P^CB/\/AIERHOUS^SOPERS §
PricewaterhouseCoopers LLP 1100 Bausch & Lomb Place Rochester, NY 14604 Telephone (585) 232-4000
INSTRUCTIONS FOR FILING PARK FOUNDATION, INC. FORM 990PF - RETURN OF PRIVATE FOUNDATION FOR THE PERIOD ENDED DECEMBER 31, 2009
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SIGNATURE... THE ORIGINAL RETURN SHOULD BE SIGNED (USING FULL NAME AND TITLE) AND DATED BY AN AUTHORIZED OFFICER OF THE ORGANIZATION. FILING... THE SIGNED RETURN SHOULD BE FILED ON OR BEFORE NOVEMBER 15, 2010 WITH...
DEPARTMENT OF THE TREASURY INTERNAL REVENUE SERVICE CENTER OGDEN, UT 84201-0027 OVERPAYMENT OF TAX... THE RETURN SHOWS AN OVERPAYMENT OF $44,945. OF WHICH NONE SHOULD BE REFUNDED TO YOU AND $44,945. HAS BEEN APPLIED TO YOUR 2010 ESTIMATED TAX.
TO DOCUMENT THE TIMELY FILING OF YOUR TAX RETURN(S), WE SUGGEST THAT YOU OBTAIN AND RETAIN PROOF OF MAILING. PROOF OF MAILING CAN BE ACCOMPLISHED BY SENDING THE TAX RETURN(S) BY REGISTERED OR CERTIFIED MAIL (METERED BY THE U.S. POSTAL SERVICE) OR THROUGH THE USE OF AN IRS APPROVED DELIVERY METHOD PROVIDED BY AN IRS DESIGNATED PRIVATE DELIVERY SERVICE. DISTRIBUTION REQUIRED: PLEASE NOTE THAT AT LEAST $ 448,471. MUST BE DISTRIBUTED BY THE FOUNDATION BY THE END OF THE FOLLOWING FISCAL YEAR IN ORDER TO AVOID ADDITIONAL TAX ON UNDISTRIBUTED 2009 INCOME.
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XP066 6 000 Return of Private Foundation OMB No 1545-0052 Form 990-PF or Section 4947(a)(1) Nonexempt Charitable Trust Department of the Treasury Treated as a Private Foundation Internal Revenue Service Note: The foundation may be able to use a copy of this return to satisfy state reporting requirements. 09 For calendar year 2009, or tax year beginning , 2009 and ending ,20 G Check all that apply: Initial return Initial return of a former public charity Final return Amended return Address change Name change Name of foundation A Employer identification number Use the IRS label. PARK FOUNDATION, INC. 16-6071043
Otherwise, Number and street (or p O box number if mail is not delivered to street address) Room/suite B Telephone number (see page 10 of the instructions) print or type. PO BOX 550 (607) 272-9124 See Specific City or town, state, and ZIP code C If exemption application is ^ Instructions. pending, check here D 1. Foreign organizations, check here . ^ — ITHACA, NY 14851 2. Foreign organizations meeting the 85% test, check here and attach I I H Check type of organization: |J£j Section 501(c)(3) exempt private foundation computation ^ I I Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation x E If private foundation status was terminated i 1 I Fair market value of all assets at end J Accounting methocJ : Cash Accrual under section 507(b)(1)(A), check here . • | |
of year (from Part II, col. (c), line 1 1 Other (specify) F If the foundation is in a 60-month termination 16) • $ 320, 897, 293. (Part 1, column (d) miist be on cash basis.) under section 507(b)(1)(B), check here . •! | E0 m Analysis of Revenue and Expenses (The (d) Disbursements total of amounts in columns (b), (c), and (d) (a) Revenue and (b) Net investment (c) Adjusted net for charitable may not necessarily equal the amounts in expenses per income income purposes books column (a) (see page 11 of the instructions).) (cash basis only) 1 Contributions, gifts, grants, etc, received (attach schedule) . 0. *» «u i k.Pl if the foundation is not required to 2 Check •! 1 attach Sch B 3 Interest on savings and temporary cash investments 2, 936,390. 3,048,249. ATCH 1 4 Dividends and interest from securities 3,733,250. 3,733,987. ATCH 2 5 a Gross r ents b Net rent al income or (loss) Q) 6 a Net gain or (loss) from sale of assets not on line 10 -34,475,526. 3 b Gross s ales price for all 157 932, 950. > assets o n line f>a 0 7 Capital qain net income (from Part IV, line 2) . £ 8 Net short-term capital qain 9 Income modifications 10a Gross sa les less returns and allo\ b Less Cc st of goods sold . c Gross profit or (loss) (attac h schedule) 11 Other income (attach sch edule) 12 Total. Add lines 1 throuq h 11 -27,805,886. 6,782,236. 320,760 13 Compensation of officers, directors, trustees, etc 468,000. 147,240. 14 Other employee salaries and wages ..... 609,418. 115,789. 493,629 CO 185,681. 35,279. 150,402 (f) 15 Pension plans, employee benefits ...... c 16a Legal fees (attach schedu le) ATCH 3 36,000. 18,000. 0. 18,000 U. X ATCH 4 72,450. 36,225. 0. 36,225 111 b Accounting fees (attach s>chedule) 3,107,586. 3,099,501. 8,086 > c Other professional fees (i attach schedule) .*. . +3 (0 17 Interest 0 (0 1 8 Taxes (attach schedule) (see page 14 of the instructions) 493,133. 52,328. C 19 Depreciation (attach schedule) and depletion. 10,410. 10,410. £ 57,988. 57,988 •u 20 Occupancy 115,975. 80,684 < 21 Travel, conferences, and meetings . .... 142,233. 55,288. £ (0 22 Printing and publications 93,043. 299,020. 46,688 £ 23 Other expenses (attach s chedule) ^TCH 7 (0 24 Total operating and administrative expenses. &- Add lines 13 through 23 5,333,929. 3,927,068. 0. 1,212,462 Q. o 25 Contributions, gifts, gran ts paid . 17,621,355. 17,719,762 18,932,224 2 6 Total expenses and disbursemerits . Add lines 24 and 25 22,955,284. 3,927,068. 0. 27 Subtract line 26 from line 12: a Excess of revenue over expenses and disbursements -50,761,170. b Net investment income (if negative, enter -0-) 2,855,168. c Adjustc? d net income (ifr legative, enter -0-). . -0- For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions. * ATCH 5 JSA *' ATCH 6 Form 990-PF (2009) 9E141020005GTQTT 1211 11/8/2oiO 11:48:46 AM 640442 PAGE 2 Form 990-PF (2009) 16 -6071043 Page 2 •PHH _ Attached schedules and amounts in the Beginning of year End of year litHUJ BalanCG SheGtS description column should be for end-of-year amounts only. (See instructions.) (a) Book Value (b) Book Value (c) Fair Market Value 1 Cash - non-interest-bearing 179,713. 64,706. 64,705 2 Savings and temporary cash investments 39,624,640. 21,023,128. 21,023,128 3 Accounts receivable • 8 7 6,708. Less: allowance for doubtful accounts • 687,903. 876,708. 876,708 4 Pledges receivable • Less: allowance for doubtful accounts • 5 Grants receivable 6 Receivables due from officers, directors, trustees, and other disqualified persons (attach schedule) (see page 16 of the instructions) 7 Other notes and loans receivable (attach schedule) • Less: allowance for doubtful accounts •
0) 8 Inventories for sale or use 0) 25,724. 29,158. 29,158 (0 9 Prepaid expenses and deferred charges (0 < 10a Investments - U.S. and state government obligations (attach schedule) . b Investments - corporate stock (attach schedule) ATCH § 194,935,136. 246,824,888. 246,824,888 c Investments - corporate bonds (attach schedule) 11 Investments - land, buildings, ^. and equipment, basis ^ Less: accumulated depreciation ^ (attach schedule) 12 Investments - mortgage loans 13 Investments - other (attach schedule) . 14 Land, buildings, and ^ no /in equipment: basis w _Z_L_I_1 Less: accumulated depreciation ^ 115 0 98 16,777. 17,345. 17,345 (attach schedule) ' 15 Other assets (describe • ATCH 9 ) 39,268,463. 52,061,360. 52,061,361 16 Total assets (to be completed by all filers - see the instructions. Also, seepage 1, item I) 274,738,356. 320,897,293. 320,897,293 17 Accounts payable and accrued expenses 481,445. 522,294. 18 Grants payable 17,251,437. 17,153,030. 0) 19 Deferred revenue +3 20 Loans from officers, directors, trustees, and other disqualified persons
(0 21 Mortgages and other notes payable (attach schedule) J 22 Other liabilities (describe •AT.CH JLQ. ) 36,527,053. 57,236,517.
