First Trust AlphaDEXTM U.S. Consumer Staples Sector Index ETF Tickers: FHC / FHC.F Quarter End Statement of Investments 3rd Quarter as at September 30, 2019

Industry Allocation % of Net Asset Value Top 25 Holdings % of Net Asset Value Food Products 45.74% Pilgrim's Pride Corporation 6.62% Food & Staples Retailing 25.76% The Kroger Co. 6.23% Beverages 17.01% Casey's General Stores, Inc. 5.42% Household Products 6.50% Molson Coors Brewing Company 5.39% Tobacco 2.42% , Inc. 5.31% Personal Products 2.33% Archer-Daniels-Midland Company 5.28% Cash & Cash Equivalents 0.48% 4.21% Total 100.24% The Hershey Company 4.16% Other Assets and Liabilities (0.24%) Tyson Foods, Inc. (Class A) 3.84% Total Net Asset Value 100.00% Constellation Brands, Inc. (Class A) 3.79% Sprouts Farmers Market, Inc. 3.68% Ingredion Incorporated 3.57% Spectrum Brands Holdings Inc. 3.53% Conagra Brands, Inc. 3.12% US Foods Holding Corp. 3.10% PepsiCo, Inc. 2.82% Bunge Limited 2.74% Inc. 2.55% Corporation 2.46% Nu Skin Enterprises, Inc. (Class A) 2.33% The Procter & Gamble Company 2.04% Sysco Corporation 2.02% Hormel Foods Corporation 1.94% Post Holdings, Inc. 1.83% McCormick & Company, Incorporated 1.81% Total Net Asset Value $5,197,706

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