 3899 State Hw y 98 1300 FM 655 Beaumont, TX 77705 Ros haron, TX 77583 New Bos ton, TX 75570 Ros haron, TX 77583

Torres Travis County Vance Wallace 125 Private Road #4303 8101 FM 969 2 Jester Road 1675 South FM 3525 Hondo, TX 78861 Austin, TX 78724 Ric hmond, TX 77406 City , TX 79512

Ware West Texas ISF West TX Regional Medical Wheeler 1681 S. FM 3525 2002 Lamesa Hw y 8602 Peach Avenue 986 County Road AA Colorado City, TX 79512 Brow nfield, TX 79316 Lubbock, TX 79404 Plainv iew , TX 79072-9682

Willacy County Woodman Wynne Carol S. Young Medical 1695 South Buffalo Drive 1210 Coryell City Road 810 FM 2821 Facility Com plex Raymondville, TX 78580 Gatesville, TX 76528 Hunts v ille, TX 77349 5509 Attwater Avenue Dic kins on, TX 77539

DEFENDANTS' DISCLOSURE - 0199

ADOPTION OF ORIENTATION HANDBOOK

This handbook contains general information and rules adopted by the Director of the Texas Department of Criminal Justice Correctional Institutions Division (TDCJ-CID).

TEXAS DEPARTMENT OF CRIMINAL JUSTICE MISSION STATEMENT

The mission of the Texas Department of Criminal Justice is to provide public safety, promote positive change in offender behavior, reintegrate offenders into society and assist victims of crime.

Board of Criminal Justice

The Board of Criminal Justice is made up of nine unpaid citizens. They are appointed by the Governor of Texas. The Board helps the Department to plan, budget and make policy.

Management

The Division Director and Deputy Directors of the CID are responsible for guiding the day-to-day operations and management of the TDCJ-CID offender population.

GENERAL INFORMATION CONCERNING THIS HANDBOOK

This handbook is designed to provide the offender population with general information along with a standard for acceptable behavior. Offenders who do not behave in an acceptable manner could be charged with a specific disciplinary offense. The disciplinary offenses are listed in the TDCJ Disciplinary Rules and Procedures for Offenders Handbook. The standards for acceptable behavior by offenders are listed in this handbook, apply to all offenders.

Upon entering the TDCJ, offenders shall be provided with the latest revised copy of the Offender Orientation Handbook. Offenders currently incarcerated within the TDCJ shall have access to revised copies when revisions to the Offender Orientation Handbook are made. Handbooks written in Spanish shall be given to offenders whose primary language is Spanish. Rules shall be explained to offenders who cannot read them and to offenders whose primary language is neither English nor Spanish.

All offenders confined within a facility of the Texas Department of Criminal Justice are responsible for understanding and abiding by the rules, regulations and policies detailed in the handbook as well as other policies and procedures posted on their facility of assignment. Failure to do so may result in disciplinary action.

For purposes of this handbook, the terms “he”, “his” and “him” refer to all offenders, both male and female.

DEFENDANTS' DISCLOSURE - 0200

TABLE OF CONTENTS

Chapter 1: Offender Access to Services and Standards for Behavior

I. Intake Process...... 1 A. Receiving and Screening...... 1 B. Photographs and Fingerprints...... 1 C. Physical Examination ...... 1 D. Mental Health Screening ...... 1 E. Americans with Disabilities Act (ADA) ...... 2 F. Orientation ...... 2 G. Testing and Assessment ...... 3 H. Intake and Sociol ogy Interview ...... 3 I. Prison Offenders...... 4 J. State Jail Offenders ...... 4 K. Transfer Offenders...... 4 L. SAFPF Offenders ...... 4 M. Foreign Nationals ...... 5

II. Unit Classification...... 5 A. Custody Levels ...... 5 1. Administrative Segregation or State Jail, SR Custody ...... 6 2. General Population Level 5 - State Jail, GP, Level 5 (J5) ...... 6 3. General Population Level 4 - State Jail, GP, Level 4 (J4) ...... 6 4. General Population Level 3 ...... 6 5. General Population Level 2 - State Jail, GP, Level 2 (J2) ...... 6 6. General Population Level 1 - State Jail, GP, Level 1 (J1) ...... 6 B. Committees ...... 6 1. Unit Classific ation Committee ...... 7 2. Administrative Segregation Committee...... 7 3. State Classification Committee ...... 7 4. Security Precaution Designator Review Committee...... 7 C. Inter-Unit Transfers ...... 7 D. Good Conduct Time ...... 7 E. Diligent Participation Credits for State Jail Offenders ...... 9 F. Time Credit Dispute Resolution Process ...... 9 1. Prison Offenders ...... 10 2. State Jail Offenders ...... 10 G. Individualized Treatment Plan...... 10 H. Collection of DNA Blood Samples ...... 10

III. Standards of Behavior ...... 11 A. Personal Cleanliness and Grooming ...... 11 B. Clothing and Necessities ...... 12 1. Clothing ...... 1 2 2. Towels ...... 1 3 3. Linens ...... 1 3 4. Exchange Procedures for Necessities Items ...... 13 C. Living Areas ...... 13 D. Dining Hall ...... 1 5 E. Shower Rules ...... 1 6 F. Dayroom Rules ...... 1 6 G. Recreation Yard Rules ...... 17 H. Commissary Rules ...... 17 I. Hall Rules ...... 1 8

Offender Orientation Handbook i FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0201

J. Offender Property ...... 18 K. Cont raband ...... 2 1 L. Tobacco Policy ...... 21 M. Safety Regulations...... 2 2 N. General Rules ...... 2 4

IV. Safe /PREA Program ...... 26 A. TDCJ Ze ro Tol erance Policy ...... 26 B. What is PREA?...... 2 6 C. What is sexual abuse? ...... 26 D. What is Sexual Harassment and Voyeurism? ...... 27 E. Gender “Knock and Announce” Policy ...... 27 F. How does the Safe Prisons/PREA Program Help? ...... 28 G. How Should I Report Threats to my Safety? ...... 28 H. Sexual Abuse Prevention Strategies ...... 28 I. What should you do if you are sexually abused? ...... 29 1. Report the Abuse to any Staff Member Immediately ...... 29 2. Investigations ...... 30 3. Offender Perpetrator Consequences ...... 31

V. Security Threat Groups ...... 31

VI. Programs and Services ...... 32 A. Education ...... 3 2 1. Testing and Assessment ...... 32 2. Counseling ...... 33 3. Adult Literacy, Basic Skills and GED Preparation ...... 33 4. Special Education ...... 33 5. English as a Second Language (ESL) ...... 33 6. Title I ...... 3 3 7. Pre-Release Programs ...... 34 8. Cognitive Intervention ...... 34 9. Career and Technical Education ...... 35 10. Libraries ...... 35 11. School Rules ...... 36 12. Information on Education Programs ...... 36 B. Recreational Activities ...... 36 1. Non-Programmatic...... 37 2. Programmatic ...... 37 C. Offender Craft Shop ...... 38 D. Basic In-Cell Art ...... 3 9 E. Healt h Services ...... 3 9 1. Medical Services ...... 39 2. Dent al Services ...... 40 3. Pharmacy Services ...... 41 4. Psychiatric and Psychological Services ...... 41 5. Developmental Disabilities Program (DDP)...... 42 6. Complaints about Medical Services...... 42 F. Rehabilitation Programs ...... 42 1. Individualized Treatment Plan (ITP) ...... 43 2. Administrative Segregation Pre-Release Program (ASPP)...... 43 3. Gang Renouncement and Disassociation Process (GRAD) ..... 43 4. Serious and Violent Offender Reentry Initiative (SVORI)...... 44 5. Administrative Segregation Transition Program ...... 44 6. Baby and Mother Bonding Initiative (BAMBI) Program...... 44 7. Faith-Based Programs ...... 44

Offender Orientation Handbook ii FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0202

a. Dorms ...... 44 b. InnerChange Freedom Initiati ve (IFI) ...... 44 c. Voyager ...... 45 8. College Courses ...... 45 9. College Technical Courses ...... 45 10. Southwestern Baptist Theological Seminary (SWBTS) ...... 46 11. Religious Services ...... 46 12. Sex Offender Rehabilitation Programs and Evaluation ...... 47 a. Minimum Requirements ...... 47 b. Sex Offender Treatment Program (SOTP-18) ...... 47 c. Sex Offender Treatment Program (SOTP-9) ...... 47 d. Sex Offender Education Program (SOEP-4) ...... 47 e. Risk Assessment ...... 47 13. Civil Commitment of Sexually Violent Predators ...... 48 14. Sex Offender Registration Program Information ...... 49 15. Orchiectomy ...... 50 16. Substance Abuse Treatment Programs ...... 50 17. Driving While Intoxicated (DWI) Program...... 51 18. In-Prison Therapeutic Community (IPTC) ...... 51 19. Pre-Release Substance Abuse Program (PRSAP) ...... 51 20. Pre-Release Therapeutic Community (PRTC)...... 51 21. State Jail Substance Abuse Program (SJSAP) ...... 51 22. Substance Abuse Felony Punishment Facility (SAFPF) ...... 51 23. Support Groups ...... 52 24. Volunteer Programs ...... 52 25. Youthful Offender COURAGE Program ...... 52 G. State Counsel for Offenders ...... 53 1. Criminal Defense ...... 53 2. Appellate...... 5 3 3. Civil De fens e ...... 53 4. Immigration ...... 54 5. Legal Services ...... 54 6. Innocence & Wrongful Convictions ...... 54 7. Prisoner’s Civil Rights ...... 54 8. How Offenders Can Get Help ...... 54 H. Ombudsman Program…………………….………………………………… 55 I. Language Assistance (Asistencia de Lenguaje) ...... 56 J. Correspondence Rules………………………….………………………….. 56 K. Visitation ...... 5 7 L. Offenders Access to Telep hon es ...... 57 M. Emergency Absences ...... 62 1. Emergency Absence ...... 62 2. Emergency Absence Eligibility Requirements ...... 63 N. Inmate Trust Fund ...... 6 4 O. ID Cards ...... 6 6 P. Commissary ...... 6 7 Q. Voter Registration ...... 69 R. Offender Request To Official (I-60) Form ...... 70 S. Administrative Segregation Plan ...... 70 T. Institutional Lockdowns ...... 70 U. Impermissible Conduct ...... 71

VII. Disciplinary Procedures and Rules ...... 71 A. General Procedures ...... 71 B. Solitary Confinement...... 72 C. Counsel Substitute Program ...... 72

Offender Orientation Handbook iii FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0203

D. Appeal Process ...... 7 3

VIII. Grievance Procedures for Offenders ...... 73

IX. Parole Information ...... 76 A. Parole Information ...... 7 6 B. The Parole Interview ...... 77 C. Parole Eligibility Requirements ...... 78 1. 70th Legislature Requirements ...... 78 2. 71st & 72nd Legislature Requirements ...... 79 3. 73rd Legislature Requirements ...... 79 4. 74th Legislature Requirements ...... 80 5. 75th Legislature Requirements ...... 82 6. 76th Legislature Requirements ...... 82 7. 77th Legislature Requirements ...... 82 8. 78th Legislature Requirements ...... 82 9. 79th Legislature Requirements ...... 82 10. 80th Legislature Requirements ...... 83 11. 81st Legislature Requirements ...... 83 12. 82nd Legislature Requirements...... 83 13. 83rd Legislature Requirements ...... 83

D. Offenders with Detainers Pending ...... 84 E. Parole and Mandatory Supervision Violators...... 84 F. Offenders who commit offenses while in custody ...... 84 G. Questions about Parole-related issues ...... 84

X. Reentry ...... 84 A. Identification and Reent ry ...... 84 B. Veteran’s Services ...... 85 C. TCOOMMI Services ...... 86 D. Continuity of Care (Mental Health and Medical) ...... 86 E. Adult Intensive Case Management ...... 86 F. Adult Transitional Case Management ...... 87 G. HIV/A IDS Continuity of Care...... 87 H. Medically Recommended Intensive Supervision (MRIS) ...... 87

XI. TDCJ Crime Stoppers “Behind the Walls” ...... 87 A. Tips Communication Procedures ...... 87 B. How do Offenders Report Information to Crime Stoppers ...... 87 C. What Type of Information is Reported to Crime Stoppers ...... 88 D. Important Information ...... 88

XII. Proof of Incarceration Period……………….……………………………88 A. Discharge Certificates ...... 88 B. Proof of Incarceration Period for State Jail Offenders ...... 88

Chapter 2: Offender Visitation Rules and Regulations...... 89 Introduction...... 89 Definitions ...... 89

Offender Orientation Handbook iv FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0204

I. General Information ...... 91 Visitation Schedule ...... 9 1 A. Periods of Visitation ...... 91 B. Frequency of Visits ...... 92 C. Visits Requiring Advanced Scheduling ...... 93 D. Number of Visitors Allowed...... 93

II. Who Can Receive Visits ...... 93

III. Rules for Visits ...... 94 A. Children Ages 17 and Younger ...... 94 B. Approval Process ...... 9 5 C. Visitors Notification ...... 95 D. Visitor Identification...... 96 E. Visitors and Vehicle Searches ...... 97 F. Cont raband Items ...... 9 8 G. Contraband Items Not Allowed Inside Secure Perimeter of a Unit ...... 98 H. Permissible Items ...... 98 I. Supervision of Visits...... 98 J. Offender Rules ...... 99 K. Visitor Rules ...... 99 L. Denial of Visits/Visitors...... 100 M. Termination of Visits in Progress...... 101 N. Suspension of General Visits ...... 101

IV. Visits for Other Categories ...... 101 A. Developmental Disabilities Program (DDP) and Psychiatric In-Patient 101 B. Psychiatric Out-Patient...... 101 C. Transient Status ...... 102 D. Safekeeping Status...... 102 E. Pre-Hearing Detention ...... 102 F. Lockdown Status ...... 102 G. Solitary Confinement...... 102 H. Administrative Segregation and Expansion Cellblock ...... 102 I. Deat h Row ...... 103 J. Level 5(G5/J5/P5) Offenders in the Main Compound...... 105

V. Contact Visitation….……….….…………………..…………...... 105 A. Cont act Visits ...... 105 B. Eligibility Criteria……………………………………………………………. 105 C. Contact Visitation Scheduling…….…………………………………….… 105 D. Visitors Approved for Contact Visits………………………………….…..106 E. Contact Visitation Suspension………………………………………… ….107 F. Administrative Suspension…………………………………………………108

VI. Extended Visits….……….….…………………..…………...... 108

VII. Special Visits ...... 108 A. General Procedures ...... 108 B. Long Distance Traveled ...... 108 C. Spiritual Advisors ...... 108 D. Prospective Employers...... 109 E. Critically Ill List...... 109 F. Hospice Offenders ...... 109 G. Non-Legal Visits Between Offenders ...... 110

Offender Orientation Handbook v FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0205

VIII. Current and Former TDCJ Employee Visits ….……….….………… ..111

IX. Attorney Visits….……….….…………………..…………...... 111

X. Legal Visits Between Offenders…….….…………………..…………. ..111

Chapter 3: Uniform Offender Correspondence Rules...... 112 I. General Rules and Instructions Regarding Correspondence ...... 112 A. Permissible Correspondents...... 112 B. Restricted Correspondents ...... 112 C. How to Correspond ...... 113 D. Publications...... 115

II. Special and Media Correspondence...... 115 A. Permissible Correspondence ...... 116 B. Exceptions ...... 116

III. Legal Correspondence ...... 116 A. Permissible Correspondence ...... 116 B. Exceptions ...... 116

IV. Handling Offender Correspondence ...... 116 A. Content Inspection of General Correspondence...... 116 B. Contraband in General Correspondence ...... 117 C. Contraband in Legal, Media, or Special Correspondence ...... 117 D. Notices...... 117 E. Record of Legal, Special, or Media Correspondence ...... 117 F. Content of Inspection of Publications ...... 118 G. Processing Incoming and Outgoing Offender Mail ...... 119 H. Forwarding of Mail ...... 119 I. Mailrooms ...... 119 J. Treatment Programs ...... 119

V. Review Procedures for Denied Items ...... 120 A. Handling of Denied Items ...... 120 B. Correspondence and Publication Appeal Procedure...... 120

Chapter 4: Rules Governing Offender Access to the Courts, Counsel and Public Officials ...... 121 Policy ...... 121 Procedures ...... 121 I. Law Libraries ...... 121 A. Law Library Collections, Conditions, and Supplies ...... 121 B. Direct Law Library Access (General Population) ...... 123 C. Indirect Law Library Access, Administration Segregation, Lockdown, G5/J5/P5, Medical Isolation, Temporary Detention, Trusty Camp, Work Camp, and Offender Access to the Law Library (Indirect Access) ...... 124

II. Offender’s Personal Legal Material ...... 125 A. Storage and Access ...... 125 B. Searches of Offender Legal Materials ...... 125

Offender Orientation Handbook vi FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0206

III. Performance of Legal Work ...... 125 A. Locations and Times ...... 125 B. Offenders Assisting Other Offenders on Legal Matters ...... 126

IV. Notary Public Services ...... 126 A. Documents ...... 126 B. Scheduling ...... 126

V. Attorney Visitation ...... 127 A. Periods of Visitation ...... 127 B. Notice ...... 127 C. Identification ...... 127 D. Designated Representative's Application to Visit ...... 128 E. Limits on Number, Persons, and Type of Visit...... 128 F. Rejection by Offender of Visitation Request ...... 128 G. Procedures During Visit...... 129 H. Rejection of Visitation Request or Termination of Visit ...... 130 I. Suspension of Visitation Privileges...... 131 J. Attorney Visitation Review Procedure...... 131 K. Cons ular Officials ...... 131

VI. Attorney and Offender Telephone Calls………………………...... 132 A. General Guidelines…………………….……………………………………132 B. Telephone Call and Attorney of Record Approval ...... 132

VII. Court Telephone Conference Calls…………………….……………… .134

Offender Orientation Handbook vii FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0207

CHAPTER 1

OFFENDER ACCESS TO SERVICES AND STANDARDS FOR BEHAVIOR

I. INTAKE PROCESS

All offenders committed to the Texas Department of Criminal Justice (TDCJ) are received at a prison, state jail, intermediate sanction faction (ISF) or a substance abuse felony punishment (SAFP) intake facility. These facilities are equipped to receive and process offenders admitted to the agency’s custody. Offenders who speak little or no English shall be identified and shall receive the necessary type of language assistance during the intake process and later when assigned to a unit.

A. Receiving and Screening

Offenders shall be searched upon arriving at a TDCJ facility. A receipt shall be completed for each offender's money and property. Medical care shall be given, if care is needed immediately. Offenders shall be housed according to security needs. State clothing shall be issued; haircuts and showers provided.

B. Photographs and Fingerprints

Each offender shall go to the Photograph and Identification Department to be:

1. Photographed;

2. Fingerprinted;

3. Examined for any identifying scars, marks, or tattoos; and

4. Interviewed to obtain basic demographic and emergency contact information.

The fingerprints shall be sent to the FBI and the Texas Department of Public Safety (DPS). The Photograph and Identification process helps identify every offender to make sure no one is admitted or released illegally, and creates the TDCJ-issued identification card that each offender is required to carry.

C. Physical Examination

Offenders shall be given a physical examination by medical and dental staff. The medical and dental staff shall ask each offender about his medical history. The medical and dental staff shall use the results to determine the special needs, if any, of an offender. The special medical needs of an offender shall be taken into consideration during the classification process.

D. Mental Health Screening

Each offender shall undergo an initial mental health screening. An offender may be referred for further psychological evaluation.

Offender Orientation Handbook 1 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0208

E. Americans with Disabilities Act (ADA)

It is the intent of the Texas Department of Criminal Justice to comply with the Americans with Disabilities Act (ADA). Offenders shall report a disability if they have one. ADA related complaints should be addressed through the Offender Grievance Procedure. ADA related complaints may also be expressed on an Inmate Request to an Official, I-60, to the warden. Offenders who require assistance with daily life activities should request an evaluation from the unit medical provider for a referral to Assistive Disability Services (ADS).

F. Orientation

An orientation video is provided to all new offenders, also available in Spanish to those offenders who require it. The orientation shall cover the following:

Part 1 Director’s Introduction Part 2 Intake Process Part 3 Classification Part 4 Emergency Absence Part 5 Spanish Language Part 6 Health Services Part 7 Security Threat Group Management Office (STGMO) Part 8 Safe Prisons/PREA Part 9 Office of the Inspector General Part 10 Offender Visitation Part 11 Offender Discipline Part 12 Collection of DNA Part 13 General Rules Part 14 Contraband & Shakedowns Part 15 Count Procedures Part 16 Access to Courts Part 17 Grievance Procedures Part 18 Risk Management Part 19 Offender Mail and Correspondence Rules Part 20 Food Service and Laundry Part 21 Commissary and Trust Fund Part 22 Windham School District Part 23 Recreation and Non-Programmatic Activities Part 24 Chaplaincy Part 25 Substance Abuse Treatment Program Part 26 Sex Offender Treatment Program Part 27 State Counsel for Offenders Part 28 Parole Process, Texas Board of Pardons and Paroles Part 29 Field Services/Release Part 30 Voter Registration Part 31 Closing Remarks

Offenders shall also participate in Peer Education classes addressing Prison Rape Elimination Act (PREA) awareness, and medical issues. During intake, offenders shall receive information explaining the agency's zero-tolerance policy regarding sexual abuse and sexual harassment and how to report incidents or suspicions of sexual abuse or sexual harassment. Within 30 days of intake, the agency shall provide comprehensive education to offenders either in person or through video regarding an offender’s right to be free from sexual abuse and sexual harassment and to be free from retaliation for reporting such incidents, and regarding agency policies and procedures for responding to such incidents.

Offender Orientation Handbook 2 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0209

Current offenders who have not received such education shall be educated within one year of the effective date of the PREA standards, and shall receive education upon transfer to a different unit to the extent that the policies and procedures of the offender's new unit differ from those of the previous unit. The agency shall provide offender education in formats accessible to all offenders, including those who are limited English proficient, deaf, visually impaired, or otherwise disabled, as well as to offenders who have limited reading skills. The agency maintains documentation of all offender participation in these education sessions. Key information is continuously and readily available or visible to offenders through posters, offender handbooks, or other written formats. (Safe Prisons/PREA Office)

Offenders shall view a video provide by the Veterans Health Administration, Suits: Support for Incarcerated Veterans. Female offenders shall also view a video on fetal alcohol syndrome.

G. Testing and Assessment

All offenders shall be tested to determine educational, psychological, and substance abuse treatment needs, except on SAFP intake facilities.

H. Intake and Sociology Interview

During the intake interview and the sociology interview, information is gathered to create the classification record. During these interviews, offenders shall be asked questions about their:

1. Criminal history;

2. Social history;

3. Institutional history;

4. Educational history;

5. Employment history;

6. Family history;

7. Military history;

8. Drug and/or alcohol histories; and

9. Any other pertinent information.

Offenders shall be interviewed to verify information in their records. Offenders may be punished through the disciplinary process for giving false information during interviews. A summary of all information collected on each offender shall be used to help in the classification process.

Sociology Interviews are not completed on SAFP intake facilities.

Offender Orientation Handbook 3 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0210

I. Prison Offenders

The State Classification Committee (SCC) and designated staff of the Classification and Records Office (CRO) shall determine the first unit to which each offender sentenced to prison shall be sent. Offenders do not have the right to choose their unit of assignment. Offenders are assigned to units by the SCC after intake processing is completed.

Offenders spend the first few weeks going through the intake process. Data is collected on each offender. The SCC and CRO staff use this data to place offenders with similar characteristics on units or facilities together. The SCC and CRO staff shall make its decision based on:

1. All information collected;

2. The offender's safety needs;

3. The offender's security needs; and

4. The offender's treatment needs.

Based on 1-4 above, the SCC may also recommend the offender's:

1. Level of supervision (custody level);

2. Housing assignment; and

3. Job assignment.

J. State Jail Offenders

Under legislation that established the State Jail felony, state jail offenders are:

1. Convicted of a fourth degree (or state jail) felony and sentenced by a court to serve a sentence of up to 24 months in a TDCJ State Jail facility.

2 Housed in a state jail facility closest to their county of conviction that can accommodate the offender’s need. There are nine designated state jail service regions served by one or more state jail facilities. These service regions were created to provide cost effective community based incarceration enabling offenders to connect to services in their home communities.

K. Transfer Offenders

Transfer offenders are convicted of 1st, 2nd or felonies and are awaiting assignment to a permanent facility and subject to the classification procedures as stated above. Offenders can be detained in a transfer facility for up to two years before being moved into a permanent facility.

L. SAFPF Offenders

Substance Abuse Felony Punishment Facility (SAFPF) offenders are normally assigned to units closest to their county of residence in order to facilitate family visits, family counseling, as well as to maintain contact with the offender’s Community Supervision officer (CSO).

Offender Orientation Handbook 4 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0211

M. Foreign Nationals

If you are a non-U.S. citizen, you are entitled to have TDCJ notify your country’s consular representatives here in the United States. A consular official from your country may be able to help you obtain legal counsel, and may contact your family and visit you in detention, among other things. If you want TDCJ to notify your country’s consular officials, you can request this notification now by advising an intake staff member or at any time in the future by contacting the classification office on your unit.

If you are a non-U.S. citizen and a citizen of one of the following countries you MUST advise TDCJ immediately. It is mandatory that your country’s consular representatives in the United States be notified that you have been detained. After your consular officials are notified, they may call or visit you. You are not required to accept their assistance, but they may be able to help you obtain legal counsel and may contact your family and visit you in detention, among other things.

Albania Guyana Seychelles Algeria Hong Kong Sierra Leone Antigua and Barbuda Hungary Singapore Armenia Jamaica Slovakia Azerbaijan Kazakhstan Tajikistan Bahamas Kiribati Tanzania Barbados Kuwait Tonga Belarus Kyrgyzstan Trinidad & Tobago Belize Malaysia Tunisia Brunei Malta Turkmenistan Bulgaria Mauritius Tuvalu Moldova Ukraine Costa Rica Mongolia United Kingdom Cyprus Nigeria Uzbekistan Czech Republic Philippines Zambia Dominica Poland (non-permanent Residents Only) Zimbabwe Fiji Romania Gambia Russia Georgia Saint Kitts and Nevis Ghana Saint Lucia Grenada Saint Vincent and the Grenadines

II. UNIT CLASSIFICATION

A. Custody Levels

On the unit of assignment, an offender is given a custody designation which indicates several things. It tells where and with whom he can live, how much supervision he will need, and what job he can be assigned to.

An offender's custody level depends on his current institutional behavior, his previous institutional behavior, and his current offense and sentence length. If the offender violat es any rules, he may be placed in a more restrictive custody. If the offender complies with the rules, he may be assigned a less restrictive custody level.

Offender Orientation Handbook 5 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0212

Prison Offender Custody Levels: State Jail Offender Custody Levels:

1. Administrative Segregation 1. Administrative Segregation (SR) 2. General Population Level 5 (G5) 2. General Population Level 5 (J5) 3. General Population Level 4 (G4) 3. General Population Level 4 (J4) 4. General Population Level 3 (G3) 4. General Population Level 2 (J2) 5. General Population Level 2 (G2) 5. General Population Level 1 (J1) 6. General Population Level 1 (G1)

1. Administrative segregation, SR custody for state jail offenders, refers to offenders who shall be separated from the general population because they are dangerous, either to other offenders or staff, or they are in danger from other offenders. Offenders who, according to the Security Threat Group Management Office (STGMO), are members of security threat groups designated by TDCJ, may be given this custody level. These offenders leave their cells, for the most part, only for showers and limited recreation. Offenders assigned to administrative segregation in expansion cellblocks shower in their cells.

2. General population Level 5 (G5) or (J5) custody refers to offenders who have assaultive or aggressive disciplinary records. G5 or J5 custody offenders shall live in cells. They may not work outside the security fence without direct, armed supervision.

3. General population Level 4 (G4) or (J4) custody means the offender shall live in a cell, with few exceptions, and may work outside the security fence under direct armed supervision. J4 state jail offenders may be housed in designated dorms.

4. General population Level 3 (G3) refers to prison offenders who may live in dorms or cells inside the main building of the unit. G3 offenders are ineligible to live in dorms outside the main building of a unit, inside the security fence. G3 offenders shall be generally assigned to field force and secure jobs inside the perimeter as designated by the warden. They may work outside the security fence under direct armed supervision. (state jail offenders are not assigned to level 3 custody as this custody is reserved for offenders serving sentences of 50 years or greater.)

5. General population Level 2 (G2) or (J2) custody refers to offenders who may live in dorms or cells inside the security fence. They may work outside the security fence under direct armed supervision.

6. General population Level 1 (G1) or (J1) custody allows offenders to live in dorms outside the security fence. Offenders living in trusty camps shall be classified OT custody. They may work outside the security fence with periodic unarmed supervision.

Note: Offenders in general population custody levels may also be given a safekeeping status (P2 – P5) if they need an added level of protection from other offenders.

B. Committees

In TDCJ, a classification committee determines an offender’s custody.

Offender Orientation Handbook 6 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0213

1. Unit Classification Committee (UCC)

Responsible for assigning an offender a custody level. This custody level designates where offenders shall live on the unit and what job(s) they are eligible for. Offenders appear before this committee when they arrive on a new unit. They also meet with the UCC when routine classification decisions are needed.

2. Administrative Segregation Committee (ASC)

Responsible for the process of reviewing offenders for placement in administrative segregation and routine reviews of those offenders.

3. State Classification Committee (SCC)

A central administrative classification committee that makes final decisions with regards to agency-wide issues and unit classification committee recommendations. During the intake process, the SCC makes decisions concerning the initial assignment of an offender to a unit. The SCC also makes final decisions regarding administrative segregation, safekeeping, and requests for protection.

4. Security Precaution Designator Review Committee (SPDRC)

The authority that determines the eligibility for removal of a security precaution designator code from the offender’s record. This committee is also the authority that determines if a security precaution designator should remain in the offender’s record after designated timeframes expire.

C. Inter-Unit Transfers

Inter-unit transfers are transfers from one unit to another. Offenders do not have a right to choose their unit of assignment. Inter-Unit transfers are based on departmental and offender needs. Transfer requests follow a process. The warden, the Unit Classification Committee or the proper department head shall first recommend transfer requests. If approved at the unit level, the unit shall then contact the State Classification Committee for final approval.

Transfer requests for medical or educational reasons shall be made to the appropriate department. For example, the Education Department shall review and approve a transfer request to attend a four-year college program. If approved, the department head forwards the request to the State Classification Committee for its review. The State Classification Committee shall not review transfer requests directly from offenders.

Some offenders have problems/conflicts on their unit and want a transfer. These offenders should contact the unit staff for help. If further review is needed, the State Classification Committee shall be contacted.

Hardship transfer requests may be considered to accommodate immediate family members listed on the offender’s approved visitation list if medical documentation can be obtained. The request shall come from the offender’s immediate family member.

D. Good Conduct Time

Note: Only prison-sentenced offenders convicted of first, second, or third degree felonies receive good conduct time.

Offender Orientation Handbook 7 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0214

Good conduct time is a privilege, not a right. Offenders shall follow the rules in order to receive good conduct time. Some or all of the good conduct time awarded to an offender may be taken away for disciplinary infractions.

When offenders enter the TDCJ, they are assigned a time-earning status of Line Class I. Offenders can work their way into a higher time-earning status or be placed into a lower time-earning status, dependant upon their behavior. Each time-earning status is linked with a set number of days of good conduct time that can be earned each month. This rate is fixed by law. There are two (2) types of time-earning statuses:

1. Line Class status (ranging from Line Class III to Line Class I), and

2. State-Approved Trusty (SAT) status (ranging from SAT IV to SAT II).

Newly received offenders shall be assigned to Line Class I status and shall wait six months before they are eligible for promotion in time-earning status. They shall be automatically promoted if they do not have any major disciplinary cases during this time period.

Good conduct time is awarded based on the laws in effect when the crime was committed, as described below.

Offenders who committed their crimes before September 1, 1987 are "Pre-70th Legislature" offenders. These offenders are also known as "65th Legislature" offenders. They are awarded good conduct time each month based on their time-earning status.

"Pre-70th Legislature, 65th Legislature and Pre-65th Legislature” offenders can also earn up to 15 extra days of good conduct time each month. These extra credits are called "A", "B", and "C" credits. To receive these credits, offenders shall complete one or more programs in academic or vocational education or complete an On-the-Job Training Program while in the TDCJ. These extra credits are awarded from the time the program was completed. Offenders in Line Class III status are not eligible to receive "A", "B", or "C" credits.

Offenders who committed their crime on or after September 1, 1987 are known as "70th Legislature" offenders. They are awarded good conduct time each month based on their time-earning status if they participate in assigned work or school programs. For participating, these offenders also get an extra 15 days of diligent participation credits each month. These offenders get no good conduct time for each day they do not go to work, school or a required treatment program when unexcused. “70th Legislature” offenders who are assigned to administrative segregation sha ll not receive any of the 15 days diligent participation good conduct time credits. They shall receive only the good conduct time based on their time earning status. Offenders who are excused from participating for any reason receive good conduct time. This includes the extra 15 days.

"70th Legislature" offenders are not eligible to earn the "A", "B", or "C" educational credits.

Two things affect an offender's eligibility for release on parole or mandatory supervision. They are:

1. The type of crime the offender was convicted of; and

2. The laws in effect when the crime was committed.

Offender Orientation Handbook 8 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0215

Offenders returned to the TDCJ for parole or mandatory supervision violations, whether those violations are for technical violations or new offenses, shall not receive credit for past good conduct time. They start earning new good conduct time from the date of re- arrest. Violators back in the TDCJ shall be assigned to Line Class I status regardless of their previous status. An offender who starts a new sentence without leaving the custody of TDCJ shall retain his time-earning status.

The laws dealing with good conduct time are very complicated. There are many rules that determine how much good conduct time offenders can earn and how it applies toward their sentences. Good conduct time, parole or mandatory supervision statutes do not apply to state jail offenders.

SAFPF offenders are under unique guidelines related to early release and/or parole, and should check with unit administrators for assistance in understanding which, if any, apply to their individual situation.

E. Diligent Participation Credits for State Jail Offenders

State jail offenders, whose offenses occurred on or after September 1, 2011 may be eligible for Diligent Participation Credits. These credits may only be awarded by the sentencing judge based on participation in programs, such as work, education, and treatment.

Diligent participation is defined as (A) successful completion of an educational, vocational, or treatment program; (B) progress toward successful completion of an educational, vocational, or treatment program that was interrupted by illness, injury, or another circumstance outside the control of the defendant; and (C) active involvement in a work program. The law requires TDCJ to report the number of days an offender diligently participates to the sentencing judge no later than 30 days prior to the offender completing 80% of their sentence. Once a state jail felon, who is serving a sentence for an offense committed on or after September 1, 2011, is received by TDCJ, the agency shall report one day of diligent participation for each day in custody, with the following exceptions. Offenders found guilty of a disciplinary offense for refusing to work (25.0); refusing to attend school or complete school assignments (25.1); or refusing to attend or participate in a required treatment program (25.2) shall not be eligible for diligent participation credit for the day(s) of the refusal. Also, offenders assigned to state jail level 4 (J4), state jail level 5 (J5), solitary confinement or SR custody are ineligible for diligent participation credit.

After TDCJ reports the diligent participation days to the sentencing judge, the judge, based on the progress report received, may credit up to 20% of the offender’s sentence for days served as long as the offender was diligently participating in a program and not subject to disciplinary action. The judge is not required to give credit for each or any day of diligent participation. The diligent participation credit, if any, shall be submitted by the sentencing judge to the TDCJ. The TDCJ shall recalculate the maximum discharge date and send notification to the offender. A time credit under this law is a privilege, not a right.

F. Time Credit Dispute Resolution Process

The TDCJ has established a dispute resolution process for offenders who allege their time credits are in error. Complaints regarding time credits cannot be resolved through the offender grievance process.

Offender Orientation Handbook 9 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0216

1. Prison Offenders

Offenders shall contact the CRO by submitting an Offender Time Credit Dispute Resolution Form (CL-147) to the CRO.

2. State Jail Offenders

Offenders shall submit the CL-147 form to the unit intake coordinator for resolution.

Upon receipt of correspondence, the CRO or intake coordinator shall investigate the allegations. If a correction to time is made, the offender shall be provided a new time slip or a commitment data form after the correction. If the CRO finds no error in the time- served credits, the offender shall be provided a written statement from the custodian of offender records, certifying the credits to be correct based upon documents received by TDCJ.

Offenders may not file a time-credit error in an application for a Writ of Habeas Corpus until:

1. A final certification decision from the CRO has been received by the offender; or

2. More than 180 days has passed since offender filed the complaint with the Custodian of Offender Records, and no response has been received.

3. Offenders who are within 180 days of their presumptive parole date, date of release to mandatory supervision, or date of discharge may use either this internal time credit dispute resolution procedure, or submit their application directly to the court, if the Writ of Habeas Corpus is not otherwise barred.

G. Individualized Treatment Plan

The Individualized Treatment Plan (ITP) is a plan of treatment for an individual offender. The plan outlines programmatic activities and services for an offender and prioritizes his participation in recommended programs based on the offender’s needs, program availability and applicable parole or discharge date. An offender’s needs for programs are ranked and prioritized to assess the immediacy for placement. Treatment department professionals develop the ITP, interview the offender, assess all available information and record their judgments concerning specific programming needs. Treatment department professionals shall be responsible for tracking and reviewing all offenders newly assigned to TDCJ for ITP reviews within two weeks of the offender’s arrival on the unit. Any conflicts or problems that may arise from ITP recommendations concerning program or job scheduling shall be referred to the UCC for resolution.

The ITP serves to establish institutional conditions required by statute for an offender to be considered for release on parole as defined by Texas Government Code §508.152. The ITP is provided to the Board of Pardons and Paroles during the parole review process. Some of these programs are mandatory and non-attendance can result in disciplinary action, loss of good conduct time or negative parole consideration.

H. Collection of DNA Blood Samples

Government Code § 411.148 requires all TDCJ offenders or offenders incarcerated in a facility under contract with TDCJ to submit a DNA specimen unless such has previously been collected.

Offender Orientation Handbook 10 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0217

An offender who refuses to provide a DNA specimen may be charged with Disciplinary Code 24.3, “Refusal to Submit to a DNA Specimen Collection,” and subject to the loss of good time.

If the offender continues to refuse, the TDCJ is authorized to use force in accordance with the TDCJ Use of Force Plan to compel the offender to submit to a DNA specimen collection.

III. STANDARDS OF BEHAVIOR

The standards of behavior outlined below apply to G1/J1, G2/J2, G3 and G4/J4 custody general population offenders. The conditions in disciplinary status, administrative segregation, lockdown, or G5/J5 custody may vary from the following:

A. Personal Cleanliness and Grooming

1. Offenders shall be given the opportunity to shower. Offenders shall maintain good personal hygiene.

2. Offenders shall brush their teeth daily.

3. Male offenders shall be clean-shaven. No beards, mustaches, or hair under the lip shall be allowed, unless the offender has been approved to grow a beard for religious purposes.

4. Offenders with religious belief who want to grow a beard shall:

a. Submit an I-60, “Inmate Request to an Official” to the warden’s office requesting to be approved for a religious beard;

b. Remain clean-shaven until they receive a response, approving them to grow a religious beard;

c. Have a new offender photo taken 30 days after being approved to grow the beard, for identification purposes;

d. Receive a new identification card with the new photo of them with the religious beard; and

e. Be required to shave once a year, during the month of the offender’s birthday and have a clean-shaven picture taken for current identification purposes, after which time the offender shall be allowed to regrow the religious beard.

5. Religious Beards Specifications

a. Religious beards shall be no more than fist length and not exceed four inches outward from the face. This may be measured by having the offender grasp the beard with their fist. Facial hair that extends beyond the fist shall be considered out of compliance with policy and shall be trimmed.

b. Religious beards shall not have any lines, designs, patterns, symbols cut or shaped, or have any alterations from the natural hair growth.

Offender Orientation Handbook 11 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0218

c. Religious beards shall not be sculpted and shall remain neatly trimmed and clean.

d. Offenders who refuse to comply with the religious beard specifications outlined in this policy shall be charged with offense code 24.1, Refusing to Adhere to Grooming Standards, and disciplined in accordance with the TDCJ Disciplinary Rules and Procedures for Offenders.

e. Offenders who are allowed to grow a religious beard, but receive disciplinary for hiding contraband within their beards, or who have a history of escape, shall not be allowed to maintain a religious beard.

f. If, at any time, an offender decides to no longer grow a religious beard, the offender shall notify the warden’s office to change their status and the offender shall not be approved again for a religious beard for 12 months.

6. Male offenders shall keep their hair trimmed up the back of their neck and head. Hair shall be neatly cut. Hair shall be cut around the ears. Sideburns shall not extend below the middle of the ears. No block style, afro, or shag haircuts shall be permitted. No fad or extreme hairstyles/haircuts are allowed. No mohawks, tails, or designs cut into the hair are allowed.

7. Female offenders shall not have extreme hairstyles. No mohawks, "tailed" haircuts or shaved/partially-shaved heads shall be allowed. Female offenders may wear braids in accordance with unit policy. Female offenders may go to the beauty shop on their unit; however, going to the beauty shop is a privilege. Female offenders may be restricted from going to the beauty shop as the result of disciplinary action.

8. Offenders' fingernails shall be neatly trimmed. Fingernails shall not exceed more than one-eighth of an inch past the tip of the fingers. Fingernails shall not be filed to a point, but shall be rounded.

B. Clothing and Necessities

Offenders shall not alter, destroy or mark on any TDCJ-issued clothing or necessities item. Offenders shall not possess any extra clothing or necessities unless specifically authorized, for instance medically authorized.

1. Clothing

a. Offenders shall be provided the opportunity to have a daily change of socks and under garments.

b. Offenders shall be issued enough clothing to keep warm during cold weather.

c. Offenders shall be provided the opportunity to have a change of pants and shirts on each working day, but not less than three (3) times per week.

d. Offenders shall wear TDCJ-issued clothing in the manner stated below when leaving the living area.

(1) Pant legs shall not be rolled up or tucked inside socks or footwear. Pants shall not be worn below the waist level.

Offender Orientation Handbook 12 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0219

(2) Collars may not be tucked inside the shirt. Male offenders shall wear shirt-tails tucked inside pants. Female offenders shall wear shirt-tails as stated in unit policy.

(3) Male offenders shall wear socks with TDCJ-issued footwear. Female offenders shall wear socks with TDCJ-issued shoes.

(4) Shoes shall be worn and shall be laced and tied, if applicable. The types of shoes offenders are allowed to wear and the locations where the shoes are to be worn shall be coordinated with the laundry manager and the warden with unit-specific procedures on footwear issuance.

2. Towels

a. Offenders shall be provided the opportunity to have a minimum of three shower towels per week.

b. Cell towels shall be traded in at least once a week.

3. Linens

a. Offenders shall be issued a clean and sanitized mattress/pillow combo when assigned to the unit. Linen exchange shall be conducted weekly and shall include two sheets and one pillowcase or if a mattress/pillow combo is used, two sheets only.

b. Offenders shall be issued a blanket(s) to use during cold weather.

c. Each offender shall trade his dirty sheets and pillowcase for clean sheets and a pillowcase at least once a week.

4. Exchange Procedures for Necessities Items

a. Necessity items shall be exchanged one-for-one, clean-for-dirty.

b. During the exchange, offenders shall be afforded the opportunity to examine items for proper fit and damage. If items do not fit properly or are damaged, the item should be turned in for replacement.

c. Offenders shall be held responsible for dirty items exchanged. Returned items shall be checked for intentional damage. Offenders found to have intentionally damaged TDCJ-property shall be subject to disciplinary action as outlined in the TDCJ Disciplinary Rules and Procedures for Offenders.

C. Living Areas

1. Each offender shall be assigned to a bunk in a cell or a dormitory. Offenders shall not change bunks without permission. Each offender shall be assigned a locker or a shelf for storing personal property. No offender shall use a bunk, shelf or locker not assigned to him.

2. Each offender shall keep his living area neat, clean and free from contraband. Beds shall be made when not being used for sleeping.

Offender Orientation Handbook 13 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0220

3. All property shall fit in a box provided that is approximately 1.75 cubic feet but shall not exceed 2.0 cubic feet. Some exceptions such as radio, typewriter, and fan can be stored outside the box.

4. An offender is not allowed to go into another offender's cell. An offender shall be considered in violation of this rule if:

a. Any part of his body enters the cell of another offender; or

b. Any object, held in any way by an offender, enters the cell of another offender.

5. Offenders shall not hang towels, blankets, clothing, or other similar items in the living area so that it blocks the correctional officer's view of any area. Items shall not be placed, stored or hung in the windows, on doors, on cubicle walls, or in front of vents.

6. An offender shall get permission from the correctional officer on duty before passing any item:

a. Through the bars or windows of any dormitory or cellblock area;

b. From cellblock to cellblock;

c. From dormitory to dormitory; or

d. From cell to cell.

7. Each offender may have one mattress and one pillow or one mattress/pillow combo, one pillowcase and two sheets or if a mattress/pillow combo is used, two sheets only.

8. Offenders are not allowed to sleep on the floor.

9. Offenders shall play radios in a low volume or with the use of headphones or earphones. The correctional officer on duty shall determine when a radio is not being played at an appropriate volume.

10. Offenders shall not place homemade covers, shades, or other similar items, on lights in living areas or over air vents to restrict the exchange of air inside the living area.

11. Offenders shall not alter, disfigure, damage or destroy any state property in the housing area, to include bunks, ceiling, walls, fixtures or other similar items.

12. Offenders shall report problems with cell, wing or dorm toilets, sinks, electrical plugs, lights, or other similar items to the correctional officer on duty.

13. Offenders are not allowed to store open containers of food that can spoil in their living areas. Opened containers of food that will not spoil shall be sealed or wrapped while being stored in living areas.

14. Offenders shall not be loud or boisterous. Offenders shall not use vulgar or abusive language.

Offender Orientation Handbook 14 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0221

15. When leaving the living area, each offender shall:

a. Make sure his bed is made;

b. Turn off all electrical appliances, except the clock in a clock radio;

c. Pick up all garbage and empty all garbage containers;

d. Dress properly;

e. Make sure he has his identification card with him; and

f. Make sure property is stored appropriately.

16. Offenders shall not loiter in the hallway outside of the living areas.

17. Offenders shall not throw trash or other items into the hallway outside the living area or out the window. Trash shall be put in trash cans.

18. Offenders shall not have items sticking out of the cells or windows.

D. Dining Hall

1. Offenders are provided with three wholesome meals daily. However, on selected units, two meals shall be provided on Saturdays and Sundays that meet the same nutritional requirements as three meals.

2. Offenders shall not talk loudly or cut in line.

3. Meals are normally served cafeteria style. No food may be wasted or stolen. Offenders shall not try to have more food placed on their tray by offenders working on the serving line. The offender workers have been told by officials how much food to serve.

4. An offender may go through the serving line once per meal.

5. The correctional officer on duty shall direct offenders where to sit. Offenders shall not skip seats or save seats for other offenders.

6. Offenders are allowed to talk with those offenders at the same table as long as it is kept within normal conversational levels as interpreted by the supervising employee.

7. Offenders are not allowed to pass anything from one table to another.

8. Offenders who are not satisfied with the food may talk to the correctional officer on duty.

9. Offenders shall be given 20 minutes to eat, from the time they enter the dining room until they depart. Offenders who are loitering, visiting, or engaging in other similar activities and not eating shall be told to leave the dining hall.

10. Offenders shall stay seated until ready to leave the dining hall. Each offender shall clean his eating area and turn in all trays, cups, utensils and other similar items before leaving. No trays, cups, utensils and other similar items shall be

Offender Orientation Handbook 15 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0222

taken from the dining hall. No food shall be taken from the dining hall, except as allowed by unit policy.

11. Offenders who are denied access to the dining hall due to disruptive behavior shall be served a sack lunch.

12. Offenders prescribed therapeutic diets by a health care provider shall not be allowed to receive food from the regular food line.

E. Shower Rules

1. Offenders shall normally shower one time each day; however, paraplegic offenders may be allowed to shower whenever necessary, as determined by the medical provider.

2. Offenders are allowed to wear boxers when showering.

3. Offenders shall not shower during normal working hours unless authorized by a supervisor.

4. Offenders shall not loiter in the shower area.

5. Offenders using centralized shower locations shall not carry towels or extra clothing from the shower area.

6. Offenders shall not save shower stalls for other offenders.

F. Dayroom Rules

1. Television shall be kept at a low volume.

2. Offenders shall choose television programs by majority vote of the offenders watching television or through established unit procedure.

3. Offenders may talk at a low level as long as the offenders do not disturb those who are watching television.

4. Loud talking, arguing, horseplay, slamming dominoes, and other types of disturbances shall not be allowed.

5. Offenders shall be seated while in the dayroom.

6. Offenders shall not save chairs for other offenders in the dayroom.

7. Offenders shall be properly dressed while in the dayroom (see section III B.1.d). Female offenders shall wear bras while in the dayroom.

8. Offenders shall not wear caps, hats or headgear in the dayroom, with the exception of those worn by offenders for religious purposes.

9. Offenders shall not take blankets, pillows or linens into the dayrooms.

10. Offenders shall not take radios, typewriters, fans, or other electric devices into the dayrooms.

Offender Orientation Handbook 16 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0223

11. Offenders shall not take stingers, hot pots, or any other type of heating element into the dayrooms.

12. Offenders may have:

a. One canned drink or cup of drink;

b. One opened container of food, enough for self-consumption, such as chips, cookies, candy, no canned food;

c. One newspaper, book, magazine, or reading material;

d. One Bible;

e. Board games;

f. Writing materials, pen, pencil, no stamps, no legal materials; and

g. Brush or comb

13. Rules concerning television viewing may be different in a therapeutic community, including SOTP and IPTC, hospice and infirmary settings, and rules shall be determined by treatment staff.

G. Recreation Yard Rules

1. Offenders shall be properly dressed while going to or returning from the recreation yard. Offenders may wear regulation T-shirts and shorts in place of the outer shirts on the recreation yard, but shall be fully dressed while going to and coming from recreation. Female offenders shall be appropriately dressed, to include wearing bras, while on the recreation yard.

2. Offenders shall not take linens, towels, or blankets into the yard.

3. Offenders shall not come in contact with the fence.

4. Offenders shall not place clothing on the fence.

5. Horseplay is prohibited.

6. Physical contact not related to approved recreational activity is against the rules.

7. Offenders shall immediately report any injury to an employee.

8. Offenders shall not damage or abuse recreational equipment.

9. Offenders shall not urinate anywhere other than in toilets provided on the recreation yard or toilets in the building.

10. Offenders shall not carry food items or beverages to the recreation yard.

H. Commissary Rules

1. Offenders shall not go to the commissary during the offenders’ regular working hours.

Offender Orientation Handbook 17 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0224

2. Offenders shall not talk in the commissary line.

3. Any item bought from the commissary shall be for personal use only.

4. Offenders shall have enough money in their trust fund accounts to cover the cost of all commissary items ordered.

5. Commissary purchase slip (SO-7) shall be filled out completely before approaching the commissary window. DO NOT USE RED INK.

6. Merchandise is to be listed on the SO-7 in order of need or preference.

7. Offenders shall be charged a spend trip to the commissary anytime the offender’s card is scanned.

8. Offenders should check commissary items before leaving the commissary window. No changes shall be made after an offender leaves the commissary window area.

9. Offenders are not allowed to return items to the commissary unless the items are defective.

10. Offenders shall take commissary items back to the offenders’ assigned living area immediately after leaving the commissary.

11. Only one offender is allowed at the commissary window at a time. Offenders shall carry their own commissary items; no helpers or carriers shall be allowed.

12. Offenders are not allowed to purchase more items than will fit in the allotted storage space, in accordance with AD-03.72, “Offender Property.”

I. Hall Rules

1. Offenders shall walk single file next to the wall.

2. Offenders shall be properly dressed while out of the housing area.

3. Offenders shall not drink or eat in the hallway.

4. Offenders shall not throw trash or spit on the floor.

5. Offenders shall not speak loudly or engage in horseplay.

6. Offenders shall not loiter or run in the hallway or walkway. Offenders shall not sit against or lean on the wall in the hallway or walkway.

J. Offender Property

TDCJ policy establishes what personal and TDCJ-issued property an offender may possess, and obtain, while in custody – and how it shall be stored. By choosing to possess property while in the TDCJ, an offender consents to the rules and regulations established regarding the acquisition, possession, storage, and disposition of that property. When an offender’s property is restricted, or left behind due to his departure from the unit, it shall be inventoried and stored in the unit property room.

1. Newly-received offenders are permitted to bring the following items:

Offender Orientation Handbook 18 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0225

a. Educational items – one item each, such as substance abuse literature, and one religious text, specific to the offender’s declared faith, if those items are consistent with chaplaincy guidelines;

b. Health care devices and supplies, medically prescribed items shall be evaluated for approval by medical staff, contact lenses (colored or clear) shall be allowed only until TDCJ-issued eye glasses are provided to the offender (items shall be registered);

c. Jewelry items - One wedding ring and one wrist watch, which may be denied if determined to be excessive in value or size;

d. Legal material - no unused stationery items;

e. Personal Hygiene Items - One pair of shower shoes;

f. Photographs, except those of a sexually explicit nature;

g. Personal Shoes - If TDCJ-issued footwear is unavailable in the correct size, a newly-received offender shall retain the shoes in the offender’s possession at the time of intake. The shoes shall be registered and once a TDCJ-issued pair is available, the personal shoes shall be disposed of in accordance with AD-03.72;

h. Visitors address list and phone numbers; and

i. Gender-related items - female offender may retain up to seven (7) white bras without underwire;

j. Inmate Trust Fund Account – Cash or negotiable items, such as money orders, cashiers or law enforcement checks shall be deposited in the offender trust fund account, no personal checks accepted. Negotiable items shall be endorsed and thumb-printed by the offender. Cash is only accepted at the time of intake.

Note: Items of Identification, such as birth certificate, social security card, driver’s license and similar items, shall be forwarded to the Reentry and Integration Division (RID) and returned to the offender at the time of release from TDCJ; and

2. An offender returning to TDCJ following a bench warrant or emergency absence is not permitted to return with food or hygiene items; however, any other property taken with the offender at the time of departure from TDCJ may accompany him when returning, if there is no threat or risk to security. Items requiring registration shall be supported by a TDCJ “Registered Property Receipt.”

3. At the time of an offender’s arrival at TDCJ, and at times when an offender’s property is taken or returned, inventory forms shall be completed. Items not allowed at intake shall be mailed at the offender’s expense to anyone the offender chooses within the designated time limits. If this is not possible, the items shall be destroyed or donated to charity. Parcels shall not be sent cash on delivery (COD).

4. Certain items shall be registered and engraved, if possible. An offender is responsible for keeping the registration papers as proof of ownership. Items

Offender Orientation Handbook 19 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0226

which shall be registered are wedding ring; wrist watch, other than one purchased at the commissary; shoes, except TDCJ-issued; radio; electric fan; typewriter; religious items; health care devices other than TDCJ-issued; clamp on lamp; alarm clock; AM/FM booster; multi-outlet; and hotpot. In addition, female offenders shall receive registration papers for a curling iron and hair dryer.

5. Metal, fire-resistant, closable storage containers are provided for storage of an offender’s property. An offender shall have no less than 1.75 cubic feet available but shall not be authorized to use more than 2.0 cubic feet of a container that is larger than the maximum 2.0 cubic foot size. Nothing other than cell or dormitory fixtures may be placed on the walls, windows or doors of an offender’s housing area. NOTE: After approval by the warden, additional storage may be provided for legal material needed for current litigation and for approved religious materials, including religious text and study material.

6. An offender may not participate in the inventorying of another offender’s property and property transactions between offenders are prohibited. Staff may only provide an offender with items as authorized by agency policy.

7. Amounts that an offender may spend in the commissary are based on his classification, custody, or disciplinary status. Subject to approval by the warden, an offender may order authorized items from an outside vendor. However, no offender may possess more property than he can store in designated areas.

8. Claims for lost or damaged offender property shall be pursued through the Offender Grievance procedure. Loss or damage that is determined to be the responsibility of the TDCJ shall generally be paid at no more than $50 per item; no more than $500 total.

9. An offender may have property restricted due to his classification, custody or disciplinary status.

NOTE: If an offender remains in Level 3 administrative segregation status for nine consecutive months and fails to make arrangements for the ‘restricted property,’ it shall be disposed of by the agency.

10. When departing a unit on a temporary basis or due to re-assignment, an offender shall choose wisely what property he takes with him – as it shall be placed into *one TDCJ-issued mesh bag and fit into a two cubic foot storage space. If permanently reassigned to another unit, an offender shall generally receive the remaining property within 21 days following arrival at the unit of assignment. NOTE: Offenders authorized additional legal storage may take one additional mesh bag of legal material; if going out on bench warrant or to court, they may take one mesh bag of legal material for each authorized legal storage container.

11. If an offender departs due to parole or emergency absence, property left behind shall be stored for a maximum of thirty days; if out on bench warrant, property shall be stored in the Property Room for a maximum of six months. If the offender has not returned to TDCJ custody after these time frames, and has not made arrangements for disposition of the stored property, it shall be disposed of by the agency.

12. No offender may send out a property item, by mail or visitor, with the intent of having the item repaired and returned.

Offender Orientation Handbook 20 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0227

13. When an offender departs his cell or bunk area, his property shall be stored in the following manner:

a. A photo and one of each hygiene items may be stored on a shelf, if available.

b. Shoes, TDCJ-issued necessity items, non-combustible items, such as typewriter, radio, fan, or other similar allowed items shall be neatly stored in the housing area as designated by unit administration.

c. All remaining offender property shall be stored in closeable containers.

K. Contraband

Possession of contraband is a violation of TDCJ rules.

1. Possession includes having an item on the body of an offender, among his belongings or in his cell or immediate living area, no matter who owns the item.

2. Contraband is:

a. Any item not allowed when the offender came to the TDCJ, not given or assigned to an offender by the TDCJ, and not bought by an offender for his use from the commissary;

b. Any item altered from its original condition;

c. Any item which, in the judgment of TDCJ personnel, unreasonably hinders the safe and effective operation of the facility;

d. Items in excess of the amounts authorized or stored in an unauthorized manner;

e. Any item received or sent through the mail that is not approved in accordance with the TDCJ Offender Correspondence Rules;

f. Anything an offender is not supposed to have: such as, but not limited to:

(1) Money;

(2) Items used for gambling, such as dice and playing cards;

(3) Books, magazines or newspapers that are not approved;

(4) Clothes that are not approved; or

(5) Tobacco or tobacco related items.

g. Any item used to violate a TDCJ rule.

3. Any contraband found on TDCJ property may be taken and disposed of according to procedures set forth by the TDCJ and the State of Texas.

L. Tobacco Policy

All facilities within the TDCJ are designated as tobacco free.

Offender Orientation Handbook 21 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0228

Offenders found in possession of tobacco products, paraphernalia, or similar products may be charged with a disciplinary offense.

M. Safety Regulations

1. Every effort shall be made to provide a safe living and work environment for offenders. It is the responsibility of each offender to exercise care, cooperation and common sense while performing their assigned job duties and daily activities.

2. Offenders shall immediately report all injuries to the appropriate work supervisor or staff member.

3. Offenders shall immediately report all safety hazards to the appropriate work supervisor or staff member, and shall not continue to work in any area or on any equipment that has been deemed unsafe or improperly guarded by the work supervisor. If an offender’s work supervisor or other staff member does not agree that an unsafe condition exists, the offender may report the situation to the Unit Risk Manager, either verbally or in writing.

4. Appropriate safety related personal protective equipment shall be provided to offenders where necessary. It is the responsibility of each offender to use personal protective equipment to protect against physical injury and health hazards. Offenders shall wear safety goggles when performing operations such as: grinding, hammering, mowing and other similar functions. Hearing protection shall be worn in all work areas designated with high noise levels. Work or safety shoes shall be worn while performing assigned job functions, and safety shoes shall be worn in all designated areas or job functions.

5. Offenders shall perform only work that is assigned to them. Operating machines or equipment or performing any operation for which offenders have not been specifically assigned and trained is strictly forbidden.

6. Offenders shall not remove safety guards from machinery or equipment or operate machinery and equipment without required safety guards in place. Offenders shall not adjust, oil, clean, repair or perform any maintenance on machinery or equipment that is in motion or energized.

7. Offenders shall not ride on the drawbars of farm vehicles and shall not ride on tractors, forklifts, or other vehicles unless an authorized manufacturer installed seat is provided. Offenders shall not stand in moving vehicles and shall not sit where their legs hang over the sides of vehicles and trailers. Offenders shall not dismount any vehicle until it has come to a complete stop.

8. The fabrication or repair of personal offender items on TDCJ equipment is prohibited, unless authorized in the Unit Craft Shops.

9. Any offender found in violation of these procedures or any other posted unit specific safety or risk management policy is subject to disciplinary action.

10. Shower Rules

Offenders shall exercise caution when entering and exiting shower areas in an effort to prevent slip, trip, and fall injuries.

Offender Orientation Handbook 22 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0229

11. Temperature Extremes

Heat Precaution - Offenders shall be cautious of heat during the summer months; especially offenders working in areas of extreme heat such as, field, maintenance, and yard squads.

Hypothermia - COLD Related Illness – Offenders should consider appropriate clothing for working in cold weather, to include: thermal underwear, insulated jackets, cotton or leather gloves, insulated hoods, work shoes, and socks. Appropriate clothing shall be issued even when the index indicates little danger of exposure injury.

Be alert of the signs and symptoms of heat and hypothermia illnesses; see chart below.

REGCOGNITION OF HEAT ILLNESS RECOGNITION OF HYPOTHERMIA (COLD RELATED ILLNESS) HEAT CRAMPS HYPOTHERMIA CATEGORY 1 • Involuntary muscle spasms following hard, • Loss of body heat physical work in a hot environment • Shivering • Heavy sweating • Lack of interest or concern • Cramping in the abdomen, arms, and • Speech difficulty calves • Forgetfulness • Mild unsteadiness in balance or walking • Loss of manual dexterity • Lips turn blue HEAT EXHAUSTION HYPOTHERMIA CATEGORY 2 (EMERGENCY!!! Death is imminent) • Weakness, anxiety, fatigue, dizziness, • Shivering stops headache, nausea • Exhaustion • Profuse sweating, rapid pulse, rapid • Drowsiness breathing • Confusion • Possible confusion or loss of coordination • Sudden collapse • May lead to heat stroke if not treated • Slow pulse and breathing • Pupils dilated • Cardiac arrest • May lead to category three if not treated HEAT STROKE HYPOTHERMIA CATEGORY 3 (EMERGENCY!!! Death is imminent) (EMERGENCY!!! Death is imminent) • Diminished or absent sweating • Individual is comatose • Hot, dry, and flushed skin • No palpable pulse • Increased body temperature, delirium, • No visible respiration convulsions, seizures, possible death • Headache, mental confusion, dizziness • Extreme fatigue • Nausea/vomiting • Incoherent speech progressing to coma • Rapid pulse, weakness • Medical care is urgently needed TREATMENT AND PREVENTION OF TREATMENT AND PREVENTION OF HEAT ILLNESS HYPOTHERMIA (COLD RELATED ILNESS) TREATMENT OF HEAT ILLNESS (ALL TYPES) TREATMENT OF COLD ILLNESS (ALL TYPES) • Move person out of direct sunlight into air- • Move person into a warm environment, conditioned environment, if possible if possible • Remove clothing, maintaining modesty • Remove wet clothing • Have them drink water, if conscious • Insulate the person by adding clothing • Sprinkle water on them; fan them if there or blankets

Offender Orientation Handbook 23 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0230

is no breeze • If frostbite exists, gently heat affected • Get medical attention ASAP area with warm water or towels, a heating pad, or hot water bottles • If conscious, encourage consumption of water, sweetened liquids • Monitor breathing • If heart has stopped, then judge the possibility of administering CPR • Get medical attention ASAP HIGHER RISK FOR HEAT ILLNESS HIGHER RISK FOR COLD ILLNESS • Newly assigned to job • Newly assigned to job • On psychiatric medications and certain • Elderly other medications • Exposed to below freezing • Elderly temperatures for a long period of time • High temperature and humidity conditions without adequate clothing/blankets • No breeze • Wet when exposed to cold weather PREVENTION OF HEAT ILLNESS PREVENTION OF COLD ILLNESS • Increase frequency of fluid intake when • Dress appropriately when working in working in hot environments extreme cold conditions • Take a break every 30-60 minutes • Drink warm, sweet fluids • Decrease intensity of work under extreme • Move extremities often to keep conditions enhanced blood circulation

Report all incidents of temperature related illness to a staff member immediately.

N. General Rules

Offenders shall make themselves aware of and follow all written rules and posted signs.

1. The possession or use of any tobacco products, paraphernalia, or related products is prohibited.

2. No loud or boisterous talking, no vulgar or abusive language shall be allowed.

3. When talking to an employee or official, offenders shall stand with arms by their side and call them Mr., Ms., or Officer (Last Name) or use their title. Offenders can identify the officer by the last name on his nameplate that is worn as part of the uniform. Offenders shall show respect when talking with employees, officials, visitors and other offenders. Offenders shall answer "yes, sir"; "no, sir"; "yes, ma'am"; or "no, ma'am".

4. Offenders are prohibited from maintaining active social media accounts for the purposes of soliciting, updating, or engaging others, through a third party or otherwise.

5. No fighting, scuffling, horseplay, or similar activities are allowed.

6. Offenders shall not litter. Trash and garbage shall be placed in trash cans.

7. Offenders shall not alter, disfigure, damage or destroy any state property.

8. Offenders shall not have playing cards, dice or any other item that can be used for gambling.

9. Offenders shall not tamper with hand restraints, or any security equipment.

10. Offenders shall not take posted information from bulletin boards.

Offender Orientation Handbook 24 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0231

11. Offenders and their living areas may be searched at any time by staff.

12. Offenders are not allowed in unauthorized areas.

13. Offenders are not allowed in their work areas except during their work hours, unless approved due to special circumstances.

14. Offenders shall not traffic and trade postage supplies, or trade any offender’s personal property for other commissary items.

15. Offenders are expected to be dressed and ready when called for work, school, or other turnouts. There shall be no tardiness allowed by offenders.

16. Offenders are allowed to carry the following items to their job assignment:

a. One authorized comb or brush;

b. One handkerchief (may not extend out of the pocket); and

c. Personal Identification card

All other items are prohibited in the workplace. In addition, offenders are not allowed to take any item from the workplace back to the living area.

17. Offenders shall not wear sunglasses indoors unless medically prescribed.

18. It is the intent of the TDCJ to have all offenders immediately comply with lawful instructions or orders. An offender shall obey the staffs’ orders at all times, as long as the orders do not place him or those around him in physical danger, or would cause him to violate a TDCJ written rule or policy. In such cases, the written policy almost always would supersede the direct order.

19. An offender should be aware of how to handle situations in which he perceives himself to be the object of sexual advances by staff members. Any type of sexual advancement by any staff member directed toward any offender is a strict violation of policy. Similarly, it is a violation of the rules for offenders to direct advances towards correctional officers or staff. Correctional officers or staff may not solicit offenders in any way for any type of sexual favors. The same applies towards offenders. This includes any conversation(s) that might lead to sexual involvement or relationship of a personal nature. Personal correspondence with a staff member is prohibited.

In the event that an offender feels he is being pressured for sexual favors or to violate any institutional rule, the offender shall refuse to do the prohibited act and either:

a. File a formal grievance;

b. Contact a ranking correctional officer;

c. Contact Classification Staff;

d. Contact the warden;

e. Contact the chaplain;

Offender Orientation Handbook 25 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0232

f. Contact the Office of the Inspector General;

g. Contact any staff member with whom he feels comfortable enough to let them know and request their help; or

h. Write a family member and urge the family member to call the Ombudsman Office immediately.

IV. SAFE PRISONS/PREA PROGRAM

A. TDCJ Ze ro Tole ra nce Policy

The TDCJ has a zero-tolerance policy regarding sexual abuse and sexual harassment of offenders in TDCJ’s custody. Sexual abuse and sexual harassment of any type on a TDCJ facility is strictly prohibited and shall not be tolerated. Sexual abuse includes sexual contact with an offender by a staff member, contractor, or volunteer or by another offender. This means, all allegations of sexual abuse and sexual harassment whether it is perpetrated by a staff member or another offender shall be thoroughly investigated. Additionally, the TDCJ prohibits retaliation for reporting allegations and/or cooperating with investigations related to sexual abuse and sexual harassment.

B. What is PREA?

In 2003, the federal government enacted the Prison Rape Elimination Act (PREA). The purpose of this Act is to reduce the incidence of sexual abuse by establishing national standards with the goal of eliminating sexual abuse within all confinement facilities across the nation. The TDCJ fully supports the national efforts to eliminate sexual abuse of offenders and has incorporated the PREA standards in the TDCJ policies and procedures.

C. What is Sexual Abuse?

1. Sexual abuse (offender-on-offender) includes any of the following acts performed on an offender by another offender, if the victim does not consent, is coerced into such act by overt or implied threats of violence, or is unable to consent or refuse:

a. Contact between the penis and vulva or the penis and anus, including penetration, however slight;

b. Contact between the mouth and the penis, vulva, or anus;

c. Penetration of the anal or genital opening of another person, however slight, by a hand, finger, object, or other instruments; and

d. Any other intentional touching, either directly or through the clothing, of the genitalia, anus, groin, breast, inner thigh, or the buttocks of another person, excluding contact that was incidental to a physical altercation.

2. Sexual abuse (staff-on-offender) includes any of the following acts performed on an offender by a staff member, contractor, or volunteer with or without the consent of the offender:

a. Contact between the penis and vulva or the penis and anus, including penetration, however slight;

Offender Orientation Handbook 26 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0233

b. Contact between the mouth and penis, vulva, or anus;

c. Contact between the mouth and any body part where the staff member, contractor, or volunteer has the intent to abuse, arouse, or gratify desire;

d. Penetration of the anal or genital opening, however slight, by a hand, finger, object, or other instrument, that is unrelated to official duties or where the staff member, contractor, or volunteer has the intent to abuse, arouse, or gratify sexual desire;

e. Any attempt, threat, or request by a staff member, contractor, or volunteer to engage in the activities described above; and

f. Any display by a staff member, contractor, or volunteer of his or her uncovered genitalia, buttocks, or breast in the presence of an offender.

Employees of the TDCJ are strictly prohibited from engaging in sexual conduct with an offender, even if an offender is willing to engage in the act. Employees found in violation of sexual abuse are subject to disciplinary action and/or criminal prosecution.

D. What is Sexual Harassment and Voyeurism?

1. Sexual harassment is:

a. Any repeated and unwelcome sexual advances, requests for sexual favors, or verbal comments, gestures, or actions of a derogatory or offensive sexual nature by one offender directed at another; and

b. Any repeated verbal comments or gestures of a sexual nature to an offender by a staff member, contractor, or volunteer, including demeaning references to gender, sexually suggestive or derogatory comments about body or clothing, or obscene language or gestures.

2. Voyeurism

Voyeurism by a staff member, contractor, or volunteer means an invasion of privacy of an offender by staff for reasons unrelated to official duties, such as peering at an offender who is using the toilet in his or her cell to perform bodily functions; requiring an offender to expose his or her buttocks, genitals, or breasts; or taking images of all or part of an offender’s naked body or of an offender performing bodily functions for the purpose of sexual gratification.

E. Cross Gender “Knock and Announce” Policy

TDCJ facilities are supervised by both male and female staff. On occasion, male offenders shall be supervised by female correctional officers, and female offenders shall be supervised by male correctional officers. Correctional officers of the opposite gender shall announce their presence before entering a housing area at the beginning of their shift and anytime the gender of supervision changes from same gender, to mixed –or- opposite gender supervision. The announcement applies to both security and non- security staff. Be aware that once the announcement is made, it shall not be repeated during the course of the shift. Offenders shall treat staff of the opposite gender with respect. Any inappropriate behavior or comments directed toward staff of either gender shall be subject to disciplinary action.

Offender Orientation Handbook 27 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0234

F. How Does the Safe Prisons/PREA Program Help?

The Safe Prisons/PREA program was established to prevent, detect, and respond to sexual abuse, sexual harassment, extortion, and other acts of violence perpetrated against an offender. The Safe Prisons/PREA Plan and policies provides guidelines necessary to prevent, respond, and investigate acts of aggression. Additionally, the Plan outlines the process of addressing the needs of offenders following an allegation. One of the strategies involved in the Program includes educating offenders to raise awareness regarding the Program and provide direction on methods to prevent and report incidents of sexual abuse or sexual harassment.

G. How Should I Report Threats to my Safety?

1. Offenders are provided with multiple methods to report sexual abuse, sexual harassment and other acts of aggression that may pose a significant threat to your safety. It is important that you begin by telling any staff member, immediately. All staff members have been trained on what to do when they receive reports concerning an offender’s safety. Staff is also instructed to maintain confidentiality by discussing reports with officials on a need to know basis.

2. The PREA Ombudsman is a point of contact for offenders who have complaints or inquiries regarding any allegations of sexual abuse or sexual harassment. Offenders may contact the PREA Ombudsman in writing; however, offender family members and friends may contact the PREA Ombudsman in writing or by phone. You may report allegations verbally or in writing, but keep in mind time is of the essence when reporting sexual abuse. Any delay in reporting shall make investigating an incident more challenging.

3. You may privately and confidentially report incidents of sexual abuse to the agency PREA Ombudsman, who shall initiate an investigation into your claims.

4. A report made in good faith based upon a reasonable belief that the alleged conduct did occur does not constitute lying for the purpose of disciplinary action even if the investigation does not establish evidence sufficient to substantiate (prove the incident occurred) the allegation. Offenders shall not be disciplined for good faith reporting.

5. However, if investigation reveals that an offender knew that the information was false, and made the allegation intentionally or with malice, he or she shall be subject to disciplinary action. This type of behavior is also a violation of the Texas Penal Code.

H. Sexual Abuse Prevention Strategies

The only way that sexual abuse can be eliminated is when a sexual abuse predator chooses not to abuse. However, you can reduce the risk of being victimized by keeping the following guidelines in mind:

1. A successful predator will get to know you and determine your strengths, weaknesses, and needs. For example, if you are new to the prison environment and need items, such as deodorant or toothpaste, and don’t have the money in your account, a predator may offer to buy these things for you as a kind gesture. However, this friendship could be short-lived and the predator may demand sex as repayment. Others may offer protection in return for sexual favors.

Offender Orientation Handbook 28 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0235

2. Do not accept commissary items or other gifts from offenders. Placing yourself in debt to another offender can lead to the expectation of repaying the debt with sexual favors.

3. Do not accept an offer from another offender to be your protector.

4. Be alert! Do not use contraband substances such as drugs or alcohol: they can weaken your ability to stay alert and make good judgments.

5. Position yourself in “Safe Zones” or areas where you can see a staff member and the staff member can see you. If you are being pressured for sex, report it to any staff member immediately. The quicker you report the situation, the faster you will be removed from the situation. Don’t try to take matters into your own hands.

6. Be aware of situations that make you feel uncomfortable. Trust your instincts. If it feels wrong, get help, or call out for a staff member.

7. Don’t let your manners or pride get in the way of keeping yourself safe. Don’t be afraid to say “NO” or “STOP IT NOW.”

8. Walk and stand with confidence. Predators generally choose victims who look like they won’t fight back or appear emotionally weak.

9. Avoid talking about sex and casual nudity. These things may be considered a come on, or make another believe that you have an interest in a sexual relationship.

I. What Should You Do If You Are Sexually Abused?

1. Report the abuse to any staff member immediately.

The longer you wait, the more difficult it is to obtain the evidence necessary for a criminal and/or administrative investigation. Request immediate medical attention; you may have serious injuries that you are not aware of, and any sexual contact can expose you to sexually transmitted infections.

a. Do not shower, brush your teeth, use the restroom, or change your clothes. You may destroy important evidence.

b. The first responder shall immediately separate you from the alleged perpetrator and move you to a safe place.

c. You shall be examined by a qualified medical professional and shall receive treatment for any injuries. You may undergo a forensic medical examination utilizing the sexual assault evidence collection kit. This kit allows for the collection of evidence necessary for identifying and prosecuting the alleged perpetrator.

d. Depending on the type of abuse, you may be provided with a community rape crisis advocate (where available) or an offender victim representative (chaplain, psychologist, sociologist, or case manager) to provide emotional support services during the forensic examination and any investigatory interviews. You are not obligated to accept the services; however, it is highly encouraged.

Offender Orientation Handbook 29 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0236

e. An offender protection investigation shall be conducted following report of the incident by a correctional officer or staff if the assault was perpetrated by another offender. Additionally, the Office of the Inspector General may investigate the incident for criminal violations.

f. The Office of the Inspector General is generally responsible for conducting investigations regarding staff members who are ranked as a supervisor.

g. You shall also be referred for Mental Health Services. The days following the abuse can be traumatic and it helps to have people who will be there to help you. Seek professional help. Offenders who are victims of sexual abuse shall receive timely, unimpeded access to emergency medical treatment and crisis intervention services, the nature and scope of which are determined by medical and mental health practitioners according to their professional judgment in accordance with Correctional Managed Health Care (CMHC) policies.

h. If no qualified medical or mental health practitioners are on duty at the time a report of abuse is made, correctional staff first responders shall take preliminary steps to protect the victim and immediately notify the appropriate on-call medical and mental health practitioners.

i. Offenders who become victims of sexual abuse while incarcerated shall be offered timely information about and access to emergency contraception and sexually transmitted infections prophylaxis, according to professionally accepted standards of care, where medically appropriate, in accordance with CMHC policies.

j. Treatment services shall be provided to offender victims without financial cost and regardless of whether the victim names the abuser or cooperates with any investigation arising from the incident.

k. All offender victims of sexual abuse shall be offered access to forensic medical examinations, whether on-site or at an outside medical facility, without financial cost, where evidentiary or medically appropriate. Such examination shall be performed by a sexual assault forensic examiner (SAFE) or sexual assault nurse examiner (SANE) when possible. If neither a SAFE nor SANE can be made available, the examination may be performed by other qualified medical practitioners in accordance with CMHC policies. Efforts to provide a SAFE or SANE shall be documented.

2. Investigations

a. Investigations shall be conducted promptly to collect facts and evidence surrounding the reported incident. You may be placed in another location on the facility until the investigation is complete. Once completed, you shall be reviewed by the Unit Classification Committee who shall determine if the offender protection investigation conducted by security staff is substantiated, unsubstantiated, or unfounded. The committee shall also assess your protective needs and determine the best course of action (if any) on a case-by-case basis.

Offender Orientation Handbook 30 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0237

b. OIG or the Safe Prisons Management Office shall provide you with information regarding any criminal investigations. You may also submit a request for information through the OIG.

3. Offender Perpetrator Consequences

a. All allegations of sexual abuse shall be taken seriously. Offender perpetrators that are found to have engaged in sexual abuse or sexual harassment shall be disciplined.

b. You sha ll be issued a disciplinary case; if you are found guilty, sanctions shall be harsh. Additionally, your classification level shall be reviewed and likely downgraded, which could mean a transfer to a higher security prison or housing unit with significantly less freedom of movement and limited privileges. If you have family, this will affect your loved ones and their ability to visit you.

c. All cases of sexual abuse are subject to criminal investigation by the OIG. You may be prosecuted for a criminal offense and if found guilty of a felony, any additional prison time shall be stacked on top of your current sentence in accordance with Texas law.

d. If you are convicted, your victim shall have an opportunity to write a statement which can impact your se nte nce le ngth and can affect your ability to parole. Also, you shall be required to register as a sex offender upon release from prison.

e. Engaging in any form of sexual conduct in prison significantly increases your risk of HIV infection, along with exposing you to other sexually transmitted infections.

f. If you have trouble controlling your actions, seek help from mental health staff and/or consider participating in programs designed to control anger or reduce stress. To reduce immediate feelings of anger or aggression, try talking to or writing to a friend, meditate, do breathing exercises to relax, or engage in some type of exercise.

V. SECURITY THREAT GROUPS

Offenders who participate in gang related activities may be confirmed as a security threat group member. Those confirmed as a security threat group member shall be assigned to administrative segregation. If placed in administrative segregation, you shall be separated from the general population and you shall lose a number of privileges. Other restrictions include: contact visits are not allowed; no participation in educational or vocational classes; emergency absence requests are not considered; good time credits shall not be awarded, and movement is restricted. As a security threat group member, you could also become a victim of security threat group related violence and may even place your immediate family in danger.

If a confirmed security threat group member wishes to disassociate with their current affiliation, the offender may request to be considered for the Gang Renouncement and Disassociation (GRAD) Process. After approval, the offender shall complete the GRAD process before they are reviewed for release from administrative segregation and returned to general population status. The curriculum provides cognitive intervention, anger management, substance abuse education, and programming addressing criminal addictive behavior.

Offender Orientation Handbook 31 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0238

VI. PROGRAMS AND SERVICES

A. Education

Windham School District (WSD) provides appropriate educational programming and services to meet the needs of the eligible offender population within the TDCJ. All programs emphasize skills for offenders that potential employers demand, such as personal qualities, teamwork, decision making, cultural sensitivity/tolerance, and problem solving. Selection for WSD programming is based on an ITP which prioritizes participation in recommended programs based on the offender’s age, program availability, projected release date and need for academic, vocational and life skills programs.