23 Total liabilities (add lines 17 through 22) 54,259,935. 74,911,841. Foundations that follow SFAS 117, check here • x and complete lines 24 through 26 and lines 30 and 31. 0) 245,985,452. (0 29 Retained earnings, accumulated income, endowment, or other funds . . < 30 Total net assets or fund balances (see page 17 of the z instructions) 220,478,421. 245,985,452. 31 Total liabilities and net assets/fund balances (see page 17 of the instructions) 274,738,356. 320,897,293. E qillll Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year's return) 1 220,478,421 2 Enter amount from Part I, line 27a 2 -50,761,170 3 Other increases not included in line 2 (itemize) ^ ATTACHMENT 11 3 76,268,201 4 Add lines 1, 2, and 3 4 245,985,452 5 Decreases not included in line 2 (itemize) ^ 5 6 Total net assets or fund balances at end of year (line 4 minus ine 5) - Part II, column (b ), line 30 6 245,985,452 Form 990-PF (2009) JSA 9E1420 1 000 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 3 Form 990-PF (2009) 16-6071043 Page 3 M'jtTiMvm Capital Gains and Losses for Tax on Investment Income (b) How (c) Date (a) List and describe the kind(s) of property sold (e g , real estate, acquired (d) Date sold P-Purchase acquired (mo , day, yr) 2-story brick warehouse, or common stock, 200 shs MLC Co) D-Donation (mo , day, yr) 1a SEE PART IV SCHEDULE b c d e (g) Cost or other basis (e) Gross sales price (f) Depreciation allowed (h) Gain or (loss) (or allowable) plus expense of sale (e) plus (f) minus (g) a b c d e Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (1) Gains (Col (h) gain minus (j) Adjusted basis col (k), but not less than -0-) or (i)FMV as of 12/31/69 (k) Excess of col (i) as of 12/31/69 over col 0). if any Losses (from col (h)) a b c d e , , , ., , f If gain, also enter in Part I, line 7 ^ 2 Capital gain net income or (net capital loss) J ir „ . x _ _, ., , _ I 2 -34,444,990. ^ v ^ / 1 If (loss), enter -0- in Part 1, line 7 f 3 Net short-term capital gairl or (loss) as defined in sections 1222(5) and (6) If gain, also enter in Part 1 line 8, column (c) (see pages 13 and 17 of the instructions) 1 If (loss), enter -0- in Part 1, line 8 J 3 Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income ; If section 4940(d)(2) applies, leave this part blank Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period'? • Yes No If "Yes," the foundation does not qualify under section 4940(e) Do not complete this part 1 Enter the appropriate amount in each column for each year see page 18 of the instructions before making any entries (a) (d) (b) (c) Base period years Distribution ratio Calendar year (or tax year beginning in) Adjusted qualifying distributions Net value of nonchantable-use assets (col (b) divided by col (c)) 2008 18,809,182. 311,453,988. 0.060392 2007 18,466,295. 368,171,981. 0.050157 2006 17,598,977. 351,650,630. 0.050047 2005 16,719,195. 341,476,488. 0.048961 2004 15,745,457. 330,295,886. 0.047671 2 Total of line 1, column (d) 2 0.257228 3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years 3 0.051446 4 Enter the net value of nonchantable-use assets for 2009 fro m Part X, line 5 4 239,910,873. 5 Multiply line 4 by line 3 5 12,342,455. 6 Enter 1 % of net investment income (1% of Part I, line 27b) 6 28,552. 7 Add lines 5 and 6 7 12,371,007. 8 Enter qualifying distribute>n s from Part XII, line 4 8 18,932,224. If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate See the Part VI instructions on page 18 JSA Form 990-PF (2009) 9E1430 1 000 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE Form 990-PF (2009) 16-6071043 Page 4 Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 - see page 18 of the instructions) 1a Exempt operating foundations described in section 4940(d)(2), check here • and enter "N/A" on line 1. Date of ruling or determination letter: _ _ _ (attach copy of ruling letter if necessary - see instructions) b Domestic foundations that meet the section 4940(e) requirements in Part V, check 28,552. here X and enter 1% of Parti, line 27b c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Parti, line 12, col. (b) Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) Add lines 1 and 2 28,552. Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 0, Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter-0- 28,552. Credits/Payments: a 2009 estimated tax payments and 2008 overpayment credited to 2009 6a 56,497, b Exempt foreign organizations-tax withheld at source 6b 0. c Tax paid with application for extension of time to file (Form 8868). 6c 17,000. d Backup withholding erroneously withheld 6d 0. 7 Total credits and payments. Add lines 6a through 6d 73,497. 8 Enter any penalty for underpayment of estimated tax. Check here | | if Form 2220 is attached . 9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed • 10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid . • 10 44,945. 1_1 Enter the amount of line 10 to be: Credited to 2010 estimated tax • 4 4, 945. Refunded • 11 Part Vll-A Statements Regarding Activities 1a During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it Yes No participate or intervene in any political campaign? 1a Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of the instructions for definition)? 1b If the answer is 'Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials published or distributed by the foundation in connection with the activities. Did the foundation file Form 1120-POL for this year? 1c Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year: (1) On the foundation. •$ (2) On foundation managers. • $ Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation managers. • $ Has the foundation engaged in any activities that have not previously been reported to the IRS? If "Yes," attach a detailed description of the activities. Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of X incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes X 4a Did the foundation have unrelated business gross income of $1,000 or more during the year? 4a b If "Yes," has it filed a tax return on Form 990-T for this year? 4b 5 Was there a liquidation, termination, dissolution, or substantial contraction during the year? If "Yes," attach the statement required by General Instruction T. Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either: • By language in the governing instrument, or • By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instrument? 7 Did the foundation have at least $5,000 in assets at any time during the year? If 'Yes," complete Part II, col. (c), and PartXV. 8a Enter the states to which the foundation reports or with which it is registered (see page 19 of the instructions) • i^'i^l' If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate) of each state as required by General Instruction G?If "No,"attach explanation 8b Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3) or 4942(j)(5) for calendar year 2009 or the taxable year beginning in 2009 (see instructions for Part XIV on page 27)? If'Yes,"complete PartXIV 10 Did any persons become substantial contributors during the tax year? If 'Yes," attach a schedule listing their X names and addresses . . 10 Form 990-PF (2009) JSA 9E1440 1 000 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 5 Form 990-PF (2009) 16-6071043 Page 5 Part Vll-A Statements Regarding Activities (continued) 11 At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the meaning of section 512(b)(13)? If "Yes, "attach schedule (see page 20 of the instructions) 11 12 Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008? 12 13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? . . . . 13 X Website address • ^^ll^HS^^I^J^Il 14 The books are in care of K^LE2™DATION_ Telephone no • 607-2 72-912 4~~~~~~ Located at ^9^9^9^JJ3I9^J.^ ZIP + 4 • JdL5.1 15 Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041-Check here •! I and enter the amount of tax-exempt interest received or accrued during the year ^|l5| Part Vll-B Statements Regarding Activities for Which Form 4720 May Be Required File Form 4720 if any item is checked in the "Yes" column, unless an exception applies. Yes No 1a During the year did the foundation (either directly or indirectly): (1) Engage in the sale or exchange, or leasing of property with a disqualified person? I I Yes No (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a disqualified person? Yes X No (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? Yes X No (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? X Yes No (5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use of a disqualified person)? Yes • No (6) Agree to pay money or property to a government official? (Exception. Check "No" if the foundation agreed to make a grant to or to employ the official for a period after termination of government service, if terminating within 90 days.) I I Yes No b If any answer is "Yes" to 1a(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations section 53.4941 (d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)? • • . 1b Organizations relying on a current notice regarding disaster assistance check here ^ • c Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts, that were not corrected before the first day of the tax year beginning in 2009? 