CLIENTS (As of January 1, 2014)
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Stipulation and Consent to Issuance of an Order of Prohibition, Lenard
- I Y I ” .., UNITED STATES OF AMERICA Before The l OFFICE OF THRIFT SUPERVISION In the Matter of ; OTS Order No. SF-97-007 LENARD CAWTA. j Dated: -oh 88. 1997 Former Employee and Institution-Affiliated Party of CALIFORNIA FEDERAL BANK, A F.S.B.; San Francisco, California. ! I STIPULATION AND CONSENT TO ISSUANCE OF AN ORDER OF PROHIBITION WHEREAS, the Office of Thrift Supervision ("OTS"), based upon information derived from the exercise of its regulatory responsibilities, has informed Lenard Canta ("CAWTA"), a former employee and institution-affiliated party of California Federal Bank, a F.S.B. ("CalFed" or "the Association"), OTS No. 5099, that the OTS is of the opinion that the grounds exist to initiate an administrative prohibition proceeding against CAWTA pursuant to 12 U.S.C. B 1818(e)'; and WHEREAS, CAWTA desires to cooperate with the OTS to avoid the time and expense of such administrative litigation and, without admitting or denying that such grounds exist, but admitting the statements and conclusions in Paragraph 1 below, hereby stipulates and agrees to the following terms: 'All references in this Stipulation and Consent and the Order of Prohibition to the U.S.C. are as amended. - _I 1. Jurisdiction. l (a) CalFed, at all times relevant hereto, was a "savings association" within the meaning of 12 U.S.C. § 1813(b) and Section 2(4) of the Home Owners' Loan Act, 12 U.S.C. 0 1462(4). Accordingly, CalFed is an "insured depository institution" as that term is defined in 12 U.S.C. § 1813(c). (b) CANTA, as a former employee of CalFed, isdeemed to be an "institution-affiliated party" as that term is defined in (12 U.S.C. -
2016 National Interagency Community Reinvestment Conference
February 7-10, 2016 Los Angeles, CA Sponsored by Federal Reserve Bank of San Francisco Federal Deposit Insurance Corporation Office of the Comptroller of the Currency Community Development Financial Institutions Fund JW Marriott at L.A. Live 900 West Olympic Boulevard Los Angeles, CA 90015 213-765-8600 Conference Registration Diamond Ballroom Plaza To Conference Ballrooms Ź Studio 3 Atrium Platinum Ballroom Olympic Studios 1, 2 Gold Ballroom 2 elcome to the 2016 National Interagency Community Reinvestment Conference and [V3VZ(UNLSLZHJP[`[OH[L_LTWSPÄLZIV[O[OLJOHSSLUNLZHUKVWWVY[\UP[PLZMHJPUN[OL Wcommunity development sector. Economic opportunity does not happen in a vacuum: it takes a coordinated approach to housing, LK\JH[PVUW\ISPJZHML[`OLHS[OJHYL[YHUZWVY[H[PVUHUKQVIZ6]LY[OLUL_[[OYLLKH`Z^L^PSS L_WSVYL[OLWH[O^H`Z[VVWWVY[\UP[`[OH[JHUJYLH[L]PIYHU[ULPNOIVYOVVKZMVYHSS(TLYPJHUZ >OL[OLY`V\»YLHIHURLYKL]LSVWLYVYJVTT\UP[`SLHKLY^LOVWL`V\^PSS[HRLM\SSHK]HU[HNLVM [OLSLHYUPUNHUKUL[^VYRPUNVWWVY[\UP[PLZ[OPZJVUMLYLUJLVMMLYZ;OLCRA Compliance track features an interagency team of top examiners from around the country. Sessions in this track cover virtually L]LY`HZWLJ[VM[OL*9(L_HTPUH[PVUWYVJLZZMVYHSSPUZ[P[\[PVUZPaLZHUKPUJS\KLILZ[WYHJ[PJLZ[OH[ L]LU[OLTVZ[L_WLYPLUJLK*9(VMÄJLYZ^PSSÄUK\ZLM\S ;OLZLZZPVUZPU[OLCommunity Development Policy and Practice trackOPNOSPNO[PUUV]H[P]LÄUHUJPUN Z[Y\J[\YLZZ[YH[LNPLZHUKWHY[ULYZOPWTVKLSZHPTLKH[I\PSKPUNWH[O^H`Z[VLJVUVTPJVWWVY[\UP[` PUSV^LYPUJVTLJVTT\UP[PLZ-VY^L»]LHKKLKHZLYPLZVM^VYRZOVWZLZZPVUZKLZPNULK[VIL ZRPSSI\PSKPUNVWWVY[\UP[PLZMVYWHY[PJPWHU[Z -
US Accounts in 24 Hours
U.S. Accounts In 24 Hours - eBook Thank you for purchasing our featured "U.S. Accounts In 24 Hours" eBook / Online Information Packet offered at our web site, U.S. Account Setup.com Within our featured online information packet, you will find all of the resources, tools, information, and contacts you'll need to quickly & easily open a NON-U.S. Resident Bank Account within 24 hours. You'll find lists of U.S. Banks, Account Application Forms, Information on how to obtain a U.S. Mailing Address, plus so much more. Just point and click your way through our Online Information Packet using the links above. If you should have any questions or experience any difficulties in opening your Non-U.S. Resident Account, please feel free to email us at any time, and one of our representatives will get back with you promptly. For