Literacy, Career and Technical Education (CTE), and Life Skills Programs are offered on several units or facilities. The goal of all classes is to prepare students for work both in prison industry and for jobs after release from incarceration. The following programs and services are provided throughout the system:

• Testing and Assessment

• Counseling

• Academic Programs

• Adult Basic Education (Literacy)

• GED Preparation

• Special Education

• English as a Second Language (ESL)

• Title I

• Personal and Social Development Programs

• CHANGES

• Cognitive Intervention

• Parenting and Family Wellness

• Career and Technical Education (Vocational)

• Libraries

Most literacy classes are held three hours per day, five days per week. Not all programs and services are available at every unit or facility location.

1. Testing and Assessment

Tests of Adult Basic Education (TABE) are administered to incoming offenders to determine each offender’s educational level. Offenders enrolled in WSD literacy programs are tested throughout the school year to monitor student progress.

Offender Orientation Handbook 32 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0239

The GED exam is administered to eligible offenders when they attain a level of proficiency that indicates a likelihood of passing the GED.

2. Counseling

School counselors share program information with potential students and enroll eligible offenders in appropriate educational programs. Counselors provide career guidance to help offenders prepare for jobs and careers after release.

3. Adult Literacy, Basic Skills and GED Preparation

Eligible offenders may enroll in literacy programs. Students are assigned to literacy classes based on their individual achievement level as demonstrated on the TABE. Adult basic education classes are offered to offenders functioning below the sixth grade level and secondary level adult education classes are offered to those offenders working toward the attainment of a high school equivalency certificate (GED).

4. Special Education

The Special Education program provides educational services to eligible offenders with disabilities. Offenders may be evaluated for this program by self- referral; or their teachers or principal may refer them. Disabilities that affect learning may qualify a student for special education. These include:

a. Learning disability;

b. Emotional disturbance;

c. Intellectual disabilities;

d. Orthopedic or other health impairment;

e. Visual or hearing impairment;

f. Speech impairment; and

g. Traumatic brain injury.

The special education program provides many services including special assistance in academic and vocational classes, computer-assisted instruction, speech therapy, Braille and large print materials, and sign language interpreters.

5. English as a Second Language (ESL)

The English as a Second Language program (ESL) is provided to offenders who exhibit limited English proficiency. Eligible offenders are provided intensive instruction in English language development, reading and writing.

6. Title I

The Title I program is provided for offenders who are 21 years of age or younger. Students are enrolled in a Title I class in addition to a regular Literacy class each day. Interactive computer-assisted instruction is used in the Title I program to provide remediation of basic skills.

Offender Orientation Handbook 33 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0240

7. Pre-Release Programs

The CHANGES program offers life skills to prepare offenders for release. CHANGES, the name of the prerelease program, stands for Changing Habits and Achieving New Goals to Empower Success. The CHANGES program is offered to offenders within two years of release. It is also offered to offenders who have FI3R parole requirements. It includes many topics that are important to being successful in the freeworld, including:

a. Personal Development;

b. Healthy Relationships;

c. Living Responsibly;

d. Drug Education;

e. Living Well;

f. Putting Together a New Start; and

g. Going Home

8. Cognitive Intervention

The Cognitive Program teaches students to examine and change the thinking patterns that lead to criminal behavior. Students learn more appropriate thinking skills in order to reduce anger and anxiety, and increase communication and problem solving abilities. Students can request the class, or an offender can be referred to the Cognitive Program by unit administration. Topics include:

a. Team Building;

b. Thinking Errors;

c. Criminal/Addictive Cycle;

d. Franklin Reality Model;

e. Problem Solving Steps;

f. Stop and Think;

g. Problems and Goals;

h. Gathering Information and Insight;

i. Choices and Consequences;

j. Choose…Plan…Do; and

k. Relapse Prevention

Offender Orientation Handbook 34 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0241

9. Career and Technical Education

Windham offers training in numerous vocational trades to eligible offenders. Programs prepare students for employment after release. Most of the programs are approximately 600 hours long. Students can earn certificates of achievement from WSD and industry certificates from various certifying agencies. Students attend class six hours per day, five days per week. Most units or facilities offer several trades, some of which include:

a. Automotive Trades;

b. Construction Trades;

c. Horticulture/Landscape Trades;

d. Truck Driving;

e. Culinary Arts;

f. Welding and Other Metal Trades;

g. Diesel Mechanics;

h. Computer Related Trades; and

i. Electrical Trades

Offenders may request to be placed on the district-wide waiting list to transfer for a CTE program that is offered on another unit. The unit principal and/or counselor can assist the offender with this process. The TDCJ State Classification committee shall make all decisions regarding unit assignment.

The Apprenticeship Program offers offenders training in many crafts. Each craft requires 2,000 to 8,000 hours of work background. Offenders shall have 144 hours of related classroom instruction per year. The U.S. Department of Labor issues a Certificate of Completion of Apprenticeship to students who complete the program.

10. Libraries

The Windham School District maintains libraries to support its educational programs and provide recreational reading opportunities for eligible offenders. The libraries offer a wide variety of reading materials, including reference books, library books, magazines and newspapers.

Offenders shall follow established unit library rules and procedures posted in the library. The rules and procedures shall show the scheduled library hours, the number of books that can be checked out, and the length of time on the books. It is the responsibility of the offender to make sure library books are returned to the library or put in a unit book drop box on time. Reference books, magazines, and newspapers are to remain in the library and cannot be removed.

Library books are state numbered property. Disciplinary action shall be taken for loss, theft, damage, or destruction of books, reference books and magazines. Overdue library books are considered contraband.

Offender Orientation Handbook 35 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0242

11. School Rules

The Windham School District has rules to help create an orderly and positive atmosphere. A positive atmosphere helps people learn. The following rules apply to all students in the school:

a. Students shall arrive for class on time;

b. Students shall not leave the classroom or school without permission;

c. Sleeping in class is not permitted;

d. Eating, horseplay and profanity are not permitted;

e. Students shall be neatly groomed and properly dressed;

f. Cheating on any schoolwork or test is not permitted;

g. Students shall do all their assigned work and take all required tests;

h. Students are not permitted to bring personal property to the school;

i. Excessive noise and other disruptive behaviors are not appropriate;

j. Students shall not steal, damage or destroy school property;

k. Students shall follow all the TDCJ, unit, and school rules;

l. Vocational students shall read the standard operating procedures (SOP) before operating power equipment and read Material Safety Data Sheets (MSDS) before handling chemicals;

m. Vocational students shall wear eye protective gear and all personal protective equipment when required;

n. Students are not allowed to work on personal projects in class;

o. Vocational students shall check out tools according to established checkout procedures; and

p. Violation of any of these rules may result in disciplinary action and the possible removal from school.

12. Information on Education Programs

Contact the unit Principal or Windham Counselor for information on any educational program or service. Enrollment in Windham School District programs is based on ITP priorities.

B. Recreational Activities

The TDCJ has developed guidelines for out-of-cell time which affords eligible offenders the opportunity to participate in non-programmatic and programmatic recreational activities. Recreation facilities and equipment are provided for offender use. Certain recreational activities may not be available for participation due to an offender’s loss of recreation privileges as a result of disciplinary actions.

Offender Orientation Handbook 36 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0243

1. Non-Programmatic Recreational Activities

Non-programmatic recreational activities may include, but not be limited to:

a. Television viewing;

b. Recreational games such as chess, checkers, Scrabble®, dominoes, or any other warden approved recreational activity;

c. Basketball, volleyball, table tennis (in gymnasium only), handball, and weight lifting. Depending on the size and lay-out of the facility, additional recreational activities may be provided;

d. Basic in-cell art activities; and

e. Craft Shop.

2. Programmatic Recreational Activities

a. Programmatic recreational activities include:

(1) Intramural sports

(2) Participation in the intramural sports program is available to all eligible general population offenders, and participation is a privilege.

(3) The purpose of intramural sports is to promote individual, dual, and team activities.

(4) Examples of individual intramural sports are chess, checkers, horseshoes, and handball.

(5) Examples of dual intramural sports are badminton, pickle ball, and table tennis.

(6) Examples of team intramural sports are softball and basketball.

b. Out-of-cell time requirements for non-programmatic and recreational activity

(1) G1/J1/OT, G2/J2/P2, and G3/P3 Custody offenders shall be allowed a minimum of four hours on weekdays to participate in non-programmatic activities. At least one hour shall be spent in the gym or recreation yard.

(2) G1/J1/OT, G2/J2/P2, and G3/P3 Custody offenders shall be allowed a minimum of seven hours on weekends to participate in non-programmatic activities. At least two hours shall be spent in the gym or recreation yard.

(3) G4/P4 Custody offenders shall be allowed four hours on weekdays to participate in non-programmatic activities. At least one hour shall be spent in the gym or recreation yard.

Offender Orientation Handbook 37 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0244

(4) G4/P4 Custody offenders shall be allowed four hours on weekends to participate in non-programmatic activities. At least one hour shall be spent in the gym or recreation yard.

(5) J4 Custody offenders shall be allowed two hours on weekdays to participate in non-programmatic activities. At least one hour shall be spent in the gym or recreation yard.

(6) G5/P5 Custody offenders shall be allowed two hours each day in the gym or recreation yard.

(7) J5 Custody offenders shall be allowed one hour each day in the gym or recreation yard.

C. Offender Craft Shop

Note: State jails do not have craft shops.

The use of the unit craft shop is a privilege and shall be treated as such. The warden may take away an offender’s craft shop privilege at any time. Craft shop cards shall be issued on a first–come first–served basis. To participate in the craft shop program, an offender shall:

1. Have a time-earning status of at least Line Class I;

2. Be classified as G1, G2, or G3 minimum custody;

3. Be assigned to TDCJ at least six months prior to submitting a request for craft shop participation;

4. Have a clear disciplinary record for the prior six month period (no major or minor disciplinary case convictions);

5. Have a job assignment (except for offenders who are medically unassigned); and

6. Have sufficient funds on deposit with the Offender Trust Fund to make initial purchase of supplies/materials as follows:

Required start-up funds: a. Basic Arts: Minimum of $ 25

b. Woodworking: Minimum of $ 50

c. Leather working: Minimum of $100

d. Jewelry: Minimum of $100

e. Other crafts: Minimum of $ 25

Offenders shall satisfy the above criteria before submitting an I-60 request to participate in the unit craft shop program and be approved by the warden or designee. Advanced in-cell piddling programs exist at the warden’s discretion. Advanc ed in-cell offenders shall meet the above rules in order to participate in the craft shop program.

The Craft shop program is a privilege. The warden may take away an offender’s piddling privileges at any time.

Offender Orientation Handbook 38 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0245

D. Basic In-Cell Art

All offenders who are eligible for commissary purchases may purchase basic art supplies from the commissary for use in their cells. Once purchased, basic art items shall be considered personal property with the appropriate restrictions applied regarding storage and use. The following provisions also apply:

1. The sale of any artwork from the basic in-cell art program is prohibited;

2. Basic art items purchased by an offender for in-cell artwork shall be used for recreational purposes only; and

3. When an offender has abused the privileges extended with the basic in-cell art program, his privileges may be restricted in accordance with TDCJ Disciplinary Rules and Procedures for Offenders.

E. Health Services

Health care is provided for offenders who have medical, dental, psychiatric and psychological problems. Also, physically handicapped offenders receive services through the Assistive Disability Services (ADS).

1. Medical Services

The health needs of each offender are assessed when he/she enters prison. Basic medical services including emergency care, sick call and ongoing care for chronic illness are offered at each unit. Licensed medical professionals provide health care. Offenders who need special care may be sent to a unit which provides the specific service(s) needed. Offenders needing hospital care are sent to the TDCJ Hospital at Galveston or to other hospitals which serve TDCJ.

Offenders who have trouble seeing, hearing, speaking or walking can get help from Medical Services. Their problems are assessed and care is provided if needed. All offenders may access the medical department by submitting a sick call request slip or by direct request to a correctional officer or supervisor.

Specific details on unit procedures shall be provided at unit orientations and shall also be provided in writing. In the event of an emergency, offenders may request a correctional officer or supervisor to contact the medical department on their behalf. The medical department staff shall provide direction as to disposition based on their clinical judgment.

As of September 28, 2011 and in accordance with state law, if you initiate a health services visit you be charged an annual $100 fee, unless indigent. The fee covers health care visits that you request for one year and shall be deducted from your Trust Fund. You shall be provided access to health care services regardless of your ability to pay this fee.

The following health care visits are exempt from being charged a fee:

a. An emergency or life-threatening situation;

b. Follow-up services recommended by the health care staff;

c. Chronic care (including communicable diseases such as HIV, AIDS and TB);

Offender Orientation Handbook 39 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0246

d. Prenatal care;

e. Health screening and evaluations related to the diagnostic and reception process; or

f. Health care services necessary to comply with State law and regulations.

Any complaint about the annual health care services fee shall be made to the Unit Practice Manager, Health Administrator, Director of Nursing, Nurse Manager or Nurse Administrator, as appropriate, immediately upon your receipt of the Trust Fund statement containing the charge. If you are indigent or the balance of your fund is insufficient to cover the fee, fifty percent of the balance and of each future deposit into your Trust Fund shall be applied toward the amount owed until the entire $100 is paid. Any charge to your Trust Fund account causes a statement to be generated for your immediate review. Charges that you believe are ineligible shall be reported within ninety days of the date you were seen in clinic for which the charge occurred. Failure to do so shall result in your inability to grieve the issue because you shall have exceeded time limits for filing.

The Patient Liaison Program does not review concerns from offenders related to the annual health care services fee. If the Unit Practice Manager, Health Administrator, Director of Nursing, Nurse Manager or Nurse Administrator, as appropriate, is unable to resolve your concern, you shall seek resolution through the grievance process. Restoration of the annual health care services fee by the TDCJ Health Services Division can only occur through a sustained Step 2 grievance.

2. Dental Services

All offenders may request dental care. Offenders can use the Sick Call Request form to request an appointment. The Sick call request slip can be found in the housing areas. The dentist decides who needs treatment and when treatment should be given. The most pressing needs are treated first, such as swelling, pain, or infections which are considered urgent. Filling a small cavity or cleaning teeth are not considered urgent needs. An offender with these types of problems may have to wait to be treated.

Offenders are given a toothbrush and toothpaste at the intake centers. When the offenders get to the unit of assignment, they shall be given information about oral hygiene aids available. Offenders shall get instructions on how to keep their teeth and gums in healthy condition. Offenders shall be able to demonstrate that they can keep their teeth and gums healthy before receiving dental care other than emergency or urgent dental care.

The type of dental care offered includes:

a. Examination;

b. X-ray;

c. Cleaning;

d. Dental care and health education;

e. Silver and tooth-colored fillings;

Offender Orientation Handbook 40 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0247

f. Stainless steel temporary crowns; and

g. Pulling of teeth and oral surgery.

Dental services NOT provided include:

a. Gold or porcelain crowns or bridges;

b. Braces; or

c. Dentures (unless there is a severe medical condition requiring them).

3. Pharmacy Services

Prescribed medications may be obtained at the pill window. Some over-the- counter medications are provided in the commissary for purchase. Prescriptions may be picked up at the pill window after 24 hours of being ordered by a provider. Some prescriptions may take longer to arrive. The offender shall need his ID card to get medicine at the pill window. The person at the pill window can answer questions about the medication.

Offenders are allowed to carry some medications on their persons, as determined by the prescribing doctor. The offender may be given the entire card of medication to be locked up with his personal belongings. Submit a sick call request for any medications that need to be refilled.

Medications such as vitamins and some over-the-counter medicines can be purchased in the commissary. The commissary officer can tell offenders, what medicines are sold there.

4. Psychiatric and Psychological Services

Psychiatrists, psychologists, nurses, and other trained professionals are available to help with mental health issues. Offenders can use form I-60 to ask for mental health services. For immediate assistance, offenders may contact a correctional officer or supervisor who shall notify the mental health or medical department.

An offender may be sent to a special Psychiatric Center unit if his problems are severe. Trained staff can help an offender with these problems to get well.

Mental Health Services provides the following:

a. Evaluates offenders for potential mental health problems;

b. Determines mental health diagnosis, mental illness and determines which method(s) of treatment shall be most effective and beneficial to offenders;

c. Provides access to mental health services for offenders who send a sick call request (SCR) or an I-60. Access to mental health services shall include routine and crisis intervention. Access to mental health services may include “follow-up” appointments;

d. Provides treatment to mentally ill offenders. This may or may not include medication; and

Offender Orientation Handbook 41 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0248

e. Ensures confidentiality, but recognizes its limits within the prison.

Mental Health Staff cannot:

a. Approve, authorize or make telephone calls for offenders;

b. Change custody levels, line classes, or any similar changes;

c. Run the unit or judge unit operations or employees; or

d. Tolerate threats. Offenders are responsible for their own behavior.

5. Developmental Disabilities Program (DDP)

The Developmental Disabilities Program (DDP) helps offenders with severe learning problems. Test scores and other information help staff decide who needs this special help. Offenders learn to read and do math. They learn to work and to live with other people. Services include:

a. Case management;

b. Basic school work;

c. Job training;

d. Psychological (mental health) help;

e. Counseling;

f. Recreation; and

g. Work opportunities.

Offenders who need this type of help are also assisted with finding these services in the freeworld when they are released.

6. Complaints about Medical Services

Any offender who feels that he/she did not receive medical care that is necessary and appropriate should contact the treating professional at their unit of assignment. If the offender is unsatisfied with the response from the treating professional, each facility has an informal complaints process in place. The offender should submit an I-60 and/or letter to the facility based complaint coordinator, who is the facility Health Administrator/Practice Manager. If the offender continues to be dissatisfied with the response from this process, the offender has the option of filing a grievance (I-27) through the Offender Grievance Process.

F. Rehabilitation Programs

The Rehabilitation Programs Division provides rehabilitative programs, pre-release programs, religious programs, and volunteer programs as well as activities to all eligible offenders and confinees within the TDCJ. Each program establishes eligibility criteria that an offender shall meet in order to participate.

Offender Orientation Handbook 42 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0249

1. Individualized Treatment Plan (ITP)

The ITP outlines programmatic activities and services for every individual offender and prioritizes participation in recommended programs based on needs, program availability, and applicable parole or discharge date. The ITP records eligibility for, and participation in, treatment programs aimed at reducing recidivism, improving knowledge, positive social interactions, and life skills.

Every CID offender has an ITP developed for the purposes of providing information to staff when identifying programmatic needs; as a tracking instrument to ensure appropriate placements are made; and to enhance reports to the Board of Pardons and Paroles (BPP) regarding offender program participation. Offenders are required to attend programs specified by the ITP, regardless of their parole eligibility, as the programs are available. The ITP may also be utilized by the Reentry and Integration Division (RID) to enhance reentry planning. Any conflicts or problems that may arise from ITP recommendations concerning a program or job scheduling is referred to the UCC for resolution.

The ITP serves to establish institutional conditions required by statute for an offender to be considered for release on parole as defined by Texas Government Code, Section 508.152. Some of these programs are mandatory and non- attendance can result in disciplinary action, loss of good conduct time or negative parole consideration.

2. Administrative Segregation Pre-Release Program (ASPP)

The ASPP program is for Detention Level 1 and Level II administrative segregation offenders who have 3 months until release (to parole, projected release or discharge date) from TDCJ. It is an in-cell program that provides 120 hours of lessons covering anger management, thinking errors, cultural diversity, and substance abuse education, along with other self-help worksheets.

This 90 day program targets administrative segregation offenders prior to release into the community. The curriculum utilizes cognitive behavioral interventions to address attitudes, thought processes and enhance coping skills, and addresses reentry planning and opportunities. The program curriculum incorporates the use of technology to deliver portions of the materials.

3. Gang Renouncement and Disassociation Process (GRAD)

The GRAD Process offered to Security Threat Group (STG) members to disassociate from their gang membership and transition from administrative segregation custody into general population (GP). The GRAD process is comprised of three phases lasting approximately 9 months. Once completed, these offenders are provided the opportunity of being assigned a job and the ability to participate in all regularly scheduled unit academic, religious, and volunt eer programs .

Those willing to renounce their gang affiliation are required to participate in the process and associated activities until successful completion is attained. Offenders who fail to successfully complete the entire process or become reconfirmed as an STG member after release to the GP shall be returned to administrative custody.

Interested offenders should send an I-60 to the Unit STG Officer.

Offender Orientation Handbook 43 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0250

4. Serious and Violent Offender Reentry Initiative (SVORI)

This program is a seven month pre-release, street ready initiative for male offenders in administrative segregation custody and includes cognitive restructuring, life skills training, substance abuse education, anger management, literacy, cultural diversity, faith-based courses (voluntary), and self paced activities, all of which target some of the leading causes of recidivism.

To participate, an offender shall be assigned to Security Detention Level 1 and have a FI-7R parole vote or volunteer. To volunteer, offenders shall: be eligible for mandatory supervision OR have a flat discharge date with at least 7 months remaining OR be a HB 1433 case.

5. Administrative Segregation Transition Program

This four month program assists offenders in the transition from administrative segregation to general population. The program addresses dysfunctional thinking patterns, life and coping skills, problem solving, and building/maintaining appropriate and healthy relationships.

6. Baby and Mother Bonding Initiative (BAMBI) Program

Eligible offenders who have been screened and approved by TDCJ and UTMB may, after giving birth, complete the remainder of their sentence (with the infant) in a residential facility. The offender shall participate in child development education, bonding activities, life skills, infant first aid and CPR, nutrition, peer recovery, cognitive skills, and family reunification sessions. Additional programming may include substance abuse education and GED classes.

Any offender who fails to follow the program rules may be returned to TDCJ and a designated caregiver contacted in regards to the infant. If the caregiver is unable or refuses to accept custody of the infant, Child Protective Services shall be notified. Additionally, the offender may be subject to disciplinary action.

7. Faith-Based Programs

a. Dorms

Faith-based dorms (FBD) are located on many of the TDCJ prisons and state jails, offering support and accountability, along with an intensive faith-based curriculum and mentoring program provided by faith-based community volunteers and unit chaplains.

The dorms support the practice of religious faith in a group setting and provide the tools needed for improved institutional adjustment and successful reentry into the community. While participating in a FBD (up to two years), offenders continue to work and attend academic and vocational classes (if eligible) as available on the unit.

b. InnerChange Freedom Initiative (IFI)

The 24-month pre-release program teaches offenders how to apply biblical values to daily life. An additional 6 months is spent in aftercare (after release from prison) to assist with successful reintegration into society.

Offender Orientation Handbook 44 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0251

Prison offenders with a parole (FI) vote, who volunteer, are within 24 months to release and who meet the established criteria may be approved.

c. Voyager

Voyager offers a faith-based, non-denominational curriculum that includes life skills for developing self-esteem, being responsible for actions, understanding values, overcoming bad habits, managing emotions, and building and maintaining healthy relationships. The program varies from 3 to 12 months and is dependent upon available programming space.

Offenders shall volunteer for Voyager and be in a custody that does not preclude participation in programmatic activities. In some instances, completion of Voyager may satisfy an FI-3R parole vote.

8. College Courses

All college expenses incurred by the offender during incarceration shall either be paid at registration or upon release, per legislative requirement effective September 1995.

The state shall provide the cost of two academic courses each semester, which shall be reimbursed to the state by the offender after release as a condition of parole. Offenders may make payments prior to release. Additional courses may be taken each semester at the expense of the offender. These costs shall be paid by the offender at registration from personal funds or by other financial aid arrangements between the offender and the college or university.

Academic courses are available on a wide variety of units in all areas of the state. University courses are available on selected units with limited major areas of study. Offenders housed on a unit that does not offer the academic program for which they qualify may request a unit transfer for participation by submitting the appropriate forms to the RPD Operations Department in Huntsville. The TDCJ State Classification Committee (SCC) shall make all decisions on unit assignments.

Minimum requirements for enrollment in college programs are:

a. A verified high school diploma, GED, or at least 12 hours of transferable college credit from an accredited institution;

b. Appropriate classification and disciplinary status;

c. Appropriate release date for course completion; and

d. Appropriate medical classification for unit assignment.

9. College Technical Courses

The state shall provide the initial cost of two college level vocational courses, to be reimbursed to the state by the offender after release as a condition of parole. Offenders may make payments prior to release. Additional courses may be taken, on a space-available basis, at the expense of the offender. These costs

Offender Orientation Handbook 45 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0252

shall be paid by the offender at registration from personal funds or by other financial aid arrangements between the offender and the college or university.

College vocational courses are available on a wide variety of units. Offenders are placed on a waiting list for the requested vocational course. Offenders with the least amount of time remaining on his/her sentence receive priority placement in the requested course. Offenders housed on a unit that does not offer the vocational training course for which they qualify shall be placed on a waiting list. The RPD Operations Department in Huntsville shall request unit transfers for offenders through the SCC. The SCC makes all decisions on unit assignments. An offender may participate in two college-level vocational courses while incarcerated. Only one college vocational course may be taken while the offender is outside of 5 years of a projected release or maximum expiration date.

Minimum requirements for enrollment in college vocational programs are:

a. A verified high school diploma, GED or at least 12 hours of transferable college credit from an accredited institution;

b. Appropriate composite TABE score;

c. Appropriate classification and disciplinary status;

d. Appropriate release date for course completion; and

e. Appropriate medical classification for unit assignment.

10. Southwestern Baptist Theological Seminary (SWBTS)

The SWBTS provides successful offenders a fully accredited, four-year Bachelor Degree in Biblical Studies upon completion of 230 college hours.

Prison offenders shall meet the criteria of both the TDCJ and SWBTS and agree to serve as peer mentors within TDCJ after the degree has been awarded. Selection is limited to 40 candidates per year.

Minimum requirements for enrollment are:

a. A verified high school diploma or GED;

b. An EA score of 11 or higher;

c. Appropriate classification and disciplinary status;

d. Appropriate release date for course completion (10 years of confinement remaining before parole eligibility); and

e. Shall volunteer to participate.

11. Religious Services

Religious services and support are provided to all interested offenders. There is at least one chaplain assigned to each unit. Chaplains provide general spiritual support. Chaplains listen, advise, guide and help offenders during family emergencies.

Offender Orientation Handbook 46 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0253

At times, volunteers help Chaplains with their duties. Volunteer groups also come into the prison to sing, preach, teach, and to provide other help.

News about religious programs is posted on unit bulletin boards. Leaflets may also be distributed that announce programs. Sometimes, offenders may hear about a program or service from other offenders. All eligible offenders may attend the unit services. If an offender is sick, in administrative segregation or solitary, he may have a chaplain or volunteer visit.

12. Sex Offender Rehabilitation Programs and Evaluation

The Sex Offender Rehabilitation Programs (SOTP) are located on various TDCJ units throughout the State of Texas. The SOTP conducts evaluations and offers sex offender rehabilitation services for both male and female offenders.

a. Minimum requirements for eligibility are:

(1) G2 or G3 custody.

(2) Within 15-24 months of release.

(3) Appropriate parole vote (FI-18R, 9R, or 4R)

b. Sex Offender Treatment Program (SOTP-18)

The SOTP-18 is a high intensity treatment program for sex offenders who have been assessed to pose a high sexual re-offense risk. Participants may be required to attend sex offender treatment for the duration of their supervision after release.

c. Sex Offender Treatment Program (SOTP-9)

The SOTP-9 is a moderate intensity treatment program for sex offenders who have been assessed to pose a moderate sexual re-offense risk. Participants may be required to attend sex offender treatment for the duration of their supervision after release.

d. Sex Offender Education Program (SOEP-4)

The SOEP-4 is a 4-month didactic for sex offenders who are determined to pose a low risk to sexually re-offend after their release from TDCJ. Participants may be required to attend sex offender treatment for the duration of their supervision after release.

e. Risk Assessment

The TDCJ has established a process to assess the risk a sex offender poses to the community. Assigned risk levels are “High,” “Moderate,” or “Low.” The basic measures for assessing risk-level are “Static” and “Dynamic.”

The Static measure uses the STATIC-99R (Revised). This instrument utilizes static (unchangeable) factors that have been correlated with sexual reconviction in adult males and is completed for all offenders required to register as a sex offender prior to release from the TDCJ.

Offender Orientation Handbook 47 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0254

The Dynamic measure uses the STATIC-99R plus two additional instruments (typically through an interview process). Combined, these yield a “dynamic” level which takes into account factors such as education and treatment, allowing for a variable risk level. A Dynamic Risk Assessment (DRA) is completed for all offenders serving a sentence for which sex offender registration is required prior to release from the TDCJ.

13. Civil Commitment of Sexually Violent Predators

In 1999, the Texas Legislature passed a law that provides for the civil commitment of sexually violent predators. The law requires that if an offender has two or more convictions for one of the following sex offenses, he should be referred for civil commitment consideration: aggravated sexual assault, sexual assault, indecency with a child by contact, aggravated kidnapping with the intent to commit a sex offense, or burglary of a habitation with the intent to commit a sex offense. In addition, the attempt, conspiracy, or solicitation to commit one of these offenses is a qualifying offense. Similar offenses committed in other states, under federal law or the Uniform Code of Military Justice also qualify, as do adjudications of delinquency in juvenile court for these types of offenses. In addition, a finding of not guilty by reason of insanity (NGRI) for one of these offenses coupled with a conviction for one of these offenses qualifies an offender, as does two findings of NGRI. Successfully completed probations or deferred adjudications count as final convictions for purposes of civil commitment. The offender shall be currently serving a conviction for one of these offenses.

The Texas civil commitment process is based on outpatient treatment and supervision. The Office of Violent Sex Offender Management (OVSOM) is responsible for case management and treatment services.

Sex offenders who are within 16 months of their scheduled release date are transferred to the SOTP for an evaluation, and their case is presented to the Multidisciplinary Team (MDT). The MDT is jointly appointed by the Executive Director of TDCJ and the Commissioner of the Texas Department of Mental Health and Mental Retardation (MHMR) and includes representation for the TDCJ, OVSOM, MHMR, OVSOM and Texas Department of Public Safety (DPS). The team determines whether the offender has been convicted of two qualifying offenses and whether the offender is likely to commit a sexually violent offense after release or discharge. If the team determines that re-offense is likely, they shall recommend that the offender be seen by an expert. If the expert determines that the offender has a behavioral abnormality that makes him likely to commit a predatory act of sexual violence after release or discharge, the case may be referred to the Special Prosecution Unit for consideration. If a petition is filed, the offender shall receive a copy. State Counsel for Offenders shall be appointed to represent indigent offenders.

a. Offense Codes Requiring Registration

In Chapter 62 of the Texas Code of Criminal Procedure, “reportable conviction or adjudication” is a conviction or adjudication, including an adjudication of delinquent conduct or a deferred adjudication, regardless of the pendency of an appeal, for:

(1) A violation of Penal Code §§ 21.02 (continuous sexual abuse of a young child or children); 21.11 (indecency with a child), 22.011

Offender Orientation Handbook 48 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0255

(sexual assault), 22.021 (aggravated sexual assault), or 25.02 (prohibited sexual conduct);

(2) A violation of Penal Code §§ 43.05 (compelling prostitution), 43.25 (sexual performance by a child), or 43.26 (possession or promotion of child pornography);

(3) A violation of Penal Code § 20.04(a)(4) (aggravated kidnapping, if the defendant committed the offense or engaged in the conduct with intent to violate or abuse the victim sexually);

(4) A violation of Penal Code § 30.02 if the offense is punishable under subsection (d) (burglary of a habitation, if the defendant committed the offense or engaged in the conduct with intent to violate or abuse the victim sexually);

(5) A violation of Penal Code §§ 20.02 (unlawful restraint), 20.03 (kidnapping), or 20.04 (aggravated kidnapping), if the judgment contains an affirmative finding under art. 42.015, Texas Code of Criminal Procedure that the victim was younger than 17 years of age at the time of the offense or the order in the hearing or the papers in the case contain an affirmative finding that the victim or intended victim was younger than 17 years of age;

(6) The second violation of Penal Code § 21.08 (indecent exposure, unless the second violation results in a deferred adjudication);

(7) An attempt, conspiracy, or solicitation, as defined by Penal Code §§ 15.01-.03, to commit an offense or engage in conduct listed in a-e, or k;

(8) A violation under the laws of another state, the United States, a foreign country, or the Uniform Code of Military Justice (UCMJ) for an offense containing elements that are substantially similar to the elements of an offense listed in a-e, g or j-k, unless the violation results in a deferred adjudication;

(9) A second violation under the laws of another state, the United States, a foreign country, or the UCMJ for an offense containing elements that are substantially similar to the elements of an offense of indecent exposure, unless the second violation results in a deferred adjudication;

(10) A violation of Penal Code § 33.021 (online solicitation of a minor, except for a violation under subsection (b)); or

(11) A violation of Penal Code §§ 20A.02(a) (3), (4), (7), or (8) (trafficking of persons).

14. Sex Offender Registration Program Information

Sex offender registration is required in all 50 states. Offenders convicted of certain sexual offenses on or after September 1, 1970, are required by law to register with local law enforcement authorities. TDCJ shall complete the registration paperwork at the time of your release from prison and send it to the Department of Public Safety (DPS) and local law enforcement agency in the

Offender Orientation Handbook 49 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0256

community where you shall live. Within 7 days of your release, you shall report to the local law enforcement agency and verify the information. Failure to do so may result in a new felony conviction.

TDCJ shall also indicate your risk level on the registration form. If you are noted as high risk and were convicted of a sex offense on or after January 1, 2000, your neighbors will receive a post card about your release to the community. Information can be printed in the newspaper on certain sex offenders at the discretion of local law enforcement and shall be available on the DPS website regardless of risk level.

Your parole officer will be able to answer questions concerning the Texas Sex Offender Registration Program.

15. Orchiectomy

The RPD coordinates requests for an Orchiectomy, which is another term for surgical castration. An offender may request this procedure if convicted of (1) Continuous Sexual Abuse of Young Child or Children, (2) Indecency with a Child, (3) Sexual Assault of a Child, or (4) Aggravated Sexual Assault of a Child, and has been previously convicted of one of those offenses. The offender shall be 21 years of age or older, submit the request in writing, and sign a statement admitting guilt for the offenses for which he has been convicted. He shall be placed in the 18-month SOTP which shall be completed before the surgery shall be performed.

During the course of treatment, a psychiatrist and psychologist shall evaluate the offender to determine suitability for the procedure, and counsel the offender before he undergoes the procedure. In addition, a monitor appointed by the Texas State Board of Medical Examiners shall consult with the offender to ensure that medical professionals have provided adequate information regarding surgical castration and that the offender has not been coerced to have the procedure performed.

An offender can change his mind at any time before actually undergoing the procedure. However, once an offender has requested the surgery but later decides not to proceed, he shall no longer be eligible for the surgery at any time in the future. The request for, or completion of, surgical castration has absolutely no influence on parole consideration, favorable or otherwise. The Board of Pardons and Paroles cannot require that an offender receive an Orchiectomy as a condition of release.

If you are a qualifying sex offender interested in this procedure, please send an I- 60 to the RPD-SORP.

16. Substance Abuse Treatment Programs

The Substance Abuse Treatment Programs provide evidence-based substance abuse treatment services appropriate to the needs of individual offenders by utilizing assessment tools developed specifically for the populations served. Treatment goals for all of the substance abuse programs include rehabilitation, recovery, and reduction of recidivism.

Offender Orientation Handbook 50 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0257

17. Driving While Intoxicated (DWI) Program

The 6-month DWI program is for prison offenders identified as needing intensive treatment for DWI offenses. This program blends evidence-based practices that focus on alternatives to drinking and driving, alcohol addiction and abuse, victim awareness, medical effects, lifestyles, stress, assertion, cognitive therapy, journaling, etc.

Offenders with an active DWI conviction may be placed in the program by parole- vote or by the State Classification Committee (SCC).

18. In-Prison Therapeutic Community (IPTC)

The IPTC is a 6-month intensive therapeutic community treatment program for prison offenders required to participate as a condition of their parole and voted by the Parole Board. Female prison offenders identified with special needs shall participate in the program for 9 months.

There are three in-prison phases that target criminal thinking errors, drug seeking behavior and relapse prevention. There are additional phases (aftercare) once released from prison.

19. Pre-Release Substance Abuse Program (PRSAP)

The PRSAP is a 6-month intensive program for male prison offenders who have serious substance abuse or chemical dependency issues along with antisocial characteristics. Programming consists of basic therapeutic community language and rules, including exposing criminal thinking errors and drug seeking behaviors through therapeutic confrontation, practice of relapse prevention methods and problem solving techniques.

20. Pre-Release Therapeutic Community (PRTC)

The PRTC is a 6-month intensive program with the primary purpose of integrating and maximizing services to male prison offenders within a therapeutic community environment. Services include educational and vocational programs, substance abuse treatment, and cognitive restructuring. The substance abuse track targets those with serious substance abuse issues as well as those who are non-chemically dependent.

21. State Jail Substance Abuse Program (SJSAP)

The SJSAP is a cognitive-behavioral intervention process which includes fellowship and peer support activities as an integral component. There are two tiers available. One tier is 60-90 days in length; the other is 90-120 days.

Confinees shall have a sufficient length of confinement to complete appropriate tier. Participants may be placed in the SJSAP program by the UCC process (with a SJSAP representative); a screening process conducted by SJSAP staff; or, volunteer for the program.

22. Substance Abuse Felony Punishment Facility (SAFPF)

Offenders are sentenced to a SAFPF by a judge as a condition of community supervision in lieu of prison or state jail, or, voted in by the Board of Pardons and Paroles as a modification of their parole. The SAFPF is a 6-month intensive

Offender Orientation Handbook 51 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0258

therapeutic community (9-months for special needs offenders). Offenders charged with or convicted of certain sex offenses are not eligible.

There are three in-prison phases that target criminal thinking errors, drug seeking behavior and relapse prevention. There are additional phases (aftercare) once released from prison.

Should you have further questions on any of the programs listed above, you may write the Substance Abuse Treatment Program at: Truck Mail: RPD – Substance Abuse Administration Building - Huntsville

First Class: RPD – Substance Abuse P.O. Box 99 Huntsville, Texas 77342

23. Support Groups

There are a variety of active support groups in prison, state jail, and private facilities, as well as in parole and community supervision offices. These include drug and alcohol addiction support groups such as Alcoholics Anonymous, Winner’s Circle, Narcotics Anonymous, Cocaine Anonymous, Secular Organization for Sobriety, Celebrate Recovery, CASA and Overcomers, and many other recovery support groups.

There are spiritual and motivational support groups, such as Quest for Authentic Manhood, Breaking Free, and Making Peace with Your Past. These and many others provide faith and non-faith based support to improve life skills, decision- making skills and self-worth. Eligible offenders may participate in these groups regardless of their faith affiliation.

24. Volunteer Programs

The TDCJ places a significant focus on volunteer services, realizing volunteers are essential to the rehabilitation of offenders, as well as to their reentry into the community. Volunteers assist by providing literacy and educational programs, life skills training, job skills training, parent-training, health awareness, prevention training, arts and crafts, drug and alcohol groups, faith-based programming, and other activities that improve institutional adjustment, aid in the transition between confinement and society, and reduce recidivism.

25. Youthful Offender COURAGE Program

Prison offenders ages 14 to 17 are placed in the Youthful Offender COURAGE (Challenge Opportunity Understanding Respect Acceptance Growth Education) Program after initial intake. While housed on the program unit, in addition to school and work assignments, the offender shall participate in one of two tracks. One track is designated for those who will be releasing from TDCJ to community and the other to those who will be releasing to general population within TDCJ. Both tracks function with a level system: the higher the offender advances in levels is directly related to the privileges that may be received.

Youthful offenders are housed in TDCJ prisons and state jails that are equipped with Youthful Offender Programs. Youthful offenders identified with special needs shall be assigned to an appropriate facility designed to meeting their needs; such as offenders who are mentally impaired or physically disabled.

Offender Orientation Handbook 52 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0259

G. State Counsel for Offenders

State Counsel for Offenders (SCFO) can provide independent legal counsel to indigent offenders incarcerated in TDCJ-CID. This service is only for offenders who cannot afford to pay an attorney to assist them with their legal problems. SCFO operates independently of TDCJ and all legal correspondence between an offender and SCFO is confidential under the laws concerning attorney-client privileges.

There are five legal sections within SCFO: Criminal Defense, Appellate, Civil Defense, Immigration and General Legal. These sections perform the following functions:

1. The Criminal Defense Section represents indigent offenders who are indicted for felonies allegedly committed while incarcerated within TDCJ-CID. Legal assistants and investigators assist attorneys in this section. Investigators shall frequently visit with offenders first to gather information about the alleged crime, interview witnesses and take photographs. Attorneys shall represent the offender in all court appearances, file all necessary motions, obtain plea agreements, and try the case.

NOTE: Correspondence with SCFO employees about the case is privileged and confidential. Any other communication between an offender and other people (including other offenders) is NOT confidential and can be used against the offender during a trial or other administrative proceeding.

2. The Appellate Section assists indigent offenders who need help with appeals and writs. If the offender represented by a Criminal Defense Section attorney is convicted of a crime, SCFO may pursue an appeal on behalf of the offender. If the appellate section pursues the case, they shall prepare briefs and argue the case before the appropriate appellate courts.

Attorneys shall also assist offenders who discover substantial errors in their convictions. It is important for the offender to be very specific about the error that was made in the case. Most errors will not result in a reversal of the case or the right to a new trial. Attorneys may assist offenders by researching whether there is a valid, provable legal reason to file a writ of habeas corpus or a direct appeal to either set aside or modify the conviction or sentence.

Legal Assistants working under the direction of the Appellate Section investigate time credit issues to determine whether an offender is receiving all their time credits. Offenders who feel TDCJ is improperly computing their time credits should first use the Dispute Resolution Process to resolve the error.

NOTE: The Dispute Resolution Process cannot resolve jail time credit problems brought about by mistakes on the Judgment and Sentence that is holding them in custody. Offenders who feel the judge failed to award enough jail time credit on the judgment should skip the Dispute Resolution Process.

3. The Civil Defense Section represents indigent offenders facing commitment under Chapter 841 of the Health and Safety Code, commonly known as the Sexually Violent Predator (SVP) statute. Attorneys, legal assistants and investigators work together to help provide a defense to civil commitment. Attorneys shall handle all parts of the case, including discovery, depositions and trial. If an offender is civilly committed, the Appellate Section shall determine whether there are any issues to appeal. Under some circumstances SCFO may

Offender Orientation Handbook 53 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0260

continue its representation of the offender in the appellate process, and during biennial reviews.

4. The Immigration Section assists indigent offenders who are scheduled to appear before the Immigration Judge as part of a removal proceeding, formerly known as “deportation.” SCFO shall receive a notice if a TDCJ-CID offender is the subject of a removal proceeding and shall visit the offender upon the offender’s arrival at a for the removal hearing. If the attorney determines the offender has a defense to removal, SCFO shall represent the offender during the removal proceeding.

The Immigration section shall also assist offenders interested in the Prisoner Exchange Program. That program allows offenders to serve the remainder of their sentences in their own country. Not all countries participate in the program.

Any offender who has questions about an immigration issue may write to SCFO for information.

5. The Legal Services Section provides assistance for matters not covered by one of the other sections. Attorneys in this section can assist offenders with pending charge problems, detainers, and probation revocation waivers. They can also provide answers to questions about civil actions, powers of attorney, expunctions, divorces, termination of parental rights and proxy marriages. Basic information about all these topics is included in the State Counsel for Offenders (SCFO) Legal Handbook . Offenders should consult the SCFO Legal Handbook before writing SCFO for assistance. The SCFO Legal Handbook is available in every unit law library.

6. Innocence and Wrongful Convictions

Chapter 13 of the SCFO Legal Handbook deals primarily with innocence claims. Offenders are offered contact information for various innocence projects throughout the State of Texas. The Texas Prisoner Innocence Questionnaire (TPIQ) is designed to allow the offender to provide as much information as possible about the case so that the prospective innocence project can decide whether it is a viable case or one worthy of pursuit. Legal materials addressing both innocence and wrongful conviction are available in the law library.

7. Prisoner’s Civil Rights

Claims of alleged civil rights violations are addressed in Chapter 1 - Introduction, Section 1.4, Areas Beyond State Counsel for Offenders' Scope of Assistance in the SCFO Legal Handbook . Offenders are informed of a number of areas, including civil rights claims and conditions of confinement or supervision that are outside of the scope of SCFO representation. A number of other areas also are listed under Section 1.4, including internal TDCJ matters, disciplinary actions, classification disputes, grievances, and parole matters. Offenders are encouraged to seek outside counsel or to pursue the matter on their own. Legal materials addressing this topic are available in the law library.

8. How Offenders Can Get Help

Offenders who want help with legal problems should first consult the SCFO Legal Handbook . The SCFO Legal Handbook contains valuable information, along with sample pleadings and letters, that can help answer many legal questions. Offenders who need help using the SCFO Legal Handbook should ask the Law

Offender Orientation Handbook 54 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0261

Librarian. If the SCFO Legal Handbook does not answer the offender’s question, the offender should write SCFO with the specific issue or problem they are having by using an I-60. If the issue or problem cannot be adequately explained on the I-60, the offender should write on regular paper, place the contents in an envelope marked “Truck Mail” and send the letter to SCFO.

It helps speed up the process if the offender places the correct section (Criminal Defense, Appellate, Civil Defense, Immigration or Legal Services) on the correspondence. If the offender’s problem involves time credits and the Dispute Resolution Process was not successful in resolving the issue, the offender should obtain a Jail Time Questionnaire form from the Law Librarian, fill it out, and send it to SCFO.

Offenders shall contact SCFO directly – the request for help cannot come from friends or family members. ALL REQUESTS MUST HAVE THE OFFENDER’S NAME AND TDCJ NUMBER. If that information is missing, SCFO cannot help the offender.

SCFO CANNOT assist offenders with civil rights issues, disputes about TDCJ policy or procedures, fee-generating cases, or parole decisions. For help with those issues please see Chapter 1 of the SCFO Legal Handbook .

H. Ombudsman Program

In accordance with Section 493.016 of the Texas Government Code, the TDCJ Ombudsman Program provides a single point of contact for elected officials and members of the general public who have inquiries regarding the agency, offenders or staff. When necessary, investigations shall be coordinated through appropriate TDCJ officials. The TDCJ Ombudsman Office strives to provide timely responses to the public. The Ombudsman office is for offender family members, friends, and the public. The appropriate channel for offenders to use is the offender grievance process.

1. An Ombudsman can do the following:

a. Act as a liaison between TDCJ and the general public;

b. Respond to informational inquiries regarding agency policies, procedures, or actions;

c. Respond to questions concerning a specific offender;

d. Facilitate problem resolution;

e. Make appropriate referrals to agency staff; and

f. Act as a contact and information resource for special interest groups

2. An Ombudsman cannot:

a. Override decisions made by appropriate authorities (i.e., Judges, Board of Criminal Justice, Office of Inspector General, etc.); or

b. Handle issues outside the oversight of the Texas Department of Criminal Justice.

Offender Orientation Handbook 55 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0262

I. Language Assistance (Asistencia de Lenguaje)

The TDCJ provides language assistance in several program and service areas for offenders who speak only Spanish or who are very limited in their ability to speak English. Those services included are:

1. Grievance Procedure

Offenders who are involved in the grievance procedure and need language assistance because they are having difficulty understanding the Grievance response should contact a Spanish Staff Interpreter to request language assistance.

2. Disciplinary Process

Offenders involved in the disciplinary process who need language assistance shall be provided such assistance as required. The counsel substitute assists offenders in preparing for the hearing by gathering witness statements, securing any relevant documentary evidence and other relevant information as necessary. The counsel substitute shall represent the offender during the hearing.

3. Documents in Spanish

The TDCJ provides many documents and informational notices in Spanish. If an offender needs a document or notice in Spanish, he should contact a Spanish Staff Interpreter who shall determine if the information is already available in Spanish and get the offender a copy, if appropriate.

4. Law Library

Offenders in need of language assistance in the law library should contact the Law Library Supervisor.

5. State Counsel for Offenders

Offenders who need language assistance to communicate with a state counsel attorney or paralegal should contact the unit law library and request language assistance.

6. Windham School District

The Windham School District offers English as a Second language at a number of facilities for offenders who speak little or no English.

J. Correspondence Rules

Offenders may send and receive mail while in the TDCJ. There are four types of correspondence including general, special, legal and media correspondence.

Offenders may send letters to as many people as they choose. Offenders shall go through the TDCJ to receive and send mail. Mail may not be smuggled in or out of TDCJ units or facilities. All rules for sending and receiving mail shall be followed.

Offenders should tell their family and friends to address their letters with the offender's name, number and unit address. Offenders may not get packages from friends and family. Offenders may receive approved publications, such as magazines, books or

Offender Orientation Handbook 56 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0263

newspapers, from the publisher or store that sells them. Offenders may not receive packages containing writing paper. Stationery shall be purchased through the commissary, provided through the indigent supply program or purchased by offender families and friends through the eCommDirect program.

Offenders may not receive cash on delivery (COD) items or packages with payment on approval from any source. Offenders may not receive money, stamps, or other negotiable items in the mail.

Offenders may buy stamps and writing paper in the commissary. Offenders with less than $5 in their trust fund may request correspondence supplies. The mailroom or law library provides this service. Rules for getting postage stamps or paper are posted on each unit.

Each unit has a mailroom. TDCJ employees staff the mailroom. No offender may handle the mail of another offender. An offender with questions about the mail should see a mailroom supervisor.

The rules governing offender correspondence are found in Chapter 3 of this handbook. Read them closely.

K. Visitation

It is the policy of the TDCJ to enable and encourage offenders, consistent with security and classification restraints, to have visits with family members and friends. Visitation within a TDCJ unit shall be conducted in an accommodating manner, in keeping with the need to maintain order, the safety of persons, and the security of the unit. All offender vis it s (except for attorney-clients visits) are subject to electronic monitoring. Offender visits are conducted in accordance with the provisions of the TDCJ Offender Visitation Plan and under the direction of the warden.

While it is recognized that visitation is an integral component of the rehabilitation process and every effort shall be made to ensure that visits are conducted under the least restrictive protocol available, offenders shall not be assigned to a unit solely for convenience of visitation privileges. While it is recognized that unit assignments may create hardships for visitation, these assignments are based on many considerations in addition to offender or family convenience.

For general and contact visitation rules, refer to the Offender Visitation Rules in Chapter 2 of this handbook. For information on legal visits, refer to the Access to Courts Rules in Chapter 4.

L. Offenders Access to Telephones

1. Methods

Three methods, based on eligibility criteria, are available for an offender to place outgoing telephone calls:

a. A call placed through the Offender Telephone System (OTS).

b. A collect call placed from a TDCJ-owned unit telephone.

c. Telephone calls placed in accordance with BP-03.81, “Rules Governing Offender Access to Courts, Counsel, and Public Officials.”

Offender Orientation Handbook 57 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0264

2. Procedures for the Offender Telephone System

a. Eligible Criteria

Offender access to the OTS shall be validated and initiated by the telecommunications contractor based on the following eligibility requirements:

(1) Offenders classified as general population Levels 1, 2, 3, or 4 or protective safekeeping shall be authorized to access the OTS;

(2) Each eligible offender shall have a Personal Biometric Identifier (PBI) which shall be used to access the OTS and a unique Personal Identification Number to verify the PBI. An exception is an eligible offender who has been identified by medical as having a hearing impairment, and these offenders would need the voice biometric requirement is removed;

(3) Offenders in a psychiatric inpatient program or Developmental Disabilities Program (DDP) are allowed access to the OTS in accordance with the offender’s treatment plan; and

(4) Eligible offenders in the infirmary shall have access to the OTS.

b. Ineligible Criteria

(1) Offenders in transient status, prehearing detention, solitary confinement, cell restriction, or special cell restriction shall not be permitted access to the OTS, regardless of custody designation.

(2) An offender’s access to the OTS may be suspended if the offender is found guilty of a major disciplinary violation in accordance with the TDCJ Disciplinary Rules and Procedures for Offenders.

3. Outgoing Calls

All outgoing calls through the OTS shall be placed using one of the following methods:

a. Debit Calls - To complete a call through the OTS using the debit option, funds shall be available in the offender’s telephone account.

(1) The funds located in the offender’s telephone account may be transferred from the offender’s Inmate Trust Fund (ITF) account by the offender or offender’s friends and family may deposit funds directly into the offender’s telephone account.

(2) An individual does not have to be on an offender’s Approved Calling List to deposit money in an offender’s telephone account.

(3) Once funds are placed in the account, the funds become the property of the offender. An offender may request a refund of the account balance from the telecommunications contractor after the offender’s release from the TDCJ.

Offender Orientation Handbook 58 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0265

b. Collect Calls - Collect calls may be placed through the OTS and billed directly to the party called. Prepaid accounts are available to friends and family members by contacting the telecommunications contractor.

c. An offender’s telephone account shall be separate from the offender’s ITF account. Funds in an indigent offender’s telephone account shall not affect the offender’s indigent status, and the TDCJ shall not seize funds in an offender’s telephone account as the result of a disciplinary action.

4. General Guidelines for Offender Telephone System Calls

a. Offenders shall conduct telephone conversations in an acceptable manner. Loud, boisterous conversations are not permitted. Offenders are prohibited from speaking in code, passing gang related information, planning criminal activity, or using the telephone in furtherance of any criminal conduct. Threats, obscenities, and other types of abusive language may result in immediate termination of the telephone call, suspension of future telephone privileges, and disciplinary action.

b. Unauthorized contact with a victim or a member of a victim’s family by an offender is prohibited.

c. Offenders are prohibited from dialing or answering any telephone calls on TDCJ-owned telephones.

d. Eligible offenders may only call adults listed on the offender’s Approved Calling List once the adult has successfully registered to receive calls from the offender. Offenders are not allowed to speak to any adult not listed on the offender’s Approved Calling List.

e. Eligible offenders shall have the ability to place calls to the Office of the Inspector General (OIG) and similar organizations as designated by the Correctional Institutions Division (CID) director or designee. These calls shall be at no charge to the offender and have no impact on the offender’s OTS account balance.

f. Offenders are permitted to call only telephone and post-paid cell phone numbers within the continental United States and Hawaii.

g. The OTS shall be located within the dayrooms or living areas of the cellblock or dormitories and other designated locations.

h. Eligible offenders are permitted to place calls to their attorney(s) of record once the attorney has successfully registered to receive calls from the offender.

i. All telephone calls placed using the OTS are subject to monitoring and recording, except calls to the offender’s attorney(s) of record.

j. An attorney listed on the offender’s Approved Calling List who has not successfully registered through the attorney registration process shall not be considered as the offender’s attorney(s) of record. This type of call has no expectation of privacy during a telephone conversation placed using the OTS, and these calls are subject to monitoring and recording.

Offender Orientation Handbook 59 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0266

k. All offender complaints and concerns regarding the OTS, other than eligibility criteria, shall be addressed by submitting an Offender Assistance Request Form to the telecommunications contractor. Forms shall be provided by the telecommunications contractor to all facilities where the OTS is available.

l. The following types of calls and conversations shall not be permitted.

(1) Placing calls to pre-paid cell phones;

(2) Calls to businesses;

(3) International calls;

(4) Forwarded calls;

(5) Three-way calls;

(6) Calls to victims, a member of a victim’s family, or individuals with whom the court has ordered no contact;

(7) Conversations with anyone not on the Approved Calling List;

(8) Placing calls on speakerphones; and

(9) Offenders are not to manipulate the phone system in order to call a number that is not registered on the offender’s Approved Calling List.

m. Offenders found having or soliciting these types of calls or conversations are subject to disciplinary action in accordance with the TDCJ Disciplinary Rules and Procedures for Offenders.

n. Friends or family members discovered facilitating these types of calls or conversations may be blocked or removed from the offender’s Approved Calling List. Friends or family members may be blocked by the warden from receiving calls from the offender for a period of time not to exceed 45 days.

o. An individual removed from an offender’s Approved Calling List may appeal the decision by submitting a written appeal to the Director’s Review Committee within 14 days from the date on the written notice. If the appeal is denied, the individual may submit another appeal in six (6) months.

5. Calls Placed on TDCJ-Owned Telephone Equipment

a. Eligibility Criteria

(1) Offenders who are not eligible for the OTS due to custody designation shall be authorized access to TDCJ-owned telephones designated by the warden.

(2) Offenders who are eligible for the OTS are not authorized access to TDCJ-owned telephones to contact friends and family

Offender Orientation Handbook 60 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0267

members, except in extraordinary circumstances and at the discretion of the warden.

(3) In order to be eligible to place a call using a TDCJ-owned telephone, offenders shall not have been found guilty of any major disciplinary violations within the last 90 days, or 30 days for state jail and substance abuse felony punishment (SAFP) offenders. Offenders whose medical condition precludes work and who meet all other requirements are eligible to place a call using a TDCJ-owned telephone.

b. Request and Approval Procedures

(1) To request a phone call using a TDCJ-owned telephone, offenders shall submit an Inmate Request to an Official (I-60) for the warden’s approval.

(2) If no security concerns exist, offenders in Level I administrative segregation may request and receive authorization for a telephone call at the warden’s discretion.

(3) Calls placed to an offender’s attorney of record or the General Consulate shall be requested and approved in accordance with BP-03.81, “Rules Governing Offender Access to the Courts, Counsel, and Public Officials.”

6. Collect calls are permitted for outgoing telephone calls, unless the call is a local number.

7. Offenders are limited to one telephone call every 90 days or 30 days for state jail and SAFP offenders.

8. Calls placed on TDCJ-owned telephones are limited to five minutes in duration. Calls may be further restricted during high traffic periods, such as Christmas holidays, when a three minute limit would allow more calls to be made.

9. Offenders are allowed to call only those persons who appear on the offender’s Visitors List. Requests for an exception submitted on an I-60 are reviewed and approved at the discretion of the warden or designee.

10. Offenders are permitted to call only telephone numbers within the continental United States and Hawaii.

11. Calls placed on TDCJ-owned telephones are dialed and monitored by authorized security staff appointed by the warden or designee. An interpreter shall be available to monitor calls for those offenders who speak only Spanish or for those offenders who are bilingual but whose family members are not. An interpreter may monitor calls for those offenders who speak foreign languages other than Spanish or those offenders who are bilingual but whose family members are not.

12. Attorney Registration

a. An offender’s Attorney of Record may register by going to the texasprisonphone.com website; or

Offender Orientation Handbook 61 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0268

b. The attorney may send a notice, on the attorney’s letterhead, containing the following information in the body of the letter.

(1) Attorney Name

(2) Attorney Phone Number

(3) Attorney state bar association number, and state registration. If not the Texas bar, the phone number of the appropriate bar association.

(4) The Offender’s TDCJ number and the offender’s first and last name.

(5) A statement that the attorney has an attorney-client relationship with the listed offender.

Mail to: CenturyLink Friends and Family Enrollment 720 Western Blvd Tarboro, NC 27886

13. Friends and Family Registration

a. To receive calls, the telephone number shall be listed on the offender’s Approved Calling List and shall be registered with the Telephone Contractor to receive calls.

b. An offender’s family and friends may purchase telephone minutes for use by an eligible offender directly from the Telecommunications Contractor. Individuals purchasing minutes are not required to be on the offender’s approved Visitors List.

c. Friends and family wishing to receive calls can obtain more information on the TDCJ website (www.tdcj.texas.gov) or the Contractor’s website (www.texasprisonphone.com). Friends and family may also register by calling (866) 806-7804. The following information is required for registration.

(1) Offender’s TDCJ ID number;

(2) The friend or family member’s driver’s license or state ID; and

(3) The friend or family member’s telephone number

M. Emergency Absences

An Emergency Absence is an approved leave of absence from prison for a day under escort of TDCJ staff. They are granted for emergency reasons only.

An Emergency Absence is a privilege, not a right. It is granted to offenders who are trustworthy, work hard and who are considered acceptable security risks by TDCJ to be temporarily released to the general public and who meet the basic criteria set forth by TDCJ.

1. Emergency Absence

Offender Orientation Handbook 62 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0269

Emergency absences are granted to:

a. Attend funerals, or visit a funeral home to view a deceased immediate family member.

b. Visit critically ill immediate family members. “Immediate family” is defined as an offender's parents, spouse, children, siblings, half-siblings and grandparents.

Offenders cannot request an emergency absence. Only doctors or Funeral Home Directors on behalf of the offender’s family can make requests for emergency absences. These absences are granted for no longer than one day.

2. Emergency Absence Eligibility Requirements

To be considered for an emergency absence, an offender shall meet the current TDCJ established criteria and be approved by the SCC and other parties concerned. The basic eligibility requirements are:

a. No convictions for any of the offenses listed below, including soliciting, attempting, conspiring, or aiding others to engage, solicit, attempt, or conspire to commit any of the listed offenses, or have been incarcerated in or sentenced to an adult correctional facility for any violent felony offense as identified by TDCJ records:

(1) Homicide: capital murder, murder, manslaughter, or any other homicide offense;

(2) Kidnapping: kidnapping, aggravated kidnapping, unlawful restraint, or any other kidnapping offense;

(3) Sexual offense: rape, sexual assault, sexual abuse, aggravated rape, aggravated sexual abuse, indecency with a child, or any other sexual assault offense;

(4) Robbery: robbery, aggravated robbery, or any other robbery offense;

(5) Assault: assault, aggravated assault, injury to a child, injury to an elderly person, or any other assault offense;

(6) Escape: any escape offense from an adult correctional facility;

(7) Any offense in which the offender used or exhibited a deadly weapon during the commission or during immediate flight there from, and where an affirmative finding on use of a deadly weapon was made by the trial court or jury; or

(8) An offense of stalking under Texas Penal Code § 42.072.

b. No violations that resulted in major penalties within the past six months, or have a disciplinary history of assaults on staff.

c. No unresolved or pending felony or Immigration and Customs Enforcement detainer.

Offender Orientation Handbook 63 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0270

d. With in 12 months of parole eligibility, if applicable.

e. No security precaution designators as described in AD-04.11, “Security Precaution Designators.”

f. Physically able to travel.

g. Intermediate sanction facility or SAFPF offenders shall be assigned to the facility for at least 30 days.

h. State jail offenders shall be assigned to a custody level of at least J2 and in the custody of the TDCJ for six months or have exhausted one-third of their sentence, whichever comes first.

i. All other offenders shall be assigned to a custody level of at least G1, G2, or G3 and in the custody of the TDCJ for six months.

N. Inmate Trust Fund

Offenders are required to surrender all money they have in their possession to officials at the receiving location. The offender shall be given a receipt showing money relinquished. Money found in the possession of an offender after the first day of confinement shall be confiscated as contraband and the offender shall be charged with a disciplinary violation.

The offender’s TDCJ number also serves as his Inmate Trust Fund account number. The name on the account shall be the same as that listed in the official TDCJ records. An offender’s funds shall be disbursed solely at his request. Inmate Trust Fund reserves the right to correct any error.

There are several ways for family/friends to deposit money in an offender’s account.

1. Money Orders or Cashier’s Checks

Money orders or cashier’s checks made payable to “Inmate Trust Fund for “Offender Name and Number”

a. Deposit slips can be obtained:

(1) From offender; or

(2) Send a self addressed, stamped envelope to Inmate Trust Fund, P.O. Box 60, Huntsville, Texas 77342-0060.

b. Send money orders or checks with completed deposit slip to Inmate Trust Fund, P.O. Box 60, Huntsville, Texas 77342-0060

2. Monthly Checking Account Debit (ACH)

a. Complete an ACH authorization form and have a set amount automatically debited from a personal checking account once each month for deposit to a specified offender.

b. Attach a voided check for the account to be debited.

c. Debit transactions shall occur on the 5th of each month.

Offender Orientation Handbook 64 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0271

d. Submit form with voided check to Inmate Trust Fund, P.O. Box 60, Huntsville, Texas 77342-0060.

e. Free service provided by TDCJ.

3. American Cash Express (ACE)

Can be sent from anywhere in the United States. Deposit funds to an offender’s trust fund account for a service fee. For the nearest ACE location, call 1.866.734.2306 or visit the web site at www.acecashexpress.com.

4. eCommDirect

eCommDirect is the secure way to make a deposit in an offenders trust fund account. Visit www.texas.gov/eCommDirect. Enter offender details. Add deposit amount to your cart. Check out using a Visa or MasterCard.

5. JPAY

JPay allows you to send money to an offender for service fee. Visit their web site at www.jpay.com or call 1.800.574.5729 to send funds using Visa or MasterCard credit/debit card. Senders can make cash deposits at any MoneyGram location nationwide using an Express Payment form and using RECEIVE CODE 3570.

6. Touchpay Payment Systems

Provides ways to get money to your loved ones for a service fee. Online: www.tdcjpayment.com. Telephone (toll-free): 1.877.868.5358 MasterCard and Visa credit/debit cards are accepted, as well as MoneyPak, which is a remote cash option available at retailers nationwide. Visit: https://www.moneypak.com/Partner/Payment.aspx/TouchPay for details and locations.

7. Western Union Convenience Pay

Offered at select locations within the state of Texas. Send up to $200 to an offender’s trust fund account for a service fee. Call 1.800.354.0005 to find a Convenience Pay agent location. Retail locations include Kroger, HEB, Minyard’s, Sack ‘n Save, Carnival and selected Western Union agent locations.

8. Western Union Quick Collect

Can be sent from anywhere in the United States. All three Quick Collect products are subject to different fees, send amounts, and other restrictions in certain states. Standard fee for over-the-counter Quick Collect transaction at a Western Union location. Deposit shall post to offender’s account within 24 hours. Western Union at 1.800.325.6000, or visit www.westernunion.com to find the nearest Western Union location Telephone (toll-free): 1.800.634.3422, press 2 to send Q/C payment for credit card transactions. Web transactions: visit www.westernunion.com for online transactions. For each Quick Collect transaction the following information sha ll be provided: Pay to: TDCJ - Inmate Trust Fund Code City and State: TDCJ/TX Account number with Facility: offender’s TDCJ number and inmate’s last name Attention: offender’s last name and offender’s first name

Offender Orientation Handbook 65 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0272

The Inmate Trust Fund department can respond to questions regarding deposit receipt, but other information concerning the offender’s account activity can only be released to the offender. Offenders receive monthly bank statements itemizing account transactions.

Personal checks are not accepted and shall be returned to the sender or destroyed. Sending cash through the mail is not permitted. Money orders and cashier checks of $500 or more, insurance checks and company checks require two weeks to clear before the offender can use the funds. The Inmate Trust Fund does not pay interest. Therefore, the account should hold no more than what is required to meet the offender’s immediate needs. Offenders with excess funds are encouraged to open a savings account with a banking facility of their choice.

The Inmate Trust Fund does not forward personal mail or other items sent with money deposits. Packages for offenders received at Offender Trust Fund shall be refused and returned at the sender’s expense.

An Inmate Trust Fund Account is held under the authority of TDCJ. Anyone who deposits or maintains funds in an Inmate Trust Fund thereby agrees to be bound by agency policies concerning such funds which are in effect at the time these funds are placed in the account or thereafter. These policies include the forfeiture and disposition of the contents of such accounts. The agency may decide what funds shall be deposited, what funds may be withdrawn and to whom these funds may be paid.

In general, offenders may not receive gifts or fees from other offenders. A deposit from one offender to another may be made only by transfer from one Inmate Trust Fund (ITF) account to another and shall have unit administrative approval. This approval shall be obtained even if the depositing offender has made previous deposits to the receiving offender’s account.

Deposits from one offender to another, processed through an outside person or bank, are considered a violation of the TDCJ “Trafficking and Trading Rules” regardless of whether accepted for deposit or received by the ITF Department. Suspected violations shall result in an investigation. Confirmed violations of deposits between offenders may result in disciplinary action against any offenders involved in any unauthorized transactions, whether depositors or recipients. If an offender reports unauthorized transactions that are afterward determined to be in violation of the stated policy and voluntarily signs a wavier for forfeiture of the funds received, no disciplinary action shall be taken.

Moreover, funds gained through extortion (by coercion, deception, or violence) may be forfeited. If an offender is found guilty of extorting money that has been deposited in his trust fund account, or has been received without authorization as described above, the offender shall forfeit title to the funds.

O. ID Cards

Normally, within two to seven days after an offender is received, he shall be issued an identification card. The ID card shall be used for commissary purchases, dispensing of medication, meals served, access to authorized areas within the unit and participation in various programs as well as other general security requirements. Offenders are required to carry their ID card at all times. It is the responsibility of every offender to immediately notify the security office, Commissary Officer or warden's office if his ID card is lost, stolen or damaged. The ID card is property of the state and is furnished as identification for offenders. The ID card may become the offender's property upon parole, discharge or mandatory supervision, if needed for identification. Offenders shall give or show their ID cards when asked by a correctional officer or staff. Offenders shall be charged five

Offender Orientation Handbook 66 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0273

dollars for lost or damaged ID cards; the fee shall be collected from the offender’s Trust Fund account. If the warden determines the offender should not be charged a replacement fee for the lost card due to special circumstances, then it should be noted at the bottom of the ITF-8 by checking “Do Not Charge” box.

Pursuant to AD 03.83 “TDCJ Offenders who Refuse To Comply with Grooming Standards” ID cards shall not be issued to offenders not complying with agency grooming standards.

It is a violation of the TDCJ offender rules and regulations for any offender to:

1. Not be in possession of his ID card. If an offender does not have his ID card with him, it shall be considered a refusal or failure to obey orders;

2. Willfully damage, change the appearance of the card, abuse or destroy one's own or another offender's ID card. Such actions are considered as damaging or destroying property belonging to the state, or another offender;

3. Be in possession of any other offender's ID card. Offenders in possession of another offender's ID card are considered possessing contraband or unauthorized property;

4. Use or try to use another offender's ID card for any purpose. Offenders who try to use another offender's ID card are considered in possession of contraband or unauthorized property, or stealing property belonging to the state or another offender;

5. Use, try to use or conspire to use any counterfeit, fictitious, altered, forged, lost, stolen or fraudulently obtained ID card for any purpose, knowing the same to be counterfeit, fictitious, altered, forged, lost, stolen or fraudulently obtained. Offenders who commit these offenses are considered stealing property belonging to the state, or another offender;

6. Receive or try to receive money, goods or any item of value by use of another offender's ID card or by use of a counterfeit, fictitious, altered, forged, lost, stolen or fraudulently obtained identification card. Offenders who knowingly commit these offenses are considered stealing property belonging to the state or another offender; or

7. Give or loan an ID card to another offender so that offender can obtain, or attempt to obtain, extra benefits through use of another card. Offenders who loan or give their ID cards to another offender are considered trafficking and trading contraband/commodities.

Violations of these rules subject an offender to disciplinary proceedings and penalties in accordance with the Disciplinary Rules and Procedures.

P. Commissary

Commissaries are stores within the prison where items not furnished by the state may be purchased. The ID card given to offenders can be used to make commissary purchases, as long as they have funds in the Inmate Trust Fund to cover their purchases and they are not on commissary restriction as the result of disciplinary action.

There are two types of purchases that can be made at the Commissary - regular and registered property purchases.

Offender Orientation Handbook 67 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0274

1. Regular Purchases are those items purchased within a two week period, such as soft drinks, pastries, and food. Regular purchases are limited to $85 every two weeks, with the following exceptions:

a. G4/J4 custody offenders may spend $35 every two weeks. However, SAT3, SAT4 and state jail offenders with one year clear major disciplinary record are allowed to make purchases up to $85 every two weeks.

b. G5/J5 custody offenders are allowed to spend $25 every two weeks.

2. Commissary Restriction Purchase:

Offenders on Commissary restriction may purchase the following every 30 days:

a. 5 bars of Soap

b. 1 Shampoo

c. 1 Toothpaste

d. 1 Deodorant

e. 1 Toothbrush

f. 1 Comb

g. 1 Toilet Paper

h. 3 Boxes of Tampons

3. Twenty dollars ($20) of correspondence supplies to include stamps, envelopes, pens, paper, carbon paper, dictionary, eraser, and writ envelopes may be purchased every 30 days.

4. Administrative Segregation Offenders may make purchases according to the following guidelines:

a. Level I offenders may purchase $70 every two weeks.

b. Level II & III offenders may purchase personal hygiene items (toothbrush, [2] small toothpaste, deodorant, [5] soap, [2] small shampoo, comb, toilet paper, [3] boxes of tampons, and shower shoes) and a maximum of $10 in correspondence supplies (stamps, envelopes, paper, carbon paper, dictionary, eraser, writ envelopes and pens) every two weeks.

5. Death Row Offenders may make purchases according to the following guidelines:

a. Level I offenders may purchase $85 every two weeks.

b. Level II & III offenders may make the same purchases as Level II and III administrative segregation offenders.

Offender Orientation Handbook 68 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0275

6. Emergency Items

The following have been designated as emergency items and may be purchased by any custody of offender including commissary restricted offenders: Fans, gym shorts, sun block, and shower shoes.

7. Registered Property Purchases

Not limited by dollar amount, but limited in quantity to one of each item per offender. Availability of these items is at the warden’s discretion. The following items (available through the unit commissaries) require an approved Registered Property Purchase Form approved by the warden and Property Officer. Items which cost over $25 do not count against the offender’s regular purchased dollar amount.

a. Clip On Lamp

b. Clock

c. Curling iron

d. Fan

e. Hair dryer

f. Hotpot

g. Multi-plug Outlet

h. Radios

i. Tennis Shoes

j. Typewriter

k. Watch

l. Work boots

Note: Some of these items are not available on state jails and SAFPF’s due to the absence of available electrical plugs.

8. The Commissary prices are set by the Director of Commissary and Trust Fund and can change at any time with proper notice. All items bought from the Commissary shall be for the offender's personal use. Any item bought from the Commissary shall be used for its intended purpose.

Q. Voter Registration

An offender may be eligible to vote. In order to vote, he shall meet the following criteria:

1. Is 18 years of age or older;

2. Is a United States citizen;

3. Has not been determined mentally incompetent by a final judgment of a court;

Offender Orientation Handbook 69 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0276

4. Has not been finally convicted of a felony or, if so convicted, has fully discharged the person’s sentence, including any term of incarceration, parole, or supervision, or completed a period of probation ordered by any court;

5. Is a resident of this state; and

6. Is a registered voter.

Information regarding how to contact the Registrar of Voters in your county or the Elections Division of the Secretary of State’s Office is available in the unit Law Library.

R. Offender Request To Official (I-60) Form

Offenders can ask for help by using the Offender Request to Official (I-60) form. I-60 forms are available in living areas and in various other places on the unit. An offender asking for help should briefly write his problem or request on side 1 of the I-60 and fill in his name, number, date of the request, unit of assignment, living quarters and work assignment on the bottom. The offender should also complete side two of the form by checking the appropriate box, if one applies, and addressing it to the individual or department he is asking for help. If it is unknown which individual or department the I-60 should be addressed to, the Chief of Unit Classification has been appointed as the point of personal contact for all offenders and shall provide assistance and/or advice as needed. The I-60 can be sent through truck mail or placed in the appropriate box on the unit. A response, an appointment or some action should be made to the I-60 as soon as possible by the appropriate department or individual.

S. Administrative Segregation Plan

The purpose of the TDCJ Administrative Segregation Plan is to provide uniform rules and regulations for the use of administrative segregation, and state jail offenders in SR custody within the TDCJ. Administrative segregation, and state jail SR custody, non- punitive statuses involving separation of an offender from the general population are for the purpose of maintaining safety, security and order. Administrative segregation consists of the following categories:

1. Security Detention;

2. Pre-hearing Detention; and

3. Temporary Detention Between Consecutive Terms of Solitary Confinement.

Offenders undergoing the intake process and those on a transient unit assignment shall not be treated as administrative segregation offenders except to the extent provided for in the Plan. Specific information regarding the conditions and procedures relating to administrative segregation and state jail offenders in SR custody can be obtained by reviewing the TDCJ Administrative Segregation Plan. A copy of the TDCJ Administrative Segregation Plan is available in the law library for review by offenders.

T. Institutional Lockdowns

A lockdown of an institution, wing, cell block or dorm may be imposed by the warden when it is believed that such an action is necessary to suppress a major disruption of the unit’s safety and security. As a general rule, offenders are confined to their cell or dorm area and all routine processes and certain privileges and rights are suspended until the lockdown is lifted. Privileges and activities are restricted only to the degree necessary to

Offender Orientation Handbook 70 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0277

protect the security of the unit, other offenders, and the unit staff. The length of time an area is locked down is determined by the continued behavior of the affected offenders.

U. Impermissible Conduct

Offenders are restricted in their access to information about themselves, other offenders, staff, or items which constitute security concerns. Offenders shall not have any supervisory, administrative or disciplinary authority over other offenders: receive special privileges, or obtain or have access to sensitive information. The information an offender can have about himself is described in the TDCJ Public Information Act Manual, Chapter 3, “Incarcerated Offender Information.” The only information an offender may have about an employee is payroll name, rank or title, and current business address. For more information, see Administrative Directive 03.02, “Impermissible Offender Conduct” available in the unit Law Library

VII. DISCIPLINARY PROCEDURES AND RULES

The disciplinary process is designed to modify offender behavior where necessary.

A. General Procedures

1. Offenders in the TDCJ are required to obey all rules and regulations either issued by TDCJ or those specific to their unit. If an offender violates a rule, he may be punished through the Disciplinary Process. For more information, see the TDCJ Disciplinary Rules and Procedures for Offenders handbook (GR-106).

2. Once a rule violation has been noted, if it is not settled informally, the rule violation may be reported in the form of an offense report.

3. After an offense report has been written, the report shall be given a number and shall be graded as major or minor. The offender shall be notified of the charges filed against him.

4. A disciplinary hearing shall be conducted to decide whether or not the offender is guilty or not guilty and, if guilty, determine the punishment. Punishment is progressive and may fall in the following range depending on the seriousness of the offense:

a. Counsel and reprimand;

b. Loss of privileges, which include:

(1) Being able to recreate;

(2) Buying things from the commissary (except legal materials);

(3) Watching television;

(4) Having access to personal property ;

(5) Having contact visits; and

(6) Having access to the Offender Telephone System

c. Being restricted to the offender’s cell;

Offender Orientation Handbook 71 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0278

d. Doing extra work;

e. Being placed in solitary confinement;

f. Being placed in a lower time-earning class; and

g. Loss of good time.

5. An offender who intentionally damages or destroys state property may be assessed monetary damages. Upon conviction of this offense, TDCJ may seize the contents of the offender’s trust fund account and award itself damages for the value of the property damaged.

6. The disciplinary history may be provided to Parole, and may be used in determining an offender’s Parole eligibility.

7. For state jail offenders, the disciplinary history may be part of the report submitted to the court (judge), the community supervision office, and the parole authority under whose jurisdiction the offender is confined.

B. Solitary Confinement

Solitary confinement is a segregated housing status, which may be imposed as the result of a major disciplinary hearing or a state jail offender disciplinary hearing. Solitary confinement is ordinarily used when all other levels of discipline have been tried; where the safety of other offenders or staff is concerned; or when the serious nature of the offense makes it necessary. Offenders in solitary shall be allowed out of their cell only one time each day to shower. Offenders may be placed in solitary for up to 15 days. Consecutive terms shall be separated by 72 hours.

C. Counsel Substitute Program

1. The purpose of the Counsel Substitute Program is to assist offenders charged with an alleged rule infraction during the major disciplinary process. It is the job of the Counsel Substitute to ensure that all "due process" steps are followed when the offender is brought before a major hearing.

2. The Counsel Substitute does the following things for an offender when the offender shall go before a major hearing:

a. Ensures the offender understands the rights provided through the disciplinary process when notified of pending charges.

b. Reads the charge to the offender and makes certain the disciplinary case and the rights provided in the disciplinary process are understood.

c. Assists the offender in preparing for the hearing by gathering documentary evidence, witness statements and other relevant information as necessary. The Counsel Substitute shall represent the offender during the hearing.

d. Presents the offender’s case at the hearing, asking pertinent questions of the charging officer and/or witnesses, as may be necessary.

e. Advises the offender of appealable issues and assists in filing an appeal upon request.

Offender Orientation Handbook 72 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0279

3. Offenders shall be provided with Counsel Substitutes before a major hearing when any of the following are met:

a. The offender is developmentally disabled as defined in the Developmental Disabilities Program (DDP) (has an IQ of 73 or below) or if the offender’s mental ability to understand and respond to disciplinary charges and proceedings is questionable;

b. The offender’s educational achievement score is below 5.0 on reading or his literacy or understanding of English is questionable;

c. The offender’s case is very complex;

d. The offender is confined to any form of segregation before the disciplinary hearing;

e. The offender requests a counsel substitute; or

f. A witness requested by the accused offender is on a different unit or facility.

4. Special Procedures for Psychiatric Patients

When a psychiatric offender is charged with a disciplinary infraction, psychiatric clearance shall be obtained before proceeding with the disciplinary.

D. Appeal Process

At the end of the disciplinary hearing, the disciplinary hearing officer shall advise the offender of his right to appeal the decision, with respect to guilt or the punishment given, through the offender grievance procedure.

Three Basic Grounds for Appeal:

1. One or more procedural rights were violated;

2. Insufficient evidence to find offender guilty; and

3. Penalty imposed by the hearing officer was too severe.

The disciplinary decision may be appealed by filing a grievance. If the offender is not satisfied with the decision, he may then file a Step 2 grievance for appeal purposes. The Counsel Substitute shall assist offenders with an appeal if they request assistance.

VIII. GRIEVANCE PROCEDURES FOR OFFENDERS

Instructions on How to Write and Submit Grievances.

A. Grievance forms are available from the law library, housing area, shift supervisors, or by contacting the unit grievance office. After completely filling out the form, place it in the grievance box yourself or hand it directly to the grievance investigator on your unit. Step 2 appeals shall be accompanied by the original, answered Step 1.

