List of Approved Overseas Investors for Bond Connect

As of 28 February 2018

(The following English version is for reference only)

1 BOCHK Asset Management Limited 2 BOSC International Company Limited 3 International Capital Corporation HongKong Asset Management Limited 4 CICC Commodity Trading Limited 5 CICC Financial Products Ltd. 6 China International Capital Corporation HongKong Securities Limited 7 DBS Ltd 8 HSBC Bank Malaysia Berhad 9 Nine Masts Capital-Nine Masts Investment Fund 10 PB Investments Ireland Limited-PB Asia Balanced Fund 11 Manulife Asset Management(HongKong) Ltd-MIL RMB Endowment3 Bond 12 Manulife Asset Management(hk) Limited-MIL RMB Endowment Bond 13 Manulife Asset Management(hk) LTD-MIL RMB Endowment Unallocated 14 Manulife Asset Management(hk) Limited-MIL Shareholder Bond RMB 15 Taikang Asset Management () Company Limited Taikang Asset Management (Hong Kong) Company Limited-Taikang China Strategic Fixed 16 Income Fund Segregated Portfolio Taikang Asset Management (Hong Kong) Company Limited-Taikang Kaitai China Corporate 17 Bond Fund Taikang Asset Management (Hong Kong) Company Limited-Taikang Kaitai Belt-and-Road 18 Bond Fund Segregated Portfolio 19 SinoPac Securities (Asia) Limited 20 Standard Chartered Bank (Taiwan) Limited 21 Standard Chartered Bank Hong Kong Limited 22 China Merchants Securities (HK) Co.,Limited 23 China Merchants Multi-Asset Global Opportunity SPC 24 China Merchants Fixed Income SP 25 China Silk Road International Capital Limited 26 China Silk Road Financial Holding Limited

債券通有限公司 Bond Connect Company Limited

27 BOC Group Life Assurance Company Limited 28 BC Greater China Opportunities Fund SPC Orient Asset Management (HongKong) Limited-Orient Sun Rise Fixed Income Global Fund 29 SP BEA Union Investment Management Limited-BEA Union Investment Asia Pacific Multi 30 Income Fund 31 The Bank of East Asia Limited 32 Income Partners Asset Management (HK) Limited-Income Partners All Seasons Macro Fund Income Partners Asset Management (HK) Limited-Income Partners Asian High Income Bond 33 Fund Income Partners Asset Management (HK) Limited-Income Partners Managed Volatility High 34 Yield Bond Fund Income Partners Asset Management (HK) Limited-Income Partners Renminbi Money 35 Market Fund 36 Income Partners Asset Management (HK) Limited-Income Partners RMB Bond Fund Income Partners Asset Management (HK) Limited-Income Partners All Seasons Asian Credit 37 Fund 38 Income Partners Asset Management (HK) Limited- Income Partners All Seasons Bond Fund 39 Fosun Hani Securities Limited 40 GF Global Capital Limited 41 Guotai Junan Financial Products Limited 42 CUAM RMB Bondplus Fund 43 Taiwan Life Insurance Co., 44 Shanghai Pudong Development Bank Co.,Ltd.,Hong Kong Branch 45 Corporation Branch 46 China Construction Bank Corporation Sydney Branch 47 Co.,Ltd.Macau Branch 48 Bank of Communications Co.,Ltd.Tokyo Branch 49 Bank of Communications Co.,Ltd.Sydney Branch 50 Bank of Communications Co.,Ltd.Singapore Branch 51 SPDB International Investment Management Limited 52 BOCHK Charitable Foundation 53 (Homg Kong) Limited 54 Caitong International Asset Management Co.,Limited 55 Chiyu Banking Corporation Limited

56 Bridgewater Associates-Bridgewater All Weather Portfolio III Ltd 57 Bank of America N.A.Hong Kong 58 Agricultural Bank of China Seoul Branch 59 Agricultural Bank of China Frankfurt Branch 60 Deutsche Bank A.G.Taipei Branch 61 CCB International Securities Limited 62 DBS Bank Ltd.,Hong Kong Branch 63 Deutsche Bank A.G.HongKong Branch 64 ABCI Asset Management Limited 65 Morgan Stanley&Co.Intenational plc 66 Cathay Securities (Hong Kong) Limited 67 Taishin International Bank Co.,Ltd Hong Kong Branch 68 Value Partners Greater China High Yield Income Fund 69 Amundi Singapore Limited-Amundi HongKong Defensive Balanced Fund 70 Amundi Hong Kong Balanced Fund 71 Orient Securities (Hong Kong) Limited 72 Bank of Communications Co.,Ltd.Hong Kong Branch 73 Agricultural Bank Of China Limited HongKong Branch 74 Asia Lion Investment Opportunity Master Fund 75 Bank of China Limited Macau Branch 76 Bank of China Limited Hong Kong Branch 77 Bank of China Limited Singapore Branch 78 China Investment Securities International Brokerage Limited 79 BOCI Financial Products Limited 80 China Construction Bank Corporation Ltd,Taipei Branch 81 Co., Ltd. Hong Kong Branch 82 ABCI Asset Management Limited-Client A/C(Bond Connect) 83 ABCI Insurance Company Limited 84 ABCI Securities Company Limited 85 Agricultural Bank of China Asset Management （Cayman）Company Limited 86 China Construction Bank,Beijing,Swiss Branch Zurich 87 Agricultural Bank of China(DIFC Branch) 88 CNCB (Hong Kong) Capital Limited

