A Study of Scientific Journal and Book Publishing in SA: 2005 – 2014
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Appendix 1 A study of scientific journal and book publishing in SA: 2005 – 2014 5 March 2017 The CREST team was Johann Mouton, Astrid Valentine, Annemarie Visagie, Lynn Lorenzen, Johann Spies, Herman Redelinghuys, Nelius Boshoff and Robert Tijssen 1 Acknowledgements CREST wishes to thank the Academy of Science of South Africa for this commission. In particular we would like to acknowledge the support of Ms Susan Veldsman and the staff at the Scholarly Publishing Unit for their support and advice throughout the project. The first author also wishes to thank the technical staff at CREST, and in particular, Lynn Lorenzen, Annemarie Visagie, Herman Redelinghuys and Johann Spies, for their roles in the production of the data. We also wish to thank John Butler-Adam, Nico Cloete, Gansen Pillay and Johan Muller for their valuable comments on earlier versions of the section on predatory publishing. The Report is structured into two parts. The first part, Twelve Years Later: Second ASSAf Report on Scholarly Publishing in and fro South Africa(2018), presents an extensive overview of the main findings of the study and can be read as a standalone report in its own right. The second part is the Main Report (this report)which is a detailed treatment of the issues and consists of three sections devoted to journal articles, books and book chapters and conference proceedings respectively. Johann Mouton 5 March 2017 Academy of Science of South Africa December 2018 ISBN 978-0-6399410-5-9 DOI http://dx.doi.org/10.17159/assaf.2018/0030 Cite: Academy of Science of South Africa (ASSAf), (2019). Twelve Years Later: Second ASSAf Report on Research Publishing In and From South Africa (2018). [Online] Available at: DOI:10.17159/assaf.2018/0030 Published by: Academy of Science of South Africa (ASSAf) PO Box 72135, Lynnwood Ridge, Pretoria, South Africa, 0040 Tel: +27 12 349 6600 • Fax: +27 86 576 9520 E-mail: [email protected] Reproduction is permitted, provided the source and publisher are appropriately acknowledged. The Academy of Science of South Africa (ASSAf) was inaugurated in May 1996. It was formed in response to the need for an Academy of Science consonant with the dawn of democracy in South Africa: activist in its mission of using science and scholarship for the benefit of society, with a mandate encompassing all scholarly disciplines that use an open-minded and evidence- based approach to build knowledge. ASSAf thus adopted in its name the term ‘science’ in the singular as reflecting a common way of enquiring rather than an aggregation of different disciplines. Its Members are elected on the basis of a combination of two principal criteria, academic excellence and significant contributions to society. The Parliament of South Africa passed the Academy of Science of South Africa Act (No 67 of 2001), which came into force on 15 May 2002. This made ASSAf the only academy of science in South Africa officially recognised by government and representing the country in the international community of science academies and elsewhere. 2 Table of Contents Part One: Introduction...................................................................................................................................... 5 Part Two: Journal publishing ............................................................................................................................ 6 2.1 Introduction ........................................................................................................................................ 6 2.2 Distribution of journal articles by journal list ................................................................................. 8 2.3 Distribution of journal articles by journal title ............................................................................. 13 2.4 An analysis of journal publication patterns/configurations.................................................... 26 2.4.1 Consistent and stable publication output ........................................................................ 38 2.4.2 Inconsistent and interrupted trends in publication.......................................................... 59 2.4.3 Gradual and incremental increase in publication output ............................................ 67 2.4.4 Inexplicable (recent) spikes in publication trends ........................................................... 69 2.5 Journal articles by scientific discipline/field .............................................................................. 73 2.5.1 Introduction ............................................................................................................................. 73 2.5.2 Level 4 field categories ......................................................................................................... 74 2.5.3 Level 2 categories: AAG rate (2005 – 2014) ...................................................................... 87 2.6 Trends in collaborative publishing (multi-authorship) .............................................................. 88 2.6.1 Trends in collaborative publishing in WoS journals ........................................................... 89 2.6.2 Trends in collaborative publishing in non-WoS journals (local SA journals and journals indexed in IBSS) ......................................................................................................................... 91 2.7 The citation impact of South African-authored papers over the period 2005 – 2014 ...... 96 2.7.1 Citation impact of SA papers in WoS journal papers ...................................................... 97 2.7.2 Journal-level citation statistics ........................................................................................... 101 2.7.3 Citations in the WoS to SA journals not indexed in the WoS ........................................ 106 2.8 Trends in the demographics of SA journal article authors .................................................... 144 2.9 Ethics and journal publishing ...................................................................................................... 146 2.9.1 Predatory publishing ............................................................................................................ 146 2.9.2 Questionable publication practices ................................................................................ 164 Part Three: Book publishing ......................................................................................................................... 170 3.1 High-level trends in scientific book (monograph) publishing in South Africa ................... 170 3.2 Book and book chapter submissions (2005 – 2014) ............................................................... 173 3.2.1 Book submissions................................................................................................................... 174 3.2.2 Submissions of chapters in edited books/collections .................................................... 177 3.3 ‘Ranking’ of different publishing houses .................................................................................. 183 3.3.1 The Sense ranking of publishers ................................................................................................ 184 3 3.3.2 The NSD ranking of publishers ................................................................................................... 188 Part Four: Conference proceedings ......................................................................................................... 201 4.1 High-level trends in publication of conference proceedings ............................................. 201 4.2 Conference proceedings outputs by university ..................................................................... 207 4.3 The issue of quality in conference proceeding submissions ................................................ 209 Appendix 1: Bibliometric profiles of SA Journals indexed in the WoS ................................................. 217 4 Part One: Introduction The last systematic studies of scientific journals and scholarly publishing in South Africa were done in 2006 and 2009 respectively (both by CREST under commission from the Academy of Science of South Africa (ASSAf). Both of these studies are now outdated. One reason for this has to do with the revision of the DHET Research Subsidy Framework in 2003 (which came into effect in 2005) as well as the more recent additional suggested revisions to the Framework. This framework is currently being implemented (with effect from 2017). As with the revision in 2003 we believe that these revisions will have far- reaching effects on scholarly publishing in South Africa. This report analyses the shifts in scholarly publishing over the past decade and more specifically the period between 2005 and 2014. We have witnessed a spectacular increase in total publication output by the SA Higher Education sector since the implementation of the revised Framework in 2005 (the total publications nearly doubled from 7230 units in 2005 to 14 008 in 2013). The possible inclusion of journals listed in the TR WoS database (and possibly even other lists) and the increased monetary value disbursed to monographs are two of the changes that may impact significantly on the distribution and quantity of journal publications. In addition, over the past number of years, ASSAf has implemented a systematic review process of clusters of journals. In the initial reviews, bibliometric information was included, but