B. An attempt to informally resolve your problem shall be made before filing a grievance. Informal resolution is defined as any attempt to solve the issue at hand and shall be

Offender Orientation Handbook 73 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0280

noted on the Step 1 grievance form (I-127). You have 15 days from the date of the alleged incident or occurrence of the issue presented in which to complete the Step 1 grievance form and forward it to the unit grievance investigator (UGI). The Step 1 process may take up to 40 days from the date the unit grievance office receives the Step 1 form to respond or 45 days for medical grievances. If you are not satisfied with the Step 1 response, you may appeal the Step 1 decision by filing a Step 2 (I-128). You have 15 days from the “Date returned to the Offender” noted in the “OFFICE USE ONLY” box on the front of the grievance form to submit the Step 2 to the grievance investigator on the unit. The Step 2 process may take up to 40 days to provide you a written response or 45 days for medical grievances. Present only one issue per grievance.

C. Additional time may be required in order to conduct an investigation at either Step 1 or Step 2 and in either case; you shall be notified of the extension in writing.

D. Complete your grievance using a typewriter or dark ink. If you need assistance filing a grievance or understanding a response, contact your unit grievance investigator.

E. The following issues are grievable through the Offender Grievance Procedure. Remember that you may only file a grievance on issues that PERSONALLY APPLY TO YOU, with the exception of SEXUAL ABUSE or PREA related issues.

1. The interpretation or application of TDCJ policies, rules, regulations, and procedures.

2. The actions of an employee or another offender, including denial of access to the grievance procedure.

3. Any reprisal against you for the good faith use of the grievance procedure or Access to Courts.

4. The loss or damage of authorized offender property possessed by persons in the physical custody of the TDCJ, for which the TDCJ or its employees, through negligence, are the proximate cause of any damage or loss.

5. Matters relating to conditions of care or supervision within the authority of the TDCJ for which a remedy is available.

F. You may not grieve:

1. State or federal court decisions, laws and/or regulations;

2. Parole decisions;

3. Time-served credit dispute which should be directed to the Classification and Records, Time Section;

4. Matters for which other appeal mechanisms exist; or

5. Any matter beyond the control of the agency to correct.

G. Grievances that do not meet the following established screening criteria may be returned to you unprocessed; however, most grievances may be corrected and resubmitted within 15 days from the “Date Returned to the Offender” noted in the “OFFICE USE ONLY” box on the back of the grievance form on the returned grievance.

Offender Orientation Handbook 74 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0281

1. Grievable time period has expired. (Step 1 grievances shall be submitted within 15 days from the date of incident and Step 2 Appeals shall be submitted within 15 days from the date of the signature on the Step 1.)

2. Submission in excess of one every seven days. (All grievances received in the grievanc e offic e shall be reviewed; however, only one grievance shall be processed every seven days [with the exception of disciplinary and emergency grievances].)

3. Originals not submitted. (Carbon copies are not considered originals even if they have an original signature. The original answered Step 1 shall be submitted with a Step 2 Appeal.)

4. Inappropriate/excessive attachments. (Your grievance shall be stated on one form and in the space provided. Attach only official documents that support your claim, such as answered I-60’s, sick call requests, property papers and other similar items).

5. No documented attempt at informal resolution. (You are required to attempt to resolve issues informally with a staff member prior to filing a grievance. Remember, the attempt shall be documented in the space provided on the I-127 form.)

6. No requested relief is stated. (The specific action required to resolve the complaint shall be clearly stated in the space provided on the I-127 form.)

7. Malicious use of vulgar, indecent, or physically threatening language directed at an individual.

8. The issue presented is not grievable (refer to Section E above).

9. Disciplinary appeals shall not be processed until after the disciplinary hearing.

10. Redundant. (You may not repeatedly grieve matters already addressed in a previous grievance.)

11. The text is illegible or incomprehensible. (Write your grievance so that it can be read and understood by anyone.)

12. Inappropriate. (You may not ask for monetary damages or any form of disciplinary action against staff.)

H. Do not use a grievance form to comment on the effectiveness and credibility of the grievance procedure; instead, submit a letter or I-60 to the administrator of Offender Grievance Program.

I. Grievances containing threats of violence against staff or other offenders or of escape are subject to disciplinary action. Disciplinary action taken as a result of one of these reasons is not considered a form of reprisal.

Offender Orientation Handbook 75 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0282

IX. PAROLE INFORMATION

A. Parole Information

Parole is a privilege, not a right! Parole is the discretionary and conditional release of an eligible offender from physical custody of a jail or prison if the offender agrees to serve the remainder of his sentence under the supervision of the Parole Division.

Some requirements for an offender to be released on parole are: (a) serves sufficient time as required by law [Tex. Gov’t. Code § 508.145]; (b) is not a risk to public safety; and (c) meets work, program participation, and behavior standards.

Offenders approved for parole are allowed to leave the TDCJ and serve the remainder of their sentences under the supervision of parole officers. Offenders who are approved for parole may be released during their initial parole eligibility month/year (FI-1); may be released during a specified month which is beyond their initial parole eligibility month/year (FI-2); may be transferred to a Pre-Parole Transfer facility and released on a specified month/year which is beyond their initial parole eligibility date (FI-4); or may be transferred to an In-Prison Therapeutic Community (IPTC) for substance abuse treatment (FI-5).

The Board of Pardons and Paroles (BPP) has also passed parole vote options that require rehabilitation treatment programs for certain offenders prior to parole. Specific categories include FI-3R, FI-6R, FI-7R, and FI-18R. The numerical identifier in the vote (3, 6 and 18) reflects the number of months the offender shall serve beyond a specified release date, which shall be set by the BPP.

An offender approved for parole under an FI-5 or any of the FI-R votes shall be reevaluated by the BPP if he fails to complete the treatment program successfully. Offenders who are not approved for parole may be given new BPP review dates (Next Review Dates).

Offenders who are denied parole and are given serve-alls shall be released to Mandatory Supervision (MS) on their Projected Release Dates (minimum expiration dates). If an offender has no Projected Release Date and is given a serve-all, he shall serve his / her entire sentence in calendar time and shall be discharged from the TDCJ on his/her maximum expiration date.

If the offender is incarcerated for an offense that occurred on or after 9-1-96, and is not approved for parole release, the offender’s file shall be reviewed by the BPP for possible release to mandatory supervision (RMS) or denial of release to mandatory supervision (DMS).

Offenders who are denied release to mandatory supervision (DMS) shall be given a new BPP review date (Next Review Date). The review process shall be done 30 days prior to the next review date. Offenders denied release to mandatory supervision (DMS) shall receive annual BPP review until receipt of approval for release on mandatory supervision (RMS) or upon release on expiration of their sentence on their maximum expiration date. Offenders whose offenses occurred prior to 9-1-96, who are denied parole and receive a serve-all from the BPP shall be released to mandatory supervision on their Projected Release Date (minimum expiration date). If the offender is serving consecutive sentences, he may be approved for parole on a specific cause number that is eligible for review (CU-FI) or the BPP may deny parole for a specific cause number (CU-NR).

Parole and Mandatory Supervision allow an offender to be released from custody to the supervision of a Parole Division District Parole Officer. Parole and Mandatory

Offender Orientation Handbook 76 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0283

Supervision rules are the same. In order to complete the required period of Parole or Mandatory Supervision, the releasee shall meet the requirements of supervision.

In addition to the General Conditions of parole and mandatory supervision, the BPP may also impose Special Conditions requiring treatment and other program participation, travel and contact restrictions, and restitution reimbursement, Electronic Monitoring may also be imposed by the BPP. Discharge from Parole or Mandatory Supervision occurs on the maximum expiration date of the offender’s sentence.

B. The Parole Interview

Offenders do not have to apply for parole or mandatory release consideration. Offenders do not have to hire attorneys or parole consultants to represent them in the parole process or to check on their parole status.

All offenders shall receive initial parole interviews regardless of disciplinary status (good time lost/class demotion); however, to be eligible for subsequent parole interviews offenders shall be classified in the same or higher time earning status assigned to them when they entered TDCJ and shall not have had any major disciplinary infractions in the six-month period prior to the dates they are reviewed for parole which resulted in loss of good time or reduction in class below entry level.

During the parole interview, offenders are given the opportunity to present parole release plans and employment plans. Release Plans to their family and friends are preferable due to limited halfway house space available.

The law [Tex. Gov’t Code § 508.181] requires that offenders shall reside in their Legal County of Residence after release. Legal County of Residence is defined as the county where the offender was living when he committed the present offense. If an offender is incarcerated for multiple offenses, the legal county of residence is determined by the residence at the time of the most recent present offense.

Offenders who are called to the unit parole office should bring the names, complete addresses, including accurate zip codes and phone numbers of the person(s) in the Legal County of Residence with whom they intend to reside while on Parole or Mandatory Supervision. If the offender cannot provide addresses in his/her Legal County of Residence, alternate addresses (including out-of-state release plans) may be submitted and the BPP shall decide whether or not to allow the offender to be released to a non- county of residence.

Out-of-state plans shall be accepted by the state to which placement has been requested (via Interstate Compact Agreement). Since all parole plans are verified by parole officers, it is important for them to be provided with complete and accurate addresses and phone numbers (home, work, day, night, and weekend phone numbers) so they can quickly verify each offender’s parole plan.

The BPP may require electronic monitoring as a condition of release. In the event this condition is imposed, special equipment shall be installed in the residence. Prior to the offender’s release, the sponsor shall sign an agreement to remove all features from the phones (call forwarding, caller ID, call waiting, etc). The BPP may require halfway house placement as a special condition of an offender’s release.

When an offender has been interviewed for parole consideration, a report is submitted to the BPP for a decision. When a decision is reached, the offender is informed of the decision. Remember, offenders do not have to apply for parole consideration. An offender DOES NOT have to be in physical custody of TDCJ to be paroled. Texas law

Offender Orientation Handbook 77 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0284

authorizes Parole in Absentia (PIA). PIA is the parole release of TDCJ sentenced offenders from other holding facilities, including jails, contract facilities, and federal/other state prisons.

C. Parole Eligibility Requirements

Offenders serving sentences for offenses that precede the 70th legislature should contact their Unit Institutional Parole Officer in reference to specific eligibility requirements.

The following is a listing of parole eligibility requirements (including 3g and Non- Mandatory Supervision offenses) separated by Legislatures.

1. 70th Legislature Requirements (Offense dates 9-1-87 to 8-31-89): [Article 42.18, Texas Code of Criminal Procedure (TCCP)].

a. Most offenders under this law become parole eligible when their flat time served and good time credits combine to equal one-fourth of their total sentences. Fifteen years total flat time and good time credit is the maximum requirement in this example. (Flat time served + good time credits = one-fourth of sentence = parole eligibility.)

b. Offenders convicted of certain aggravated crimes (i.e., 3g offenses) shall serve one-fourth of their sentences in calendar time (flat time); minimum – two years; maximum – 15 years. These 3g offenses are:

(1) Capital Murder;

(2) Aggravated Kidnapping

(3) Aggravated Robbery;

(4) Aggravated Sexual Assault; or

(5) “When it is shown that the defendant used or exhibited a deadly weapon as defined in the Penal Code, during the commission of a felony offense or during the immediate flight there from.”

c. Offenders under this law who have their parole denied shall be released to Mandatory Supervision on their Projected Release Dates; however, offenders convicted of certain offenses under this law do not have Projected Release Dates (minimum expiration dates). These offenders shall be released on parole, or on their maximum expiration dates. Any good time earned by these offenders’ counts toward parole eligibility only, and does not apply to Projected Release Dates. An offender may not be released to Mandatory Supervision if the offender is serving a sentence for:

(1) Murder, 1st Degree [Penal Code Section 19.02];

(2) Capital Murder [Section 19.03];

(3) Aggravated Kidnapping, 1st or 2nd Degree [Section 20.04];

(4) Sexual Assault, 2nd Degree [Section 22.011];

Offender Orientation Handbook 78 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0285

(5) Aggravated Assault, 2nd or 3rd Degree [Section 22.02];

(6) Aggravated Sexual Assault, 1st Degree [Section 22.021];

(7) Deadly Assault on Law or Corrections Officer, Court Participant; Probation Personnel; Member or Employees of the BPP; Employees of TYC, 1st Degree [Section 22.03];

(8) Injury to a Child or Elderly Individual, 1st Degree [Section 22.04];

(9) Arson, 1st Degree [Section 28.02];

(10) Robbery, 2nd Degree [Section 29.02];

(11) Aggravated Robbery, 1st Degree [Section 29.03];

(12) Burglary, 1st Degree [Section 30.02 Subsection (d) (3)]; (if armed, in possession of explosives, or if threats or injuries to another occurred during the commission of the burglary); and

(13) Any offense when the judgment for the offense contains an affirmative finding of a deadly weapon.

d. Offenders serving consecutive (stacked) sentences shall become parole eligible on each of the sentences in the series before they can be released on parole.

e. Offenders convicted of certain sex offenses that were committed on or after September 1, 1991 are required to register with local law enforcement authorities. The offenders shall be informed at the time of release of the legal requirement to register as a sex offender within seven calendar days after release.

2. 71st & 72nd Legislature Requirements (Offense dates 9-1-89 to 8-31-93); [House Bill 93 amending Article 42.18 (TCCP)].

a. Same time requirements as 70th Legislature cases. (See Section I.A)

b. Same 3g offenses as 70th Legislature cases. (See Section 1.b.)

c. Same Non-Mandatory Supervision offenses as 70th Legislature cases. (See Section 1.c.)

d. Changes From Prior Legislation: Capital Murder – Shall serve 35 years calendar time (flat time) to be parole eligible.

3. 73rd Legislature Requirements (Offense dates 9-1-93 to 8-31-95); Senate Bill 1067 amending Article 42.18 (TCCP)].

a. Same time requirements as 70th Legislature (See Section I.A)

b. Offenders convicted of certain Aggravated crimes (i.e., 3g offenses) shall serve one-half of their sentences in calendar time (flat time); minimum – two years; maximum 30 years. These offenses are:

Offender Orientation Handbook 79 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0286

(1) Capital Murder (note: shall serve 40 years calendar time);

(2) Murder, 1st Degree [Section 19.02];

(3) Indecency with a Child (Sexual Contact) 2nd Degree or 3rd Degree [Section 21.11 (a)(1)];

(4) Aggravated Kidnapping;

(5) Aggravated Sexual Assault;

(6) Aggravated Robbery; and

(7) “When it is shown that the defendant used or exhibited a deadly weapon as defined in the Penal Code, during the commission of a felony offense or during the flight therefrom.”

c. Offenders under this law who have their parole denied shall be released to Mandatory Supervision on their Projected Release Dates. (See Section I.C)

d. SIGNIFICANT CHANGES IN 73RD LEGISLATURE

(1) CAPITAL MURDER –Shall serve 40 years of calendar time (flat time) to be parole eligible; shall have two-thirds vote of the entire 18-member Parole Board to be approved for parole.

(2) DELETED as a Non-Mandatory Supervision offense - Deadly Assault on Law Enforcement or Corrections Officer or Court Participant [Section 22.03].

(3) CHANGED as a Non-Mandatory offense – From Aggravated Assault, 2nd or 3rd Degree, to Aggravated Assault, 1st or 2nd Degree [Section 22.02].

(4) DRUG FREE ZONES – Offenders convicted of crimes committed in Drug Free Zones [Section 481.134 of the Health and Safety Code] are not eligible for release on mandatory supervision. They are not eligible for release on parole until their actual time served equals five years, without consideration of good conduct time, or the maximum term of their sentences, whichever is less.

(5) USE OF CHILD IN COMMISSION OF OFFENSE - Offenders convicted of crimes involving the use of a child in the commission of the offender [Section 481.140 of the Health and Safety Code) are not eligible for release on Mandatory Supervision.

4. 74th Legislature Requirements (Offense dates 9-1-95 to 8-31-97)

a. Same time requirements as 70th Legislature cases. (See Section 1.a.)

b. Same 3g offenses as 73rd Legislature cases, plus the offense of Sexual Assault of a Child. (See Section 3.b.)

Offender Orientation Handbook 80 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0287

c. Offenders under this law who have their parole denied, shall be released to Mandatory Supervision on their Projected Release Dates. (See Section 1.c., for offenses not eligible for Mandatory Supervision, with the exception of Deadly Assault on Law Enforcement or Correctional Officer or Court Participant, which was deleted as a Non-Mandatory Supervision offense by the 73rd Legislature. Also, Aggravated Assault offenses, 1st or 2nd degree, as changed by the 73rd Legislature. Other exceptions to release on Mandatory Supervision shall be found in Parts f and g of this section.)

d. Drug Free Zones and Use of Child in Commission of Offense [See Section 3.d.(5)]

e. SIGNIFICANT CHANGES IN 74TH LEGISLATURE

(1) Enhanced offenses resulting in life sentences for the following offenses shall require 35 calendar years to be eligible for parole:

(a) Burglary of a Habitation with Intent to Commit Sex Assault or Indecency with a Child;

(b) Aggravated Sexual Assault; and

(c) Aggravated Kidnapping (intent to violate or abuse victim sexually).

(2) SEXUAL ASSAULT (of a child) – Offenders convicted of Sexual Assault. [Section 22.011 (a) (2) of the Texas Penal Code] became 3g offenders during this legislative session and shall serve one-half of their sentences in calendar time (flat time) to be parole eligible; minimum-2 years; maximum 30 years.

f. Sentences for offenses occurring on or after 9-1-96 shall not be approved for release to Mandatory Supervision if a Parole Panel determines that the release would endanger the public. These are known as “Discretionary Mandatory Supervision” or House Bill 1433 cases.

g. Sentences for offenses occurring on or after 9-1-96 shall not be considered for Mandatory Supervision or Discretionary Mandatory Supervision if the offender has ever been convicted of: Capital Murder, Aggravated Kidnapping, Aggravated Sexual Assault (including Aggravated Sexual Abuse and Aggravated Rape), Aggravated Robbery, any offense with an affirmative finding of a deadly weapon, Murder 1st Degree, Sexual Assault 2nd Degree (including Sexual Abuse and Rape), Aggravated Assault (1st and 2nd Degree), Injury to a Child or Elderly 1st Degree, Arson 1st Degree, Robbery 2nd Degree, Drug Free Zone offense, Injury to Disabled Individual, Burglary 1st Degree, Use of Child in Commission of offense.

Offender Orientation Handbook 81 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0288

5. 75th Legislature Requirements (Offense dates 9-1-97 to 8-31-99, Section 508.149 Texas Government Code); [House Bill 432 amending Article 42.18 (TCCP); Texas Code of Criminal Procedure changed 9-1-97 to Texas Government Code].

a. SIGNIFICANT CHANGES IN 75TH LEGISLATURE

(1) The following offenses are not eligible for mandatory supervision if the offense occurred ON OR AFTER 5-23-97: Murder 2nd Degree [Section 19.02 of the Texas Penal Code]; Indecency with a Child 2nd Degree, Indecency with a Child 3rd Degree [Section 21.11 of the Texas Penal Code].

(2) Sentences for offenses occurring on or after 5-23-97 shall not be considered for Discretionary Mandatory Supervision if the offender has ever been convicted of Murder 2nd Degree or Indecency with a Child 2nd or 3rd Degree.

6. 76th Legislature Requirements (Offense dates 9-1-99 to 8-31-2001).

a. SIGNIFICANT CHANGES IN 76TH LEGISLATURE

(1) The following offenses are 3g and shall serve one-half of their sentences in calendar time (flat time); minimum –two years; maximum 30 years.

(a) Sexual Assault – § 22.011 (all subsections); and

(b) A Felony Increased Under Health & Safety § 481.140 (Use of Child in Commission of Offense).

(2) 3g offenses and sentence of death excluded from Medically Recommended Intensive Supervision (MRIS) as of 9-1-1998.

(3) The offenses listed below are NOT eligible for Mandatory Supervision:

A Felony increased under the Health & Safety Code § 481.140 (Use of Child in Commission of Offense).

7. 77th Legislature Requirements (Offense dates 9-1-2001 to 8-31-2003).

8. 78th Legislature Requirements (Offense dates 9-1-2003 to 8-31-2005).

a. Adds to Capital Murder (Capital Felony) , intentionally murders a person in the course of committing or attempting to commit a “terroristic threat – § 22.07(a)(1,3,4,5 or 6).

b. Adds Burglary of Habitation with Intent to Commit any of the following listed sexual offenses: *Obscenity (images of child under age 18) – § 43.23.

9. 79th Legislature Requirements (Offense dates 9-1-2005 to 8-31-2007).

a. Established the punishment of Death or Life without Parole for Murders in retaliation for/on account of service/status as judge or justice of courts.

Offender Orientation Handbook 82 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0289

b. Prohibits anyone younger than 18 years of age to be punished by death.

c. Excludes offenders serving a sentence of Life without Parole from being eligible for Medically Recommended Intensive Supervision (MRIS).

10. 80th Legislature Requirements (Offense dates 9-1-2007 to 8-31-2009).

a. Allows sex offenders to be eligible for Medically Recommended Intensive Supervision (MRIS) if:

(1) Persistent vegetative state;

(2) Organic brain syndrome; or

(3) Significant or total mobility impairment.

b. Lists the following offenses as NOT eligible for Parole or Mandatory Supervision

(1) Aggravated Sexual Assault – 22.021(f); or

(2) Continuous sexual abuse of a young child or children – 21.02.

11. 81st Legislature Requirements (Offense dates 9-1-2009 to 8-31-2011)

a. Adds Criminal Solicitation, 1st degree, to list of offenses not eligible for Mandatory Supervision.

b. Parole Eligibility may be delayed for persons found guilty of Murder, Sexual Assault, or Aggravated Sexual Assault, if there is an affirmative finding or delay of arrest on the judgment, due to the offender fleeing prosecution.

12. 82nd Legislature Requirements (Offense dates 9-1-2011 to 8-31-2013)

a. Adds the offense of Continuous Trafficking of Persons (§ 20A.03) to the list of 3g offenses, as well as the list of offenses not eligible for Mandatory Supervision.

b. Adds the offenses of Criminal Solicitation, 1st degree; Compelling Prostitution; and Trafficking of Persons to the list of offenses not eligible for Mandatory Supervision.

13. 83rd Legislature Requirements (Offense dates 9-1-2013 to present)

a. Adds Burglary of a Habitation, 1st degree with intent to commit a sexually related offense; Compelling Prostitution; and Trafficking of Persons to the list of 3g offenses.

b. Adds Engaging in Organized Criminal Activity and Directing the activities of Certain Street Gangs to the list of offenses not eligible for Mandatory Supervision.

Offender Orientation Handbook 83 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0290

D. Offenders With Detainers Pending

All offenders with detainers should contact the agency that placed the detainer with TDCJ and attempt to have their detainers resolved. Offenders with detainers who have been approved for parole, or scheduled for Mandatory Supervision release, shall be released to the agency that placed the detainer with TDCJ. Detainers are not ignored or forgotten by TDCJ or the Parole Division.

E. Parole and Mandatory Supervision Violators

Technical Parole Violators and Mandatory Supervision Violators shall be reviewed for parole when their time credits reflect they are legally eligible for parole review. Parole or Mandatory Supervision violators with new convictions shall be eligible for parole consideration when they have accumulated sufficient time to become eligible for parole.

F. Offenders Who Commit Offenses While In Custody

Offenders who commit felony offenses on or after July 1, 1994, while in the custody of TDCJ, jails, contract facilities, transfer facilities, FCI, other state prisons, and other similar facilities are not eligible for parole review until after those charges are adjudicated and upon the offender meeting parole eligibility requirements.

G. Questions About Parole-Related Issues

To expedite responses, offenders who have questions about their parole eligibility dates or any other parole/release matters should contact the Unit Parole Officer or the Institutional Parole Office for assistance. Do not contact other departments, as they are not trained in parole issues. Parole-related questions should be sent on an offender request form (I-60) or letter to the Institutional Parole Office and should clearly state the question on the I-60/letter. Appropriate responses to these requests shall be given as quickly as possible.

X. REENTRY SERVICES

A. Identification and Reentry Planning

The Reentry and Integration Division provides reentry services for eligible offenders through a three phase program. Reentry case managers conduct screening and contact eligible offenders to offer each phase of the program. The case manager arranges referrals to meet the highest priority needs and provides resources to help the offender in addressing other, lower priority needs. Each phase of the reentry program is voluntary.

1. Phase I

Identification Document Services: A reentry case manager shall assist eligible offenders in ordering a replacement social security card, certified birth certificate, and Texas identification card. The identification documents are ordered prior to release and issued to the offender at the time of release from TDCJ. These documents equip the offender with the identification information necessary to secure employment, housing, benefits and other services upon return to the community.

2. Phase II

Assessment and Reentry Case Management: A unit-based reentry case manager conducts a risk assessment to determine an offender’s risk level as it

Offender Orientation Handbook 84 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0291

relates to criminogenic need and risk of re-offending. Offenders who are moderate or high risk are offered enrollment in individual case planning, where the offender and the case manager use the Individual Reentry Plan to identify post-release needs in the following areas:

• Food/Clothing • Housing • Drug/Alcohol treatment • Medical/Dental Care • Mental Health Care • Rent Assistance • Domestic Violence • Employment • Income/Benefits • Unemployment • Health Care Benefits • Medication Assistance • Aging and disability Services • Identification • Social Security • Coping Skills-Family/Children • Life Skills Training • Community Case Management • Transportation • Resource Management • Vocation Training • Education

3. Phase III – Community Case Management

A community-based case manager identifies eligible offenders based upon referrals from unit-based case manager, parole officer, or offender self-referral. Based upon results of a validated risk assessment instrument, clients with medium or high risks of reoffending are offered case management services to assist with resources, job fairs and classes related to employment, food, clothing, higher education, financial and budgeting, nutrition and health, life skills, parenting and relationship, medical and mental health, transportation support and cognitive skills.

B. Veteran’s Se rvice s

Through partnerships with the Veteran Integrated Service Network (VISN), Texas Veterans Commission (TVC), Military Veterans Peer Network (MVPN), and the U.S. Department of Veterans Affairs, Reentry and Integration Division staff:

1. Verify veteran information via information exchange with the VA;

2. Identify veteran offenders nearing release from TDCJ and provide referrals to the appropriate VISN and MVPN representatives;

3. Complete veterans benefit applications and submit to the TVC and VISN;

4. Obtain DD214s and provide them to offenders at time of release from TDCJ;

Offender Orientation Handbook 85 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0292

5. Collaborate and share information with the VISN regarding offenders who have had rejected applications for copies of DD214’s;

6. Provide county service organizations’ information to offenders, and share information where permitted to the county service organization, to facilitate access to post-release services;

7. Work closely to identify medically appropriate facilities through the VISN for veterans receiving a Medically Recommended Intensive Supervision release or in need of medically appropriate residence/care upon parole or discharge;

8. Facilitate offender participation in the veterans reentry dorm program; and

9. Provide veteran offenders a copy of the publication Federal Benefits for Veterans, Dependents and Survivors upon request.

C. Texas Correctional Office on Offenders with Medical or Mental Impairments (TCOOMMI) Services

TCOOMMI provides intensive treatment, continuity of care, and case management services to juvenile and adult offenders with special needs as well as continuity of care for non-offender populations such as 46.B defendants, mental health discharges from the Texas Juvenile Justice Department, and wrongly imprisoned persons. In addition, a 31 member committee composed of representatives from juvenile and adult criminal justice, health and human services, education, regulatory, law enforcement, the courts, and advocacy groups serves in an advisory capacity to the Texas Board of Criminal Justice and TCOOMMI staff.

Mission Statement: To provide a formal structure of criminal justice, health and human service and other affected organizations to communicate and coordinate on policy, legislative, and programmatic issues affecting offenders with special needs (special needs include offenders with serious mental illnesses, intellectual disabilities, terminal or serious medical conditions, physical disabilities and those who are elderly).

D. Continuity of Care (Mental Health and Medical)

A program designed to provide a responsive system for individuals discharging from TDCJ, local referrals from parole, jail, family and other related agencies. Components include, but are not limited to:

1. Liaison with community resources, community supervision and parole offices, provide technical assistance to medical service providers caring for offenders and work with the Wrongfully Convicted Program.

2. Screening and linkage to appropriate services, including medically appropriate residential plans.

3. Federal entitlement application services.

4. Court intervention.

E. Adult Intensive Case Management

Clients shall have a high criminogenic risk and high clinical need. Risk is determined by the Risk Assessment performed by TDCJ’s criminal justice partners. Services include, but are not limited to:

Offender Orientation Handbook 86 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0293

1. Case Management;

2. Rehabilitation/Psychological Services;

3. Substance Abuse Treatment;

4. Psychiatric Services/Medication Monitoring; and

5. Linkage to Hospice and Medical Services.

F. Adult Transitional Case Management

A program that provides transitional mental health services to offenders with severe and persistent mental illness who have been served in Adult Intensive Case Management caseload, and require ongoing services to reduce risk of recidivism, reduce or stabilize symptoms while linking the offender to natural and/or alternative supports. Additionally, this program may be provided to offenders with a severe and persistent mental illness who present with very little risk of harm and a level of functioning that requires less intensive levels of care to maintain community tenure.

G. HIV/AIDS Continuity of Care

A program designed to provide a responsive system for individuals with HIV/AIDS discharging from TDCJ with discharge planning (linkage to appropriate services), and post-discharge follow-up to ensure engagement in services.

H. Medically Recommended Intensive Supervision (MRIS)

To provide early release from incarceration for offenders who suffer from mental illness or intellectual disabilities, or who are elderly, physically handicapped, terminally ill, or require long-term care, and who pose minimal public safety risk. This program provides immediate linkage to appropriate services, including medically appropriate residential plans.

XI. TDCJ CRIME STOPPERS “BEHIND THE WALLS”

A. Tip Communication Procedures

If an offender has information about a felony crime or wanted fugitive and this information leads to the arrest, indictment and/or charges filed, he shall be eligible to collect a cash reward of “up to” $1,000.

B. How Do Offenders Report Information to Crime Stoppers?

Write to: TDCJ CRIME STOPPERS P. O. BOX 1855 HUNTSVILLE, TX 77342-1855

Call: 800-832-8477

Offenders shall not be required to write their name, TDCJ number or return address on the outside of this sealed correspondence. Correspondence shall not be logged or inspected by TDCJ personnel. Writing to the TDCJ Crime Stoppers Program following the above instructions shall assure informant anonymity.

Offender Orientation Handbook 87 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0294

C. What Type of Information is Reported to Crime Stoppers?

Information provided to TDCJ Crime Stoppers concerning a crime needs to be as specific as possible to ensure that the appropriate investigative actions can be taken. Include a physical description of the suspect (example: race, sex, age, date of birth, height, weight, hair, and eye color). Also, include the name of the suspect, nicknames or street names used by the suspect, address, telephone number, employer, known hangouts and acquaintances and the location of the suspect. Be sure to include types of weapons and/or automobiles used by the suspect, and an explicit description of the date, time and type of crime committed. If you do not give complete information, an Office of Inspector General employee may contact you; however, the reason and purpose shall remain confidential.

D. Important Information

The TDCJ Crime Stoppers Program shall not be used to circumvent the grievance system or to report problems that you may have with TDCJ or its operations that are not criminal in nature.

XII. PROOF OF INCARCERATION PERIOD

A. Discharge Certificates

Upon release from the Texas Department of Criminal Justice offenders who either discharge their sentence or complete parole shall be issued either a Discharge Certificate or a Parole Certificate. These certificates are extremely important – offenders MUST keep these certificates. Upon release, these certificates may be required by potential employers, housing authorities, military personnel, schools/college, state license board and government agencies (Social Security Administration). These certificates are not duplicated.

B. Proof of Incarceration Period for State Jail offenders

Upon release, state jail offenders shall be given a “Proof of Incarceration Letter”. State jail offenders MUST keep these letters, which may be required by potential employers, housing authorities, military personnel, schools/colleges, state license board and government agencies (Social Security Administration).

Offender Orientation Handbook 88 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0295

Chapter 2

OFFENDER VISITATION RULES AND REGULATIONS

INTRODUCTION

The Texas Department of Criminal Justice (TDCJ or Agency) encourages offender visits consistent with security and classification guidelines. Offender visitation in TDCJ units shall be conducted in an accommodating manner, in keeping with the need to maintain order, safety of persons and security of the unit. However, visitation is a privilege and may be temporarily restricted for an offender or a visitor, if rule violations occur or security concerns exist. Visitation may also be temporarily discontinued during lockdowns and other serious incidents, such as escape, health related concerns or riot. The temporary vis it at ion s uspension shall be posted on the TDCJ website. Offender visitation is managed under the direction of each warden, and in accordance with the rules and guidelines outlined below in accordance with the TDCJ Offender Visitation Plan. All offender visits covered by the TDCJ Offender Visitation Plan are subject to be electronically monitored. Unless otherwise noted, these rules and guidelines apply to both general (non-contact) visits and contact visits.

Effective, April 21, 2014, the TDCJ developed and implemented an online process in which family and friends are able to check an offender’s eligibility status to receive visits. The following steps shall allow family and friends to look up an offender’s visitation eligibility.

SEA RCH A N OFFENDER’S VISITATION STATUS ELIGIBILITY ONLINE @ http://www.tdcj.texas.gov/ Go to the TDCJ Website (Homepage) – http://www.tdcj.texas.gov/

Locate “Quick Links” (right side of Homepage)

Click on “Offender Search” - enter information for one or more fields – then click “Search”

Click the “Name” Field - which contains the offender’s name

Scroll down to “Offender Visitation Eligible” Field

Click on the Field’s contents

Review the “Offender Visitation” page for helpful information before visiting

DEFINITIONS

“Contact Visits” are visits that are usually conducted inside the unit in a designated visiting area or outside the main building, within the fenced perimeter. Physical contact between offenders and visitors is allowed. Embracing and kissing is permitted once at the beginning and once at the end of each visit. Holding hands is permitted during visitation, as long as hands remain on top of the table in full view of staff. During visits, offenders and visitors are seated on opposite sides of the table, with the exception of the offender’s small children who may be held by the offender.

“Contraband” is any item not permitted into the secured perimeter of a unit, or in some cases, on TDCJ property. Also, any item brought into, or taken out of a unit, or in the possession of an offender, visitor or employee as defined in the Texas Penal Code, Section 38.11, is prohibited by the rules and regulations of the TDCJ, may also be considered contraband. These items include, but are not limited to, alcoholic beverages, controlled substances or any drug, firearms or deadly weapons, or any item brought onto TDCJ property with the intent to deliver to an offender, such as paper money, tobacco, lighter, matches,

Offender Orientation Handbook 89 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0296

cell phones, pagers, laptop computers, cameras, digital recorders or any other type of electronic or wireless devices.

“Current/Former Employee” for the purpose of this plan, includes anyone currently or previously employed by the TDCJ, or anyone currently or previously employed by an agent of the TDCJ, including a private prison vendor, Windham School District (WSD), University of Texas Medical Branch (UTMB), Texas Tech University of Health Science Center (TTUHSC), or any other similar entity.

“Director’s Review Committee” (DRC) is the central and final authority for all appeals related to the removal of persons from an offender’s Visitors List and offender contact visitation restrictions.

“Ex-Offender” for the purpose of this plan, is an individual who has been incarcerated in a state or federal institution, and released under mandatory supervision, parole, discharged, released from a Substance Abuse Felony Punishment (SAFP) facility or released on shock probation.

“Extended Visit” may be permitted at the discretion of the warden or designee for individuals traveling in excess of 250 miles one-way for visitation, if space allows. This may be for up to four hours in length.

“Family Liaison Officer” (FLO) is a TDCJ employee, such as a duty warden, who assists offenders’ immediate family members and other persons during visits with offenders and aids those persons in resolving problems that may affect permitted visits with offenders.

“General Visits” are conducted inside the main building of the unit in which no physical contact between offenders and visitors is possible or allowed. These visits are usually held in a designated visiting area where offenders and visitors are physically separated by a glass wall or partition. General visits are also referred to as non-contact and regular visits.

“Hardship Visits” allow children ages 16 and 17, who are on the offender legal guardian/parent Visitors List and do not have an adult to accompany them, to visit legally recognized guardians or parents who are incarcerated in the TDCJ.

“Immediate Family” for the purpose of this handbook, is a ceremonial, proxy, or common-law spouse, natural or adopted mother and stepmother; natural or adopted father and stepfather; natural or adopted children, stepchildren, grandchildren, and step-grandchildren; natural or adopted siblings stepsiblings; natural or adopted grandparents and step-grandparents; aunts, uncles, and persons related by marriage, which are in-laws: father, mother, daughters, sons, brothers, sisters, grandchildren, and grandparents.

“Offender” for the purpose of this handbook, is an individual in the custody of the TDCJ.

“Ombudsman Office” is a single point of contact for offender family members, elected officials, and members of the general public.

“Significant Other” for the purpose of this handbook, is a surrogate parent or a special relationship, such as a foster parent or legal guardian of an offender’s minor child that is verified by the warden.

“Special Visits” are visits that allow the warden or designee to permit contact or general visits or authorize special conditions of visits outside of the ordinary course of established visitation rules. The warden may delegate the authority to review and approve requests for special visits to a designee, such as duty warden, assistant warden, building major, or Unit Classification Committee (UCC) member. Offenders or visitors requesting a special visit shall submit the request in writing or via telephone or e- mail, for applicable units to the warden or designee.

“Split Visits” are visits that allow offenders and visitors to divide or breakup a visit in one- or two-hour increments. For example, during one two-hour special visit, two adults can visit during the first hour and two different adults can visit during the last hour; or during one four-hour special visit, two adults can visit during the first two hours and two different adults can visit during the last two hours. Both regular and

Offender Orientation Handbook 90 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0297

special visits allow a total of four adults to visit. Prior to being granted a split visit, the visitor shall inform the visitation officer of the desire to receive a split visit during the visitors’ check-in process.

“Visitor Identification” for visitors ages 18 and older, is a pictured and signed identification (ID) of one of the following: (1) state driver license; (2) state Department of Public Safety (DPS) ID card; (3) Armed Forces ID card; (4) passport; or (5) ID card issued by the United States Department of Homeland Security, U.S. Citizenship & Immigration Services (USCIS), such as Visa Border Crossing ID Card (USA B1/B2 Visa BCC). If an identification document other than a passport is used, the identification document shall contain a current physical address. Children 17 years of age and younger may be required to provide ID, such as birth certificate, ID card, or student ID card (student ID card shall be used only for children ages 17 and younger). Identification is required for hardship visitors. An exception is allowed for vic t ims of family violence who are certified as a crime victim to use a post office box address instead of a physical address.

“Victims of Family Violence” for the purpose of this handbook, are the victims of family violence who may be issued a card that indicates the individual has been certified as a crime victim and is entitled to protection. These individuals may visit using a post office box in lieu of a physical address, when presenting the certification card and a government ID. In particular, the attorney general is authorized under Texas Code of Criminal Procedure § 56.82 to protect the address information of victims of family violenc e.

“Visitors List” is the official approved list of names, phone numbers, and physical addresses of persons with whom the offender wishes to visit during authorized visiting hours. Each offender is allowed to have a maximum of 10 names on the Visitors List.

“Visitors List Change” for the purpose of this handbook, is the process of adding or deleting names from an offender’s Visitors List once every six months for institutional offenders and once every 60 days for state jail offenders.

“Visitors List Status Change” for the purpose of this handbook, is the process of updating information on an offender’s Visitors List at any time without the updated information being counted as a “Visitors List Change.” For example, changes to an address, phone number, relationship, adding a different last name, or any other similar updated information may be done at any time.

I. GENERAL INFORMATION

While it is recognized that unit assignments may create hardships for visiting, assignments are based on considerations other than offender or family convenience.

Each unit’s designated FLO, usually the duty warden, shall ensure offenders’ immediate family members and other persons are given assistance during visits with offenders and given assistance in resolving problems that may affect permitted contact with offenders. The duty warden has the ultimate responsibility for resolving any visitation problem. Other employees and TDCJ approved volunteers shall assist the duty warden in providing assistance to visitors. The volunteer may be able to offer general information regarding unit operations and rules for visitors. Copies of the I-218, “Offender Rules and Regulations for Visitation” booklet are prominently displayed at locations in the unit that are accessible to offenders and in areas accessible to vis it ors .

Visitation Schedule:

A. Periods of Visitation

1. Visits usually occur on Saturday and Sunday between 8:00 a.m. and 5:00 p.m.

2. Normally one visit per visiting cycle for eligible offenders are allowed.

Offender Orientation Handbook 91 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0298

3. Visiting cycles begin on Monday and end on the following Sunday. For example, if a visitor or an eligible offender desires to visit on Sunday and the following Monday, Monday begins the next visiting cycle. Therefore, if allowed to visit, this shall count as one visit for each week.

4. A regular visiting period is two hours in duration and begins when the offender is seated.

5. Due to visitation demand, the CID director may designate units to expand normal vis it at ion day s and hours to include Fridays.

Updated and regularly maintained Unit Visitation Schedules are located on the TDCJ website, under “Offender Search.”

B. Frequency of Visits

Generally, all offenders are permitted to have a total of one general or contact visit for a two-hour period each week, except during the Intake Process; Lockdown Status; Solitary Confinement; Administrative Segregation; and G5/J5/P5 custody offenders housed in the main compound.

Administrative segregation, death row, and G5/J5/P5 custody offenders housed in the main compound and other areas of visitation are detailed in Section IV. “Visits for Other Categories,” of this handbook.

The following offenders are eligible for visits, with the frequency as indicated:

Custody Level/Class Frequency Level 1 (G1, J1); Level 2 (J2 only) One contact visit/week Level 2 & 3 and Protective One contact visit/week Safekeeping (with SAT 3) (G2, G3, P2, P3, P6 and P7); Level 2 & 3 (G2, G3, P2, P3) Three contact visits/month Level 4 - (G4, J4, P4) State jail and Two contact visits/month institutional SAT 3 and 4 offenders with no disciplinary convictions for one year All other Level 4 (G4, J4, P4) One general visit/ week

Level 4 (G4) Special Penalty Two general visits/month GRAD offenders (CG) One general visit/week Protective Safekeeping (below SAT 3) Three contact visits/ month (P6 and P7) Outside Trusty (OT), SAFP (FT), & One contact visit/week IPTC (IT) Medical (MD), Mental Health (MH), & Based on computer recommended custody, Intellectually Impaired (II) which determines the type and frequency of visits

The number of contact visits allowed each month shall count toward the total number of vis it s as out lined above. Except in unusual circumstances, an offender shall not be scheduled for both a contact visit and a general (non-contact) visit on the same day or during the same week.

Offender Orientation Handbook 92 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0299

C. Visits Requiring Advance Scheduling

1. Visits may occur on holidays, except Christmas Day, that fall on a Monday or Friday, if scheduled in advance. Arrangements to schedule these visits may not be made on any holiday.

2. All arrangements to schedule visits shall be made through the warden’s office between 8:00 a.m. and 5:00 p.m. at least one day but not more than seven days prior to the visit.

3. Unit administration shall make every effort to accommodate visitors arriving late, if time and space is available.

D. Number of Visitors Allowed

1. Each eligible offender is allowed to have two adults, ages 18 and older, per visit. Children ages 17 and younger may visit without being counted in this number. The number of children allowed per visit is based on the amount of space available and the visitor’s ability to manage and control the children.

2. Each eligible offender is also allowed to have split visits.

3. Eligibility Criteria

An offender is eligible for a contact visit if the offender’s eligibility is reflected in the Mainframe computer records (that is, the offender Visitors List screen in the Inmate Master File computer program indicates when or if an offender is eligible to receive contact visits).

II. WHO CAN RECEIVE VISITS

A. Intake Processing

During the Intake process, each offender is asked to submit a list of not more than ten names of proposed visitors to the warden or designee, using the RO-1, request for placement on Visitors List. Each name submitted shall include the physical address and phone number of the proposed visitor and the visitor’s relationship to the offender. An offender, not a visitor, shall request to have a visitor added to the Visitors List. The visitor cannot request to be placed on an offender Visitors List. Offenders do not receive visits until the intake processing is complete and offenders are classified and assigned a custody.

B. Identification of Proposed Individuals on the Visitors List

The offender is required to identify all individuals on the proposed Visitors List who are on parole, mandatory supervision or have discharged a sentence for which the individuals were incarcerated. Persons with a criminal record are not automatically precluded from visiting. The nature and extent of the criminal record and the time lapse since the criminal activity are taken into consideration.

C. Newly-received offenders shall be given sufficient time to obtain visitors’ addresses and phone numbers for inclusion on the initial Visitors List.

Offender Orientation Handbook 93 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0300

D. Visitors List

1. Institutional offenders may request additions and deletions to the Visitors List once every six months. State jail offenders may make additions and deletions to the Visitors List once every 60 days.

2. Offenders are allowed to request Visitors List Status Changes on the Visitors List, using the RO-1, Request for Placement on Visitors List at any time without affecting a Visitors List date change. For instance, changes to an address, phone number, relationship, adding a different last name or any other similar updated information may be done at any time without causing a Visitors List date change. The procedures to change the offender’s Visitors List are outlined in the Visitors List Change/Status Change Update Procedures, Attachment A, TDCJ Offender Visitation Plan.

III. RULES FOR VISITS

A. Children Ages 17 and Younger

Children ages 17 and younger shall be accompanied by an adult who is listed on the offender’s Visitors List.

1. Hardship Visits

With prior written approval from the warden, children ages 16 and 17 and are on the offender’s Visitors List, may be allowed to visit a legal guardian or parent- offender, alone without an adult accompanying them. These accommodations are allowed for children ages 16 and 17 who do not have an adult to accompany them when visiting incarcerated legal guardian or parents.

A copy of the warden’s written approval obtained prior to the visit shall accompany the 16 or 17 year old when visiting and shall be filed in the offender’s unit file.

2. Child Victim Restrictions

An offender convicted and sentenced for current or prior crimes involving sexual offenses against children or offenses causing bodily injury to a child, during which the child victim was age 17 and under, is restricted from having contact visits with children 17 and under. The offender may have a general visit with a child age 17 and under only if the offender is the legally recognized parent of the child and the child was not the victim of the sexual offense or bodily injury. Before the visit may occur, the legal guardian or parent shall complete a Child Victim Restriction Affidavit attesting that the offender is the legally recognized parent of the child and the child was not the victim of any sexual offense or bodily injury for which the offender has been convicted or placed on deferred adjudication.

The Chief of Unit Classification shall enter the appropriate administrative denial (“VR”) in the offender’s records. This restriction is based on the propensity for repetitive acts of this nature, and the nature of the intimacy involved in contact visits with children. This restriction is imposed in the interest of visitor safety and the security of the institution, as well as to ensure that criminal acts against children which are of a sexual or assaultive nature do not occur during contact vis it at ion.

Offender Orientation Handbook 94 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0301

This is not to be confused with those few exceptions when a child should be allowed to see a sex offender, usually a parent in a controlled group environment supervised by Sex Offender Treatment Program (SOTP) psychologists. It is not intended to be used to prohibit family participation in counseling groups as a part of the SOTP. These exceptions shall only occur with the approval of the SOTP Clinical Director.

Offenders may file a grievance or appeal to the DRC for removal of a “VR” code.

B. Approval Process

1. The warden or designee shall review the list of names submitted by the offender and approve or deny these persons for visitation using the RO-1, Request for Placement on Visitors List.

2. Each offender is given a copy of the offender’s approved Visitors List. The original offender’s Visitors List shall remain with the offender’s travel card. The names, addresses, relationship and phone numbers of each offender’s approved vis it ors shall also be maintained on the TDCJ Mainframe computer system.

C. Visitor Notification

1. When an offender receives a TDCJ number, initial unit of assignment or is transferred to a new unit of assignment, the offender is responsible for notifying all persons on the offender’s Visitors List of this information including the unit’s mailing address, visitation schedule (to include frequency and length of visits, visitation periods and any other similar information) and number of visitors allowed per visit. The Offender Orientation Handbook (English and Spanish) is located on the TDCJ website at: http://www.tdcj.state.tx.us/documents/Offender Orientation Handbook English.pdf.

2. The offender is responsible for notifying ex-offenders, who are not immediate family members that they are required to wait 24 months from their release date before being eligible to visit.

The offender is also responsible for notifying immediate family members who are ex-offenders to bring written permission from the individual or agency supervising the conditional release and also notify the respective warden prior to visiting. Permission from the supervising agency shall be filed in the offender’s unit file and is only required once.

The duty warden has the authority to make the final determination whether an ex- offender is allowed or not allowed to visit an offender based on safety and security concerns.

3. Visitation Restriction

a. When an offender’s visitation privileges are in any way restricted or suspended, such as offender is placed in solitary confinement; or the offender’s contact visitation privileges are administratively suspended by a UCC member, the offender is responsible for notifying the individuals on the Visitors List by mail as to the type and length of the visitation restriction or suspension. In cases where an offender’s general visitation privileges have been restricted due to the offender’s placement in solitary confinement, and notification by mail is not possible before the visitors

Offender Orientation Handbook 95 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0302

are expected, the offender should notify the warden or designee, who shall attempt to contact the visitors by telephone.

b. In the event an offender is placed on the Critically Ill List, unit medical staff shall notify the warden or designee who shall make the appropriate notifications to the next of kin in accordance with AD-06.10, “Notification Regarding Critically Ill Offenders.”

D. Visitor Identification

The CID is authorized to maintain a Visitor’s Tracking System.

1. Prior to entering the visitation area, all vis itors ages 18 and older shall provide the required ID as defined by this handbook.

2. If the visitor’s ID is questionable or not acceptable, further verification is required, such as birth certificate, pictured credit card or other official ID. Children 17 and younger may be required to provide an ID, such as birth certificate, DPS ID, or student ID) if the child’s age is questionable due to physical maturity of the child. Student IDs may be used only for children ages 17 and younger.

VISITATION CRITERIA

Shall be Accompanied Age On Visitors List ID Required by an Adult Yes No Yes No Yes No 17 & younger √ √ √ 18 & older (Adults) √ √ √ *Children ages 16 and 17 who have been approved for a Hardship Visit shall be on the offender Visitors List and are required to provide ID, such as student ID card, birth certificate, or state Department of Public Safety ID card.

3. Visitors shall provide the following information prior to entering the unit or the unit’s designated security checkpoint:

a. Name and TDCJ number of the offender to visit;

b. Visitor’s relationship to the offender;

c. Visitor’s current physical address and phone number; and

d. Written permission from the individual or agency supervising visitors on parole or mandatory supervision, if applicable.

4. The correctional officer in charge of visitation shall verify all vis it ors ’ approval prior to allowing the visit. Questions regarding identity shall be referred immediately to the duty warden.

Offender Orientation Handbook 96 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0303

E. Visitor and Vehicle Searches

1. All vehicles and visitors are subject to search prior to entering TDCJ property. Visitors shall be screened by a metal detector prior to entering the visitation area in accordance to TDCJ policies. Pat search shall be conducted by a security staff of the same gender; however, metal detector screening may be performed by either gender. Visitors shall be screened in a sheltered area during inclement weather.

Children under 18 shall not be pat searched by TDCJ security staff but shall be screened by TDCJ security staff using a hand-held or walk-through metal detector.

Parents, guardians or accompanying adults are responsible for ensuring visiting children are free of any contraband prior to entering a TDCJ unit.

Any visitor refusing a search procedure shall be required to leave TDCJ property.

Each unit shall have a sign listing these procedures posted at the vehicle check- in point at units that use vehicle check-in points and the visitor check-in point. The signs shall be posted in both English and Spanish. It is a mandatory requirement that all visitors shall be screened and searched inside a sheltered area if inclement weather exists.

2. All visitors shall leave any metal objects or material capable of causing injury, abetting escape, or otherwise causing a threat to the safety or security of the unit in a secure vehicle. The duty warden has the authority to make a final determination whether an object is prohibited. All hand-carried items shall be searched.

EXCEPTION: If a visitor has a pacemaker, or any other type of medical implants, the visitor shall have written documentation from a physician or pacemaker manufacturer indicating that the metal detector screening may cause the visitor’s pacemaker to malfunction. Once this documentation is presented to security, the vis it or shall submit to a pat search.

3. No internal body cavity searches of visitors shall be conducted. Strip-searches of vis it ors shall only be conducted if the visitor agrees in writing using the Consent To A Strip Search Form, and the duty warden gives prior approval for the strip search based on reasonable cause. In making the decision to authorize a strip- search, the duty warden shall evaluate the grounds asserted to justify the search, including:

a. Knowledge, as a result of visual inspection or use of a metal detector that the visitor may be carrying contraband;

b. The apprehension of the visitor while passing or attempting to pass contraband to an offender or another visitor; or

c. Other sufficient reason to believe a search is warranted.

Offender Orientation Handbook 97 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0304

F. Contraband Items

Visitors shall not possess or introduce into the secured perimeter of a unit, or in some cases, on TDCJ property, any items defined as contraband or any articles, instruments or substances specifically prohibited by state law or policies and rules of the TDCJ.

If there are questions regarding an item, the duty warden has the authority to make a final determination. The following are defined as contraband items and are distinguished as items not allowed on TDCJ property or items not allowed inside the secured perimeter of a unit:

Contraband Items Not Allowed on TDCJ Property

1. Any intoxicating beverages, for instance a beverage containing any amount of alcohol or drugs used for the purpose of altering one’s mental state;

2. Any controlled substance, as defined by Texas Health and Safety Code § 481.002, or dangerous drugs, as defined by Texas Health and Safety Code § 483.001, and any other substance or item not otherwise permitted by Texas Penal Code § 38.11; and

3. Any instrument that may be used in affecting or attempting to affect an escape.

G. Contraband Items Not Allowed Inside the Secured Perimeter of a Unit

Knives, drugs, medications, except medication with written authorization from the visitor’s physician. Food items, purses, diaper bags, briefcases, baby strollers, , dolls, photographs or photograph albums, paper money, tobacco, lighters, matches, cell phones, pagers, laptop computers, cameras, digital recorders, or any other type of electronic or wireless devices or any other non-authorized items.

H. Permissible Items

1. Visitors are permitted to bring into the unit a small wallet, clear plastic bag, Ziploc ® type or change purse.

2. Visitors may bring coin money in an amount not to exceed $25 Visitors who violate this rule may have the visit denied and may be removed from the offender’s Visitors List.

3. Visitors with infants or small children may bring no more than three diapers, a supply of baby wipes and two baby bottles or a “sippy” cup for toddlers into the unit. These items shall be stored in a clear plastic bag.

4. Visitors are allowed to purchase soft drinks and snacks from the vending machines for offenders during general and contact visits, but the items shall be consumed during the visit.

I. Supervision of Visits

1. Each warden shall establish procedures to ensure all visits are conducted in a quiet and orderly manner.

2. Assigned staff shall constantly monitor against the passing of contraband between offenders and visitors, as well as between offenders.

Offender Orientation Handbook 98 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0305

3. Offenders shall be pat or strip-searched prior to entering the visitation area and strip-searched prior to leaving the visitation area. After completing the vis it , t he offender shall immediately leave the visitation area and shall not be given the opportunity to return to the visitation area or any part thereof.

4. Offenders who are allowed to take a restroom break during the visit shall be strip- searched when exiting and pat or strip-searched when re-entering the visitation room. Time taken for restroom breaks shall be considered as part of the visiting period.

J. Offender Rules

1. Offenders shall wear TDCJ-issued pants, with shirts tucked in, and TDCJ-issued or commissary-purchased shoes. Offenders may wear TDCJ-issued or commissary-purchased t-shirts, thermals, and wedding rings (band-type only with property papers) during visits. If the offender wears commissary-purchased shoes to a visit, the offender shall have proof of ownership for the shoes in their possession. Any offender not producing proof of ownership for the commissary- purchased shoes may have the visit terminated, the shoes confiscated, or be provided a pair of TDCJ-issued shoes to complete the visit.

2. Offenders shall not pass items to other offenders or visitors.

3. Offenders shall not be loud or boisterous during visits.

K. Visitor Rules

1. Dress Code

a. Conservative dress is encouraged for all visitors. The duty warden shall make the final decision on whether the visit should be denied based on clothing.

b. Shorts and skirts no shorter than 3” above the middle of the knee when standing, capri pants, or long pants are allowed.

c. Length is not restricted for pre-adolescent boys and girls; generally ages ten and younger.

d. Sandals, flip-flops and open-toes shoes are allowed.

e. Sleeveless shirts and dresses are allowed, however the shirts and dresses shall cover the shoulders.

f. Clothing with pictures or language that may be considered profane or offensive by current public standards is not allowed.

g. Clothing that is tight fitting, revealing, or made with see-through fabrics is not allowed. Sleeveless shirts and dresses are allowed, but shall cover the shoulders.

2. Visitors are prohibited from engaging in the following activities:

a. Loitering around the unit’s front gate, parking lot, or perimeter pickets;

b. Walking along the perimeter road;

Offender Orientation Handbook 99 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0306

c. Photographing buildings, fences, or other parts of the unit;

d. Playing radios loudly; or

e. Yelling at offenders.

3. Children shall not be left unattended.

4. Visitors are not allowed to switch from visiting with one offender to another. This conduct may cause the visit to be terminated and possibly the visitor’s name removed from the offender’s Visitors List.

5. Removal of Articles from the Unit

a. Without approval from the duty warden, no visitor may take any article from TDCJ property, such as gifts from offenders, excess personal property items, or craft items.

c. Transfer of offender property or craft items to visitors shall be managed in accordance with AD-03.72, “Offender Property” and AD-14.59, “Offender Piddling and Craft Sales.” Monies for payment of craft items may be arranged in advance with the warden or designee.

L. Denial of Visits/Visitors

1. When there is reason to believe that a forthcoming visit, or a particular visitor, may compromise the safety and security of offenders, staff or the unit, the duty warden or designee have the authority to cancel the visit or deny a particular individual permission to visit on that day. In addition, the duty warden or the UCC may remove an individual’s name from an offender’s Visitors List when there is cause to believe the visitor may compromise the security of the unit or safety of offenders and staff.

2. The specific reasons for cancelling a visit, denying a visitor or removing a visitor from an offender’s Visitors List shall be documented on the TDCJ Offender Visitation Denial Form and the Denial Log. A copy of the TDCJ Offender Visitation Denial Form shall be provided to the denied visitor and the offender, and the original shall be filed in the offender’s unit file.

3. A visitor shall be denied permission to visit and may have the visitor’s name removed from the offender’s Visitors List if, the visitor:

a. Appears to be under the influence of drugs or alcohol;

b. Refuses or fails to produce identification or falsifies identification information;

c. Refuses to be searched or refuses to allow the vehicle to be searched;

d. Misrepresents the relationship; or

e. Knowingly violates any TDCJ visitation rule.

Offender Orientation Handbook 100 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0307

4. An offender may appeal the decision to remove an individual’s name from the offender’s Visitors List through the offender grievance procedures or by submitting a written appeal to the DRC.

5. Additionally, a denied visitor shall be notified by the warden or designee of the right to appeal the decision to be removed from an offender’s Visitors List to the DRC. The appeal shall be submitted within 14 days of the date on the written notice. If the appeal is denied, the individual may submit another appeal six months after the denial.

M. Termination of Visits in Progress

1. The duty warden has the authority to terminate an offender’s general or contact visit while the visit is in progress , if the offender violates established TDCJ offender rules and regulations. Visits may also be terminated if the offender’s visitors do not comply with the rules and regulations established for visitors, including but not limited to failure to prevent children from disturbing other individuals in the visiting area.

2. Prior to terminating a visit, less severe alternatives should be attempted if appropriate. This should include warnings to the offender or visitors of improper conduct which, if continued, shall result in the visit being terminated and may cause the visitor’s name to be removed from the offender’s Visitors List.

N. Suspension of General Visits

Loss of general visitation privileges cannot be imposed as a punishment upon conviction for a disciplinary violation. However, general visitation privileges shall be suspended while offenders are in solitary confinement. Visitation privileges may be suspended for offenders on lockdown status in accordance with AD-03.31, “Unit Lockdowns Procedures.”

IV. VISITS FOR OTHER CATEGORIES

A. Developmental Disabilities Program (DDP) and Psychiatric In-Patient

Determinations regarding visitation for offenders in a DDP Sheltered Facility or psychiatric in-patient facility shall be made on a case-by-case basis by the offender’s Program Treatment Team according to the following criteria.

1. Psychiatric in-patients are allowed contact visits in accordance with the computer recommended custody. Offenders who have no disciplinary for 12 consecutive months shall be allowed to receive contact visits with immediate family members. These offenders shall be reviewed and approved by the Program Treatment Team which consists of a psychiatric or rehabilitation aide supervisor or designee, and with the warden’s approval.

2. Visitation for all psychiatric in-patient facilities may be scheduled for any day of the week, at the discretion of the warden or designee and the Program Treatment Team.

B. Psychiatric Out-Patient

Psychiatric out-patients are eligible for general and contact visits in accordance with the offender’s custody.

Offender Orientation Handbook 101 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0308

C. Transient Status

Offenders in transient status or housing except those undergoing intake processing are eligible for general visits in the same manner as all other general population offenders. Contact visitation for these offenders is allowed in accordance with the criteria and procedures outlined in these rules and at the discretion of the warden or designee, as in cases where offenders are being housed in transient status due to a protection investigation.

D. Safekeeping Status

Offenders in safekeeping status are eligible for general and contact visits in accordance with the same criteria and procedures as all other general population offenders.

E. Pre-Hearing Detention

Offenders in pre-hearing detention are not allowed to have contact visits while in this status, irrespective of custody level or time-earning status. However, these offenders are allowed to have general visits in accordance with the same criteria and procedures as general population offenders.

F. Lockdown Status

Offenders on lockdown status may not be allowed visitation in accordance with AD-03.31, “Unit Lockdowns Procedures” and the unit’s progressive release lockdown schedule.

G. Solitary Confinement

All visitation privileges are suspended while offenders are in solitary confinement. In cases where the offender is placed in solitary confinement, and timely notification to the vis it or by mail is not possible the offender should notify the warden or designee, who shall attempt to contact the visitors by telephone.

H. Administrative Segregation and Expansion Cellblock

1. General Visits

Offenders in administrative segregation (security detention) or G5 in expansion cellblocks are allowed general visits based on the administrative segregation level to which they are assigned, as outlined below. Special security procedures may be used during visitation periods to ensure the safety and security of all offenders, visitors, staff and the unit.

Security Detention Level # of Visits Allowed Level I One general vis it / week Level II Two general visits/month Level III One general visit/month

2. Expansion Cellblocks

a. Offenders assigned to expansion cellblock facilities (separate cellblocks at the Estelle, Lewis, Smith, Allred and Clements Units designed to house G5 and administrative segregation offenders) shall receive scheduled visits during the week due to the physical configuration of the facilities.

Offender Orientation Handbook 102 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0309

b. Visits for administrative segregation and G5 offenders in expansion cellblock facilities shall be scheduled in advance through the warden’s office between 8:00 a.m. and 5:00 p.m. (Monday through Friday), at least one day, but not more than seven days prior to the visit. However, at the warden’s discretion, offenders may receive unscheduled general visits during the weekend.

c. Other units that house administrative segregation offenders other than the expansion cellblock facilities may be designated to receive scheduled visits during the week.

I. Death Row

1. Death Row offenders are not allowed contact vis its. Generally, visits are two hours in duration. Special security procedures may be used during visitation periods to ensure the safety and security of all offenders, visitors, and staff as well as the security of the unit.

Custody Level # of General Visits Allowed Work Capable & Level I One visit/week Level II Two visits/month Level III One visit/month

2. Visitation is held on the following days, except on holidays:

Polunsky Mountain View Monday (8:00 a.m. - 5:00 p.m.) Monday (8:00 a.m. - 5:00 p.m.) Tuesday (8:00 a.m. - 5:00 p.m.) Tuesday (8:00 a.m. - 12:00 p.m.) Wednesday (8:00 a.m. - 12:00 p.m.) Wednesday (8:00 a.m. - 5:00 p.m.) Thursday (8:00 a.m. - 5:00 p.m.) Thursday (8:00 a.m. - 5:00 p.m.) Friday (8:00 a.m. - 5:00 p.m.) Friday (8:00 a.m. - 5:00 p.m.) Saturday (5:30 p.m. - 10:00 p.m.) Saturday (5:30 p.m. - 9:30 p.m.)

3. Death row visitation may be scheduled by appointment during high-traffic times or due to the physical configuration of the unit visitation room. Scheduling is used to ensure the minimum amount of wait time for visitors and most efficient use of the visitation room. Visitation at the is scheduled with the warden’s office. Visitation at the Polunsky Unit is held on a first-come, first- served basis, except for Saturday evenings, which is scheduled by appointment. Special visits are conducted at the warden’s discretion.

4. Attorney Visits

Death row offender visits with attorneys are governed by BP-03.81, “Rules for Governing Offender Access to the Courts, Counsel, and Public Officials.” An attorney visit shall not count against a death row offender’s visits.

5. Death Row Ministerial and Spiritual Advisor Visitation Guidelines

Outside ministerial and spiritual advisor visits are permitted on a case-by-case basis at the discretion of the warden or designee and shall be conducted in accordance with AD-07.30, “Procedures for Religious Programming,” and the TDCJ Offender Visitation Plan. Permission for visits with spiritual advisors who are not listed on the offender’s approved Visitors List may be obtained from the warden. Spiritual advisors shall provide credentials indicating official status as a

Offender Orientation Handbook 103 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0310

member of the clergy, in accordance with AD-07.30, in order to obtain permission to visit.

a. Special exceptions regarding spiritual advisor visitation are extended to death row offenders who are within 30 days of their execution date.

b. Death row offenders may visit with their spiritual advisors at a prearranged time, for two hours, on a regular death row visiting day.

c. A death row offender may have a spiritual advisor visit and a regular visit on the same day. However, the spiritual advisor may not have a spiritual advisor visit and a regular visit with the same offender on the same day.

d. A spiritual advisor visit shall not count against a death row offender’s regular visits.

e. Designating the Spiritual Advisor

(1) Each death row offender may designate in writing one outside spiritual advisor for witnessing purposes.

(2) The designated spiritual advisor may be changed at the request of the death row offender if adequate prior notice is given.

(3) In responding to requests for such visits, priority is given to offenders who have not recently had outside ministerial or spiritual advisor visits, and spiritual advisors who travel great distances to visit.

(4) Spiritual advisors requesting visits shall contact the unit Offender Records Department on weekdays between 8:00 a.m. and 5:00 p.m. by calling 254-865-7226 (Mountain View) or 936-967-8020 (Polunsky) to schedule a visit.

(5) No more than three outside spiritual advisor visits shall be scheduled for death row any single visiting day, except at the discretion of the warden.

(6) Visitation is scheduled based on availability of time, space, and staff.

6. Media Visits

Press interviews of death row offenders are scheduled through the Public Information Office.

Polunsky Unit Mountain View Unit Wednesday 1:00 p.m. to 3:00 p.m. Tuesday, 1:00 p.m. to 3:00 p.m.

Special security procedures, such as security cages may be used during the visitation periods to ensure the safety and security of offenders, visitors, staff and the unit.

Offender Orientation Handbook 104 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0311

J. Level 5 (G5/J5/P5) Offenders in the Main Compound

Offenders with the below custody who are housed in the Main compound shall receive visits as indicated below.

Custody Level Frequency/General Visits Level 5 (G5, J5, P5) Two general visits/month Level 5 (G5, J5, P5) offenders on One general visit/month special penalty cell restriction

All visits are limited to two hours in duration and occur on Saturday and Sunday between 8:00 a.m. and 5:00 p.m.

Units identified with high visitation frequency shall allow visitation Saturday and Sunday between 7:00 am. and 5:00 pm.

V. CONTACT VISITATION

A. Contact Visits

Both indoor and outdoor contact visitation are located on most TDCJ units. For outdoor contact visits, covered picnic type tables or similar seating arrangements are available. Contact visits may be held outdoors if weather permits. The duty warden shall determine when inclement weather conditions or some other uncontrollable situation which would prohibit the use of outdoor contact visitation.

1. Offenders shall complete the intake process and be incarcerated in the TDCJ for a minimum of 60 days from the current TDCJ receive date prior to becoming eligible for contact visitation. General visits are allowed anytime during this process as specified by the warden.

2. State jail offenders shall complete the intake process and be incarcerated in the TDCJ for a minimum of 30 days from the current TDCJ receive date prior to becoming eligible for contact visitation. General visits are allowed at anytime during this process as specified by the warden.

B. Eligibility Criteria

An offender is eligible for a contact visit if the offender’s eligibility is reflected in the Mainframe computer records.

C. Contact Visitation Scheduling

1. Offenders eligible to receive contact visits may select the week for the visitation; they shall not be restricted to a designated week for contact visitation.

2. In the event the computer becomes inoperable prior to or during any part of the contact visiting hours, and a unit is unable to determine which offenders are eligible to have contact visits, the duty warden shall have the authority to provide offenders with general visits on that day. Eligible offenders are permitted to have contact visits on a subsequent day (which may be during the same week at the warden’s discretion).

Offender Orientation Handbook 105 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0312

D. Visitors Approved for Contact Visits

1. Contact visits are limited to the eligible offender’s immediate family to include the following procedures for ceremonial, proxy, common-law spouse and significant other categories.

2. Spouse

a. Ceremonial

The person listed as an offender’s spouse on the offender’s Visitors List is eligible for contact visits. Any change of an offender’s spouse on the Visitors List shall be verified by the warden or designee, that is, proof of divorce shall be provided by the offender when a change in spouse is requested on the Visitors List). A copy of the marriage license or other acceptable legal documents shall be used for verification.

b. Proxy

A marriage in which an applicant is unable to appear personally before the county clerk to apply for a marriage license or to participate personally in the marriage ceremony.

A copy of the executed proxy marriage license or other acceptable legal documents shall be used for verification.

c. Common-law

A common-law marriage cannot include a party who is age 17 or younger. A common-law marriage is when a man and woman agree to be married and after the agreement live together as husband and wife and represent to others that they are married.

Acceptable documentation for establishing a common-law marriage status is a Declaration and Registration of Informal Marriage. A declaration of informal marriage shall be executed on a form provided by the Bureau of Vital Statistics of the Texas Department of State Health Services and provided by the county clerk. In absence of a Declaration and Registration of Informal Marriage, both the offender and the common-law spouse may submit to the warden an Affidavit of Informal Marriage form declaring the marriage. The offender may use an unsworn affidavit under penalty of perjury (Texas Civil Practice and Remedies Code §§ 132.001 – 132.003. However, the common-law spouse shall provide an affidavit certified by the county clerk or notarized by a Notary Public. Any other form of registration acceptable to the Bureau of Vital Statistics is considered acceptable proof of marriage. A copy of the documents shall be placed in the offender’s unit file.

3. Significant Other

Special Relationship or Surrogate Parent

A person having a special relationship or surrogate parent with an offender may be eligible for contact visits, if the relationship is verified and approved by the warden or designee. A surrogate parent is generally defined as a person with whom the offender resided as a minor for a significant amount of time. For

Offender Orientation Handbook 106 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0313

example, foster parents, and the legal guardian of an offender’s minor child, to include the parent of the child, are eligible if the relationship to the offender is verified by t he warden or designee. The warden or designee shall have the authority to assess the relationship and determine if the proposed visitor qualifies as a special relationship or surrogate parent.

4. Non-immediate family members

The warden or designee may approve non-immediate family members for contact visits with offenders who, although eligible, are not able to have contact visits with immediate family members , for the offender has no immediate family, family members are located too far away for visitation, no immediate family members or visitors from other categories have been approved for contact vis it at ion or other similar situations.

5. Offenders assigned to G1/J1/OT custody are allowed to have a contact visit with any person on the offender’s Visitors List.

E. Contact Visitation Suspension

Disciplinary Process

Contact visitation is a privilege granted to offenders based on positive institutional behavior and is subject to suspension either through the unit disciplinary process as a result of institutional rule violations or administratively suspended or denied for safety and security reasons.

Length of Contact Visitation Suspension Resulting from Disciplinary Convictions:

1. Minor Disciplinary Hearings

Offenders who are eligible for contact visits and found guilty of minor disciplinary violat ions by a minor hearing officer may have contact visitation privileges suspended for a minimum of one visit or a maximum of two months from the date of conviction. Offenders whose contact visitation privileges are suspended shall continue to be eligible for a general vis it .

2. Major Disciplinary Hearings

Offenders who are eligible for contact visits and found guilty of major disciplinary violations by a Disciplinary Hearing Officer (DHO) through the major disciplinary hearing process, may have contact visitation privileges suspended for a minimum of one visit or a maximum of four months from the date of conviction.

Offenders whose contact visitation privileges are suspended shall continue to be eligible for a general vis it , unless housed in solitary confinement, or as otherwise provided herein.

3. When disposition through the unit disciplinary process includes suspension of contact visitation privileges, the minor hearing officer, minor hearings only or DHO, major or minor hearings, shall document the date the suspension shall end on the offender’s I-47MA or I-47MI, TDCJ Disciplinary Report and Hearing Record form.

Offender Orientation Handbook 107 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0314

F. Administrative Suspension

1. Contact visitation privileges may be administratively suspended by the UCC upon the determination that contact visits for the offender would be detrimental to the safety or security of other offenders, vis it ors , staff or the unit.

2. Reinstatement of contact visitation privileges is determined by the UCC.

VI. EXTENDED VISITS

Permission for extended visits of a maximum of four hours may be requested through the warden or designee for visitors whose residence is 250 or more miles in distance, one-way, from the offender’s unit of assignment, as indicated by the Bing mileage guide found at http://bing.com/maps/. The warden shall make every effort to allow extended visits, if time and space allow.

VII. SPECIAL VISITS

A. General Procedures

The warden or designee may permit special visits, contact or general, or authorize special conditions for visits outside of the ordinary course of established visitation rules. The warden may delegate authority to review and approve special visits to a designee such as, duty warden, assistant warden, building major or the UCC. Visitors requesting a special visit shall submit the request in writing or via telephone or e-mail, for applicable units, to the warden or designee. Offenders requesting a special visit shall submit the request in writing or via telephone or email, for applicable units, to the warden or designee.

The warden or designee shall review the request and notify the requestor of the denial or approval of the special visit.

B. Long Distance Traveled

Special visits may be granted for a total of eight hours visiting with a maximum of four hours per day on two consecutive days, for visitors traveling over 250 miles one way. Visitors are encouraged to call during the week to verify special arrangements; however, the duty warden shall make every effort to allow special visits, if time and space allow. Only one special visit may be held each month. Permission for a special vis it due t o distance traveled shall not usually be granted if the visitor has visited more than once in the past month.

C. Spiritual Advisors

Permission for visits with spiritual advisors may be obtained from the warden. Spiritual advisors shall provide one of the following forms of identification in order to obtain permission to vis it as outlined in AD-07.30, “Procedures for Religious Programming”:

1. Minister ID card supplied by the authorizing denomination or religious group;

2. License or Ordination certificate;

3. Official letter from an organized religious body or congregation indicating the status of the letter holder as an official representative of the religious body or congregation; or

Offender Orientation Handbook 108 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0315

4. A current listing as a clergy person in an official listing of ministers/clergies from an organized religious body.

D. Prospective Employers

Permission for visits with prospective employers who are not listed on the offender’s Visitors List may be obtained from the warden. Prospective employers shall provide ID in order to obtain permission to visit. A standard picture ID is required, as previously described, and proof that the individual represents a viable business, such as company letterhead, business card or letter from the company’s headquarters or human resources department.

E. Critically Ill List

Critically ill is the gravest medical condition, when death is an acute concern. The determination of the status of an offender is to be made by a physician only and not based on the assumptions of security staff.

1. TDCJ Units

Offenders who are placed on the critically ill list by a licensed physician, to include offenders listed as non-ambulatory, are allowed to receive visitors in the unit infirmary or medical department at the warden’s discretion with the presiding physician’s medical consensus. The presiding physician shall make the determination regarding the offender’s ability to receive visitors. The warden may provide alternate means for visiting these offenders on a case-by-case basis, such as scheduling a visit during the week by special arrangement.

2. Free-World Hospitals

If the offender is in a free-world hospital, visitation usually does not take place. However, in exceptional circumstances, family visitation may occur as considered appropriate by the warden, chaplain, and free-world hospital administration. Factors taken into consideration shall include the seriousness of the illness, as determined by the presiding physician, security needs, and the hospital’s physical structure or location.

3. Hospital Galveston

Critically ill offenders are allowed visits seven days a week at Hospital Galveston. The presiding physician determinates whether an offender is critically ill.

F. Hospice Offenders

Offenders in the Hospice Program, or offenders diagnosed as terminally ill who receive only palliative (comfort) care, are allowed to receive visits seven days a week between the hours of 8:00 a.m. and 5:00 p.m., within the unit infirmary setting, subject to approval of the warden and medical provider. All visits shall be coordinated through the Chaplaincy Department.

1. Infirmary

a. Visitors entering the infirmary shall be immediate family members or on the offender’s Visitors List.

Offender Orientation Handbook 109 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0316

b. Visiting children shall be immediate family members. Children ages 15 and younger shall visit in the regular visitation area. Only individuals ages 16 and older shall be permitted to go into the infirmary to visit at the warden’s discretion.

c. A maximum of four adults at a time shall be permitted to visit an offender in the infirmary.

d. Exceptions can be made due to the deterioration of the offender’s health at the warden’s discretion.

2. General Visitation Area

a. Offenders whose health condition permits may receive visits in the existing visitation area.

b. Offenders receiving visits in the existing visiting area may visit with anyone on the offender’s Visitors List.

c. All other visitation issues shall be in accordance with Agency policies.

G. Non-Legal Visits Between Offenders

Permission for special, non-legal visits between offenders may be granted under the conditions outlined below. Final approval from the State Classification Committee (SCC) shall be obtained in those cases where the offenders are assigned to different units and approval of the visit necessitates a temporary unit transfer.

1. Eligibility Criteria

Offenders shall meet the following criteria in order to be approved for a visit with another offender.

a. The offenders shall be related by blood or marriage;

b. Both offenders shall have been in the TDCJ for a minimum of six months and have demonstrated satisfactory institutional adjustment, such as no major disciplinary cases for six months;

c. Each offender shall be listed on the other offender’s Visitors List;

d. The offenders shall not have had a non-legal visit with another offender in the TDCJ within the last 12 months; and

e. Visits between institutional and state jail offenders is not permitted.

2. Approval Process

a. An offender shall submit a written request to the warden to obtain approval for a visit with another offender. If approved, the warden shall forward the request to the warden of the offender to be visited via e-mail.

b. If both wardens approve the visit, the request shall be submitted to the SCC via e-mail for review. If approved, the SCC shall schedule the visit and notify the wardens involved. If the visit is denied, the SCC decision

Offender Orientation Handbook 110 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0317

shall be documented. Offenders may appeal such denials through offender grievance procedures or the DRC.

VIII. Current and Former TDCJ Employee Visits

A. Current and former employees may be included on an offender’s Visitors List if the following conditions exist:

1. The relationship between the offender and the current or former employee or between the current or former employee’s spouse and offender was established prior to the offender’s incarceration;

2. The current or former employee reported the relationship to Agency officials in accordance with PD-22, “General Rules of Conduct and Disciplinary Action Guidelines for Employees;” and

3. The current/former employee is an immediate family member.

B. If a former employee does not meet all of the above three criteria, the former employee shall not be allowed to visit for 24 months after the employee’s date of separation from employment with the Agency. After expiration of the 24-month time period, the former employee may be reviewed for visitation privileges by the DRC. The offender shall submit an RO-1, Request for Placement on Visitors List and RO-2, Visitation Approval Form-Current/Former TDCJ Employee to request that the former employee be added. Documented security concerns the former employee delivered or attempted to deliver contraband to the offender while still an employee or had an inappropriate relationship with the offender while employed may cause disapproval of the request. If the former employee is approved, the visitor may be added to the list immediately, even if the offender is not eligible for a Visitors List change. If denied, the offender may appeal through the Offender Grievance Procedures or the DRC.

IX. Attorney Visits

Offender visits with attorneys shall be governed by BP-03.81, “Rules Governing Offender Access to the Courts, Counsel, and Public Officials.”

X. Legal Visits Between Offenders

In accordance with BP-03.81, “Rules Governing Offender Access to the Courts, Counsel, and Public Officials,” offenders are permitted to assist or advise each other on all legal matters.

Offender Orientation Handbook 111 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0318

CHAPTER 3

UNIFORM OFFENDER CORRESPONDENCE RULES

I. GENERAL RULES AND INSTRUCTIONS REGARDING CORRESPONDENCE

A. Permissible Correspondents

An offender may correspond with as many persons as he or she chooses, except as restricted by this policy, BP-03.91, “Uniform Offender Correspondence Rules.”

B. Restricted Correspondents

1. Other Offenders

Offenders may not correspond with other offenders unless:

a. The offenders are immediate family members (parents, step-parents, grandparents, children, step-children, spouses, common-law spouses, and siblings, aunts and uncles);

b. The offenders have a child together, as proven through a birth certificate and the parental rights have not been terminated;

c. The offenders are co-parties in a currently active legal matter; or

d. The offender is providing a relevant witness affidavit in a currently active legal matter.

Prior to an offender being approved to correspond, relationship issues shall be verified through the records office and legal matters shall be verified through the access to courts department.