1c 2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation defined in section 4942(j)(3) or 4942(j)(5)): a At the end of tax year 2009, did the foundation have any undistributed income (lines 6d and 6e, Part XIII) for taxyear(s) beginning before 2009? I I Yes No If "Yes," list the years • b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to all years listed, answer "No" and attach statement-see page 20 of the instructions.) 2b c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here. 3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at any time during the year? I I Yes No If 'Yes," did it have excess business holdings in 2009 as a result of (1) any purchase by the foundation or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3) the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine if the foundation had excess business holdings in 2009.) 3b 4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? . , 4a b Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2009? 4b X Form 990-PF (2009) JSA 9E1450 1.000 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 6 Form 990-PF (2009) 16-6071043 Page 6 PartVII-B Statements Regarding Activities for Which Form 4720 May Be Required (continued) 5a During the year did the foundation pay or incur any amount to: (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? IZ Yes X No (2) Influence the outcome of any specific public election (see section 4955); or to carry on, directly or indirectly, any voter registration drive? _ Yes X No (3) Provide a grant to an individual for travel, study, or other similar purposes? Yes X No (4) Provide a grant to an organization other than a charitable, etc., organization described in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions). • Yes X No (5) Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals? . . Qves QiJ No If any answer is "Yes" to 5a(1)-(5), did any of the transactions fail to qualify under the exceptions described in Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)? . . . . . 5b Organizations relying on a current notice regarding disaster assistance check here • | | If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the tax because it maintained expenditure responsibility for the grant? „ | | Yes | | No If "Yes," attach the statement required by Regulations section 53.4945-5(d). 6a Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? | | Yes | X | No b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? 6b If "Yes" to 6b, file Form 8870. 7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? . . | | Yes _^_ No b If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? 7b HifnroTir Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, " and Contractors 1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions). (b) Title, and average (c) Compensation (d) Contributions to (e) Expense account, (a) Name and address hours per week (If not paid, enter employee benefit plans other allowances devoted to position -0-) and deferred compensation ATTACHMENT 12 468,000. 0. 0 2 Compensation of five highest-paid employees (other than those included on line 1 - see page 23 of the instructions). If none, enter "NONE." (d) Contributions to (b) Title, and average (e) Expense account, (a) Name and address of each employee paid more than $50,000 (c) Compensation employee benefit hours per week plans and deferred other allowances devoted to position compensation ATTACHMENT 13 423,430. 93,790. 0 Total number of other employees paid over $50,000 • 1 Form 990-PF (2009) JSA 9E1460 1 000 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 7 Form 990-PF (2009) 16-6071043 Page 7 ISBWni Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors (continued) 3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE." (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation ATTACHMENT 14 72,450 Total number of others receiving over $50,000 for professional services • NONE EEE9EE1 Summary of Direct Charitable Activities List the foundation's four largest direct charitable activities during the tax year Include relevant statistical information such as the number Expenses of organizations and other beneficiaries served, conferences convened, research papers produced, etc 1 NONE BJBflCT^j Summary of Program-Related Investments (see page 23 of the instructions) Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2 Amount 1 NONE All other prog ram-related investments See page 24 of the instructions 3 NONE Total. Add lines 1 through 3 , Form 990-PF (2009) JSA 9E1465 1 000 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 8 Form 990-PF (2009) 16-6071043 Page 8 Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see page 24 of the instructions.) 1 Fair market value of assets not used (or held for use) directly in carrying out charitable etc., purposes: a Average monthly fair market value of securities 1a 196,926,758. b Average of monthly cash balances 1b 46,637,580. c Fair market value of all other assets (see page 24 of the instructions) 1c 0. d Total (add lines 1a, b, and c) 1d 243,564,338. e Reduction claimed for blockage or other factors reported on lines 1a and 1c (attach detailed explanation) | 1e | 2 Acquisition indebtedness applicable to line 1 assets 2 0. 3 Subtract line 2 from line 1d 3 243,564,338. 4 Cash deemed held for charitable activities. Enter 1 1/2 % of line 3 (for greater amount, see page 25 of the instructions) 4 3,653,465. 5 Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on PartV, line 4 5 239,910,873. 6 Minimum investment return. Enter 5% of line 5 6 11,995,544. M&UWAM Distributable Amount (see page 25 of the instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here • and do not complete this part.) 1 Minimum investment return from PartX, line 6 1 11,995,544. 2a Tax on investment income for 2009 from Part VI, line 5 2a 28,552. b Income tax for 2009. (This does not include the tax from Part VI.) 2b c Add lines 2a and 2b 2c 28,552. 3 Distributable amount before adjustments. Subtract line 2c from line 1 3 11,966,992. 4 Recoveries of amounts treated as qualifying distributions 4 5 Add lines 3 and 4 5 11,966,992. 6 Deduction from distributable amount (see page 25 of the instructions) 6 7 Distributable amount as adjusted. Subtract line 6 from line 5. Enter he re and on Part XIII, line 1 7 11,966,992. Qualifying Distributions (see page 25 of the instructions) 1 Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes: a Expenses, contributions, gifts, etc. - total from Part I, column (d), line 26 1a 18,932,224. b Program-related investments - total from Part IX-B 1b 0. 2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc., purposes 2 0. 3 Amounts set aside for specific charitable projects that satisfy the: a Suitability test (prior IRS approval required) 3a 0. b Cash distribution test (attach the required schedule) 3b 0. 4 Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4 4 18,932,224. 5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income. Enter 1% of Part I, line 27b (see page 26 of the instructions) 5 28,552. 6 Adjusted qualifying distributions. Subtract line 5 from line 4 6 18,903,672. Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for the section 4940(e) reduction of tax in those years. Form 990-PF (2009) JSA 9E1470 1 000 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 9 Form 990-PF (2009) 16-6071043 Page 9 ISffKHT| undistributed Income (see page 26 of the instructions) (a) (b) (c) (d) 1 Distributable amount for 2009 from Part XI, Corpus Years prior to 2008 2008 2009 line 7 11,966,992. 2 Undistributed income, if any , as of the end of 2009: a Enter amount for 2008 orii y 7,413,703. b Total for prior years: 20 ^ 7 20 06 20 °5 3 Excess distributions carryover, if any, to 2009: a From 2004 0 . b From 2005 0. c From 2006 0. d From 2007 0. e From 2008 0. f Total of lines 3a through b Applied to undistributed income of prior years (Election required - see page 26 of the instructions) c Treated as distributions out of corpus (Election required - see page 26 of the instructions).... d Applied to 2009 distributable amount 11,518,521. e Remaining amount distributed out of corpus 0. 5 Excess distributions carryover applied to 2009 m 0. 0. (If an amount appears in column (d), the same amount must be shown in column (a).) 6 Enter the net total of each column as indicated below: a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0. b Prior years' undistributed income. Subtract line 4b from line 2b c Enter the amount of prio r years' undistributed income for which a notice* of deficiency has been issued, or on which the s>ectio n 4942(a) tax has been previously assessed d Subtract line 6c froi7 i line 6b. Taxable amount - see page 27 of the instructions e Undistributed income for 2008. Subtract line 4a from line 2a. Taxable amount - see page 27 of the instructions f Undistributed income for 2009. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2010 448,471. 7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see page 27 of the instructions) 8 Excess distributions carryover from 2004 not applied on line 5 or line 7 (see page 27 of the , instructions) 9 Excess distributions carryover to 2010. Subtract lines 7 and 8 from line 6a 0. 10 Analysis of line 9: a Excess from 2005 . . . b Excess from 2006 . . . 0. c Excess from 2007 . . . 0. d Excess from 2008 . . . 0. e Excess from 2009 . . . 