89 CNCB (Hong Kong) Investment Limited 90 Cathay Life Insurance Co., Ltd. 91 Orient Asset Management (HongKong) Limited-Orient Sun Rise Select Fixed Income Fund SP 92 Hillhouse Capital Management-YHG Investment LP 93 LionGlobal Investment FundsII-LionGlobal RMB Quality Bond Fund 94 LakeFront Asset Management-LakeFront Global Macro Fund 95 The Hongkong And Shanghai Banking Corporation LTD 96 Hillhouse Capital Management-Gaoling Fund LP 97 DBS Bank Ltd, Taipei Branch 98 CSI Capital Management Limited 99 CISI Investment Limited 100 CICC Wealth Investment Limited 101 Orient Asset Management (HongKong) Limited-Orient Sun Rise Global Fund SP 102 China CITIC Bank International Limited 103 Haitong International Financial Products Limited 104 Overseas Chinese Banking Corporation Hk Branch 105 China Asset Management (Hong Kong) Limited 106 CSOP Asset Management Limited 107 Taikang Asset Management (HongKong) Company Limited-Client A 108 Essence Global Investment Limited Industrial and Commercial Bank of China Credit Suisse Asset Management (International) 109 Company Limited 110 Industrial and Commercial Bank of China (Asia) Limited 111 ICBCAssetManagement(Global)CompanyLimited-GreaterChinaFund 112 ICBCAssetManagement(Global)CompanyLimited-GlobalTotalReturnFund 113 ICBCAssetManagement(Global)CompanyLimited-GlobalRMBFixedIncomeFund 114 Guosen Securities (HK) Brokerage Co., Ltd 115 LONGLINE CAPITAL PTY LTD 116 Bosera Asset Management (International) Co., Limited 117 Deutsche Bank A.G.Singapore Branch 118 FTLife Insurance Company Limited 119 Guotai Junan Financial Holdings Limited 120 E Fund Management (Hong Kong) Co., Limited-Client Account 6

121 E Fund Management (Hong Kong) Co., Limited-Client Account 9 122 E Fund Management (Hong Kong) Co., Limited-Client Account 3 123 GF International Investment Management Limited 124 China Construction Bank (Asia) Corporation Limited 125 China Construction Bank HongKong Branch 126 Credit Agricole CIB Hong Kong Branch 127 Cathay United Bank Offshore Banking Unit 128 BOCOM International Securities Limited 129 Bank of China Limited London Branch 130 CCB International-RMB Fixed Income Fund 131 Bank of China Group Insurance Company Limited 132 PICC Asset Management (Hong Kong) Limited 133 The Bank of Tokyo-Mitsubishi UFJ,Ltd.,HongKong Branch 134 China Orient International Asset Management Limited-China Orient Enhanced Income Fund 135 Co.,Ltd. HongKong Branch 136 China Life Franklin Asset Management Co.,Ltd-Green Blue Special Opportunities Fund 137 Bank SinoPac (HK Branch) 138 BOCOM International Asset Management Limited 139 PrudenceEnhancedIncomeMasterFund 140 CSOP Asset Management Limited-CSOP Shen Zhou RMB Fund 141 Bank SinoPac 142 PrudenceFixedIncomeFund 143 BNP Paribas Arbitrage SNC 144 Chong Hing Bank Limited 145 Malayan Banking Berhad Hong Kong Branch 146 GFI Nard Master Fund SPC-GFI Global Total Return Fixed Income Fund SP 147 Harvest China Income Fund 148 China Construction Bank Corporation Singapore Branch 149 Aspen Hill Partners HK Ltd-AHP Fixed Income SP 150 Aspen Hill Partners HK Ltd-AHP Stable Return Bond SP 151 Aspen Hill Partners HK Ltd-AHP Asia Credit Opportunities SP 152 HSBC Investment Funds (Hong Kong) Limited-HSBC Asia High Income Bond Fund 153 HSBC Investment Funds (Hong Kong) Limited-HSBC Asian Bond Fund