2. Negative Mailing List

Offenders shall be denied permission to correspond with persons on their negative mailing list. Persons on that list may be:

a. Minors whose parents or legal guardians object in writing to the correspondence, except an offender’s own child or step-child (unless the child or step-child is the offender’s victim as described in subsection 3 of “Restricted Correspondents”);

b. Individuals who request in writing that further correspondence not be sent to them by the offender;

c. Offenders who request, in writing, not to receive further correspondence from the offender;

d. Victims of the offender with whom the court prohibits contact during confinement; and

Offender Orientation Handbook 112 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0319

e. Individuals who have attempted to send contraband into the institution or otherwise committed a serious violation of the correspondence rules, as determined by the warden. A person who commits a serious violation of the Uniform Offender Correspondence Rules may be prohibited from any further correspondence with a particular offender and may be placed on a negative mailing list of persons with whom that particular offender may not correspond. Within 72 hours of such addition to a negative mailing list, a notice, accompanied by a statement of the reason therefore, shall be sent to the disallowed person and to the offender. Within the same time period, the disallowed person and the offender shall also be notified of how to appeal and the procedure for appeal.

3. Victims

a. Pursuant to AD-04.82, “Forfeiture of Good Conduct Time for Contacting a Victim Without Authorization,” the TDCJ prohibits unauthorized contact with a victim or a victim’s family member by offenders if:

(1) The offender is currently serving time for committing a crime against that victim;

(2) The victim was younger than 17 years of age at the time of the offense; and

(3) Written authorization for the contact was not obtained prior to the initiation of the contact.

b. A court may prohibit an offender from contacting, during the term of confinement, the victim of the offense of which the defendant is convicted or a member of the victim‘s family.

c. Offenders making unauthorized contact with victim shall be charged with a major disciplinary offense and, if the charge is sustained, may forfeit all or any part of accrued good conduct time credit if the offender is not a state jail offender. A state jail offender shall be assessed a major disciplinary penalty if the charge is sustained.

d. An offender may also be subject to criminal charges for improper contact with a victim.

C. How to Correspond

There is no restriction placed upon the length of incoming or outgoing correspondence. All offender mail shall be sent and received through duly authorized channels. Offenders shall not smuggle letters in or out of the institution.

1. Authorized Channels

Offenders may only send First Class, Certified, Media Rate or Priority United States mail through the offender mail system. Inter-agency truck mail may only be used by offenders when communicating with TDCJ officials.

Offender Orientation Handbook 113 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0320

2. Cash on Delivery (COD) Mail

No COD mail shall be accepted for any offender and no offender shall be authorized to send mail COD. Unauthorized items arriving by mail shall be returned to the sender at the expense of the offender if ordered by said offender, unless the offender is without funds, in which case the mail shall be returned at the sender’s expense. Offenders shall be notified when COD mail is returned to the sender.

3. Packages

All outgoing packages may not be sealed for mailing until inspected by TDCJ. Packages shall be free of contraband or material which constitutes a threat to security or which cannot be lawfully sent through the mail. Inspection of this mail shall be done in the presence of the offender. Outgoing packages may be mailed at media mail rate if the contents of the package meet the media mail rate guidelines established by the U.S. Postal Service (USPS). These rules shall not apply to outgoing packages to special, legal, and media correspondents, which shall be governed by the rules relating to such correspondence.

Offenders are not allowed to receive packages containing stationery supplies. Packages of publications may be sent to offenders by publishers or publication suppliers, including bookstores. The TDCJ shall accept delivery of packages from public carriers only, such as USPS, UPS, FedEx, or DHL. Special provisions are made for packages to be received from suppliers for craft shop operations. All incoming packages are subject to inspection. Offenders shall be notified when unauthorized packages have been denied.

4. Return Address and Outgoing Correspondence

Each outgoing envelope or package shall include the sending offender’s commitment name, TDCJ number, unit name, current address and postage. Offenders having a legal name other than their commitment name may also place that name in the return address. No other information may be made part of the return address.

Offenders may not embellish their outgoing envelopes with illustrations or written messages other than the return address, the name and address of the intended recipient, and a notation that the envelope contains legal, special, or media mail, photos do not bend; or fragile.

After consultation with the MSCP, mailroom officials shall not mail any outgoing correspondence from an offender that mailroom officials reasonably believe shall be deemed non-mailable by the United States Postal Service pursuant to 18 U.S.C. Section 1716. This includes envelopes or packages having obnoxious odors or containing liquids or powders.

5. Stationery

Any type of stationery, whether bought at the commissary, purchased through the eCommDirect program or authorized for issuance to indigent offenders may be used for correspondence. Offenders shall not use homemade envelopes to correspond.

Offender Orientation Handbook 114 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0321

6. Indigent Postage

Postage and stationery for mail from indigent offenders may be secured through the warden’s designee. Postage and stationery shall be made available at regular intervals to indigent offenders, including those in administrative segregation. Postage and stationery shall furnished to an indigent offender for correspondence to any special correspondent listed in these Rules and to any attorney or legal aid society. An indigent offender may use indigent postage to send five one-ounce domestic letters per month to general correspondents and five items per week to legal or special correspondents. An offender may send extra letters to general, legal, or special correspondents using indigent postage if requested for a legitimate reason and approved by the warden.

Funds expended by TDCJ for postage and stationery for indigent offenders shall be recouped by the TDCJ from funds later deposited in the offender’s ITF account.

D. Publications

An offender may receive publications in the mail only from the publisher or publication supplier, including bookstores. Offenders ordering publications shall forward payments for subscription to individual publications with the order. Offenders shall not receive publications of any kind on a trial basis with payment postponed. Persons desiring to give publications directly to individual offenders shall have the publication mailed directly to the offender only from the publisher or publications supplier, including bookstores. Publications received by offenders may be in languages other than English.

II. SPECIAL AND MEDIA CORRESPONDENCE

“Media Correspondence” is any mail sent to or from a media correspondent.

“Media Correspondent” is any member of the editorial and reporting staff of any newspaper or magazine listed in the Gale Directory of Publications or the Editor & Publisher Year Book or the editorial and reporting staff of any radio or television station. Other members of the media, including freelance members, may petition the DRC to be included within the definition of media correspondent.

“Special Correspondence” is any mail sent to or from a special correspondent.

“Special Correspondent” is any member of the Texas Board of Criminal Justice; the executive director; the deputy executive director; any division directors, deputy directors, Prison Rape Elimination Act (PREA) ombudsman, or wardens of the TDCJ; any court or district or county clerk of the United States or any of the states of the United States; any member of the legislature of the states or the United States; the President of the United States or the governor of any state of the United States; the attorney general of the United States or any attorney in the United States Department of Justice; the director or any agent of the Federal Bureau of Investigation or any official of any federal, state, or local law enforcement agency, including offices of inspector general, the directors of state departments of corrections, the Bureau of Prisons, and parole commissioners from other states; the attorney general or any assistant attorney general of any state; any member or commissioner of the Texas Board of Pardons and Paroles; any foreign consulate, which includes the consul general, vice consul, deputy consul, or honorary consul of any country of which the offender is a citizen; or the Texas State Law Library or any county law library in the state of Texas.

Offender Orientation Handbook 115 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0322

A. Permissible Correspondence

Offenders may send sealed and uninspected letters directly to special and media correspondents. All incoming correspondence from any special or media correspondent shall be opened and inspected only for contraband, except under the special circumstances noted in these Rules. The inspection shall be in the offender’s presence. All incoming special correspondence envelopes shall be prominently stamped as received by TDCJ or cancelled so that postage-free government envelopes cannot be reused.

B. Exceptions

In individual cases, where reasonable suspicion exists to believe the correspondence rules or the law is being violated, incoming or outgoing special or media correspondence may be opened and inspected for contraband and content after obtaining written permission from the Correctional Institutions Division (CID) director or his designee.

III. LEGAL CORRESPONDENCE

“Legal Correspondence” is any mail sent to or from a legal correspondent.

“Legal Correspondent” is any attorney licensed in the United States or a legal aid society, which is an organization providing legal services, that contacts an offender in order to provide legal services.

A. Permissible Correspondence

In order to facilitate the attorney-client privilege, an offender may send sealed and uninspected letters directly to legal correspondents. No correspondence from an offender to any legal correspondent may be opened or read. All incoming correspondence from any legal correspondent may be opened and inspected for contraband only. The inspection shall be in the offender’s presence. No correspondence to an offender from any legal correspondent may be read.

B. Exceptions

When an offender violates the law or the correspondence rules using legal correspondence, the offender may have legal mail privileges suspended except to the offender’s attorney of record, upon obtaining written permission of the CID director or designee. The attorney of record shall submit a written statement naming them as the attorney of record for the offender. The CID director shall approve the restriction of legal correspondence privileges.

IV. HANDLING OFFENDER CORRESPONDENCE

A. Content Inspection of General Correspondence

All general correspondence are subject to the right of inspection and rejection by the unit mailroom staff. All outgoing or incoming letters to and from offenders and enclosures such as clippings, photographs or similar items, shall be disapproved for mailing or receipt if the content falls as a whole, or in significant part, into any of the categories listed below:

1. Contains threats of physical harm against any person or place or threats of criminal activity;

Offender Orientation Handbook 116 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0323

2. Threatens blackmail or extortion;

3. Concerns sending contraband in or out of the institutions;

4. Concerns plans to escape or unauthorized entry;

5. Concerns plans for activities in violation of institutional rules;

6. Concerns plans for future criminal activity;

7. Uses code and its contents are not understood by the person inspecting the correspondence;

8. Solicits gifts of goods or money under false pretenses or for payment to other offenders;

9. Contains a graphic presentation of sexual behavior that is in violation of the law;

10. Contains a sexually explicit image;

11. Contains an altered photo;

12. Contains information, which if communicated would create a clear and present danger of violence or physical harm to a human being; or

13. Contains records or documentation held by TDCJ which are not listed in the attachment to the TDCJ Open Records Act Manual Chapter 3.

B. Contraband in General Correspondence

If contraband is found in an incoming letter or publication, the contraband shall be removed from the letter or publication, if possible. If the contraband cannot be removed from the letter or publication, the letter shall not be delivered to the offender.

C. Contraband in Legal, Media, or Special Correspondence

If an enclosure constituting contraband is found, the contraband shall not be delivered to the offender.

D. Notices

The offender and the sender or addressee shall be provided a written statement of the disapproval and a statement of the reason for the disapproval within three business days after receiving the correspondence. The notice is given on Correspondence Denial Forms. The offender is given a sufficiently detailed description of the rejected correspondence to permit effective use of the appeal procedures. The offender, sender, or addressee may appeal the mailroom staff’s decision through the procedures outlined in this policy. The offender or sender may submit a written argument as to why the item should not be denied for the DRC’s considerations.

E. Record of Legal, Special, and Media Correspondence

The mailroom shall keep a record showing the source and destination of all incoming and outgoing legal, special, and media correspondence.

Offender Orientation Handbook 117 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0324

F. Content Inspection of Publications

All publications are subject to inspection by the MSCP and unit staff. The MSCP has the authority to accept or reject a publication for content, subject to review by the DRC. The MSCP shall render decisions on publications reviewed within two weeks of receipt at the MSCP office. Unit mailroom staff shall review books not previously reviewed and render a decision within two weeks of receipt at the mailroom. Offenders do not have to be notified when magazines or books are being held for review. Publications shall not be rejected solely because the publication advocates the legitimate use of offender grievance procedures or urges offenders to contact public representatives about prison conditions or contains criticism of prison authorities.

1. Rejection Due to Content

A publication may be rejected if:

a. It contains contraband that cannot be removed;

b. It contains information regarding the manufacture of explosives, weapons, or drugs;

c. It contains material that a reasonable person would construe as written solely for the purpose of communicating information designed to achieve the breakdown of prisons through offender disruption such as strikes or riots, or STG activity;

d. A specific determination has been made that the publication contains graphic presentations of sexual behavior that is in violation of the law, such as rape, incest, sex with a minor, bestiality, necrophilia, or bondage;

e. It contains material on the setting up and operation of criminal schemes or how to avoid detection of criminal schemes by lawful authorities charged with the responsibility for detecting such illegal activity; or

f. It contains sexually explicit images. Publications shall not be prohibited solely because they display naked or partially covered buttocks. Subject to review by the MSCP and on a case-by-case basis, publications constituting educational, medical/scientific, or artistic materials, including, but not limited to, anatomy medical reference books, general practitioner reference books and/or guides, National Geographic, or artistic reference material depicting historical, modern, and/or post modern era art, may be permitted.

2. Notice

If a publication is rejected, the offender and sender, be provided a written notice of the disapproval and a statement of the reason for disapproval within three business days of receipt of the publication or MSCP denial date on a Publication Denial Form, along with the procedures to appeal. The offender is given a sufficiently detailed description of the rejected publication to permit effective use of the appeal procedures. The offender or sender may appeal the rejection of the publication through procedures outlined in this policy. Publications approved by MSCP are delivered to offenders within three business days.

Offender Orientation Handbook 118 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0325

3. List of Disapproved Publications

A list of publications disapproved for receipt by offenders during the last two months are noted on the Law Library Holdings List at each institution. The list is updated every month.

G. Processing Incoming and Outgoing Offender Mail

All mail and e-messages, including delivery, pick-up, or notifications, are processed by TDCJ employees or private operated facility staff only and during normal business hours, when possible. An offender shall not handle another offender’s mail, except to assist staff when loading and unloading mail in bulk deliveries. Staff shall maintain direct supervision of these offenders.

All incoming mail, except packages, are delivered within two business days of receipt, except on weekends or holidays. Incoming packages are delivered within three business days of receipt, except on weekends or holidays.

All outgoing mail, except packages, are delivered to a USPS employee within two business days, except on weekends or holidays. Outgoing packages shall be delivered to a USPS employee within three business days of receipt, except on weekends or holidays.

Records are maintained to indicate the source and destination of outgoing mail from death row offenders.

Exception: Incoming and outgoing mail for offenders whose mail is being monitored may be processed within three business days of receipt, if necessary, to allow unit staff to properly examine the correspondence.

H. Forwarding of Mail

Mail received is forwarded to an offender immediately in the event the offender has left the unit and a forwarding address is available. Newspapers are forwarded by truck mail for seven days and other subscriptions are forwarded by truck mail for 45 days after an offender is transferred between TDCJ institutions, if truck mail is available between the two institutions. Should an offender leave the unit of assignment for temporary medical treatment, correspondence, newspapers, and magazines are held by the unit mailroom until the offender returns.

I. Mailrooms

All unit mailrooms shall be open and provide mail service Monday through Friday, except on holidays recognized by the USPS.

J. Treatment Programs

The Substance Abuse Treatment Program, the Sex Offender Treatment Program, the COURAGE Program for youthful offenders, and other treatment programs, as approved by the Correctional Institutional Division Director and the Rehabilitation Programs Division director and maintained by the MSCP, may have more restrictive content-based requirements for general correspondence and publications, as long as those more restrictive requirements are directed at the treatment goals and needs of the treatment program or serve to keep the agency in compliance with established laws governing access to certain types of publications by minors.

Offender Orientation Handbook 119 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0326

V. REVIEW PROCEDURES FOR DENIED ITEMS

A. Handling of Denied Items

Any incoming or outgoing correspondence or publications that are rejected shall not be destroyed, but shall remain with the mailroom staff subject to examination and review by those involved in the administration of appeal procedures outlined herein. Upon completion of the appeal procedures, if the correspondence or publication is denied, the offender may request that it continue to be held in the custody of the mailroom staff for use in any legal proceeding contemplated by the offender, or it be disposed of in one of the following manners unless security concerns mandate the offender not have a choice in the disposition:

1. Mail the publication or correspondence to any person at the offender’s expense; or

2. Destroy the publication or correspondence, only with the offender’s written permission.

B. Correspondence and Publication Appeal Procedure

Any offender, other correspondent, or sender of a publication may appeal the rejection of any correspondence or publication. They may submit written evidence or arguments in support of their appeal. An offender or a correspondent may appeal the placement of the correspondent on the offender’s negative mailing list. An offender or a correspondent may appeal to the DRC for reconsideration of the negative mailing list placement after six months.

1. Appeal Procedures

A written notice of appeal, including justification, shall be sent to the DRC within two weeks of the notification of rejection. Upon receipt of notification, the correspondence or publication in question shall be sent to the DRC.

2. Final Decision

The DRC shall render its decision within two weeks after receiving the appeal, and shall issue written notification of the decision to the parties involved within two business days.

3. Delegation

The DRC chairman may delegate decisions regarding correspondence and publication denials to the MSCP, which shall be governed by the guidelines applicable to the DRC regarding appeals.

Offender Orientation Handbook 120 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0327

Chapter 4

RULES GOVERNING OFFENDER ACCESS TO THE COURTS, COUNSEL, AND PUBLIC OFFICIALS

POLICY:

The Rules Governing Offender Access to Courts, Counsel and Public Officials were developed for the purpose of assisting offenders in gaining access to the courts. These rules are intended to guide staff and offenders in matters related to offenders’ legal work.

Every offender has the right of access to state and federal courts and to legal counsel and public officials and agencies. Every foreign national offender has the right to communicate with an official from the consulate of the offender’s country. Offenders may present any issue, including challenges to the legality of their confinement, redress for improper conditions of confinement, remedies for civil law problems, claims against correctional officials and other governmental authorities, and any other right protected by constitutional or statutory provisions, or by common law. Offenders may confer about legal matters subject to regulation of time, place and manner necessary to maintain the security and order of the institution. Officers, employees or agents of TDCJ shall not interfere with, harass, punish or otherwise penalize any offender as a result of participation in litigation, either as a party or a witness, or for filing or threatening to file a lawsuit, grievance, appeal or other complaint about prison conditions or official misconduct, or for discussing with others or writing in accordance with TDCJ rules and regulations to others about actual or potential legal action or other forms of grievance and complaint. TDCJ rules and regulations regarding offender legal mail are contained in the TDCJ Correspondence Rules and are not addressed within this policy.

PROCEDURES:

I. LAW LIBRARIES

A law library collection is maintained at every unit. If a specific legal research item is not available at an offender’s unit of assignment, the offender may submit a written request to the unit’s access to courts (ATC) supervisor stating the need for the item as well as justification for a legal accommodation. The following legal materials are available in paper form or electronically.

A. Law Library Collections, Conditions, and Supplies

1. Law Book Collections

Each of the items below or its equivalent shall be made accessible either as part of the unit’s law library collection or through the Intra-Law Library Loan Program.

a. Federal Reporter 2d

b. Federal Reporter 3d

c. Federal Supplement

d. Federal Supplement 2d

e. Supreme Court Reporter

f. Southwestern Reporter 2d, Texas Cases

Offender Orientation Handbook 121 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0328

g. Southwestern Reporter 3d, Texas Cases

h. United States Code Annotated, following volumes only:

(1) Constitution (all)

(2) Title 8 Aliens and Nationality (all)

(3) Title 21 Food and Drugs (all)

(4) Title 42 Public Health and Welfare (all)

i. Vernon’s Texas Annotated Statutes and Codes: the Civil Practices & Remedies Code, Family Code, Government Code, Code of Criminal Procedure, and Penal Code

j. Texas Digest

k. Pamphlets:

(1) Federal Civil Procedure Code and Rules

(2) Federal Criminal Code and Rules

(3) Texas Criminal Procedures Code and Rules

(4) Texas Rules of Courts, State

(5) Texas Rules of Court, Federal

l. One Legal Research Guide or Manual

m. United States Constitution contained within Black’s Law Dictionary

n. Black’s Law Dictionary

o. Federal and State Postconviction Remedies and Relief – Habeas Corpus

p. Shepard’s Citations: Texas, Federal

q. Texas Criminal and Traffic Law Manual

r. Texas Legal Dictionary

s. TDCJ Disciplinary Rules and Procedures for Offenders, English and Spanish

t. Offender Orientation Handbook , English and Spanish

u. SCFO Legal Handbook

v. Law Libraries Serving Prisoners

w. Court-provided forms

Offender Orientation Handbook 122 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0329

x. Rules of the Texas Board of Pardons and Paroles, 37 Texas Administrative Code §141.150

y. Offender Health Services Plan

z. Correctional Managed Care Formulary

aa. Consular Notification and Access

bb. Directory of Foreign Consular Corps

cc. Texas Session Laws (1989 – current)

dd. Court Structure of Texas (flow chart)

ee. Venue list for Texas state and federal courts

ff. Intra-Law Library Loan Program Holdings List

Published volumes or equivalent of case decisions are maintained by copyright date. Case decisions are maintained as follows: Federal Reporters for the previous 25 years; Federal Supplements for the previous 20 years; Supreme Court Reporters for the previous 30 years; and Southwestern Reporters for the previous 20 years. Removed case law is made available for offender review through the Intra-Law Library Loan Program.

In lieu of the law library collection, units may provide legal reference materials through an electronic legal research database.

2. Law Library Conditions

The room designated by the warden as the law library shall be of sufficient size to accommodate the law book collection and to provide adequate workspace for the number of offenders permitted to attend the law library at one time.

3. Law Library Supplies

Each unit shall make available to offenders, including offenders in any form of segregation, writing instruments, paper, carbon paper, postage, and envelopes necessary and appropriate for the processing of legal matters through a commissary purchase or the indigent supply program. Indigent offenders are provided supplies in accordance with AD-14.09, “Postage and Correspondence Supplies.”

B. General Population Offender Access to the Law Library (Direct Access)

1. Schedule

Each unit shall have a posted schedule for law library attendance ensuring the opportunity for 10 hours of access per week. The schedule shall take into account offenders’ work assignments and other programmatic activities offered at the unit. The schedule assures that at least one law library period occurs on the weekend.

Offender Orientation Handbook 123 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0330

2. Extra Time for Law Library Use

Any offender who demonstrates the need for extra time for law library use should submit an I-60, Offender Request to an Official, to the unit ATC Supervisor. Except for good cause, such requests shall be granted for use of the law library during the period an offender is not involved in programmatic activities.

3. Misconduct During Law Library Periods

An offender who has been found guilty of a major disciplinary offense under Code 18.0 of the TDCJ Disciplinary Rules and Procedures for Offenders related to stealing or damaging law library books or materials may be denied physical access to the law library for a period not to exceed 30 days. During such period, the offender shall be provided access to law books in accordance with the rules regarding segregated offenders.

4. Strip Searches

At times it may be necessary to strip-search offenders to ensure staff and offender safety or detect the presence of contraband. However, an offender shall not be strip searched as a condition of entering or exiting the law library, unless the search is conducted for a specific security purpose. Strip-searches are only used when directed by specific unit post orders, unit departmental policy, or when a supervisor believes reasonable cause exists to warrant such a search.

C. Administrative Segregation, Lockdown, G5/J5/P5, Medical Isolation, Temporary Detention, Trusty Camp, Work Camp, and Death Row Offender Access to the Law Library (Indirect Access)

1. Legal Research Material

a. Offenders in any of the above categories are not afforded direct access to the law library. They are allowed to request and receive up to three items of legal research materials per day, delivered on three alternating days per week, such as, M-W-F, from the unit’s law library collection for in-cell use.

b. Offenders who steal, damage, destroy, or refuse to return legal research material may be subject to formal disciplinary action under Code 18.0 of the TDCJ Disciplinary Rules and Procedures for Offenders. In addition, the agency’s ATC manager, in accordance with the Access to Courts Procedures Manual, may temporarily suspend delivery of legal research materials to any offender in the above category for stealing, damaging, destroying, or refusing to return legal research materials.

2. Legal Visits

Offenders may request a legal visit for the purpose of conferring with another offender on legal matters by sending an I-60, Offender Request to an Official, to the unit ATC Supervisor.

Offender Orientation Handbook 124 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0331

II. OFFENDER’S PERSONAL LEGAL MATERIAL

A. Storage and Access

Offenders may store legal materials in their cell or dormitories in accordance with AD- 03.72, “Offender Property,” and the Access to Courts Policy Manual. Offenders have access to their legal material on a daily basis.

B. Searches of Offender Legal Materials

1. General Procedures

Legal materials, including pleadings, transcripts, books, notes, drafts, and correspondence to and from attorneys, courts and public officials, belonging to an offender are confidential. They may not be read by staff as part of a search; however, they may be physically inspected in accordance with AD-03.72, “Offender Property,” to see that no physical contraband, such as weapons or drugs, is secreted in them. During the course of any search, staff members shall not scatter, destroy or otherwise unduly disrupt the offender’s legal material. Consistent with AD-03.02, “Impermissible Offender Conduct,” no offender shall be allowed to participate in any manner in a search of another offender’s legal material.

2. Search of Written Materials

An offender's legal materials may only be searched for written contraband if there is a reasonable suspicion the offender is in possession of written contraband. This shall be documented in writing and approved by the warden or assistant warden prior to search, using the I-186, Authorization to Search Legal Material for Written Contraband. Scanning shall be done in the presence of the offender in accordance with the Access to Courts Procedures Manual.

3. Written Notice

If any written material is removed from an offender’s legal material and confiscated by a staff member during the course of a search, the offender shall receive written notice of the confiscation within 48 hours using the I-185, Notice of Confiscation of Written or Printer Material During Search for Contraband, informing the offender of the property removed, the reason for the removal, and the offender’s right to file a grievance.

III. PERFORMANCE OF LEGAL WORK

A. Locations and Times

1. Locations

Offenders may perform legal work in the unit’s law library, in their cells, or in other areas designated by the warden. Offenders may not perform legal work in the dayroom, but may possess their legal documents in the dayroom while awaiting departure from or upon return to the housing area.

Offender Orientation Handbook 125 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0332

2. Times

Offenders may perform legal work in their cells or in other areas designated by the unit during their off-work periods. Offenders may perform legal work in the law library in accordance with the unit’s law library schedule.

B. Offenders Assisting Other Offenders on Legal Matters

1. Assistance Permitted

Offenders are permitted to assist or advise each other on legal matters in accordance with this policy and other TDCJ rules and regulations.

2. Misconduct Related to Legal Work

The direct or indirect offer, request, or receipt of a payment, benefit, or reward in exchange for legal assistance is a disciplinary violation.

3. Law Library Periods

Offenders who wish to confer with each other in the unit law library shall obtain verbal permis s ion from the officer in charge, unless unit policy permits such assistance without prior permission. Offenders are required to confer quietly so as not to disturb other offenders.

4. Legal Visits

Offenders who wish to confer with each other regarding legal matters, but are unable to do so without special arrangements, shall submit an I-60, Offender Request to an Official, to the unit ATC Supervisor. A desk or table and chairs are provided when such legal visits are held. The reason for any denial of a request to confer is provided in writing.

IV. NOTARY PUBLIC SERVICES

A. Documents

Under both federal law (28 U.S.C. § 1746) and state law (Texas Civil Practice and Remedies Code §§ 132.001-132.003), offenders incarcerated in Texas may use an unsworn declaration under penalty of perjury in place of a written declaration, verification, certification, oath, or affidavit sworn before a notary public. Documents for which notarization is requested by an attorney, documents specifically exempted from the laws on unsworn declarations, and documents destined for another state or country requiring notary public service shall continue to require notary public service.

B. Scheduling

Offenders may request notary public service by submitting an I-60, Offender Request to an Official, to the unit ATC Supervisor. Offenders requesting notary public service shall explain why an unsworn declaration shall not be legally sufficient. Requests are acted upon, either denied or provided, within 72 hours of the receipt of the request.

Offender Orientation Handbook 126 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0333

V. ATTORNEY VISITATION

A. Periods of Visitation

Except as limited by this policy, an offender may have a visit from an attorney or designated representative on business days for any length of time between 8:00 a.m. and 5:00 p.m., including lunch and dinner hours. In cases where there is a compelling circumstance, the warden or designee may permit the visit to extend past 5:00 p.m. On Saturdays, Sundays, and state and national holidays, attorneys or designated representatives may visit subject to the rules governing non-attorney visits. At the warden’s discretion, an attorney seeking to visit an offender on death row on a non- business day may be permitted to do so if the attorney offers a reasonable explanation, without violating the attorney-client or work product privileges, why the visit shall occur before the first business day following the date of the requested visit.

B. Notice

By 3:30 p.m. of the business day immediately preceding the date that an attorney or designated representative wishes to visit an offender, the attorney shall give the name and profession of each visitor, the name of each offender to be visited, and an estimated arrival time to the warden or designee of the offender’s unit of assignment . The attorney shall also give the estimated time at which the attorney or designated representative would like to visit each offender in the case of multiple offenders assigned to the same unit. After the attorney or designated representative has arrived at the unit and provided proper identification, the warden or designee shall produce the offender for the visit without unreasonable delay.

C. Identification

This section does not apply to SCFO attorneys or employees of the Office of the Attorney General

1. Attorneys

Attorneys shall satisfactorily identify themselves to the warden or designee and complete and sign a copy of the I-163, Attorney Application to Visit TDCJ Offender. An attorney bar card and either a driver’s license, identification (ID) card issued by a governmental agency that includes a photograph, or United States passport are satisfactory ID. Any other individuals accompanying an attorney shall have the attorney complete the I-166, Attorney Authorization for Approved Representative to Visit TDCJ Offender, before the visit is considered and official identification shall be required.

2. Designated Representatives

Once written authorization to serve as an attorney’s designated representative has been filed with and approved by the TDCJ, upon arrival at the unit and before the visit, the representative shall present satisfactory ID, either a driver license, ID card issued by a governmental agency that includes a photograph, or a United States passport, to the warden or designee and provide a copy of the I- 166, Attorney Authorization for Approved Representative to Visit TDCJ Offender. If the attorney has already provided the unit with the I-166 form, the representative need not provide an additional copy.

Offender Orientation Handbook 127 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0334

D. Designated Representative’s Application to Visit

For TDCJ approval to serve as an attorney’s designated representative, the designated representative shall submit a completed and signed copy of the I-164, Application to Visit TDCJ Offender as Attorney’s Representative to the ATC central office at least one week before the first requested visit to TDCJ as that attorney’s representative.

The TDCJ shall maintain the confidentiality of all information provided on all completed applications. If the answer to any question leads TDCJ to reasonably believe that a visit by the representative may pose a legitimate threat to security, TDCJ may ask such additional questions of the representative as are reasonably calculated to lead to the discovery of information that would prove the existence or extent of such security threat. If it is determined that such security threat exists, the application may be denied and a written response detailing the reason for denial shall be provided to the sponsoring attorney.

The I-164 form shall be resubmitted annually and the unit staff shall contact the ATC manager to verify the representative’s eligibility. If the attorney’s designated representative has previously completed the I-164 form in the last 12-month period for the same attorney and it was approved (this form shall be re-submitted annually) and submitted it to any TDCJ unit for the same attorney, it need not be re-submitted before a vis it t o a unit.

E. Limits on Number, Persons, and Type of Visit

Offenders are not limited in the number or length of visits by attorneys. One or more attorneys may visit one or more offenders at the same time, subject to reasonable regulation of the time, place, and number of participants and subject to the warden or designee’s determination whether such a visit would threaten security. The attorney may visit with other offenders on the same day at the same unit, subject to the same considerations listed above.

Attorney visits shall be non-contact, unless the unit’s configuration provides only contact visitation or in the case of an expert visiting as a designated representative. Before the contact visit by an expert is granted, the expert and the expert’s sponsoring attorney shall provide a completed I-165S, Attorney Initiated Contact Visit for Specialized Professional, to the warden or designee explaining that a contact visit is necessary for the validity of the examination or test and also provide a detailed list of the items the expert shall need to conduct the examination or test. Only the expert, each party’s attorney, and the offender may participate in an attorney-initiated expert contact visit.

F. Rejection by Offender of Visitation Request

Immediately after an attorney who has been approved for a visit with an offender arrives at the unit of assignment and completes the I-163, Attorney Application to Visit TDCJ Offender, or when appropriate, the I-166, Attorney Authorization for Approved Representative to Visit, or the I-165S, Attorney Initiated Contact Visit for Specialized Professional, the warden or designee shall notify the offender of the requested visit. If the offender objects to such a visit, the warden or designee shall deny the attorney or the designated representative the right to visit with the offender, provided that immediately after the offender’s objection is communicated to the warden or designee, the offender, or two witnesses in case the offender refuses to sign, signs and swears to a completed copy of the I-167, Refusal to Visit Attorney or Attorney Representative, form. Immediately after completion of the form, a copy of the completed and signed form shall be given to the offender refusing the visit and to the attorney whose visit was refused.

Offender Orientation Handbook 128 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0335

G. Procedures During Visit

1. Privacy

Unless requested to do otherwise by either the attorney or the offender, the warden or designee shall respect the privacy of the visit and maintain a sufficient distance from the visiting offender and attorney or designated representative to preserve the privacy of communications between them. This rule does not limit the ability of the warden or designee to maintain visual surveillance during the visit or to terminate the visit in case of a threat to security.

2. Items Permitted with Attorney or Designated Representative

Attorneys and designated representatives may bring briefcases, attaché cases, computer laptops, and personal digital assistants into the visiting area. Attorneys or designated representatives may also bring a tape recorder into the visitation area to be used only for taking notes of the interview with the offender and for recording the conversation between the attorney or designated representative and the offender, but for no other purpose.

Cell phones, broadcast or transmission equipment, or wireless communication devices used to communicate with a third party are never permitted; however, with good cause the warden or designee may permit the use of certain electronic equipment, such as a video camera, stenotype machine, or polygraph equipment. To request such consideration, an attorney shall provide the warden or designee with a justifiable reason for the allowance and attest that the use of the equipment is absolutely essential to facilitate the attorney-client relationship.

The warden or designee may open and inspect any item, such as briefcases, attaché cases, and tape recorders, but only in the attorney’s or designated representative’s presence and only for the purpose of detecting contraband. The warden or designee may also search the attorney or designated representative for weapons and contraband.

3. Items Permitted with Offender

Offenders may only bring pertinent legal documents, writing paper, and a writing utensil into the visiting area. Those documents may be inspected by the warden, but only in the offender’s presence and only for the purpose of detecting contraband.

4. Exchange of Items

The area used for the attorney-offender visit shall have a pass-through slot available for the attorney or designated representative and the offender to directly and confidentially exchange documents. The exchange of voluminous legal documents may require the assistance of staff.

Offender Orientation Handbook 129 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0336

5. Rejection of Contraband Articles

If an item constituting contraband as defined in AD-03.72, “Offender Property, is found in an inspection, the warden or designee shall reject the contraband, immediately give each attorney and offender who participated in the exchange a written statement of the reason for the rejection, and may terminate the visit if such action is reasonable in relation to the seriousness of the violation as determined by the nature of the contraband. The offender or attorney may appeal the rejection through the procedure outlined in this policy.

6. Removal of Items

An attorney may remove from the unit any document received from an offender. An offender may remove from the visitation area any document received from an attorney unless the item is deemed contraband.

7. Writing Utensils

If writing utensils and paper are not available in the visiting area for use by offenders, an attorney is permitted to transmit these items to the offender. After completion of the visit, staff shall return the writing utensils and unused paper to the attorney, but the offender is permitted to choose whether to retain all paper used during the visit or to give it to the attorney.

8. Depositions

Due to the limited space and availability of locations within a correctional setting in which depositions can be securely accommodated, attendees are limited to attorneys, designated representatives, court reporters, videographers, and the offender. Depositions may be non-contact if security consideration requires it and the unit configuration permits it. Requests shall be provided in writing at least one week in advance of the schedule event and include a list detailing the equipment that shall be used and the name and title of each person expected to attend. Should video equipment be used to conduct a deposition, the video camera shall remain in a fixed place and shall be in operation only during the deposition. Before, during, and after the deposition, a deposed offender shall adhere to the TDCJ clothing standards as outlined in the Offender Orientation Handbook .

H. Rejection of Visitation Request or Termination of Visit

The warden or designee may deny an attorney or designated representative the right to visit with any offender or terminate such a visit immediately if that visit would cause a legitimate threat to security, but only for as long as such a threat exists and only if no lesser action would alleviate the threat. The attorney or designated representative may not waive any threat perceived by the warden or designee. If a decision denying an attorney’s request to visit an offender or an attorney’s request to have a designated representative visit the offender is made later than 4:00 p.m. of the day preceding the date of the requested visit, the warden or designee shall immediately attempt to notify the attorney and offender of the denial. Within 24 hours after denying an attorney’s request to visit with an offender, a request by an attorney to have a designated representative visit the offender, or terminating such a visit, the warden or designee shall send the offender and the attorney a written explanation of all reasons for said denial or termination, notification of the right to appeal, and an explanation of the procedure for appeal. The warden or designee shall also provide a copy of the denial documentation to the ATC manager.

Offender Orientation Handbook 130 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0337

I. Suspension of Visitation Privileges

A regional director may prohibit any attorney or designated representative who commits a serious violation of visitation regulations from any further visits with any offender or impose restrictive conditions regarding future visits that are reasonably appropriate to the violation. Within 72 hours after an attorney or designated representative is prohibited from or restricted in further visits, the warden or designee shall send the attorney and the offender being visited at the time of the violation a notice containing the following information:

1. Notification of the visitation prohibition, its duration, any restrictions regarding future visits, and the reasons for the prohibition or restriction, and

2. Notification that both the attorney and the offender have the right to appeal and an explanation of the procedure for appeal. Attorney visitation rights shall not be suspended or restricted except as provided by this policy.

J. Attorney Visitation Review Procedure

Any TDCJ visitation prohibition or restriction may be appealed either by an attorney whose visitation privileges have been suspended or restricted or by an offender with whom such an attorney either cannot visit or may visit under authorized restrictions. If a TDCJ visitation prohibition or restriction has been imposed on a designated representative, the appeal shall be filed by the sponsoring attorney. Any such person wishing to appeal shall send the Director’s Review Committee (DRC) written notice of appeal within two weeks after receiving the notice or statement required by the rule pursuant to which the suspension or restriction was imposed. Upon receipt of an appeal notice, the (DRC) shall obtain all documents and other tangible objects on which the prohibition or restrictions were based. The (DRC) shall render its decision within one month after the notice of appeal and issue written notification of the decision to the parties involved within 48 hours of the decision.

K. Consular Officials

Consular officials, to include the Consul General, Vice Consul, and Honorary Consul, are afforded the same rights and privileges as attorneys, except that consular officials may be permitted to meet with groups of their foreign national offenders with the permission of the appropriate regional director after consideration of security concerns. A consular official requesting a visit shall complete and fax a copy of the I-163C, Consular Official Application to Visit TDCJ Offender, a legible copy of the United States Department of State issued identification card, and their driver license to the offender’s unit of assignment no later than 3:30 p.m. on the business day before the requested visit. The unit shall verify United States Department of State issued credentials by contacting the U.S. Department of State, Office of Protocol at 202-274-1217. Any other individuals accompanying a consular official shall be approved as a representative by the ATC central office, which requires that a completed, signed I-164 form be filed. Upon being approved as a representative, the consular is required to submit an I-166, Attorney Authorization for Approved Representative to Visit TDCJ Offender, form to the visiting unit. Upon arrival, official identification shall be required.

Offender Orientation Handbook 131 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0338

VI. ATTORNEY AND OFFENDER TELEPHONE CALLS

A. General Guidelines

1. Attorneys are not permitted to use an attorney and offender telephone call to provide contact between the offender and any other person, other than the attorney’s designated representatives.

2. Attorneys may not send faxes to, nor receive faxes from, offenders.

3. Offenders may place telephone calls to their attorney of record using the Offender Telephone System (OTS). If the attorney is registered as the attorney of record with the OTS vendor, the call shall not be recorded or monitored. OTS telephone calls shall be placed in accordance with this policy.

4. All other requests for telephone contact shall be made in writing by the offender’s attorney using the I-162, Attorney/Offender Telephone Call Application, and the attorney shall provide the unit with at least 24 hours notice, unless the need is preempted by a legal emergency.

5. Consideration of requests by offenders for telephone contact with their attorneys should be predicated upon critical circumstances, such as the offender receives correspondence from the courts with a deadline necessitating immediate contact with the attorney or when a foreign national needs to place a telephone call to the general consulate. Time/distance factors may also be considered in a request. In such circumstances, the offender shall submit an I-60, Offender Request to an Official, to the unit ATC supervisor with an explanation of the critical circumstance. If the scheduled date for court appearance or hearing precludes a personal visit or correspondence, the request for telephone contact should be approved. Telephone calls shall be arranged between 8:00 a.m. and 5:00 p.m. during business days unless there are compelling circumstances.

6. Frequency and duration of attorney and offender telephone conversations shall be decided on a case-by-case basis determined by need.

7. A specific time may be arranged for the telephone call either on the same day as the request or on a day that is convenient for all parties.

8. The rules regarding attorney and offender Telephone calls do not apply to SCFO or OAG attorneys.

9. Except as authorized by warrant or court order, telephone calls to attorneys pursuant to this policy shall not be monitored or recorded.

B. Telephone Call and Attorney of Record Approval

1. Designation of Attorney of Record for OTS Purposes

Attorneys of record shall register with the OTS vendor by submitting, on the attorney’s letterhead, a letter stating the attorney’s name, phone number which shall be verified as matching the number registered with the Texas State Bar Association, attorney’s state bar association number and state of registration, a list of TDCJ numbers and offender first and last names, and a statement that the attorney has an attorney-client relationship with the listed offenders. If the attorney is not listed with the Texas State Bar Association, the phone number of the bar association where the attorney is licensed shall be included.

Offender Orientation Handbook 132 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0339

2. Calls Placed on State-Owned Unit Telephone Equipment

Attorney requests for telephone contact with an offender shall be directed in writing on the I-162 form, Attorney/Offender Telephone Call Application, to the warden. The I-162 form shall contain the following:

a. The name and TDCJ number of the offender;

b. The attorney’s full name, address, bar card number, telephone number, and fax number;

c. An affirmation of an existing attorney-client relationship with the offender;

d. An acknowledgment that the telephone call may not be used to accomplish any non-attorney-client communication;

e. The general reason, such as impending court deadline the call could not be precluded by a personal visit or correspondence;

f. Permission for the offender to return the call collect;

g. A date and time for the return telephone call convenient to the TDCJ unit and the attorney; and

h. The attorney’s signature.

3. The warden or designee receiving the request shall verify the attorney’s identity by requesting a faxed copy of the attorney’s bar card and driver’s license. Upon verification of the attorney’s identity, the State Bar Association shall be contacted by telephoning (800) 204-2222 or checking the Texas State Bar Association internet database at http://www.texasbar.com to ensure the attorney is in good standing and to verify that the telephone number that shall be called is that of the requesting attorney. The Texas State Bar website should note that the attorney is “Eligible to Practice in Texas.” If an attorney is not licensed in Texas, the other state bar information site should indicate current eligibility to practice. When questions arise, inquiries should be coordinated with the ATC manager.

4. Approvals for attorney and offender telephone calls shall be made by the warden or a designee, who shall be an employee with rank of major or higher.

5. Denial of an attorney and offender telephone call shall be made by a warden. The reasons for denial shall be given to the attorney in writing with a copy sent to the ATC manager and the TDCJ Office of the General Counsel.

Offender Orientation Handbook 133 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0340

VII. COURT TELEPHONE CONFERENCE CALLS

A judge may request that a court hearing be conducted via a telephone conference call or video conference rather than bench warrant the offender to the courtroom. The TDCJ requires a court order or a letter signed by the judge, on official letterhead, requesting the offender participate in a telephone or video conference. The court order or signed letter should be sent to the offender’s unit of assignment. The court order or letter shall state the offender’s name, number, date, time, and collect telephone number where the call can be facilitated in the case of a telephone conference call. In the case of a video conference, the court order or letter shall provide appropriate information so that the video conference may be facilitated. No collect telephone number need be provided if the court intends to initiate the telephone conference call. The TDCJ shall verify the order or letter and facilitate the call using a speakerphone or a regular handset phone if a telephone conference has been requested. Attorney-client confidentiality does not apply to court hearings.

Offender Orientation Handbook 134 FEBRUARY 2017

DEFENDANTS' DISCLOSURE - 0341 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION

LADDY CURTIS VALENTINE, at al., § § Plaintiffs, § § § § Civil Action No. v. § 4:20-cv-1115 § BRYAN COLLIER, et al., § Defendants. §

PLAINTIFFS’ EMERGENCY MOTION FOR CLASS CERTIFICATION

Exhibit 10

Tex. Dep’t Crim. Justice, Pack (P1) Unit Directory (May 7, 2020) 3/27/2020 Unit Directory

HOME | UNIT DIRECTORY | Unit Directory

Pack (P1)

Correctional Institutions Division - Prison

ACA Accredited Unit Since January 2007

Unit Full Name: Unit Address and Phone Number: 2400 Wallace Pack Road, Navasota, TX 77868 (936) 825-3728 (**026) Unit Location: Five miles south of Navasota on FM 1227 in Grimes County Senior Warden: Robert Herrera Regional Director: Carol Monroe, Region VI CI Division Deputy Director: Billy Hirsch Date Unit Established or On Line: September 1983 Total Employees *: 334 Security Employees *: 244 Non-Security Employees *: 56 Windham Education Employees *: 7 Contract Medical and Mental Health Medical = 25; Mental Health = 2 Employees *: Offender Gender: Male Maximum Capacity *: Unit: 1,157 Trusty Camp: 321 Custody Levels Housed: G1-G3, Administrative Segregation, Outside Trusty Approximate Acreage: 7,002 (Co-located with Luther) Agricultural Operations: Pack and Luther work in cooperation: Cow/Calf Operation, Edible and Field Crops, Farm Shop, Security Horses, Security Pack Canines, Swine Finishing Operation, Grain Storage, and Buffalo Ranch (11,002 acres). Manufacturing and Logistics Op.: Surplus Warehouse Facility Operations: Unit Maintenance Additional Operations: Scent-Specific Canines Medical Capabilities: Ambulatory medical, dental, and mental health services with 60 wheelchair accommodated cells and 12-bed infirmary. Medical care available 24 hours a day, seven days a week. Digital Medical Services (DMS), electronic specialty clinics, and chronic care clinics available. https://www.tdcj.texas.gov/unit_directory/p1.html 1/2 3/27/2020 Unit Directory Type I GeriatricGer Facility. All services on a single level, including assisted disability services (ADS) showers and CPAP accommodating housing. Managed by UTMB. Educational Programs: Literacy (Adult Basic Education/GED), CHANGES/Pre-Release, Cognitive Intervention Career and Technology Programs: Construction Carpentry; Hospitality and Tourism Additional Programs/Services: Faith Based Dormitory, Administrative Segregation Protective Custody Video Initiative, Adult Education Program (upon availability), Life Decisions Program, Peer Education, Reentry Planning, Chaplaincy Services, Community Tours, GO KIDS Initiative Community Work Projects: Services provided to city agencies and Texas Parks and Wildlife. Volunteer Initiatives: Literacy/Education, Employment/Job Skills, Substance Abuse Education, Support Groups, Victims Awareness, Religious/Faith Based Studies and Activities

* Data as of September 15, 2016

Texas Department of Criminal Justice | PO Box 99 | Huntsville, Texas 77342-0099 | (936) 295-6371

https://www.tdcj.texas.gov/unit_directory/p1.html 2/2 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION

LADDY CURTIS VALENTINE, at al., § § Plaintiffs, § § § § Civil Action No. v. § 4:20-cv-1115 § BRYAN COLLIER, et al., § Defendants. §

PLAINTIFFS’ EMERGENCY MOTION FOR CLASS CERTIFICATION

Exhibit 11

Pack Unit Roster DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 1 09/07/2017 TCl ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R cu HT WT AGE JOB DESCRIPTION

HARPER,JONATHAN MICH 02089022 TCl-001 w OT 6-00 165 35 FENCE ERECTOR WHITE,ZACHARY 02107448 TCl-002 w OT 6-00 181 29 FARM WORKER LIVESTOC SPIECHER,DANIEL ROBE 02060602 TCl-003 w OT 5-10 183 35 EVACUEE FROM R2 RODRIGUEZ,LEON 01931644 TCl-004 HOT 6-01 190 32 FARM EQUIPMENT MECHA ROACH,CHRISTOPHER DW 01966856 TCl-005 B OT 5-11 171 36 KITCHEN HELPER 1ST T MORGAN,MICHAEL KAMM 02119463 TCl-006 w OT 5-11 244 39 EVACUEE FROM R2 PLANDER,JEFFERY WAYN 01998945 TCl-007 w OT 5-04 174 45 EVACUEE FROM R2 MILLER,RYAN ALLEN 02087430 TCl-008 w OT 5-11 182 24 TRACTOR OPERATOR HILL,TIMOTHY RAY 01945545 TCl-009 w OT 5-11 177 34 GEN CLERK AGRICULTUR RHODES,MITCHELL BRAD 02063256 TCl-010 w OT 5-11 203 35 FARM WORKER HOG FEED MATTE,LEATH JAMES 02079575 TCl-011 w OT 5-09 204 30 ANIMAL CARETAKER KEN HAMILTON,ROGER LEWIS 00667585 TCl-012 w OT 5-11 181 46 FARM WORKER HOG FEED YOUNT,LESTER CLAY 01769059 TCl-013 w OT 5-11 159 66 EVACUEE FROM R2 BROWN,JAMARCUS 02083159 TCl-014 B OT 5-08 187 31 UNASGN MEDICAL PHEA,IRA DEWAYNE 02090969 TCl-015 B OT 5-08 195 35 FENCE ERECTOR RYAN,JOHN JOSEPH JR 01966857 TCl-016 w OT 6-01 236 62 EVACUEE FROM R2 JIMENEZ,JUAN 02000926 TCl-017 H OT 6-00 204 40 EVACUEE FROM R2 ASHCRAFT,PATRICK WIL 02097340 TCl-018 w OT 5-07 193 40 GARDEN SQUAD 01 WILFORD,THOMAS LEO 01390381 TCl-019 BOT 5-09 165 51 FOLDER LAUNDRY T/C QUALLS,JEREMY DON 02096741 TCl-020 w OT 6-00 210 35 FARM EQUIPMENT MECHA DECAY,ROBERT JAMES 00685779 TCl-021 BOT 5-11 189 60 STABLE ATTENDANT MEDINA,JOE 02052766 TCl-022 HOT 5-06 166 53 GROUNDSKEEPER O/S YD HOLMES,DAVID LEON 02024357 TCl-023 BOT 5-10 231 44 STABLE ATTENDANT JUAREZ,JAMES 01788896 TCl-024 HOT 5-09 183 39 EVACUEE FROM R2 GABLE,KENNETH 01964524 TCl-025 w OT 5-06 210 60 JANITOR MEDICAL HAYWARD,TRAVIS JAY 02116908 TCl-026 w OT 6-01 218 33 EVACUEE FROM R2 SEYMORE,RICHARD BOYD 02048478 TCl-027 w OT 6-00 247 43 EVACUEE FROM R2 OVEAL,DELTON JUDE 02099290 TCl-028 B OT 5-05 164 49 EVACUEE FROM R2 CHILDS,NICHOLAS LORE 02009147 TCl-029 w OT 6-00 187 33 WARESHOUSEMAN SURPLU GALVAN,STEVE 02034730 TCl-030 H OT 5-05 150 43 WARESHOUSEMAN SURPLU SMITH,CHRISTOPHER EU 02073987 TCl-031 w OT 5-11 174 42 EVACUEE FROM R2 TULLAS,GEORGE 02058645 TCl-032 w OT 5-08 191 37 FENCE ERECTOR GODLEY,DAVID LEVON 02072676 TCl-033 B OT 6-01 201 46 JANITOR DORM T/C 2-1 GALLOW,KAVIN LEE 01987986 TCl-034 B OT 5-09 160 32 GROUNDSKEEPER 0/S YD HAYDEN,ZAMONE OBRYAN 02003514 TCl-035 B OT 6-01 168 33 STOCK CLERK SUPPLY VALDEZ,ROBERT RAMIRE 01105983 TCl-036 H OT 5-09 242 51 EVACUEE FROM R2 NAPPER,MICHAEL 01781342 TCl-037 w OT 6-00 214 27 TRACTOR OPERATOR POWERS,KYLE CRAIG 02031806 TCl-038 w OT 5-10 181 30 GROUNDSKEEPER 0/S YD LACEY,WESLEY JEROME 01483543 TCl-040 B OT 5-07 234 49 EVACUEE FROM R2 LAY,TONY DOUGLAS 01458690 TCl-041 w OT 6-03 183 43 FENCE ERECTOR PREJEAN,MARQUES LENT 01712773 TCl-043 B OT 6-02 268 30 EVACUEE FROM R2 CARRIER,MICHAEL IVAN 01950638 TCl-044 w OT 6-00 174 37 COMMUNITY SERV PARK RODRIGUEZ,JOSE MANUE 02070192 TCl-045 H OT 5-07 212 68 EVACUEE FROM R2 LUCIO,RAYMOND 00626908 TCl-046 HOT 5-08 213 55 TRACTOR OPERATOR PRESTON,CHARLES PERN 02074019 TCl-047 BOT 6-00 218 28 EVACUEE FROM R2 ISTRE,STEVEN MORRIS 02023622 TCl-048 w OT 5-10 190 46 KITCHEN HELPER 1ST T STAFFORD,STEVE DWAYN 02093226 TCl-049 w OT 6-00 194 54 TRACTOR OPERATOR SILVA,EMILIO 02069744 TCl-050 HOT 5-08 208 43 EVACUEE FROM R2 ROBINSON,VERNON 01957975 TCl-051 BOT 5-08 240 49 GARDEN SQUAD 01 DAVIS,MARTELL 01994786 TCl-052 BOT 5-07 198 25 EVACUEE FROM R2 PERRY,DE'ANDRAE DERE 02010653 TCl-053 BOT 6-00 225 29 EVACUEE FROM R2 HILL,JOHN CHRISTOPHE 02039624 TCl-054 w OT 6-00 185 32 TIRE REPAIRER FARM s

BAILEY 133641 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 2 09/07/2017 TCl ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R cu HT WT AGE JOB DESCRIPTION

JOHNSON, 01889952 TCl-055 B OT 5-07 182 36 FARM WORKER HOG FEED WALKER,KARL FITZGERA 01409597 TCl-057 B OT 5-11 150 54 LANDSCAPE GARDENER F WHITE,J W JR 02017494 TCl-058 w OT 5-10 181 45 EVACUEE FROM R2 COLLAZO,DANIEL RAY 02064264 TCl-059 H OT 5-09 174 32 FARM WORKER HOG FEED WILEY,ADAM LYNN 02004832 TCl-060 w OT 5-11 181 38 ANIMAL CARETAKER KEN OSBORNE,LEON KING 02055354 TCl-061 w OT 5-10 152 66 FOLDER LAUNDRY T/C POWELL,RAY RANSOM 01918083 TCl-062 w OT 5-10 170 58 EVACUEE FROM R2 JUSTICE,EUGENE 01974950 TCl-063 B OT 5-09 199 36 EVACUEE FROM R2 MCCREARY,DUSTIN GRAN 02055493 TCl-065 w OT 5-11 161 28 EVACUEE FROM R2 BRISCOE,TROY DEWAYNE 01989538 TCl-066 B OT 5-09 232 42 EVACUEE FROM R2 ELORDUY,FRANCISCO 02094272 TCl-067 H OT 5-09 240 53 EVACUEE FROM R2 NICHOLS,CALVIN DEMON 01730512 TCl-068 B OT 5-07 160 37 FENCE ERECTOR ANDERSON,DONALD MALC 01979536 TCl-070 w OT 5-10 186 49 GROUNDSKEEPER T/C SQ MCDANIEL,ANTHONY EDW 01693468 TCl-071 w OT 5-05 207 48 PLUMBER MAINT SPARKS,MICHAEL GENE 02109988 TCl-072 w OT 6-03 290 36 FARM WORKER GENERAL HIGHTOWER,KENYARA OM 02082470 TCl-073 B OT 5-07 190 43 EVACUEE FROM R2 VANCE,THOMAS MICHAEL 01877348 TCl-074 w OT 5-10 170 64 EVACUEE FROM R2 BATES,WILLIAM CLAYTO 01822808 TCl-075 w OT 6-00 178 47 EVACUEE FROM R2 MILLER,MICHAEL LEWIS 01758903 TCl-076 w OT 6-03 212 34 TRACTOR OPERATOR PEREZ,EDWARD 01733130 TCl-077 HOT 6-01 168 48 GROUNDSKEEPER 0/S YD GUZMAN,GILBERT JR 02006623 TCl-078 H OT 5-10 189 30 CARPENTER MAINTENANC HONN,SHANE ANTHONY 02094059 TCl-079 w OT 6-02 255 28 FULL TIME STUDENT PALACIOS,CHRISTOPHER 01980888 TCl-080 H OT 5-07 156 34 FARM EQUIPMENT MECHA THOMAS,CURTIS ALAN 01898400 TCl-081 w OT 5-07 159 57 EVACUEE FROM R2 BALDOBINO,LARRY CAST 02057927 TCl-082 H OT 6-01 218 56 EVACUEE FROM R2 CATHEY,JOSHUA BYRON 01280214 TCl-083 w OT 5-03 146 34 EVACUEE FROM R2 STEELS,CHRISTOPHER 02009378 TCl-084 B OT 5-07 187 38 FARM WORKER HOG FEED COOK,GEOFFRY JAMES 01920997 TCl-085 w OT 6-00 182 49 MAINTENANCE MECHANIC VANDVER,TROY EDWARD 01970338 TCl-086 w OT 5-07 178 40 FENCE ERECTOR WERNER,CARL EVAN 01016519 TCl-087 w OT 6-00 187 58 FARM WORKER LIVESTOC WATKINS,KERRY WAYNE 01645698 TCl-088 w OT 5-05 150 32 WELDER COMB FARM SHO HILL,JASON KARL 01971776 TCl-089 w OT 5-06 192 42 GEN CLERK AGRICULTUR POLLY,ALVIN TODD 02056283 TCl-090 w OT 6-02 234 45 WASHING MACHINE OPER SOLIS,FELIPE JR 01955935 TCl-091 H OT 5-11 209 41 EVACUEE FROM R2 VANAUSDAL,DAVID GENE 01902297 TCl-092 w OT 6-00 193 27 EVACUEE FROM R2 AGUIRRE,REYNALDO LAG 02003899 TCl-093 H OT 5-08 228 45 ANIMAL CARETAKER KEN SEPULVADO,FRANKIE DE 02075806 TCl-094 w OT 6-00 227 36 EVACUEE FROM R2 PEREZ,BOBBY 01722087 TCl-095 H OT 5-05 193 46 EVACUEE FROM R2 HART,COY DENNIS 02069690 TCl-096 w OT 6-00 230 35 FARM WORKER LIVESTOC GRIMES,DANNY GLENN 00722355 TCl-097 w OT 6-01 198 53 EVACUEE FROM R2 SCALES,KEITH ONEIL 02085966 TCl-098 w OT 6-03 210 32 ANIMAL CARETAKER KEN JANES,TODD 01628141 TCl-099 w OT 6-01 182 49 EVACUEE FROM R2 ROBINSON,URIAH KEITH 02100261 TCl-100 w OT 5-07 149 28 LANDSCAPE GARDENER F CASTANEDA,ERIK LEE 02069183 TCl-101 H OT 5-11 245 36 EVACUEE FROM R2 CORTEZ,VICTORINO 01861868 TCl-102 H OT 5-06 172 42 COMMUNITY SERV PARK ESHOM,BOBBY JOE 01969164 TCl-103 w OT 5-07 179 49 EVACUEE FROM R2 JACKSON,CHRISTOPHER 02117645 TCl-104 BOT 5-11 185 28 GROUNDSKEEPER 0/S YD SELLERS,LLOYD WAYNE 02033991 TCl-105 w OT 5-09 195 54 EVACUEE FROM R2 ALLEN,GARY WAYNE 01929777 TCl-107 w OT 6-00 145 46 EVACUEE FROM R2 TOTAL: 101

BAILEY 133642 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 3 09/07/2017 TC2 ROW INMATE LOCATOR REPORT 12:57:05 1, 428

NAME TDC# HOUSING R CU HT WT AGE JOB DESCRIPTION

MCFARLAND,JOSEPH 01415674 TC2-001 BOT 6-05 189 31 JANITOR FRONT OFFICE CARATHERS,CHRISTOPHE 02115740 TC2-002 BOT 5-11 180 27 KITCHEN HELPER 1ST T CRUZ,ADRIAN 02007956 TC2-003 HOT 5-09 170 26 KITCHEN HELPER 1ST T MATA,ADAM ALBERT 02078682 TC2-004 WOT 5-05 99 37 JANITOR FRONT OFC T/ HAWKINS,MARKELL SANT 01705854 TC2-005 BOT 5-10 153 26 GROUNDSKEEPER 0/S YD BELDEN,JAMES ALAN 02053558 TC2-006 WOT 6-02 233 51 UNASGN MEDICAL DEMERLE,EDWARD ANTHO 02089543 TC2-009 WOT 5-07 200 49 MAINTENANCE MECHANIC NEWSOM,JOHN STEVEN 01949757 TC2-010 WOT 5-10 190 46 COOK T/C LOHMAN,SHAUN STERLIN 02118249 TC2-011 WOT 5-08 180 35 MAINTENANCE MECHANIC TAMAYO,ERNEST 02021431 TC2-012 HOT 5-06 155 55 LANDSCAPE GARDENER B WILLIAMSON,BRADLEY M 02052195 TC2-013 WOT 6-02 200 35 GROUNDSKEEPER 0/S YD OWENS,JUSTIN DAVID 02001234 TC2-014 WOT 6-00 206 33 GROUNDSKEEPER 0/S YD HUNT,JOHNNY JR 02104206 TC2-015 BOT 5-06 207 30 EVACUEE FROM R2 HICKMAN,JOSEPH DANIE 02086079 TC2-017 WOT 5-09 159 37 EVACUEE FROM R2 ANDERSON,RANDY RAY 01654269 TC2-018 WOT 5-10 237 55 UTILITY REC YARD SQU FRAUSTO,MANUEL 00920671 TC2-019 HOT 5-10 190 61 WASTEWATER TREAT ATT KIRKWOOD,JAMES ANTHO 01166698 TC2-020 BOT 5-09 165 63 UNASGN MEDICAL TURNER,CLAYTON DESHO 01771789 TC2-021 BOT 6-01 250 43 COMMUNITY SERV PARK COLLINS,DAVID BRANDO 01810867 TC2-022 BOT 6-03 186 32 GROUNDSKEEPER T/C SQ DIXON,WESLEY THOMAS 01601713 TC2-023 BOT 5-10 200 57 EVACUEE FROM R2 RAMOS,JOSE GUADALUPE 01966085 TC2-024 HOT 5-08 243 40 CLOTHING EXCHANGER T ASBERRY,CHRISTOPHER 02100328 TC2-025 BOT 5-10 202 34 JANITOR FRONT OFFICE MORENO,JERRY MEDINA 01777353 TC2-026 HOT 5-00 170 51 COMMUNITY SERV MAJOR PENA, JOE 01818798 TC2-027 HOT 5-06 207 29 GROUNDSKEEPER 0/S YD CHAVEZ,DENNIS BRUCE 01837208 TC2-028 HOT 5-11 220 45 WASTEWATER TREAT ATT BODIFORD,JAMES MICHA 01664583 TC2-029 WOT 6-00 165 27 KITCHEN HELPER 1ST T GEFFS,JEREMY ALAN 02039844 TC2-030 WOT 6-03 230 35 JANITOR DORM T/C 2-2 WILLIAMS,BRYANT KEIT 02059192 TC2-031 WOT 5-11 335 46 WASHING MACHINE OFER ANZURES,JOSE 01984562 TC2-032 HOT 5-06 213 36 WASTEWATER TREAT ATT HELMER,KENNETH BROOK 01989563 TC2-033 WOT 6-00 234 30 MAINTENANCE MECHANIC LEWIS,RODNEY PAUL 01799627 TC2-034 WOT 5-08 246 50 TRACTOR OPERATOR BR RODRIGUEZ,FELIX MIRA 01976378 TC2-035 HOT 5-07 192 45 FENCE ERECTOR BR VICK,LARRY JAMES 01723616 TC2-036 WOT 5-09 170 65 WASTEWATER TREAT ATT BURKE,BARRY EUGENE 01003535 TC2-037 WOT 5-08 192 55 EVACUEE FROM R2 HACKNEY,LARONIE DAWO 01916520 TC2-038 BOT 6-03 290 40 EVACUEE FROM R2 BEARD,JAMES LAWRENCE 01843756 TC2-039 BOT 5-10 229 34 JANITOR FRONT OFC T/ CLAY,DYLAN 02105111 TC2-040 BOT 5-11 172 25 FARM WORKER LIVESTOC SOLIS,EFRAIN JR 02114923 TC2-041 HOT 6-00 239 43 HEAT AND AC REPAIR BORREGO,LENARD 01993229 TC2-042 HOT 5-06 166 45 JANITOR BACKGATE JIMENEZ,FRANK JOE 01876870 TC2-043 HOT 5-10 170 38 GENERAL CLERK SURPLU BUTLER,LAWRENCE 01363345 TC2-044 BOT 6-01 294 51 FARM WORKER GENERAL HOWARD,JOHN LEWIS 01608106 TC2-045 WOT 5-06 189 64 COMMUNITY SERV MAJOR CATES,JESSE DAN 01843202 TC2-046 WOT 5-06 218 61 JANITOR DORM T/C 1-1 DAVIS,TIMOTHY DALE 01609221 TC2-047 WOT 5-05 156 58 JANITOR COMMISSARY T MILLER,LANDON SETH 02031026 TC2-048 WOT 6-04 253 36 FARM EQUIPMENT MECHA SHERMAN,STANLEY BERN 00515448 TC2-049 BOT 6-00 202 59 UNASGN MEDICAL MANCHA,RICHARD CAMAC 02117271 TC2-050 HOT 5-04 148 45 MAINTENANCE MECHANIC FREEMAN,THOMAS JR 01100607 TC2-051 WOT 6-02 195 62 KITCHEN HELPER 1ST T DOLLAR,JEFFERY BENJA 01978709 TC2-052 WOT 6-04 196 39 JANITOR COMMISSARY T ELLIS,HERBERT LERELL 02001950 TC2-053 BOT 5-09 175 37 JANITOR DORM T/C 1-2 LARA,RICKY ANTHONY 02077195 TC2-054 HOT 5-06 168 47 FENCE ERECTOR BR WADE,THOMAS RILEY 01858567 TC2-055 WOT 6-00 231 46 LANDSCAPE GARDENER

BAILEY 133643 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 4 09/07/2017 TC2 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R CU HT WT AGE JOB DESCRIPTION

ALFARO,RODOLFO REYNA 01878174 TC2-056 HOT 5-10 189 60 COMMUNITY SERV MAJOR PITTMAN,JONATHAN RAY 02081156 TC2-057 WOT 5-11 199 32 FARM WORKER LIVESTOC BIRDINE,ROY 01996989 TC2-058 BOT 5-08 228 35 KITCHEN HELPER 1ST T MASHEK,EDWARD LOUIS 01966437 TC2-059 WOT 6-05 233 51 TRACTOR OPERATOR PEREZ,CHARLIE 02017137 TC2-060 HOT 5-10 264 33 JANITOR BACKGATE MIRANDA,NICK RUBEN I 01981201 TC2-061 HOT 5-10 204 28 UTILITY REC YARD SQU LOPEZ,IVAN GARAY 01752528 TC2-062 HOT 5-07 201 27 JANITOR FRONT OFC T/ SANDERS,MARCUS DONEL 02030548 TC2-063 BOT 6-00 200 31 JANITOR CLEANING SQU HEARVEY,HARRY III 00744348 TC2-064 BOT 5-09 184 48 JANITOR MEDICAL WHITLEY,FREDERICK 02089426 TC2-065 BOT 6-01 264 36 EVACUEE FROM R2 GUIDRY,BILLY WAYNE 02099570 TC2-066 WOT 5-08 252 40 FENCE ERECTOR CONRAD,GREGORY GEORG 02083389 TC2-067 WOT 6-02 202 43 TRACTOR OPERATOR BR SIDES,RONALD HAROLD 02124226 TC2-068 WOT 5-10 196 57 TRACTOR OPERATOR BR OVERTURF,TIMOTHY DAL 01857096 TC2-069 WOT 5-09 221 52 COMMUNITY SERV MAJOR DRUMMOND,DARIN DUANE 01806894 TC2-070 WOT 5-10 179 41 PLUMBER MAINT NORRIS,ALLAN PATRICK 01437872 TC2-072 WOT 5-10 220 36 ANIMAL CARETAKER KEN CECHVALA,MICHAEL JAM 02049778 TC2-073 WOT 6-02 192 57 KITCHEN HELPER 1ST T BARNETT,JEFFREY FOST 02028954 TC2-074 WOT 6-02 197 31 WELDER COMBINATION M CUTLER,TERRENCE ANTH 02108947 TC2-075 BOT 6-02 176 28 EVACUEE FROM R2 WHITE,EUGENE 01992234 TC2-076 BOT 6-02 244 29 FARM EQUIPMENT MECHA SMITH,JAMES DARYL 02085009 TC2-077 WOT 6-00 225 49 TRACTOR OPERATOR BR IRBY,BRETT BURDETTE 02116911 TC2-078 WOT 5-06 166 47 FARM EQUIPMENT MECHA BRADFORD,ANTHONY DEO 01989463 TC2-080 BOT 6-04 210 40 EVACUEE FROM R2 WILLIAMS,DAVID L 01991730 TC2-081 WOT 6-01 180 52 DIESEL MECHANIC VEHI MILAM,RAYMOND LLOYDE 01870425 TC2-082 WOT 5-06 162 50 FARM WORKER LIVESTOC SALINAS,VICENTE 02062738 TC2-083 HOT 6-00 236 37 EVACUEE FROM R2 BAXTER,TERRY DON 01979250 TC2-084 WOT 5-06 174 47 TRACTOR OPERATOR BR RIDINGS,GAYLAND 01858465 TC2-085 WOT 5-05 167 52 HEAVY EQUIPMENT OFER MINYARD,JAY CHRISTOP 02020145 TC2-086 WOT 5-10 169 31 TRACTOR OPERATOR RODRIGUEZ,ELOY 01807835 TC2-087 HOT 5-06 219 50 EVACUEE FROM R2 DANIEL,BRANDON HAMIL 02025849 TC2-088 WOT 5-11 173 31 EVACUEE FROM R2 MITCHELL,BILLY WAYNE 02071040 TC2-089 WOT 5-09 187 50 JANITOR CLEANING SQU SALAZAR,ANDREW 01985122 TC2-090 HOT 5-07 156 33 EVACUEE FROM R2 GOLD,ROGERS JR 01194204 TC2-091 BOT 6-01 242 56 EVACUEE FROM R2 STEDMAN,LYNDON RAY 02046338 TC2-092 WOT 5-07 198 55 EVACUEE FROM R2 FARR,JOSEPH HOWARD 02106268 TC2-093 WOT 5-11 264 29 EVACUEE FROM R2 GAYDEN,TERENCE 02129991 TC2-094 BOT 5-10 190 45 EVACUEE FROM R2 LONDON,DAVE DARNELL 01823365 TC2-096 BOT 5-07 188 32 COOK T/C WALKER,DAMION JOHNAT 01963402 TC2-097 BOT 6-07 252 40 KITCHEN HELPER BR JOSHUA,MARSHALL DARN 00366199 TC2-098 BOT 6-02 194 65 EVACUEE FROM R2 BEARDEN,MICHAEL RAY 01909528 TC2-099 WOT 6-00 251 52 EVACUEE FROM R2 MCDONALD,JONATHAN DA 01817698 TC2-100 WOT 6-02 190 30 WELDER AGRICULTURE B KEARNEY,JOSHUA JAMEL 01985538 TC2-101 BOT 5-06 209 29 EVACUEE FROM R2 KUBENA,KEVIN WAYNE 02053822 TC2-103 WOT 5-09 218 53 EVACUEE FROM R2 LONGORIA,JOHN 02118803 TC2-104 HOT 5-07 205 40. EVACUEE FROM R2 ABBOTT,KEVIN GRANT 01919093 TC2-105 WOT 6-00 222 41 EVACUEE FROM R2 NOLAN,SYLVESTER GREG 02054043 TC2-106 BOT 5-10 160 59 EVACUEE FROM R2 BRADFORD,LESTER EUGE 01978711 TC2-107 WOT 5-07 193 53 EVACUEE FROM R2 TOTAL: 100

BAILEY 133644 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 5 09/07/2017 TC3 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R cu HT WT AGE JOB DESCRIPTION

WEBB,ANTHONY CHARLES 01796985 TC3-001 w OT 6-01 227 49 EVACUEE FROM R2 DAVIS,KEVIN BRADLEY 01791177 TC3-002 w OT 5-09 167 47 EVACUEE FROM R2 HERRERA,RICHARD GUIL 02117305 TC3-003 H OT 5-06 157 48 EVACUEE FROM R2 GUARDIOLA,CESAR 02015729 TC3-004 H OT 5-07 177 43 EVACUEE FROM R2 LOPEZ,DWAYNE KEITH 01881421 TC3-005 w OT 5-06 180 54 EVACUEE FROM R2 POWELL,WILLIE 01941420 TC3-006 B OT 5-08 185 37 EVACUEE FROM R2 JENNINGS,RICHARD EAR 02048721 TC3-007 w OT 5-11 218 34 EVACUEE FROM R2 VOSS,AUSTIN WAYNE 02092463 TC3-008 w OT 5-11 175 37 EVACUEE FROM R2 TENORIO,RICARDO 02108723 TC3-009 H OT 6-02 341 33 EVACUEE FROM R2 SEETON,MARK 01830247 TC3-010 w OT 5-11 223 41 EVACUEE FROM R2 LEFTWICH,WILLIAM VAL 01846010 TC3-011 w OT 5-10 186 35 EVACUEE FROM R2 SALAZAR,BENITO SALAZ 01936708 TC3-012 HOT 5-06 197 59 EVACUEE FROM R2 SIMON,MARCUS DARRON 01370158 TC3-013 BOT 6-00 262 45 EVACUEE FROM R2 COOPER,JOHNATHAN WIL 02073261 TC3-014 w OT 5-07 147 32 EVACUEE FROM R2 AGUIRRE,ARTURO JAVIE 01873770 TC3-015 H OT 5-10 164 57 EVACUEE FROM R2 VALLEY,HISMAEL 01899703 TC3-017 H OT 5-11 218 50 EVACUEE FROM R2 FITZGERALD,WILLIAM G 01860537 TC3-018 w OT 5-10 199 56 EVACUEE FROM R2 FLORES,ELADIO JR 02106329 TC3-019 HOT 5-11 199 54 EVACUEE FROM R2 GONZALEZ,SEGISMUNDO 01955355 TC3-020 HOT 5-10 233 56 EVACUEE FROM R2 HINES,ROSCOL L 01734204 TC3-021 BOT 5-05 133 41 EVACUEE FROM R2 LEON,ABEL RENTERIA J 01875919 TC3-022 HOT 5-07 193 35 EVACUEE FROM R2 SHILLOW,JAMIEN MORRI 02044033 TC3-023 B OT 5-10 172 29 EVACUEE FROM R2 DYKES,LELAND ALAN 01925455 TC3-024 w OT 5-09 146 71 EVACUEE FROM R2 WILLIAMS,HERBERT LEE 01754028 TC3-025 B OT 5-10 172 52 EVACUEE FROM R2 HUNT,TONJE 02056799 TC3-026 B OT 5-11 210 27 EVACUEE FROM R2 BRONS,DEREK RUSSELL 02068306 TC3-028 w OT 5-10 182 42 EVACUEE FROM R2 CABARRUBIA,JAMES 02063211 TC3-029 H OT 5-05 163 50 EVACUEE FROM R2 ENDERLE,CHRISTOPHER 01840786 TC3-030 w OT 6-00 196 41 EVACUEE FROM R2 MILLER,TONY RAY 01972333 TC3-031 B OT 6-01 302 41 EVACUEE FROM R2 CLAY,ANTHONY 02106256 TC3-032 B OT 5-06 188 34 EVACUEE FROM R2 BENAVIDEZ,JOSE 01633371 TC3-033 H OT 5-06 232 57 EVACUEE FROM R2 VILLANUEVA,JUAN MANU 01900602 TC3-034 H OT 5-10 211 49 EVACUEE FROM R2 GOMEZ,MICHAEL ROY 01897332 TC3-035 H OT 5-07 180 40 EVACUEE FROM R2 WISE,DAVID L 02073742 TC3-036 BOT 5-03 165 37 EVACUEE FROM R2 FUENTES,CESAR 01924992 TC3-037 HOT 5-08 200 53 EVACUEE FROM R2 STOWE,ELVIN RAY 01818494 TC3-038 w OT 5-09 232 51 EVACUEE FROM R2 JONES,ANTHONY EARL 01042376 TC3-039 B OT 6-00 187 52 EVACUEE FROM R2 HILL,JACK JEFFERY 01630609 TC3-040 w OT 5-09 198 52 EVACUEE FROM R2 CAMPBELL,CARL EDWARD 02081033 TC3-041 B OT 6-01 238 50 EVACUEE FROM R2 GONZALES,ROBERTO NAJ 00597789 TC3-042 H OT 5-08 205 60 EVACUEE FROM R2 CONAWAY,TARRANCE 01889189 TC3-043 B OT 6-00 215 39 EVACUEE FROM R2 COLLEY,JUSTIN KEITH 02114234 TC3-044 w OT 5-10 225 30 EVACUEE FROM R2 BIUS,RICHARD 01975805 TC3-045 HOT 6-00 198 39 EVACUEE FROM R2 GOODALE,TROY DENE 01884186 TC3-046 w OT 6-01 188 56 EVACUEE FROM R2 CONNOR,WILLIE L 01527131 TC3-047 BOT 6-00 202 36 EVACUEE FROM R2 STUBBLEFIELD,TOM 02075350 TC3-048 BOT 5-06 183 57 EVACUEE FROM R2 ONEIL,HARRY JAMES 01577393 TC3-049 w OT 5-11 202 54 EVACUEE FROM R2 WORKMAN,DAVID L 02019540 TC3-050 w OT 5-11 216 49 EVACUEE FROM R2 BROSS,TIMOTHY JOHN 01911074 TC3-051 w OT 5-08 328 36 EVACUEE FROM R2 JAQUEZ,RICHARD 01851690 TC3-052 HOT 5-09 216 42 EVACUEE FROM R2 DRIGGERS,JIMMY WAYNE 01952819 TC3-053 w OT 6-01 205 29 EVACUEE FROM R2 MINCHEW,BILLY RAY 02008362 TC3-054 w OT 5-09 184 50 EVACUEE FROM R2

BAILEY 133645 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 6 09/07/2017 TC3 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R cu HT WT AGE JOB DESCRIPTION

JACKSON,KALEB ONNIE 01635428 TC3-055 w OT 5-06 157 29 EVACUEE FROM R2 ALEXANDER,ARRINGTON 01995489 TC3-056 BOT 5-07 227 29 EVACUEE FROM R2 MORATO,FABIAN JR 01998196 TC3-057 HOT 5-09 280 28 EVACUEE FROM R2 COLSON,MORRIS LANE 01917072 TC3-058 w OT 6-03 228 54 EVACUEE FROM R2 ARRINGTON,ROBERT WAY 02114978 TC3-060 w OT 6-01 178 53 EVACUEE FROM R2 BROWN,STEVEN 02102219 TC3-061 w OT 5-09 172 39 EVACUEE FROM R2 BOOKER,EUELL EDWARD 02003504 TC3-062 BOT 5-10 194 59 EVACUEE FROM R2 RODRIGUEZ,CARLOS 02082151 TC3-063 HOT 5-07 191 26 EVACUEE FROM R2 RODRIGUEZ,MANUEL 01930895 TC3-064 HOT 5-03 174 53 EVACUEE FROM R2 GARZA,DANNY 00544321 TC3-065 HOT 5-07 184 56 EVACUEE FROM R2 JONES,WILLIS 02060001 TC3-066 B OT 6-00 333 26 EVACUEE FROM R2 HARGROVE,JORDAN MICH 02010764 TC3-067 w OT 5-09 182 27 EVACUEE FROM R2 JACKSON,TREVAN JAMES 02032778 TC3-068 w OT 6-00 227 30 EVACUEE FROM R2 JENKINS,TAURUS LEEAN 02105424 TC3-069 B OT 5-08 190 38 EVACUEE FROM R2 ALVELO,ANGEL DANIEL 00732811 TC3-070 H OT 5-06 186 55 EVACUEE FROM R2 SNOW,STEVE CRAIG 01861461 TC3-071 w OT 5-10 193 50 EVACUEE FROM R2 TRAN,DAVID DINH 02087798 TC3-072 A OT 5-07 226 35 EVACUEE FROM R2 CZERWINSKI,DUANE ALA 02038210 TC3-073 w OT 5-07 166 57 EVACUEE FROM R2 THOMPSON,DEMONTRE SH 02075648 TC3-074 B OT 5-09 199 28 EVACUEE FROM R2 EDWARDS,VERMON 02018162 TC3-075 B OT 5-07 186 26 EVACUEE FROM R2 SADLER,VERNON GRANT 01978526 TC3-076 B OT 6-00 279 55 EVACUEE FROM R2 JONES,JERRY 02023995 TC3-077 B OT 5-07 150 55 EVACUEE FROM R2 HOLMAN,JAKEB LIGE 02116252 TC3-078 w OT 6-00 241 27 EVACUEE FROM R2 MIRANDA,MARIO 01971973 TC3-079 H OT 5-05 205 35 EVACUEE FROM R2 TREVINO,ROGER 02028319 TC3-080 H OT 6-00 245 41 EVACUEE FROM R2 THOMASON,JASPER LEE 01590095 TC3-081 w OT 5-08 186 52 EVACUEE FROM R2 ARAIZA,ADOLPH 01939592 TC3-082 HOT 6-01 233 47 EVACUEE FROM R2 KELLY,ALAN 02098993 TC3-083 w OT 6-01 198 52 EVACUEE FROM R2 CRYER,MICHAEL EDWARD 01991493 TC3-084 w OT 6-02 185 52 EVACUEE FROM R2 EGLOFF,CAUSEY JR 02068614 TC3-085 w OT 6-00 176 41 EVACUEE FROM R2 BEREZOSKI,JOHN CALHO 01827379 TC3-086 w OT 6-00 216 43 EVACUEE FROM R2 MAYBERRY,GERALD A 01981573 TC3-087 BOT 5-09 169 55 EVACUEE FROM R2 HADNOT,GREGORY 02109107 TC3-088 BOT 5-05 185 38 EVACUEE FROM R2 BAILEY,RICHARD HALEY 01092315 TC3-089 w OT 6-00 185 52 EVACUEE FROM R2 COOPER,DAMON LLOYD 00702895 TC3-090 BOT 5-08 205 53 EVACUEE FROM R2 FOLEY,MORRIS WAYNE 01898983 TC3-091 BOT 5-11 228 57 EVACUEE FROM R2 MARTINEZ-SOLIS,ROBER 01459995 TC3-092 HOT 5-04 168 41 EVACUEE FROM R2 BELTRAN,SHELBY 02074493 TC3-093 HOT 5-10 243 29 EVACUEE FROM R2 SEYMOUR,CHAUNCEY 02011840 TC3-094 BOT 5-08 242 30 EVACUEE FROM R2 HOBSON,JEREMY 02085970 TC3-095 BOT 5-05 182 28 EVACUEE FROM R2 GASKIN,ADRIAN JERMAI 02066198 TC3-096 BOT 5-11 239 36 EVACUEE FROM R2 BONNER,DERRICK JOHN 01879514 TC3-097 B OT 5-11 208 36 EVACUEE FROM R2 GRIMES,JOHNNIE PAUL 01884089 TC3-098 w OT 5-08 177 62 EVACUEE FROM R2 TURNER,JOHN DURANN 02053949 TC3-099 B OT 6-02 189 36 EVACUEE FROM R2 BRADY,BILLY JOE 01856314 TC3-100 w OT 5-07 193 51 EVACUEE FROM R2 KINNAMON,KEVIN E 01992626 TC3-101 w OT 5-10 187 49 EVACUEE FROM R2 THOMAS,LARRY DARNELL 01980897 TC3-102 BOT 6-01 282 34 EVACUEE FROM R2 LEWIS,JERMAINE 01995424 TC3-103 BOT 5-07 209 45 EVACUEE FROM R2 GARZA,ROLAND 02094445 TC3-104 HOT 5-11 222 32 EVACUEE FROM R2 HOLLOWAY,JIMMY DWAYN 00669154 TC3-105 w OT 6-02 272 50 EVACUEE FROM R2 WEBB,MAX EDWARD 01924604 TC3-106 w OT 5-10 197 38 EVACUEE FROM R2 NEESE,ANDREW THOMAS 02088857 TC3-107 w OT 6-00 212 44 EVACUEE FROM R2

