2001 Form 990-PF

J Return of Private Foundation OMB No 1 51 50052 Form 990-PF or Section 4947(a)(1) Nonexempt Charitable Trust Treated as a Private DepxMeM of ths Treasury Foundation Internet R. S. Note The organization may be able to use a copy of this return to satisfy state reportu 2001 For calendar year 2001, or fax year beginning JULY 1 2001, and ending JUNE 30 20 02 G Check all that apply I I Initial return I / Final return Amended return n Address change ] Name change nemn m eiyemreuon U58 CIE IRS label. THE CHARLES SCHWAB CORPORATION FOUNDATION 99-3192615 Otherwise, Number and street (or PO box number if mail is not delnered to street address) RooMSwte e print ortype 101 MONTGOMERY ST, Mailsto SF101MOnt24 -7255 City or town st3te, and ZIP code See Specific c e amv~ acpKa~o n v~a.+u check hem " D Instructions SAN FRANCISCO CA 94109 0 7 Fan,~ orpmvvLOns ~Mtk hem I D H Check type of organization FX] Section 501(c)(3) exempt private foundation 2 Fame orpenvnbaru meebrp the BSY lest Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation cl~xk here end eXaU mmM~~on I D E M pnrale burHatim statue was Imninals0 un0s I Fair market value of all assets at end J Accounting method E] Cash 0 Accrual seaimSW(eMiMA) chxxnere " D of year (from Part 11, cot (c), 0 Other (specify) F C the IqMatqn is via 6PmonN tamivielpn line 16) 1~ $ 4,553,969 (Part I, column (d) must be on cash bass ~aneraeaon5o7(eMI Na) Uheckron " D (d) Disbursement Part I Analysis of Revenue and Expenses (rnetotal or (a) e~enue an R a (p) Net imesVnent I (c) Adjusted net for charitable amounts ~n columns b (c) end (C) may not necessarily equal per expenses income income purposes I the amounts m column (a) (see papa 10 0l the instructions) ) books (cash basis only) 1 ConlnbWOns, gifts, grants, etc ,roved (attach schedule) 9 99 B 0 5 6 ~r u. ~W° Check ~ ~ if the foundation is not required to attach Sch B 2 Distributions from split-interest trusts 3 Interest on sarongs and temporary cash investments 12 , 834 12 8 4 Dividends and interest from securities 6 , 810 6 8 Sa Gross rents " b (Net rental income or (loss) ) 6a Net gain or (loss) from sale of assets not on line 10 -216 , 421 b Gross sales price for all assets on line 6a 9 , 600, 938 7 Capital gain net income (from Part IV, line 2) 1 462 , 7 (Y~ B Net short-term capital gam 9 Income modifications 10a Gross sales less returns and allowances b Less Cost of goods sold c Gross profit or (loss) (attach schedule) 11 Other income (attach schedule) 12 Total Add lines 1 through 11 9 681 , 276 1 982 9 , 73 Compensation of officers, directors, trustees, etc 07 74 Other employee salaries and wages 75 Pension tans, employee benefits n 76a Legal fe s (attach schedule) N 1' ~-lr~l` ~,__,J w b Account g (ees `attachscl~edut) > c Other pr tessional fees attach schedue) 142 , 054 17 Interest wl w 18 Taxes (att ch schedule) (seepage 14 ~the~n~si ion ) 28 060 19 Depreci Eon (~att~~sc~hedulAe)ne e 15 098 20 Occupa ) A 27 Travel, conferences, and meetings a 22 Printing and publications c 23 Other expenses (attach schedule)5¢e, 5~ 2. 10 595 24 Total operating and administrative expenses Add lines 13 through 23 195 , 707 25 Contributions, gifts, grants paid 3 572 192 26 Total expenses and disbursements Add lines 24 and 25 3 767 , 849 636 27 Subtract line 26 from line 12 a Excess of revenue over expenses and disbursement 913 427 b Net investment income (if negative, enter -0-) 1 482 4 c Adjusted net income (if negative, enter -0-) For Paperwork Reduction Act Notice, see the instructions . sn Form 990-PF (2ooi) STF FED2077F 1 V Form 990.PF s mng of year End of PaR II Balance Sheets ~~'°°'°g~~°'°~"~d~~°°`°l"° sham be to ed~a yea anmds «iN (See mmwwns ) look Value (b) Book Value 1 Cash - non-interest-bearing 852 , 551 139 746 2 Savings and temporary cash investments 1 405 512 3 Accounts receivable t 74 Less allowance for doubtful accounts 74 4 Pledges receivable lio Less allowance for doubtful accounts lio 5 Grants receivable 6 Recervables due from officers, directors, trustees, and other disqualified persons (attach schedule) (see page 15 of the instructions) 7 Other notes and loans receivable (attach schedule) plo Less allowance for doubtful accounts lio d 8 Inventories for sale or use 9 Prepaid expenses and deferred charges 10a Investments -U S and stale government obligations (attach schedule) b Investments - corporate