0. Form 990-PF (2009) JSA 9E1480 1 000 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 10 Form 990-PF (2009) 16-6071043 Page 10 EWflPW Private Operating Foundations (see page 27 of the instructions and Part Vll-A, question 9) NOT APPLICABLE 1a If the foundation has received a ruling or determination letter that it is a private operating foundation, and the ruling is effective for 2009, enter the date of the ruling m „ . . . • b Check box to indicate whether the foundation is a private operating foundation described in section 4942(j)(3) or 4942(j)(5) Tax year Prior 3 years 2a Enter the lesser of the ad (e) Total justed net income from Part (a) 2009 (b)2008 (c)2007 (d)2006 I or the minimum investment return from Part X for each year listed 85% of line 2a Qualifying distributions from Part XII, 11 n e 4 for each year I isted . Amounts included in line 2c not used directly for active conduct of exempt activities Qualifying distributions made directly for active conduct of exempt activities Subtract line 2d from line 2c Complete 3a, b, or c for the alternative test relied upon "Assets" alternative test - enter (1) Value of all assets . . . (2) Value of assets qualifying under section 4942(|)(3)(B)(i) "Endowment" alternative test- enter 2/3 of minimum invest ment return shown in Part X, line 6 for each year listed "Support" alternative test - enter (1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties)...... (2) Support from general public and 5 or more exempt organizations as provided in section 4942 G)(3)(B)(in) (3) Largest amount of sup port from an exempt organization (4) Gross investment income . ISBBWT Supplementary Information (Complete this part only if the foundation had $5,000 or more in assets at any time during the year -see page 28 of the instructions.) 1 Information Regarding Foundation Managers: a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).) NONE b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest. NONE 2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs: Check here • Q if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see page 28 of the instructions) to individuals or organizations under other conditions, complete items 2a, b, c, and d. a The name, address, and telephone number of the person to whom applications should be addressed: ATTACHMENT 15 b The form in which applications should be submitted and information and materials they should include: WRITTEN REQUEST IDENTIFYING ORGANIZATION AND PURPOSE OF FUNDS. c Any submission deadlines: ATTACHMENT 16 d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors: NONE JSA Form 990-PF (2009) 9E1490 1 000 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 11 Form 990-PF (2009) 16-6071043 Page 11 Supplementary information (continued) 3 Grants and Contributions Paid During the Year or Approved for Future Payment Recipient If recipient is an individual, Foundation show any relationship to Purpose of grant or Amount any foundation manager status of contribution Name and address (home or business) or substantial contributor recipient a Paid during the year SEE STATEMENTS ATTACHED 17,719,762, Total. • 3a 17,719,762. b Approved for future payment ATTACHMENT 17 Total. • 3b 17,153,030. Form 990-PF (2009) JSA 9E1491 1 000 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 12 Payments Made - 2009 1/19/2010 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No, Date Amount Fund Notes Adirondack Council, Inc. Adirondack Water Quality - Advocacy Campaign 200900188 6/30/2009 $15,000.00 4301 $ 15,000.00 09-188 Alliance for Democracy Defending Water for Life in New England/New 200900218 6/30/2009 $46,000.00 4302 York $46,000.00 09-218 Alliance for Justice z general operating support 200900381 9/30/2009 $15,000.00 4902 $ 15,000.00 09-381 Alzheimer's Disease and Related Disorders Association, Inc. the Care & Cure Drive 200900155 3/31/2009 $15.00 4770 $ 15.00 09-155 American Cancer Society, Inc. Relay for Life 200900312 6/30/2009 $35.00 4303 $ 35.00 09-312 American Cancer Society to Coaches vs. Cancer in memory of Gary Chase 200900106 3/31/2009 $100.00 4771 $ 100.00 09-106 American Lung Association of Ohio Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes / general operating expenses 200900330 9/30/2009 $40.00 4903 $ 40.00 09-330 American Red Cross-Greater Cleveland Chapter y general operating expenses 200900442 9/30/2009 $25.00 4904 $ 25.00 09-442 American Red Cross-Tompkins County Chapter the Health & Safety Program 200900412 9/30/2009 $22,000.00 4905 $ 22,000.00 09-412 American Rivers, Inc. Sustainable Water Infrastructure Fundingand 200900007 3/31/2009 $100,000.00 4772 Policy project $ 100,000.00 09-007 American University Investigative Reporting Workshop 200900193 6/30/2009 $150,000.00 4304 $ 150,000.00 09-193 Amnesty International USA v/ general operating support 200900644 12/23/2009 $20.00 4991 $ 20.00 09-644 Anacostia Watershed Society environmental education and restorationnthe i 200900065 3/31/2009 $25,000.00 4773 Anacostia Watershed $ 25,000.00 09-065 Animal Rescue Coalition, Inc. Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes the Feline Flair adoption initiative 200900268 6/30/2009 $5,000.00 4305 $ 5,000.00 09-268 Animals and Society Institute / General operating support 200900535 12/23/2009 $5,000.00 4992 $ 5,000.00 09-535 Appalachian Regional Healthcare Foundation/Watauga Medical Center Emergency fund for cancer patients at Watauga 200900125 3/31/2009 $25,000.00 4774 Medical Center $ 25,000.00 09-125 Emergency Fund for Cancer Patients at the Seby 200900460 12/23/2009 $25,000.00 4993 B. Jones Cancer Center $ 25,000.00 09-460 Total Appalachian Regional Healthcare Foundation/Watauga Medical Center $50,000.00 (2 items) Appalachian Voices Measuring the Ecological Impact of Coal 200900329 9/30/2009 $25,000.00 4906 Operations on Appalachian Freshwater Ecosystems $ 25,000.00 09-329 The ARTS Council of the Southern Finger Lakes, Inc. Out of Bounds Radio Show with Tish Pearlman 200900019 3/31/2009 $15,000.00 4832 $ 15,000.00 09-019 Arts Engine, Inc. Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes the documentary film, Good Fortune 200900092 3/31/2009 $10,000.00 4775 $ 10,000.00 09-092 As You Sow to launch the Hydraulic Fracturing Shareholder 200900576 12/23/2009 $35,000.00 4994 Campaign $ 35,000.00 09-576 Avery County NC Humane Society, Inc. Adoption and Humane Education Center 200900531 12/23/2009 $25,000.00 4995 $25,000.00 09-531 Avery County School District Family Reading Partnership ($5,000), 200900284 6/30/2009 $30,000.00 4306 Pre-Kindergarten Program Support ($5,000) and School Health Nurse ($20,000) $ 30,000.00 09-284 Berkshire Farm Center & Services for Youth the Bridges for Youth and Families'Anger 200900408 9/30/2009 $15,000.00 4907 Management Program $ 15,000.00 09-408 Beyond Pesticides/National Coalition Against the Misuse of Pesticides the Center for Community Pesticide and 200900080 3/31/2009 $25,000.00 4776 Alternatives Information $ 25,000.00 09-080 Black Student Fund Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes s general operating support during 2009-2010 200900348 9/30/2009 $25,000.00 4908 $ 25,000.00 09-348 Blue Ridge Center for Environmental Stewardship Blue Ridge Press Freshwater Initiative 200900234 6/30/2009 $15,000.00 4307 $ 15,000.00 09-234 Clean Energy vs. Clean Drinking Water 200900611 11/11/2009 $2,500.00 4988 $ 2,500.00 09-611 Total Blue Ridge Center for Environmental Stewardship $17,500.00 (2 items) Brave New Foundation No War in Afghanistan Awareness and Advocacy 200900097 3/31/2009 $25,000.00 4777 Campaign $ 25,000.00 09-097 Breast Cancer Fund The Story of Cosmetics 200900517 12/23/2009 $20,000.00 4996 $ 20,000.00 09-517 Buffalo Field Campaign Frontlines Bison Defense Project 200900022 7/14/2009 $5,000.00 4399 $ 5,000.00 09-022 1st check was shredded #4308-had to re-issue this check Cancer Resource Center of the Finger Lakes outreach and support services for medically 200900557 12/23/2009 $40,000.00 4997 underserved people $ 40,000.00 09-557 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes Caribbean Conservation Corporation the Wildlife Education and Stewardship Capacity 200800444 3/31/2009 $10,000.00 4778 Building program $ 10,000.00 08-444 Catholic Charities of the Southern Tier Food Bank of the Southern Tier, general food 200900419 9/30/2009 $25,000.00 4909 acquisition and distribution costs in 2009 $ 25,000.00 09-419 Catholic Charities of the Southern Tier-Tompkins County y general operating support 200900468 9/30/2009 $30.00 4910 $ 30.00 09-468 Samaritan Center basic and emergency assistance 200900561 12/23/2009 $45,000.00 4998 program support $ 45,000.00 09-561 Total Catholic Charities of the Southern Tier-Tompkins County $45,030.00 (2 items) The Cats1 Cradle Spay/Neuter Initiative Partnership (SNIP) 200900093 3/31/2009 $10,000.00 4833 $ 10,000.00 09-093 Cayuga Chamber Orchestra, Inc. In-School Youth Classical Music Appreciation 200900411 9/30/2009 $10,000.00 4911 Program $10,000.00 09-411 Cayuga Lake Watershed Network Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes outreach and advocacy work in two Cayuga Lake 200900205 6/30/2009 $20,000.00 4309 sub-watersheds $ 20,000.00 09-205 The Center for a New American Dream y general operating support 200900425 9/30/2009 $30,000.00 4968 $ 30,000.00 09-425 Center for Health, Environment and Justice BE SAFE Initiative 200900371 9/30/2009 $25,000.00 4912 $ 25,000.00 09-371 Center for Independent Documentary, Inc. the