BAILEY 133646 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 7 09/07/2017 TC3 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R CU HT WT AGE JOB DESCRIPTION

TOTAL: 104

BAILEY 133647 DGI5893 UNIT: PACK I T. D.C. J. - INSTITUTIONAL DIVISION PAGE 8 09/07/2017 A 1 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R cu HT WT AGE JOB DESCRIPTION

WATTS,MICHAEL 02012144 A 1-001 w G3 6-01 1 76 51 COUNTER ATTENDANT ls HARPER,DAVID JOHN JR 00758486 A 1-003 w G2 5-05 148 88 I/S MEDICAL SQ 02 MCDOW,JAMES EDDIE 01641812 A 1-004 B G2 6-02 186 56 UNASGN MEDICAL LONGORIA,HUMBERTO M. 01067793 A 1-005 H G2 5-06 187 67 UNASGN MEDICAL MCSPADDEN,WARREN LYN 01773946 A 1-006 w G2 5-08 172 82 UNASGN MEDICAL LOPEZ,JESUS JR 01431685 A 1-007 H G2 5-07 177 66 JANITOR DORM 1-1 LIMONES,MACARICO 00561959 A 1-008 H G2 5-05 135 84 UNASGN MEDICAL FLORES,ISABEL 00449674 A 1-009 H G2 5-07 136 80 I/S MEDICAL SQ 01 RODRIGUEZ,EUSEBIO GU 01799517 A 1-010 H G2 6-02 205 67 I/S MEDICAL SQ 01 ALSABROOK,JAMES ARTH 00612879 A 1-011 w G2 5-06 156 79 UNASGN MEDICAL HARBER,LEO DANIEL 01813723 A 1-012 w G2 6-01 175 78 I/S MEDICAL SQ 01 GALVAN,RODOLFO 01184846 A 1-013 H G2 5-10 175 50 I/S MEDICAL SQ 02 HINES,CHARLES WAYNE 01712441 A 1-014 w G2 5-07 154 55 JANITOR DORM 2-2 DELORD,TERRY PAUL 00769730 A 1-015 w G2 5-09 203 63 I/S MEDICAL SQ 01 YOUNG,SAMUEL 02046889 A 1-016 B G2 6-00 238 60 UNASGN MEDICAL JONES,WILBUR JR 00272628 A 1-017 B G2 5-09 165 56 I/S MEDICAL SQ 01 MALONE,MYERS NELSON 00375824 A 1-018 w G2 6-06 276 64 UNASGN MEDICAL SILVERIO,JAIME FELIP 01934398 A 1-019 H G2 5-03 153 43 JANITOR DORM 2-1 GRAVES,VERNON M 01837601 A 1-020 w G2 5-07 160 62 I/S MEDICAL SQ 02 KARDOS,DERICK JON 01842776 A 1-021 w G3 5-09 260 50 ALTERATION TAILOR EX RODRIGUEZ,DESTIN 01932092 A 1-022 H G2 5-07 173 22 COOK 1ST RHONE,DAVID LAVON 01937442 A 1-023 B G2 6-03 254 44 COOK 2ND ZAMORA,GABRIEL AMADO 01292211 A 1-025 H G2 5-02 133 41 FIELD SQUAD 04 ROSALES-PANTOJA,ALFR 02022169 A 1-026 H G2 5-05 175 40 JANITOR DORM 1-1 RAMON,JOE 00707368 A 1-027 H G2 6-00 286 44 FIELD SQUAD 07 HALE,SHANE 01192265 A 1-028 w G2 6-00 182 42 LANDSCAPE GARD INSID LOPEZ,RENE CHAPPARO 01773657 A 1-029 H G2 5-05 185 30 JANITOR DORM 1-2 WAMSLEY,JASON SCOTT 01561325 A 1-030 w G2 5-09 223 42 LANDSCAPE GARD INSID CONSTANCIO,MANUEL 01938566 A 1-031 H G2 5-10 171 28 JANITOR DORM 2-2 EYESTONE,JESSE DALE 02010850 A 1-033 w G2 5-00 114 38 I/S MEDICAL SQ 01 STRICKLAND,BRANDON D 01981078 A 1-034 w G2 5-11 203 39 FIELD SQUAD 04 RODRIGUEZ,MARIO ALBE 01941110 A 1-035 H G2 5-06 182 53 JANITOR LAUNDRY PEREZ,ALBERT R 01418090 A 1-036 H G2 5-08 184 43 JANITOR DORM 2-1 NICHOLSON,RICHARD JO 02002334 A 1-037 w G2 6-03 170 34 UNASGN MEDICAL TAYLOR,ROBERT EVERIT 01259640 A 1-038 B G2 6-02 165 34 EVACUEE FROM R2 DELAROSA,REUBEN RODR 01650265 A 1-039 H G2 5-06 192 52 EVACUEE FROM R2 CROWELL,LARRY A 01249315 A 1-040 w G2 5-07 137 53 EVACUEE FROM R2 FRANKLIN,JEFFREY LYN 02104245 A 1-042 w G2 5-09 155 47 EVACUEE FROM R2 DELEON,DAVID THOMAS 02115049 A 1-043 H G2 5-04 151 44 EVACUEE FROM R2 EDWARDS,TIMOTHY KARL 00424961 A 1-044 B G2 5-10 157 49 EVACUEE FROM R2 NORMAN,JAY MICHAEL 01998851 A 1-045 B G2 6-03 234 30 EVACUEE FROM R2 MEDINA,LUIS 01340591 A 1-046 H G2 5-07 178 57 EVACUEE FROM R2 EDWARDS,JOERICK DWAI 01706781 A 1-047 B G2 5-11 184 45 EVACUEE FROM R2 THOMPSON,SYDNEY MAUR 01450659 A 1-048 B G2 5-09 139 32 EVACUEE FROM R2 TOTAL: 44

BAILEY 133648 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 9 09/07/2017 A 2 ROW INMATE LOCATOR REPORT 12:57:05 1, 428

NAME TDC# HOUSING R cu HT WT AGE JOB DESCRIPTION

CHRISTOPHER,CHESTER 01886491 A 2-001 w Gl 5-06 169 58 EVACUEE FROM R2 ROJAS,CRUZ 01943443 A 2-002 H Gl 5-05 215 66 EVACUEE FROM R2 TRAVIS,MARK EDMUND 02012600 A 2-003 w Gl 5-09 181 55 EVACUEE FROM R2 GARRISON,DAVID 01961790 A 2-004 w c;'1 6-02 224 52 EVACUEE FROM R2 POTEET,VICTOR 02018798 A 2-005 w Gl 5-07 199 60 EVACUEE FROM R2 FITTS,RUSSELL GENE 02077714 A 2-006 w Gl 6-00 192 55 EVACUEE FROM R2 ENGLAND,BILLY DON 02117434 A 2-007 B Gl 5-05 218 51 EVACUEE FROM R2 ADAMS,KENNETH WARD J 02034914 A 2-009 w Gl 5-09 285 49 EVACUEE FROM R2 HANEY,KENNETH WAYNE 02027821 A 2-010 w Gl 6-00 178 55 EVACUEE FROM R2 CASTRO,STEVE FELAN 02084030 A 2-011 H Gl 5-08 242 37 EVACUEE FROM R2 RAIFORD,GERALD PATRI 02117608 A 2-012 w Gl 6-00 188 35 EVACUEE FROM R2 YBARRA,FAUSTINO 01054455 A 2-013 H Gl 5-08 206 55 EVACUEE FROM R2 SPILLER,PATRICK GARC 00467310 A 2-014 w Gl 5-06 179 62 EVACUEE FROM R2 HARDIN,LEE CLAYTON 01963077 A 2-015 w Gl 5-06 197 60 EVACUEE FROM R2 STAPLEY,MATTHEW LEE 02134212 A 2-016 w Gl 5-09 182 31 EVACUEE FROM R2 JOHNSON,RALPH 02102161 A 2-017 B Gl 6-01 235 62 EVACUEE FROM R2 SMITH,KEVIN JAY 01813059 A 2-018 B Gl 5-08 212 56 EVACUEE FROM R2 CREAG,DONALD 01273669 A 2-019 B Gl 6-00 286 49 EVACUEE FROM R2 MACNICOL,DONALD E 01663588 A 2-020 w Gl 6-00 280 55 EVACUEE FROM R2 NICHOLS,SMITH EUGENE 01983868 A 2-021 w Gl 5-11 172 44 EVACUEE FROM R2 GONZALEZ,JUAN RAMON 02013222 A 2-022 H Gl 6-01 351 31 EVACUEE FROM R2 BROWN,CARL WAYNE SR 02063673 A 2-023 B Gl 6-00 194 56 EVACUEE FROM R2 JOHNSON,DAVIDETTE 02110122 A 2-024 B Gl 6-03 260 46 EVACUEE FROM R2 MEDINA,JUAN FRANCISC 02070612 A 2-025 H Gl 5-06 183 45 EVACUEE FROM R2 ROBERTS,HERMAN 01921140 A 2-026 B Gl 6-02 189 35 EVACUEE FROM R2 BANKS,JARRIT RASHAD 02062566 A 2-027 B Gl 5-09 164 27 EVACUEE FROM R2 JAMES,ANTHONY 02075965 A 2-029 B Gl 5-09 151 29 EVACUEE FROM R2 HENIX,ISAAC BENARD 00866411 A 2-030 B Gl 5-11 164 36 EVACUEE FROM R2 TOTAL: 28

BAILEY 133649 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 10 09/07/2017 A 3 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R cu HT WT AGE JOB DESCRIPTION

HOLT,KENNETH DEWAYNE 02088999 A 3-001 B G2 6-03 262 46 EVACUEE FROM R2 HILL,BLAKE NATHAN 01966138 A 3-002 w G2 6-00 220 34 EVACUEE FROM R2 SEATON,GLYNN DWAYNE 02033232 A 3-003 B G2 6-00 210 60 EVACUEE FROM R2 HALL,JOSEPH JULIAN 01851416 A 3-004 w G2 5-06 190 60 EVACUEE FROM R2 JONES,THOMAS EARL 01647913 A 3-005 B G2 5-09 225 36 EVACUEE FROM R2 SANCHEZ,JUAN ANTONIO 02001652 A 3-006 H G2 5-09 216 34 EVACUEE FROM R2 MAXWELL,KERMIT JR 01385432 A 3-007 B G2 5-07 202 35 EVACUEE FROM R2 FARRIS,JAMES R 00213003 A 3-008 w G2 5-06 199 69 EVACUEE FROM R2 CLAYTON,LLOYD D. 01388661 A 3-009 w G2 5-08 185 58 EVACUEE FROM R2 PUENTE,ANSELEMO JAVI 02012732 A 3-010 H G2 5-05 242 54 EVACUEE FROM R2 LECK,CHARLES WESLEY 01978069 A 3-011 w G2 6-00 262 53 EVACUEE FROM R2 DIAZ,ANTHONY LUCAS 01901512 A 3-012 H G2 5-10 224 39 EVACUEE FROM R2 TALAMANTES,SIMON FLO 00691938 A 3-013 H G2 5-09 284 60 EVACUEE FROM R2 CASAREZ,ARMANDO YANE 01560859 A 3-014 H G2 5-04 178 72 EVACUEE FROM R2 HOWARD,JOSHUA 01930882 A 3-015 w G2 6-00 250 36 EVACUEE FROM R2 TRAN,DUNG 01017943 A 3-016 A G2 5-06 160 45 EVACUEE FROM R2 JOHNSON,OSCAR 01978589 A 3-017 w G2 5-09 192 49 EVACUEE FROM R2 TUCKER,TRAVIS EARL J 01826244 A 3-018 B G2 5-06 162 58 EVACUEE FROM R2 MEDELLIN,JESSE RODRI 01938293 A 3-019 H G2 5-09 204 41 EVACUEE FROM R2 WHITE,JARMARCUS 02029631 A 3-020 B G2 5-06 198 36 EVACUEE FROM R2 VELA,ARTHUR III 01329647 A 3-021 H G2 6-00 233 44 EVACUEE FROM R2 ZERTUCHE,JAMES 02022789 A 3-022 H G2 5-08 243 35 EVACUEE FROM R2 CLASON,MICHAEL BRAND 01930565 A 3-023 w G2 5-09 158 37 EVACUEE FROM R2 ALEX,KARL ANTHONY 00644270 A 3-024 B G2 5-06 386 52 EVACUEE FROM R2 RUSSELL,RANDY RICHAR 00358345 A 3-025 w G2 5-09 210 60 EVACUEE FROM R2 GARCIA,JOHNNY 01914551 A 3-026 H G2 5-06 152 55 EVACUEE FROM R2 BANKS,ANTHONY RAY 00725673 A 3-027 B G2 5-11 204 42 EVACUEE FROM R2 RENFRO,JAMIE 01980102 A 3-028 w G2 6-01 230 35 EVACUEE FROM R2 EDWARDS,TOMMY III 01816393 A 3-029 B G2 5-00 261 35 EVACUEE FROM R2 SANCHEZ,SIMON MARTIN 01803668 A 3-030 H G2 5-02 155 54 EVACUEE FROM R2 EDMONDS,DANIEL FRANC 01822031 A 3-031 w G2 6-02 229 33 EVACUEE FROM R2 WILLIAMS,RONNIE LAWR 01617003 A 3-032 B G2 5-09 236 54 EVACUEE FROM R2 WHISENHUNT,JIMMY 02060377 A 3-033 w G2 5-04 149 53 EVACUEE FROM R2 BASS,HOWARD LEE 01834239 A 3-034 w G2 5-09 159 47 EVACUEE FROM R2 JINGLES,CLIFFORD EUG 01425831 A 3-035 B G2 5-07 188 54 EVACUEE FROM R2 KELLEY,MARLON SHAWN 02000231 A 3-036 B G2 6-00 252 43 EVACUEE FROM R2 MYLES,DONALD 01875269 A 3-037 B G2 6-04 262 60 EVACUEE FROM R2 RODRIGUEZ,FREDDIE 01980992 A 3-038 H G2 5-07 185 56 EVACUEE FROM R2 PADILLA,JIMMY RAY 01727705 A 3-039 H G2 5-09 205 45 EVACUEE FROM R2 NG,KWAN HUNG 01640045 A 3-040 A G2 5-05 175 62 EVACUEE FROM R2 GARCIA,ROSENDO 02042141 A 3-041 H G2 5-01 190 56 EVACUEE FROM R2 WALKER,JASPER AHMAD 01996226 A 3-042 B G2 6-00 206 32 EVACUEE FROM R2 EARVIN,PATRICK DALE 01952064 A 3-043 B G2 5-07 186 53 EVACUEE FROM R2 KENNEDY,GRADY N-D 02087532 A 3-044 B G2 6-00 314 45 EVACUEE FROM R2 RAST,THOMAS 01931408 A 3-045 w G2 5-11 163 72 EVACUEE FROM R2 ROLLINS,MITCHELL 01969117 A 3-047 w G2 6-06 280 61 EVACUEE FROM R2 GORDON,BRANDON 01420588 A 3-048 B G2 6-02 261 48 EVACUEE FROM R2 SPRATT,RONNIE 01683556 A 3-049 B G2 5-07 194 35 EVACUEE FROM R2 MARTINEZ,JOSE 01702973 A 3-050 H G2 5-07 212 40 EVACUEE FROM R2 MENEFEE,WALTER THOMA 00477652 A 3-051 B G2 5-07 192 58 EVACUEE FROM R2 GONZALES,RUBEN 01422082 A 3-052 H G2 5-10 214 48 EVACUEE FROM R2 AMIR-SHARIF,LAKEITH 01505969 A 3-053 B G2 6-01 195 52 EVACUEE FROM R2

BAILEY 133650 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 11 09/07/2017 A 3 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R CU HT WT AGE JOB DESCRIPTION

SIMMS,WISDOM LEE JR 01995211 A 3-054 B G2 6-02 237 58 EVACUEE FROM R2 TOTAL: 53

BAILEY 133651 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 12 09/07/2017 A 4 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R cu HT WT AGE JOB DESCRIPTION

RESENDEZ,ROLAND RAUL 01545044 A 4-001 H G2 5-09 185 44 I/S MEDICAL SQ 01 MENDEZ,ARTHUR 02046080 A 4-002 H Gl 5-08 167 55 EVACUEE FROM R2 ROBBINS,ROMONT LEACH 02003982 A 4-003 B Gl 6-01 172 59 EVACUEE FROM R2 WORTHY,CLIFTON KEVIN 00592802 A 4-004 B Gl 6-01 193 59 EVACUEE FROM R2 LAWSON,RICHARD KEITH 01992024 A 4-005 B Gl 6-01 224 46 EVACUEE FROM R2 HUA,HAMMY 01806409 A 4-006 A Gl 5-05 162 29 EVACUEE FROM R2 WOOD,KELLY EARL 02057056 A 4-007 w Gl 6-00 205 49 EVACUEE FROM R2 FOGLE,ARNOLD III 01823253 A 4-008 w Gl 5-09 191 47 EVACUEE FROM R2 ROBINSON,CARL LAVANC 01619806 A 4-009 B Gl 6-02 232 58 EVACUEE FROM R2 DARNELL,DUSTY 02022743 A 4-010 w Gl 5-09 190 47 EVACUEE FROM R2 JUSTUS,RANDY RAY 01795786 A 4-011 w Gl 5-06 236 55 EVACUEE FROM R2 SELMAN,RUSSELL 01649450 A 4-012 w Gl 5-10 165 58 EVACUEE FROM R2 BARNETT,CURTIS 01401320 A 4-013 w Gl 5-09 230 58 EVACUEE FROM R2 ESCAMILLA,TROY LEE 02102750 A 4-014 H Gl 5-07 194 50 EVACUEE FROM R2 GUTIERREZ,RICARDO RI 01769033 A 4-015 H Gl 5-07 208 59 EVACUEE FROM R2 HAMILL,DAVID WILSON 01850633 A 4-016 w Gl 5-10 275 45 EVACUEE FROM R2 DUNCAN,BRUCE 01891020 A 4-017 B Gl 6-01 208 54 EVACUEE FROM R2 MORENO,VICTOR CRAIG 01113140 A 4-018 H Gl 5-05 178 48 EVACUEE FROM R2 GIBSON,RICHARD KEITH 02031090 A 4-019 w Gl 5-11 178 55 EVACUEE FROM R2 URESTE,CRUZ 01478402 A 4-020 H Gl 5-07 234 61 EVACUEE FROM R2 DRONES,NAKIMO 02106258 A 4-021 B Gl 5-07 262 37 EVACUEE FROM R2 HERNANDEZ,JULIO 01390107 A 4-022 H Gl 5-10 295 49 EVACUEE FROM R2 BRYANT,JOHN BRANDYN 01998927 A 4-023 w Gl 5-10 159 45 EVACUEE FROM R2 DOWDING,DAVID MICHAE 01944021 A 4-024 w Gl 5-10 168 47 EVACUEE FROM R2 DORSEY,WILLIE 02056758 A 4-025 B Gl 5-11 173 42 EVACUEE FROM R2 LOPEZ,RICHARD 01758688 A 4-026 H Gl 5-02 144 61 EVACUEE FROM R2 MEADORS,BRANDON GENE 02024092 A 4-027 w Gl 6-03 213 44 EVACUEE FROM R2 BRYANT,FRANCIS 02031931 A 4-028 B Gl 5-11 195 61 EVACUEE FROM R2 PRAVATA,PAUL JOSEPH 02088392 A 4-029 w Gl 5-10 203 29 EVACUEE FROM R2 DAVIS,KEITH 00877525 A 4-030 B Gl 6-02 215 49 EVACUEE FROM R2 TOTAL: 30

BAILEY 133652 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 13 09/07/2017 AP ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R cu HT WT AGE JOB DESCRIPTION

HARDY,WILLIAM SHANE 01781760 AP-17 w P7 5-11 180 33 PROTECT SAFEKEEPING FLORES,JOHN LOWRY 01947460 AP-18 H P7 5-06 204 53 PROTECT SAFEKEEPING BLACK,JAMES HENRY 00547521 AP-19 w P7 5-10 155 46 PROTECT SAFEKEEPING MARTINEZ,JAMES RAY 01439289 AP-20 H P7 5-08 196 55 PROTECT SAFEKEEPING POLASEK,BENJAMIN SCO 02065139 AP-22 w P7 5-11 185 21 PROTECT SAFEKEEPING EYTHELL,DEWAYNE KEIT 00727092 AP-23 B P7 5-09 201 43 PROTECT SAFEKEEPING MAYS,HARVEY 01034318 AP-25 w P7 6-01 183 47 PROTECT SAFEKEEPING SHARP,CHRISTOPHER WA 00820789 AP-28 w P7 5-07 164 51 PROTECT SAFEKEEPING TOTAL: 8

BAILEY 133653 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 14 09/07/2017 AS-AH ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R cu HT WT AGE JOB DESCRIPTION

DIAZ,ALBERTO 02133442 AS-AH-01 w G2 5-06 177 41 TRANSIENT OTHER PERALES,JOE ISAAH 02006090 AS-AH-04 H G4 5-08 200 37 TRANSIENT PENDING OP TOTAL: 2

BAILEY 133654 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 15 09/07/2017 AS-PR ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R cu HT WT AGE JOB DESCRIPTION

ZEIGLER,ROYCE CLYDE 01605580 AS-PR-09 w P7 6-02 298 34 PROTECT SAFEKEEPING FAGAN,THADDEUS C 01063504 AS-PR-10 B P7 6-01 190 43 PROTECT SAFEKEEPING SALAZAR,CHRISTOPHER 01899725 AS-PR-12 H P7 6-00 268 28 PROTECT SAFEKEEPING MARTINEZ,JORGE NORBE 01335429 AS-PR-14 H P7 5-09 173 51 PROTECT SAFEKEEPING ONTIVEROS,FRANCISCO 01139645 AS-PR-15 H P7 5-11 271 53 PROTECT SAFEKEEPING TOTAL: 5

BAILEY 133655 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 16 09/07/2017 B 5 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R cu HT WT AGE JOB DESCRIPTION

SMITH,WINSTON TERRAC 02002405 B 5-001 B G2 6-03 208 53 EVACUEE FROM R2 DEBERRY,DARRELL RENE 01831877 B 5-002 w G2 6-01 231 57 EVACUEE FROM R2 GARZA,RUBEN 01523343 B 5-003 H G2 5-03 148 83 EVACUEE FROM R2 POYNEER,MICKEL MARK 02103951 B 5-004 w G2 5-11 205 36 EVACUEE FROM R2 DOTSON,GENE MALLOY 02020504 B 5-005 w G2 5-08 193 51 EVACUEE FROM R2 MARTINEZ,JUAN MEDINA 00744696 B 5-006 H G2 5-04 165 69 EVACUEE FROM R2 STEEL,MATTHEW 01645392 B 5-007 w G2 5-10 380 48 EVACUEE FROM R2 PARKER,REGGIE JR 01959084 B 5-008 B G2 6-01 261 53 EVACUEE FROM R2 STENSON,CARL ANTHONY 02091007 B 5-009 B G2 5-10 247 54 EVACUEE FROM R2 NAVAFLORES,JUAN DIEG 02046082 B 5-010 H G2 5-07 184 61 EVACUEE FROM R2 ZEPEDA,DAVID 02073970 B 5-012 H G2 5-02 162 54 EVACUEE FROM R2 WHITE,QUAVONN 01504570 B 5-013 B G2 5-10 160 29 EVACUEE FROM R2 PENDLETON,GREGG BERN 01283629 B 5-015 B G2 5-11 227 44 EVACUEE FROM R2 LAIRD,GARY EDWARD 00526746 B 5-016 w G2 5-09 184 69 EVACUEE FROM R2 CARROLL,COY 01847108 B 5-017 w G2 5-09 183 61 EVACUEE FROM R2 SULLIVAN,WILLIAM JAM 01795045 B 5-018 w G2 5-08 179 63 EVACUEE FROM R2 THOMPSON,DALE GENE 00705946 B 5-019 w G2 6-04 213 59 EVACUEE FROM R2 BOLDEN,MICHAEL 01142754 B 5-020 B G2 6-02 275 58 EVACUEE FROM R2 JOHNSON,DONALD BERNA 00698478 B 5-021 B G2 6-01 240 59 EVACUEE FROM R2 DICK,DARWIN LEE 01384392 B 5-022 w G2 5-08 239 67 EVACUEE FROM R2 BARNETT,GARY DWAYNE 00676900 B 5-023 w G2 5-10 204 65 EVACUEE FROM R2 BARBER,CLYDE 01659887 B 5-024 B G2 5-07 240 45 EVACUEE FROM R2 TORRES,JOSEPH CALVIN 02122362 B 5-025 H G2 5-06 191 50 EVACUEE FROM R2 EWERS,DARRELL EUGENE 00571888 B 5-026 B G2 5-11 287 57 EVACUEE FROM R2 SMITH,NICHOLAS DANIE 02084001 B 5-028 w G2 5-08 178 35 EVACUEE FROM R2 PEERY,TRACY WADE 01881427 B 5-029 w G2 5-08 153 60 EVACUEE FROM R2 MCFARLAND,KAREY 01896724 B 5-031 B G2 6-03 293 27 EVACUEE FROM R2 WILLIAMS,CLAUDELL 01994318 B 5-032 B G2 6-00 237 56 EVACUEE FROM R2 BRAMBER,JESSIE EDWAR 02102779 B 5-033 B G2 6-02 319 32 EVACUEE FROM R2 BOUTEE,DOUGLAS PETER 01880918 B 5-034 B G2 5-08 185 57 EVACUEE FROM R2 GARCIA,JOHN PAUL 02112506 B 5-035 H G2 5-07 253 29 EVACUEE FROM R2 REESE,ARDIS MAURICE 00900611 B 5-036 B G2 5-03 153 52 EVACUEE FROM R2 MENDEZ,BENJAMIN 02085717 B 5-037 H G2 5-09 264 62 EVACUEE FROM R2 BROWN,CRAIG A 02122475 B 5-038 B G2 6-02 208 51 EVACUEE FROM R2 WOODS,JESSE LYNN 01727482 B 5-039 w G2 5-11 246 63 EVACUEE FROM R2 MATTHEWS,WILLIAM GAR 00699985 B 5-040 w G2 5-11 210 66 EVACUEE FROM R2 PEPPERS,PHILLIP RALF 01964190 B 5-041 w G2 6-04 302 68 EVACUEE FROM R2 BASS,STEVEN KENT 01986615 B 5-042 w G2 5-10 191 54 EVACUEE FROM R2 PHAM,DAT TAT 02031932 B 5-043 A G2 5-04 105 63 EVACUEE FROM R2 RITTINER,BARON 01781845 B 5-044 w G2 5-11 218 62 EVACUEE FROM R2 STANLEY,CHARLIE RAY 01399742 B 5-045 w G2 5-06 185 61 EVACUEE FROM R2 ANDRADE,JOE 01735949 B 5-046 H G2 5-07 140 46 EVACUEE FROM R2 LUJAN,RAYMOND 01873285 B 5-047 H G2 5-07 150 56 EVACUEE FROM R2 FLEMING,MONTY DAVID 02120475 B 5-048 B G2 5-05 170 48 EVACUEE FROM R2 MCKNIGHT,NICHOLAS LA 01869829 B 5-049 B G2 6-01 263 39 EVACUEE FROM R2 MACIAS,RUJELIO JR 00523642 B 5-050 H G2 5-11 148 59 EVACUEE FROM R2 MORELAND,TELLEY DONT 01316588 B 5-051 B G2 6-01 192 38 EVACUEE FROM R2 STRONG,VERNON RAY 02106791 B 5-052 w G2 5-06 166 64 EVACUEE FROM R2 BRAMLETT,PAUL CARTER 01722883 B 5-053 w G2 6-01 219 52 EVACUEE FROM R2 CARTER,CHARLES EDWAR 01351879 B 5-054 B G2 5-07 181 45 EVACUEE FROM R2 TOTAL: 50

BAILEY 133656 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 17 09/07/2017 B 6 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R cu HT WT AGE JOB DESCRIPTION

WILLIAMS,DAVID HILL 00553243 B 6-001 B G2 5-07 154 58 EVACUEE FROM R2 VITAL,ANTHONY DAVIS 02115263 B 6-002 B G2 5-07 151 62 EVACUEE FROM R2 VANDYKE,ROGER DALE 01920923 B 6-004 w G2 6-00 239 62 EVACUEE FROM R2 CLARK,MICHAEL ROY 00569233 B 6-005 w G2 6-04 203 62 EVACUEE FROM R2 MEDINA,JESUS AGUIRRE 02070188 B 6-006 H G2 5-09 213 53 EVACUEE FROM R2 LYNCH,D W 00830348 B 6-007 w G2 5-06 168 79 EVACUEE FROM R2 BENNETT,CHARLES SR 02015277 B 6-008 w G2 5-10 206 67 EVACUEE FROM R2 GONZALES,ARTURO 01670974 B 6-009 H G2 5-03 166 61 EVACUEE FROM R2 LEYVA,JOHN BAPTIST J 00669458 B 6-010 0 G2 5-03 209 67 EVACUEE FROM R2 AVILA,NATHANIEL 00862150 B 6-011 H G2 5-09 196 37 EVACUEE FROM R2 JOHNSON,CLINTON SR 01865536 B 6-012 w G2 6-02 208 59 EVACUEE FROM R2 BAILEY,DEREK MITCHEL 00689542 B 6-013 w G2 5-07 194 60 EVACUEE FROM R2 WALTON,CHARLES RAY 01356490 B 6-014 B G2 5-05 172 53 EVACUEE FROM R2 VINING,BRIAN MITCHEL 02023627 B 6-015 w G2 5-11 183 49 EVACUEE FROM R2 MEEKS,JAMES ARTHUR 00543366 B 6-016 w G2 5-06 193 49 EVACUEE FROM R2 PAYNE,DEAN ALLEN 01680124 B 6-017 w G2 5-11 256 59 EVACUEE FROM R2 MAXWELL,KEITH FITZGE 02016698 B 6-018 B G2 6-01 221 51 EVACUEE FROM R2 DICKSON,BENNIE CHARL 00671456 B 6-019 B G2 5-05 172 56 EVACUEE FROM R2 WILSON,CLAYTON DANIE 01175813 B 6-020 w G2 5-11 194 65 EVACUEE FROM R2 FEIJOO, JOE TORRES 00683294 B 6-021 H G2 6-01 192 58 EVACUEE FROM R2 RODRIGUEZ,MIGUEL SAL 00292491 B 6-022 H G2 5-08 254 67 EVACUEE FROM R2 CANTRELL,JOSEPH COLE 01806641 B 6-023 w G2 6-01 225 53 EVACUEE FROM R2 AYALA,HERMAN 02055452 B 6-024 H G2 5-06 165 59 EVACUEE FROM R2 FISHER,JOHN ABRAHAM 01887433 B 6-025 w G2 6-01 226 52 EVACUEE FROM R2 JOHNSON,KYLE BRENT 01777482 B 6-027 B G2 5-08 185 48 EVACUEE FROM R2 JOHNSON,DAVID GLENN 01430962 B 6-028 w G2 6-00 227 64 EVACUEE FROM R2 BECK,DAVID CIMMERON 01706309 B 6-029 w G2 5-08 191 58 EVACUEE FROM R2 HEBRON,JAMES MICHAEL 01462802 B 6-030 w G2 5-08 198 64 EVACUEE FROM R2 MURRAY,JOSHUA TODD 01691433 B 6-031 w G2 6-00 240 28 EVACUEE FROM R2 RAMON,JOE ALBERT SR 01132662 B 6-032 H G2 5-03 245 56 EVACUEE FROM R2 SCHRADER,MARLON ERIC 01932495 B 6-033 w G2 5-07 223 39 EVACUEE FROM R2 MASK,JAMES RUSSELL 01961694 B 6-034 w G2 5-08 206 60 EVACUEE FROM R2 ESQUIVEL,RICARDO 01418390 B 6-035 H G2 6-02 232 42 EVACUEE FROM R2 REDENBAUGH,DANN ORVA 01410921 B 6-036 w G2 5-11 278 56 EVACUEE FROM R2 WILLIAMS,FLOYD 01408107 B 6-037 B G2 5-08 227 54 EVACUEE FROM R2 WELCH,JACKIE DEESHAW 01450700 B 6-038 B G2 6-03 301 32 EVACUEE FROM R2 HORTON,ERNEST DERRAI 01312563 B 6-039 B G2 6-00 261 42 EVACUEE FROM R2 HAWKINS,KEVIN DEWAYN 01943239 B 6-040 B G2 6-03 235 40 EVACUEE FROM R2 MOKLEBUST,JARRETT 01981733 B 6-041 w G2 5-10 180 32 EVACUEE FROM R2 GILL,ALVIN HERBERT 02082118 B 6-042 w G2 5-08 17 6 62 EVACUEE FROM R2 MAYBERRY,HALEY DAWN 01422354 B 6-043 w G2 5-06 233 44 EVACUEE FROM R2 ROBERTS,CHARLES HEAT 01979335 B 6-044 w G2 6-04 209 39 EVACUEE FROM R2 STIDHAM,DILLARD 01488888 B 6-045 w G2 5-05 185 75 EVACUEE FROM R2 BRYANT,BRETT ANDREW 01466961 B 6-046 w G2 6-00 290 55 EVACUEE FROM R2 FREEMAN,JIMMY 02087524 B 6-047 w G2 5-07 276 53 EVACUEE FROM R2 ORTIZ,ROBERT ANTHONY 01834416 B 6-048 H G2 6-02 258 38 EVACUEE FROM R2 BERG,ROBERT 02066301 B 6-049 w G2 5-09 222 57 EVACUEE FROM R2 SAMPLES,CRAIG STEVEN 00508385 B 6-050 B G2 5-08 198 59 EVACUEE FROM R2 GULTZ,NORMAN A 02139812 B 6-051 w G2 6-02 309 65 EVACUEE FROM R2 MCMAHON,JASON RAY 00741783 B 6-052 w G2 6-05 269 44 EVACUEE FROM R2 THORNBURGH,EDDIE JR 00877678 B 6-053 w G2 4-11 162 44 EVACUEE FROM R2 SEYMORE,WALTER JR 01752143 B 6-054 B G2 6-03 205 68 EVACUEE FROM R2

BAILEY 133657 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 18 09/07/2017 B 6 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R CU HT WT AGE JOB DESCRIPTION

TOTAL: 52

BAILEY 133658 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 19 09/07/2017 B 7 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R cu HT WT AGE JOB DESCRIPTION

ROBINSON,MARCUS LYNN 00680776 B 7-001 B G2 5-09 237 47 EVACUEE FROM R2 JOHNSTON,ARON GEOFFR 01962111 B 7-002 w G2 6-01 287 70 EVACUEE FROM R2 WILSON,MARCOLIN C BA 00713362 B 7-003 B G2 5-11 234 42 EVACUEE FROM R2 JOHNSON,DAMION GION 02074009 B 7-004 B G2 6-00 199 38 EVACUEE FROM R2 FIELDS,JAMES MATTHEW 02034671 B 7-005 w G2 6-01 222 43 EVACUEE FROM R2 JUAREZ,NATE 00814728 B 7-006 H G2 5-06 198 57 EVACUEE FROM R2 PITRE,CHRISTOPHER 01741882 B 7-007 w G2 5-05 205 45 EVACUEE FROM R2 SELF,CHARLES WILLIAM 01543253 B 7-008 w G2 5-08 153 75 EVACUEE FROM R2 HERNANDEZ,FAUSTINO 02045099 B 7-009 H G2 5-08 324 37 EVACUEE FROM R2 MOGILEVICH,BORIS 01436874 B 7-010 0 G2 5-05 226 39 EVACUEE FROM R2 JOHNSON,KASAAN ALI 01402128 B 7-011 B G2 5-08 258 47 EVACUEE FROM R2 WEBER,JON STEPHEN 01963090 B 7-012 w G2 6-04 235 58 EVACUEE FROM R2 WETMORE,RICHARD ANDR 01781770 B 7-013 H G2 5-11 189 32 EVACUEE FROM R2 RODD,STEVEN CHARLES 02090162 B 7-014 w G2 5-06 153 40 EVACUEE FROM R2 RAMIREZ,RAYMUNDO 00779511 B 7-015 H G2 6-03 186 43 EVACUEE FROM R2 LEE,MICHAEL LYNN 02132243 B 7-016 w G2 5-10 167 59 EVACUEE FROM R2 YOUNG,DESMOND 01957308 B 7-017 w G2 5-10 184 59 EVACUEE FROM R2 LUCKEY,CHARLES DARRE 01119044 B 7-018 B G2 5-06 183 40 EVACUEE FROM R2 DREW,MARK CHRIS 01435822 B 7-019 w G2 5-09 168 64 EVACUEE FROM R2 SILGUERO,OSCAR 01106356 B 7-020 H G2 5-06 193 48 EVACUEE FROM R2 PERRY,CLIFTON DARREL 02101830 B 7-021 w G2 5-06 169 39 EVACUEE FROM R2 CARBAJAL,PASCUAL 01885356 B 7-022 H G2 5-08 165 53 EVACUEE FROM R2 ALLEN,CAREY DALE 01830286 B 7-023 w G2 4-11 160 50 EVACUEE FROM R2 PESHON,DARREN WILLIA 01453635 B 7-024 w G2 5-07 193 39 EVACUEE FROM R2 STILLWELL,BRADLEY 01960174 B 7-025 w G2 5-10 216 50 EVACUEE FROM R2 PRUETT,WESLEY DEAN 00710381 B 7-026 w G2 5-06 192 59 EVACUEE FROM R2 DANIEL,DANNY CHARLES 00505213 B 7-027 B G2 5-06 133 60 EVACUEE FROM R2 EADS,STEVEN 01874389 B 7-028 w G2 6-01 220 57 EVACUEE FROM R2 HECKMAN,GARY DEAN JR 01841805 B 7-029 w G2 5-10 205 35 EVACUEE FROM R2 BONIN,NICHOLAS WADE 01843632 B 7-030 w G2 6-01 191 33 EVACUEE FROM R2 VILLARREAL,RENE 01687589 B 7-031 H G2 5-06 178 55 EVACUEE FROM R2 ELISONDO,RAFAEL 00637986 B 7-032 H G2 5-04 212 57 EVACUEE FROM R2 NORRIS,ELWIN DELL 00462565 B 7-033 B G2 5-06 164 67 EVACUEE FROM R2 JEFFERSON,CEDRIC RAY 01719098 B 7-034 B G2 6-02 233 55 EVACUEE FROM R2 MELLARD,HARVEY 01008127 B 7-035 w G2 5-07 194 60 EVACUEE FROM R2 AGUILAR,DAVID LOUIS 01435556 B 7-036 H G2 5-07 203 56 EVACUEE FROM R2 MALONE,AARON LEE 00644609 B 7-037 w G2 5-10 179 43 EVACUEE FROM R2 PENA,ALEX 01933277 B 7-038 H G2 5-06 17 6 45 EVACUEE FROM R2 VANCE,JERRY WAYNE 01651090 B 7-039 w G2 5-07 172 49 EVACUEE FROM R2 LOZANO,ERIC D 01915276 B 7-040 B G2 5-11 204 43 EVACUEE FROM R2 GARCIA,RAY 01954472 B 7-041 H G2 5-06 222 48 EVACUEE FROM R2 SHOEMO,KENDRICK 01846459 B 7-042 B G2 6-02 188 39 EVACUEE FROM R2 PATTERSON,TERRY WAYN 01476110 B 7-043 w G2 6-02 240 47 EVACUEE FROM R2 ANGELLE,STEVENSON JR 01793477 B 7-044 B G2 5-07 188 32 EVACUEE FROM R2 WASHINGTON,ROBERT JA 00648047 B 7-045 B G2 5-11 191 56 EVACUEE FROM R2 ONYEFORO,BENJAMIN 0 01988000 B 7-046 B G2 5-06 183 47 EVACUEE FROM R2 JACKSON,JACOB CLEVEL 01100840 B 7-047 B G2 5-08 193 34 EVACUEE FROM R2 HARDEMON,WILLIE JEAN 01819644 B 7-048 B G2 5-08 221 41 EVACUEE FROM R2 WALKER,DANIEL SKY 01690648 B 7-049 w G2 5-08 167 38 EVACUEE FROM R2 DEBERRY,TOMMY 01955755 B 7-050 w G2 5-10 187 48 EVACUEE FROM R2 GIL,ELIAS JR 01920526 B 7-051 H G2 5-08 230 47 EVACUEE FROM R2 SMITH,JOHNNY EARL 01189424 B 7-052 w G2 6-03 261 62 EVACUEE FROM R2

BAILEY 133659 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 20 09/07/2017 B 7 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R CU HT WT AGE JOB DESCRIPTION

SHANKLIN,JARED LLOYD 01202034 B 7-053 B G2 6-02 326 43 EVACUEE FROM R2 FERNANDEZ,RUBEN 01922478 B 7-054 H G2 5-09 187 60 EVACUEE FROM R2 TOTAL: 54

BAILEY 133660 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 21 09/07/2017 B 8 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R cu HT WT AGE JOB DESCRIPTION

NORRIS,JAMES ALAN 00678261 B 8-001 w G2 5-06 196 52 EVACUEE FROM R2 VANDERMOLEN,THOMAS G 01921047 B 8-002 w G2 6-01 203 57 EVACUEE FROM R2 BOHANAN,BRIAN KEITH 01991487 B 8-003 w G2 6-04 168 43 EVACUEE FROM R2 ALLEN,BRANDEN LEE 01445799 B 8-004 w G2 5-10 149 33 EVACUEE FROM R2 THOMPSON,MARCUS ANTH 01549437 B 8-005 B G2 6-01 212 30 EVACUEE FROM R2 RIDGEWAY,ALBERT 02100250 B 8-006 w G2 5-09 184 65 EVACUEE FROM R2 MCMILLAN,JIMMY RAY 01862712 B 8-008 w G2 5-11 204 46 EVACUEE FROM R2 HAYNES,TOBY DILLON 01772400 B 8-009 w G2 6-00 205 30 EVACUEE FROM R2 WEINSTEIN,STEVEN MAR 01546718 B 8-010 w G2 5-06 180 52 EVACUEE FROM R2 ABERCROMBIE,TODD JUS 02119695 B 8-011 w G2 5-11 212 32 EVACUEE FROM R2 LOA,SANTOS 00438869 B 8-012 H G2 5-02 144 65 EVACUEE FROM R2 HALE,JACK ALLEN JR. 01164756 B 8-013 w G2 5-09 211 52 EVACUEE FROM R2 GONZALES,VICTOR JESU 01774258 B 8-014 H G2 5-09 241 31 EVACUEE FROM R2 HENSON,HAROLD MARK 01553488 B 8-015 B G2 6-00 274 29 EVACUEE FROM R2 FRAS,RICK EDMUND 00460665 B 8-016 w G2 5-05 280 53 EVACUEE FROM R2 PETTY,JUSTIN HOWARD 01836957 B 8-017 B G2 6-01 236 31 EVACUEE FROM R2 JACOBOWITZ,MICHAEL L 00751521 B 8-018 w G2 5-08 218 54 EVACUEE FROM R2 AVILA,ALEJANDRO MART 00636918 B 8-019 H G2 5-05 215 50 EVACUEE FROM R2 FISK,DEWEY RODMAN 01996243 B 8-020 w G2 5-07 190 44 EVACUEE FROM R2 ALVARADO,JOSE HUMBER 01895719 B 8-021 H G2 5-11 215 45 EVACUEE FROM R2 SLAUGHTER,JESSE 01447005 B 8-022 w G2 5-08 199 37 EVACUEE FROM R2 JONES,MCCARTY LEE 02081218 B 8-023 B G2 5-10 170 53 EVACUEE FROM R2 LACKEY,MILTON 01945399 B 8-024 B G2 5-08 217 39 EVACUEE FROM R2 HOKASHI-MECHALTH,QUI 02108343 B 8-025 B G2 5-09 142 45 EVACUEE FROM R2 BURKS,MICHAEL LLOYD 01554241 B 8-026 w G2 5-05 160 47 EVACUEE FROM R2 GARCIA,JUAN CRUZ 02013651 B 8-027 H G2 5-08 216 58 EVACUEE FROM R2 LANGSTON,NELSON L 01962112 B 8-028 w G2 6-00 223 39 EVACUEE FROM R2 CRUZ,RICK ANTHONY 01916405 B 8-029 H G2 5-05 162 32 EVACUEE FROM R2 FITE,CARLTON DOUGLAS 02039506 B 8-030 w G2 5-08 195 40 EVACUEE FROM R2 WILSON,CURTIS ROBERT 01712785 B 8-031 B G2 5-08 212 50 EVACUEE FROM R2 BUSBY,DAMACIA 01275382 B 8-032 B G2 6-00 251 39 EVACUEE FROM R2 MOYER,JOSEPH LEE 01670796 B 8-033 w G2 5-11 214 44 EVACUEE FROM R2 TORRES,RAYMOND 00860248 B 8-034 H G2 5-07 185 62 EVACUEE FROM R2 GALLEGOS,JASON 00819262 B 8-035 H G2 5-04 138 39 EVACUEE FROM R2 ALLEN,DONALD RAY 00573194 B 8-036 B G2 5-06 145 61 EVACUEE FROM R2 RAMIREZ,GIL RAMOS 01519540 B 8-037 H G2 5-05 147 52 EVACUEE FROM R2 YTUARTE,SALVADOR DAM 00733583 B 8-038 H G2 5-06 203 40 EVACUEE FROM R2 CHAVEZ,DANIEL RAMON 01008205 B 8-039 H G2 5-03 150 37 EVACUEE FROM R2 LUNA,MANUEL GEORGE 01057100 B 8-040 H G2 5-08 170 66 EVACUEE FROM R2 BURLESON,KIRBY NOEL 02014357 B 8-041 w G2 6-00 232 38 EVACUEE FROM R2 GIBBS,ISAIAH BENJAMI 01989155 B 8-042 B G2 6-02 404 35 EVACUEE FROM R2 MYERS,SHAWN 02046614 B 8-043 B G2 6-02 232 31 EVACUEE FROM R2 GALLEGOS,JUAN JESUS 01353859 B 8-044 H G2 5-07 209 40 EVACUEE FROM R2 WEBER,ABRAHAM 01572773 B 8-045 H G2 5-09 236 41 EVACUEE FROM R2 STANLEY,CHARLES ARTH 01501244 B 8-046 w G2 6-04 278 47 EVACUEE FROM R2 GOMEZ,FIDEL MAR 01930692 B 8-047 H G2 5-03 150 41 EVACUEE FROM R2 ANDERSON,RICHARD MIC 01855909 B 8-048 w G2 5-11 171 63 EVACUEE FROM R2 RIVERA,ARTURO 00716185 B 8-049 H G2 5-07 164 48 EVACUEE FROM R2 MCQUEEN,JACKIE 01687630 B 8-050 B G2 6-03 203 52 EVACUEE FROM R2 ELLMAN,ELMAR 01571909 B 8-051 w G2 5-11 190 55 EVACUEE FROM R2 GARCIA,JUAN CORENO 02036138 B 8-052 H G2 5-04 139 56 EVACUEE FROM R2 WILLIS,LARRY WAYNE 00432929 B 8-053 w G2 6-00 223 58 EVACUEE FROM R2

BAILEY 133661 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 22 09/07/2017 B 8 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R CU HT WT AGE JOB DESCRIPTION

SOUZA,ADRIAN RAY 00818655 B 8-054 H G2 6-00 215 38 EVACUEE FROM R2 TOTAL: 53

BAILEY 133662 DGI5893 UNIT: PACK I T.D.C.J, - INSTITUTIONAL DIVISION PAGE 23 09/07/2017 C 09 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R CU HT WT AGE JOB DESCRIPTION

SOLOMON,SAMUEL CRAIG 00590873 C 09-001 w G2 6-00 306 59 EVACUEE FROM R2 HERNANDEZ,JULIO CESA 02119511 C 09-002 H G2 5-06 182 24 EVACUEE FROM R2 JAMES,RICHARD DALE 01778941 C 09-003 w G2 6-02 225 52 EVACUEE FROM R2 WILLIAMS,MIKEL ALFON 01733431 C 09-004 B G2 6-04 206 31 EVACUEE FROM R2 DUGAS,MARK DALE 02090507 C 09-005 w G2 5-09 192 61 EVACUEE FROM R2 JENNINGS,MICHAEL EDW 01820235 C 09-006 w G2 6-02 235 45 EVACUEE FROM R2 WALL,ROGER MORGAN 01126991 C 09-007 w G2 6-01 209 49 EVACUEE FROM R2 HA,LOC 01973334 C 09-008 A G2 5-08 171 44 EVACUEE FROM R2 PENA,MARIO 01143536 C 09-009 H G2 5-07 162 35 EVACUEE FROM R2 GARLAND,HENRY TOM 01134162 C 09-010 B G2 6-00 256 48 EVACUEE FROM R2 LICEA,EDUARDO CRUZ 01752933 C 09-011 H G2 5-06 162 44 EVACUEE FROM R2 LEWIS,LARRY LEE 00703531 C 09-012 B G2 6-02 208 47 EVACUEE FROM R2 GARY,RONALD 01525648 C 09-013 w G2 5-08 204 54 EVACUEE FROM R2 WILLIAMS,JASON WARD 02052818 C 09-014 w G2 6-02 245 36 EVACUEE FROM R2 BRADSHER,BRIAN LOYD 01558676 C 09-015 w G2 5-09 239 38 EVACUEE FROM R2 CARR,FRED JR 00163176 C 09-016 B G2 6-00 143 79 EVACUEE FROM R2 LUCIO,JUAN JOSE 01797628 C 09-017 H G2 5-08 161 54 EVACUEE FROM R2 MONTELONGO,PANFILO s 01941948 C 09-018 H G2 5-09 183 44 EVACUEE FROM R2 RODRIGUEZ,URIEL 01284509 C 09-019 H G2 5-08 188 53 EVACUEE FROM R2 JOHNSON,DARRELL WAYN 00468876 C 09-020 B G2 6-00 255 52 EVACUEE FROM R2 THOMAS,KENNETH RAY 01793257 C 09-021 B G2 5-07 210 59 EVACUEE FROM R2 CISNEROS,ANDRES 01977719 C 09-022 H G2 5-04 155 48 EVACUEE FROM R2 APRECIADO,RUBEN 01808925 C 09-023 H G2 5-06 176 43 EVACUEE FROM R2 DIAZ,MICHAEL RAY 01300251 C 09-024 H G2 5-10 259 55 EVACUEE FROM R2 LYNCH,JERRY LEE 01701252 C 09-025 B G2 5-06 177 55 EVACUEE FROM R2 MARES,CARLOS 01674816 C 09-026 H G2 5-09 222 51 EVACUEE FROM R2 FANNING,ALAN JAY 01672000 C 09-027 w G2 5-08 218 53 EVACUEE FROM R2 SILVERS,JOSHUA ANTHO 01948517 C 09-028 w G2 6-03 221 33 EVACUEE FROM R2 MATOS,MELVIN 01336740 C 09-029 H G2 5-06 151 42 EVACUEE FROM R2 OLIVER,DANNY WAYNE 00654576 C 09-030 B G2 5-03 160 49 EVACUEE FROM R2 ALCANTAR,MANUEL JR 02021168 C 09-031 H G2 5-06 181 47 EVACUEE FROM R2 CARROLL,THOMAS C 01289362 C 09-032 w G2 5-05 155 46 EVACUEE FROM R2 HOLLAND,CHRISTOPHER 01608685 C 09-033 w G2 6-02 290 44 EVACUEE FROM R2 VENNETTE,STEVEN 00902603 C 09-034 w G2 5-07 178 45 EVACUEE FROM R2 MILLER,SETH AARON 01735862 C 09-035 w G2 5-09 173 28 EVACUEE FROM R2 SANCHEZ,ALBERT JR 00687567 C 09-036 H G2 5-06 168 40 EVACUEE FROM R2 BREWSTER,LONNIE WAYN 02048324 C 09-037 B G2 5-09 219 41 EVACUEE FROM R2 BONNER,ELVIN ADRIAN 00880897 C 09-038 B G2 5-10 231 50 EVACUEE FROM R2 DELEON,MICHAEL OCHOA 01653427 C 09-039 H G2 5-08 174 46 EVACUEE FROM R2 PITTS,ROBERT EARL JR 02058601 C 09-040 B G2 5-09 249 32 EVACUEE FROM R2 LUMPKIN,TERRY 02105599 C 09-041 B G2 5-04 185 44 EVACUEE FROM R2 MUNSON,MARVIN 00451135 C 09-042 B G2 5-09 203 60 EVACUEE FROM R2 HOLLIDAY,TERRY FRANK 02105792 C 09-043 w G2 5-11 217 45 EVACUEE FROM R2 ROBERTS,THOMAS 02081876 C 09-045 B G2 5-10 280 45 EVACUEE FROM R2 STEADMAN,JEFFREY DEE 01498601 C 09-046 w G2 5-10 198 47 EVACUEE FROM R2 JIMENEZ,JOSE JR 01689960 C 09-047 H G2 6-02 140 38 EVACUEE FROM R2 ROSS,JOE MARK II 02008150 C 09-048 w G2 5-05 169 41 EVACUEE FROM R2 WOOLF,KEVIN 02002945 C 09-049 w G2 5-11 206 54 EVACUEE FROM R2 WALTON,MICHAEL DEWAY 01546568 C 09-050 B G2 5-07 232 45 EVACUEE FROM R2 STOUDT,GARY LEE 00612690 C 09-051 w G2 5-10 191 74 EVACUEE FROM R2 ROBINSON,CHRIS ANTHO 01152210 C 09-052 B G2 5-10 222 48 EVACUEE FROM R2 CUTLER,ROBERT 02003964 C 09-053 w G2 6-02 246 56 EVACUEE FROM R2

BAILEY 133663 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 24 09/07/2017 C 09 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R CU HT WT AGE JOB DESCRIPTION

MORRIS,CARLOS ANDRUI 01248180 C 09-054 B G2 6-01 208 56 EVACUEE FROM R2 TOTAL: 53

BAILEY 133664 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 25 09/07/2017 C 10 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R cu HT WT AGE JOB DESCRIPTION

BASALDUA,GILBERTO 01729921 C 10-001 H G2 5-09 214 45 FIELD SQUAD 01 GALVAN,JULIO FRANCIS 01894334 C 10-002 H G2 5-05 155 44 FIELD SQUAD 08 GONZALEZ,RUBEN GUERR 01755003 C 10-003 H G2 5-06 145 56 FIELD SQUAD 08 HERNANDEZ,EDUARDO MO 01868851 C 10-004 H G2 5-06 180 35 FIELD SQUAD 02 CHOJOLAN XICARA,OSVA 01993053 C 10-005 H G2 5-03 147 36 FIELD SQUAD 01 LUJAN,HIGINIO 01235474 C 10-006 H G2 5-10 184 57 UTILITY SQ CAPTAIN GALLO,VINCENT JASON 01932726 C 10-007 H G2 5-07 180 32 UTILITY SQ CAPTAIN FLORES,RAYMOND 01130672 C 10-008 H G2 5-03 160 39 UTILITY SQ CAPTAIN ANDRADA,JONATHAN 02002997 C 10-009 H G2 5-10 220 35 FIELD SQUAD 06 GARCIA,JOSE RICARDO 01987312 C 10-010 H G2 5-07 232 41 FIELD SQUAD 06 O'NEAL,COLLIN CHRIST 01944987 C 10-011 B G2 5-10 215 29 FIELD SQUAD 06 TAYLOR,JASON CARL 01938789 C 10-012 w G2 5-11 181 37 FIELD SQUAD 06 NEWMAN,ROY GENE 02010759 C 10-014 w G2 5-08 254 43 FIELD SQUAD 03 ORTIZ,BENITO 01779843 C 10-015 H G2 5-08 231 44 FIELD SQUAD 01 MELGAR-SERRANO,CARLO 02125997 C 10-016 H G2 5-05 167 33 FIELD SQUAD 03 ESTRADA,RICARDO 01872104 C 10-017 H G2 5-06 173 39 FIELD SQUAD 01 SHATTUCK,GREGORY ROB 01342447 C 10-018 w G2 5-11 196 44 FIELD SQUAD 02 RODRIGUEZ,WILBER ADA 01705151 C 10-019 H G2 5-08 181 30 FIELD SQUAD 04 WOODARD,DUSTIN LINN 02070464 C 10-020 w Gl 6-03 243 36 EVACUEE FROM R2 ONEAL,MAURICK JERRE 01211938 C 10-021 B G2 5-10 247 37 JANITOR HALL 1-2 RAMIREZ,ALFREDO 02075242 C 10-022 H G2 5-07 245 35 KITCHEN HELPER 1ST BASTIDA,GERARDO TAVI 02012429 C 10-023 H G2 6-00 223 51 FIELD SQUAD 08 BULLARD,CHRISTOPHER 02012131 C 10-024 w G2 5-11 138 26 FIELD SQUAD 08 OCANAS,JOHNNY 01720802 C 10-025 H G2 5-08 202 44 FIELD SQUAD 07 GARCIA,JAMES 02036092 C 10-026 w G2 5-10 153 36 FIELD SQUAD 07 RODRIGUEZ,ANDY 01651029 C 10-027 H G2 5-10 132 39 JANITOR DORM 2-2 JOHNSON,DIRK 01937367 C 10-028 B G2 5-08 200 44 FIELD SQUAD 03 HURLEY,PHILLIP LANE 02072370 C 10-029 w G2 6-01 262 49 FIELD SQUAD 03 GARZA,ARTURO JR 01997316 C 10-030 H G2 6-00 223 43 UTILITY SQ CAPTAIN DELUNA,ERIC 02012317 C 10-031 H G2 5-07 235 29 FIELD SQUAD 03 SIMMONS,RHONNIE ODEL 01702384 C 10-032 B G2 5-10 264 48 FIELD SQUAD 05 ROBLEDO,GUADALUPE 01909636 C 10-033 H G2 5-06 166 55 FIELD SQUAD 08 MASON,JOHNNY FEARL 01985043 C 10-034 w G2 6-00 185 41 FIELD SQUAD 02 PENA,JAIME 01675243 C 10-035 H G2 5-08 198 40 FIELD SQUAD 02 CLEMANS,BENJAMIN RAY 02013732 C 10-036 w G2 6-00 236 34 FIELD SQUAD 08 GRAHAM,TONY JOE 01856055 C 10-037 w G2 6-00 155 42 FIELD SQUAD 06 MORALES,ANGEL 02015897 C 10-038 H G2 5-06 161 27 FIELD SQUAD 02 MONTES,COSME 01460620 C 10-039 H G2 5-01 139 43 FIELD SQUAD 06 GARNER,SHANE MICHEAL 01883718 C 10-040 w G2 5-08 168 38 FIELD SQUAD 01 GARCIA,PEDRO AVALOS 02000157 C 10-041 H G2 5-04 176 56 FIELD SQUAD 01 COLE,DON DOUGLAS 01913556 C 10-042 w G2 5-10 221 54 FIELD SQUAD 03 ANDERSON,CHAD ALLEN 01713493 C 10-044 H G2 5-04 155 45 FIELD SQUAD 06 BESSIRE,RON PAUL 01249507 C 10-045 w G2 5-10 171 55 KITCHEN (TEMP) 72 HR GAONA,REYNALDO 01991602 C 10-046 H G2 5-10 215 40 FIELD SQUAD 04 CASIANO,DYLAN CHRIST 01947151 C 10-047 H G2 5-08 184 27 FIELD SQUAD 08 PENA,MARTIN ROMERO 01819697 C 10-048 H G2 5-07 186 40 FIELD SQUAD 03 CABALLEROS,DAVID 01814718 C 10-049 H G2 5-09 168 46 FIELD SQUAD 07 PIPER,JONATHAN 02104951 C 10-050 B G2 6-01 179 30 BOOTBLACK 1ST NANEZ,JESSE JIMMY 01699635 C 10-051 H G2 5-05 201 53 JANITOR DORM 1-2 CORDERO,JUSTIN RAFAE 01998051 C 10-052 H G2 5-08 130 27 FIELD SQUAD 07 LARA,JOSE ANTONIO 01778380 C 10-053 H G2 5-09 194 46 FIELD SQUAD 03 MEDINACHAVEZ,MOISES 02051997 C 10-054 H G2 5-11 224 39 FIELD SQUAD 01

BAILEY 133665 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 26 09/07/2017 C 10 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R CU HT WT AGE JOB DESCRIPTION

TOTAL: 52

BAILEY 133666 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 27 09/07/2017 C 11 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R cu HT WT AGE JOB DESCRIPTION

GOYNES,NORRIS 01254144 C 11-001 B G2 5-09 266 62 EVACUEE FROM R2 PADILLA,DAVID STEVE 01447716 C 11-002 w G2 5-08 245 54 EVACUEE FROM R2 MOHAMMAD,MUKHTIAR 02081059 C 11-003 A G2 5-05 150 62 EVACUEE FROM R2 COOPER,WILLIAM DAVIS 01891983 C 11-004 w G2 6-00 214 60 EVACUEE FROM R2 HOLLAND,DAVID WAYNE 01878188 C 11-005 w G2 5-08 186 56 EVACUEE FROM R2 WILLIAMS,CAMILO MAUR 01701149 C 11-006 B G2 5-09 202 30 EVACUEE FROM R2 ADAMS,DONALD 01713813 C 11-007 w G2 5-11 222 52 EVACUEE FROM R2 MUNOZ,JOSE LUIS 01848646 C 11-008 H G2 5-08 186 44 EVACUEE FROM R2 ALLEN,LEONARD ORAN J 01958703 C 11-009 w G2 6-00 196 53 EVACUEE FROM R2 ARMSTRONG,KENNETH LA 01833027 C 11-010 B G2 5-09 228 63 EVACUEE FROM R2 TIJERINA,JUAN CARLOS 01817082 C 11-011 H G2 5-11 213 56 EVACUEE FROM R2 HOPKINS,ALBIE EUGENE 01445330 C 11-012 B G2 6-03 245 51 EVACUEE FROM R2 SANCHEZ,RUDOLPH 01897766 C 11-013 H G2 5-04 188 51 EVACUEE FROM R2 SANDOVAL,EDUARDO 01479477 C 11-014 H G2 5-09 256 44 EVACUEE FROM R2 QUINTERO,JOSE 01978593 C 11-015 H G2 4-11 158 53 EVACUEE FROM R2 MASON,SHAWN THOMAS 01098802 C 11-016 w G2 6-01 234 44 EVACUEE FROM R2 SKINNER,DAVID LYNN 02043221 C 11-017 w G2 6-02 225 35 EVACUEE FROM R2 KILGORE,RICHARD CHAR 01988323 C 11-018 w G2 5-01 122 59 EVACUEE FROM R2 ROSENBLUM,DAVID 01975879 C 11-019 w G2 5-07 179 55 EVACUEE FROM R2 MENDEZ,FERNANDO GAON 01359260 C 11-021 H G2 6-00 222 36 EVACUEE FROM R2 THOMPSON,BRIAN KEITH 01123330 C 11-022 B G2 6-00 232 45 EVACUEE FROM R2 BLANKENSHIP,THOMAS E 01698936 C 11-023 w G2 5-06 164 42 EVACUEE FROM R2 TAYLOR,ROBERT ALLEN 00575507 C 11-024 w G2 5-09 155 69 EVACUEE FROM R2 TATMAN,PALANCO 01689950 C 11-025 B G2 5-07 216 37 EVACUEE FROM R2 SIMMONS,BILLY RAY 01182381 C 11-026 B G2 5-11 201 37 EVACUEE FROM R2 HERNANDEZ,ERIC 01215116 C 11-027 H G2 5-07 257 45 EVACUEE FROM R2 NABEJAR,TONY 01868882 C 11-028 H G2 5-09 165 36 EVACUEE FROM R2 MCDANIEL,CLEOPHUS 00828791 C 11-029 B G2 6-00 242 72 EVACUEE FROM R2 THOMAS,JERRY LEE 00568754 C 11-030 B G2 5-03 184 54 EVACUEE FROM R2 PETERMAN,HERMAN ARTH 00525011 C 11-031 w G2 5-09 191 53 EVACUEE FROM R2 HERNANDEZ,PAUL 02058237 C 11-032 H G2 5-07 205 55 EVACUEE FROM R2 HERNANDEZ,ROBERT 01953705 C 11-033 H G2 6-00 225 41 EVACUEE FROM R2 THOMAS,ISAAC LAMAR 01815415 C 11-034 B G2 5-08 186 33 EVACUEE FROM R2 MCGOWAN,BILLY JOE JR 01637432 C 11-035 w G2 5-07 171 34 EVACUEE FROM R2 SIEGERT,TAYLOR DAWSO 01869396 C 11-036 w G2 6-01 198 34 EVACUEE FROM R2 REEVES,CAIN JOSEPH 01882441 C 11-037 w G2 5-10 177 38 EVACUEE FROM R2 GUERRA,GEORGE 00341477 C 11-038 H G2 5-08 192 55 EVACUEE FROM R2 MOORE,JAMES 02045821 C 11-039 w G2 6-00 219 58 EVACUEE FROM R2 ACTIE,PETER 00738425 C 11-040 B G2 6-01 236 50 EVACUEE FROM R2 VERA,MARIANO 00577892 C 11-041 H G2 5-07 165 59 EVACUEE FROM R2 WEBB,JOHN PAUL 01837022 C 11-042 w G2 5-11 234 41 EVACUEE FROM R2 HERNANDEZ,JOHN 01871052 C 11-043 H G2 5-11 203 56 EVACUEE FROM R2 ADAMS,RICKY LYNN 01764301 C 11-044 B G2 5-09 154 53 EVACUEE FROM R2 TAITEL,HOWARD DALE 01846488 C 11-045 w G2 5-04 180 63 EVACUEE FROM R2 JONES,OWEN DAVID 00696185 C 11-046 B G2 5-07 294 51 EVACUEE FROM R2 GEE,GARY 02054308 C 11-047 w G2 6-04 205 41 EVACUEE FROM R2 MILES,BERNARD JOHNNY 01960955 C 11-048 B G2 5-11 229 58 EVACUEE FROM R2 RILEY,ROBERT JOSEPH 01978953 C 11-049 w G2 5-11 172 44 EVACUEE FROM R2 GONZALES,GENE URSULO 01359876 C 11-050 H G2 5-11 241 40 EVACUEE FROM R2 TAYLOR,EUGENE HARRIS 02033782 C 11-051 w G2 6-04 231 67 EVACUEE FROM R2 FRANKLIN,SIDNEY HENR 01838629 C 11-052 B G2 5-11 286 39 EVACUEE FROM R2 HENDERSON,ALLEN WAYN 01438735 C 11-053 w G2 5-11 209 50 EVACUEE FROM R2

BAILEY 133667 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 28 09/07/2017 C 11 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R CU HT WT AGE JOB DESCRIPTION

TURPIN,WELDON WYKE 01091034 C 11-054 W G2 6-00 228 56 EVACUEE FROM R2 TOTAL: 53

BAILEY 133668 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 29 09/07/2017 C 12 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R cu HT WT AGE JOB DESCRIPTION

DONNER,SHANNON 01120706 C 12-001 w G2 6-01 229 50 EVACUEE FROM R2 ALVAREZ,ROBERT 01204637 C 12-002 H G2 5-02 152 38 EVACUEE FROM R2 HARVEY,ZACHARY 02061761 C 12-003 w G2 6-03 242 29 EVACUEE FROM R2 SPENCER,WILLIAM WAYN 00892971 C 12-004 w G2 6-02 178 38 EVACUEE FROM R2 SEIFERT,JAMES 01709154 C 12-006 w G2 5-06 292 48 EVACUEE FROM R2 BROWN,LEON TONY 00786377 C 12-007 B G2 5-10 226 59 EVACUEE FROM R2 FARMER,CRAIG ANTHONY 01593230 C 12-008 B G2 5-10 244 50 EVACUEE FROM R2 RAMOS,JOSE MANUEL 00815228 C 12-009 H G2 5-06 205 57 EVACUEE FROM R2 GIBBS,GARY HAYDEN 01314975 C 12-010 w G2 5-10 213 61 EVACUEE FROM R2 JOHANNES,ERIC DIETRI 02034220 C 12-011 w G2 5-05 180 52 EVACUEE FROM R2 AGUILAR,DAVID 01368566 C 12-013 H G2 5-02 143 52 EVACUEE FROM R2 MORENO,JAIME 01960897 C 12-014 H G2 5-04 155 52 EVACUEE FROM R2 HENRY,RICHARD LEE JR 00603704 C 12-015 w G2 5-09 176 45 EVACUEE FROM R2 NERIO,DANIEL ROCHA 01571956 C 12-016 H G2 5-07 190 61 EVACUEE FROM R2 GRISBY,HERBERT JR 02012132 C 12-017 B G2 6-00 175 48 EVACUEE FROM R2 KIZZIE,MITCHELL DEAN 00495458 C 12-018 B G2 5-08 186 65 EVACUEE FROM R2 GARCIA,ANTHONY STEVE 02085963 C 12-019 w G2 5-07 146 31 EVACUEE FROM R2 BENAVIDES,RAUL 01793024 C 12-020 H G2 5-09 145 48 EVACUEE FROM R2 WISEMAN,RODNEY DWAYN 02081349 C 12-021 B G2 6-02 203 43 EVACUEE FROM R2 BABBS,JAMIE LYNN 01473801 C 12-022 w G2 6-00 225 39 EVACUEE FROM R2 SIMPSON,DENNIS 00509944 C 12-023 B G2 6-00 179 61 EVACUEE FROM R2 MARTIN,MARIO RAYNARD 02019017 C 12-024 B G2 5-08 250 58 EVACUEE FROM R2 TORRES,LOUIS J 01838799 C 12-025 H G2 5-10 159 65 EVACUEE FROM R2 JONES,CHARLES LEE 01937595 C 12-026 B G2 5-10 222 67 EVACUEE FROM R2 INFANTE,FRANCISCO 02049063 C 12-027 H Gl 5-05 176 47 EVACUEE FROM R2 BARRIENTES,GREGORIO 01265452 C 12-028 H G2 5-09 148 41 EVACUEE FROM R2 LOPEZ,LEON ERIC 01270441 C 12-029 B G2 5-09 207 34 EVACUEE FROM R2 FANSLER,EDWARD EUGEN 01822794 C 12-030 w G2 5-10 230 44 EVACUEE FROM R2 MCFEE,MARTY LAYNE 02046527 C 12-031 w G2 5-11 255 52 EVACUEE FROM R2 BREAUX,MAXIE JOSEPH 00698200 C 12-032 w G2 5-06 143 77 EVACUEE FROM R2 MCKAY,BYRON ADDISON 02124527 C 12-033 w G2 5-11 252 64 EVACUEE FROM R2 HOLLINGSWORTH,CLEM 02104025 C 12-034 B G2 5-08 168 30 EVACUEE FROM R2 SIMEK,QUINN 01949865 C 12-035 w G2 5-11 214 60 EVACUEE FROM R2 OCKERT,MICHAEL JOHN 01783122 C 12-036 w G2 5-10 194 43 EVACUEE FROM R2 HOSEA,MARVIN EUGENE 01734447 C 12-037 w G2 5-06 190 53 EVACUEE FROM R2 GRANT,TYRONE 02000682 C 12-038 B G2 5-06 219 43 EVACUEE FROM R2 DAMIAN,MIGUEL ANGEL 01870957 C 12-039 H G2 5-05 172 38 EVACUEE FROM R2 ESPARZA,RENE JAVIER 01840303 C 12-040 H Gl 5-05 214 46 EVACUEE FROM R2 ELLZEY,KENNETH EARL 02025798 C 12-041 w G2 5-09 229 45 EVACUEE FROM R2 HARRALSON,JAMES LARU 01665041 C 12-042 H G2 5-09 175 35 EVACUEE FROM R2 CLEGG,GEORGE STEPHEN 00681197 C 12-043 w G2 5-11 272 56 EVACUEE FROM R2 BUNKLEY,HAROLD WAYNE 01337818 C 12-044 B G2 5-08 186 64 EVACUEE FROM R2 CORDOVA,RICKY REYNAL 01973936 C 12-045 H G2 5-05 160 41 EVACUEE FROM R2 DUPLANTIS,CHRIS ANTH 01953262 C 12-046 w G2 5-11 181 60 EVACUEE FROM R2 FRENCH,CRAIG ALLEN 02056425 C 12-047 w G2 6-02 230 56 EVACUEE FROM R2 COHEN,DAVID SIMON 02087050 C 12-048 w G2 5-06 177 35 EVACUEE FROM R2 OROZCO,MIGUEL MERLAN 00784461 C 12-049 H G2 5-08 170 48 EVACUEE FROM R2 THOMPSON,CARLTON EDD 00395421 C 12-050 B G2 6-03 171 55 EVACUEE FROM R2 COOPER,JIMMIE 01426610 C 12-051 B Gl 5-09 250 57 EVACUEE FROM R2 BROADWAY,JOHN MASON 01905738 C 12-052 w G2 5-08 188 31 EVACUEE FROM R2 HANEY,DANNY LEE 00774806 C 12-053 w G2 5-07 206 41 EVACUEE FROM R2 RIVERS,LAMONTE JSEAN 01989719 C 12-054 B Gl 5-10 257 24 EVACUEE FROM R2

BAILEY 133669 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 30 09/07/2017 C 12 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R CU HT WT AGE JOB DESCRIPTION

TOTAL: 52

BAILEY 133670 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 31 09/07/2017 D 13 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R cu HT WT AGE JOB DESCRIPTION

ROBERTS,CHAD LANE 02105193 D 13-001 w G2 5-09 265 42 I/S MEDICAL SQ 02 ALVARADO,JIMMY CRUZ 01927126 D 13-002 H G2 5-09 227 45 I/S MEDICAL SQ 01 SAN MIGUEL,OSCAR 01976365 D 13-003 H G2 5-08 202 55 EVACUEE FROM R2 LOZANO,RICARDO NAVAR 02096105 D 13-004 H G2 5-09 182 30 EVACUEE FROM R2 ESQUEDA,JACOB 01559273 D 13-008 H G2 5-07 190 31 PRESSER LAUNDRY WILSON,JULIUS JR 01601013 D 13-009 B G2 6-01 228 46 COOK 2ND STOREY,MARK 01737498 D 13-010 w G2 5-07 192 57 JANITOR HALL 2-2 TALAMANTES,EDUARDO 00522440 D 13-011 H G2 5-08 238 48 UNASGN MEDICAL ALVAREZ,GARY 01422922 D 13-013 H G2 5-07 172 38 FOLDER LAUNDRY 2ND GARCIA,RAUL ALEJANDR 02017413 D 13-014 H G2 5-02 196 38 FIELD SQUAD 06 HARRIS,RONNEY WAYNE 02087284 D 13-015 w G2 6-01 304 37 WASHING MACHINE OPER MOFFETT,GARY 01690459 D 13-016 B G2 6-07 270 41 KITCHEN HELPER 1ST WHITEFEATHER,FRANK 01527313 D 13-017 I G2 5-11 205 34 KITCHEN HELPER 1ST LEZA,LEON 01986493 D 13-018 H G2 5-08 165 35 JANITOR DORM 1-1 HERNANDEZ,EDDIE 00702949 D 13-019 H G2 5-06 162 52 FOLDER LAUNDRY VELAZQUEZ-HERNANDEZ, 01937616 D 13-020 H G2 5-05 153 36 UTILITY SQ CAPTAIN SOSA,GERALDO 01851528 D 13-021 H G2 6-00 201 40 JANITOR DORM 2-1 THOMAS,ALBERT VINCEN 01555250 D 13-024 B G2 5-11 235 52 FOLDER LAUNDRY RIOS,RUBEN CAMPOS 01446215 D 13-025 H G2 5-06 208 31 FIELD SQUAD 05 STONE,ANTONIO 02081954 D 13-026 B G2 5-06 177 19 DRYING MACH OPR 1ST SOUTHERLY,TIMOTHY WA 02081164 D 13-027 w G2 6-00 192 58 FOLDER LAUNDRY 2ND ROBINSON,WARDELL 01669471 D 13-028 B G2 5-05 159 28 FULL TIME STUDENT SMITH,MATT DAVID 01917523 D 13-030 w G2 5-10 180 35 EVACUEE FROM R2 DUENES,TIMOTHY PAUL 02033083 D 13-031 H G2 5-11 193 32 EVACUEE FROM R2 CASARES,POLINARIO JR 01730610 D 13-032 H G2 5-11 222 34 EVACUEE FROM R2 KNIGHT,LUCAS JOE 01756054 D 13-033 w G2 7-00 232 28 EVACUEE FROM R2 NALL,MICHAEL WILLIAM 01881179 D 13-034 w G2 6-04 215 34 EVACUEE FROM R2 JONES,MATTHEW REMING 01445333 D 13-035 B G2 5-10 207 40 EVACUEE FROM R2 FULLER,JOSEPH 02056558 D 13-036 B G2 6-01 202 30 EVACUEE FROM R2 GARCIA,ENRIQUE 01751801 D 13-037 H G2 5-11 197 55 EVACUEE FROM R2 MCGINNIS,JOHNNY 01572378 D 13-038 w G2 5-07 210 42 EVACUEE FROM R2 GREENLIEF,SHIRLEY DA 01394310 D 13-039 w G2 5-11 153 31 EVACUEE FROM R2 NEWMAN,BILLY JOE 01649829 D 13-040 w G2 5-11 186 37 EVACUEE FROM R2 EVANS,LEMAN RAY 00625705 D 13-041 w G2 5-08 186 61 EVACUEE FROM R2 FOX,BRIAN AMOS 01157136 D 13-042 w G2 6-03 192 59 EVACUEE FROM R2 CARR,JESSE PAUL 01824619 D 13-043 w G2 5-09 237 30 EVACUEE FROM R2 TINOCO,GEORGE 01904478 D 13-044 H G2 5-09 233 36 EVACUEE FROM R2 PAREE,MICHAEL ANDREW 01866702 D 13-045 H G2 5-08 207 40 EVACUEE FROM R2 BAKER,CASEY LYNN 02018009 D 13-046 w G2 6-00 250 38 EVACUEE FROM R2 RODRIGUEZ,LUIS ANTHO 01517641 D 13-047 H G2 6-01 184 32 EVACUEE FROM R2 WILSON,ERIN GLYNNE 01911116 D 13-048 w G2 6-01 166 32 EVACUEE FROM R2 RUIZ,EDUARDO RICARDO 01989054 D 13-049 H G2 6-00 178 32 EVACUEE FROM R2 MARTINEZ,JULIAN III 01934306 D 13-050 H G2 5-04 158 28 EVACUEE FROM R2 WALKER,STEVEN DOUGLA 01927071 D 13-051 w G2 6-00 211 56 EVACUEE FROM R2 GARCIA,ISRAEL 01973331 D 13-052 H G2 5-07 188 43 EVACUEE FROM R2 TOTAL: 45

BAILEY 133671 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 32 09/07/2017 D 14 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R cu HT WT AGE JOB DESCRIPTION