stock (attach schedule) c Investments - corporate bonds (attach schedule) 11 Investments-land, buildings, and equipment basis p. Less accumulated deprecation (attach schedule) ji~ 72 Investments - mortgage loans 73 Investments - other (attach schedule) 74 Land, buildings, and equipment basis p. 54,765 Less accumulated depreciation (attach schedule) " 38,432 15 Other assets (describe " ) 16 Total assets (to be completed by all filers - see page 16 of 4 .18 4 .553 .9691 4 .5 17 Accounts payable and accrued expenses 18 Grants payable y 19 Deferred revenue 20 Loans horn officers, directors, trustees, and other disqualified persons All 21 Mortgages and other notes payable (attach schedule) 22 Other liabilities (describe " ) Organizations that follow SFAS 117, check here li~ U and complete lines 24 through 26 and lines 30 and 37 24 Unrestricted m 25 Temporarily restricted 26 Permanently restricted Organizations that do not follow SFAS 777, check here lp~ [:) and complete lines 27 through 37 0 27 Capital stock, trust principal, or current funds m 28 Paid-in or capital surplus, or land, bldg , and equipment fund 29 Retained earnings, accumulated income, endowment, or other funds 7 Q 30 Total net assets or fund balances (see page 17 of the m instructions) 3 .573 .2991 4 .118 .969 31 Total liabilities and net assetslfund balances (see page 17 of the instructions) Part III Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year's return) 2 Enter amount from Part I, line 27a 427 3 Other increases not included in line 2 (itemize) ji~ 4 Add lines 1, 2, and 3 4 .4 5 Decreases not included in line 2 (itemize) 1~ Unrealized loss on investments 6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column (b), line 30 4,118,969 Form 990-PF (2001) SW FEUM77F 2 Form 990.PF (2001) 3 5) How acquired (a) List and describe the kinds) of property solo (e g real estate (c) Dale acquired (d) Date sole P - Purchase 2-story brick warehouse w common StWL 200 5h5 MLC Co ) into day yr ) (mo day yr) D-DOnabon if) Depreciation allowed Cast w other basis Gam or (e) Gross ales pots I b c d e Complete only for assets showing gain in and wvmed foundation on 12/31/69 (I) Gains (Col (h) gain minus Q) Adjusted basis (k) Ecess of col (p col (k), but rot less than -0.) or (p F M V as al 12/31/69 as of t 1rf vse over col (1) if any Losses (from col (h)) a b c d 2 Capital gain net income or (net capital loss) If gain, also enter in Part I, line 7 If (loss), enter -0. in Part I, line 7 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6) ' If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions) y If (loss), enter -0- in Part I, line 8 Part V Qualification Under Section 49401e1 for Reduced Tax on Net Invest (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income ) If section 4940(d)(2) apples, leave this part blank Was the organization liable for the section 4942 tax on the disiributable amount of any year in the base period? E] Yes 0 No If "Yes,' the organization does not qualify under section 4940(e) Do not complete this part 1 Enter the appropriate amount in each column for each year, see page 18 of the instructions before making any entries Base penod years Distribution ratio I Adjusted qualifying distributions I Net slue of noncharitable use assets I Calendar year (or fax year bepinninp m) fool (b) divided W to 2 Total of line 1, column (d) 2 3 .1551 3 Average distribution ratio far the 5-year base period - divide the total on line 2 by 5, or by the number of years the foundation has been in existence it less than 5 years 3 0 6310 4 Enter the net value of nonchantable-use assets for 2001 from Part X, line 5 4 3,420,497 5 Multiply line 4 by line 3 5 2,158,334 6 Enter 1% of net investment income (1% of Part I, line 27b) 6 14 , 824 7Addlines 5and6 7 2,173,158 8 Enter qualifying distributions from Part XII, line 4 1 8 1 4,011,636 If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate See the Part VI instructions on page 18 Form 990-PF (sooi) SW FEdNJ]F 3 Form 990.PF 1a Exempt operating foundations described in section 4940(d)(2), check here ji~ F] and enter 'N/A' on line 1 Date of ruling letter (attach copy of ruling letter if necessary - see instructions) b Domestic organizations that meet the section 4940(e) requirements in Part V, check here ji~ FX1 and enter 1% of Part 1 .

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