154 HSBC Investment Funds (Hong Kong) Limited-HSBC Asian High Yield Bond Fund 155 SFM HK Management Limited-Quantum China Fund Ltd 156 Guosen (HK) Financial Products Company Limited 157 Agricultural Bank of China Limited, Singapore Branch 158 CGNPC Huasheng Investment Limited 159 Shenwan Hongyuan Asset Management (Asia) Limited 160 Shenwan Hongyuan Securities (H.K) Limited 161 Efund Management(HK)-Selection Investment Series-Select Bond Fund 162 Ping An of China SIF-RMB Bond Fund 163 BNP Paribas HongKong Branch 164 BOCHK Asset Management Limited-BOCHK All Weather China Income Fund 165 Essence Asset Management (HongKong) Limited 166 Key Square Capital Management LLC-Key Square Master Fund LP 167 Key Square Capital Management LLC-Key Square Master Fund II LP 168 Key Square Capital Management LLC-Key Square Master Fund SPVI LP 169 Cathay United Bank Company, Limited-HongKong Branch 170 Nokota Management LP-Nokota Capital Master Fund LP 171 Eastfort Asset Management Private Limited - Eastfort Dynamic Master Fund 172 Key Square Capital Management LLC-Quantum China Fund Ltd 173 China Guangfa Bank Co.,Ltd. Macau Branch 174 ABCI Asset Management Limited-Client A/C CTF 175 ABCI Asset Management Limited-Client A/C HIFI BC 176 SSIF Securities Limited 177 Vanhau Asset Management Ltd-Vanhau Master Fund 178 China Minsheng Banking Corp.,Ltd.,HongKong Branch 179 Co.,Ltd HongKong Branch 180 GF International Investment Management Limited-China Focus Total Return Fund 181 Yuanta Securities (HongKong) Company Limited China Securities (International) Asset Management Company Limited-CSCI High Yield 182 Income Fund 183 Global Investments Limited 184 Fubon Asset Management Company Limited-Fubon China High Yield Bond Fund 185 Fubon Asset Management Company Limited-Fubon China New Balanced Income Fund

186 Founder Asset Management (Hong Kong)Limited 187 BOCHK Asset Management Limited-BOCHK Fixed Income Opportunity Fund SP 188 Industrial and Commercial Bank of China (Macau) Limited 189 Fubon Asset Management Company Limited-Fubon China Investment Grade Bond Fund 190 Fubon Asset Management Company Limited-Fubon Euro-Asia Silk Road Multi-Asset Fund Orient Asset Management (HongKong) Limited-Orient Sun Rise One Silver Sea Dim Sum 191 Bond Fund SP 192 (HongKong) Limited 193 CTI Capital Management Limited 194 Avanda Investment Management Pte. Ltd – Avanda Global Multi-Asset Master Fund 195 E Fund Management (Hong Kong) Co., Limited-E Fund Special Opportunities Fund I 196 Yuanta Life Insurance Co.,Ltd. 197 Taishin International Bank Co.,Ltd. 198 Yuanta Securities Investment Trust Co.,Ltd.-Yuanta Great China Harvest Balanced Fund 199 Erste Group Bank AG Hong Kong Branch 200 Double Haven Cap HK Ltd-Double Haven Asia Abs Bond Fd 201 Complus Asset Management Limited-Complus Asia Rates 2011 Fund Limited 202 Complus Asset Management Limited-Complus Asia Rates Dragon Fund Limited 203 Complus Asset Management Limited-Complus Asia Macro JPY Fund 204 Complus Asset Management Limited-Complus Asia Macro Master Fund Limited 205 BOSC International Company Limited-Client Account 206 Huatai Financial Holdings (HongKong) Limited 207 JP Morgan Chase Bank. N.A. HongKong Branch 208 Nomura Singapore Limited Cinda International Asset Management Limited-Cinda Plunkett International Asia Absolute 209 Return Fund 210 Tai Fung Bank Limited 211 YSIT managed Yuanta Life Insurance Discretionary Account-Asia Bond 212 Goldman Sachs International 213 China Industrial Securities International AM Ltd-CIS Solid Return Fund Segregated Portfolio 214 Huatai Financial Holdings (HongKong) Limited-Bond Connect Managed Acct 1 (BCMA1) 215 BEA Union Investment Management Limited-BEA Union Investment China Gateway Fund 216 Double Heaven Capital (Hong Kong) Limited-Deep Blue Global Macro Strategy Fund SP 217 Paloma Partners Management Company-Sunrise Partners Limited Partnership