Support, Email: [email protected] Homepage: www.usaccountsetup.com Application Forms UPDATE - E-TRADE'S NEW ACCOUNT OPENING POLICIES Etrade is changed the rules in which they open International Banking/ Brokerage accounts for foreigners. They now require all new applications be submitted to the local branch office in your region. Once account is opened, you will be able to use it as a U.S. Bank/Brokerage Account out of your home country. Below, you will find a list of International Etrade Phone Numbers & Addresses. Contact the etrade office that best reflects where you reside or would like your account based out of and where you would like to receive your debit card. U.S. -
EMS Counterparty Spreadsheet Master
1 ECHO MONITORING SOLUTIONS COUNTERPARTY RATINGS REPORT Updated as of October 24, 2012 S&P Moody's Fitch DBRS Counterparty LT Local Sr. Unsecured Sr. Unsecured Sr. Unsecured ABN AMRO Bank N.V. A+ A2 A+ Agfirst Farm Credit Bank AA- AIG Financial Products Corp A- WR Aig-fp Matched Funding A- Baa1 Allied Irish Banks PLC BB Ba3 BBB BBBL AMBAC Assurance Corporation NR WR NR American International Group Inc. (AIG) A- Baa1 BBB American National Bank and Trust Co. of Chicago (see JP Morgan Chase Bank) Assured Guaranty Ltd. (U.S.) A- Assured Guaranty Municipal Corp. AA- Aa3 *- NR Australia and New Zealand Banking Group Limited AA- Aa2 AA- AA Banco Bilbao Vizcaya Argentaria, S.A. BBB- Baa3 *- BBB+ A Banco de Chile A+ NR NR Banco Santander SA (Spain) BBB (P)Baa2 *- BBB+ A Banco Santander Chile A Aa3 *- A+ Bank of America Corporation A- Baa2 A A Bank of America, NA AA3AAH Bank of New York Mellon Trust Co NA/The AA- AA Bank of North Dakota/The AA- A1 Bank of Scotland PLC (London) A A2 A AAL Bank of the West/San Francisco CA A Bank Millennium SA BBpi Bank of Montreal A+ Aa2 AA- AA Bank of New York Mellon/The (U.S.) AA- Aa1 AA- AA Bank of Nova Scotia (Canada) AA- Aa1 AA- AA Bank of Tokyo-Mitsubish UFJ Ltd A+ Aa3 A- A Bank One( See JP Morgan Chase Bank) Bankers Trust Company (see Deutsche Bank AG) Banknorth, NA (See TD Bank NA) Barclays Bank PLC A+ A2 A AA BASF SE A+ A1 A+ Bayerische Hypo- und Vereinsbank AG (See UniCredit Bank AG) Bayerische Landesbank (parent) NR Baa1 A+ Bear Stearns Capital Markets Inc (See JP Morgan Chase Bank) NR NR NR Bear Stearns Companies, Inc. -
1985 0101 NSCCAR.Pdf
National Securities Clearing Corporation Corporate Office 55 Water Street New York, New York 10041 (212) 510-0400 Boston One Boston Place Boston, Massachusetts 02108 Chicago 135 South LaSalle Street Chicago, Illinois 60603 Cleveland 900 Euclid Avenue Cleveland, Ohio 44101 Dallas Plaza of the Americas TCBTower Dallas, Texas 75201 Denver Dominion Plaza Table of Contents 600 17th Street Denver, Colorado 80202 To NSCC Participants 2 Detroit NSCC Board of Directors 4 3153 Penobscot Building Detroit, Michigan 48226 NSCC Officers 8 Jersey City Introduction 9 One Exchange Place Jersey City, New Jersey 07302 The Year in Review 10 Los Angeles Municipal Bond Program 12 615 South Flower Street Los Angeles, California 9001.7 Fund/SERV 14 Milwaukee Automated Customer Account Transfer Service 16 777 East Wisconsin Avenue Milwaukee, Wisconsin 53202 International Securities Clearing Corporation 18 Minneapolis Audited Financial Statements 20 IDS Center 80 South 8th Street Participating Organizations 26 Minneapolis, Minnesota 55402 New York 55 Water Street New York, New York 10041 St. Louis One Mercantile Tower Cover: 1985 was a year during which NSCC anticipated and St. Louis, Missouri 63101 responded to the expanding needs of the financial services San Francisco industry ... 50 California Street • As marketplace self-regulatory organizations, represented San Francisco, California 94111 here by a New York Stock Exchange Guide/Constitution Toronto and Rules, proposed new rules on broker-dealers' transfer Two First Canadian Place of client accounts, NSCC implemented the Automated Toronto, Ontario, Canada M5X lA9 Customer Account Transfer Service. • While continuing to serve its traditional equity, corporate bond and municipal bond marketplaces, represented by volume charts on the computer screen, NSCC expanded its comparison services to include municipal bond syndi cates, when-issued and extended-settlement trades. -
Citigroup Inc. 10-Q 3Rd Quarter 2002
SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2002 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ________ to _______ Commission file number 1-9924 Citigroup Inc. (Exact name of registrant as specified in its charter) Delaware 52-1568099 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 399 Park Avenue, New York, New York 10043 (Address of principal executive offices) (Zip Code) (212) 559-1000 (Registrant’s telephone number, including area code) Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No Indicate the number of shares outstanding of each of the issuer’s classes of common stock as of the latest practicable date: Common stock outstanding as of October 31, 2002: 5,056,767,896 Available on the Web at www.citigroup.com Citigroup Inc. TABLE OF CONTENTS Part I − Financial Information Item 1. Financial Statements: Page No. Consolidated Statement of Income (Unaudited) − Three and Nine Months Ended September 30, 2002 and 2001 47 Consolidated Statement of Financial Position − September 30, 2002 (Unaudited) and December 31, 2001 48 Consolidated Statement of Changes in Stockholders’ Equity (Unaudited) − Nine Months Ended September 30, 2002 and 2001 49 Consolidated Statement of Cash Flows (Unaudited) − Nine Months Ended September 30, 2002 and 2001 50 Notes to Consolidated Financial Statements (Unaudited) 51 Item 2. -
School of Economics & Business Administration Master of Science in Management “MERGERS and ACQUISITIONS in the GREEK BANKI
School of Economics & Business Administration Master of Science in Management “MERGERS AND ACQUISITIONS IN THE GREEK BANKING SECTOR.” Panolis Dimitrios 1102100134 Teti Kondyliana Iliana 1102100002 30th September 2010 Acknowledgements We would like to thank our families for their continuous economic and psychological support and our colleagues in EFG Eurobank Ergasias Bank and Marfin Egnatia Bank for their noteworthy contribution to our research. Last but not least, we would like to thank our academic advisor Dr. Lida Kyrgidou, for her significant assistance and contribution. Panolis Dimitrios Teti Kondyliana Iliana ii Abstract M&As is a phenomenon that first appeared in the beginning of the 20th century, increased during the first decade of the 21st century and is expected to expand in the foreseeable future. The current global crisis is one of the most determining factors affecting M&As‟ expansion. The scope of this dissertation is to examine the M&As that occurred in the Greek banking context, focusing primarily on the managerial dimension associated with the phenomenon, taking employees‟ perspective with regard to M&As into consideration. Two of the largest banks in Greece, EFG EUROBANK ERGASIAS and MARFIN EGNATIA BANK, which have both experienced M&As, serve as the platform for the current study. Our results generate important theoretical and managerial implications and contribute to the applicability of the phenomenon, while providing insight with regard to M&As‟ future within the next years. Keywords: Mergers &Acquisitions, Greek banking sector iii Contents 1. Introduction ................................................................................................................ 1 2. Literature Review .......................................................................................................... 4 2.1 Streams of Research in M&As ................................................................................ 4 2.1.1 The Effect of M&As on banks‟ performance .................................................. -
H.2 Actions of the Board, Its Staff, and the Federal Reserve Banks
ANNOUNCEMENT BY BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM (H.2, 1980 No. 40) Actions of the Board; Applications and Reports Received During the Wedc Ending October 4, 1980 APPLICABLE RESERVE BANK ACTIONS OF THE BOARD Regulation K, International Banking Operations, the Board issued final regulations implementing provisions of the International Banking Act that limit the interstate bank- ing activities of foreign banks in the United States; the regulations become effective October 2, 1980. (Docket No. 0258) Regulation E, technical amendments, effective October 3, 1980, to implement the Electronic Fund Transfer Act; and a pro- posed amendment to be Issued for public comment; the Board requested comment on its proposal by November 5, 1980. Over-the-counter stocks, revised list published. Chicago Antioch Bancshares, Inc., Antloch, Illinois, extension of time to December 22, 1980, within which to become a bank holding company through the acquisition of 100 percent of the voting shares of the successor by merger to The First National Bank of Antioch, Antioch, Illinois. 