PIPPIN,WENDELL LEE 00590699 D 14-001 w G2 6-01 168 59 CLOTHING EXCHANGER 1 GARZA,RALPH 01249552 D 14-002 H G2 5-05 182 50 FOLDER LAUNDRY WIGGINS,STEVEN ALLEN 01658776 D 14-003 w G2 6-04 175 49 BAKER 1ST STEIN,BOBBY GENE 02083933 D 14-004 B G2 6-00 171 59 JANITOR DORM 2-1 KISSNER,GARY WAYNE 02105169 D 14-005 w G2 5-07 164 49 JANITOR DORM 1-1 CLINCY,CHRISTOPHER E 02025510 D 14-006 B G2 5-09 144 34 I/S MEDICAL SQ 01 HARBOUR,JEREMY LYLE 01939637 D 14-007 w G2 5-10 178 31 FIELD SQUAD 02 HARRIS,GREGORY EUGEN 01758425 D 14-008 B G2 5-09 152 48 KITCHEN HELPER 1ST HERNANDEZ,JOSE PABLO 02005602 D 14-009 H G2 5-05 160 31 CLOTHING EXCHANGER 1 WINES,DEANDRE 01981146 D 14-010 B G2 5-04 144 34 UNASGN MEDICAL SANCHEZ HERNANDEZ,SA 01736160 D 14-011 H G3 5-02 161 46 JANITOR DORM 1-1 DUKES,SHANNON DALE 01743506 D 14-012 w G3 6-01 200 50 I/S MEDICAL SQ 02 EAGLE,DARRELL DETRIC 01945714 D 14-013 B G2 5-11 203 33 COUNTER ATTENDANT lS TANNER,JASON ALLEN 02085010 D 14-014 w G2 5-10 214 41 FIELD SQUAD 03 RAMIREZ,GILBERT 00859019 D 14-015 w G2 5-05 163 36 UTILITY SQ CAPTAIN ROSAS,CHRISTOPHER MI 01737025 D 14-016 H G2 5-08 172 26 BARBER OFFICER 2ND HOSEY,JASON 01861310 D 14-017 w G2 6-00 241 41 MAINTENANCE REPAIR B PEREIDA,NICHOLAS 02083246 D 14-018 H G2 5-05 166 32 UNASGN MEDICAL MARTINEZ,DAVID 02055018 D 14-019 H G2 5-11 175 35 COUNTER ATTENDANT ls SECHRIST,CHARLES 02015034 D 14-020 w G2 6-05 196 31 FIELD SQUAD 04 HEAD,JOSHUA 02013764 D 14-021 B G2 5-04 130 33 FIELD SQUAD 05 NAVA,GREGORIO HERNAN 02038167 D 14-022 H G3 5-07 195 68 UNASGN MEDICAL HEINE,THOMAS 01990835 D 14-023 w G2 5-10 226 46 LAUNDRY MACHINE MECH ODOM,RAYMOND KEITH J 01767123 D 14-024 w G3 6-06 208 40 COUNTER ATTENDANT 2N WILLCOXSON,ERVIN DUA 01535714 D 14-025 w G2 5-11 219 59 I/S MEDICAL SQ 01 NGUYEN,LONG 01879355 D 14-026 A G2 5-07 185 47 UNASGN MEDICAL NICHOLSON,JOHN MICHA 02104337 D 14-027 w G2 5-11 181 59 I/S MEDICAL SQ 01 ROJAS,JAIRO ISIDRO 02015510 D 14-028 H G2 5-06 160 37 I/S MEDICAL SQ 02 BREEDING,RONNIE TEE 01976812 D 14-029 B G2 5-07 163 32 PRESSER LAUNDRY SERNA,LEEROY GUZMAN 01953476 D 14-030 H G2 5-11 250 29 FIELD SQUAD 07 CARTER,MICHAEL DEWAY 01540248 D 14-031 B G2 5-07 193 39 UNASGN MEDICAL GONZALEZ,RICARDO 01789246 D 14-032 H G2 5-09 153 44 JANITOR SHOWER 2ND WEATHERFORD,JEFFREY 01679244 D 14-033 w G2 5-10 157 43 CLOTHING EXCHANGER 1 WITHERSPOON,ANDRE DE 01482005 D 14-034 B G2 6-05 232 43 CLOTHING EXCHANGER 1 PENDLETON,ANDREW CAR 01949023 D 14-035 B G2 5-10 280 50 COOK 1ST GIBSON,KAIL EDWARD 01380780 D 14-036 w G2 6-01 221 51 STOCK CLERK KITCHEN DUCKWORTH,JOE FREDDY 00745287 D 14-037 w G2 5-07 203 49 I/S MEDICAL SQ 01 PEDRAZA,SAMUEL JOEL 01939255 D 14-039 H G2 5-09 226 44 UTILITY SQ CAPTAIN ALLEN,GREGORY LYNN 01961059 D 14-040 w G2 5-06 195 53 FOLDER LAUNDRY RUBIO,BRANDON 01835371 D 14-041 H G2 5-05 144 25 BARBER OFFENDER 1ST MONROE,EDWARD J 00912555 D 14-042 H G2 5-09 161 42 TRASH COLLECTOR UNIT HAYDEN,DANIEL RAY II 01736058 D 14-043 w G2 5-06 146 29 KITCHEN HELPER 1ST DELAROSA,ALBERTO CRU 01007739 D 14-044 H G2 5-08 227 59 JANITOR DORM 2-2 RAMOS,DAVID SR 01490235 D 14-045 H G2 5-06 217 56 FOLDER LAUNDRY PRAVATA,PAUL 02072598 D 14-046 w G2 5-08 199 50 FOLDER LAUNDRY TREMBLAY,JOHN GLEN 02072007 D 14-047 w G2 5-04 145 31 EVACUEE FROM R2 AVELAR,LAWRENCE RALF 01975264 D 14-048 H G2 6-04 324 36 EVACUEE FROM R2 SMITHBARRY,AARON 01555633 D 14-049 w G2 5-10 300 36 EVACUEE FROM R2 ESPINOSA,ALBERT EUGE 02002902 D 14-050 H G2 5-05 160 34 EVACUEE FROM R2 JOHNSON,DARRELL JERO 01655958 D 14-051 B G2 5-08 158 31 EVACUEE FROM R2 SNYDER,JONATHAN DANI 01583915 D 14-052 w G2 5-10 157 37 EVACUEE FROM R2 TOTAL: 51

BAILEY 133672 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 33 09/07/2017 D 15 ROW INMATE LOCATOR REPORT 12:57:05 1, 428

NAME TDC# HOUSING R cu HT WT AGE JOB DESCRIPTION

REASNO,ROKENDRICK DE 02056138 D 15-001 B G2 5-09 240 36 EVACUEE FROM R2 MATA,OMAR 02022656 D 15-002 H G2 5-06 180 41 EVACUEE FROM R2 SANCHEZ,ROBERTO HUGO 01980893 D 15-003 H G2 5-10 205 36 EVACUEE FROM R2 MARRA,JOSHUA THOMAS 02096783 D 15-004 H Gl 5-11 204 27 EVACUEE FROM R2 FINNEY,CHESTER LEE 01493956 D 15-006 B G2 5-08 194 55 EVACUEE FROM R2 HICKS,NAPOLEON 02096953 D 15-007 B G2 5-09 234 53 EVACUEE FROM R2 WASHINGTON,DELVIN CL 01817367 D 15-008 B G2 6-02 245 49 EVACUEE FROM R2 DIXON,PAUL DEAN 01784454 D 15-009 B G2 6-01 226 53 EVACUEE FROM R2 PAREDES,ERIC LUCAS 02033151 D 15-010 H G2 5-10 260 39 EVACUEE FROM R2 HOFFMAN,STEVEN 02039793 D 15-011 w G2 5-10 213 35 EVACUEE FROM R2 MOORE,ALLAN JAMES 01778465 D 15-012 w G2 5-08 213 33 EVACUEE FROM R2 BOUTTE,JESSE HOWARD 02137552 D 15-013 w G2 5-08 159 42 EVACUEE FROM R2 LUSTER,RODERIC LAZAR 01196452 D 15-014 B G2 6-00 157 38 EVACUEE FROM R2 MOORE,SHANERIK DEWAY 01904575 D 15-016 B G2 6-01 258 33 EVACUEE FROM R2 TAYLOR,QUINTIN 01462076 D 15-017 B G2 6-02 173 29 EVACUEE FROM R2 CROWDER,CURT DANIEL 02069267 D 15-018 w G2 5-11 228 35 EVACUEE FROM R2 SMALLWOOD,TERRY ANTH 02129674 D 15-019 B G2 5-10 184 33 EVACUEE FROM R2 PINKERTON,RICHARD DO 02004585 D 15-021 w G2 5-08 167 60 EVACUEE FROM R2 HUDSON,DANIEL 02014367 D 15-022 B G2 5-05 212 51 EVACUEE FROM R2 KIRBY,MARK E 02094118 D 15-023 w G2 5-08 207 48 EVACUEE FROM R2 REED,LEON 02086744 D 15-024 B G2 6-01 212 36 EVACUEE FROM R2 TOOMBS,CARLOS WAYNE 01109593 D 15-025 B G2 5-08 189 56 EVACUEE FROM R2 KELLEY,MYRAN ANDRE 01622103 D 15-026 B G2 5-10 222 48 EVACUEE FROM R2 ABERCROMBIE,DEKAR DU 02136148 D 15-027 B G2 6-04 247 43 EVACUEE FROM R2 SANDERS,WILLIAM WELD 02051316 D 15-028 B G2 6-02 246 31 EVACUEE FROM R2 FULLER,SHANE 02016403 D 15-029 w G2 5-10 1 79 51 EVACUEE FROM R2 JAMES,TRAVIS 02066753 D 15-030 w G2 5-11 164 39 EVACUEE FROM R2 ANAYA,ALEJANDRO 02066296 D 15-031 H G2 5-02 223 53 EVACUEE FROM R2 MILLS,GERALD EDWARD 01912279 D 15-032 w G2 5-09 199 45 EVACUEE FROM R2 EVANS,CEDRIC w 02031312 D 15-033 B G2 6-03 221 33 EVACUEE FROM R2 BENNETT,PHILLIP SEAN 02030539 D 15-034 w G2 5-11 234 44 EVACUEE FROM R2 ELLEDGE,MARVIN 01310188 D 15-035 w G2 5-07 196 49 EVACUEE FROM R2 VILLARREAL,OSCAR 02075986 D 15-036 H G2 5-07 215 40 EVACUEE FROM R2 HERRERA,FREDERICK EU 00610558 D 15-037 H G2 5-06 180 46 EVACUEE FROM R2 ROBLES,MARIO MARTIN 02091636 D 15-038 H G2 5-08 219 37 EVACUEE FROM R2 LEZA,PABLO 01257338 D 15-039 H G2 5-09 246 45 EVACUEE FROM R2 SCHLEGELMILCH,JAMES 01988271 D 15-040 w G2 5-11 213 36 EVACUEE FROM R2 TROUT,MAX LEON JR 00458887 D 15-041 w G2 6-02 214 58 EVACUEE FROM R2 SOWELL,LAWRENCE EDWA 00505768 D 15-042 B G2 5-11 208 49 EVACUEE FROM R2 WRIGHT,BLAIR DUANE 02142262 D 15-043 w G2 5-08 175 49 EVACUEE FROM R2 BANKS,FREDRICK 02056041 D 15-044 B G2 5-11 226 39 EVACUEE FROM R2 ZAPATA,FRANCISCO 01003632 D 15-045 H G2 5-03 176 44 EVACUEE FROM R2 GOLDMAN,DUSTIN RAY 01962230 D 15-046 w G2 6-00 165 33 EVACUEE FROM R2 COCHRAN,CORY 02067909 D 15-047 B G2 5-06 149 40 EVACUEE FROM R2 FREEMAN,RUSSELL BRIA 02059494 D 15-048 w G2 5-08 140 51 EVACUEE FROM R2 MILLER,VIC EUGENE 02009706 D 15-049 w G2 5-09 173 60 EVACUEE FROM R2 ORDONEZ,ESTEBAN 01070058 D 15-050 H G2 5-07 204 47 EVACUEE FROM R2 MAXEY,BILLY JOE 00625034 D 15-051 B G2 5-09 228 54 EVACUEE FROM R2 ORTIZ,EDWARD 02072427 D 15-052 H G2 5-10 224 46 EVACUEE FROM R2 TOTAL: 49

BAILEY 133673 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 34 09/07/2017 D 16 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R cu HT WT AGE JOB DESCRIPTION

MARTINEZ,FRANCISCO 01793834 D 16-001 H G2 5-05 242 34 EVACUEE FROM R2 SMITH,PATRICK DEAUND 02076904 D 16-002 B G2 6-01 280 43 EVACUEE FROM R2 BORNSTEIN,MICHAEL 02017934 D 16-003 w G2 5-06 215 65 EVACUEE FROM R2 HAMAD,BASIL 01980917 D 16-004 0 G2 6-01 185 31 EVACUEE FROM R2 ORSBORN,DEREK AINSLE 02057320 D 16-005 B G2 5-11 205 38 EVACUEE FROM R2 NELMS,HENRY 02115749 D 16-006 B G2 5-06 216 54 EVACUEE FROM R2 PETTY,CHRISTOPHER CH 02112540 D 16-007 w G2 5-07 152 38 EVACUEE FROM R2 HOUSTON,AARON DERAY 01404655 D 16-008 B G2 6-01 174 33 EVACUEE FROM R2 BANNA,USIAF RAMSEY 02054952 D 16-009 H G2 5-04 195 29 EVACUEE FROM R2 PATTARINO,JOHNNY LOM 02113545 D 16-010 w G2 5-11 202 35 EVACUEE FROM R2 RAMIREZ,HENRY 01959406 D 16-011 H G2 5-09 185 61 EVACUEE FROM R2 MARTINEZ,EDDIE 02011985 D 16-012 H G2 5-09 161 51 EVACUEE FROM R2 PERALTA,RUBEN 01986845 D 16-013 H G2 6-02 190 40 EVACUEE FROM R2 THURMAN,CHRISTOPHER 01592030 D 16-014 B G2 6-00 195 30 EVACUEE FROM R2 BURKS,ANTWAIN MAURIC 01913867 D 16-015 B G2 5-11 288 32 EVACUEE FROM R2 JUAREZ,MARCUS 02070534 D 16-016 H G2 5-09 215 28 EVACUEE FROM R2 DELEON,EDDIE MOLINA 02046555 D 16-017 H G2 5-06 220 46 EVACUEE FROM R2 TOVAR,JAVIER 01564237 D 16-018 H G2 5-06 176 44 EVACUEE FROM R2 ROBB,GEORGE HAZEN 01819833 D 16-019 w G2 5-10 201 53 EVACUEE FROM R2 CANO,MARK 02011387 D 16-020 H G2 5-06 204 42 EVACUEE FROM R2 DEVER,LARRY DYNEL 01981713 D 16-021 B G2 5-09 141 36 EVACUEE FROM R2 FLORES,MARK 01699825 D 16-022 H G2 5-06 187 46 EVACUEE FROM R2 RIOJAS,JESUS CONTRER 00803005 D 16-023 H G2 5-08 158 56 EVACUEE FROM R2 AGUILAR,ANTHONY 00905689 D 16-024 H G2 5-05 162 52 EVACUEE FROM R2 VORIS,ROBERT ARTHUR 01225841 D 16-025 w G2 5-10 225 38 EVACUEE FROM R2 BOWMAN,CHRISTOPHER M 02112172 D 16-026 w G2 5-06 166 38 EVACUEE FROM R2 RODRIGUEZ,NATHAN THO 01699652 D 16-027 H G2 5-11 163 35 EVACUEE FROM R2 CARRILLO,JOSE 00774892 D 16-028 H G2 5-07 175 38 EVACUEE FROM R2 VALDERAS,JACOB ANTHO 01843286 D 16-029 H G2 5-08 194 42 EVACUEE FROM R2 TORRES,JOSE JR 01949085 D 16-030 H G2 5-11 202 31 EVACUEE FROM R2 BOUDREAUX,TRENTON FA 02068412 D 16-031 B G2 5-08 205 50 EVACUEE FROM R2 GAMBLE,MORIO LAVON 00819816 D 16-033 B G2 5-11 174 37 EVACUEE FROM R2 ALVARADO,BLAS 01967934 D 16-034 H G2 5-05 163 49 EVACUEE FROM R2 LERMA,ESTEBAN 02096967 D 16-035 H G2 5-06 189 49 EVACUEE FROM R2 GONZALES,LEO 02090700 D 16-036 H G2 5-08 218 45 EVACUEE FROM R2 THOMAS,EDDIE JR 01782149 D 16-037 B G2 5-09 195 51 EVACUEE FROM R2 WATSON,MATTHEW 02097937 D 16-038 w G2 5-09 204 41 EVACUEE FROM R2 JOBE,MARVIN TRAMAINE 01695810 D 16-039 B G2 5-07 208 32 EVACUEE FROM R2 EDMONDS,COURTLAND RA 01545691 D 16-040 w G2 5-10 164 39 EVACUEE FROM R2 GONZALES,DANIEL R 01487106 D 16-041 H G2 5-06 215 46 EVACUEE FROM R2 PERLEY,LEONARD 02124033 D 16-042 w G2 5-10 242 34 EVACUEE FROM R2 RUSSELL,JONATHAN A 01950896 D 16-043 B G2 5-03 153 34 EVACUEE FROM R2 SCHANEN,LEO 01977707 D 16-044 H G2 5-07 170 35 EVACUEE FROM R2 JONES,JONATHAN JAY 00670086 D 16-045 w G2 5-09 157 57 EVACUEE FROM R2 SMITH,JASON POWELL 01118548 D 16-046 w G2 6-00 233 49 EVACUEE FROM R2 BREWER,PATRICK 02006605 D 16-047 w G2 6-03 206 45 EVACUEE FROM R2 WALKER,RONALD JERRY 01557418 D 16-048 B G2 5-11 287 51 EVACUEE FROM R2 TOUMEY,JOHN JACOB 02049084 D 16-049 w G2 5-08 258 44 EVACUEE FROM R2 COOKS,DERMAN 00661121 D 16-050 B G2 5-05 165 60 EVACUEE FROM R2 ACHORD,DONALD RAY 00700178 D 16-051 w G2 5-09 178 66 EVACUEE FROM R2 MAXWELL,RICHARD C. 00644994 D 16-052 w G2 5-11 209 59 EVACUEE FROM R2 TOTAL: 51

BAILEY 133674 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 35 09/07/2017 E 17 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R cu HT WT AGE JOB DESCRIPTION

BAILEY,GARY LYNN 01264555 E 17-001 w G2 5-06 21 7 61 EVACUEE FROM R2 NASH,KENNETH WAYNE 01783651 E 17-002 B G2 5-10 265 55 EVACUEE FROM R2 WATTS,JERRY JR 01988107 E 17-003 w G2 5-10 146 42 EVACUEE FROM R2 RODRIGUEZ,AGUSTIN 00692901 E 17-004 H G2 5-11 260 57 EVACUEE FROM R2 BUTLER,DION PATRICK 02122149 E 17-005 B G2 5-10 265 48 EVACUEE FROM R2 ALVARADO,FRANK 02132149 E 17-006 H G2 5-03 264 53 EVACUEE FROM R2 QUINTANA,RODOLFO ROM 01909577 E 17-007 H G2 5-04 177 64 EVACUEE FROM R2 HEARNE,KENNETH RAY 01955325 E 17-008 B G2 5-10 220 45 EVACUEE FROM R2 VASQUEZ,JUAN ANTONIO 00847829 E 17-009 H G2 5-07 310 51 EVACUEE FROM R2 MIRELES,ERASMO JOSEP 01760227 E 17-010 H G2 5-04 200 63 EVACUEE FROM R2 RODRIGUEZ,TOMMIE 00503401 E 17-011 H G2 5-06 184 57 EVACUEE FROM R2 GONZALES,FRANCISCO J 00885617 E 17-012 H G2 5-06 218 45 EVACUEE FROM R2 WILLIAMS,CHRISTOPHER 01129658 E 17-013 B G2 5-09 215 45 EVACUEE FROM R2 BECKETT,RICKY WAYNE 01883225 E 17-014 B G2 5-10 166 58 EVACUEE FROM R2 MCKELLAR,ADRIAN 02042266 E 17-015 w G2 6-02 163 46 EVACUEE FROM R2 DOBBS,JAMES EDWARDS 01754886 E 17-016 w G2 5-09 216 49 EVACUEE FROM R2 PENA,JESUS ZAVALA 02032969 E 17-017 H G2 5-08 204 39 EVACUEE FROM R2 BARROW,RONNALD LOUIS 01649969 E 17-018 B G2 6-00 199 59 EVACUEE FROM R2 CEPEDA-ARROYO,NARCIS 01820475 E 17-019 H G2 5-06 155 70 EVACUEE FROM R2 RUCKS,JAMES ALLEN JR 01673125 E 17-020 w G2 5-11 244 56 EVACUEE FROM R2 MCGUIRE,ANTHONY EDWA 01850638 E 17-021 B G2 5-09 247 50 EVACUEE FROM R2 MURRAY,DEMETRICK DUR 01955328 E 17-022 B G2 6-00 192 31 EVACUEE FROM R2 BILLS,DORIS ODEN 01928899 E 17-023 w G2 5-09 180 61 EVACUEE FROM R2 HAWKINS,NATHANIEL 00780353 E 17-024 B G2 5-06 160 64 EVACUEE FROM R2 CROSS,ANDREW JOSEPH 02111073 E 17-025 w G2 5-08 178 41 EVACUEE FROM R2 FILLS,NATHAN NATHANI 01825461 E 17-026 B G2 5-11 160 41 EVACUEE FROM R2 GOMEZ,JESSE 01672556 E 17-027 H G2 5-08 177 57 EVACUEE FROM R2 SHAH,DINESH KUMAR 01896733 E 17-028 w G2 5-11 182 51 EVACUEE FROM R2 GRIMES,JAMES MAURICE 00619562 E 17-029 w G2 5-08 141 46 EVACUEE FROM R2 FORT,JASON DEMARCUS 01451907 E 17-030 B G2 5-11 165 38 EVACUEE FROM R2 CASADOS,BOBBY LORTEN 02018472 E 17-031 H G2 6-01 234 38 EVACUEE FROM R2 OLSON,JUSTIN ANDREW 02016520 E 17-032 w G2 5-10 190 41 EVACUEE FROM R2 GREEN,JACOB 02019687 E 17-033 B G2 6-00 306 42 EVACUEE FROM R2 STEPHENSON,CLIFFORD 02089224 E 17-034 w G2 6-00 205 38 EVACUEE FROM R2 HERNANDEZ,LUPE RENE 01515902 E 17-035 H G2 5-10 272 50 EVACUEE FROM R2 WOLF,JOE MICHAEL JR 00700757 E 17-036 w G2 5-08 202 52 EVACUEE FROM R2 KINGHAM,GLENN LLOYD 01995131 E 17-037 w G2 5-11 188 46 EVACUEE FROM R2 HARDAWAY,DANIEL 00670159 E 17-038 B G2 5-04 262 42 EVACUEE FROM R2 BROWN,LIONEL 01807296 E 17-039 B G2 6-01 233 37 EVACUEE FROM R2 ELLIOTT,CLIFTON PREN 02002032 E 17-040 w G2 5-10 202 53 EVACUEE FROM R2 WOODY,MATTHEW ROBERT 02016466 E 17-041 w G2 5-07 156 31 EVACUEE FROM R2 CALDERON,ROY SOSA 00590487 E 17-042 H G2 5-08 175 49 EVACUEE FROM R2 WATKINS,EDDIE JR 00764012 E 17-043 B G2 5-08 191 52 EVACUEE FROM R2 GRAF,DOUGLAS PAUL 02029203 E 17-044 w G2 5-09 179 47 EVACUEE FROM R2 CISNEROS,GABRIEL 02003134 E 17-045 H G2 5-06 187 49 EVACUEE FROM R2 HEWITT,JOEL WAYNE 01818248 E 17-046 w G2 5-06 162 36 EVACUEE FROM R2 WILLIAMS,ANTHONY ROS 0207 6625 E 17-047 B G2 6-00 203 55 EVACUEE FROM R2 ANCHONDO,CARL LOPEZ 00646402 E 17-048 H G2 5-02 199 54 EVACUEE FROM R2 ROBERTS,TIMOTHY CARL 00722547 E 17-049 B G2 5-08 168 41 EVACUEE FROM R2 DENOSO,ROGELIO MOREN 00899954 E 17-050 H G2 5-04 164 50 EVACUEE FROM R2 OWENS,TOMMIE LEE 02045289 E 17-051 w G2 5-07 168 47 EVACUEE FROM R2 CRAWFORD,JOHN RAMBO 01944623 E 17-052 w G2 6-02 320 31 EVACUEE FROM R2

BAILEY 133675 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 36 09/07/2017 E 17 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R cu HT WT AGE JOB DESCRIPTION

COOPER,CALVIN 02057176 E 17-053 B G2 6-02 270 29 EVACUEE FROM R2 EDRINGTON,ROBERT KYL 01970381 E 17-054 w G2 5-11 202 30 EVACUEE FROM R2 KILPATRICK,MICHAEL E 01285731 E 17-055 w G2 6-03 188 60 EVACUEE FROM R2 AVILA,ANGEL 00812995 E 17-056 H G2 6-00 224 57 EVACUEE FROM R2 TOTAL: 56

BAILEY 133676 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 37 09/07/2017 E 18 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R cu HT WT AGE JOB DESCRIPTION

VETTER,RICHARD RYAN 01973222 E 18-001 w G2 6-04 262 37 EVACUEE FROM R2 JONES,PICASO 02018880 E 18-002 B G2 6-01 250 33 EVACUEE FROM R2 FLORES,ADAM 01142097 E 18-003 H G2 5-11 217 50 EVACUEE FROM R2 BINION,AARON 01826737 E 18-004 B G2 5-10 206 48 EVACUEE FROM R2 MARTIN,ANDREW DONNEL 01983273 E 18-005 B G2 5-07 198 53 EVACUEE FROM R2 SANCHEZ,BENITO 01713207 E 18-006 H G2 5-07 170 67 EVACUEE FROM R2 GRAHAM,MICHAEL JAMES 02134330 E 18-007 w G2 5-08 203 39 EVACUEE FROM R2 SMITH,TORIN 02009393 E 18-008 B G2 5-11 204 49 EVACUEE FROM R2 AGUILAR,AURELIO 00263310 E 18-009 H G2 5-10 215 64 EVACUEE FROM R2 RIOS,JUAN DELARIVA 01077835 E 18-010 H G2 5-03 159 58 EVACUEE FROM R2 CRAWFORD,LEONDREA DE 02115827 E 18-011 B G2 5-08 209 40 EVACUEE FROM R2 DOYLE,EMMANUEL OBRYA 01812320 E 18-012 B G2 5-07 140 31 EVACUEE FROM R2 SANFORD,DUSTIN 01682436 E 18-013 w G2 5-05 172 26 EVACUEE FROM R2 ESPARZA,ANASTACIO s 02068956 E 18-014 H G2 5-09 175 52 EVACUEE FROM R2 JENKINS,JERMAINE 02044592 E 18-015 B G2 5-03 183 39 EVACUEE FROM R2 NEUGENT,KENNETH WELD 01944194 E 18-016 w G2 5-08 185 31 EVACUEE FROM R2 ZUNIGA,DAVID RUSSELL 02088743 E 18-017 w G2 6-02 186 32 EVACUEE FROM R2 PHILLIPS,MICHAEL JOE 00609548 E 18-018 B G2 5-11 196 61 EVACUEE FROM R2 VIALOBOS,JAYJAY ADAM 01801422 E 18-019 H G2 5-05 193 43 EVACUEE FROM R2 GONZALEZ,ROBERTO 02001985 E 18-020 H G2 5-07 188 47 EVACUEE FROM R2 SIMPSON,HERBERT L 00838638 E 18-021 B G2 5-09 156 48 EVACUEE FROM R2 HYLAND,RICHARD 02095318 E 18-023 w G2 5-11 185 33 EVACUEE FROM R2 PADILLA,LUCIANO VARG 01892209 E 18-024 H G2 5-08 168 52 EVACUEE FROM R2 HERRERA,LEE MARCUS 01984571 E 18-025 H G2 5-09 221 35 EVACUEE FROM R2 HISER,FLOYD DEAN 02096730 E 18-026 w G2 6-02 268 51 EVACUEE FROM R2 HUDSON,GERRY DELANO 01560462 E 18-027 B G2 6-01 249 38 EVACUEE FROM R2 SMITH,BREEDLOVE 00513338 E 18-028 B G2 6-01 151 55 EVACUEE FROM R2 GARNER,WAYNE 01873185 E 18-029 B G2 5-05 170 37 EVACUEE FROM R2 RAMIREZ,GREGG WAYNE 01836386 E 18-030 w G2 5-11 226 52 EVACUEE FROM R2 ANZALDUA,RODNEY RONA 01970290 E 18-031 H G2 5-05 209 44 EVACUEE FROM R2 JACKSON,RICKY 01774135 E 18-032 B G2 6-00 227 57 EVACUEE FROM R2 MORENO,CHRISTOPHER E 02000030 E 18-033 H G2 5-08 176 31 EVACUEE FROM R2 FREEMAN,JAMES L 01712700 E 18-034 B G2 5-09 174 32 EVACUEE FROM R2 GUTIERREZ,DANIEL ADR 02086625 E 18-035 H G2 5-10 202 35 EVACUEE FROM R2 BERNAL,ROY A 01402777 E 18-036 H G2 6-00 258 33 EVACUEE FROM R2 NAVARRO,CEASAR WILBU 01798024 E 18-037 H G2 5-07 156 32 EVACUEE FROM R2 REYNOSA,ADOLPH 01667295 E 18-038 H G2 5-09 160 39 EVACUEE FROM R2 DAWSON,RONALD KENNET 02031024 E 18-039 w G2 6-00 247 52 EVACUEE FROM R2 WILKERSON,WILLIAM JR 01668587 E 18-040 w G2 5-07 182 39 EVACUEE FROM R2 RODRIGUEZ,JASON TAGL 01840462 E 18-041 H G2 5-06 175 37 EVACUEE FROM R2 LEWIS,ANDRE DEMOND 02027340 E 18-042 B G2 5-07 198 35 EVACUEE FROM R2 GONZALES,JORGE 01899193 E 18-043 H G2 6-00 218 33 EVACUEE FROM R2 FORTE,KELLON DARELL 01581028 E 18-044 B G2 6-00 215 28 EVACUEE FROM R2 HOWARD,RYAN RAY 02038904 E 18-045 w G2 5-11 177 31 EVACUEE FROM R2 VASQUEZ,EDGAR IVAN 0 02013236 E 18-046 H G2 5-05 162 28 EVACUEE FROM R2 VASQUEZ,RICHARD RENE 02110575 E 18-047 H G2 5-06 148 34 EVACUEE FROM R2 LANCE,DAVID MICHAEL 02062770 E 18-049 w G2 6-04 220 32 EVACUEE FROM R2 MORALES,EDWARDO 01981488 E 18-050 H G2 5-08 129 51 EVACUEE FROM R2 WILLIAMS,RICHARD DAN 02017852 E 18-051 w G2 5-09 220 54 EVACUEE FROM R2 GODINEZ,JEREMY 02089913 E 18-052 H G2 5-10 176 44 EVACUEE FROM R2 PEREZ,FAUSTINO M 02023211 E 18-053 H G2 6-00 214 40 EVACUEE FROM R2 BROOKS,MAURICE D 01951509 E 18-054 B G2 6-00 152 37 EVACUEE FROM R2

BAILEY 133677 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 38 09/07/2017 E 18 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R CU HT WT AGE JOB DESCRIPTION

YBARRA,RICKY 01879435 E 18-055 H G2 5-09 196 31 EVACUEE FROM R2 ITZO,LARS ERIK 02106911 E 18-056 W G2 6-01 210 50 EVACUEE FROM R2 TOTAL: 54

BAILEY 133678 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 39 09/07/2017 E 19 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R cu HT WT AGE JOB DESCRIPTION

PEARSON,DONALD ANDRE 01036593 E 19-001 w G2 6-01 162 56 EVACUEE FROM R2 DAVIS,MICHAEL KENNET 01938663 E 19-002 w G2 5-07 145 64 EVACUEE FROM R2 CANDANOZA,ANGEL FIDE 01688316 E 19-003 H G2 5-09 232 36 EVACUEE FROM R2 HUTCHESON,JERRY LEE 02133271 E 19-004 w G2 5-08 183 48 EVACUEE FROM R2 SANDERS,TAVARES 02103593 E 19-005 B G2 5-09 275 39 EVACUEE FROM R2 HALL,LAJOSHUA CYTRAV 01366637 E 19-006 B G2 5-10 265 29 EVACUEE FROM R2 RUSSELL,JESSIE LEE 00540683 E 19-007 B G2 6-00 198 48 EVACUEE FROM R2 LOPEZ,JAVIER SANMIGU 02102297 E 19-008 H G2 5-08 194 61 EVACUEE FROM R2 SEATON,DUSTY LEE 01925508 E 19-009 w G2 6-02 170 33 EVACUEE FROM R2 SEAWRIGHT,TERRY LEE 01481368 E 19-010 w G2 5-06 186 59 EVACUEE FROM R2 ENGLISH,MILO ALFRED 02100930 E 19-011 w G2 5-08 194 55 EVACUEE FROM R2 ROY,JOHNNIE LEE 02023165 E 19-012 B G2 5-06 198 62 EVACUEE FROM R2 LOPEZ,ARTHUR 01514712 E 19-013 H G2 5-06 174 56 EVACUEE FROM R2 WILHITE,KEITH 01893556 E 19-014 w G2 6-01 198 53 EVACUEE FROM R2 DAVIS,JOHN M JR 01003679 E 19-015 B G2 5-07 164 45 EVACUEE FROM R2 DEPAOLO,FRANK 01520024 E 19-016 w G2 5-08 160 72 EVACUEE FROM R2 POOLE,STEPHEN REESE 01899802 E 19-017 w G2 6-00 197 44 EVACUEE FROM R2 NELSON,SCOTTIE DEWAY 01664978 E 19-018 B G2 5-09 138 42 EVACUEE FROM R2 ENCISO,RAUL 01892507 E 19-019 H G2 5-09 255 63 EVACUEE FROM R2 HALL,CLARENCE 01604584 E 19-020 B G2 5-10 235 57 EVACUEE FROM R2 KURBIEC,MARK II 01552247 E 19-021 w G2 5-09 200 39 EVACUEE FROM R2 WILLIAMS,KEITH DANIE 01368931 E 19-022 w G2 5-06 221 49 EVACUEE FROM R2 RODRIGUEZ,CARLOS 01307981 E 19-023 H G2 5-06 189 43 EVACUEE FROM R2 ROMAN,ROBERT ELIAS 01250181 E 19-024 H G2 5-06 179 61 EVACUEE FROM R2 GONZALES,JOSEPH RAYM 00545249 E 19-025 H G2 5-09 179 59 EVACUEE FROM R2 LANKFORD,PATRICK 01620257 E 19-026 w G2 6-00 187 40 EVACUEE FROM R2 LAMAR,FREEMAN JR 01531602 E 19-027 B G2 5-09 236 36 EVACUEE FROM R2 HAYES,STEVEN 01601354 E 19-028 w G2 5-09 192 58 EVACUEE FROM R2 THOMPSON,PERCY DWAYN 01946809 E 19-029 B G2 6-03 186 47 EVACUEE FROM R2 MEZA,PEDRO 01550574 E 19-030 H G2 5-06 185 49 EVACUEE FROM R2 HOLLEY,JONATHAN 01916411 E 19-031 w G2 5-10 207 28 EVACUEE FROM R2 HALL,JASON EDWARD 01739314 E 19-032 w G2 6-00 228 46 EVACUEE FROM R2 SANCHEZ,JESSE III 01715669 E 19-033 H G2 5-08 185 44 EVACUEE FROM R2 CHILDRESS,GERALD G 00680648 E 19-034 B G2 5-08 226 59 EVACUEE FROM R2 CANSINO,ANTHONY 01965866 E 19-035 w G2 5-06 142 68 EVACUEE FROM R2 ELROD,TODD M 01875187 E 19-036 w Gl 5-11 266 53 EVACUEE FROM R2 SERRES,CHRISTOPHER K 01613121 E 19-037 w Gl 5-08 170 63 EVACUEE FROM R2 SWINDELL,JERROD NICH 01960341 E 19-038 w G2 5-10 219 39 EVACUEE FROM R2 CASTILLO,GILBERT 02040454 E 19-039 H G2 5-09 255 51 EVACUEE FROM R2 STALEY,JAMES ENGRAME 01495670 E 19-040 B G2 6-00 220 42 EVACUEE FROM R2 JONES,JERALD MICHAEL 01751244 E 19-041 B G2 6-00 220 42 EVACUEE FROM R2 ETHRIDGE,MARK 02023029 E 19-042 H G2 5-10 253 27 EVACUEE FROM R2 MEEKS,THOMAS D 01913274 E 19-043 w G2 5-08 193 27 EVACUEE FROM R2 SIERRA,ABRAM 00462961 E 19-044 H G2 5-08 171 63 EVACUEE FROM R2 FLORES,RAUL JR 02091217 E 19-046 H G2 5-06 148 38 EVACUEE FROM R2 SUMMERS,JUSTIN MODES 01881538 E 19-048 w G2 5-09 154 29 EVACUEE FROM R2 MIRANDA,JOE HECTOR 01963672 E 19-049 H G2 5-01 139 39 EVACUEE FROM R2 WATSON,JERMAIN 01882949 E 19-050 B G2 6-00 230 34 EVACUEE FROM R2 HOLLAND,ALBERT ELMER 01584520 E 19-051 w G2 5-10 182 29 EVACUEE FROM R2 SANCHEZ,LUCIO 01732977 E 19-052 H G2 5-04 211 35 EVACUEE FROM R2 ORTIZ,ANGEL RENE 01771204 E 19-053 H G2 5-08 184 30 EVACUEE FROM R2 JENKINS,AARON LEE 01570290 E 19-054 w G2 5-07 175 37 EVACUEE FROM R2

BAILEY 133679 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 40 09/07/2017 E 19 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R cu HT WT AGE JOB DESCRIPTION

SEGOVIA,PEDRO JOSE 02118935 E 19-055 w G2 5-11 228 34 EVACUEE FROM R2 STOPKA,TIMOTHY LEE 01485034 E 19-056 w G2 6-00 200 34 EVACUEE FROM R2 GENTRY,JOSEPH BLAKE 01927315 E 19-057 w G2 5-09 190 33 EVACUEE FROM R2 LEE,MICHAEL SEAN 01700008 E 19-058 w G2 5-08 132 27 EVACUEE FROM R2 FERGUSON,BRANTON LEE 01773009 E 19-059 w G2 5-11 174 40 EVACUEE FROM R2 RAWLINE,STEVEN JOSEF 01848877 E 19-060 w G2 5-07 158 30 EVACUEE FROM R2 SMYTH,EDWARD PATRICK 01225209 E 19-061 H G2 6-00 191 33 EVACUEE FROM R2 COLEMAN,DEMITRIAS DE 02034565 E 19-062 B G2 6-00 217 37 BARBER OFFENDER 1ST LENEAR,GREGORY JR 02129229 E 19-063 B G2 5-07 210 29 EVACUEE FROM R2 HANCOCK,MICHAEL WAYN 01721250 E 19-064 w G2 5-07 175 43 EVACUEE FROM R2 PEREZ,MANUAL 01311519 E 19-065 H G2 5-05 132 44 EVACUEE FROM R2 RAMIREZ-NAVARRO,DANI 01921368 E 19-066 H G2 5-02 172 36 EVACUEE FROM R2 GUERRERO,VICTOR ALFO 01248883 E 19-067 H G2 5-08 149 33 EVACUEE FROM R2 BROWN,JIMMY ELTON 01527680 E 19-068 B G2 6-01 173 35 EVACUEE FROM R2 BOLDON,BILLY TREMAYN 01995783 E 19-069 B G2 5-11 219 39 EVACUEE FROM R2 WALLACE,TIMOTHY ALAN 02115350 E 19-070 w G2 6-03 194 29 EVACUEE FROM R2 COFFEY,EMIL JR 02092191 E 19-071 w G2 5-09 192 66 EVACUEE FROM R2 BAZAN,ERNESTO BERNAL 01984631 E 19-072 H G2 5-09 168 38 EVACUEE FROM R2 BARTLETT,JOHN A 01928845 E 19-073 w G2 5-10 196 46 EVACUEE FROM R2 BROOKS,RAY ANTHONY 01182048 E 19-074 B G2 6-01 186 54 EVACUEE FROM R2 FORD,PATRICK WAYNE 01564102 E 19-075 B G2 5-08 208 50 EVACUEE FROM R2 COLEY,ANDREW DELL 02130099 E 19-076 w G2 5-11 182 35 EVACUEE FROM R2 HENDRIX,FLOYD 02054346 E 19-077 B G2 6-00 170 45 EVACUEE FROM R2 SALAZAR,ANTONIO 01784396 E 19-078 H G2 5-05 178 56 EVACUEE FROM R2 HUBBARD,ALFONZO LAMO 01860639 E 19-079 B G2 6-01 172 42 EVACUEE FROM R2 CRISP,CARLIN SHANE 01263225 E 19-080 w G2 6-00 224 45 EVACUEE FROM R2 UPTON,JUSTIN MATTHEW 01876821 E 19-081 w G2 5-09 196 36 EVACUEE FROM R2 JONES,MCKINLEY RAY 02002058 E 19-082 B G2 5-11 175 33 EVACUEE FROM R2 CATT,RONALD SCOTT 01909438 E 19-083 w G2 6-02 221 55 EVACUEE FROM R2 ARTHUR,JAMES IVAN 01462221 E 19-084 w G2 5-09 180 49 EVACUEE FROM R2 STRICKLAND,DANNY 01126386 E 19-086 w G2 6-00 222 47 EVACUEE FROM R2 ARREDONDO,ANDRES 01664360 E 19-087 H G2 5-10 210 65 EVACUEE FROM R2 TRUONG,KIET MINH 02120518 E 19-088 A G2 5-04 134 33 EVACUEE FROM R2 VOGEL,MICHAEL ALLEN 02097596 E 19-089 w G2 5-09 307 31 EVACUEE FROM R2 SHEPARD,CALVIN 01616777 E 19-090 B G2 5,--10 324 45 EVACUEE FROM R2 GUICE,CLIFTON CORNEL 01949555 E 19-091 B G2 6-00 200 39 LANDSCAPE GARD INSID SANCHEZ,JUAN MANUEL 02029645 E 19-092 H G2 5-10 204 36 EVACUEE FROM R2 WILLIAMS,BENJAMIN LE 00470590 E 19-093 B G2 5-03 160 48 EVACUEE FROM R2 BALFOUR,WILLIAM 00810692 E 19-095 B G2 5-09 1 76 53 EVACUEE FROM R2 BRYANT,HAROLD JR 01774510 E 19-096 B G2 5-05 162 31 EVACUEE FROM R2 QUALLS,CHRISTOPHER M 00765476 E 19-097 w G2 6-00 241 44 EVACUEE FROM R2 WARREN,RONALD 01960674 E 19-098 w G2 6-01 234 40 EVACUEE FROM R2 VALENZUELA,JESSE 01065027 E 19-099 H G2 5-08 153 41 EVACUEE FROM R2 VASQUEZ,JAMES A 01364526 E 19-100 H G2 5-07 215 33 EVACUEE FROM R2 PENA,JOSE MARIA JR 02033240 E 19-101 H G2 5-10 196 51 EVACUEE FROM R2 NICHOLSON,JUSTIN 01579488 E 19-103 B G2 5-09 210 36 EVACUEE FROM R2 TO,JONATHAN GRAHAM 02026019 E 19-104 A G2 6-02 298 29 EVACUEE FROM R2 RAMSEY,BARKLEY ADAM 01783028 E 19-105 w G2 6-02 257 37 EVACUEE FROM R2 KENNEDY,CLIFFORD SCO 00387128 E 19-106 w G2 5-08 138 62 EVACUEE FROM R2 THIGPEN,HENRY DARTAN 00364853 E 19-107 B G2 6-00 202 66 EVACUEE FROM R2 SHEPHERD,AHMAD 02024695 E 19-108 B G2 5-10 180 37 EVACUEE FROM R2 SMITH,VICTOR LEROY 01941210 E 19-109 B G2 5-07 142 28 EVACUEE FROM R2

BAILEY 133680 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 41 09/07/2017 E 19 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R CU HT WT AGE JOB DESCRIPTION

GOTTLICH,JAMES HERBE 00616338 E 19-110 W G2 5-11 272 61 EVACUEE FROM R2 RICHIE,TERRY LEE JR 01552275 E 19-111 B G2 5-08 284 45 EVACUEE FROM R2 TOTAL: 106

BAILEY 133681 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 42 09/07/2017 E 20 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R cu HT WT AGE JOB DESCRIPTION

NARANJO,ADAM ALONZO 01163671 E 20-001 w G2 5-05 170 48 CLOTHING EXCHANGER 1 MADEWELL,KRISTUN SEA 02041571 E 20-002 w G2 6-01 273 43 ALTERATION TAILOR EX FERDIN,HENRY JR 00761264 E 20-003 H G2 5-07 180 43 LANDSCAPE GARD INSID GONZALEZ,ANGEL MOREN 01659323 E 20-004 H G2 5-04 145 56 JANITOR DORM 1-1 GOMEZ,RICARDO 02012494 E 20-005 H G2 5-02 189 54 JANITOR HALL 1-1 LHERAULT,CHARLES 01972430 E 20-006 w G2 6-00 220 53 COUNTER ATTENDANT 3R WOOD,ROYCE 01898768 E 20-007 w G2 6-03 227 39 ARTIST UNIT SIMS,ILLYA FITZGERAL 01712365 E 20-008 B G2 5-10 203 50 COUNTER ATTENDANT 3R DOUTHIT,SHANNON MARK 00453033 E 20-009 w G2 5-10 298 53 FOLDER LAUNDRY SCHWARCK,JOHN DAVID 01936987 E 20-010 w G2 6-00 190 44 MATERIAL HANDLER KIT ZINNIEL,DAVID RAYMON 01743225 E 20-011 w G2 6-00 217 63 GEN CLERK CHAPEL KELLY,JEFFREY SCOTT 01939720 E 20-012 w G2 5-07 200 50 FOLDER LAUNDRY COOPER,RICKIE 01989240 E 20-013 B G2 5-10 213 38 COUNTER ATTENDANT 2N CARBALLO,LEEROY CESA 01462910 E 20-014 H G2 5-04 156 38 LIBRARY ASSISTANT GE PETRALI,RICHARD M 01448291 E 20-015 w G2 5-08 202 65 COUNTER ATTENDANT 2N WALDO,JASON ANTHONY 01987206 E 20-016 w G2 6-02 290 33 FOLDER LAUNDRY 2ND OVERTON,SHAUN DAVID 01676460 E 20-017 w G2 5-10 155 38 JANITOR CLEAN ISSUE BARRON,CARLOS 01852768 E 20-018 H G2 5-07 214 37 ICE & WATER DISTRIBU EBERT,MARK 01295878 E 20-019 w G2 6-00 215 49 BOILER OPERATOR 2ND ERNSTES,JASON CHARLE 01870501 E 20-020 w G2 5-08 207 39 JANITOR DORM 2-2 GONZALEZ,ALBINO 01914586 E 20-021 H G2 5-04 174 52 KITCHEN HELPER 1ST NEAL,ROBERT DUANE 00644917 E 20-022 w G2 5-11 202 56 BOILER OPERATOR 1ST HOLLOWAY,DANNY LEE I 01136816 E 20-023 w G2 6-00 167 39 FOLDER LAUNDRY MARTINEZ,EMMANUEL 02043728 E 20-024 H G2 5-06 200 34 UNASGN MEDICAL CAGLE,TIMOTHY JAY 01886490 E 20-025 w G2 5-05 186 40 BUTCHER 1ST HARVEY,WILLIAM WALTO 01865389 E 20-026 w G2 5-05 163 52 KITCHEN HELPER 2ND WOOTEN,THEOPHILUS 00554581 E 20-027 B Gl 6-03 253 65 CLOTHING ATTENDANT 0 VASQUEZ,ALBERT JR 01908401 E 20-028 H G2 5-03 159 52 JANITOR HALL 2-1 FLEMING,GARY DON 01978530 E 20-029 w G2 5-10 258 47 UTILITY SQ CAPTAIN HENDERSON,WILLIAM JO 01709642 E 20-030 w G2 6-00 200 38 BOILER OPERATOR 3RD ROBINSON,WILLIAM RAN 01947382 E 20-032 w G2 5-09 252 43 MAINTENANCE REPAIR B DENNEY,BOBBY IVAN 01785240 E 20-033 w G2 6-00 199 55 MATERIAL HANDLER KIT GALLEGOS,ROBERT 00392422 E 20-034 H G2 5-08 169 54 KITCHEN HELPER 1ST HOLMAN,JAMIE RAY 01682450 E 20-035 w G2 5-07 246 47 JANITOR CLEANING SQD MOORE,TRACY LYNN 01767579 E 20-036 w G2 6-00 243 44 ICE & WATER DISTRIBU WEST,FELTON TYRONE 01483974 E 20-037 B G2 5-11 201 39 COUNTER ATTENDANT 2N REYNOLDS,JON JEFFREY 01736893 E 20-038 w G2 6-01 230 48 JANITOR DORM 1-1 BELL,CURTIS WAYNE 01784451 E 20-039 w G2 5-07 182 34 BUTCHER 1ST HERNANDEZ,GUADALUPE 01531454 E 20-040 H G2 5-07 227 36 GEN CLERK CRAFTSHOP VARELA,ANDREW 01660512 E 20-041 H G2 5-07 140 37 PRESSER LAUNDRY ANGUIANO,MARCIAL MIC 01667969 E 20-042 H G2 5-06 152 54 ICE & WATER DISTRIBU TREVINO,TRACY 01929189 E 20-043 H G2 5-06 190 53 STOCK CLERK LAUNDRY MARTINEZ,JOHN ANTHON 01890740 E 20-044 H G2 5-09 241 37 PRESSER LAUNDRY ANDERSON,JOSEPH ALLE 01533897 E 20-045 B Gl 5-09 146 28 EVACUEE FROM R2 SINGLETON,TIMOTHY DA 00678578 E 20-046 B Gl 5-11 217 52 EVACUEE FROM R2 POLLARD,NICHOLS MANN 02108313 E 20-047 B Gl 5-08 198 47 EVACUEE FROM R2 HILL,RODREGUS FRIGET 02059369 E 20-048 B Gl 6-00 230 46 EVACUEE FROM R2 FRANCOIS,KODY 02025049 E 20-049 B Gl 5-07 177 32 EVACUEE FROM R2 GARRETT,MONICE 02022854 E 20-050 B Gl 5-09 152 30 EVACUEE FROM R2 SAVAGE,JESSIE D 02101508 E 20-051 w Gl 6-00 195 52 EVACUEE FROM R2 BARRIENTOS,JOSE ANTO 01682882 E 20-053 H Gl 5-07 310 29 EVACUEE FROM R2 RODRIGUEZ,SAMUEL JOS 02103008 E 20-054 H Gl 5-09 260 30 EVACUEE FROM R2

BAILEY 133682 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 43 09/07/2017 E 20 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R cu HT WT AGE JOB DESCRIPTION

SMITH,CHRISTOPHER SC 01998949 E 20-055 w Gl 5-05 161 46 EVACUEE FROM R2 YBARRA,ISMAEL 01725135 E 20-056 H Gl 5-08 194 65 EVACUEE FROM R2 HOUPT,CHARLES WADE 02056561 E 20-057 w Gl 6-00 260 51 EVACUEE FROM R2 MATA,JUAN MANUEL 01990558 E 20-058 H Gl 5-10 242 45 EVACUEE FROM R2 SCHULE,BOBBY CARL 01874383 E 20-059 w G2 5-10 195 53 FOLDER LAUNDRY CASTRO,ANDREW PHILLI 00753321 E 20-060 H G2 5-06 185 39 FOLDER LAUNDRY 2ND JUAREZ,FELIX SALINAS 01120859 E 20-061 H G2 5-05 160 55 CLOTHING EXCHANGER 1 BABERS,DANNY PAUL 01712458 E 20-062 B G2 5-08 171 39 JANITOR SECURITY STEED,LEROY JOHNSON 01753715 E 20-063 w G2 6-00 202 51 LANDSCAPE GARD INSID HIBBARD,HOYT MANNING 01575832 E 20-064 w G2 5-09 163 54 LANDSCAPE GARD INSID CERVANTES,RICHARD 01862182 E 20-065 H G2 5-10 212 54 COUNTER ATTENDANT lS HARLOW,JON ERIK 01484027 E 20-066 w G2 5-03 143 47 LANDSCAPE GARD INSID PEREZ,CARLOS ABARCA 01630717 E 20-067 H G2 5-08 216 39 KITCHEN HELPER 1ST MARTINEZ,RAUL 01897471 E 20-068 H G2 5-08 177 58 JANITOR DORM 1-2 WESLEY,CLARENCE LAMO 01576196 E 20-069 B G2 6-01 223 58 JANITOR SEG 2ND KING,PHILLIP ST.AUBU 01136410 E 20-070 B G2 5-08 196 48 COOK 1ST TORRES,SANTIAGO TORR 01735390 E 20-071 H G2 5-10 158 42 JANITOR COMMISSARY 1 SILVA,RUBEN 01870293 E 20-072 H G2 5-08 173 44 I/S MEDICAL SQ 01 WALTON,TERRANCE 01430003 E 20-073 B G2 5-10 205 38 PRESSER LAUNDRY GUEVARA,LUIS HUMBERT 02053968 E 20-074 H G2 5-07 204 32 UTILITY RECREATION y FRITZ,BILLY RAY JR 01979811 E 20-075 w G2 5-07 184 54 FLOOR WAXER INSIDE s GANN,ALLEN DALE 01941305 E 20-076 w G2 5-09 167 58 JANITOR DORM 1-1 DAY,ARNOLD EVERETT 01958469 E 20-077 w Gl 5-02 185 60 COUNTER ATTENDANT 2N GALLOWAY,STEVE PATRI 01979928 E 20-078 w G2 5-08 164 48 KITCHEN HELPER 3RD RODRIGUEZ,EDWARD 01693800 E 20-079 H G2 5-08 185 47 COUNTER ATTENDANT lS VASQUEZ,ANIBAL 01590865 E 20-080 H G2 5-05 179 39 JANITOR SHOWER 1ST DOMINGUEZ,ALBERT 00737364 E 20-081 H G2 5-09 191 43 JANITOR DORM 1-2 ARMSTRONG,ROY GLEN 01858455 E 20-082 w G2 5-10 201 51 BOILER OPERATOR 2ND TAYLOR,JESSIE ELLIS 01944109 E 20-083 B G2 5-11 192 42 JANITOR DORM 2-2 ROSALES,SANTIAGO 01571173 E 20-084 H G2 5-08 185 45 TRASH COLLECTOR UNIT HERNANDEZ,JOSEPH MAR 01985119 E 20-085 H G2 5-11 330 37 ICE & WATER DISTRIBU SANDOVAL,LOUIE ANGEL 01927371 E 20-086 H G2 5-07 146 29 BARBER OFFENDER 2ND GOODRUM,HAROLD GREGO 01947061 E 20-087 A G2 5-08 183 40 BOILER OPERATOR 1ST NGUYEN,LINH NHAT 01412958 E 20-088 A G2 5-06 139 35 BARBER OFFICER 1ST TAYLOR,TONY 01957305 E 20-089 B G2 5-06 178 27 ICE & WATER DISTRIBU O'NEAL,CHARLES ALLEN 01572761 E 20-090 B G2 5-05 225 50 COOK 1ST CRAVENS,WOODY EARL 00498895 E 20-091 w G2 5-08 198 60 JANITOR EDUCATION 2N DENTON,MICHAEL RAY 01289612 E 20-092 w G2 5-08 164 39 MATERIAL HANDLER KIT CABALLERO,HECTOR 01108747 E 20-093 H G2 5-11 190 42 STOCK CLERK KITCHEN LEIGH,JAMES DANIEL 01764802 E 20-094 w G2 5-08 207 43 FLOOR WAXER INSIDE s NEWTON,GLENN 01207933 E 20-095 w G2 6-01 189 53 JANITOR COMMISSARY 1 TAYLOR,MICHAEL STEPH 01683550 E 20-096 w G2 5-11 216 48 COOK 1ST ORTIZ,OMAR SANTANA 01940427 E 20-097 H G2 5-06 209 36 JANITOR COMMISSARY 1 LOPEZ,LUIS ANTHONY 01936146 E 20-098 H G2 5-04 175 40 JANITOR COMMISSARY 1 WAGNER,RANDALL PAUL 00316039 E 20-099 w G2 6-01 254 64 FOLDER LAUNDRY LOWERY,JAMES STEVEN 01801328 E 20-100 w G2 5-06 181 34 ARTIST UNIT SESMA,RICHARD 01393750 E 20-101 w G2 5-07 221 55 BUTCHER 1ST COOLEY,STEVEN E 01929968 E 20-102 w G2 5-06 181 49 GEN CLERK LAUNDRY SANCHEZ,RAYMOND 01657484 E 20-103 H G2 5-07 252 48 JANITOR SHOWER 1ST WRIGHT,JASON 01218734 E 20-104 w G2 5-09 228 38 CLOTHING EXCHANGER 1 SANTOS-GARCIA,CESAR 01933629 E 20-105 H G2 6-02 230 34 JANITOR COMMISSARY 1 WASHINGTON,GARRETT D 02067087 E 20-106 B Gl 6-01 160 25 EVACUEE FROM R2

BAILEY 133683 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 44 09/07/2017 E 20 ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R cu HT WT AGE JOB DESCRIPTION

CARRASCO,JESUS 00585843 E 20-108 H G2 5-04 175 58 EVACUEE FROM R2 WALKER,WILLIAM 01977146 E 20-109 w Gl 5-11 188 57 EVACUEE FROM R2 BROWN,KENNETH PAUL 01952057 E 20-110 B Gl 6-02 230 53 EVACUEE FROM R2 WORTMAN,VANCE LEE 02059297 E 20-111 w Gl 5-10 212 47 FIELD SQUAD 05 TOTAL: 108

BAILEY 133684 DGI5893 UNIT: PACK I T.D.C.J. - INSTITUTIONAL DIVISION PAGE 45 09/07/2017 HOSP ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R cu HT WT AGE JOB DESCRIPTION

BUENO,FRANCISCO 01808795 HOSP- H G2 5-06 216 48 UNASGN MEDICAL CARTER,WILLIE H 01621681 HOSP- B G2 5-07 197 75 UNASGN PATIENT CASTILLO,SANTOS JR 02058357 HOSP- H G2 5-04 185 60 UNASGN MEDICAL CONNER,JASON 02143940 HOSP- w G2 5-11 200 29 UNASGN MEDICAL CRAWFORD,HENRY JR 01798446 HOSP- B G2 5-11 227 67 UNASGN MEDICAL DELONG,MICHAEL 01682972 HOSP- w G3 5-11 196 60 UNASGN MEDICAL HERRERA,EDWARD 00585206 HOSP- H G2 5-09 233 47 UNASGN PATIENT ISABELL,BENNIE RAY 00694694 HOSP- B G2 5-11 153 81 UNASGN PATIENT ONEAL,FRED 00790217 HOSP- B G2 5-11 146 82 UNASGN MEDICAL PATTON,JOHNNY RAY 01135013 HOSP- B G2 6-00 179 59 UNASGN PATIENT SHAW,MICHAEL AARON 00686540 HOSP- w G2 6-00 199 56 UNASGN MEDICAL WEST,EVERETTE MONROE 02092947 HOSP- w G2 6-02 244 61 UNASGN MEDICAL TOTAL: 12

BAILEY 133685 DGI5893 UNIT: PACK I T.D.C.J, - INSTITUTIONAL DIVISION PAGE 46 09/07/2017 TRANS ROW INMATE LOCATOR REPORT 12:57:05 1,428

NAME TDC# HOUSING R CU HT WT AGE JOB DESCRIPTION

STRIBLING,CHARLES TH 01388216 TRANS-05 B G2 5-10 223 57 TRANSIENT OTHER VILLARREAL,JOHN CARL 02022954 TRANS-07 W G2 6-01 217 46 TRANSIENT OTHER TOTAL: 2

BAILEY 133686 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION

LADDY CURTIS VALENTINE, at al., § § Plaintiffs, § § § § Civil Action No. v. § 4:20-cv-1115 § BRYAN COLLIER, et al., § Defendants. §

PLAINTIFFS’ EMERGENCY MOTION FOR CLASS CERTIFICATION

Exhibit 12

Valentine Step 1 Grievance DEFENDANTS' DISCLOSURE - 0638 DEFENDANTS' DISCLOSURE - 0639 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION

LADDY CURTIS VALENTINE, at al., § § Plaintiffs, § § § § Civil Action No. v. § 4:20-cv-1115 § BRYAN COLLIER, et al., § Defendants. §

PLAINTIFFS’ EMERGENCY MOTION FOR CLASS CERTIFICATION

Exhibit 13

U.S. Census Bureau, QuickFacts: Texas (July 1, 2019) The 2020 Census is Happening Now. Respond Today.

QuickFacts Texas QuickFacts provides statistics for all states and counties, and for cities and towns with a population of 5,000 or more.

Table

All Topics Texas

Population estimates, July 1, 2019, (V2019) 28,995,881

PEOPLE

Population Population estimates, July 1, 2019, (V2019) 28,995,881

Population estimates, July 1, 2018, (V2018) 28,701,845

Population estimates base, April 1, 2010, (V2019) 25,146,091

Population estimates base, April 1, 2010, (V2018) 25,146,114

Population, percent change - April 1, 2010 (estimates base) to July 1, 2019, (V2019) 15.3% Population, percent change - April 1, 2010 (estimates base) to July 1, 2018, (V2018) 14.1% Population, Census, April 1, 2010 25,145,561

Age and Sex

Persons under 5 years, percent 7.1% Persons under 18 years, percent 25.8% Persons 65 years and over, percent 12.6% Female persons, percent 50.3% Race and Hispanic Origin

White alone, percent 78.8% Black or African American alone, percent (a) 12.8% American Indian and Alaska Native alone, percent (a) 1.0% Asian alone, percent (a) 5.2% Native Hawaiian and Other Pacific Islander alone, percent (a) 0.1% Two or More Races, percent 2.0% Hispanic or Latino, percent (b) 39.6% White alone, not Hispanic or Latino, percent 41.5% Population Characteristics Veterans, 2014-2018 1,474,232 Foreign born persons, percent, 2014-2018 17.0%

Housing Housing units, July 1, 2018, (V2018) 11,100,779 Owner-occupied housing unit rate, 2014-2018 61.9% Median value of owner-occupied housing units, 2014-2018 $161,700 Median selected monthly owner costs -with a mortgage, 2014-2018 $1,549 Median selected monthly owner costs -without a mortgage, 2014-2018 $500 Median gross rent, 2014-2018 $998 Building permits, 2018 192,878

Families & Living Arrangements Households, 2014-2018 9,553,046 Persons per household, 2014-2018 2.86 Living in same house 1 year ago, percent of persons age 1 year+, 2014-2018 84.1% Language other than English spoken at home, percent of persons age 5 years+, 2014-2018 35.5%

Computer and Internet Use Households with a computer, percent, 2014-2018 89.2% Households with a broadband Internet subscription, percent, 2014-2018 79.3%

Education High school graduate or higher, percent of persons age 25 years+, 2014-2018 83.2% Bachelor's degree or higher, percent of persons age 25 years+, 2014-2018 29.3%

Health With a disability, under age 65 years, percent, 2014-2018 7.9% / Persons without health insurance, under age 65 years, percent 20.0% Economy In civilian labor force, total, percent of population age 16 years+, 2014-2018 64.2%

In civilian labor force, female, percent of population age 16 years+, 2014-2018 57.7%

Total accommodation and food services sales, 2012 ($1,000) (c) 54,480,811

Total health care and social assistance receipts/revenue, 2012 ($1,000) (c) 145,035,130

Total manufacturers shipments, 2012 ($1,000) (c) 702,603,073

Total merchant wholesaler sales, 2012 ($1,000) (c) 691,242,607

Total retail sales, 2012 ($1,000) (c) 356,116,376

Total retail sales per capita, 2012 (c) $13,666

Transportation Mean travel time to work (minutes), workers age 16 years+, 2014-2018 26.4

Income & Poverty Median household income (in 2018 dollars), 2014-2018 $59,570

Per capita income in past 12 months (in 2018 dollars), 2014-2018 $30,143

Persons in poverty, percent 14.9%

BUSINESSES

Businesses

Total employer establishments, 2017 592,6771

Total employment, 2017 10,580,1601

Total annual payroll, 2017 ($1,000) 544,772,5601

Total employment, percent change, 2016-2017 1.4%1 Total nonemployer establishments, 2017 2,399,267 All firms, 2012 2,356,748 Men-owned firms, 2012 1,251,696 Women-owned firms, 2012 866,678 Minority-owned firms, 2012 1,070,392 Nonminority-owned firms, 2012 1,224,845 Veteran-owned firms, 2012 213,590 Nonveteran-owned firms, 2012 2,057,218

GEOGRAPHY

Geography Population per square mile, 2010 96.3 Land area in square miles, 2010 261,231.71 FIPS Code 48

/ About datasets used in this table

Value Notes 1. Includes data not distributed by county.

Estimates are not comparable to other geographic levels due to methodology differences that may exist between different data sources.

Some estimates presented here come from sample data, and thus have sampling errors that may render some apparent differences between geographies statistically indistinguishable. Click the Quick Info icon to the row in TABLE view to learn about sampling error.

The vintage year (e.g., V2019) refers to the final year of the series (2010 thru 2019). Different vintage years of estimates are not comparable.

Fact Notes (a) Includes persons reporting only one race (b) Hispanics may be of any race, so also are included in applicable race categories (c) Economic Census - Puerto Rico data are not comparable to U.S. Economic Census data

Value Flags - Either no or too few sample observations were available to compute an estimate, or a ratio of medians cannot be calculated because one or both of the median estimates falls in the lowest or upper int open ended distribution. D Suppressed to avoid disclosure of confidential information F Fewer than 25 firms FN Footnote on this item in place of data N Data for this geographic area cannot be displayed because the number of sample cases is too small. NA Not available S Suppressed; does not meet publication standards X Not applicable Z Value greater than zero but less than half unit of measure shown

QuickFacts data are derived from: Population Estimates, American Community Survey, Census of Population and Housing, Current Population Survey, Small Area Health Insurance Estimates, Small Area Income and P Estimates, State and County Housing Unit Estimates, County Business Patterns, Nonemployer Statistics, Economic Census, Survey of Business Owners, Building Permits.

ABOUT US FIND DATA BUSINESS & ECONOMY PEOPLE & HOUSEHOLDS SPECIAL TOPICS NEWSROOM Help for Survey Participants QuickFacts Help With Your Forms 2020 Census Advisors, Centers and News Releases Research Programs FAQs Explore Census Data Economic Indicators 2010 Census Release Schedule Statistics in Schools Director's Corner 2020 Census Economic Census American Community Survey Facts for Features Tribal Resources (AIAN) Regional Offices 2010 Census E-Stats Income Stats for Stories Emergency Preparedness History Economic Census International Trade Poverty Blogs Research Interactive Maps Export Codes Population Estimates Special Census Program Scientific Integrity Training & Workshops NAICS Population Projections Data Linkage Infrastructure Census Careers Data Tools Governments Health Insurance Fraudulent Activity & Scams Business Opportunities Developers Longitudinal Employer- Housing USA.gov Household Dynamics (LEHD) Congressional and Publications International Intergovernmental Survey of Business Owners Genealogy Contact Us

CONNECT WITH US

Accessibility | Information Quality | FOIA | Data Protection and Privacy Policy | U.S. Department of Commerce

/ UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION

LADDY CURTIS VALENTINE, at al., § § Plaintiffs, § § § § Civil Action No. v. § 4:20-cv-1115 § BRYAN COLLIER, et al., § Defendants. §

PLAINTIFFS’ EMERGENCY MOTION FOR CLASS CERTIFICATION

Exhibit 14

World Health Organization, Pneumonia of Unknown Cause—China (Jan. 5, 2020) 5/9/2020 WHO | Pneumonia of unknown cause – China

Emergencies preparedness, response Pneumonia of unknown cause – China

Disease outbreak news 5 January 2020

On 31 December 2019, the WHO China Country Office was informed of cases of pneumonia of unknown etiology (unknown cause) detected in City, Province of China. As of 3 January 2020, a total of 44 patients with pneumonia of unknown etiology have been reported to WHO by the national authorities in China. Of the 44 cases reported, 11 are severely ill, while the remaining 33 patients are in stable condition. According to media reports, the concerned market in Wuhan was closed on 1 January 2020 for environmental sanitation and disinfection.

The causal agent has not yet been identified or confirmed. On 1 January 2020, WHO requested further information from national authorities to assess the risk.

National authorities report that all patients are isolated and receiving treatment in Wuhan medical institutions. The clinical signs and symptoms are mainly fever, with a few patients having difficulty in breathing, and chest radiographs showing invasive lesions of both lungs.

According to the authorities, some patients were operating dealers or vendors in the Huanan Seafood market. Based on the preliminary information from the Chinese investigation team, no evidence of significant human-to-human transmission and no health care worker infections have been reported.

Public Health Response National authorities have reported the following response measures:

One hundred and twenty-one close contacts have been identified and are under medical observation; The follow-up of close contacts is ongoing; Pathogen identification and the tracing of the cause are underway; Wuhan Municipal Health Commission carried out active case finding, and retrospective investigations have been completed; Environmental sanitation and further hygiene investigations are under way.

https://www.who.int/csr/don/05-january-2020-pneumonia-of-unkown-cause-china/en/ 1/3 5/9/2020 WHO | Pneumonia of unknown cause – China WHO is closely monitoring the situation and is in close contact with national authorities in China.

WHO risk assessment There is limited information to determine the overall risk of this reported cluster of pneumonia of unknown etiology. The reported link to a wholesale fish and live animal market could indicate an exposure link to animals. The symptoms reported among the patients are common to several respiratory diseases, and pneumonia is common in the winter season; however, the occurrence of 44 cases of pneumonia requiring hospitalization clustered in space and time should be handled prudently.

Wuhan city, with a population of 19 million, is the capital city of Hubei province, with a population of 58 million people. WHO has requested further information on the laboratory tests performed and the differential diagnoses considered.

WHO advice Based on information provided by national authorities, WHO’s recommendations on public health measures and surveillance of influenza and severe acute respiratory infections still apply.

WHO does not recommend any specific measures for travellers. In case of symptoms suggestive of respiratory illness either during or after travel, travellers are encouraged to seek medical attention and share travel history with their healthcare provider.

WHO advises against the application of any travel or trade restrictions on China based on the current information available on this event.

For more information:

Infection prevention and control of epidemic-and pandemic prone acute respiratory infections in health care, WHO guidelines: Wuhan Municipal Health Commission briefing on the pneumonia epidemic situation, 31 December 2019 (in Mandarin): Wuhan Municipal Health Commission briefing on the pneumonia epidemic situation 3 January 2020 (in Mandarin):

What we do

Regions

About us

Subscribe to our newsletters

https://www.who.int/csr/don/05-january-2020-pneumonia-of-unkown-cause-china/en/ 2/3 5/9/2020 WHO | Pneumonia of unknown cause – China

Privacy Legal Notice

© 2020 WHO

https://www.who.int/csr/don/05-january-2020-pneumonia-of-unkown-cause-china/en/ 3/3 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION

LADDY CURTIS VALENTINE, at al., § § Plaintiffs, § § § § Civil Action No. v. § 4:20-cv-1115 § BRYAN COLLIER, et al., § Defendants. §

PLAINTIFFS’ EMERGENCY MOTION FOR CLASS CERTIFICATION

Exhibit 15

WHO statement on novel coronavirus in , WHO (Jan. 13, 2020) 5/9/2020 WHO statement on novel coronavirus in Thailand

WHO statement on novel coronavirus in Thailand

13 January 2020 |News release

The World Health Organization (WHO) is working with officials in Thailand and China following reports of confirmation of the novel coronavirus in a person in Thailand.

The person was a traveler from Wuhan, China, and was identified by Thai officials on 8 January, and hospitalized that day. The person is recovering from the illness according to Thai officials.

The possibility of cases being identified in other countries was not unexpected, and reinforces why WHO calls for on-going active monitoring and preparedness in other countries. WHO has issued guidance on how to detect and treat persons ill with the new virus.

The genetic sequencing shared by China enables more countries to rapidly diagnose patients.

WHO reiterates that it is essential that investigations continue in China to identify the source of this outbreak and any animal reservoirs or intermediate hosts.

Given developments, WHO Director-General Dr Tedros Adhanom Ghebreyesus will consult with Emergency Committee members and could call for a meeting of the committee on short notice.

Subscribe to our newsletters →

https://www.who.int/news-room/detail/13-01-2020-who-statement-on-novel-coronavirus-in-thailand 1/2 5/9/2020 WHO statement on novel coronavirus in Thailand

https://www.who.int/news-room/detail/13-01-2020-who-statement-on-novel-coronavirus-in-thailand 2/2 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION

LADDY CURTIS VALENTINE, at al., § § Plaintiffs, § § § § Civil Action No. v. § 4:20-cv-1115 § BRYAN COLLIER, et al., § Defendants. §

PLAINTIFFS’ EMERGENCY MOTION FOR CLASS CERTIFICATION

Exhibit 16

Washington State Department of Health, Case of 2019 novel coronavirus confirmed in Washington state (Jan. 21, 2020) 5/9/2020 Case of 2019 novel coronavirus confirmed in Washington state resident-20-006 > Washington State Department of Health

For more information about the 2019 Novel Coronavirus situation, please visit our COVID-19 page .

Newsroom > Articles

News Release For immediate release: January 21, 2020 (20-006) Contacts: Lisa Stromme Warren, Washington State Department of Health, 503-545-2070 Heather Thomas, Snohomish Health District, 425-508-4980 Español

Case of 2019 novel coronavirus confirmed in Washington state resident

OLYMPIA – Today the Washington State Department of Health (DOH) confirmed a case of 2019 novel coronavirus (2019-nCoV) in a Snohomish County resident. While the risk to the general public is low, DOH is working with the Centers for Disease Control and Prevention (CDC) and Snohomish Health District to identify and contact all those who may have come in contact with the confirmed case. These individuals will be monitored for fever and respiratory symptoms.

“As our team of experts partners with infectious disease specialists locally, nationally and around the globe to learn more about the 2019 novel coronavirus, our first priority remains public safety,” said Washington State Secretary of Health, John Wiesman. “We believe the risk to the public is low. And as this situation evolves, we will continue to communicate with the CDC, Snohomish County and the public.”

The patient, a man in his 30s, is the first confirmed case of 2019-nCoV in the United States. He arrived in Snohomish County on January 15 after traveling from Wuhan City, China, where an outbreak of 2019-nCoV has been underway since December 2019. As of the morning of January 21, there were 300 cases worldwide but that number is likely to grow.

The Washington patient developed symptoms and was seen at a clinic in Snohomish County. Specimens were collected and sent to the CDC for testing. The patient is currently being observed at Providence Regional Medical Center Everett.

“Last night, the Snohomish Health District coordinated with local partners to safely transport the patient to Providence Regional Medical Center in Everett. This is all being done following our jointly developed infectious disease protocols. No one wants to be the first in the nation in these types of situations, but these are the types of situations that public health and its partners train and prepare for. Because of this, everything has been going along quite smoothly,” said Dr. Chris Spitters, Health Officer, Snohomish Health District.

https://www.doh.wa.gov/Newsroom/Articles/ID/1068/Case-of-2019-novel-coronavirus-confirmed-in-Washington-state-resident-20-006 1/2 5/9/2020 Case of 2019 novel coronavirus confirmed in Washington state resident-20-006 > Washington State Department of Health The outbreak in Wuhan, China was originally linked to a large seafood and animal market, suggesting a possible zoonotic origin to the outbreak. Human to human spread has been confirmed. How easily or sustainably this virus is spreading remains unknown.

A multi-agency press conference is happening today at 2 p.m. at the state Public Health Laboratories in Shoreline , where members of the media will be able to ask questions. Participants will include Governor Jay Inslee, Secretary of Health John Wiesman, DOH, CDC, Providence Health, and Snohomish Health District.

A hotline is being set up for members of the public who have questions and when it is activated, we will send out an additional notice to media and distribute on our social media channels.

The DOH website is your source for a healthy dose of information. Find us on Facebook and follow us on . Sign up for the DOH blog, Public Health Connection .

###

Print Version (PDF)

Posted in: Health News Español Actions: E-mail | Permalink

Newsroom

https://www.doh.wa.gov/Newsroom/Articles/ID/1068/Case-of-2019-novel-coronavirus-confirmed-in-Washington-state-resident-20-006 2/2 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION

LADDY CURTIS VALENTINE, at al., § § Plaintiffs, § § § § Civil Action No. v. § 4:20-cv-1115 § BRYAN COLLIER, et al., § Defendants. §

PLAINTIFFS’ EMERGENCY MOTION FOR CLASS CERTIFICATION

Exhibit 17

Statement on the meeting of the International Health Regulations (2005) Emergency Committee regarding the outbreak of novel coronavirus (2019-nCoV), WHO (Jan. 23, 2020) 5/9/2020 Statement on the meeting of the International Health Regulations (2005) Emergency Committee regarding the outbreak of novel coronavirus 2019 (n-Co…

©

Statement on the meeting of the International Health Regulations (2005) Emergency Committee regarding the outbreak of novel coronavirus (2019-nCoV)

23 January 2020 |Statement |Geneva, Switzerland

The meeting of the Emergency Committee convened by the WHO Director-General under the International Health Regulations (IHR) (2005) regarding the outbreak of novel coronavirus 2019 in the People’s Republic of China, with exportations currently reported in the Republic of Korea, Japan, Thailand and Singapore, took place on Wednesday, 22 January 2020, from 12:00 to 16:30 Geneva time (CEST) and on Thursday, 23 January 2020, from 12:00 to 15:10. The Committee’s role is to give advice to the Director-General, who makes the final decision on the determination of a Public Health Emergency of International Concern (PHEIC). The Committee also provides public health advice or suggests formal temporary recommendations as appropriate. Proceedings of the meeting

Members and advisors of the Emergency Committee were convened by teleconference.

https://www.who.int/news-room/detail/23-01-2020-statement-on-the-meeting-of-the-international-health-regulations-(2005)-emergency-committee-regarding-the-out… 1/5 5/9/2020 Statement on the meeting of the International Health Regulations (2005) Emergency Committee regarding the outbreak of novel coronavirus 2019 (n-Co…

The Director-General welcomed the Committee and thanked them for their support. He turned the meeting over to the Chair, Professor Didier Houssin.

Professor Houssin also welcomed the Committee and gave the floor to the Secretariat.

On 22 January, representatives of WHO’s legal department and the department of compliance, risk management, and ethics briefed the Committee members on their roles and responsibilities.

Committee members were reminded of their duty of confidentiality and their responsibility to disclose personal, financial, or professional connections that might be seen to constitute a conflict of interest. Each member who was present was surveyed and no conflicts of interest were judged to be relevant to the meeting.

The Chair then reviewed the agenda for the meeting and introduced the presenters.

On 23 January, representatives of the Ministry of Health of the People’s Republic of China, Japan, Thailand and the Republic of Korea updated the committee on the situation in their countries. There have been increased numbers of reported cases in China, with 557 confirmed as of today. Conclusions and Advice

On 22 January, the members of the Emergency Committee expressed divergent views on whether this event constitutes a PHEIC or not. At that time, the advice was that the event did not constitute a PHEIC, but the Committee members agreed on the urgency of the situation and suggested that the Committee should be reconvened in a matter of days to examine the situation further.

After the announcement of new containment measures in Wuhan on 22 January, the Director- General asked the Emergency Committee to reconvene on 23 January to study the information provided by Chinese authorities about the most recent epidemiological evolution and the risk- management measures taken.

Chinese authorities presented new epidemiological information that revealed an increase in the number of cases, of suspected cases, of affected provinces, and the proportion of deaths in currently reported cases of 4% (17 of 557). They reported fourth-generation cases in Wuhan and second-generation cases outside Wuhan, as well as some clusters outside Hubei province. They explained that strong containment measures (closure of public-transportation systems are in place in Wuhan City, as well as other nearby cities). After this presentation, the EC was informed about the evolution in Japan, Republic of Korea, and Thailand, and that one new possible case had been identified in Singapore.

https://www.who.int/news-room/detail/23-01-2020-statement-on-the-meeting-of-the-international-health-regulations-(2005)-emergency-committee-regarding-the-out… 2/5 5/9/2020 Statement on the meeting of the International Health Regulations (2005) Emergency Committee regarding the outbreak of novel coronavirus 2019 (n-Co…

The Committee welcomed the efforts made by China to investigate and contain the current outbreak.

The following elements were considered as critical:

Human-to-human transmission is occurring and a preliminary R0 estimate of 1.4-2.5 was presented. Amplification has occurred in one health care facility. Of confirmed cases, 25% are reported to be severe. The source is still unknown (most likely an animal reservoir) and the extent of human-to- human transmission is still not clear.

Several members considered that it is still too early to declare a PHEIC, given its restrictive and binary nature.

Based on these divergent views, the EC formulates the following advice: To WHO

The Committee stands ready to be reconvened in approximately ten days’ time, or earlier should the Director-General deem it necessary.