BEA Union Investment Management Limited-BEA Union Investment China High Yield 218 Income Fund 219 Symmetry Investments HK Ltd – Symmetry Master Fund Ltd 220 Fuh Hwa Securities Investment Trust Co.LTD.-Fuh Hwa Global Bond Fund 221 Fuh Hwa Securities Investment Trust Co.LTD.-Fuh Hwa Asia Pacific Balanced Fund 222 Fuh Hwa Securities Investment Trust Co.LTD.-Fuh Hwa Global Short-Term Income Fund 223 Fuh Hwa Securities Investment Trust Co.LTD.-Fuh Hwa China New Economy Balance Fund Fuh Hwa Securities Investment Trust Co.LTD.-Fuh Hwa Emerging Market RMB Fixed 224 Income Fund Fuh Hwa Securities Investment Trust Co.LTD.-Fuh Hwa Emerging Market RMB Short-Term 225 Income Fund Cinda International Asset Management Limited-Cinda Plunkett International Investment 226 Fund SPC 227 Schroder Investment Management (HongKong) Limited-Schroder China Asset Income Fund Schroder Investment Management (HongKong) Limited-Schroder Asian Investment Grade 228 Bond Fund 229 Schroder Investment Management (HongKong) Limited-Schroder China Fixed Income Fund 230 Schroder Investment Management (HongKong) Limited-Schroder Asian Asset Income Fund 231 Schroder Investment Management (Singapore) Limited-Schroder Capital Diversified Fund 232 Schroder Investment Management (Singapore) Limited -Schroder Capital Stable Fund 233 Schroder Investment Management (Singapore) Limited-Schroder Asian Income 234 Schroder Investment Management (Singapore) Limited-Schroder Asian Fixed Income Fund 235 China Asset Management (HongKong) Limited-Client Assets-SPDB BEA Union Investment Management Limited-BEA Union Investment Asian Strategic Bond 236 Fund BEA Union Investment Management Limited-BEA Union Investment Asian Bond and 237 Currency Fund 238 BEA Union Investment Management Limited-BEA Union Investment RMB Core Bond Fund 239 China Asset Management (HongKong) Limited-UVL-China AMC-Structured Note Series1 240 NH Investment and Securities Co.Ltd 241 Agricultural Bank Of China Dubai Branch 242 Bridgewater Associates LP-Bridgewater All Weather China Ltd. 243 Yunfeng Securities Limited 244 Freeman Securities Limited GF International Investment Management Limited-GFI DEVELOPED MKTS TOTAL RETURN 245 FIFSP

246 Rongtong Global Investment Limited-Rongtong Enhanced Income SP 247 ICBC Asset Management (Global) Company Limited-Client Account-3006 248 Hillhouse Capital Advisors Ltd.-Hillhouse China Value Fund L.P. 249 Hillhouse Capital Management Ltd-Hillhouse InReFund L.P. 250 Asia Capital Reinsurance Group Pte Ltd 251 Ping An of China Asset Management(HK) Company Ltd-Ping An of China CSI 5-10Y CGB ETF 252 Cathay Life Insurance Co. Ltd.-Bond Connect 253 GF International Investment Management Limited-GFI Liquidity Management Fund SP 254 Bank J. Safra Sarasin Ltd Singapore 255 Yuanta Securities Investment Trust Co.,Ltd.-Yuanta China Opportunity Bond Fund 256 Light Sky Macro LP-Light Sky Macro Master Fund LP 257 Agricultural Bank of China Limited, Tokyo Branch 258 NH Investment&Securities (H.K.) Limited 259 Complus Asset Management Limited-Complus Asia Fixed Income Fund 260 Castle Hook Partners LP-Castle Hook Master Fund Ltd. 261 Optimas Capital Limited-Optimas Yinhua Strategic Income Fund 262 Fubon Asset Management Company Limited-Fubon China Policy Bank Bond ETF 263 Hang Seng Bank Limited 264 Bank of China Limited Luxembourg Branch 265 China Construction Bank Corporation Seoul Branch 266 CTBC Bank Co., Ltd., Hong Kong Branch 267 Sumitomo Mitsui Trust Bank Limited, Hong Kong Branch 268 Metropolitan Bank & Trust Company Fuh Hwa Securities Investment Trust Co. LTD.- Fuh Hwa Emerging Market High Yield Bond 269 Fund 270 Fuh Hwa Securities Investment Trust Co. LTD.- Fuh Hwa Global Balanced Fund Fuh Hwa Securities Investment Trust Co. LTD.- Fuh Hwa Emerging Market Short-term 271 Income Fund 272 ICBC International Securities Limited