Evaluation of the Commission of the European Union's Co-Operation With
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Evaluation of the Commission of the European Union’s co-operation with Colombia Final Report October 2012 Evaluation for the European Commission Framework contract for Multi-country thematic and regional/country-level strategy evaluation studies and synthesis in the area of external co- operation Italy Germany LOT 4: Evaluation of EC geographic co-operation strategies for Aide à la Décision Économique Belgium countries/regions in Asia, Latin America, the Southern Mediterranean and Eastern Europe (the area of the New Neighbourhood Policy) Ref.: EuropeAid/122888/C/SER/Multi Request for Services: 2011/263-508 PARTICIP GmbH Germany Evaluation of the Commission of the Deutsches Institut für Entwicklungspolitik Germany European Union’s co-operation with Colombia Overseas Development Institute, United Kingdom European Institute for Asian Studies Belgium FINAL REPORT Instituto Complutense de Estudios Internacionales Spain A consortium of Particip-ADE–DRN-DIE–ODI-EIAS- October 2012 ICEI c/o DRN, leading company: Headquarters Via Ippolito Nievo 62 00153 Rome, Italy Tel: +39-06-581-6074 Fax: +39-06-581-6390 This evaluation was carried out by [email protected] BELGIUM OFFICE Rue du Tabellion 64 1050 Brussels, Belgium Tel: +32-2-536-1390 Tel: +32-2-536-1391 Fax: +32-2-706-5442 [email protected] The evaluation study was carried out by: Josyane Bouchier (TL), Alejandro Alvarez Morato and Markus Schultze-Kraft. The team was assisted by Milena Leoni. The evaluation was managed by María del Carmen Bueno Barriga. The evaluation was managed by the Evaluation Unit of DG DEVCO. The authors accept sole responsibility for this report, drawn up on behalf of the Commission of the European Communities. The report does not necessarily reflect the views of the Commission. Evaluation of the Commission of the European Union’s co-operation with Colombia DRN TABLE OF CONTENTS ACRONYMS ............................................................................................................................................................................................ vii EXECUTIVE SUMMARY ...................................................................................................................................................................... i 0.1 OBJECTIVE AND SCOPE OF THE EVALUATION ............................................................................. I 0.2 METHODOLOGICAL ISSUES ................................................................................................................ I 0.3 MAIN LIMITATION OF THE EVALUATION ...................................................................................... I 0.4 MAIN FINDINGS ..................................................................................................................................... I 0.5 OVERALL ASSESSMENT AND MAIN CONCLUSIONS .................................................................... III 0.6 MAIN RECOMMENDATIONS .............................................................................................................IV 1 INTRODUCTION ............................................................................................................................................................................ 1 1.1 OBJECTIVES AND SCOPE OF THE EVALUATION ........................................................................... 1 1.2 PURPOSE AND STRUCTURE OF THE REPORT ................................................................................. 1 SECTION 1: METHODOLOGICAL FRAMEWORK ............................................................................................................... 2 2 THE EVALUATION PHASES .................................................................................................................................................... 2 3 METHODOLOGY FOR DATA COLLECTION & ANALYSIS .................................................................................... 3 3.1 ELABORATION OF AN INVENTORY OF EC INTERVENTIONS BY RELEVANT AREAS ........... 3 3.2 SELECTION AND ANALYSIS OF A SAMPLE OF EC INTERVENTIONS ........................................ 4 3.3 INTERVIEWS ........................................................................................................................................... 5 3.4 DOCUMENTS........................................................................................................................................... 5 3.5 ANALYSIS ................................................................................................................................................. 5 3.6 DIFFICULTIES ENCOUNTERED AND LIMITATIONS...................................................................... 5 SECTION 2: EVALUATION FRAMEWORK .............................................................................................................................. 7 4 NATIONAL DEVELOPMENT CONTEXT IN WHICH THE EC INTERVENES .......................................... 7 5 OVERVIEW OF EC-COLOMBIA COOPERATION FRAMEWORK..................................................................... 12 5.1 THE INTERVENTION LEVELS OF THE COMMISSION’S STRATEGY IN COLOMBIA .............. 12 5.1.1 EU-COLOMBIA DIALOGUE ...................................................................................................... 13 5.1.2 EU-CAN (AND COLOMBIA) TRADE RELATIONS................................................................. 14 5.2 EC DEVELOPMENT COOPERATION WITH COLOMBIA .............................................................. 16 5.2.1 THE COMMISSION OF THE EUROPEAN UNION’S COOPERATION WITH COLOMBIA DURING THE PERIOD 2002-2011 ............................................................................................................ 16 5.2.2 THE DIAGRAM OF THE INTERVENTION LOGIC ................................................................ 18 6 THE IMPLEMENTED COOPERATION STRATEGY ............................................................................................... 20 SECTION 3: EVALUATION FINDINGS .................................................................................................................................. 22 7 INTRODUCTION TO THE EVALUATION FINDINGS .......................................................................................... 22 8 ANSWERS BY EVALUATION QUESTION ...................................................................................................................... 23 8.1 PEACE, STABILITY AND SOCIO-ECONOMIC DEVELOPMENT ................................................... 23 8.2 RULE OF LAW, JUSTICE & HUMAN RIGHTS ................................................................................... 28 8.3 HUMAN RIGHTS AND THE VICTIMS OF THE ARMED CONFLICT ............................................. 34 8.4 GOOD GOVERNANCE ........................................................................................................................ 39 8.5 PRODUCTIVITY, COMPETITIVENESS AND TRADE ...................................................................... 46 8.6 ENVIRONMENTAL SUSTAINABILITY .............................................................................................. 52 8.7 INSTRUMENTS & AID MODALITIES ................................................................................................. 56 8.8 3CS, VALUE ADDED ............................................................................................................................. 63 8.9 LINKING RELIEF, REHABILITATION AND DEVELOPMENT ..................................................... 67 Page iv October 2012 Final Report Evaluation of the Commission of the European Union’s co-operation with Colombia DRN SECTION 4: OVERALL ASSESSMENT, CONCLUSIONS & RECOMMENDATIONS ..................................... 73 9 OVERALL ASSESSMENT .......................................................................................................................................................... 73 10 CONCLUSIONS ............................................................................................................................................................................. 74 10.1 CONCLUSIONS BY CLUSTER .............................................................................................................. 75 10.1.1 ON GLOBAL POLICY & STRATEGY ................................................................................... 75 10.1.2 ON EC RESPONSE STRATEGY AND PROGRAMMING.................................................... 76 10.1.3 ON 3 CS AND EC VALUE ADDED ..................................................................................... 78 10.2 CONCLUSIONS BY MACRO-SECTOR ................................................................................................ 79 10.2.1 ON CONFLICT PREVENTION AND RESOLUTION.......................................................... 79 10.2.2 ON RULE OF LAW, JUSTICE AND HR ............................................................................... 80 10.2.3 ON TRADE AND COMPETITIVENESS .............................................................................. 81 10.2.4 ON ENVIRONMENTAL SUSTAINABILITY ....................................................................... 81 11 RECOMMENDATIONS ............................................................................................................................................................. 84 11.1 RECOMMENDATIONS BY CLUSTER ................................................................................................. 84 11.1.1