documentary and community engagement 200900610 12/23/2009 $10,000.00 4999 campaign, "Cooked'' $ 10,000.00 09-610 the documentary and community engagement 200900385 12/23/2009 $10,000.00 4999 campaign, "Cooked" $ 10,000,00 09-385 Total Center for Independent Documentary, Inc. $20,000.00 (2 items) Center for Investigative Reporting support for two projects: completion of the 200900232 9/30/2009 $10,000.00 4983 documentary film, Dirty Business: The Selling of Clean Coal; and CIR's investigation into the "cap and trade" system and global carbon commodity markets $ 10,000.00 09-232 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes support for two projects: completion of the 200900457 9/30/2009 $10,000.00 4983 documentary film, "Dirty Business: The Selling of Clean Coal;"and CIR's investigation into the "cap and trade" system and global carbon commodity markets $ 10,000.00 09-457 Total Center for Investigative Reporting $20,000.00 (2 items) Center for Media and Democracy The Water Portal on SourceWatck org 200900246 6/30/2009 $50,000.00 4310 $ 50,000.00 09-246 Center for Orangutan and Chimpanzee Conservation, Inc. direct care program services 200900421 9/30/2009 $25,000.00 4913 $ 25,000.00 09-421 Center for Political Accountability the Accountability Project 200900488 12/23/2009 $15,000.00 5000 $ 15,000.00 09-488 Center for Public Integrity support to enhance digital and social outreach 200900189 6/30/2009 $225,000.00 4311 while producing investigative reports on issues of transparency, accountability and ethics $ 225,000.00 09-189 Environment America Research and Policy Center, Inc. Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes Protecting America's Waters 200900587 12/23/2009 $50,000.00 5025 $ 50,000.00 09-587 Center for Responsible Travel the documentary, "Faces of Coastal Tourism " 200900369 9/30/2009 $5,000.00 4915 $ 5,000.00 09-369 Center for Science in the Public Interest the Campaign for Healthy School Foods 200900443 9/30/2009 $50,000.00 4916 $ 50,000.00 09-443 Center for the Arts at Ithaca, Inc. the education program during 2009-10 200900237 6/30/2009 $15,000.00 4313 $ 15,000.00 09-237 the Hangar Artistic/Education Programming and 200900512009005111 12/23/2009 $10,000.00 5001 Outreach Plan $ 10,000.00 09-511 Total Center for the Arts at Ithaca, Inc. $25,000.00 (2 items) Center for Transformative Action • Positive News general operating supportt 200900288 6/30/2009 $15,000.00 4312 $ 15,000.00 09-288 Undoing Racism Learning, Support and 200900416 9/30/2009 $20,000.00 4914 Leadership Development Program $ 20,000.00 09-416 i Institute 200900549 12/23/2009 $15,000.00 5005 for Leadership and Change $ 15,000.00 09-549 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes Ithaca City of Asylum 2009-2011 200900553 12/23/2009 $5,000.00 5002 $ 5,000.00 09-553 Positive News' student intern project 200900580 12/23/2009 $8,000.00 - 5004 $ 8,000.00 09-580 The Vitamin L Project 200900508 12/23/2009 $10,000.00 5003 $ 10,000.00 09-508 Total Center for Transformative Action $73,000.00 (6 items) Center on Budget and Policy Priorities y general operating support 200900265 6/30/2009 $25,000.00 4314 $ 25,000.00 09-265 Challenge Industries, Inc. capital campaign for renovations and moving 200800509 3/31/2009 $20,000.00 4780 expenses to the new site $ 20,000.00 08-509 Citizens Conservation Corps of West Virginia ACCWTBi-Annual Team Watershed Training 200900590 12/23/2009 $20,000.00 5006 $ 20,000.00 09-590 City Federation of Womenfs Organizations of Ithaca, NY, Inc. y general operating support 200800553 3/31/2009 $15,000.00 4781 $ 15,000.00 08-553 City of Ithaca 10 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes Ithaca Youth Bureau's Recreation Department 200900225 6/30/2009 $30,000.00 4315 Scholarship Fund (ECHO), Computer All-Stars Program and College Discovery Program $ 30,000.00 09-225 Clean Water for North Carolina, Inc. the North Carolina Water Justice Campaign 200900240 6/30/2009 $30,000.00 4316 $ 60,000.00 09-240 Clean Water Fund Water for the 21st Century 200900588 12/23/2009 $75,000.00 5007 $ 75,000.00 09-588 Clean Water Network , general operating support 200900250 6/30/2009 $45,000.00 4317 $ 45,000.00 09-250 Ceres, Inc. Leveraging Investor Action to Address Water Risk 200900002009000088 3/31/2009 $50,000.00 4779 $ 50,000.00 09-008 Collective Heritage Institute Bioneers: Revolution from the Heart of Nature 200900122 3/31/2009 $25,000.00 4782 $ 25,000.00 09-122 College for Every Student, Inc. the CFES Scholars Program at Spencer- Van Etten 200900552 12/23/2009 $15,000.00 5008 Middle School $ 15,000.00 09-552 On the Commons 11 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes Our Water Commons 200900405 9/30/2009 $65,000.00 4953 $ 65,000.00 09-405 Common Cause Education Fund Drilling in the Marcellus Shale; Connecting the 200900593 12/23/2009 $75,000.00 5009 Dots $ 75,000.00 09-593 Commonweal Institute, Inc. Progressive Ideas Network 200900505 12/23/2009 $15,000.00 5010 $ 15,000.00 09-505 Community Arts Partnership of Tompkins County, Inc, Arts Council Services Challenge Grant 200900194 6/30/2009 $15,000.00 4318 $ 15,000.00 09-194 Community Environmental Legal Defense Fund the New England Water Project 200900349 9/30/2009 $35,000.00 4917 $ 35,000.00 09-349 Community Foundation of Tompkins County, Inc. y general operating support 200900196 6/30/2009 $25,000.00 4319 $ 25,000.00 09-196 Community Unity Music Education Program International y general operating support 200900206 6/30/2009 $13,000.00 4320 $ 13,000.00 09-206 Compos Mentis Working Toward Wellness, Inc. 12 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes •y general operating support 200900409 9/30/2009 $10,000.00 4918 $ 10,000.00 09-409 Connexus Communications A World of Possibilities 200900252 6/30/2009 $35,000.00 4321 $ 35,000.00 09-252 Conservation Leaders Network the Clean Water Project 200800418 3/31/2009 $20,000.00 4783 $ 20,000.00 08-418 Conservation Trust for North Carolina conservation work along the Blue Ridge Parkway 20090053 3 12/23/2009 $7,000.00 5011 between Linville Falls and Little Switzerland, specifically targeting properties that will not allow hunting $ 7,000.00 09-533 Consultative Group on Biological Diversity membership in 2009 200900013 3/31/2009 $5,000.00 4784 $ 5,000.00 09-013 Green America Minuteman Media and its free national distribution 200800440 6/30/2009 $10,000.00 4335 of progressive editorials to small circulation newspapers $ 10,000.00 08-440 Cornell Cooperative Extension of Tompkins County 13 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes development of a non-food based biomass energy 200900018 3/31/2009 $5,000.00 4786 industry in Tompkins County $ 5,000.00 09-018 work strengthening the capacity of the local food 200900025 3/31/2009 $30,000.00 4785 system and improving access to it by low-income households $ 30,000.00 09-025 summer work-study students for a weather ization 200900313 5/22/2009 $5,000.00 4849 education and outreach program in collaboration with the TC Climate Protection Initiative $ 5,000.00 09-313 Natural Leaders Initiative 200900555 12/23/2009 $25,000.00 5012 $ 25,000.00 09-555 Total Cornell Cooperative Extension of Tompkins County $65,000.00 (4 items) Cornell University Cornell Outdoor Education's Finger Lakes Youth - 200900524 12/23/2009 $10,000.00 5013 - Cornell Adventure Consortium $ 10,000.00 09-524 Cornell University-College of Human Ecology Graduate School Fund 200900344 9/30/2009 $10.00 4919 $ 10.00 09-344 Cornell University-Cornell Plantations Park Park stewardship and maintenance for one 200900040 3/31/2009 $39,700.00 4787 year $ 39,700.00 09-040 14 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes Cornell University-Laboratory of Ornithology educational outreach events for children, families 200900190 6/30/2009 $2,000.00 4322 and school teachers $ 2,000.00 09-190 Cortland College Foundation, Inc. scholarship support for Cortland's Urban 200800182 6/30/2009 $38,750.00 4323 Recruitment of Educators (C. U.R.E) Program $ 175,000.00 08-182 Day Care and Child Development Council of Tompkins County, Inc. the Teen Pregnancy/Parenting Program 200900217 6/30/2009 $13,000.00 4325 $ 13,000.00 09-217 the Day Care Emergency Scholarship Program 200900413 9/30/2009 $11,500.00 4920 $11,500.00 09-413 Total Day Care and Child Development Council of Tompkins County Inc. $24,500.00 (2 items) Defenders of Wildlife communications efforts to protect wildlife and 200900231 6/30/2009 $50,000.00 4326 wildlife habitat in the U.S. $50,000.00 09-231 Democracy North Carolina Youth Leadership Training Project 200900496 12/23/2009 $10,000.00 5014 $ 10,000.00 09-496 Democracy Now Productions, Inc. 15 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes , general operating support 200900132 3/31/2009 $25,000.00 4788 V $25,000.00 09-132 Doctors Without Borders USA K/ general operating support 200900640 12/23/2009 $20.00 5015 $ 20.00 09-640 Doorways to Healing y general operating support 200900054 3/31/2009 $25,000.00 4789 $ 25,000.00 09-054 Douglass Annual Fund the Douglass Annual Fund 200900317 6/30/2009 $20.00 4382 $ 20.00 09-317 the Douglass Annual Fund 200900639 12/23/2009 $50.00 5088 $ 50.00 09-639 Total Douglass Annual Fund $70.00 (2 items) Dream Catchers at the Cori Sikich Therapeutic Riding Center / general operating support 200900472 12/23/2009 $10,000.00 5016 $ 10,000.00 09-472 