The Committee urged to support ongoing efforts through a WHO international multidisciplinary mission, including national experts. The mission would review and support efforts to investigate the animal source of the outbreak, the extent of human-to-human transmission, the screening efforts in other provinces of China, the enhancement of surveillance for severe acute respiratory infections in these regions, and to reinforce containment and mitigation measures. A mission would provide information to the international community to aid in understanding of the situation and its potential public health impact.

WHO should continue to provide all necessary technical and operational support to respond to this outbreak, including with its extensive networks of partners and collaborating institutions, to implement a comprehensive risk communication strategy, and to allow for the advancement of research and scientific developments in relation to this novel coronavirus.

In the face of an evolving epidemiological situation and the restrictive binary nature of declaring a PHEIC or not, WHO should consider a more nuanced system, which would allow an intermediate level of alert. Such a system would better reflect the severity of an outbreak, its impact, and the required measures, and would facilitate improved international coordination, including research efforts for developing medical counter measures. To the People’s Republic of China

https://www.who.int/news-room/detail/23-01-2020-statement-on-the-meeting-of-the-international-health-regulations-(2005)-emergency-committee-regarding-the-out… 3/5 5/9/2020 Statement on the meeting of the International Health Regulations (2005) Emergency Committee regarding the outbreak of novel coronavirus 2019 (n-Co…

Provide more information on cross-government risk management measures, including crisis management systems at national, provincial, and city levels, and other domestic measures. Enhance rational public health measures for containment and mitigation of the current outbreak. Enhance surveillance and active case finding across China, particularly during the Chinese New Year celebration. Collaborate with WHO and partners to conduct investigations to understand the epidemiology and the evolution of this outbreak, including specific investigations to understand the source of the novel coronavirus, notably the animal reservoir, and animals involved in the zoonotic transmission, as well as the understanding of its full potential for human-to-human transmission, and where transmission is taking place, the clinical features associated with infection, and the required treatment to reduce morbidity and mortality. Continue to share full data on all cases with WHO, including genome sequences, and details of any health care worker infections or clusters. Conduct exit screening at international airports and ports in the affected provinces, with the aims early detection of symptomatic travelers for further evaluation and treatment, while minimizing interference with international traffic. Encourage screening at domestic airports, railway stations, and long-distance bus stations as necessary. To other countries

It is expected that further international exportation of cases may appear in any country. Thus, all countries should be prepared for containment, including active surveillance, early detection, isolation and case management, contact tracing and prevention of onward spread of 2019-nCoV infection, and to share full data with WHO.

Countries are required to share information with WHO according to the IHR.

Technical advice is available here. Countries should place particular emphasis on reducing human infection, prevention of secondary transmission and international spread and contributing to the international response though multi-sectoral communication and collaboration and active participation in increasing knowledge on the virus and the disease, as well as advancing research. Countries should also follow travel advice from WHO. To the global community

As this is a new coronavirus, and it has been previously shown that similar coronaviruses required substantial efforts for regular information sharing and research, the global community should continue to demonstrate solidarity and cooperation, in compliance with Article 44 of the IHR (2005),

https://www.who.int/news-room/detail/23-01-2020-statement-on-the-meeting-of-the-international-health-regulations-(2005)-emergency-committee-regarding-the-out… 4/5 5/9/2020 Statement on the meeting of the International Health Regulations (2005) Emergency Committee regarding the outbreak of novel coronavirus 2019 (n-Co…

in supporting each other on the identification of the source of this new virus, its full potential for human-to-human transmission, preparedness for potential importation of cases, and research for developing necessary treatment.

The Director-General thanked the Committee for its advice.

Subscribe to our newsletters →

https://www.who.int/news-room/detail/23-01-2020-statement-on-the-meeting-of-the-international-health-regulations-(2005)-emergency-committee-regarding-the-out… 5/5 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION

LADDY CURTIS VALENTINE, at al., § § Plaintiffs, § § § § Civil Action No. v. § 4:20-cv-1115 § BRYAN COLLIER, et al., § Defendants. §

PLAINTIFFS’ EMERGENCY MOTION FOR CLASS CERTIFICATION

Exhibit 18

US Dept. of Health and Human Services, Secretary Azar Declares Public Health Emergency for United States for 2019 Novel Coronavirus (Jan. 31, 2020) 5/9/2020 Secretary Azar Declares Public Health Emergency for United States for 2019 Novel Coronavirus | HHS.gov

Visit coronavirus.gov for the latest Coronavirus Disease (COVID-19) updates. Read the White House Guidelines for Opening Up America Again.

HHS.gov U.S. Department of Health & Human Services

FOR IMMEDIATE RELEASE Contact: HHS Press Office January 31, 2020 202-690-6343 [email protected]

Secretary Azar Declares Public Health Emergency for United States for 2019 Novel Coronavirus

Health and Human Services Secretary Alex M. Azar II declared a public health emergency for the entire United States to aid the nation’s healthcare community in responding to 2019 novel coronavirus.

“While this virus poses a serious public health threat, the risk to the American public remains low at this time, and we are working to keep this risk low,” Secretary Azar said. “We are committed to protecting the health and safety of all Americans, and this public health emergency declaration is the latest in the series of steps the Trump Administration has taken to protect our country.”

The emergency declaration gives state, tribal, and local health departments more flexibility to request that HHS authorize them to temporarily reassign state, local, and tribal personnel to respond to 2019-nCoV if their salaries normally are funded in whole or in part by Public Health Service Act programs. These personnel could assist with public health information campaigns and other response activities.

The Centers for Disease Control and Prevention is working closely with state health departments on disease surveillance, contact tracing, and providing interim guidance for clinicians on identifying and treating coronavirus infections. HHS is working with the Department of State to assist in bringing home Americans who had been living in affected areas of mainland China. HHS divisions also are collaborating with industry to identify and move forward with development of potential diagnostics, vaccines, and therapeutics to detect, prevent, and treat 2019-nCoV infections.

In declaring the public health emergency, Secretary Azar acted within his authority under the Public Health Service Act. This declaration is retroactive to January 27, 2020.

This U.S. public health emergency declaration follows a declaration by the World Health Organization that spread of the virus constituted a public health emergency of international concern.

# # #

https://www.hhs.gov/about/news/2020/01/31/secretary-azar-declares-public-health-emergency-us-2019-novel-coronavirus.html 1/2 5/9/2020 Secretary Azar Declares Public Health Emergency for United States for 2019 Novel Coronavirus | HHS.gov

Secretary Azar signs the Public Health Emergency Declaration

###

Note: All HHS press releases, fact sheets and other news materials are available at https://www.hhs.gov/news.

Like HHS on Facebook , follow HHS on Twitter @HHSgov , and sign up for HHS Email Updates.

Last revised: January 31, 2020

https://www.hhs.gov/about/news/2020/01/31/secretary-azar-declares-public-health-emergency-us-2019-novel-coronavirus.html 2/2 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION

LADDY CURTIS VALENTINE, at al., § § Plaintiffs, § § § § Civil Action No. v. § 4:20-cv-1115 § BRYAN COLLIER, et al., § Defendants. §

PLAINTIFFS’ EMERGENCY MOTION FOR CLASS CERTIFICATION

Exhibit 19

US Dept. of Health and Human Services, Secretary Azar Delivers Remarks on Declaration of Public Health Emergency for 2019 Novel Coronavirus (Jan. 31, 2020) 5/9/2020 Secretary Azar Delivers Remarks on Declaration of Public Health Emergency for 2019 Novel Coronavirus | HHS.gov

Visit coronavirus.gov for the latest Coronavirus Disease (COVID-19) updates. Read the White House Guidelines for Opening Up America Again.

HHS.gov U.S. Department of Health & Human Services

Secretary Azar Delivers Remarks on Declaration of Public Health Emergency for 2019 Novel Coronavirus

Alex M. Azar II Press January 31, 2020 White House

These prudent and targeted actions will decrease the pressure on public health officials screening incoming travelers, expedite the processing of U.S. citizens returning from China, and ensure resources are focused on the health and safety of the American people

Press Brieng with Members of the President's Coronavirus Task Force

>> Watch the video

As Prepared for Delivery

https://www.hhs.gov/about/leadership/secretary/speeches/2020-speeches/secretary-azar-delivers-remarks-on-declaration-of-public-health-emergency-2019-novel-coro… 1/3 5/9/2020 Secretary Azar Delivers Remarks on Declaration of Public Health Emergency for 2019 Novel Coronavirus | HHS.gov Good afternoon, I am Alex Azar, Secretary of Health and Human Services, and Chairman of the President’s task force on the novel coronavirus.

I will start by turning it over to Dr. Robert Redfield, Director of the Centers for Disease Control and Prevention, to discuss the current situation on the novel coronavirus.

[Redfield briefs]

I now invite Dr. Anthony Fauci, Director of the National Institute of Allergy and Infectious Diseases, to discuss the underlying rationale for today’s actions. [Fauci briefs]

Today, President Trump took decisive action to minimize the risk of the spread of the coronavirus in the United States.

Since taking office, President Trump has been clear: His top priority is the safety of the American people.

In addition to the steps that the doctors have outlined, we continue to operationalize a multi-layered, cross-agency public health response.

Following the World Health Organization’s decision to declare the 2019 novel coronavirus a Public Health Emergency of International Concern, I have declared today that the coronavirus presents a Public Health Emergency in the United States.

[Read Secretary Azar’s statement on the Public Health Emergency]

The actions we have taken and continue to take complement the work of China and the WHO to contain the outbreak within China.

In accordance with the declaration, beginning 5 PM Eastern Standard Time, Sunday, February 2, the U.S. government will implement temporary measures to increase our abilities to detect and contain the coronavirus proactively and aggressively.

Any U.S. citizen returning to the U.S. who has been in Hubei Province in the previous 14 days will be subject to up to 14 days of mandatory quarantine, to ensure they’re provided proper medical care and health screening. To be clear, this applies only to U.S. citizens who have been in Hubei Province in the past 14 days.

Any U.S. citizen returning to the U.S. who has been in the rest of mainland China within the previous 14 days will undergo proactive entry health screening at a select number of ports of entry and up to 14 days of monitored self-quarantine to ensure they have not contracted the virus and do not pose a public health risk.

https://www.hhs.gov/about/leadership/secretary/speeches/2020-speeches/secretary-azar-delivers-remarks-on-declaration-of-public-health-emergency-2019-novel-coro… 2/3 5/9/2020 Secretary Azar Delivers Remarks on Declaration of Public Health Emergency for 2019 Novel Coronavirus | HHS.gov Additionally, the President has signed a Presidential Proclamation, using his authority pursuant to Section 212(f) of the Immigration and National Act, temporarily suspending the entry into the United States of foreign nationals who pose a risk of transmitting the 2019 novel coronavirus.

As a result, foreign nationals, other than immediate family of U.S. citizens and permanent residents, who have traveled to China within the last 14 days will be denied entry into the U.S. for this time. Once again, these actions will become effective at 5 PM EST, Sunday, February 2.

These prudent and targeted actions will decrease the pressure on public health officials screening incoming travelers, expedite the processing of U.S. citizens returning from China, and ensure resources are focused on the health and safety of the American people.

I want to stress: The risk of infection for Americans remains low, and with these and our previous actions, we are working to keep the risk low.

All agencies are working aggressively to monitor this continuously evolving situation and to keep the public informed.

The United States appreciates China’s efforts and coordination with public health officials across the globe and continues to encourage the highest levels of transparency.

It is likely that we will continue to see more cases in the United States in the coming days and weeks, including some limited person-to-person transmission.

The American public can be assured: The full weight of the U.S. government is working to safeguard the health and safety of the American people.

I now invite Deputy Secretary of State Steve Biegun for an update.

Content created by Speechwriting and Editorial Division

Content last reviewed on February 1, 2020

https://www.hhs.gov/about/leadership/secretary/speeches/2020-speeches/secretary-azar-delivers-remarks-on-declaration-of-public-health-emergency-2019-novel-coro… 3/3 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION

LADDY CURTIS VALENTINE, at al., § § Plaintiffs, § § § § Civil Action No. v. § 4:20-cv-1115 § BRYAN COLLIER, et al., § Defendants. §

PLAINTIFFS’ EMERGENCY MOTION FOR CLASS CERTIFICATION

Exhibit 20

WHO Twitter Post (Feb. 11, 2020) 5/9/2020

https://twitter.com/WHO/status/1227248333871173632?s=20 1/5 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION

LADDY CURTIS VALENTINE, at al., § § Plaintiffs, § § § § Civil Action No. v. § 4:20-cv-1115 § BRYAN COLLIER, et al., § Defendants. §

PLAINTIFFS’ EMERGENCY MOTION FOR CLASS CERTIFICATION

Exhibit 21

Evelyn Cheng and Huileng Tan, China Says More than 500 Cases of the New Coronavirus Stemmed from Prisons, CNBC, (Feb. 20, 2020) 5/11/2020 Coronavirus: At least 500 confirmed cases came from prisons

HEALTH AND SCIENCE China says more than 500 cases of the new coronavirus stemmed from prisons PUBLISHED THU, FEB 20 2020•11:53 PM EST UPDATED FRI, FEB 21 2020•3:41 AM EST

Evelyn Cheng Huileng Tan @CHENGEVELYN @HUILENG_TAN

SHARE

KEY POINTS In Hubei, there are 230 cases of the new coronavirus at the Wuhan Women’s prison and 41 cases at the Shayang Hanjin prison, according to a report from the province’s state-run newspaper on Friday.

Shandong province also reported Friday that 207 cases of the new virus were reported in Rencheng prison as of Feb. 20.

A jail in province has also reported a total of 34 infections. All of them were inmates, according to Chinese media.

https://www.cnbc.com/2020/02/21/coronavirus-china-says-two-prisons-reported-nearly-250-cases.html 1/6 5/11/2020 Coronavirus: At least 500 confirmed cases came from prisons

A Chinese man who is a member of the neighborhood committee, center, and security guards wear protective masks as they control entry and exit from a residential area on February 20, 2020 in , China. Kevin Frayer

China reported some 512 coronavirus cases from four prisons, and two of those facilities are located in Hubei province, the epicenter of the outbreak.

In Hubei, there are 230 COVID-19 cases at the Wuhan Women’s prison and 41 cases at the Shayang Hanjin prison, according to a report from the province’s state-run newspaper on Friday.

At about mid-day on Friday, Hubei province’s health commission revised higher the number of confirmed cases to account for a written report from the prison department that disclosed well over 200 cases in its system. Of 271 prison cases, 51 were previously already included in regional figures.

Up north, province’s Rencheng prison reported 207 confirmed cases of the virus, according to state news agency Xinhua on Friday.

Seven of those infected are prison officers while the rest are inmates, Xinhua said, adding that prison officers started reporting symptoms in early February.

Xie Weijin, the provincial judicial department chief was removed from his post, Communist Party-owned People’s Daily said in a tweet. Xinhua said his departure was a result of inadequate epidemic prevention and control. All are being treated and isolated, the state news agency added.

People's Daily, China @PDChina

Rencheng Prison in Shandong Province has reported 207 confirmed cases of #COVID19, 200 of whom are prisoners, as of https://www.cnbc.com/2020/02/21/coronavirus-china-says-two-prisons-reported-nearly-250-cases.html 2/6 5/11/2020 Coronavirus: At least 500 confirmed cases came from prisons Feb 20. Xie Weijun, the provincial judicial department chief, was removed from his post.

465 9:51 PM - Feb 20, 2020

467 people are talking about this

The Shilifeng prison in Zhejiang province also reported a total of 34 infections, including 27 new confirmed cases on Thursday. All of them are inmates, according to Chinese media. Two officials were removed from their post in this case, reported the Global Times, another government-owned news outlet.

Global Times @globaltimesnews

Two officials were removed from their posts in a #Zhejiang #prison that has reported 27 confirmed #COVID19 cases. 28 new cases of #COVID19 were confirmed in East #China’s Zhejiang Province on Thursday, including 27 in Shilifeng Prison, bringing the province’s total cases to 1,203

https://www.cnbc.com/2020/02/21/coronavirus-china-says-two-prisons-reported-nearly-250-cases.html 3/6 5/11/2020 Coronavirus: At least 500 confirmed cases came from prisons

11 9:06 PM - Feb 20, 2020

See Global Times's other Tweets

Before the revised Hubei numbers were released, China’s National Health Commission had said there were 889 new confirmed cases as of Feb. 20, bringing the total confirmed cases to 75,465. The death toll in mainland China so far is 2,236.

“Jails are becoming the new battleground, Nomura economists said in a morning note on Friday, after pointing out that there’s been a big sudden rebound of new cases outside Hubei.

TRENDING NOW

As states reopen, homebuyers rush back out, but sellers are staying on the sidelines 1

MBA professor and ex-Wall Street banker: The No. 1 thing we’re not teaching our kids enough of today 2

WHO warns that coronavirus cases have jumped in countries that eased lockdowns 3

Mnuchin says he agrees with Elon Musk and California should let Tesla make cars again 4

‘Back to where we started’ — New York coronavirus hospitalizations fall to March levels, Cuomo says 5

https://www.cnbc.com/2020/02/21/coronavirus-china-says-two-prisons-reported-nearly-250-cases.html 4/6 5/11/2020 Coronavirus: At least 500 confirmed cases came from prisons FROM THE WEB

What having a baby was like the year you were born MSN

Can’t leave the house? Get wine shipped right to you Firstleaf

Subscribe to CNBC PRO Licensing & Reprints CNBC Councils Supply Chain Values Advertise With Us Join the CNBC Panel Digital Products News Releases Closed Captioning Corrections About CNBC Internships Site Map Podcasts AdChoices Careers Help Contact

News Tips Got a confidential news tip? We want to hear from you.

GET IN TOUCH

CNBC Newsletters https://www.cnbc.com/2020/02/21/coronavirus-china-says-two-prisons-reported-nearly-250-cases.html 5/6 5/11/2020 Coronavirus: At least 500 confirmed cases came from prisons Sign up for free newsletters and get more CNBC delivered to your inbox

SIGN UP NOW

Get this delivered to your inbox, and more info about our products and services.

Privacy Policy Do Not Sell My Personal Information Terms of Service

© 2020 CNBC LLC. All Rights Reserved. A Division of NBCUniversal

Data is a real-time snapshot *Data is delayed at least 15 minutes. Global Business and Financial News, Stock Quotes, and Market Data and Analysis. Market Data Terms of Use and Disclaimers

Data also provided by

https://www.cnbc.com/2020/02/21/coronavirus-china-says-two-prisons-reported-nearly-250-cases.html 6/6 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION

LADDY CURTIS VALENTINE, at al., § § Plaintiffs, § § § § Civil Action No. v. § 4:20-cv-1115 § BRYAN COLLIER, et al., § Defendants. §

PLAINTIFFS’ EMERGENCY MOTION FOR CLASS CERTIFICATION

Exhibit 22

World Health Organization, Report of the WHO-China Joint Mission on Coronavirus Disease 2019 (COVID-19), at 12 (Feb. 28, 2020)

Report of the WHO-China Joint Mission on Coronavirus Disease 2019 (COVID-19)

16-24 February 2020

1

Table of Contents

I. THE MISSION 3

GOAL AND OBJECTIVES 3 MEMBERS & METHOD OF WORK 3

II. MAJOR FINDINGS 4

THE VIRUS 4 THE OUTBREAK 5 THE TRANSMISSION DYNAMICS 9 THE SIGNS, SYMPTOMS, DISEASE PROGRESSION AND SEVERITY 11 THE CHINA RESPONSE 14 KNOWLEDGE GAPS 16

III. ASSESSMENT 16

THE CHINA RESPONSE & NEXT STEPS 16 THE GLOBAL RESPONSE & NEXT STEPS 18

IV. MAJOR RECOMMENDATIONS 21

FOR CHINA 21 FOR COUNTRIES WITH IMPORTED CASES AND/OR OUTBREAKS OF COVID-19 21 FOR UNINFECTED COUNTRIES 22 FOR THE PUBLIC 22 FOR THE INTERNATIONAL COMMUNITY 23

ANNEXES 24

A. WHO-CHINA JOINT MISSION MEMBERS 24 B. SUMMARY AGENDA OF THE MISSION 25 C. DETAILED TECHNICAL FINDINGS 27 RESPONSE MANAGEMENT, CASE AND CONTACT MANAGEMENT, RISK COMMUNICATION AND COMMUNITY ENGAGEMENT 27 CLINICAL CASE MANAGEMENT AND INFECTION PREVENTION AND CONTROL 31 LABORATORY, DIAGNOSTICS AND VIROLOGY 33 RESEARCH & DEVELOPMENT 34 D. KNOWLEDGE GAPS 36 E. OPERATIONAL & TECHNICAL RECOMMENDATIONS 38

2 I. The Mission

Goal and Objectives

The overall goal of the Joint Mission was to rapidly inform national (China) and international planning on next steps in the response to the ongoing outbreak of the novel coronavirus disease (COVID-191) and on next steps in readiness and preparedness for geographic areas not yet affected.

The major objectives of the Joint Mission were as follows: • To enhance understanding of the evolving COVID-19 outbreak in China and the nature and impact of ongoing containment measures; • To share knowledge on COVID-19 response and preparedness measures being implemented in countries affected by or at risk of importations of COVID-19; • To generate recommendations for adjusting COVID-19 containment and response measures in China and internationally; and • To establish priorities for a collaborative programme of work, research and development to address critical gaps in knowledge and response and readiness tools and activities.

Members & Method of Work

The Joint Mission consisted of 25 national and international experts from China, Germany, Japan, Korea, Nigeria, Russia, Singapore, the United States of America and the World Health Organization (WHO). The Joint Mission was headed by Dr Bruce Aylward of WHO and Dr Wannian of the People’s Republic of China. The full list of members and their affiliations is available in Annex A. The Joint Mission was implemented over a 9-day period from 16-24 February 2020. The schedule of work is available in Annex B.

The Joint Mission began with a detailed workshop with representatives of all of the principal ministries that are leading and/or contributing to the response in China through the National Prevention and Control Task Force. A series of in-depth meetings were then conducted with national level institutions responsible for the management, implementation and evaluation of the response, particularly the National Health Commission and the China Centers for Disease Control and Prevention (China CDC). To gain first-hand knowledge on the field level implementation and impact of the national and local response strategy, under a range of epidemiologic and provincial contexts, visits were conducted to Beijing Municipality and the provinces of (), (, ) and Hubei (Wuhan). The field visits included community centers and health clinics, country/district hospitals, COVID-19 designated hospitals, transportations hubs (air, rail, road), a wet market, pharmaceutical and personal protective equipment (PPE) stocks warehouses, research institutions, provincial health commissions, and local Centers for

1 In the Chinese version of this report, COVID-19 is referred to throughout as novel coronavirus pneumonia or NCP, the term by which COVID-19 is most widely known in the People’s Republic of China.

3 Disease Control (provincial and prefecture). During these visits, the team had detailed discussion and consultations with Provincial Governors, municipal Mayors, their emergency operations teams, senior scientists, frontline clinical, public health and community workers, and community neighbourhood administrators. The Joint Mission concluded with working sessions to consolidate findings, generate conclusions and propose suggested actions.

To achieve its goal, the Joint Mission gave particular focus to addressing key questions related to the natural history and severity of COVID-19, the transmission dynamics of the COVID-19 virus in different settings, and the impact of ongoing response measures in areas of high (community level), moderate (clusters) and low (sporadic cases or no cases) transmission.

The findings in this report are based on the Joint Mission’s review of national and local governmental reports, discussions on control and prevention measures with national and local experts and response teams, and observations made and insights gained during site visits. The figures have been produced using information and data collected during site visits and with the agreement of the relevant groups. References are available for any information in this report that has already been published in journals.

The final report of the Joint Mission was submitted on 28 February and updated 11 March.

II. Major findings

The major findings are described in six sections: the virus, the outbreak, transmission dynamics, disease progression and severity, the China response and knowledge gaps. More detailed descriptions of technical findings are provided in Annex C.

The virus

On 30 December 2019, three bronchoalveolar lavage samples were collected from a patient with pneumonia of unknown etiology – a surveillance definition established following the SARS outbreak of 2002-2003 – in Wuhan Jinyintan Hospital. Real-time PCR (RT-PCR) assays on these samples were positive for pan-Betacoronavirus. Using Illumina and nanopore sequencing, the whole genome sequences of the virus were acquired. Bioinformatic analyses indicated that the virus had features typical of the coronavirus family and belonged to the Betacoronavirus 2B lineage. Alignment of the full-length genome sequence of the COVID-19 virus and other available genomes of Betacoronavirus showed the closest relationship was with the bat SARS-like coronavirus strain BatCov RaTG13, identity 96%.

Virus isolation was conducted with various cell lines, such as human airway epithelial cells, Vero E6, and Huh-7. Cytopathic effects (CPE) were observed 96 hours after inoculation. Typical crown-like particles were observed under transmission electron microscope (TEM) with negative staining. The cellular infectivity of the isolated viruses could be completely neutralized by the sera collected from convalescent patients. Transgenic human ACE2 mice and Rhesus monkey intranasally challenged by this virus isolate induced multifocal pneumonia with interstitial hyperplasia. The COVID-19 virus was subsequently detected and isolated in the lung and intestinal tissues of the challenged animals.

4

Whole genome sequencing analysis of 104 strains of the COVID-19 virus isolated from patients in different localities with symptom onset between the end of December 2019 and mid-February 2020 showed 99.9% homology, without significant mutation (Figure 1).

Figure 1. Phylogenetic analysis of the COVID-19 virus and its closely related reference genomes Note: COVID-19 virus is referred to as 2019-nCoV in the figure, the interim virus name WHO announced early in the outbreak.

Post-mortem samples from a 50-year old male patient from Wuhan were taken from the lung, liver, and heart. Histological examination showed bilateral diffuse alveolar damage with cellular fibromyxoid exudates. The lung showed evident desquamation of pneumocytes and hyaline membrane formation, indicating acute respiratory distress syndrome (ARDS). Lung tissue also displayed cellular and fibromyxoid exudation, desquamation of pneumocytes and pulmonary oedema. Interstitial mononuclear inflammatory infiltrates, dominated by lymphocytes, were seen in both lungs. Multinucleated syncytial cells with atypical enlarged pneumocytes characterized by large nuclei, amphophilic granular cytoplasm, and prominent nucleoli were identified in the intra- alveolar spaces, showing viral cytopathic-like changes. No obvious intranuclear or intracytoplasmic viral inclusions were identified.

The outbreak

As of 20 February 2020, a cumulative total of 75,465 COVID-19 cases were reported in China. Reported cases are based on the National Reporting System (NRS) between the

5 National and Provincial Health Commissions. The NRS issues daily reports of newly recorded confirmed cases, deaths, suspected cases, and contacts. A daily report is provided by each province at 0300hr in which they report cases from the previous day.

The epidemic curves presented in Figures 2 and 3 are generated using China’s National Infectious Disease Information System (IDIS), which requires each COVID-19 case to be reported electronically by the responsible doctor as soon as a case has been diagnosed. It includes cases that are reported as asymptomatic and data are updated in real time. Individual case reporting forms are downloaded after 2400hr daily. Epidemiologic curves for Wuhan, Hubei (outside of Wuhan), China (outside Hubei) and China by symptom onset are provided in Figure 2.

Figure 2 Epidemiologic curve of COVID-19 laboratory confirmed cases, by date of onset of illness, reported in China, as of 20 February 2020

6

Figure 3 presents epidemic curves of laboratory-confirmed cases, by symptom onset and separately by date of report, at 5, 12, and 20 February 2020. Figures 2 and 3 illustrate that the epidemic rapidly grew from 10-22 January, reported cases peaked and plateaued between 23 January and 27 January, and have been steadily declining since then, apart from the spike that was reported on 1 February (note: at a major hospital in Wuhan, fever clinic patients fell from a peak of 500/day in late January to average 50/day since mid-February).

Figure 3. Epidemic curves by symptom onset and date of report as of 5 February (top panel), 12 February (middle panel) and 20 February 2020 (lower panel) for laboratory confirmed COVID-19 cases for all of China

Based on these epidemic curves, the published literature, and our on-site visits in Wuhan (Hubei), Guangdong (Shenzhen and Guangzhou), Sichuan (Chengdu), and Beijing, the Joint Mission team has made the following epidemiological observations:

7

Demographic characteristics Among 55,924 laboratory confirmed cases reported as of 20 February 2020, the median age is 51 years (range 2 days-100 years old; IQR 39-63 years old) with the majority of cases (77.8%) aged between 30–69 years. Among reported cases, 51.1% are male, 77.0% are from Hubei and 21.6% are farmers or laborers by occupation.

Zoonotic origins COVID-19 is a zoonotic virus. From phylogenetics analyses undertaken with available full genome sequences, bats appear to be the reservoir of COVID-19 virus, but the intermediate host(s) has not yet been identified. However, three important areas of work are already underway in China to inform our understanding of the zoonotic origin of this outbreak. These include early investigations of cases with symptom onset in Wuhan throughout December 2019, environmental sampling from the Huanan Wholesale Seafood Market and other area markets, and the collection of detailed records on the source and type of wildlife species sold at the Huanan market and the destination of those animals after the market was closed.

Routes of transmission COVID-19 is transmitted via droplets and fomites during close unprotected contact between an infector and infectee. Airborne spread has not been reported for COVID-19 and it is not believed to be a major driver of transmission based on available evidence; however, it can be envisaged if certain aerosol-generating procedures are conducted in health care facilities. Fecal shedding has been demonstrated from some patients, and viable virus has been identified in a limited number of case reports. However, the fecal-oral route does not appear to be a driver of COVID-19 transmission; its role and significance for COVID-19 remains to be determined. Viral shedding is discussed in the Technical Findings (Annex C).

Household transmission In China, human-to-human transmission of the COVID-19 virus is largely occurring in families. The Joint Mission received detailed information from the investigation of clusters and some household transmission studies, which are ongoing in a number of Provinces. Among 344 clusters involving 1308 cases (out of a total 1836 cases reported) in Guangdong Province and Sichuan Province, most clusters (78%-85%) have occurred in families. Household transmission studies are currently underway, but preliminary studies ongoing in Guangdong estimate the secondary attack rate in households ranges from 3-10%.

Contact Tracing China has a policy of meticulous case and contact identification for COVID-19. For example, in Wuhan more than 1800 teams of epidemiologists, with a minimum of 5 people/team, are tracing tens of thousands of contacts a day. Contact follow up is painstaking, with a high percentage of identified close contacts completing medical observation. Between 1% and 5% of contacts were subsequently laboratory confirmed cases of COVID-19, depending on location. For example: • As of 17 February, in Shenzhen City, among 2842 identified close contacts, 2842 (100%) were traced and 2240 (79%) have completed medical observation. Among the close contacts, 88 (3.1%) were found to be infected with COVID-19.

8 • As of 17 February, in Sichuan Province, among 25493 identified close contacts, 25347 (99%) were traced and 23178 (91%) have completed medical observation. Among the close contacts, 0.9% were found to be infected with COVID-19. • As of 20 February, in Guangdong Province, among 9939 identified close contacts, 9939 (100%) were traced and 7765 (78%) have completed medical observation. Among the close contacts, 479 (4.8%) were found to be infected with COVID-19.

Testing at fever clinics and from routine ILI/SARI surveillance The Joint Mission systematically enquired about testing for COVID-19 from routine respiratory disease surveillance systems to explore if COVID-19 is circulating more broadly and undetected in the community in China. These systems could include RT-PCR testing of COVID-19 virus in influenza-like-illness (ILI) and severe acute respiratory infection (SARI) surveillance systems, as well as testing of results among all visitors to fever clinics.

In Wuhan, COVID-19 testing of ILI samples (20 per week) in November and December 2019 and in the first two weeks of January 2020 found no positive results in the 2019 samples, 1 adult positive in the first week of January, and 3 adults positive in the second week of January; all children tested were negative for COVID-19 although a number were positive for influenza. In Guangdong, from 1-14 January, only 1 of more than 15000 ILI/SARI samples tested positive for the COVID-19 virus. In one hospital in Beijing, there were no COVID-19 positive samples among 1910 collected from 28 January 2019 to 13 February 2020. In a hospital in Shenzhen, 0/40 ILI samples were positive for COVID-19.

Within the fever clinics in Guangdong, the percentage of samples that tested positive for the COVID-19 virus has decreased over time from a peak of 0.47% positive on 30 January to 0.02% on 16 February. Overall in Guangdong, 0.14% of approximately 320,000 fever clinic screenings were positive for COVID-19.

Susceptibility As COVID-19 is a newly identified pathogen, there is no known pre-existing immunity in humans. Based on the epidemiologic characteristics observed so far in China, everyone is assumed to be susceptible, although there may be risk factors increasing susceptibility to infection. This requires further study, as well as to know whether there is neutralising immunity after infection.

The transmission dynamics

Inferring from Figures 2 and 3, and based on our observations at the national and provincial/municipal levels during the Joint Mission, we summarize and interpret the transmission dynamics of COVID-19 thus far. It is important to note that transmission dynamics of any outbreak are inherently contextual. For COVID-19, we observe four major types of transmission dynamics during the epidemic growth phase and in the post-control period, and highlight what is known about transmission in children, as follows:

9 Transmission in Wuhan Early cases identified in Wuhan are believed to be have acquired infection from a zoonotic source as many reported visiting or working in the Huanan Wholesale Seafood Market. As of 25 February, an animal source has not yet been identified.

At some point early in the outbreak, some cases generated human-to-human transmission chains that seeded the subsequent community outbreak prior to the implementation of the comprehensive control measures that were rolled out in Wuhan. The dynamics likely approximated mass action and radiated from Wuhan to other parts of Hubei province and China, which explains a relatively high R0 of 2-2.5.

The cordon sanitaire around Wuhan and neighboring municipalities imposed since 23 January 2020 has effectively prevented further exportation of infected individuals to the rest of the country.

Transmission in Hubei, other than Wuhan In the prefectures immediately adjoining Wuhan (, , and ), transmission is less intense. For other prefectures, due to fewer transport links and human mobility flows with Wuhan, the dynamics are more closely aligned with those observed in the other areas of the country. Within Hubei, the implementation of control measures (including social distancing) has reduced the community force of infection, resulting in the progressively lower incident reported case counts.

Transmission in China outside of Hubei Given Wuhan’s transport hub status and population movement during the Chinese New Year (chunyun), infected individuals quickly spread throughout the country, and were particularly concentrated in cities with the highest volume of traffic with Wuhan. Some of these imported seeds generated limited human-to-human transmission chains at their destination.

Given the Wuhan/Hubei experience, a comprehensive set of interventions, including aggressive case and contact identification, isolation and management and extreme social distancing, have been implemented to interrupt the chains of transmission nationwide. To date, most of the recorded cases were imported from or had direct links to Wuhan/Hubei. Community transmission has been very limited. Most locally generated cases have been clustered, the majority of which have occurred in households, as summarized above.

Of note, the highly clustered nature of local transmission may explain a relatively high R0 (2- 2.5) in the absence of interventions and low confirmed case counts with intense quarantine and social distancing measures.

Special settings We note that instances of transmission have occurred within health care settings prisons and other closed settings. At the present time, it is not clear what role these settings and groups play in transmission. However, they do not appear to be major drivers of the overall epidemic dynamics. Specifically, we note:

10 (a) Transmission in health care settings and among health care workers (HCW) – The Joint Mission discussed nosocomial infection in all locations visited during the Mission. As of 20 February 2020, there were 2,055 COVID-19 laboratory-confirmed cases reported among HCW from 476 hospitals across China. The majority of HCW cases (88%) were reported from Hubei.

Remarkably, more than 40,000 HCW have been deployed from other areas of China to support the response in Wuhan. Notwithstanding discrete and limited instances of nosocomial outbreaks (e.g. a nosocomial outbreak involving 15 HCW in Wuhan), transmission within health care settings and amongst health care workers does not appear to be a major transmission feature of COVID-19 in China. The Joint Mission learned that, among the HCW infections, most were identified early in the outbreak in Wuhan when supplies and experience with the new disease was lower. Additionally, investigations among HCW suggest that many may have been infected within the household rather than in a health care setting. Outside of Hubei, health care worker infections have been less frequent (i.e. 246 of the total 2055 HCW cases). When exposure was investigated in these limited cases, the exposure for most was reported to have been traced back to a confirmed case in a household.

The Joint Team noted that attention to the prevention of infection in health care workers is of paramount importance in China. Surveillance among health care workers identified factors early in the outbreak that placed HCW at higher risk of infection, and this information has been used to modify policies to improve protection of HCW.

(b) Transmission in closed settings – There have been reports of COVID-19 transmission in prisons (Hubei, Shandong, and Zhejiang, China), hospitals (as above) and in a long- term living facility. The close proximity and contact among people in these settings and the potential for environmental contamination are important factors, which could amplify transmission. Transmission in these settings warrants further study.

Children Data on individuals aged 18 years old and under suggest that there is a relatively low attack rate in this age group (2.4% of all reported cases). Within Wuhan, among testing of ILI samples, no children were positive in November and December of 2019 and in the first two weeks of January 2020. From available data, and in the absence of results from serologic studies, it is not possible to determine the extent of infection among children, what role children play in transmission, whether children are less susceptible or if they present differently clinically (i.e. generally milder presentations). The Joint Mission learned that infected children have largely been identified through contact tracing in households of adults. Of note, people interviewed by the Joint Mission Team could not recall episodes in which transmission occurred from a child to an adult.

The signs, symptoms, disease progression and severity

Symptoms of COVID-19 are non-specific and the disease presentation can range from no symptoms (asymptomatic) to severe pneumonia and death. As of 20 February 2020 and

11 based on 55924 laboratory confirmed cases, typical signs and symptoms include: fever (87.9%), dry cough (67.7%), fatigue (38.1%), sputum production (33.4%), shortness of breath (18.6%), sore throat (13.9%), headache (13.6%), myalgia or arthralgia (14.8%), chills (11.4%), nausea or vomiting (5.0%), nasal congestion (4.8%), diarrhea (3.7%), and hemoptysis (0.9%), and conjunctival congestion (0.8%).

People with COVID-19 generally develop signs and symptoms, including mild respiratory symptoms and fever, on an average of 5-6 days after infection (mean incubation period 5-6 days, range 1-14 days).

Most people infected with COVID-19 virus have mild disease and recover. Approximately 80% of laboratory confirmed patients have had mild to moderate disease, which includes non-pneumonia and pneumonia cases, 13.8% have severe disease (dyspnea, respiratory frequency ≥30/minute, blood oxygen saturation ≤93%, PaO2/FiO2 ratio <300, and/or lung infiltrates >50% of the lung field within 24-48 hours) and 6.1% are critical (respiratory failure, septic shock, and/or multiple organ dysfunction/failure). Asymptomatic infection has been reported, but the majority of the relatively rare cases who are asymptomatic on the date of identification/report went on to develop disease. The proportion of truly asymptomatic infections is unclear but appears to be relatively rare and does not appear to be a major driver of transmission.

Individuals at highest risk for severe disease and death include people aged over 60 years and those with underlying conditions such as hypertension, diabetes, cardiovascular disease, chronic respiratory disease and cancer. Disease in children appears to be relatively rare and mild with approximately 2.4% of the total reported cases reported amongst individuals aged under 19 years. A very small proportion of those aged under 19 years have developed severe (2.5%) or critical disease (0.2%).

As of 20 February, 2114 of the 55,924 laboratory confirmed cases have died (crude fatality ratio [CFR2] 3.8%) (note: at least some of whom were identified using a case definition that included pulmonary disease). The overall CFR varies by location and intensity of transmission (i.e. 5.8% in Wuhan vs. 0.7% in other areas in China). In China, the overall CFR was higher in the early stages of the outbreak (17.3% for cases with symptom onset from 1- 10 January) and has reduced over time to 0.7% for patients with symptom onset after 1 February (Figure 4). The Joint Mission noted that the standard of care has evolved over the course of the outbreak.

Mortality increases with age, with the highest mortality among people over 80 years of age (CFR 21.9%). The CFR is higher among males compared to females (4.7% vs. 2.8%). By occupation, patients who reported being retirees had the highest CFR at 8.9%. While patients who reported no comorbid conditions had a CFR of 1.4%, patients with comorbid conditions had much higher rates: 13.2% for those with cardiovascular disease, 9.2% for diabetes, 8.4% for hypertension, 8.0% for chronic respiratory disease, and 7.6% for cancer.

2 The Joint Mission acknowledges the known challenges and biases of reporting crude CFR early in an epidemic.

12

Figure 4 Case fatality ratio (reported deaths among total cases) for COVID-19 in China over time and by location, as of 20 February 2020

Data on the progression of disease is available from a limited number of reported hospitalized cases (Figure 5). Based on available information, the median time from symptom onset to laboratory confirmation nationally decreased from 12 days (range 8-18 days) in early January to 3 days (1-7) by early February 2020, and in Wuhan from 15 days (10-21) to 5 days (3-9), respectively. This has allowed for earlier case and contact identification, isolation and treatment.

Moderate

Figure 5. Pattern of disease progression for COVID-19 in China Note: the relative size of the boxes for disease severity and outcome reflect the proportion of cases reported as of 20 February 2020. The size of the arrows indicates the proportion of cases who recovered or died. Disease definitions are described above. Moderate cases have a mild form of pneumonia.

13 Using available preliminary data, the median time from onset to clinical recovery for mild cases is approximately 2 weeks and is 3-6 weeks for patients with severe or critical disease. Preliminary data suggests that the time period from onset to the development of severe disease, including hypoxia, is 1 week. Among patients who have died, the time from symptom onset to outcome ranges from 2-8 weeks.

An increasing number of patients have recovered; as of 20 February, 18264 (24%) reported cases have recovered. Encouragingly, a report on 20 February from the Guangdong CDC suggests that of 125 severe cases identified in Guangdong, 33 (26.4%) have recovered and been released from hospital, and 58 (46.4%) had improved and were reclassified as having mild/moderate disease (i.e. + milder pneumonia). Among severe cases reported to date, 13.4% have died. Early identification of cases and contacts allows for earlier treatment.

The China response

Upon the detection of a cluster of pneumonia cases of unknown etiology in Wuhan, the CPC Central Committee and the State Council launched the national emergency response. A Central Leadership Group for Epidemic Response and the Joint Prevention and Control Mechanism of the State Council were established. General Secretary Xi Jinping personally directed and deployed the prevention and control work and requested that the prevention and control of the COVID-19 outbreak be the top priority of government at all levels. Prime Minister Li Keqiang headed the Central Leading Group for Epidemic Response and went to Wuhan to inspect and coordinate the prevention and control work of relevant departments and provinces (autonomous regions and municipalities) across the country. Vice Premier Sun Chunlan, who has been working on the frontlines in Wuhan, has led and coordinated the frontline prevention and control of the outbreak.

The prevention and control measures have been implemented rapidly, from the early stages in Wuhan and other key areas of Hubei, to the current overall national epidemic. It has been undertaken in three main phases, with two important events defining those phases. First, COVID-19 was included in the statutory report of Class B infectious diseases and border health quarantine infectious diseases on 20 January 2020, which marked the transition from the initial partial control approach to the comprehensive adoption of various control measures in accordance with the law. The second event was the State Council’s issuing, on 8 February 2020, of The Notice on Orderly Resuming Production and Resuming Production in Enterprises, which indicated that China’s national epidemic control work had entered a stage of overall epidemic prevention and control together with the restoration of normal social and economic operations.

The first stage During the early stage of the outbreak, the main strategy focused on preventing the exportation of cases from Wuhan and other priority areas of Hubei Province, and preventing the importation of cases by other provinces; the overall aim was to control the source of infection, block transmission and prevent further spread. The response mechanism was initiated with multi-sectoral involvement in joint prevention and control measures. Wet markets were closed, and efforts were made to identify the zoonotic source. Information on the epidemic was notified to WHO on 3 January, and whole genome sequences of the COVID-19 virus were shared with WHO on 10 January. Protocols for COVID-19 diagnosis and

14 treatment, surveillance, epidemiological investigation, management of close contacts, and laboratory testing were formulated, and relevant surveillance activities and epidemiological investigations conducted. Diagnostic testing kits were developed, and wildlife and live poultry markets were placed under strict supervision and control measures.

The second stage During the second stage of the outbreak, the main strategy was to reduce the intensity of the epidemic and to slow down the increase in cases. In Wuhan and other priority areas of Hubei Province, the focus was on actively treating patients, reducing deaths, and preventing exportations. In other provinces, the focus was on preventing importations, curbing the spread of the disease and implementing joint prevention and control measures. Nationally, wildlife markets were closed and wildlife captive-breeding facilities were cordoned off. On 20 January, COVID-19 was included in the notifiable report of Class B infectious diseases and border health quarantine infectious diseases, with temperature checks, health care declarations, and quarantine against COVID-19 instituted at transportation depots in accordance with the law. On 23 January, Wuhan implemented strict traffic restrictions. The protocols for diagnosis, treatment and epidemic prevention and control were improved; case isolation and treatment were strengthened.

Measures were taken to ensure that all cases were treated, and close contacts were isolated and put under medical observation. Other measures implemented included the extension of the Spring Festival holiday, traffic controls, and the control of transportation capacity to reduce the movement of people; mass gathering activities were also cancelled. Information about the epidemic and prevention and control measures was regularly released. Public risk communications and health education were strengthened; allocation of medical supplies was coordinated, new hospitals were built, reserve beds were used and relevant premises were repurposed to ensure that all cases could be treated; efforts were made to maintain a stable supply of commodities and their prices to ensure the smooth operation of society.

The third stage The third stage of the outbreak focused on reducing clusters of cases, thoroughly controlling the epidemic, and striking a balance between epidemic prevention and control, sustainable economic and social development, the unified command, standardized guidance, and scientific evidence-based policy implementation. For Wuhan and other priority areas of Hubei Province, the focus was on patient treatment and the interruption of transmission, with an emphasis on concrete steps to fully implement relevant measures for the testing, admitting and treating of all patients. A risk-based prevention and control approach was adopted with differentiated prevention and control measures for different regions of the country and provinces. Relevant measures were strengthened in the areas of epidemiological investigation, case management and epidemic prevention in high-risk public places.

New technologies were applied such as the use of big data and artificial intelligence (AI) to strengthen contact tracing and the management of priority populations. Relevant health insurance policies were promulgated on "health insurance payment, off-site settlement, and financial compensation". All provinces provided support to Wuhan and priority areas in Hubei Province in an effort to quickly curb the spread of the disease and provide timely clinical treatment. Pre-school preparation was improved, and work resumed in phases and

15 batches. Health and welfare services were provided to returning workers in a targeted and ‘one-stop’ manner. Normal social operations are being restored in a stepwise fashion; knowledge about disease prevention is being popularized to improve public health literacy and skills; and a comprehensive program of emergency scientific research is being carried out to develop diagnostics, therapeutics and vaccines, delineate the spectrum of the disease, and identify the source of the virus.

Knowledge gaps

Since the start of the COVID-19 outbreak, there have been extensive attempts to better understand the virus and the disease in China. It is remarkable how much knowledge about a new virus has been gained in such a short time. However, as with all new diseases, and only 7 weeks after this outbreak began, key knowledge gaps remain. Annex D summarizes the key unknowns in a number of areas including the source of infection, pathogenesis and virulence of the virus, transmissibility, risk factors for infection and disease progression, surveillance, diagnostics, clinical management of severe and critically ill patients, and the effectiveness of prevention and control measures. The timely filling of these knowledge gaps is imperative to enhance control strategies.

III. Assessment

The Joint Mission drew four major conclusions from its work in China and four major conclusions from its knowledge of the broader global response to COVID-19. Recommendations are offered in five major areas to inform the ongoing response globally and in China.

The China Response & Next Steps

1. In the face of a previously unknown virus, China has rolled out perhaps the most ambitious, agile and aggressive disease containment effort in history. The strategy that underpinned this containment effort was initially a national approach that promoted universal temperature monitoring, masking, and hand washing. However, as the outbreak evolved, and knowledge was gained, a science and risk-based approach was taken to tailor implementation. Specific containment measures were adjusted to the provincial, county and even community context, the capacity of the setting, and the nature of novel coronavirus transmission there.

While the fundamental principles of this strategy have been consistent since its launch, there has been constant refinement of specific aspects to incorporate new knowledge on the novel coronavirus, the COVID-19 disease, and COVID-19 containment, as rapidly as that knowledge has emerged. The remarkable speed with which Chinese scientists and public health experts isolated the causative virus, established diagnostic tools, and determined key transmission parameters, such as the route of spread and incubation period, provided the vital evidence base for China’s strategy, gaining invaluable time for the response.

16 As striking, has been the uncompromising rigor of strategy application that proved to be a hallmark in every setting and context where it was examined. There has also been a relentless focus on improving key performance indicators, for example constantly enhancing the speed of case detection, isolation and early treatment. The implementation of these containment measures has been supported and enabled by the innovative and aggressive use of cutting edge technologies, from shifting to online medical platforms for routine care and schooling, to the use of 5G platforms to support rural response operations.

2. Achieving China’s exceptional coverage with and adherence to these containment measures has only been possible due to the deep commitment of the Chinese people to collective action in the face of this common threat. At a community level this is reflected in the remarkable solidarity of provinces and cities in support of the most vulnerable populations and communities. Despite ongoing outbreaks in their own areas, Governors and Mayors have continued to send thousands of health care workers and tons of vital PPE supplies into Hubei province and Wuhan city.

At the individual level, the Chinese people have reacted to this outbreak with courage and conviction. They have accepted and adhered to the starkest of containment measures – whether the suspension of public gatherings, the month-long ‘stay at home’ advisories or prohibitions on travel. Throughout an intensive 9-days of site visits across China, in frank discussions from the level of local community mobilizers and frontline health care providers to top scientists, Governors and Mayors, the Joint Mission was struck by the sincerity and dedication that each brings to this COVID-19 response.

3. China’s bold approach to contain the rapid spread of this new respiratory pathogen has changed the course of a rapidly escalating and deadly epidemic. A particularly compelling statistic is that on the first day of the advance team’s work there were 2478 newly confirmed cases of COVID-19 reported in China. Two weeks later, on the final day of this Mission, China reported 409 newly confirmed cases. This decline in COVID-19 cases across China is real.

Several sources of data support this conclusion, including the steep decline in fever clinic visits, the opening up of treatment beds as cured patients are discharged, and the challenges to recruiting new patients for clinical trials. Based on a comparison of crude attack rates across provinces, the Joint Mission estimates that this truly all-of- Government and all-of-society approach that has been taken in China has averted or at least delayed hundreds of thousands of COVID-19 cases in the country. By extension, the reduction that has been achieved in the force of COVID-19 infection in China has also played a significant role in protecting the global community and creating a stronger first line of defense against international spread. Containing this outbreak, however, has come at great cost and sacrifice by China and its people, in both human and material terms.

While the scale and impact of China’s COVID-19 operation has been remarkable, it has also highlighted areas for improvement in public health emergency response capacity.

17 These include overcoming any obstacles to act immediately on early alerts, to massively scale-up capacity for isolation and care, to optimize the protection of frontline health care workers in all settings, to enhance collaborative action on priority gaps in knowledge and tools, and to more clearly communicate key data and developments internationally.

4. China is already, and rightfully, working to bolster its economy, reopen its schools and return to a more normal semblance of its society, even as it works to contain the remaining chains of COVID-19 transmission. Appropriately, a science-based, risk- informed and phased approach is being taken, with a clear recognition and readiness of the need to immediately react to any new COVID-19 cases or clusters as key elements of the containment strategy are lifted.

Despite the declining case numbers, across China every province, city and community visited is urgently escalating their investments in acute care beds and public health capacity. It is crucial that this continues. Fifty thousand infected COVID-19 patient are still under treatment, across the country. However, the Joint Mission has come to understand the substantial knowledge, experience and capacities that China has rapidly built during this crisis. Consequently, it endorses China’s working assumption that in most provinces and municipalities it should soon be possible to manage a resurgence in COVID-19 cases, using even more tailored and sustainable approaches that are anchored in very rapid case detection, instant activation of key containment activities, direct oversight by top leadership, and broad community engagement.

As China works to resume a more normal level of societal and economic activity, it is essential that the world recognizes and reacts positively to the rapidly changing, and decreasing, risk of COVID-19 in the country. China’s rapid return to full connectivity with the world, and to full productivity and economic output, is vital to China and to the world. The world urgently needs access to China’s experience in responding to COVID- 19, as well as the material goods it brings to the global response. It is even more urgent now, with escalating COVID-19 outbreaks outside of China, to constantly reassess any restrictions on travel and/or trade to China that go beyond the recommendations of the IHR Emergency Committee on COVID-19.

The Global Response & Next Steps

1. The COVID-19 virus is a new pathogen that is highly contagious, can spread quickly, and must be considered capable of causing enormous health, economic and societal impacts in any setting. It is not SARS and it is not influenza. Building scenarios and strategies only on the basis of well-known pathogens risks failing to exploit all possible measures to slow transmission of the COVID-19 virus, reduce disease and save lives.

COVID-19 is not SARS and it is not influenza. It is a new virus with its own characteristics. For example, COVID-19 transmission in children appears to be limited compared with influenza, while the clinical picture differs from SARS. Such differences, while based on limited data, may be playing a role in the apparent efficacy of rigorously

18 applied non-pharmaceutical, public health measures to interrupt chains of human-to- human transmission in a range of settings in China. The COVID-19 virus is unique among human coronaviruses in its combination of high transmissibility, substantial fatal outcomes in some high-risk groups, and ability to cause huge societal and economic disruption. For planning purposes, it must be assumed that the global population is susceptible to this virus. As the animal origin of the COVID-19 virus is unknown at present, the risk of reintroduction into previously infected areas must be constantly considered.

The novel nature, and our continuously evolving understanding, of this coronavirus demands a tremendous agility in our capacity to rapidly adapt and change our readiness and response planning as has been done continually in China. This is an extraordinary feat for a country of 1.4 billion people.

2. China’s uncompromising and rigorous use of non-pharmaceutical measures to contain transmission of the COVID-19 virus in multiple settings provides vital lessons for the global response. This rather unique and unprecedented public health response in China reversed the escalating cases in both Hubei, where there has been widespread community transmission, and in the importation provinces, where family clusters appear to have driven the outbreak.

Although the timing of the outbreak in China has been relatively similar across the country, transmission chains were established in a wide diversity of settings, from mega- cities in the north and south of the country, to remote communities. However, the rapid adaptation and tailoring of China’s strategy demonstrated that containment can be adapted and successfully operationalized in a wide range of settings.

China’s experience strongly supports the efficacy and effectiveness of anchoring COVID- 19 readiness and rapid response plans in a thorough assessment of local risks and of utilizing a differentiated risk-based containment strategy to manage the outbreak in areas with no cases vs. sporadic cases vs. clusters of cases vs. community-level transmission. Such a strategy is essential for ensuring a sustainable approach while minimizing the socio-economic impact.

3. Much of the global community is not yet ready, in mindset and materially, to implement the measures that have been employed to contain COVID-19 in China. These are the only measures that are currently proven to interrupt or minimize transmission chains in humans. Fundamental to these measures is extremely proactive surveillance to immediately detect cases, very rapid diagnosis and immediate case isolation, rigorous tracking and quarantine of close contacts, and an exceptionally high degree of population understanding and acceptance of these measures.

Achieving the high quality of implementation needed to be successful with such measures requires an unusual and unprecedented speed of decision-making by top leaders, operational thoroughness by public health systems, and engagement of society.

19 Given the damage that can be caused by uncontrolled, community-level transmission of this virus, such an approach is warranted to save lives and to gain the weeks and months needed for the testing of therapeutics and vaccine development. Furthermore, as the majority of new cases outside of China are currently occurring in high and middle- income countries, a rigorous commitment to slowing transmission in such settings with non-pharmaceutical measures is vital to achieving a second line of defense to protect low income countries that have weaker health systems and coping capacities.

The time that can be gained through the full application of these measures – even if just days or weeks – can be invaluable in ultimately reducing COVID-19 illness and deaths. This is apparent in the huge increase in knowledge, approaches and even tools that has taken place in just the 7 weeks since this virus was discovered through the rapid scientific work that has been done in China.

4. The time gained by rigorously applying COVID-19 containment measures must be used more effectively to urgently enhance global readiness and rapidly develop the specific tools that are needed to ultimately stop this virus.

COVID-19 is spreading with astonishing speed; COVID-19 outbreaks in any setting have very serious consequences; and there is now strong evidence that non-pharmaceutical interventions can reduce and even interrupt transmission. Concerningly, global and national preparedness planning is often ambivalent about such interventions. However, to reduce COVID-19 illness and death, near-term readiness planning must embrace the large-scale implementation of high-quality, non-pharmaceutical public health measures. These measures must fully incorporate immediate case detection and isolation, rigorous close contact tracing and monitoring/quarantine, and direct population/community engagement.

A huge array of COVID-19 studies, scientific research projects and product R&D efforts are ongoing in China and globally. This is essential and to be encouraged and supported. However, such a large number of projects and products needs to be prioritized. Without prioritizing, this risks compromising the concentration of attention and resources and collaboration required to cut timelines by precious weeks and months. While progress has been made, the urgency of the COVID-19 situation supports an even more ruthless prioritization of research in the areas of diagnostics, therapeutics and vaccines.

Similarly, there is a long list of proposed studies on the origins of COVID-19, the natural history of the disease, and the virus’s transmission dynamics. However, the urgency of responding to cases and saving lives makes it difficult for policy makers to consider and act on such comprehensive lists. This can be addressed by balancing studies with the immediate public health and clinical needs of the response. Studies can be prioritized in terms of the largest knowledge gaps that can be most rapidly addressed to have greatest immediate impact on response operations and patient management. This suggests prioritizing studies to identify risk factors for transmission in households, institutions and the community; convenience sampling for this virus in the population using existing surveillance systems; age-stratified sero-epidemiologic surveys; the analysis of clinical case series; and cluster investigations.

20

IV. Major Recommendations

For China

1. Maintain an appropriate level of emergency management protocols, depending on the assessed risk in each area and recognizing the real risk of new cases and clusters of COVID-19 as economic activity resumes, movement restrictions are lifted, and schools reopen;

2. Carefully monitor the phased lifting of the current restrictions on movement and public gatherings, beginning with the return of workers and migrant labor, followed by the eventual reopening of schools and lifting other measures;

3. Further strengthen the readiness of emergency management mechanisms, public health institutions (e.g. CDCs), medical facilities, and community engagement mechanisms to ensure sustained capacity to immediately launch containment activities in response to any resurgence in cases;

4. Prioritize research that rapidly informs response and risk management decisions, particularly household and health care facility studies, age-stratified sero- epidemiologic surveys and rigorous investigation of the animal-human interface; establish a centralized research program to fast-track the most promising rapid diagnostics and serologic assays, the testing of potential antivirals and vaccine candidates, and Chinese engagement in selected multi-country trials; and

5. As the country with the greatest knowledge on COVID-19, further enhance the systematic and real-time sharing of epidemiologic data, clinical results and experience to inform the global response.

For countries with imported cases and/or outbreaks of COVID-19

1. Immediately activate the highest level of national Response Management protocols to ensure the all-of-government and all-of-society approach needed to contain COVID-19 with non-pharmaceutical public health measures;

2. Prioritize active, exhaustive case finding and immediate testing and isolation, painstaking contact tracing and rigorous quarantine of close contacts;

3. Fully educate the general public on the seriousness of COVID-19 and their role in preventing its spread;

4. Immediately expand surveillance to detect COVID-19 transmission chains, by testing all patients with atypical pneumonias, conducting screening in some patients with upper respiratory illnesses and/or recent COVID-19 exposure, and adding testing for the COVID-19 virus to existing surveillance systems (e.g. systems for influenza-like-illness and SARI); and

21 5. Conduct multi-sector scenario planning and simulations for the deployment of even more stringent measures to interrupt transmission chains as needed (e.g. the suspension of large-scale gatherings and the closure of schools and workplaces).

For uninfected countries

1. Prepare to immediately activate the highest level of emergency response mechanisms to trigger the all-of-government and all-of society approach that is essential for early containment of a COVID-19 outbreak;

2. Rapidly test national preparedness plans in light of new knowledge on the effectiveness of non-pharmaceutical measures against COVID-19; incorporate rapid detection, largescale case isolation and respiratory support capacities, and rigorous contact tracing and management in national COVID-19 readiness and response plans and capacities;

3. Immediately enhance surveillance for COVID-19 as rapid detection is crucial to containing spread; consider testing all patients with atypical pneumonia for the COVID-19 virus, and adding testing for the virus to existing influenza surveillance systems;

4. Begin now to enforce rigorous application of infection prevention and control measures in all healthcare facilities, especially in emergency departments and outpatient clinics, as this is where COVID-19 will enter the health system; and

5. Rapidly assess the general population’s understanding of COVID-19, adjust national health promotion materials and activities accordingly, and engage clinical champions to communicate with the media.

For the public

1. Recognize that COVID-19 is a new and concerning disease, but that outbreaks can managed with the right response and that the vast majority of infected people will recover;

2. Begin now to adopt and rigorously practice the most important preventive measures for COVID-19 by frequent hand washing and always covering your mouth and nose when sneezing or coughing;

3. Continually update yourself on COVID-19 and its signs and symptoms (i.e. fever and dry cough), because the strategies and response activities will constantly improve as new information on this disease is accumulating every day; and

4. Be prepared to actively support a response to COVID-19 in a variety of ways, including the adoption of more stringent ‘social distancing’ practices and helping the high-risk elderly population.

22 For the international community

1. Recognize that true solidarity and collaboration is essential between nations to tackle the common threat that COVID-19 represents and operationalize this principle;

2. Rapidly share information as required under the International Health Regulations (IHR) including detailed information about imported cases to facilitate contact tracing and inform containment measures that span countries;

3. Recognize the rapidly changing risk profile of COVID-19 affected countries and continually monitor outbreak trends and control capacities to reassess any ‘additional health measures’ that significantly interfere with international travel and trade.

______

23 Annexes

A. WHO-China Joint Mission Members

Bruce AYLWARD Team Lead WHO-China Joint Mission on COVID-19, Senior Advisor to the Director-General, World Health Organization, Geneva, Switzerland Wannian LIANG Team Lead WHO-China Joint Mission on COVID-19, Head of Expert Panel, National Health Commission Xiaoping DONG Director and Researcher, Center for Global Public Health, Chinese Center for Disease Control and Prevention Tim ECKMANNS Head of Unit, Healthcare-associated Infections, Surveillance of Antibiotic Resistance and Consumption, Robert Koch Institute, Berlin, Germany Dale FISHER Professor of Medicine, Yong Loo Lin School of Medicine, National University of Singapore, Singapore, Singapore Chikwe Director General, Nigeria Centre for Disease Control, Nigeria Centre for Disease Control, IHEKWEAZU Abuja, Nigeria Clifford LANE Clinical Director, National Institute of Allergy and Infectious Diseases, US National Institutes of Health, Bethesda, United States Jong-Koo LEE Professor of Family Medicine, Seoul National University College of Medicine, Seoul, Republic of Korea Gabriel LEUNG Dean of Medicine, Helen and Francis Zimmern Professor in Population Health, The University of Hong Kong, Hong Kong SAR, China Jiangtao LIN Director and Professor, Department of Pulmonary and Critical Care Medicine, China-Japan Friendship Hospital, National Clinical Research Center for Respiratory Diseases, Beijing Haiying LIU Deputy Director and Researcher, Institute of Pathogen Biology, Chinese Academy of Medical Sciences, Beijing China Natalia Head of International Department and Consultant, Center of Infectious Diseases, National PSHENICHNAYA Medical Research Center of Phthisiopulmonology and Infectious Diseases, , Russia Aleksandr Deputy Director, Saint Petersburg Pasteur Institute, Saint Petersburg, Russia SEMENOV Hitoshi Senior Research Scientist, Influenza Virus Research Center, National Institute of Infectious TAKAHASHI Diseases, Tokyo, Japan Maria Head of Unit, Emerging Diseases & Zoonoses, Global Infectious Hazard Preparedness, World VAN KERKHOVE Health Organization, Geneva, Switzerland Bin WANG Deputy Team Leader, Deputy Director General, Disease Prevention and Control Bureau, National Health Commission Guangfa WANG Director, Department of Respiratory and Critical Care Medicine, Peking University First Hospital Fan WU Vice Dean, Medical College, Fudan University Zhongze WU Director, Compliance and Enforcement Division, Department of Wildlife Conservation, National Forestry and Grassland Administration Zunyou WU Chief Epidemiologist, Chinese Center for Disease Control and Prevention Jun XING Head of Unit, Country Capacity for International Health Regulations, Health Security Preparedness, World Health Organization, Geneva, Switzerland Kwok-Yung YUEN Chair Professor and Co-Director of State Key Laboratory of Emerging Infectious Diseases, Department of Microbiology, The University of Hong Kong Weigong ZHOU Medical Officer, Influenza Division, National Center for Immunization and Respiratory Diseases, US Centers for Disease Control and Prevention, Atlanta, United States Yong ZHANG Assistant Director and Researcher, National Institute for Viral Disease Control and prevention, Chinese Center for Disease Control and Prevention. Lei ZHOU Chief and Researcher, Branch for Emerging Infectious Disease, Public Health Emergency Center, Chinese Center for Disease Control and Prevention

24 B. Summary Agenda of the Mission

Dates Location Activities

10-15 February 2020 Beijing Advance Team and WHO Country team meetings with national (Advance Team) counterparts and institutions 16 February 2020 Beijing Meeting with the full international team for briefing at the WHO Country office Beijing Workshop at the National Health Commission (NHC) with relevant departments of the Joint Prevention and Control Mechanism of the State Council 17 February 2020 Beijing Site visit to Beijing Ditan Hospital

Beijing Site visit to Anhuali community and health service station, Anzhen street, Chaoyang District, Beijing Beijing Workshop with Chinese Center for Disease Control and Prevention 18 February 2020 Shenzhen, Shenzhen customs at the airport (Guangdong Team) Guangdong

Shenzhen, Shenzhen No.3 People’s Hospital Guangdong Shenzhen, Shenzhen Center for Disease Control and Prevention Guangdong Shenzhen, Meeting at Tencent Guangdong 19 February 2020 Shenzhen, Qiaoxiang community (Guangdong Team) Guangdong

Shenzhen to Visit to Futian High-speed Train Station, and travel to Guangzhou by Guangzhou train

Guangzhou Guangzhou Panyu Sanatorium

Guangzhou Guangdong Laboratory of Regenerative Medicine and Health

Guangzhou Guangzhou Tiyudongzhihui wet market

Guangzhou First Workshop with The People's government of Guangdong Province

20 February 2020 Guangzhou Guangdong Provincial Center for Disease Control and Prevention (Guangdong Team) Guangzhou Renmin road campus of Guangzhou Women and Children Medical Center Guangzhou The second Workshop with The People's government of Guangdong Province 18 February 2020 Beijing to (Sichuan Team) Chengdu Sichuan Site visit to Chengdu Shuangliu International Airport

Meeting with the Governor of Sichuan Provincial People’s Government

Site visit to Yong'an Township Central hospital with fever clinic

Site visit to home community of Yong’an township

19 February 2020 Symposium with provincial and municipal authorities (Sichuan Team) Sichuan Center for Disease Control and Prevention

Site visit to West China Hospital- Designated COVID-19 hospital

20 February 2020 Site visit to Chengdu Women and Children’s hospital (Sichuan Team) Site visit to Pharmaceutical Logistics center

Site visit to East Chengdu railway station

25

Site visit to Chengdu Public Health Clinical Centre- Designated COVID 19 hospital Sichuan and Guangdong teams reconvene in Guangzhou

21-24 February 2020 Analyze major findings; Meetings of the WHO-China Joint mission to finalize the report Feb 22 (Wuhan Team) Guangzhou to Select team members only Wuhan 23 February Site visit to Guanggu Campus of Wuhan Tongji Hospital (Wuhan Team) Site visit to Mobile Cabin Hospital in Wuhan Sports Center Workshop with relevant departments of the Joint Prevention and Control Mechanism of Hubei Province Feedback Meeting with Minister Ma, NHC at the Wuhan Conference Center 24 February 2020 Guangzhou to Finalize report, WHO-Joint Press conference in Beijing Beijing

______

26 C. Detailed Technical Findings

Response management, case and contact management, risk communication and community engagement

The response structures in China were rapidly put in place according to existing emergency plans and aligned from the top to the bottom. This was replicated at the four levels of government (national provincial, prefecture and county/district).

Organizational structure and response mechanism

Response activation at the national level: COVID-19 prevention and control mechanisms were initiated immediately after the outbreak was declared and nine working groups were set up to coordinate the response: a) Coordination b) Epidemic prevention and control c) Medical treatment d) Research e) Public communication f) Foreign affairs g) Medical material support h) Life maintenance supplies and i) Social stability. Each working group has a ministerial level leader. Emergency response laws and regulations for the emergency response to public health emergencies, prevention and control of infectious diseases have been developed or updated to guide the response.

Response activation in provinces: Each province set up a similar structure to manage the outbreak. The response is organized at the levels of national, provincial, prefecture, county/district and the community. By 29 January, all provinces across China had launched the highest level of response for major public health emergencies.

Response Strategy

A clear strategy was developed, and goals were well articulated and communicated across the entire response architecture. This strategy was rapidly adapted and adjusted to the outbreak, both in terms of the epidemiological situation over time and in different parts of the country.

The epidemiological situation has been used to define location into four areas: • In areas without cases, the strategy in these areas is to "strictly prevent introduction". This includes quarantine arrangements in transportation hubs, monitoring for temperature changes, strengthening of triage arrangements, use of fever clinics, and ensuring normal economic and social operations. • In areas with sporadic cases, the strategy is focused on "reducing importation, stopping transmission and providing appropriate treatment". • In areas with community clusters, the strategy is focussed on "stopping transmission, preventing exportation, and strengthening treatment". • In areas with community transmission, the strictest prevention and control strategies are being implemented, the entry and exit of people from these areas has been stopped and public health and medical treatment measures are comprehensively strengthened.

27

Main control measures implemented in China

The main control measures implemented in China are as follows and are illustrated in Figures 6A-6D, representing the national level response and examples of the response at the Provincial and municipal levels:

Monitoring and reporting: COVID-19 was included in the statutory reporting of infectious diseases on 20 January and plans were formulated to strengthen diagnosis, monitoring, and reporting.

Strengthening ports of entry and quarantine: The Customs Department launched the emergency plan for public health emergencies at ports across the country and restarted the health declaration card system for entry and exit into cities as well as strict monitoring of the temperature of entry and exit passengers.

Treatment: For severe or critical patients, the principle of "Four Concentrations" was implemented: i.e. concentrating patients, medical experts, resources and treatment into special centres. All cities and districts transformed relevant hospitals, increased the number of designated hospitals, dispatched medical staff, and set up expert groups for consultation, so as to minimise mortality of severe patients. Medical resources from all over China have been mobilized to support the medical treatment of patients in Wuhan.

Epidemiological investigation and close contact management: Strong epidemiological investigations are being carried out for cases, clusters, and contacts to identify the source of infection and implement targeted control measures, such as contact tracing.

Social distancing: At the national level, the State Council extended the Spring Festival holiday in 2020, all parts of the country actively cancelled or suspended activities like sport events, cinema, theatre, and schools and colleges in all parts of the country postponed re- opening after the holiday. Enterprises and institutions have staggered their return to work. Transportation Departments setup thousands of health and quarantine stations in national service areas, and in entrances and exits for passengers at stations. Hubei Province adopted the most stringent traffic control measures, such as suspension of urban public transport, including subway, ferry and long-distance passenger transport. Every citizen has to wear a mask in public. Home support mechanisms were established. As a consequence of all of these measures, public life is very reduced.

Funding and material support: Payment of health insurance was taken over by the state, as well as the work to improve accessibility and affordability of medical materials, provide personal protection materials, and ensure basic living materials for affected people.

Emergency material support: The government restored production and expanded production capacity, organized key enterprises that have already started to exceed current production capacity, supported local enterprises to expand imports, and used cross-border e-commerce platforms and enterprises to help import medical materials and improve the ability to guarantee supplies.

28

A

China CDC publicly shared the gene sequence of the novel coronavirus A novel coronavirus was isolated by China CDC NHC issued diagnosis and control technical protocols Emergency monitoring, case investigation, close contact NCIP incorporated as a notifiable disease in the Infectious Disease Law and management and market investigation initiated, Health and Quarantine Law in China technical protocols for Wuhan released NHC notified WHO and relevant countries and regions NHC started officially daily disease information release Gene sequencing completed by China CDC State council initiated joint multisectoral mechanism Wuhan implemented strict traffic restrictions 4000 Mild WHOannounced PHEIC Pneumonia 3500 Huanan seafood Severe wholesale market Tw o new hospitals were established in Wuhan Critical closed 3000 Enhanced admission and isolated Unkonwn treatment of cases in Hubei 2500 Resumption of labor and rehabilitation Outbreak announced by WHC. 2000 NHC and China CDCinvolved in investigation and response Strategy and responseadjustment 1500 Number of cases of Number 1000

500

0 0 2 4 6 8 0 2 4 6 8 0 1 3 5 7 9 2 4 6 8 8 1 3 5 7 9 1 3 5 7 9 1 0 2 4 6 8 0 / / / / / / / / / / 1 1 1 1 1 2 2 2 2 2 3 1 1 1 1 1 2 2 2 2 2 3 1 1 1 1 1 2 Date of onset / / / / / / / / / / / 1 1 1 1 1 2 2 2 2 2 / / / / / / / / / / / / / / / / / 2 2 2 2 2 2 2 2 2 2 2 1 1 1 1 1 1 1 1 1 1 1 1 2 2 2 2 2 2 1 1 1 1 1 1 1 1 1 1 1

First Stage Second Stage Third Stage (beforeJan. 19, 2020) (Jan. 20-Feb. 7, 2020) (after Feb. 8, 2020)

B

29 C

D

Figure 6. COVID-19 epidemic curves and major intervention measures in China as implemented at a) the national level b) in Guangdong province, c) in Shenzhen municipality and d) in Sichuan province

30

Risk communications (information release, public and media communications)

International and interregional cooperation and information sharing: From 3 January 2020, information on COVID-19 cases has been reported to WHO daily. Full genome sequences of the new virus were shared with WHO and the international community immediately after the pathogen was identified on 7 January. From 13 to 14 January, a group of technical experts from Hong Kong SAR, Macao SAR and Taiwan, China visited Wuhan. From 20-21 January, a World Health Organization team visited Wuhan. A set of nucleic acid primers and probes for PCR detection for COVID-19 was released on 21 January.

Daily updates: The National Health Commission announces the epidemic situation every day and holds daily press conferences to respond to emerging issues. The government also frequently invites experts to share scientific knowledge on COVID-19 and to address public concerns.

Psychological care: This is provided to patients and the public. Governments at all levels, NGOs and all sectors of society developed guidelines for emergency psychological crisis intervention and guidelines for public psychological self-support and counselling. A hotline for mental health services has been established for the public.

IT platform: China has capitalized on the use of technology, big data and AI for COVID-19 preparedness, readiness and response. Authoritative and reliable information, medical guidance, access to online services, provision of educational tools and remote work tools have been developed in and used across China. These services have increased accessibility to health services, reduced misinformation and minimized the impact of fake news.

Social mobilization and community engagement

Civil society organizations (community centers and public health centers) have been mobilized to support prevention and response activities. The community has largely accepted the prevention and control measures and is fully participating in the management of self-isolation and enhancement of public compliance. Community volunteers are organized to support self-isolation and help isolated residents at home to solve practical life difficulties. Measures were taken to limit the movement of the population through home- based support. Up to now, outside of Hubei, 30 provinces have registered and managed more than 5 million people coming from Wuhan.

Clinical case management and infection prevention and control

The main signs and symptoms of COVID-19 include fever, dry cough, fatigue, sputum production, shortness of breath, myalgia or arthralgia, sore throat, and headache. Nausea or vomiting has been reported in a small percentage of patients (5%). On 14 February, China CDC described the clinical features, outcomes, laboratory and radiologic findings of 44 672 laboratory-confirmed cases. Only 965 (2.2%) were under 20 years of age and there is just one recorded death (0.1%) in this age group. Most patients (77.8%) were aged 30 to 69 years. Patients aged over 80 years had a CFR of 14.8%. The CFR was highest in those with

31 comorbidities including cardiovascular, diabetes, chronic respiratory disease, hypertension and cancer.

As opposed to Influenza A(H1N1)pdm09, pregnant women do not appear to be at higher risk of severe disease. In an investigation of 147 pregnant women (64 confirmed, 82 suspected and 1 asymptomatic), 8% had severe disease and 1% were critical.

Severe cases are defined as tachypnoea (≧30 breaths/ min) or oxygen saturation ≤93% at rest, or PaO2/FIO2 <300 mmHg. Critical cases are defined as respiratory failure requiring mechanical ventilation, shock or other organ failure that requires intensive care. About a quarter of severe and critical cases require mechanical ventilation while the remaining 75% require only oxygen supplementation.

China has a principle of early identification, early isolation, early diagnosis and early treatment. Early identification of suspect cases is critical to containment efforts and occurs via a process of temperature screening and questioning at entrances to many institutions, communities, travel venues (airports, train stations) and hospitals. Many hospitals have fever clinics that were established and maintained since the SARS outbreak. In China, laboratory tests were originally requested according to the case definitions, which included an epidemiological link to Hubei or other confirmed cases. However, more recently, a more liberal clinical testing regimen allows clinicians to test with a low index of suspicion.

Suspect cases are isolated in normal pressure single rooms, wear a surgical mask (for source control). Staff in China wear a cap, eye protection, n95 masks, gown and gloves (single use only). In Wuhan it is necessary for most suspects to be cohorted in a normal pressure isolation ward. Staff wear PPE continuously, changing it only when they leave the ward.

PCR test results are returned the same day. If positive, patients are transported to designated hospitals (including negative pressure ambulances in some cities). All patients, including the mild and asymptomatic, with a positive test are admitted. The designated hospitals are known and are strategically placed with at least one per district/county. Positive cases are cohorted by gender. Negative tested patients are managed based on clinical needs. All patients are evaluated with a respiratory multiplex to look for other diagnoses. This can add to the reassurance that a negative COVID-19 test reflects a lack of infection with COVID-19.

In Wuhan, there are 45 designated hospitals, 6 of which are designated for critical patients, and 39 for severe patients and/or any patients >65 years old. There are an additional 10 temporary hospitals reconstructed from gymnasium and exhibition centers, which are for mild patients. Other surge measures undertaken in Wuhan include two new temporary hospitals with 2600 beds, plus many makeshift hospitals to increase bed capacity. Bed capacity within Wuhan has increased to >50,000.

Patients are treated according to the National Clinical guidelines (edition 6) released by the China National Health Commission (NHC). There are no specific antiviral or immune modulating agents proven (or recommended) to improve outcomes. All patients are monitored by regular pulse oximetry. The guidelines include supportive care by clinical category (mild, moderate, severe and critical), as well as the role of investigational

32 treatments such as chloroquine, phosphate, lopinavir/ritonavir, alpha interferon, ribavirin, arbidol. The application of intubation/invasive ventilation and ECMO in critically ill patients can improve survival. The Joint Mission Team was told of ECMO use in four patients at one hospital with one death and three who appeared to be improving. Clearly, though ECMO is very resource consumptive, any health system would need to carefully weigh the benefits. There is widespread use of Traditional Chinese Medicines (TCM), for which the affects must be fully evaluated.

Patients with COVID-19 are not permitted visitors. Staff use coveralls, masks, eye cover, and gloves, removing PPE only when they leave the ward.

Patients are discharged after clinical recovery (afebrile >3 days, resolution of symptoms and radiologic improvement) and 2 negative PCR tests taken 24 hours apart. Upon discharge, they are asked to minimise family and social contact and to wear a mask. There are expectations of clinical trial results within a matter of weeks, which will see further opportunities for treatment.

There are guidelines for elderly care specifically targeting prevention in individuals and introduction of COVID-19 to nursing homes.

Training programmes by video conference nationally are scaled up to inform staff of best practice and to ensure PPE usage. Clinical champions are created to disperse knowledge and provide local expertise.

Maintenance of usual healthcare activities is maintained by hospital zoning (e.g. clean/contaminated sections of the healthcare facility).

Laboratory, diagnostics and virology

The virus found to cause COVID-19 was initially isolated from a clinical sample on 7 January. It is notable that within weeks following the identification of the virus, a series of reliable and sensitive diagnostic tools were developed and deployed. On 16 January, the first RT- PCR assays for COVID-19 were distributed to Hubei. Real-time PCR kits were distributed to all the provinces on 19 January and were provided to Hong Kong SAR and Macao SAR on 21 January. Information regarding viral sequences and PCR primers and probes was shared with WHO and the international community by China CDC on 12 January 2020. To facilitate product development and research on the new virus, COVID-19 virus sequences were uploaded to the GISAID Database by China.

By 23 February, there were 10 kits for detection of COVID-19 approved in China by the NMPA, including 6 RT-PCR kits, 1 isothermal amplification kit, 1 virus sequencing product and 2 colloidal gold antibody detection kits. Several other tests are entered in the emergency approval procedure. Currently, there are at least 6 local producers of PCR test kits approved by NMPA. Overall, producers have the capacity to produce and distribute as many as 1,650,000 tests/week.

33 Specimens from both the upper respiratory tract (URT; nasopharyngeal and oropharyngeal) and lower respiratory tract (LRT; expectorated sputum, endotracheal aspirate, or bronchoalveolar lavage) are collected for COVID-19 testing by PCR.