1J Atlanta Creditbank Shares, Inc., Hollywood, Florida, extension of time to January 3, 1981, within which to become a bank holding company by acquiring shares of Creditbank, Miami, Florida. V Kansas City Equitable Bankshares of Colorado, Inc., Denver, Colorado, ex- tension of time to February 7, 1981, within which to con- summate the acquisftion of The Women's Bank, N.A., Denver, Colorado. 1/ Dallas Extra Co., Temple, Texas, extension of time to December 31, 1980, within which to consummate the acquisition of First National Bank of Temple, Temple, Texas. 1/ 1/ Application processed on behalf of the Board of Governors under delegated authority. -
Staff Study 174
Board of Governors of the Federal Reserve System Staff Study 174 Bank Mergers and Banking Structure in the United States, 1980–98 Stephen A. Rhoades August 2000 The following list includes all the staff studies published 171. The Cost of Bank Regulation: A Review of the Evidence, since November 1995. Single copies are available free of by Gregory Elliehausen. April 1998. 35 pp. charge from Publications Services, Board of Governors of 172. Using Subordinated Debt as an Instrument of Market the Federal Reserve System, Washington, DC 20551. To be Discipline, by Federal Reserve System Study Group on added to the mailing list or to obtain a list of earlier staff Subordinated Notes and Debentures. December 1999. studies, please contact Publications Services. 69 pp. 168. The Economics of the Private Equity Market, by 173. Improving Public Disclosure in Banking, by Federal George W. Fenn, Nellie Liang, and Stephen Prowse. Reserve System Study Group on Disclosure. November 1995. 69 pp. March 2000. 35 pp. 169. Bank Mergers and Industrywide Structure, 1980–94, 174. Bank Mergers and Banking Structure in the United States, by Stephen A. Rhoades. January 1996. 29 pp. 1980–98, by Stephen A. Rhoades. August 2000. 33 pp. 170. The Cost of Implementing Consumer Financial Regula- tions: An Analysis of Experience with the Truth in Savings Act, by Gregory Elliehausen and Barbara R. Lowrey. December 1997. 17 pp. The staff members of the Board of Governors of the The following paper is summarized in the Bulletin Federal Reserve System and of the Federal Reserve Banks for September 2000. The analyses and conclusions set forth undertake studies that cover a wide range of economic and are those of the author and do not necessarily indicate financial subjects. -
Dawn Haghighi Nomination Page 1 of 10 Nomination for “Outstanding
Nomination For “Outstanding Committee Member of The Year” Is awarded for individual excellence, leadership and major contributions made by a member of an ACC Committee. General Requirements: Eligibility for this award is restricted to current ACC members in good standing who are members of an ACC Committee. Nominees are considered for their committee leadership positions, their contributions to the committee, ACC and the legal profession generally, especially in-house practice. Contributions to the community at large through volunteer work or pro bono activities may also be considered. Please attach additional sheets, as necessary and return your nomination to ACC (attn: Victor Morales at [email protected]). I, Raghu Nandan, hereby nominate the following ACC Member for “Outstanding Committee Member of the Year.” Nominee: Dawn Haghighi Nominee's Company: PCV Murcor Committee Affiliation: Real Estate Committee Please provide a brief summary of the nominee’s leadership role(s) and contributions to the above committee: Please tell us about the nominee’s contributions to ACC (e.g., CLE programs, ACC publications, membership outreach/development, etc.), the legal profession generally and in-house practice specifically (including through other bar association activities which promote the expertise of in-house counsel). Please comment on any community service or pro bono activities on the part of the nominee or any other factors, which you would like to be considered. NOTE: A bio and headshot of winner will be required within two-weeks after selection has been made. Dawn Haghighi Nomination Page 1 of 10 NOMINATION FOR JONATHAN A. SILBER OUTSTANDING COMMITTEE MEMBER OF THE YEAR AWARD As the Vice-Chair of ACC’s Real Estate Committee, I am pleased to nominate Dawn Haghighi, General Counsel of Affiliate Companies PCV Murcor Real Estate Services (Los Angeles), Hightide Settlement Services (Anaheim), and VRM Mortgage Services (Dallas) for the 2017 Jonathan A. -