Drop-In Children's Center y general operating support 200900642 12/23/2009 $20.00 5017 $ 20.00 09-642 E.O. Wilson Biodiversity Foundation 16 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes Wilson: Life on Earth 200900362 9/30/2009 $20,000.00 4921 $ 20,000.00 09-362 Earth Action Network, Inc. the weekly column, Earth Talk: Questions and 200900185 6/30/2009 $35,000.00 4327 Answers About Our Environment $ 35,000.00 09-185 Earth Conservation Corps y general operating support 200900364 9/30/2009 $10,000.00 4984 $ 10,000.00 09-364 y general operating support 200900355 9/30/2009 $15,000.00 4984 $ 15,000.00 09-355 y general operating support 200900356 9/30/2009 $10,000.00 4984 $ 10,000.00 09-356 Total Earth Conservation Corps $35,000.00 (3 items) Earth Island Institute, Inc. Earth Island Green Journalism Fund 200900596 12/23/2009 $10,000.00 5018 $ 10,000.00 09-596 Earth justice Protecting Fresh Water Resources in the North 200900402 9/30/2009 $75,000.00 4922 East $ 75,000.00 09-402 the legal campaign to reinstate federal protection 200900564 12/23/2009 $50,000.00 5019 for gray wolves in the northern Rocky Mountains $ 50,000.00 09-564 17 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes Total Earthjustice $125,000.00 (2 items) EarthRights International Burma Project 200900392 9/30/2009 $10,000.00 4985 $ 10,000.00 09-392 Burma Programs 200900391 9/30/2009 $10,000.00 4985 $ 10,000.00 09-391 Total EarthRights International $20,000.00 (2 items) EARTHWORKS Oil & Gas Accountability Project: Marcellus Shale 200900581 12/23/2009 $70,000.00 5020 $ 70,000.00 09-581 Educate the Children, Inc. to support educational programs 200900572 12/23/2009 $100.00 5021 $ 100.00 09-572 Educational Broadcasting Corporation (WNET-TV) No Tomorrow 200900390 9/30/2009 $10,000.00 4924 $ 10,000.00 09-390 Bill Moyers Journal 200900081 9/30/2009 $500,000.00 4923 $ 500,000.00 09-081 Bill Moyers Journal in 2010 200900597 12/23/2009 $500,000.00 5023 $ 500,000.00 09-597 18 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes the television broadcast phase of NOW on PBS 200900568 12/23/2009 $125,000.00 5022 from January i- April 30, 2010 $ 125,000.00 09-568 Total Educational Broadcasting Corporation(WNET-TV) $1,135,000.00 (4 items) Englewood Animal Rescue Sanctuary, Inc. v/ general operations 200900107 3/31/2009 $10,000.00 4790 $ 10,000.00 09-107 Medical Care Fund 200900536 12/23/2009 $10,000.00 5024 $ 10,000.00 09-536 Total Englewood Animal Rescue Sanctuary, Inc. $20,000.00 (2 items) Environment Council of Rhode Island Education Fund the Coalition for Water Security's campaign to 200900201 6/30/2009 $15,000.00 4328 establish state policies that will ensure fair use of Rhode Island's freshwater resources $ 15,000.00 09-201 Environment North Carolina Research & Policy Center, Inc. for the campaign to Grow Solar North Carolina 200900363 9/30/2009 $20,000.00 4925 $ 20,000.00 09-363 Environmental Advocates of New York, Inc. Preserving and Protecting New York's Waters 200900401 9/30/2009 $40,000.00 4926 $ 40,000.00 09-401 19 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes Marcellus Shale Flyover Proposal 200900612 11/11/2009 $5,000.00 4989 $ 5,000.00 09-612 Just Say No to Hydrojracking in New York State 200900638 12/23/2009 $50,000.00 5026 $ 50,000.00 09-638 Total Environmental Advocates of New York, Inc. $95,000.00 (3 items) Environmental Defense Fund, Inc. Water Allocation Policy Project 200900036 3/31/2009 $100,000.00 4791 $ 100,000.00 09-036 Environmental Film Festival in the Nation's Capital the 2009 Environmental Film Festival 200800425 3/31/2009 $15,000.00 4792 $ 15,000.00 08-425 Environmental Grantmakers Association membership in 2009 200900115 3/31/2009 $2,680.00 4793 $2,680.00 09-115 Environmental Leadership Program the Southeast Regional Network of emerging 200800443 3/31/2009 $20,000.00 4794 environmental leaders $ 20,000.00 08-443 Environmental Support Center building the capacity of organizations working on 200900219 6/30/2009 $50,000.00 4329 freshwater issues east of the Mississippi $ 50,000.00 09-219 20 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes Environmental Working Group Toxic & Human Health Program - Safer Source 200900594 12/23/2009 $100,000.00 5027 Water project $ 100,000.00 09-594 Fair Trial Initiative y general operating support 200900085 3/31/2009 $15,000.00 4795 $ 15,000.00 09-085 Fairness & Accuracy In Reporting the weekly radio program, CounterSpin 200900346 9/30/2009 $10,000.00 4927 $ 10,000.00 09-346 Family and Children's Service of Ithaca capital campaign for new building 200900016 3/31/2009 $30,000.00 4796 $ 30,000.00 09-016 case management services for children with 200900358 9/30/2009 $25,000.00 4986 intensive needs $ 25,000.00 09-358 Total Family and Children's Service of Ithaca $55,000.00 (2 items) Family Reading Partnership the MLK Community Build project 200900559 12/23/2009 $15,000.00 5028 $ 15,000.00 09-559 Finger Lakes ReUse, Inc. v general operating support 200900215 6/30/2009 $50,000.00 4330 $ 50,000.00 09-215 21 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes Flying Horse Farms capital campaign to build a medical needs camp 200900438 9/30/2009 $10,000.00 4929 for children with serious illnesses while continuing to deliver off-site services through 2010 $ 10,000.00 09-438 The Food Studies Institute food literacy education program for Trumansburg 20090055 8 12/23/2009 $30,000.00 5089 Elementary School $ 30,000.00 09-558 Foodnet, Nutrition for the Elderly in Tompkins County, Inc. ^ in honor of Ella Koistinen 200900570 12/23/2009 $75.00 5071 $ 75.00 09-570 Forum on Democracy & Trade Maine groundwater sector review 200900429 9/30/2009 $20,000.00 4969 $ 20,000.00 09-429 Foundation for a Sustainable Community Institute for Sustainable Development's Green Plus 200900497 12/23/2009 $20,000.00 5029 Program $ 20,000.00 09-497 Foundation for National Progress/Mother Jones v general operating support for 2010 200900513 12/23/2009 $55,000.00 5031 $ 55,000.00 09-513 the collaborative journalism project, Assignment 200900565 12/23/2009 $100,000.00 5030 202 0: Reporting as if the Future Depended on It $ 100,000.00 09-565 22 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref, No. Date Amount Fund Notes Total Foundation for National Progress/Mother Jones $155,000.00 (2 items) Franziska Racker Centers helping preschoolers with behavioral challenges 200900415 9/30/2009 $15,000.00 4930 be successful in their community day care settings $ 15,000.00 09-415 Free Press y general operating support 200900566 12/23/2009 $250,000.00 5032 $ 250,000.00 09-566 Friends of the Earth cleaning up the Anacostia River and banning toxic 200900204 6/30/2009 $40,000.00 4331 substances from food and consumer products $ 40,000.00 09-204 Friends of Warner Parks to support the acquisition and conservation of the 200900200 6/30/2009 $5,000.00 4332 324 acre H. G. Hill tract adjacent to Warner Parks in Nashville, Tennessee $ 5,000.00 09-200 Georgetown Ministry Center j general operating support 200900529 12/23/2009 $20,000.00 5033 $ 20,000.00 09-529 Georgia Public Telecommunications the documentary, Water WAr: The South's Deadly 200900260 9/30/2009 $25,000.00 4931 Duel between Drought, Development and Disaster $ 25,000.00 09-260 23 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes Global Greengrants Fund small grants for environmental and social justice 2009003 78 9/30/2009 $10,000.00 4932 grassroots groups in Africa $ 10,000.00 09-378 Grantmakers Forum of New York membership in 2009-10 200900151 3/31/2009 $4,200.00 4797 $ 4,200.00 09-151 the NYS Funders Conference 2009 200900314 6/30/2009 $5,000.00 4333 $ 5,000.00 09-314 Total Grantmakers Forum of New York $9,200.00 (2 items) Grantmakers in Film and Electronic Media, Inc. membership in 2009 200900157 3/31/2009 $5,000.00 4798 $ 5,000.00 09-157 Greater Washington Educational Telecommunications Association, Inc. (WETA-TV) The NewsHour with Jim Lehrer (targeted to 200900279 6/30/2009 $275,000.00 4334 coverage of environmental issues, the media and political and social issues important to the functioning of a democracy) $ 275,000.00 09-279 underwriting support for the children's program, 200900359 9/30/2009 $60,000.00 4933 "Biz Kids" $ 60,000.00 09-359 24 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes ?r Washington Educational Telecommunications Association, Ina (WETA-TV) $335,000.00 (2 items) Green Corps, Inc. the Water Privatization Program 200900191 6/30/2009 $50,000.00 4336 $ 50,000.00 09-191 the East Coast Environmental Leadership Training 200900357 9/30/2009 $25,000.00 4934 Program $ 25,000.00 09-357 participation in Rockwood's "Leading from the 200900487 12/23/2009 $2,000.00 5034 Inside Out" Yearlong Fellowship for Executive Leaders $ 2,000.00 09-487 Total Green Corps, Inc. $77,000.00 (3 items) Grist Magazine, Inc. Grist 3.0 200900514 12/23/2009 $43,000.00 5035 $ 43,000.00 09-514 Guiding Eyes for the Blind, Inc. a Student/Guiding Eyes Dog Team 200900198 6/30/2009 $10,000.00 4337 $ 10,000.00 09-198 H. Lee Moffitt Cancer Center and Research Institute Foundation general support for the Comprehensive Research 200900249 6/30/2009 $25,000.00 4338 Program $ 25,000.00 09-249 Health Care Without Harm 25 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes the project, A Comprehensive Approach to 200900208 6/30/2009 $30,000.00 4339 Chemicals Management in