COVID-19 virus has been detected in respiratory, fecal and blood specimens. According to preliminary data from Guangzhou CDC as of 20 February, virus can initially be detected in upper respiratory samples 1-2 days prior to symptom onset and persist for 7-12 days in moderate cases and up to 2 weeks in severe cases. Viral RNA has been detected in feces in up to 30% of patients from day 5 following onset of symptoms and has been noted for up to 4-5 weeks in moderate cases. However, it is not clear whether this correlates with the presence of infectious virus. While live virus has been cultured from stool in some cases, the role of fecal-oral transmission is not yet well understood. COVID-19 has been isolated from the clinical specimens using human airway epithelial cells, Vero E6 and Huh-7 cell lines.

Serological diagnostics are rapidly being developed but are not yet widely used. Joint Mission members met with local research teams at the China CDC, Guangzhou Regenerative Medicine and Health Guangdong Laboratory. The teams reported on the development of tests for IgM, IgG and IgM+IgG using rapid test platforms utilizing chemiluminiscence. ELISA assays are also under development.

Research & Development

The government of China has initiated a series of major emergency research programs on virus genomics, antivirals, traditional Chinese medicines, clinical trials, vaccines, diagnostics and animal models. Research includes fundamental basic research and human subjects research. For the purpose of this report, human studies are limited to those involving IRB approval and informed consent. Other forms of human subjects investigations are included in the sections on epidemiology in this report. Well-focused, robust research conducted in the setting of an outbreak has the potential of saving many lives by identifying the most effective ways to prevent, diagnose and treat disease.

Since the COVID-19 virus has a genome identity of 96% to a bat SARS-like coronavirus and 86%-92% to a pangolin SARS-like coronavirus, an animal source for COVID-19 is highly likely. This was corroborated by the high number of RT-PCR positive environmental samples taken from the Huanan Seafood Market in Wuhan.

At least 8 nucleic acid-based methods for direct detection of COVID-19 and two colloidal gold antibody detection kits have been approved in China by the NMPA. Several other tests are close to approval. It will be important to compare the sensitivities and specificities of these and future serologic tests. Development of rapid and accurate point-of-care tests which perform well in field settings are especially useful if the test can be incorporated into presently commercially available multiplex respiratory virus panels. This would markedly improve early detection and isolation of infected patients and, by extension, identification of contacts. Rapid IgM and IgG antibody testing are also important ways to facilitate early diagnosis. Standard serologic testing can be used for retrospective diagnoses in the context of serosurveys that help better understand the full spectrum of COVID-19 infection.

34 A variety of repurposed drugs and investigational drugs have been identified. Screening NMPA approved drug libraries and other chemical libraries have identified novel agents. Hundreds of clinical trials involving remdesivir, chloroquine, favipiravir, chloroquine, convalescent plasma, TCM and other interventions are planned or underway. Rapid completion of the most important of these studies is critical to identifying truly effective therapies. However, evaluation of investigational agents requires adequately powered, randomized, controlled trials with realistic eligibility criteria and appropriate stratification of patients. It is important for there to be a degree of coordination between those conducting studies within and beyond China.

The development of a safe and effective vaccine for this highly communicable respiratory virus is an important epidemic control measure. Recombinant protein, mRNA, DNA, inactivated whole virus and recombinant adenovirus vaccines are being developed and some are now entering animal studies. Vaccine safety is of prime concern in the area of coronavirus infection in view of the past experience of disease enhancement by inactivated whole virus measles vaccine and similar reports in animal experiments with SARS coronavirus vaccines. It will be important that these vaccine candidates rapidly move into appropriate clinical trials.

The ideal animal model for studying routes of virus transmission, pathogenesis, antiviral therapy, vaccine and immune responses has yet to be found. The ACE2 transgenic mouse model and Macaca Rhesus model are already used in research laboratories. Systematically addressing which models can accurately mimic human infection is required.

There is a global rush for masks, hand hygiene products and other personal protective equipment. The relative importance of non-pharmaceutical control measures including masks, hand hygiene, and social distancing require further research to quantify their impact.

There are distinct patterns of intra-familial transmission of COVID-19. It is unclear whether or not there are host factors, including genetic factors, that influence susceptibility or disease course. COVID-19 has a varied clinical course and a precise description of that course is not available. In addition, the long-term consequences of COVID-19 are unknown. An observational cohort study of patients with COVID-19 enrolled from the time of diagnosis (with appropriate controls) could provide in-depth information about clinical, virologic and immunologic characteristics of COVID-19. Table 1 summarizes priority research areas with immediate to longer term goals.

Table 1 Priority research areas with immediate, intermediate and longer-term goals Immediate Goals Intermediate Goals Long-term goals Diagnostics: RNA assays, antibody Diagnostics: Multiplex Diagnostics: Prognostic markers & antigen assays, point of care diagnostic platforms detection Therapeutics: Remdesivir, Therapeutics: intravenous Therapeutics: Innovative approaches favipiravir, chloroquine, plasma, immunoglobulin (IVIg) (CRISPR-CAS; RNAi; Cell-based; TCM positive hits from library screening) Vaccines: Development of animal Vaccines: mRNA candidates Vaccines: inactivated candidates and models and candidate viral vectors subunit candidates

35 D. Knowledge Gaps

Knowledge gaps and key questions to be answered to guide control strategies include:

Source of infection • Animal origin and natural reservoir of the virus • Human-animal interface of the original event • Early cases whose exposure could not be identified

The pathogenesis and virulence evolution of the virus

Transmission dynamics • Modes of Transmission: o Role of aerosol transmission in non-health care settings o Role of fecal-oral transmission • Viral shedding in various periods of the clinical course in different biological samples (i.e. upper and lower respiratory tract, saliva, faeces, urine) o Before symptom onset and among asymptomatic cases o During the symptomatic period o After the symptomatic period / during clinical recovery

Risk factors for infection • Behavioral and socio-economic risk factors for infection in o Households / institutions o the Community • Risk factors for asymptomatic infection • Risk factors for nosocomial infection o among health care workers o among patients

Surveillance and monitoring • Monitoring community transmission through existing o ILI surveillance o SARI surveillance • The outbreak trend and intervention dynamics o Basic reproduction numbers in various stages of the epidemic o The epidemic’s relation to seasonality

36 Laboratory and diagnostics • Sensitivity and specificity of different nucleic acid (PCR, NAATs and rapid tests), antibody and antigen tests • Post-infection antibody titers and the duration of protection • Sero-prevalence among ▪ Health care workers ▪ General population ▪ Children

Clinical management of severe and critically ill patients • Value of ECMO in the management of critically ill patients • Best practice using mechanical ventilation in the management of critically ill patients • Re-evaluation of the role of steroids in the management of severe and critically ill patients • Identification of factors associated with successful clinical management and outcome • Determination of the effectiveness of Traditional Chinese Medicines (TCM) • Determination the effectiveness of additional investigational treatment options (e.g. intravenous immunoglobulin/IVIg, convalescent plasma)

Prevention and control measures • Key epidemic indicators that inform evidence-based control strategy decision making and adjustments • Effectiveness of infection prevention and control (IPC) measures in various health care settings • Effectiveness of entry and exit screening • Effectiveness of the public health control measures and their socio-economic impact o Restriction of movement o Social distancing o School and workplace closures o Wearing mask in general public o Mandatory quarantine o Voluntary quarantine with active surveillance

______

37 E. Operational & Technical Recommendations

Operational/programmatic recommendations • Reassess risk and capacities based on different stages of the outbreak; approve different measures during the different phases of the response; assess different stages of the response; reach a balance between response and social development • Initiate a timely scientific evidence based, efficient and flexible joint multi-sectoral mechanism, which is driven by strong government leadership

Technical recommendations

Epidemiology and transmission • Continue enhanced surveillance across the country through existing respiratory disease systems, including ILI, SARI or pneumonia surveillance systems • Prioritize early investigations, including household transmission studies, age- stratified sero-epidemiologic surveys including children, case-control studies, cluster investigations, and serologic studies in health care workers

Severity • Continue to share information on patient management, disease progression and factors leading to severe disease and favorable outcomes • Review and analyze the possible factors associated with the disease severity, which may include: o natural history studies to better understand disease progression in mild, severe and fatal patients o medical chart reviews about disease severity among vulnerable groups, (e.g. those with underlying conditions, older age groups, pregnant women and children) to develop appropriate standards of care o evaluation of factors leading to favorable outcomes (e.g. early identification and care)

Clinical care and infection prevention and control • Suspect patients who have not yet been tested should be isolated in single normal pressure rooms; cohorting of positive cases is acceptable • Physicians and all health care workers need to maintain a high level of clinical alert for COVID-19 • For affected countries, standardize training for clinical care and IPC and scale with the development of local (e.g. district level) experts • Ensure concurrent testing for other viral pathogens to support a negative COVID-19 test • Ensure maintenance of usual and essential services during the outbreak

38 • Ensure processes are in place for infection prevention among the most vulnerable, including the elderly • Ensure readiness to provide clinical care and to meet IPC needs, including: a. anticipated respiratory support requirements (e.g. pulse oximeters, oxygen, and invasive support where appropriate) b. national guidelines for clinical care and IPC, revised for COVID-19 c. nationally standardised trainings for disease understanding and PPE use for HCWs d. community engagement e. PPE and Medication stockpiles f. early identification protocols; triage, temperature screening, holding bays (triage, including pulse oximetry) g. treatment protocols including designated facilities, patient transportation h. enhanced uptake of influenza and pneumococcal vaccine according to national guidelines i. laboratory testing j. rapid response teams

Laboratory and virology • Continue to perform whole genome analysis of COVID-19 viruses isolated from different times and places, to evaluate virus evolution • Conduct pathogenesis studies using biopsy/post-mortem specimens of COVID-19 patients or infected animal models • Evaluate available nucleic acid PCR diagnostics • Rapidly develop and evaluate rapid/point-of-care diagnostics and serologic assays • Conduct further study to interpret the result of positive COVID-19 RNA detection in feces in patients recovering from COVID-19 • Enhance international cooperation, especially in terms of biosafety and information sharing for increased understanding of the COVID-19 virus and traceability of the virus • Consider monitoring proinflammatory cytokines via multiplex assays to predict the development of “cytokine storm”

Research and development • Additional effort should be made to find the animal source, including the natural reservoir and any intermediate amplification host, to prevent any new epidemic foci or resurgence of similar epidemics

39 • Efforts should be made to consistently evaluate existing and future diagnostic tests for detection of COVID-19 using a harmonized set of standards for laboratory tests and a biorepository that can be used for evaluating these tests • Consider the establishment of a centralized research program in China to oversee that portfolio and ensure the most promising research (vaccines, treatments, pathogenesis) are adequately supported and studied first; program staff dedicated to the clinical research would work at the clinical research site(s) to decrease the research workload of the clinicians at the site • Consider including one or more sites within China in the ongoing and future multi- center, international trials; Chinese investigators should be actively engaged in international trials • Continue to develop additional animal models, making every effort to ensure these mimic human infection and virus transmission as closely as possible • Conduct studies to determine which of the commonly used forms of PPE are most effective in controlling the spread of COVID-19

______

40 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION

LADDY CURTIS VALENTINE, at al., § § Plaintiffs, § § § § Civil Action No. v. § 4:20-cv-1115 § BRYAN COLLIER, et al., § Defendants. §

PLAINTIFFS’ EMERGENCY MOTION FOR CLASS CERTIFICATION

Exhibit 23

Wei-jie Guan et al., Comorbidity and its impact on 1,590 patients with COVID-19 in China: A Nationwide Analysis, medRxiv, (Feb. 27, 2020) medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license .

Original article

Comorbidity and its impact on 1,590 patients with COVID-19 in China: A Nationwide Analysis

Wei-jie Guan1,#, Ph.D., Wen-hua Liang2,#, M.D., Yi Zhao2,#, M.Med., Heng-rui Liang2,#, M.Med., Zi-sheng Chen2,3,#, M.D., Yi-min Li 4, M.D., Xiao-qing Liu 4, M.D., Ru-chong Chen 1, M.D., Chun-li Tang 1, M.D., Tao Wang 1, M.D., Chun-quan Ou 5, Ph.D., Li Li 5, Ph.D., Ping-yan Chen 5, M.D., Ling Sang 4, M.D., Wei Wang 2, M.D., Jian-fu Li 2, M.D., Cai-chen Li 2, M.D., Li-min Ou 2, M.D., Bo Cheng 2, M.D., Shan Xiong 2, M.D., Zheng-yi Ni 6, M.D., Jie Xiang 6, M.D., Yu Hu 7, M.D., Lei Liu 8,9, M.D., Hong Shan 10, M.D., Chun-liang Lei 11, M.D., Yi-xiang Peng 12, M.D., Li Wei 13, M.D., Yong Liu 14, M.D., Ya-hua Hu 15, M.D., Peng Peng 16, M.D., Jian-ming Wang 17, M.D., Ji-yang Liu 18, M.D., Zhong Chen 19, M.D., Gang Li 20, M.D., Zhi-jian Zheng 21, M.D., Shao-qin Qiu 22, M.D., Jie Luo 23, M.D., Chang-jiang Ye 24, M.D., Shao-yong Zhu 25, M.D., Lin-ling Cheng 1, M.D., Feng Ye 1, M.D., Shi-yue Li 1, M.D., Jin-ping Zheng 1, M.D., Nuo-fu Zhang 1, M.D., Nan-shan Zhong 1,*, M.D., Jian-xing He 2,*, M.D., on behalf of China Medical Treatment Expert Group for COVID-19

1 State Key Laboratory of Respiratory Disease & National Clinical Research Center for Respiratory Disease, the First Affiliated Hospital of Guangzhou Medical University, Guangzhou Medical University, Guangzhou, China

2 Department of Thoracic Oncology and Surgery, China State Key Laboratory of Respiratory Disease & National Clinical Research Center for Respiratory Disease, the First Affiliated Hospital of Guangzhou Medical University, Guangzhou, China.

3 The sixth Affiliated Hospital of Guangzhou Medical University, Qingyuan, Guangdong, China

4 Department of Pulmonary and Critical Care Medicine, China State Key Laboratory of Respiratory Disease & National Clinical Research Center for Respiratory Disease, the First Affiliated Hospital of Guangzhou Medical University, Guangzhou, China

5 State Key Laboratory of Organ Failure Research, Department of Biostatistics, Guangdong Provincial Key Laboratory of Tropical Disease Research, School of Public Health, Southern Medical University, Guangzhou, China

6 Wuhan Jin-yintan Hospital, Wuhan, Hubei, China

7 Union Hospital, Tongji Medical College, Huazhong University of Science and Technology, Wuhan, Hubei 430022, China medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license .

8 Shenzhen Third People’s Hospital, Shenzhen, China

9 The Second Affiliated Hospital of Southern University of Science and Technology, National Clinical Research Center for Infectious Diseases, Shenzhen, China

10 The Fifth Affiliated Hospital of Sun Yat-sen University, Zhuhai, Guangdong, China

11 Guangzhou Eighth People's Hospital, Guangzhou Medical University, Guangzhou, Guangdong, China

12 The Central Hospital of Wuhan, Wuhan, Hubei, China

13 Wuhan No.1 Hospital, Wuhan Hospital of Traditional Chinese and Western Medicine, Wuhan, Hubei, China

14 Chengdu Public Health Clinical Medical Center, Chengdu, Sichuan, China

15 Central Hospital of Edong Healthcare Group, Affiliated Hospital of Hubei Polytechnic University, Huangshi, Hubei, China

16 Wuhan Pulmonary Hospital, Wuhan, 430030, Hubei, China

17 Tianyou Hospital Affiliated to of Science and Technology, Wuhan, Hubei 430065, China

18 The First Hospital of , Changsha 410005, , China

19 The Third People's Hospital of Province, Sanya, 572000, Hainan, China

20 Huanggang Central Hospital, Huanggang, Hubei, China

21 Wenling First People's Hospital, Wenling, Zhejiang, China

22 The Third People's Hospital of , Yichang, 443000, Hubei Province, China

23 Affiliated Taihe Hospital of Hubei University of Medicine, Shiyan, China

24 Xiantao First People's Hospital, Xiantao, China

25 The People's Hospital of , Wuhan, China

# Wei-jie Guan, Wen-hua Liang, Yi Zhao, Heng-rui Liang and Zi-sheng Chen are joint first authors. medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license .

Correspondence to: Jian-xing He MD, PhD, FACS, FRCS, AATS active member, ESTS member. Department of Thoracic Surgery, the First Affiliated Hospital of Guangzhou Medical University; China State Key Laboratory of Respiratory Disease & National Clinical Research Center for Respiratory Disease, Guangzhou, China. Tel: +86-20-8337792; Fax: +86-20-83350363; Email: [email protected]; or Nan-Shan Zhong. State Key Laboratory of Respiratory Disease, National Clinical Research Center for Respiratory Disease, Guangzhou Institute of Respiratory Health, The First Affiliated Hospital of Guangzhou Medical University, 151 Yanjiang Road, Guangzhou, Guangdong, China. Tel.: +86-20-83062729; Fax: +86-20-83062729; E-mail: [email protected]

Conflict of interest: There is no conflict of interest.

Ethics approval: This study is approved by the ethics committee of the First Affiliated Hospital of Guangzhou Medical University.

medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license .

Abstract

Objective: To evaluate the spectrum of comorbidities and its impact on the clinical outcome in

patients with coronavirus disease 2019 (COVID-19).

Design: Retrospective case studies

Setting: 575 hospitals in 31 province/autonomous regions/provincial municipalities across China

Participants: 1,590 laboratory-confirmed hospitalized patients. Data were collected from November

21st, 2019 to January 31st, 2020.

Main outcomes and measures: Epidemiological and clinical variables (in particular, comorbidities)

were extracted from medical charts. The disease severity was categorized based on the American

Thoracic Society guidelines for community-acquired pneumonia. The primary endpoint was the

composite endpoints, which consisted of the admission to intensive care unit (ICU), or invasive

ventilation, or death. The risk of reaching to the composite endpoints was compared among patients

with COVID-19 according to the presence and number of comorbidities.

Results: Of the 1,590 cases, the mean age was 48.9 years. 686 patients (42.7%) were females. 647

(40.7%) patients were managed inside Hubei province, and 1,334 (83.9%) patients had a contact

history of Wuhan city. Severe cases accounted for 16.0% of the study population. 131 (8.2%)

patients reached to the composite endpoints. 399 (25.1%) reported having at least one comorbidity.

269 (16.9%), 59 (3.7%), 30 (1.9%), 130 (8.2%), 28 (1.8%), 24 (1.5%), 21 (1.3%), 18 (1.1%) and 3

(0.2%) patients reported having hypertension, cardiovascular diseases, cerebrovascular diseases,

diabetes, hepatitis B infections, chronic obstructive pulmonary disease, chronic kidney diseases, medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license .

malignancy and immunodeficiency, respectively. 130 (8.2%) patients reported having two or more

comorbidities. Patients with two or more comorbidities had significantly escalated risks of reaching

to the composite endpoint compared with those who had a single comorbidity, and even more so as

compared with those without (all P<0.05). After adjusting for age and smoking status, patients with

COPD (HR 2.681, 95%CI 1.424-5.048), diabetes (HR 1.59, 95%CI 1.03-2.45), hypertension (HR

1.58, 95%CI 1.07-2.32) and malignancy (HR 3.50, 95%CI 1.60-7.64) were more likely to reach to

the composite endpoints than those without. As compared with patients without comorbidity, the HR

(95%CI) was 1.79 (95%CI 1.16-2.77) among patients with at least one comorbidity and 2.59 (95%CI

1.61-4.17) among patients with two or more comorbidities.

Conclusion: Comorbidities are present in around one fourth of patients with COVID-19 in China,

and predispose to poorer clinical outcomes.

FUNDING: Supported by National Health Commission, Department of Science and Technology of

Guangdong Province. The funder had no role in the conduct of the study.

Key words: SARS-CoV-2; comorbidity; clinical characteristics; prognosis

Main text: 2,354 words; abstract: 365 words

Short title: Comorbidity of COVID-19 in China medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license .

Author’s contributions: W. J. G., W. H. L., J. X. H., and N. S. Z. participated in study design and

study conception; W. H. L., Y. Z., H. R. L., Z. S. C., C. Q. O., L. L., P. Y. C., J. F. L., C. C. L., L. M.

O., B. C., W. W. and S. X. performed data analysis; R. C. C., C. L. T., T. W., L. S., Z. Y. N., J. X., Y.

H., L. L., H. S., C. L. L., Y. X. P., L. W., Y. L., Y. H. H., P. P., J. M. W., J. Y. L., Z. C., G. L., Z. J. Z.,

S. Q. Q., J. L., C. J. Y., S. Y. Z., L. L. C., F. Y., S. Y. L., J. P. Z., N. F. Z., and N. S. Z. recruited

patients; W. J. G., J. X. H., W. H. L., and N. S. Z. drafted the manuscript; all authors provided critical

review of the manuscript and approved the final draft for publication.

Highlights

What is already known on this topic?

- Since November 2019, the rapid outbreak of coronavirus disease 2019 (COVID-19) has recently

become a public health emergency of international concern. There have been 79,331

laboratory-confirmed cases and 2,595 deaths globally as of February 25th, 2020

- Previous studies have demonstrated the association between comorbidities and other severe acute

respiratory diseases including SARS and MERS.

- No study with a nationwide representative cohort has demonstrated the spectrum of comorbidities

and the impact of comorbidities on the clinical outcomes in patients with COVID-19.

What this study adds?

- In this nationwide study with 1,590 patients with COVID-19, comorbidities were identified in 399 medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license .

patients. Comorbidities of COVID-19 mainly included hypertension, cardiovascular diseases,

cerebrovascular diseases, diabetes, hepatitis B infections, chronic obstructive pulmonary disease,

chronic kidney diseases, malignancy and immunodeficiency.

- The presence of as well as the number of comorbidities predicted the poor clinical outcomes

(admission to intensive care unit, invasive ventilation, or death) of COVID-19.

- Comorbidities should be taken into account when estimating the clinical outcomes of patients with

COVID-19 on hospital admission.

Introduction

Since November 2019, the rapid outbreak of coronavirus disease 2019 (COVID-19), which arose

from severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) infection, has recently become

a public health emergency of international concern [1]. COVID-19 has contributed to an enormous

adverse impact globally. Hitherto, there have been 79,331 laboratory-confirmed cases and 2,595

deaths globally as of February 25th, 2020 [2].

The clinical manifestations of COVID-19 are, according to the latest reports [3-8], largely

heterogeneous. On admission, 20-51% of patients reported as having at least one comorbidity, with

diabetes (10-20%), hypertension (10-15%) and cardiovascular and cerebrovascular diseases (7-40%)

being most common [3,4,6]. Previous studies have demonstrated that the presence of any

comorbidity has been associated with a 3.4-fold increased risk of developing acute respiratory

distress syndrome in patients with H7N9 infection [9]. Similar with influenza [10-14], Severe Acute medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license .

Respiratory Syndrome coronavirus (SARS-CoV) [15] and Middle East Respiratory Syndrome

coronavirus (MERS-CoV) [16-24], COVID-19 more readily predisposed to respiratory failure and

death in susceptible patients [4]. Nonetheless, previous studies have been certain limitations in study

design including the relatively small sample sizes and single center observations. Studies that address

these limitations is needed to explore for the factors underlying the adverse impact of COVID-19.

Our objective was to compare the clinical characteristics and outcomes of patients with

COVID-19 by stratification according to the presence and category of comorbidity, thus unraveling

the subpopulations with poorer prognosis.

Methods

Data sources and data extraction

This was a retrospective cohort study that collected data from patients with COVID-19 throughout

China, under the coordination of the National Health Commission which mandated the reporting of

clinical information from individual designated hospitals which admitted patients with COVID-19.

After careful medical chart review, we compiled the clinical data of laboratory-confirmed

hospitalized cases from 575 hospitals between November 21st, 2019 and January 31st, 2020. The

diagnosis of COVID-19 was made based on the World Health Organization interim guidance [25].

Confirmed cases denoted the patients whose high-throughput sequencing or real-time

reverse-transcription polymerase-chain-reaction (RT-PCR) assay findings for nasal and pharyngeal

swab specimens were positive [3]. See Online Supplement for details. medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license .

The clinical data (including recent exposure history, clinical symptoms and signs, comorbidities,

and laboratory findings upon admission) were reviewed and extracted by experienced respiratory

clinicians, who subsequently entered the data into a computerized database for further

cross-checking. Manifestations on chest X-ray or computed tomography (CT) was summarized by

integrating the documentation or description in medical charts and, if available, a further review by

our medical staff. Major disagreement of the radiologic manifestations between the two reviewers

was resolved by consultation with another independent reviewer. Because disease severity reportedly

predicted poorer clinical outcomes of avian influenza [9], patients were classified as having severe or

non-severe COVID-19 based on the American Thoracic Society guidelines for community-acquired

pneumonia because of its global acceptance [26].

Comorbidities were determined based on patient’s self-report on admission. Comorbidities were

initially treated as a categorical variable (Yes vs. No), and subsequently classified based on the

number (Single vs. Multiple). Furthermore, comorbidities were sorted according to the organ

systems (i.e. respiratory, cardiovascular, endocrine). Comorbidities that were classified into the same

organ system (i.e. coronary heart disease, hypertension) would be merged into a single category.

The primary endpoint of our study was a composite measure which consisted of the admission

to intensive care unit (ICU), or invasive ventilation, or death. This composite measure was adopted

because all individual components were serious outcomes of H7N9 infections [9]. Secondary

endpoints mainly included the mortality rate, and the time from symptom onset to reaching to the

composite endpoints.

Statistical analysis medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license .

Statistical analyses were conducted with SPSS software version 23.0 (, IL, USA). No formal

sample size estimation was made because there has not been any published nationwide data on

COVID-19. Nonetheless, our sample size was deemed sufficient to power the statistical analysis

given its representativeness of the national patient population. Continuous variables were presented

as means and standard deviations or medians and interquartile ranges (IQR) as appropriate, and the

categorical variables were presented as counts and percentages. Independent t-test, Kruskal-Wallis

test and chi-square test were applied for the comparisons between the two groups as appropriate. Cox

proportional hazard regression models were applied to determine the potential risk factors associated

with the composite endpoints, with the hazards ratio (HR) and 95% confidence interval (95%CI)

being reported.

Patient and public involvement

No patients were directly involved in our study design, setting the research questions, the

interpretation of data, or asked to advise on writing up of the report.

Results

Demographic and clinical characteristics

The National Health Commission has issued 11,791 patients with laboratory-confirmed COVID-19

in China as of January 31st, 2020. At this time point for data cut-off, our database has included 1,590

cases from 575 hospitals in 31 province/autonomous regions/provincial municipalities (see Online

Supplement for details). Of these 1,590 cases, the mean age was 48.9 years. 686 patients (42.7%) medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license .

were females. 647 (40.7%) patients were managed inside Hubei province, and 1,334 (83.9%) patients

had a contact history of Wuhan city. The most common symptom was fever on or after

hospitalization (88.0%), followed by dry cough (70.2%). Fatigue (42.8%) and productive cough

(36.0%) were less common. At least one abnormal chest CT manifestation (including ground-glass

opacities, pulmonary infiltrates and interstitial disorders) was identified in more than 70% of patients.

Severe cases accounted for 16.0% of the study population. 131 (8.2%) patients reached to the

composite endpoints during the study (Table 1).

Presence of comorbidities and the clinical characteristics and outcomes of COVID-19

Of the 1,590 cases, 399 (25.1%) reported having at least one comorbidity. The most common

comorbidities encompassed hypertension (269 [16.9%]), diabetes (130 [8.2%]), and cardiovascular

diseases (59 [3.7%]). Chronic obstructive pulmonary disease (COPD) was identified in 24 cases. At

least one comorbidity was seen more commonly in severe cases than in non-severe cases (32.8% vs.

10.3%). Patients with at least one comorbidity were older (mean: 60.8 vs. 44.8 years), were more

likely to have shortness of breath (41.4% vs. 17.8%), nausea or vomiting (10.4% vs. 4.3%), and

tended to have abnormal chest X-ray manifestations (29.2% vs. 15.1%) (Table 1).

Clinical characteristics and outcomes of COVID-19 stratified by the number of comorbidities

We have further identified 130 (8.2%) patients who reported having two or more comorbidities. Two

or more comorbidities were more commonly seen in severe cases than in non-severe cases (40.0% vs.

29.4%, P<0.001). Patients with two or more comorbidities were older (mean: 66.2 vs. 58.2 years),

were more likely to have shortness of breath (55.4% vs. 34.1%), nausea or vomiting (11.8% vs.

9.7%), unconsciousness (5.1% vs. 1.3%) and less abnormal chest X-ray (20.8% vs. 23.4%) compared medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license .

with patients who had single comorbidity (Table 2).

Clinical characteristics and outcomes of COVID-19 stratified by organ systems of comorbidities

A total of 269 (16.9%), 59 (3.7%), 30 (1.9%), 130 (8.2%), 28 (1.8%), 24 (1.5%), 21 (1.3%), 18

(1.1%) and 3 (0.2%) patients reported having hypertension, cardiovascular diseases, cerebrovascular

diseases, diabetes, hepatitis B infections, COPD, chronic kidney diseases, malignancy and

immunodeficiency, respectively. Severe cases were more likely to have hypertension (32.7% vs.

12.6%), cardiovascular diseases (33.9% vs. 15.3%), cerebrovascular diseases (50.0% vs. 15.3%),

diabetes (34.6% vs. 14.3%), hepatitis B infections (32.1% vs. 15.7%), COPD (62.5% vs. 15.3%),

chronic kidney diseases (38.1% vs. 15.7%) and malignancy (50.0% vs. 15.6%) compared with

non-severe cases. Furthermore, comorbidities were more common patients treated in Hubei province

as compared with those managed outside Hubei province (all P<0.05) as well as patients with an

exposure history of Wuhan as compared with those without (all P<0.05) (Table 3).

Prognostic analyses

The composite endpoint was documented in 77 (19.3%) of patients who had at least one comorbidity

as opposed to 54 (4.5%) patients without comorbidities (P<0.001). This figure was 37 cases (28.5%)

in patients who had two or more comorbidities. Significantly more patients with hypertension

(19.7% vs. 5.9%), cardiovascular diseases (22.0% vs. 7.7%), cerebrovascular diseases (33.3% vs.

7.8%), diabetes (23.8% vs. 6.8%), COPD (50.0% vs. 7.6%), chronic kidney diseases (28.6% vs.

8.0%) and malignancy (38.9% vs. 7.9%) reached to the composite endpoints compared with those

without (Table 3). medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license .

Patients with two or more comorbidities had significantly escalated risks of reaching to the

composite endpoint compared with those who had a single comorbidity, and even more so as

compared with those without (all P<0.05, Figure 1). After adjusting for age and smoking status,

patients with COPD (HR 2.68, 95%CI 1.42-5.05), diabetes (HR 1.59, 95%CI 1.03-2.45),

hypertension (HR 1.58, 95%CI 1.07-2.32) and malignancy (HR 3.50, 95%CI 1.60-7.64) were more

likely to reach to the composite endpoints than those without (Figure 2). As compared with patients

without comorbidity, the HR (95%CI) was 1.79 (95%CI 1.16-2.77) among patients with at least one

comorbidity and 2.59 (95%CI 1.61-4.17) among patients with two or more comorbidities (Figure 2).

Discussion

Our study is the first nationwide investigation that systematically evaluates the impact of

comorbidities on the clinical characteristics and prognosis in patients with COVID-19 in China.

Circulatory and endocrine comorbidities were common among patients with COVID-19. Patients

with at least one comorbidity, or more even so, were associated with poor clinical outcomes. These

findings have provided further objective evidence, with a large sample size and extensive coverage

of the geographic regions across China, to take into account baseline comorbid diseases in the

comprehensive risk assessment of prognosis among patients with COVID-19 on hospital admission.

Overall, our findings have echoed the recently published studies in terms of the commonness of

comorbidities in patients with COVID-19 [3-7]. Despite considerable variations in the proportion in

individual studies due to the limited sample size and the region where patients were managed,

circulatory diseases (including hypertension and coronary heart diseases) remained the most medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license .

common category of comorbidity [3-7]. Apart from circulatory diseases, endocrine diseases such as

diabetes were also common in patients with COVID-19. Notwithstanding the commonness of

circulatory and endocrine comorbidities, patients with COVID-19 rarely reported as having

comorbid respiratory diseases (particularly COPD). The reasons underlying this observation have

been scant, but could have arisen from the lack of awareness and the lack of spirometric testing in

community settings that collectively contributed to the underdiagnosis of respiratory diseases [27].

Consistent with recent reports [3-7], the percentage of patients with comorbid renal disease and

malignancy was relatively low. Our findings have therefore added to the existing literature the

spectrum of comorbidities in patients with COVID-19 based on the larger sample sizes and

representativeness of the whole patient population in China.

A number of existing literature reports have documented the escalated risks of poorer clinical

outcomes in patients with avian influenza [10-14], SARS-CoV [15] and MERS-CoV infections

[16-24]. The most common comorbidities associated with poorer prognosis included diabetes [21,24],

hypertension [24], respiratory diseases [15,24], cardiac diseases [15,24], pregnancy [12], renal

diseases [24] and malignancy [15]. Our findings suggested that, similar with other severe acute

respiratory outbreaks, comorbidities such as COPD, diabetes, hypertension and malignancy

predisposed to adverse clinical outcomes in patients with COVID-19. The strength of association

between different comorbidities and the prognosis, however, was less consistent when compared

with the literature reports [12,15,21,24]. For instance, the risk between cardiac diseases and poor

clinical outcomes of influenza, SARS-CoV or MERS-CoV infections was inconclusive [12,15,21,24].

Except for diabetes, no other comorbidities were identified to be the predictors of poor clinical

outcomes in patients with MERS-CoV infections [21]. Few studies, however, have explored the medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license .

mechanisms underlying these associations. Kulscar et al showed that MERS-CoV infections resulted

in prolonged airway inflammation, immune cell dysfunction and an altered expression profile of

inflammatory mediators [23]. A network-based analysis indicated that SARS-CoV infections led to

immune dysregulation that could help explain the escalated risk of cardiac diseases, bone diseases

and malignancy [28]. Therefore, immune dysregulation and prolonged inflammation might be the

key drivers of the poor clinical outcomes in patients with COVID-19 but await verification in more

mechanistic studies.

There has been a considerable overlap in the comorbidities which has been widely accepted. For

instance, diabetes [29] and COPD [30] frequently co-exist with hypertension or coronary heart

diseases. Therefore, patients with co-existing comorbidities are more likely to have poorer baseline

well-being. Importantly, we have verified the significantly escalated risk of poor prognosis in

patients with two or more comorbidities as compared with those who had no or only a single

comorbidity. Our findings implied that both the category and number of comorbidities should be

taken into account when predicting the prognosis in patients with COVID-19.

Our findings suggested that patients with comorbidities had greater disease severity compared

with those without. A greater number of comorbidities correlated with greater disease severity of

COVID-19. The public health implication of our study was that proper triage of patients should be

implemented in out-patient clinics or on hospital admission by carefully inquiring the medical

history because this will help identify patients who would be more likely to develop serious adverse

outcomes during the progression of COVID-19. A multidisciplinary team with specialists would be

needed to manage the comorbid conditions in a timely fashion. Moreover, patients with COIVD-19 medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license .

who had comorbidities should be isolated immediately upon confirmation of the diagnosis, which

would help provide with this susceptible population better personal medical protection.

The main limitation of our study was the self-report of comorbidities on admission.

Underreporting of comorbidities, which could have stemmed from the lack of awareness and/or the

lack of diagnostic testing, might contribute to the underestimation of the true strength of association

with the clinical prognosis. However, significant underreporting was unlikely because the spectrum

of our report was largely consistent with existing literature [3-7] and all patients were subject to a

thorough history taking after hospital admission. Moreover, the duration of follow-up was relatively

short and some patients remained in the hospital as of the time of writing. More studies that explore

the associations in a sufficiently long time frame are warranted. As with other observational studies,

our findings did not provide direct inference about the causation or reverse causation of

comorbidities and the poor clinical outcomes.

Conclusions

Comorbidities are present in around one fourth of patients with COVID-19 in China, and predispose

to poorer clinical outcomes. A thorough assessment of comorbidities may help establish risk

stratification of patients with COVID-19 upon hospital admission.

Acknowledgment: We thank the hospital staff (see Supplementary Appendix for the full list) for medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license .

their efforts in collecting the information. We are indebted to the coordination of Drs. Zong-jiu

Zhang, Ya-hui Jiao, Bin Du, Xin-qiang Gao and Tao Wei (National Health Commission), Yu-fei

Duan and Zhi-ling Zhao (Health Commission of Guangdong Province), Yi-min Li, Zi-jing Liang,

Nuo-fu Zhang, Shi-yue Li, Qing-hui Huang, Wen-xi Huang and Ming Li (Guangzhou Institute of

Respiratory Health) which greatly facilitate the collection of patient’s data. Special thanks are given

to the statistical team members Prof. Zheng Chen, Drs. Dong Han, Li Li, Zheng Chen, Zhi-ying Zhan,

Jin-jian Chen, Li-jun Xu, Xiao-han Xu (State Key Laboratory of Organ Failure Research,

Department of Biostatistics, Guangdong Provincial Key Laboratory of Tropical Disease Research,

School of Public Health, Southern Medical University). We also thank Li-qiang Wang, Wei-peng Cai,

Zi-sheng Chen (the sixth affiliated hospital of Guangzhou medical university), Chang-xing Ou,

Xiao-min Peng, Si-ni Cui, Yuan Wang, Mou Zeng, Xin Hao, Qi-hua He, Jing-pei Li, Xu-kai Li, Wei

Wang, Li-min Ou, Ya-lei Zhang, Jing-wei Liu, Xin-guo Xiong, Wei-juna Shi, San-mei Yu, Run-dong

Qin, Si-yang Yao, Bo-meng Zhang, Xiao-hong Xie, Zhan-hong Xie, Wan-di Wang, Xiao-xian Zhang,

Hui-yin Xu, Zi-qing Zhou, Ying Jiang, Ni Liu, Jing-jing Yuan, Zheng Zhu, Jie-xia Zhang, Hong-hao

Li, Wei-hua Huang, Lu-lin Wang, Jie-ying Li, Li-fen Gao, Jia-bo Gao, Cai-chen Li, Xue-wei Chen,

Jia-bo Gao, Ming-shan Xue, Shou-xie Huang, Jia-man Tang, Wei-li Gu, Jin-lin Wang (Guangzhou

Institute of Respiratory Health) for their dedication to data entry and verification. We are grateful to

Tecent Co. Ltd. for their provision of the number of certified hospitals for admission of patients with

COVID-19 throughout China. Finally, we thank all the patients who consented to donate their data

for analysis and the medical staffs working in the front line.

medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license .

Statements

All authors have completed the ICMJE uniform disclosure form

at http://www.icmje.org/coi_disclosure.pdf and declare: no support from any organisation for the

submitted work; no financial relationships with any organisations that might have an interest in the

submitted work in the previous three years, no other relationships or activities that could appear to

have influenced the submitted work.

The Corresponding Author has the right to grant on behalf of all authors and does grant on

behalf of all authors, a worldwide licence

(http://www.bmj.com/sites/default/files/BMJ%20Author%20Licence%20March%202013.doc) to the

Publishers and its licensees in perpetuity, in all forms, formats and media (whether known now or

created in the future), to i) publish, reproduce, distribute, display and store the Contribution, ii)

translate the Contribution into other languages, create adaptations, reprints, include within

collections and create summaries, extracts and/or, abstracts of the Contribution and convert or allow

conversion into any format including without limitation audio, iii) create any other derivative work(s)

based in whole or part on the on the Contribution, iv) to exploit all subsidiary rights to exploit all

subsidiary rights that currently exist or as may exist in the future in the Contribution, v) the inclusion

of electronic links from the Contribution to third party material where-ever it may be located; and, vi)

licence any third party to do any or all of the above. All research articles will be made available on

an open access basis (with authors being asked to pay an open access

fee—seehttp://www.bmj.com/about-bmj/resources-authors/forms-policies-and-checklists/copyright-o

pen-access-and-permission-reuse). The terms of such open access shall be governed by a Creative medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license .

Commons licence—details as to which Creative Commons licence will apply to the research article

are set out in our worldwide licence referred to above.

Reference

1. WHO main website. https://www.who.int (accessed February 25th, 2020)

2. World Health Organization. Novel Coronavirus (2019-nCoV) situation reports.

https://www.who.int/emergencies/diseases/novel-coronavirus-2019/situation-reports/ (Assessed on

February 25th, 2020)

3. Huang C, Wang Y, Li X, et al. Clinical features of patients with 2019 novel coronavirus in Wuhan,

China. Lancet. 2020; doi: 10.1016/S0140-6736(20)30183-5

4. Chen N, Zhou M, Dong X, et al. Epidemiological and clinical characteristics of 99 cases of 2019

novel coronavirus pneumonia in Wuhan, China: a descriptive study. Lancet. 2020. doi:

10.1016/S0140-6736(20)30211-7

5. Wang D, Hu B, Hu C, et al. Clinical Characteristics of 138 Hospitalized Patients

With 2019 Novel Coronavirus-Infected Pneumonia in Wuhan, China. JAMA. 2020 Feb 7. doi:

10.1001/jama.2020.1585

6. Kui L, Fang YY, Deng Y, et al. Clinical characteristics of novel coronavirus cases in tertiary

hospitals in Hubei Province. Chin Med J (Engl). 2020 Feb 7. doi: 10.1097/CM9.0000000000000744 medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license .

7. Xu XW, Wu XX, Jiang XG, et al. Clinical findings in a group of patients infected with the 2019

novel coronavirus (SARS-Cov-2) outside of Wuhan, China: retrospective case studies. BMJ. 2020;

368:m606

8. Chan JF, Yuan S, Kok KH, et al. A familial cluster of pneumonia associated with the 2019 novel

coronavirus indicating person-to-person transmission: a study of a family cluster. Lancet. 2020; doi:

10.1016/S0140-6736(20)30154-9

9. Gao HN, Lu HZ, Cao B, et al. Clinical findings in 111 cases of influenza A (H7N9) virus infection.

N Engl J Med. 2013; 368:2277-85

10. Placzek HED, Madoff LC. Association of age and comorbidity on 2009 influenza A pandemic

H1N1-related intensive care unit stay in Massachusetts. Am J Public Health. 2014;104:e118-e125

11. Mauskopf J, Klesse M, Lee S, Herrera-Taracena G. The burden of influenza complications in

different high-risk groups. J Med Economics. 2013;16:264-77

12. Shiley KT, Nadolski G, Mickus T, et al. Differences in the epidemiological characteristics and

clinical outcomes of pandemic (H1N1) 2009 influenza, compared with seasonal influenza. Infect

Control Hosp Epidemiol. 2010; 31: 676–682

13. Martinez A, Soldevila N, Romeo-Tamarit A, et al. Risk factors associated with severe outcomes

in adult hospitalized patients according to influenza type and subtype. Plos One. 2019;14:e0210353

14. Guti rrez-Gonz lez E, Cantero-Escribano JM, Redondo-Bravo L, et al. Effect of vaccination,

comorbidities and age on mortality and severe disease associated with influenza during the season

2016–2017 in a Spanish tertiary hospital. J Infect Public Health. 2019;12:486-491 medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license .

15. Booth CM, Matukas LM, Tomlinson GA, et al. Clinical features and short-term outcomes of 144

patients with SARS in the greater area. JAMA. 2003;289:2801-2809

16. Alqahtani FY, Aleanizy FS, Ali Hadi Mohammed R, et al. Prevalence of comorbidities in cases of

Middle East respiratory syndrome coronavirus: a retrospective study. Epidemiol Infect. 2018;5:1-5

17. Badawi A, Ryoo SG. Prevalence of comorbidities in the Middle East respiratory syndrome

coronavirus (MERS-CoV). Int J Infect Dis. 2016;49:129-133

18. Rahman A, Sarkar A. Risk Factors for Fatal Middle East Respiratory Syndrome Coronavirus

Infections in Saudi Arabia: Analysis of the WHO Line List, 2013-2018. Am J Public Health.

2019;305186

19. Alanazi KH, Abedi GR, Midgley CM, et al. Diabetes Mellitus, Hypertension, and Death among

32 Patients with MERS-CoV Infection, Saudi Arabia. Emerging Infect Dis. 2020;26:166-168

20. Yang YM, Hsu CY, Lai CC, et al. Impact of Comorbidity on Fatality Rate of Patients with

Middle East Respiratory Syndrome. Sci Rep. 2017;7:11307

21. Garbati MA, Fagbo SF, Fang VJ, et al. A Comparative Study of Clinical Presentation and Risk

Factors for Adverse Outcome in Patients Hospitalised with Acute Respiratory Disease Due to MERS

Coronavirus or Other Causes. Plos One. 2016;11:e0165978

22. Rivers CM, Majumder MS, Lofgren ET. Risks of Death and Severe Disease in Patients With

Middle East Respiratory Syndrome Coronavirus, 2012–2015. Am J Epidemiol. 2016;184:460-464

23. Kulscar KA, Coleman CM, Beck S, Frieman MB. Comorbid diabetes results in immune medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license .

dysregulation and enhanced disease severity following MERS-CoV infection. JCI Insight.

2019;20:e131774

24. Matsuyama R, Nishiura H, Kutsuna S, et al. Clinical determinants of the severity of Middle East

respiratory syndrome (MERS): a systematic review and meta-analysis. BMC Public Health.

2016;16:1203

25. WHO. Clinical management of severe acute respiratory infection when Novel coronavirus

(nCoV) infection is suspected: interim guidance. Jan 28, 2020.

https://www.who.int/internal-publications-detail/clinical-management-of-severe-acute-respiratory-inf

ection-when-novel-coronavirus-(ncov)-infection-is-suspected (accessed February 25th, 2020)

26. Metlay JP, Waterer GW, Long AC, et al. Diagnosis and treatment of adults with

community-acquired pneumonia: An official clinical practice guideline of the American Thoracic

Society and Infectious Disease Society of America. Am J Respir Crit Care Med. 2019; 200:e45-e67

27. Fang L, Gao P, Bao H, et al. Chronic obstructive pulmonary disease in China: a nationwide

prevalence study. Lancet Respir Med. 2018;6:421-430

28. Moni MA, Lionel P. Network-based analysis of comorbidities risk during an infection: SARS and

HIV case studies. BMC Bioinformatics 2014, 15:333

29. Naqvi AA, Shah A, Ahmad R, Ahmad N. Developing an Integrated Treatment Pathway for a

Post-Coronary Artery Bypass Grating (CABG) Geriatric Patient with Comorbid Hypertension and

Type 1 Diabetes Mellitus for Treating Acute Hypoglycemia and Electrolyte Imbalance. J Pharm

Bioallied Sci. 2017;9:216-220 medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license .

30. Murphy TE, McAvay GJ, Allore HG, et al. Contributions of COPD, asthma, and ten comorbid

conditions to health care utilization and patient-centered outcomes among US adults with

obstructive airway disease. Int J Chron Obstruct Pulmon Dis. 2017;12:2515-2522

medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license .

Tables

Table 1: Demographics and clinical characteristics of patients with or without any comorbidities.

Va riables Any comorbidity

Total No Yes P Va lue (n=1590) (n=1191) (n=399)

Age (years) 48.9±16.3 44.8±15.2 60.8±13.4 <0.001

Incubation period (day) 3.6±4.2 3.7±4.3 3.5±3.9 0.329

Temperature on admission ( ) 37.4±0.9 37.4±0.9 37.3±0.9 0.034

Respiratory rate on admission (breath/min) 21.2±12.0 21.2±13.7 21.3±4.7 0.876

Heart rate on admission (beat/min) 88.7±14.6 88.5±14.7 89.2±14.4 0.402

Systolic pressure on admission (mmHg) 126.1±16.4 123.5±15.2 133.2±17.5 <0.001

Diastolic pressure on admission (mmHg) 79.5±25.6 79±28.9 80.9±12.6 0.22

Highest temperature ( ) 38.3±1.6 38.3±1.1 38.2±2.6 0.634

Sex 0.241

Male 904/1578 (57.3) 667/1182 (56.4) 237/396 (59.8)

Female 674/1578 (42.7) 515/1182 (43.6) 159/396 (40.2)

Smoking status <0.001

Never/unknown 1479/1590 (93) 1127/1191 (94.6) 352/399 (88.2)

Former/current 111/1590 (7) 64/1191 (5.4) 47/399 (11.8)

Symptoms

Fever 1351/1536 (88) 1002/1148 (87.3) 349/388 (89.9) 0.176

Conjunctival congestion 10/1345 (0.7) 7/1014 (0.7) 3/331 (0.9) 0.715

Nasal congestion 73/1299 (5.6) 59/979 (6) 14/320 (4.4) 0.328

Headache 205/1328 (15.4) 151/1002 (15.1) 54/326 (16.6) 0.537 medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license .

Dry cough 1052/1498 (70.2) 775/1116 (69.4) 277/382 (72.5) 0.271

Pharyngodynia 194/1317 (14.7) 148/999 (14.8) 46/318 (14.5) 0.928

Productive cough 513/1424 (36) 363/1064 (34.1) 150/360 (41.7) 0.011

Fatigue 584/1365 (42.8) 435/1031 (42.2) 149/334 (44.6) 0.446

Hemoptysis 16/1315 (1.2) 9/991 (0.9) 7/324 (2.2) 0.084

Shortness of breath 331/1394 (23.7) 185/1041 (17.8) 146/353 (41.4) <0.001

Nausea/vomiting 80/1371 (5.8) 44/1025 (4.3) 36/346 (10.4) <0.001

Diarrhea 57/1359 (4.2) 39/1023 (3.8) 18/336 (5.4) 0.213

Myalgia/arthralgia 234/1338 (17.5) 174/1007 (17.3) 60/331 (18.1) 0.739

Chill 163/1333 (12.2) 129/1006 (12.8) 34/327 (10.4) 0.285

Signs

Throat congestion 21/1286 (1.6) 16/973 (1.6) 5/313 (1.6) 1

Tonsil swelling 31/1376 (2.3) 22/1024 (2.1) 9/352 (2.6) 0.678

Enlargement of lymph nodes 2/1375 (0.1) 1/1027 (0.1) 1/348 (0.3) 0.442

Rash 3/1378 (0.2) 2/1032 (0.2) 1/346 (0.3) 1

Unconsciousness 20/1421 (1.4) 11/1063 (1) 9/358 (2.5) 0.064

Abnormal chest image

Radiograph 243/1590 (15.3) 236/1566 (15.1) 44036 (29.2) 0.079

Computed tomography 1130/1590 (71.1) 1113/1566 (71.1) 17/24 (70.8) 1

Hubei <0.001

Yes 647/1590 (40.7) 434/1191 (36.4) 213/399 (53.4)

No 943/1590 (59.3) 757/1191 (63.6) 186/399 (46.6)

Wuhan-contacted 0.012

Yes 1334/1590 (83.9) 983/1191 (82.5) 351/399 (88) medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license .

No 256/1590 (16.1) 208/1191 (17.5) 48/399 (12)

Severity 254/1590 (16) 123/1191 (10.3) 131/399 (32.8) <0.001

Composite endpoint 131/1590 (8.2) 54/1191 (4.5) 77/399 (19.3) <0.001

Death 50/1590 (3.1) 15/1191 (1.3) 35/399 (8.8) <0.001

Data are mean ± standard deviation, n/N (%), where N is the total number of patients with available data. p values are calculated by ² test, Fisher’s exact test, or Mann-Whitney U test. COPD=chronic obstructive pulmonary disease.

Data in bold indicated the statistical comparisons with significance.

medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license .

Table 2: Demographics and clinical characteristics of patients with 1 or 2 comorbidities.

Variables 1 comorbidity (n=269) 2 comorbidities (n=130) P Value

Age (years) 58.2±13.1 66.2±12.2 <0.001

Incubation period (days) 3.2±3.1 4.0±5.2 0.124

Temperature on admission ( ) 37.4±0.9 37.1±0.9 <0.001

Respiratory rate on admission (breath/min) 21.4±4.6 21.2±5 0.977

Heart rate (bit/minute) 90.2±14.6 87.2±13.7 0.134

Systolic pressure on admission (mmHg) 132.2±16.5 135.3±19.4 <0.001

Diastolic pressure on admission (mmHg) 81.7±12.5 79.5±12.9 0.350

Highest temperature ( ) 38.2±3.0 38.4±0.8 0.424 medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license .

Sex 0.430

Male 158/268 (59.0) 79/128 (61.7)

Female 110/268 (41.0) 49/128 (38.3)

Smoking status <0.001

Never/unknown 234/269 (87.0) 118/130 (90.8)

Former/current 35/269 (13.0) 12/130 (9.2)

Symptoms

Fever 241/263 (91.6) 108/125 (86.4) 0.126

Conjunctival congestion 3/222 (1.4) 0/109 (0) 0.374

Nasal congestion 5/213 (2.3) 9/107 (8.4) 0.046

Headache 34/220 (15.5) 20/106 (18.9) 0.589

Dry cough 195/258 (75.6) 82/124 (66.1) 0.088

Pharyngodynia 33/218 (15.1) 13/100 (13.0) 0.872

Productive cough 101/241 (41.9) 49/119 (41.2) 0.036

Fatigue 97/227 (42.7) 52/107 (48.6) 0.444

Hemoptysis 4/219 (1.8) 3/105 (2.9) 0.149

Shortness of breath 79/232 (34.1) 67/121 (55.4) <0.001

Nausea/vomiting 23/236 (9.7) 13/110 (11.8) <0.001

Diarrhea 11/229 (4.8) 7/107 (6.5) 0.359

Myalgia/arthralgia 45/227 (19.8) 15/104 (14.4) 0.457

Chill 25/222 (11.3) 9/105 (8.6) 0.400

Signs

Throat congestion 4/216 (1.9) 1/97 (1) 0.868

Tonsil swelling 5/234 (2.1) 4/118 (3.4) 0.685 medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license .

Enlargement of lymph nodes 1/232 (0.4) 0/116 (0) 0.441

Rash 0/231 (0) 1/115 (0.9) 0.249

Unconsciousness 3/240 (1.3) 6/118 (5.1) 0.002

Abnormal chest image

Radiograph 63/269 (23.4) 27/130 (20.8) <0.001

Computed tomography 200/269 (74.3) 96/130 (73.8) 0.283

Hubei <0.001

Yes 120/269 (44.6) 93/130 (71.5)

No 149/269 (55.4) 37/130 (28.5)

Wuhan-contacted 0.003

Yes 229/269 (85.1) 122/130 (93.8)

No 40/269 (14.9) 8/130 (6.2)

Severity 79/269 (29.4) 52/130 (40.0) <0.001

Composite endpoint 40/269 (14.9) 37/130 (28.5) <0.001

Deaths 15/269 (5.6) 20/130 (15.4) <0.001

Data are mean ± standard deviation, n/N (%), where N is the total number of patients with available data. p values are calculated by ² test, Fisher’s exact test, or Mann-Whitney U test. COPD=chronic obstructive pulmonary disease.

Data in bold indicated the statistical comparisons with significance.

medRxiv preprint (which wasnotcertifiedbypeerreview) doi:

https://doi.org/10.1101/2020.02.25.20027664

Table 3: Demographics and clinical characteristics of patients stratified by different comorbidities.

COPD Diabetes Hypertension Cardiovascular disease Cerebrovascular disease It ismadeavailableundera

No Yes ( n =2 4) P No Yes P No Yes P No Yes ( n=59) P No Yes ( n =3 0) P

(n=1566) Value (n=1460) (n=130) Value (n=1321) (n=269) Value (n=1531) Value (n=1560) Value istheauthor/funder,whohasgrantedmedRxivalicensetodisplaypreprintinperpetuity.

Age (year) 48.5±16.0 74.7±6.8 <0.001 47.8±16.1 61.2±13.4 <0.001 46.2±15.6 62.1±12.5 <0.001 48.2±15.9 66.3±15.1 <0.001 48.5±16.1 70.4±8.9 <0.001

Incubation period (day) 3.6±4.2 4.5±3.2 0.331 3.6±4.1 3.8±5 0.619 3.6±4.2 3.6±4.1 0.958 3.7±4.2 3.3±3.7 0.564 3.6±4.2 3.8±3.4 0.867 CC-BY-NC-ND 4.0Internationallicense . this versionpostedFebruary27,2020. Temperature on admission ( ) 37.4±0.9 37.3±0.9 0.921 37.4±0.9 37.2±1 0.048 37.4±0.9 37.2±0.9 0.013 37.4±0.9 37.3±1 0.570 37.4±0.9 36.9±0.8 0.007

Respiratory rate on admission 21.2±12.1 21.8±5.2 0.843 21.2±12.4 21.4±5.4 0.869 21.2±13.1 21.3±4.5 0.887 21.2±12.2 21.4±6.2 0.911 21.3±12.1 19.9±3.3 0.537

(breath/min)

Heart rate (bit/minute) 88.6±14.6 90.2±12.8 0.631 88.6±14.6 89.1±14.3 0.730 88.6±14.7 89±14.3 0.729 88.8±14.6 86.4±14.9 0.250 88.8±14.6 84.5±11.4 0.127

Systolic pressure on admission 126±16.4 131±17.5 0.16 125.3±15.9 134.4±19.1 <0.001 123.9±15.2 135.4±18.2 <0.001 125.8±16.3 132.3±18.8 0.005 125.9±16.4 132.9±16 0.026

(mmHg) . The copyrightholderforthispreprint Diastolic pressure on admission 79.6±25.7 77±11.9 0.640 79.4±26.4 80.9±13.2 0.551 79.2±27.7 81±12.5 0.298 79.6±25.9 78.4±13.6 0.746 79.6±25.8 77.4±9.6 0.655

(mmHg)

Highest temperature ( ) 38.3±1.6 38.5±0.6 0.543 38.3±1.7 38.4±0.8 0.338 38.3±1.3 38.2±2.7 0.678 38.3±1.7 38.5±0.8 0.482 38.3±1.6 38.2±1 0.892 medRxiv preprint (which wasnotcertifiedbypeerreview) doi: Sex 0.011 0.711 0.635 0.500 0.039 https://doi.org/10.1101/2020.02.25.20027664

Male 884/1554 20/24 828/1449 76/129 748/1312 156/266 868/1520 36/58 881/1548 23/30

(56.9) (83.3) (57.1) (58.9) (57) (58.6) (57.1) (62.1) (56.9) (76.7) It ismadeavailableundera Female 670/1554 4/24 (16.7) 621/1449 53/129 564/1312 110/266 652/1520 22/58 667/1548 7/30 (23.3)

(43.1) (42.9) (41.1) (43) (41.4) (42.9) (37.9) (43.1) istheauthor/funder,whohasgrantedmedRxivalicensetodisplaypreprintinperpetuity.

Smoking status 0.232 0.002 0.430 0.298 0.152

Never/unknown 1458/1566 21/24 1368/1460 111/130 1232/1321 247/269 1426/1531 53/59 1453/1560 26/30

(93.1) (87.5) (93.7) (85.4) (93.3) (91.8) (93.1) (89.8) (93.1) (86.7) CC-BY-NC-ND 4.0Internationallicense . this versionpostedFebruary27,2020.

Former/current 108/1566 3/24 (12.5) 92/1460 19/130 89/1321 22/269 105/1531 6/59 (10.2) 107/1560 4/30 (13.3)

(6.9) (6.3) (14.6) (6.7) (8.2) (6.9) (6.9)

Symptoms

Fever 1331/1513 20/23 (87) 0.751 1239/1412 112/124 0.473 1113/1273 238/263 0.177 1308/1482 43/54 0.051 1328/1507 23/29 0.150

(88) (87.7) (90.3) (87.4) (90.5) (88.3) (79.6) (88.1) (79.3)

Conjunctival congestion 10/1325 0/20 (0) >0.999 9/1237 1/108 (0.9) 0.568 9/1120 1/225 (0.4) >0.999 10/1299 0/46 (0) >0.999 10/1320 0/25 (0) >0.999 . The copyrightholderforthispreprint (0.8) (0.7) (0.8) (0.8) (0.8)

Nasal congestion 72/1281 1/18 (5.6) >0.999 66/1195 7/104 (6.7) 0.655 62/1079 11/220 (5) 0.750 67/1253 6/46 (13) 0.040 73/1275 0/24 (0) 0.394

(5.6) (5.5) (5.7) (5.3) (5.7) medRxiv preprint (which wasnotcertifiedbypeerreview) doi: Headache 202/1309 3/19 (15.8) >0.999 187/1225 18/103 0.317 166/1106 39/222 0.359 197/1283 8/45 (17.8) 0.674 197/1303 8/25 (32) 0.043 https://doi.org/10.1101/2020.02.25.20027664 (15.4) (15.3) (17.5) (15) (17.6) (15.4) (15.1)

Dry cough 1038/1474 14/24 0.259 972/1378 80/120 0.405 854/1238 198/260 0.021 1018/1442 34/56 0.135 1035/1469 17/29 0.217

(70.4) (58.3) (70.5) (66.7) (69) (76.2) (70.6) (60.7) (70.5) (58.6) It ismadeavailableundera

Pharyngodynia 189/1300 5/17 (29.4) 0.091 182/1219 12/98 0.555 165/1102 29/215 0.674 185/1272 9/45 (20) 0.288 192/1296 2/21 (9.5) 0.757 istheauthor/funder,whohasgrantedmedRxivalicensetodisplaypreprintinperpetuity. (14.5) (14.9) (12.2) (15) (13.5) (14.5) (14.8)

Productive cough 502/1400 11/24 0.391 462/1309 51/115 0.055 403/1178 110/246 0.002 499/1373 14/51 0.235 504/1397 9/27 (33.3) 0.842

(35.9) (45.8) (35.3) (44.3) (34.2) (44.7) (36.3) (27.5) (36.1) CC-BY-NC-ND 4.0Internationallicense . Fatigue 573/1347 11/18 0.15 529/1257 55/108 0.085 488/1143 96/222 0.882 564/1318 20/47 >0.999 574/1344 10/21 0.663 this versionpostedFebruary27,2020.

(42.5) (61.1) (42.1) (50.9) (42.7) (43.2) (42.8) (42.6) (42.7) (47.6)

Hemoptysis 15/1296 1/19 (5.3) 0.209 12/1214 (1) 4/101 (4) 0.029 12/1096 4/219 (1.8) 0.323 15/1268 1/47 (2.1) 0.443 16/1292 0/23 (0) >0.999

(1.2) (1.1) (1.2) (1.2)

Shortness of breath 316/1371 15/23 <0.001 277/1279 54/115 (47) <0.001 223/1154 108/240 <0.001 310/1342 21/52 0.007 319/1366 12/28 0.023

(23) (65.2) (21.7) (19.3) (45) (23.1) (40.4) (23.4) (42.9)

Nausea/vomiting 77/1350 3/21 (14.3) 0.119 69/1264 11/107 0.051 55/1134 25/237 0.002 73/1321 7/50 (14) 0.023 79/1348 1/23 (4.3) >0.999 . The copyrightholderforthispreprint

(5.7) (5.5) (10.3) (4.9) (10.5) (5.5) (5.9)

Diarrhea 57/1338 0/21 (0) >0.999 48/1255 9/104 (8.7) 0.035 46/1129 11/230 0.590 53/1313 (4) 4/46 (8.7) 0.123 57/1336 0/23 (0) 0.621 medRxiv preprint (which wasnotcertifiedbypeerreview) doi: (4.3) (3.8) (4.1) (4.8) (4.3) https://doi.org/10.1101/2020.02.25.20027664

Myalgia/arthralgia 231/1320 3/18 (16.7) >0.999 218/1234 16/104 0.687 188/1112 46/226 0.213 227/1294 7/44 (15.9) >0.999 233/1317 1/21 (4.8) 0.153

(17.5) (17.7) (15.4) (16.9) (20.4) (17.5) (17.7) It ismadeavailableundera Chill 159/1313 4/20 (20) 0.294 151/1230 12/103 1.000 140/1111 23/222 0.432 161/1290 2/43 (4.7) 0.156 162/1310 1/23 (4.3) 0.347

(12.1) (12.3) (11.7) (12.6) (10.4) (12.5) (12.4) istheauthor/funder,whohasgrantedmedRxivalicensetodisplaypreprintinperpetuity.

Signs

Throat congestion 21/1269 0/17 (0) >0.999 20/1189 1/97 (1) >0.999 18/1075 3/211 (1.4) >0.999 21/1245 0/41 (0) >0.999 21/1266 0/20 (0) >0.999

(1.7) (1.7) (1.7) (1.7) (1.7) CC-BY-NC-ND 4.0Internationallicense . this versionpostedFebruary27,2020.

Tonsil swelling 31/1355 0/21 (0) >0.999 28/1265 3/111 (2.7) 0.734 25/1133 6/243 (2.5) 0.811 29/1326 2/50 (4) 0.312 31/1348 0/28 (0) >0.999

(2.3) (2.2) (2.2) (2.2) (2.3)

Enlargement of lymph nodes 2/1355 0/20 (0) >0.999 2/1267 0/108 (0) >0.999 2/1135 0/240 (0) >0.999 1/1325 1/50 (2) 0.071 2/1347 0/28 (0) >0.999

(0.1) (0.2) (0.2) (0.1) (0.1)

Rash 3/1357 0/21 (0) >0.999 2/1270 1/108 (0.9) 0.217 2/1141 1/237 (0.4) 0.433 3/1327 0/51 (0) >0.999 3/1351 0/27 (0) >0.999

(0.2) (0.2) (0.2) (0.2) (0.2) . The copyrightholderforthispreprint Unconsciousness 18/1400 2/21 (9.5) 0.034 18/1309 2/112 (1.8) 0.668 12/1175 (1) 8/246 (3.3) 0.013 17/1371 3/50 (6) 0.031 19/1392 1/29 (3.4) 0.340

(1.3) (1.4) (1.2) (1.4)

Abnormal chest image medRxiv preprint (which wasnotcertifiedbypeerreview) doi: Radiograph 236/1566 7/24 (29.2) 0.079 218/1460 25/130 0.203 178/1321 65/269 <0.001 231/1531 12/59 0.269 231/1560 12/30 (40) 0.001 https://doi.org/10.1101/2020.02.25.20027664 (15.1) (14.9) (19.2) (13.5) (24.2) (15.1) (20.3) (14.8)

Computed tomography 1113/1566 17/24 >0.999 1034/1460 96/130 0.545 926/1321 204/269 0.065 1090/1531 40/59 0.561 1111/1560 19/30 0.416

(71.1) (70.8) (70.8) (73.8) (70.1) (75.8) (71.2) (67.8) (71.2) (63.3) It ismadeavailableundera

Hubei 0.094 <0.001 <0.001 <0.001 <0.001 istheauthor/funder,whohasgrantedmedRxivalicensetodisplaypreprintinperpetuity.

Yes 633/1566 14/24 568/1460 79/130 491/1321 156/269 609/1531 38/59 623/1560 24/30 (80)

(40.4) (58.3) (38.9) (60.8) (37.2) (58) (39.8) (64.4) (39.9)

No 933/1566 10/24 892/1460 51/130 830/1321 113/269 922/1531 21/59 937/1560 6/30 (20) CC-BY-NC-ND 4.0Internationallicense . (59.6) (41.7) (61.1) (39.2) (62.8) (42) (60.2) (35.6) (60.1) this versionpostedFebruary27,2020.

Wuhan-contacted 0.408 0.025 0.003 0.471 0.210

Yes 1312/1566 22/24 1216/1460 118/130 1092/1321 242/269 1282/1531 52/59 1306/1560 28/30

(83.8) (91.7) (83.3) (90.8) (82.7) (90) (83.7) (88.1) (83.7) (93.3)

No 254/1566 2/24 (8.3) 244/1460 12/130 229/1321 27/269 (10) 249/1531 7/59 (11.9) 254/1560 2/30 (6.7)

(16.2) (16.7) (9.2) (17.3) (16.3) (16.3) . The copyrightholderforthispreprint Severity 239/1566 15/24 <0.001 209/1460 45/130 <0.001 166/1321 88/269 <0.001 234/1531 20/59 <0.001 239/1560 15/30 (50) <0.001

(15.3) (62.5) (14.3) (34.6) (12.6) (32.7) (15.3) (33.9) (15.3)

Composite endpoint 119/1566 12/24 (50) <0.001 100/1460 31/130 <0.001 78/1321 53/269 <0.001 118/1531 13/59 (22) 0.001 121/1560 10/30 <0.001 medRxiv preprint (which wasnotcertifiedbypeerreview) doi: (7.6) (6.8) (23.8) (5.9) (19.7) (7.7) (7.8) (33.3) https://doi.org/10.1101/2020.02.25.20027664

Deaths 44/1566 6/24 (25) <0.001 37/1460 13/130 (10) <0.001 22/1321 28/269 <0.001 42/1531 8/59 (13.6) <0.001 44/1560 6/30 (20) <0.001

(2.8) (2.5) (1.7) (10.4) (2.7) (2.8) It ismadeavailableundera Hepatitis B infection Malignancy Chronic kidney disease Immunodeficiency

No Yes ( n =2 4) P No Yes P No Yes P No Yes ( n=59) P istheauthor/funder,whohasgrantedmedRxivalicensetodisplaypreprintinperpetuity.

(n=1566) Value (n=1460) (n=130) Value (n=1321) (n=269) Value (n=1531) Value

Age (year) 48.9±16.3 50.8±14.8 0.559 48.7±16.2 63.1±12.1 <0.001 48.8±16.2 63.7±14 <0.001 48.9±16.3 51±21.7 0.824 CC-BY-NC-ND 4.0Internationallicense .

Incubation period (day) 3.7±4.2 3±2.8 0.417 3.7±4.2 3.1±3.1 0.633 3.6±4.1 3.3±7.5 0.750 3.6±4.1 12.7±16.3 0.437 this versionpostedFebruary27,2020.

Temperature on admission ( ) 37.4±0.9 37.3±0.8 0.864 37.4±0.9 37.3±0.9 0.597 37.4±0.9 37.2±1 0.353 37.4±0.9 36.6±0.2 0.147

Respiratory rate on admission 21.2±12.1 21.2±3 0.995 21.3±12.1 20.2±1.6 0.701 21.3±12.1 19±2.8 0.425 21.3±12 19±1 0.746

(breath/min)

Heart rate (bit/minute) 88.7±14.6 86.3±13.2 0.405 88.7±14.6 89.4±13.1 0.834 88.7±14.6 89.1±12.5 0.909 88.7±14.6 91±18.5 0.782

Systolic pressure on admission 126.1±16.4 124.8±14.7 0.708 126±16.4 128.3±14.5 0.557 125.9±16.3 135.4±20.5 0.012 126.1±16.4 127.3±7.4 0.895 .

(mmHg) The copyrightholderforthispreprint

Diastolic pressure on admission 79.6±25.7 78.3±13 0.817 79.5±25.7 81.2±8.8 0.784 79.5±25.7 79.8±14 0.967 79.5±25.6 84.7±15 0.728

(mmHg) medRxiv preprint (which wasnotcertifiedbypeerreview) doi: Highest temperature ( ) 38.3±1.5 37.6±4.4 0.457 38.3±1.6 38.5±0.9 0.516 38.3±1.6 38.5±0.5 0.586 38.3±1.6 38±0.5 0.789 https://doi.org/10.1101/2020.02.25.20027664

Sex 0.336 0.814 0.361 0.078

Male 885/1550 19/28 893/1560 11/18 891/1559 13/19 904/1575 0/3 (0) It ismadeavailableundera (57.1) (67.9) (57.2) (61.1) (57.2) (68.4) (57.4)

Female 665/1550 9/28 (32.1) 667/1560 7/18 (38.9) 668/1559 6/19 (31.6) 671/1575 3/3 (100) istheauthor/funder,whohasgrantedmedRxivalicensetodisplaypreprintinperpetuity.

(42.9) (42.8) (42.8) (42.6)

Smoking status 0.440 0.032 >0.999 0.195 CC-BY-NC-ND 4.0Internationallicense

Never/unknown 1454/1562 25/28 1465/1572 14/18 1459/1569 20/21 1477/1587 2/3 (66.7) . this versionpostedFebruary27,2020.

(93.1) (89.3) (93.2) (77.8) (93) (95.2) (93.1)

Former/current 108/1562 3/28 (10.7) 107/1572 4/18 (22.2) 110/1569 1/21 (4.8) 110/1587 1/3 (33.3)

(6.9) (6.8) (7) (6.9)

Symptoms

Fever 1326/1508 25/28 >0.999 1335/1519 16/17 0.711 1334/1516 17/20 (85) 0.725 1348/1533 3/3 (100) >0.999

(87.9) (89.3) (87.9) (94.1) (88) (87.9) . The copyrightholderforthispreprint

Conjunctival congestion 9/1323 1/22 (4.5) 0.153 10/1330 0/15 (0) >0.999 10/1328 0/17 (0) >0.999 10/1343 0/2 (0) >0.999

(0.7) (0.8) (0.8) (0.7) medRxiv preprint (which wasnotcertifiedbypeerreview) doi: Nasal congestion 73/1277 0/22 (0) 0.631 71/1285 2/14 (14.3) 0.184 73/1282 0/17 (0) 0.619 73/1297 0/2 (0) >0.999 https://doi.org/10.1101/2020.02.25.20027664 (5.7) (5.5) (5.7) (5.6)

Headache 202/1306 3/22 (13.6) >0.999 203/1314 2/14 (14.3) >0.999 203/1311 2/17 (11.8) >0.999 205/1326 0/2 (0) >0.999

(15.5) (15.4) (15.5) (15.5) It ismadeavailableundera

Dry cough 1037/1472 15/26 0.193 1039/1481 13/17 0.791 1037/1479 15/19 0.614 1050/1495 2/3 (66.7) >0.999 istheauthor/funder,whohasgrantedmedRxivalicensetodisplaypreprintinperpetuity. (70.4) (57.7) (70.2) (76.5) (70.1) (78.9) (70.2)

Pharyngodynia 188/1294 6/23 (26.1) 0.134 193/1303 1/14 (7.1) 0.707 191/1300 3/17 (17.6) 0.728 193/1315 1/2 (50) 0.273

(14.5) (14.8) (14.7) (14.7) CC-BY-NC-ND 4.0Internationallicense . Productive cough 508/1401 5/23 (21.7) 0.190 504/1408 9/16 (56.3) 0.115 505/1407 8/17 (47.1) 0.446 512/1421 1/3 (33.3) >0.999 this versionpostedFebruary27,2020.

(36.3) (35.8) (35.9) (36)

Fatigue 570/1340 14/25 (56) 0.221 577/1349 7/16 (43.8) >0.999 581/1350 3/15 (20) 0.113 583/1363 1/2 (50) >0.999

(42.5) (42.8) (43) (42.8)

Hemoptysis 16/1293 0/22 (0) >0.999 15/1299 1/16 (6.3) 0.179 16/1300 0/15 (0) >0.999 16/1313 0/2 (0) >0.999

(1.2) (1.2) (1.2) (1.2)

Shortness of breath 321/1370 10/24 0.05 323/1377 8/17 (47.1) 0.039 321/1375 10/19 0.006 330/1392 1/2 (50) 0.419 . The copyrightholderforthispreprint

(23.4) (41.7) (23.5) (23.3) (52.6) (23.7)

Nausea/vomiting 78/1349 2/22 (9.1) 0.371 78/1355 2/16 (12.5) 0.239 79/1351 1/20 (5) >0.999 80/1369 0/2 (0) >0.999 medRxiv preprint (which wasnotcertifiedbypeerreview) doi: (5.8) (5.8) (5.8) (5.8) https://doi.org/10.1101/2020.02.25.20027664

Diarrhea 55/1337 2/22 (9.1) 0.235 57/1343 0/16 (0) >0.999 56/1339 1/20 (5) 0.578 56/1356 1/3 (33.3) 0.121

(4.1) (4.2) (4.2) (4.1) It ismadeavailableundera Myalgia/arthralgia 232/1316 2/22 (9.1) 0.403 231/1322 3/16 (18.8) 0.75 233/1323 1/15 (6.7) 0.491 233/1336 1/2 (50) 0.319

(17.6) (17.5) (17.6) (17.4) istheauthor/funder,whohasgrantedmedRxivalicensetodisplaypreprintinperpetuity.

Chill 161/1310 2/23 (8.7) >0.999 162/1318 1/15 (6.7) >0.999 161/1317 2/16 (12.5) >0.999 163/1331 0/2 (0) >0.999

(12.3) (12.3) (12.2) (12.2)

Signs CC-BY-NC-ND 4.0Internationallicense . this versionpostedFebruary27,2020.

Throat congestion 21/1264 0/22 (0) >0.999 20/1271 1/15 (6.7) 0.220 21/1271 0/15 (0) >0.999 20/1284 1/2 (50) 0.032

(1.7) (1.6) (1.7) (1.6)

Tonsil swelling 30/1353 1/23 (4.3) 0.410 30/1359 1/17 (5.9) 0.323 30/1356 1/20 (5) 0.368 31/1373 0/3 (0) >0.999

(2.2) (2.2) (2.2) (2.3)

Enlargement of lymph nodes 2/1352 0/23 (0) >0.999 2/1359 0/16 (0) >0.999 2/1355 0/20 (0) >0.999 2/1372 0/3 (0) >0.999

(0.1) (0.1) (0.1) (0.1) . The copyrightholderforthispreprint Rash 3/1355 0/23 (0) >0.999 3/1361 0/17 (0) >0.999 3/1360 0/18 (0) >0.999 3/1376 0/2 (0) >0.999

(0.2) (0.2) (0.2) (0.2)

Unconsciousness 19/1397 1/24 (4.2) 0.290 20/1404 0/17 (0) >0.999 20/1401 0/20 (0) >0.999 20/1418 0/3 (0) >0.999 medRxiv preprint (which wasnotcertifiedbypeerreview) doi: (1.4) (1.4) (1.4) (1.4) https://doi.org/10.1101/2020.02.25.20027664

Abnormal chest image

Radiograph 240/1562 3/28 (10.7) 0.79 239/1572 4/18 (22.2) 0.504 240/1569 3/21 (14.3) >0.999 243/1587 0/3 (0) >0.999 It ismadeavailableundera (15.4) (15.2) (15.3) (15.3)

Computed tomography 1111/1562 19/28 0.679 1113/1572 17/18 0.033 1116/1569 14/21 0.634 1127/1587 3/3 (100) 0.561 istheauthor/funder,whohasgrantedmedRxivalicensetodisplaypreprintinperpetuity.

(71.1) (67.9) (70.8) (94.4) (71.1) (66.7) (71)

Hubei 0.439 0.030 0.001 0.570 CC-BY-NC-ND 4.0Internationallicense

Yes 638/1562 9/28 (32.1) 635/1572 12/18 631/1569 16/21 645/1587 2/3 (66.7) . this versionpostedFebruary27,2020.

(40.8) (40.4) (66.7) (40.2) (76.2) (40.6)

No 924/1562 19/28 937/1572 6/18 (33.3) 938/1569 5/21 (23.8) 942/1587 1/3 (33.3)

(59.2) (67.9) (59.6) (59.8) (59.4)

Wuhan-contacted 0.436 0.097 >0.999 >0.999

Yes 1312/1562 22/28 1316/1572 18/18 (100) 1316/1569 18/21 1331/1587 3/3 (100)

(84) (78.6) (83.7) (83.9) (85.7) (83.9) . The copyrightholderforthispreprint

No 250/1562 6/28 (21.4) 256/1572 0/18 (0) 253/1569 3/21 (14.3) 256/1587 0/3 (0)

(16) (16.3) (16.1) (16.1) medRxiv preprint (which wasnotcertifiedbypeerreview) doi: Severity 245/1562 9/28 (32.1) 0.032 245/1572 9/18 (50) 0.001 246/1569 8/21 (38.1) 0.012 253/1587 1/3 (33.3) 0.407 https://doi.org/10.1101/2020.02.25.20027664 (15.7) (15.6) (15.7) (15.9)

Composite endpoint 128/1562 3/28 (10.7) 0.498 124/1572 7/18 (38.9) <0.001 125/1569 6/21 (28.6) 0.005 130/1587 1/3 (33.3) 0.227

(8.2) (7.9) (8) (8.2) It ismadeavailableundera

Deaths 49/1562 1/28 (3.6) 0.594 47/1572 (3) 3/18 (16.7) 0.017 45/1569 5/21 (23.8) <0.001 50/1587 0/3 (0) >0.999 istheauthor/funder,whohasgrantedmedRxivalicensetodisplaypreprintinperpetuity. (3.1) (2.9) (3.2)

Data are mean ± standard deviation, n/N (%), where N is the total number of patients with available data. p values are calculated by ² test, Fisher’s exact test, or Mann-Whitney U test. COPD=chronic obstructive pulmonary disease. CC-BY-NC-ND 4.0Internationallicense . this versionpostedFebruary27,2020.

. The copyrightholderforthispreprint medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license .

Figure legends

Figure 1. Comparison of the time-dependent risk of reaching to the composite endpoints

Figure 1-A, The time-dependent risk of reaching to the composite endpoints between patients with (orange curve) or without any comorbidity (dark blue curve);

Figure 1-B, The time-dependent risk of reaching to the composite endpoints between patients without any comorbidity (orange curve), patients with a single comorbidity (dark blue curve), and patients with two or more comorbidities (green curve).

Figure 2. Predictors of the composite endpoints in the proportional hazards model

Shown in the figure are the hazards ratio (HR) and the 95% confidence interval (95%CI) for the risk factors associated with the composite endpoints (admission to intensive care unit, invasive ventilation, or death). The comorbidities were classified according to the organ systems as well as the number.

The scale bar indicates the HR.

The model has been adjusted with age and smoking status medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license . medRxiv preprint doi: https://doi.org/10.1101/2020.02.25.20027664.this version posted February 27, 2020. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license .