Oakland City Council
OAKLAND CITY COUNCIL RESOLUTION NO. _____________ C.M.S. INTRODUCED BY COUNCILMEMBER ______________________________ A RESOLUTION CERTIFYING BANKS THAT HAVE MET THEIR 2000 FAIR SHARE GOALS PURSUANT TO THE CITY’S LINKED BANKING SERVICE ORDINANCE WHEREAS, the City Council adopted an amended Linked Banking Services Ordinance, Ordinance No. 12066 C.M.S., on July 14, 1998; and WHEREAS, the Ordinance established a process for determining which banks have met their “Fair Share Goals” for Oakland community lending; and WHEREAS, an assessment of the 2000 performance of Oakland banks in meeting their Faire Share Goals for community lending pursuant to the Linked Banking Services Ordinance was conducted, and seven banks were found to have met their Fair Share Goals; now therefore be it RESOLVED: That the following banks are certified by the City Council as having met their 2000 Fair Share Goals: • Bank of America • Bank of the Orient • Community Bank of the Bay • Metropolitan Bank • Union Bank of California • Washington Mutual • Wells Fargo Bank and be it further RESOLVED: That the following banks are not certified by the City Council as having met their 2000 Fair Share Goals: • Bank of Canton of California • Bank of Oakland • Bank of the West • California Bank & Trust • California Federal Bank • California Savings & Loan • Cathay Bank • Citibank Federal Savings Bank • Civic Bank of Commerce • Fireside Thrift Company • First Federal Savings & Loan Association • Gateway Bank • Mechanics Bank • Mission National Bank • Sanwa Bank California • Summit Bank • United Commercial Bank • United Labor Bank • World Savings & Loan • World Savings Bank, F.S.B and be it further RESOLVED: That the City Manager shall file the lists of banks that have met their 2000 Fair Share Goals and those that have not with the City Clerk and with the appropriate federal and state regulatory agencies. -
What Reference Tool Answers All Your Questions About Check Disputes
2010 THE CHECK GUIDE What reference tool answers all your Q. questions about check disputes, forgeries, and banking law? A. Manatt’s Check Guide. Gene Elerding, a partner in Manatt, Phelps & Phillips’ Los Angeles office, has created The Check Guide, describing the rules that apply to check disputes (e.g., forgeries, alterations, counterfeit items, stop payment orders, and many other subjects). The 2010 Check Guide contains helpful forms, sample contract terms, investigation checklists, and dispute resolution procedures that can be used by bank attorneys, operations officers, security staff and risk managers to resolve check disputes. Mr. Elerding’s practice focuses on banking law, with an emphasis in regulatory and operational issues affecting financial institutions and advertisers. He represents a growing number of companies in connection with e-commerce, online banking, check disputes, deposit agreements, information management and payment system issues. He advises clients on a wide variety of legal issues affecting product development, privacy, vendor services, cash management, consumer disclosures and compliance. Prior to joining the firm, Gene was an Assistant Secretary and Assistant General Counsel for First Interstate Bank of California, where he practiced for 13 years. General rules are set out at the beginning of each chapter, footnotes identify or explain each rule, and an index is provided at the end to locate the applicable sections of the Commercial Code. Note: The Check Guide is not intended as legal advice; please consult an attorney. GENE ELERDING 310.312.4158 [email protected] Note to Readers Not Legal Advice. This Guide is not intended to express any legal opinions or to provide legal advice.