Healthcare Sector $ 30,000.00 09-208 Health Science Center Foundation at Syracuse Alyssa's Run 200900618 12/23/2009 $100.00 5036 $ 100.00 09-618 Healthy Schools Network, Inc. Children First: The Campaign for Healthy 200900373 9/30/2009 $25,000.00 4935 Environments for Children $ 25,000.00 09-373 High Country Conservancy the Land Protection Program 200900042 6/30/2009 $10,000.00 4340 $ 10,000.00 09-042 The History Center in Tompkins County the Student Historian program 200900256 6/30/2009 $6,000.00 4383 $ 6,000.00 09-256 Homeless Empowerment Project The Homelessness Marathon 200900366 9/30/2009 $15,000.00 4936 $ 15,000.00 09-366 Horse Haven of Tennessee, Inc. v general operating support 200800530 9/30/2009 $8,000.00 4937 $ 8,000.00 08-530 Hospicare and Palliative Care Services of Tompkins County, Inc. 26 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes documentary fdm, Hospice: Portraits of the Living 200900556 12/23/2009 $5,000.00 5037 produced by CloseToHome Productions $ 5,000.00 09-556 Hospice Of The Western Reserve Inc in memory of Robert C. Burhanna 200900486 12/23/2009 $50.00 5038 $ 50.00 09-486 House of Ruth >/ general operating support 200900527 12/23/2009 $25,000.00 5039 $ 25,000.00 09-527 Humane Alliance of WNC, Inc. the National Spay/Neuter Response Team and 200900272 6/30/2009 $100,000.00 4341 Veterinary Extern Training Program $ 100,000.00 09-272 Humane Society of Greater Miami the "Feline Fix" Program 200900437 9/30/2009 $10,000.00 4938 $ 10,000.00 09-437 Humane Society of the United States the Animal Fighting Campaign's efforts to combat 200900450 9/30/2009 $100,000.00 4939 dogfighting and cockfighting operations $ 100,000.00 09-450 Factory Farming Shareholder Advocacy 200900562 12/23/2009 $50,000.00 5041 Campaign $ 50,000.00 09-562 27 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes Total Humane Society of the United States $150,000.00 (2 items) Independent Feature Project the completion of the documentary fdm, The Good 200900262 6/30/2009 $10,000.00 4342 Soldier, by Out of the Blue Productions, Inc. $ 10,000.00 09-262 the completion and distribution of the documentary 200900124 6/30/2009 $10,000.00 4342 fdm, The Good Soldier, by Out of the Blue Productions, Inc. $ 10,000.00 09-124 Total Independent Feature Project $20,000.00 (2 items) Independent Media Institute the AlterNet program 200900382 9/30/2009 $10,000.00 4940 $ 10,000.00 09-382 Corporate Accountability International Think Outside the Bottle and a joint report with the 200900012 3/31/2009 $125,000.00 4799 U.S. Conference of Mayors $ 225,000.00 09-012 Institute for Energy and Environmental Research the weekly radio program, If You Love This Planet 200900130 3/31/2009 $20,000.00 4800 hosted by Dr. Helen Caldicott $ 20,000.00 09-130 Institute for Local Self-Reliance DC Recycling Makes $en$e Project 200900518 12/23/2009 $10,000.00 5042 $ 10,000.00 09-518 28 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes Institute for Media Analysis, Inc. the stabilization and syndication ofGRITtv with 200900376 12/23/2009 $14,000.00 5043 Laura Flanders $ 14,000.00 09-376 Institute for Policy Studies expansion oflPS's communications infrastructure 200900427 9/30/2009 $10,000.00 4941 and capacity $ 10,000.00 09-427 Institute for Public Accuracy y general operations 200900002 3/31/2009 $15,000.00 4801 $ 15,000.00 09-002 Interfaith Center on Corporate Responsibility build awareness across investor networks for better 200900318 12/23/2009 $30,000.00 5044 disclosure of water data by water utilities $30,000.00 09-318 International Campaign for Tibet general operations 200900641 12/23/2009 $20.00 5045 $ 20.00 09-641 International Center for Global Communications Foundation, Inc. the University Media Channel 2.0 200900550 12/23/2009 $15,000.00 5046 $ 15,000.00 09-550 International Humanities Center 29 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes general operating support for Voter Action with 200900598 12/23/2009 $10,000.00 5047 International Humanities Center as the fiscal sponsor $ 10,000.00 09-598 International Primate Protection League v general support for the care of 32 gibbons at the 200900420 10/21/2009 $5,000.00 4987 sanctuary $ 5,000.00 09-420 Ipas y general operating support 200900350 9/30/2009 $15,000.00 4943 $ 15,000.00 09-350 Ithaca College Frederick Douglas Academy Partnership 2009 200900099 3/31/2009 $15,000.00 4803 $ 15,000.00 09-099 the Community Fireworks 2009 200900004 3/31/2009 $5,000.00 4802 $ 5,000.00 09-004 the International Professional-in-Residence 200900121 3/31/2009 $25,000.00 4804 program $ 25,000.00 09-121 a cohort of Park Scholars in the Class of 2012 200700046 6/30/2009 $344,687.00 J 4344 $ 3,273,320.00 07-046 20 Park Scholars in the Class of 2010 200500123 6/30/2009 $479,720.00 y 4345 $ 3,299,642.00 05-123 a cohort of Park Scholars in the Class of 2013 200700653 6/30/2009 $358,787.00 ^ 4343 $ 3,256,470.00 07-653 30 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes a cohort of Park Scholars in the Class of 2011 200600074 6/30/2009 $469,012.00 «/ 4346 $ 3,221,666.00 06-074 Project Look Sharp's development and publication 200800202008002011 6/30/2009 $65,000.00 4347 of "Media Construction of Peace" and "Media Construction ofSocialJustice," the implementation of a promotional plan and website development $ 130,000.00 08-201 a cohort of Park Scholars in the Class of 2011 200600074 12/23/2009 $440,012.00 5049 $ 3,221,666.00 06-074 a cohort of Park Scholars in the Class of 2012 200700046 12/23/2009 $330,687.00 - 5051 $ 3,273,320.00 07-046 the 2010 Finger Lakes Environmental Film 200900522 12/23/2009 $10,000.00 5106 Festival $ 10,000.00 09-522 20 Park Scholars in the Class of 2010 200500123 12/23/2009 $459,720.00 V 5050 $ 3,299,642.00 05-123 a cohort of Park Scholars in the Class of 2013 200700653 12/23/2009 $313,287.00 y 5048 $ 3,256,470.00 07-653 Total Ithaca College $3,315,912.00 (13 items) Ithaca Festival Ithaca Festival composting, recycling and waste 200900032009000377 3/31/2009 $6,500.00 4805 management program $ 6,500.00 09-037 Ithaca Public Education Initiative 31 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes Kids Discover the Trail! 2009 200900247 6/30/2009 $10,000.00 4348 $ 10,000.00 09-247 the Ithaca High School Code Red Robotics team 200900482 12/23/2009 $2,000.00 5053 $ 2,000.00 09-482 Total Ithaca Public Education Initiative $12,000.00 (2 items) J.M. McDonald Sports Complex Annual Campaign 200900167 6/30/2009 $50.00 4324 $ 50.00 09-167 The Jane Goodall Institute for Wildlife Research, Education and Conservation the Roots & Shoots program 200900534 12/23/2009 $25,000.00 5090 $ 25,000.00 09-534 Judi's House V general operating support for JudVs House 200900424 9/30/2009 $10,000.00 4944 $ 10,000.00 09-424 Kentucky Environmental Foundation Coming Clean, a collaborative working for 200900241 6/30/2009 $30,000.00 4350 chemical industry reform $ 30,000.00 09-241 The Kindling Group the educational outreach campaign for the 200900286 6/30/2009 $10,000.00 4384 documentary fdm, Do No Harm $ 10,000.00 09-286 32 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes Kitchen Theatre Company, Inc. costs associated with attaining LEED Certification 200900066 3/31/2009 $25,000.00 4806 for the new theater restoration $ 25,000.00 09-066 The Lambi Fund of Haiti Grassroots Environmental Program 200900504 12/23/2009 $5,000.00 5091 $ 5,000.00 09-504 The Learning Web, Inc. apprenticeship stipends for the Youth Outreach 200900177 6/30/2009 $18,000.00 4385 Program $ 18,000.00 09-177 Light in Winter Festival, Inc. Light in Winter Festival 2010 general operating 200900551 12/23/2009 $7,500.00 5054 support ($5,000) and free tickets for underserved populations ($2,500) $ 7,500.00 09-551 Link Media Inc. the production of Earth Focus episodes featuring 200900213 6/30/2009 $10,000.00 4351 water issues $ 10,000.00 09-213 Loaves and Fishes of Tompkins County y general operating support 200900038 3/31/2009 $17,000.00 4807 $ 17,000.00 09-038 MDC, Inc. 33 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes The State of the South Report 200900498 12/23/2009 $20,000.00 5055 $ 20,000.00 09-498 Media Access Project y general operating support 200900543 12/23/2009 $15,000.00 5056 $ 15,000.00 09-543 Media Matters for America s/ general operating support 200900383 9/30/2009 $10,000.00 4945 $ 10,000.00 09-383 Memorial Sloan-Kettering Cancer Center ^ general operating support 200800557 6/30/2009 $10,000.00 4352 $ 10,000.00 08-557 Michael J. Fox Foundation for Parkinson's Research J general operating support 200900422 9/30/2009 $25,000.00 4946 $ 25,000.00 09-422 Michigan Land Use Institute a campaign to protect Great Lakes water from the 200900396 9/30/2009 $20,000.00 4947 threat of privatization $ 20,000.00 09-396 Minnesota Public Radio/American Public Media American Public Media's Sustainability Initiative 200900003 6/30/2009 $50,000.00 4353 $ 50,000.00 09-003 Mountain Area Information Network 34 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes y general operating support 200800487 3/31/2009 $20,000.00 4808 $ 20,000.00 08-487 Multicultural Resource Center . general operating support ($5,000) and the 200800559 3/31/2009 $10,000.00 4809 Talking Circles on Race and Racism ($5,000) $ 10,000.00 08-559 Talking Circles on Race and Racism 200900542 12/23/2009 $20,000.00 5057 $ 20,000.00 09-542 Total Multicultural Resource Center $30,000.00 (2 items) Namgyal Monastery Institute of Buddhist Studies the Du Khor Choe Ling campaign 200900118 3/31/2009 $250.00 4810 $250.00 09-118 National Audubon Society, Inc. (Project Puffin) Seabird Internships for Maine Islands 200900110 3/31/2009 $7,000.00 4811 $7,000.00 09-110 National Environmental Education & Training Foundation, Inc. Earth Gauge 200900216 6/30/2009 $40,000.00 4355 $ 40,000.00 09-216 National Foundation for Facial Reconstruction medical, orthodontic and psychosocial 200900507 12/23/2009 $50,000.00 5058 rehabilitation of children with facial malformations $ 50,000.00 09-507 35 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes National Gallery of Art the Teacher Institute in 2009 200900174 6/30/2009 $75,000.00 4356 $ 75,000.00 09-174 National Philanthropic Trust-Breast Cancer 3-Day 2009 Breast Cancer 3-Day in support of Beth Way 200900573 12/23/2009 $125.00 5059 $ 125.00 09-573 National Public Radio, Inc. coverage of environmental issues 200900352 9/30/2009 $100,000.00 4948 $ 100,000.00 09-352 National Symphony Orchestra Association 2009 Educational Programming for School Groups 200900061 6/30/2009 $50,000.00 4349 $ 50,000.00 09-061 National Trust for Historic Preservation Preservation Atlas 3. Ofor a two-year period 200900086 3/31/2009 $75,000.00 4812 $ 75,000.00 09-086 National Wildlife Federation y general operations 200900571 12/23/2009 $45.00 5060 $ 45.00 09-571 Natural Resources Defense Council, Inc. Drinking Water Protection Project 200900583 12/23/2009 $100,000.00 5061 $ 100,000.00 09-583 New England Aquarium Corporation 36 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes St Lawrence Beluga 200900112 3/31/2009 $10,000.00 4813 $ 10,000.00 09-112 GREMM's Education Endowment Fund with the 20090061200900613 3 12/23/2009 $10,000.00 5062 New England Aquarium as the fiscal sponsor $ 10,000.00 09-613 Total New England Aquarium Corporation $20,000.00 (2 items) New York Coalition for Healthy School Lunches the healthy snack program at BJM Elementary 200900096 3/31/2009 $20,000.00 4814 School ($5,000) and one-time stabilization support ($15,000) $ 20,000.00 09-096 New-York Historical Society the Institute for Constitutional History 200900426 9/30/2009 $10,000.00 4949 $ 10,000.00 09-426 North Carolina Center for Public Policy Research, Inc. / general operating support 200900494 12/23/2009 $15,000.00 5063 $ 15,000.00 09-494 North Carolina Center for Voter Education */ general operating support 200800456 3/31/2009 $15,000.00 4815 $ 15,000.00 08-456 Democracy Fellowship Program 200900459 12/23/2009 $15,000.00 5064 $ 15,000.00 09-459 37 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes Total North Carolina Center for Voter Education $30,000.00 (2 items) North Carolina Center on Actual Innocence \/ general operating support 200900261 9/30/2009 $15,000.00 4950 $ 15,000.00 09-261 North Carolina Coastal Federation, Inc. NCCF and UNCW-TV documentary highlighting 200900160 6/30/2009 $10,000.00 4357 North Carolina's coastal areas $ 10,000.00 09-160 North Carolina Community Foundation/NCNG membership in the North Carolina Network of 200900158 3/31/2009 $1,800.00 4816 Grantmakers during 2009 $ 1,800.00 09-158 North Carolina Conservation Network Clean Water Project 200900575 12/23/2009 $50,000.00 5065 $ 50,000.00 09-575 North Carolina Public Interest Research Group Education Fund, Inc. J general operating support 200900365 9/30/2009 $10,000.00 4951 $ 10,000.00 09-365 North Carolina State University-Park Scholarships Program Park Scholarships for the Class of 2011 and 2006001U 6/30/2009 $432,350.00 * 4363 recruitment/selection activities $ 3,600,000.00 06-186 38 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes Park Scholarships for the Class of 2014 200900287 6/30/2009 $65,709.00 J 4359 $ 3,600,000.00 09-287 Park Scholarships for the Class of 2012 200700180 6/30/2009 $440,976.00 J 4362 $ 3,600,000.00 07-180 Park Scholarships for the Class of 2010 and 200500249 6/30/2009 $438,265.00 ^ 4360 recruitm ent/selection activities. $ 3,600,000.00 05-249 Park Scholarships for the Class of 2013 200800279 6/30/2009 $593,438.00 ^ 4361 $ 3,600,000.00 08-279 Park Scholarships for the Class of 2011 and 200600186 12/23/2009 $432,350.00 ' 5066 recruitment/selection activities $ 3,600,000.00 06-186 Park Scholarships for the Class of 2012 200700180 12/23/2009 $379,725.00 J 5067 $ 3,600,000.00 07-180 Park Scholarships for the Class of 2013 200800279 12/23/2009 $381,287.00 •/ 5068 $ 3,600,000.00 08-279 Park Scholarships for the Class of 2010 and 200500249 12/23/2009 $438,265.00 J 5069 recruitment/selection activities. $ 3,600,000.00 05-249 y-Park Scholar ships Program $3,602,365.00 (9 items) Nourish International J general operating support 200900493 12/23/2009 $10,000.00 5070 $ 10,000.00 09-493 Ohio Environmental Council 39 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes Bottled Water Tax for Ohio's Waterways 200900277 9/30/2009 $10,000.00 4952 $ 10,000.00 09-277 Organic School Project the film, Lunch Line 200900111 3/31/2009 $25,000.00 4817 $ 25,000.00 09-111 Orion Society general support for Orion magazine with an 200900377 9/30/2009 $10,000.00 4954 emphasis on publishing articles about water $ 10,000.00 09-377 Outward Bound, Inc. the Pinnacle Scholarship Program for underserved20090020 2009002033 6/30/2009 $30,000.00 4364 New York youth $ 30,000.00 09-203 Paleontological Research Institution year one of the two-year project, My Climate, My 200900039 3/31/2009 $16,000.00 4818 Community $ 36,000.00 09-039 Parkinson's Action Network Foundation J general operating support 200900605 12/23/2009 $10,000.00 5072 $ 10,000.00 09-605 Peace River Refuge and Ranch, Inc. ^ general operating support 200800534 3/31/2009 $45,000.00 4819 $ 45,000.00 08-534 40 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes Physicians for Social Responsibility Los Angeles Chapter the documentary film, Dr. James Yamazaki and the 200800481 6/30/2009 $5,000.00 4366 Children of the Atomic Bomb $ 5,000.00 08-481 Planned Parenthood Association of Metropolitan Washington, DC, Inc. y general operating support 200900637 12/23/2009 $25,000.00 5073 $ 25,000.00 09-637 Polaris Institute U.S.A. Inside the Bottle project 200900049 3/31/2009 $50,000.00 4820 $ 50,000.00 09-049 Positive Futures Network four issues of YES! magazine's High Impact 200900544 12/23/2009 $15,000.00 5074 Campaigns $ 15,000.00 09-544 Project On Government Oversight -/ general operating support 200900502 12/23/2009 $10,000.00 5075 $ 10,000.00 09-502 ,/ general operating support 200900501 12/23/2009 $10,000.00 5075 $ 10,000.00 09-501 Total Project On Government Oversight $20,000.00 (2 items) Proteus Fund, Inc. 41 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes the Media Democracy Fund 200900428 9/30/2009 $75,000.00 4955 $ 75,000.00 09-428 Public Citizen Foundation, Inc. the Health Research Group and its work related to 200900154 6/30/2009 $50,000.00 4367 drug safety $ 50,000.00 09-154 Public Education Center, Inc. the National Security News Service 200900351 9/30/2009 $20,000.00 4956 $ 20,000.00 09-351 Natural Resources News Service/Water Bureau 200900582 12/23/2009 $75,000.00 5076 $ 75,000.00 09-582 Total Public Education Center, Inc. $95,000.00 (2 items) ublic Interest Pictures Phase Iof" Broadcast Blues " Marketing and 200900199 6/30/2009 $5,000.00 4368 Outreach Plan $ 5,000.00 09-199 Phase I of " Broadcast Blues " Marketing and 200900131 6/30/2009 $5,000.00 4368 Outreach Plan $ 5,000.00 09-131 Total Public Interest Pictures $10,000.00 (2 Items) Public Interest Projects, Inc. the Cargill Project at the Centre for Investigative 200900068 3/31/2009 $15,000.00 4821 Journalism $ 15,000.00 09-068 42 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes Funders' Committee for Civic Participation 200900009 3/31/2009 $8,000.00 4822 $ 8,000.00 09-009 Total Public Interest Projects, Inc. $23,000.00 (2 items) Public Radio Internationa! the Program Fund for coverage of environment 200900062 3/31/2009 $20,000.00 4823 issues on The Takeaway $ 20,000.00 09-062 Pundit Productions, Inc. the Capitol News Connection's localized 200900100 6/30/2009 $75,000.00 4370 environmental reporting and the 'Ask Your Lawmaker'Interactive Web Module $ 75,000.00 09-100 Puppies Behind Bars the Dog Tags program 200900064 3/31/2009 $5,000.00 4824 $ 5,000.00 09-064 Rachel's Network, Inc. • general operating support 200900503 12/23/2009 $20,000.00 5077 $ 20,000.00 09-503 Regents of the University of Michigan Freshwater Coverage Project 200900278 6/30/2009 $25,000.00 4371 $ 25,000.00 09-278 Regional Plan Association, Inc. 43 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes A New Approach for Water Infrastructure in 200900164 9/30/2009 $30,000.00 4957 America $ 30,000.00 09-164 River Network Eastern States Water Leadership Program 200900197 6/30/2009 $40,000.00 4372 $ 40,000.00 09-197 Rockefeller Philanthropy Advisors Confluence Philanthropy Proxy Service 200900456 12/23/2009 $25,000.00 5078 $ 25,000.00 09-456 Royal Palm Players v/ general operating support 200900423 9/30/2009 $10,000.00 4958 $ 10,000.00 09-423 Running to Places Theatre Company challenge grant for the: 2010 season donor drive 200900239 9/30/2009 $10,000.00 4959 $ 10,000.00 09-239 Rural Advancement Foundation International-USA to create sustainable opportunities for family 2009003 61 9/30/2009 $10,000.00 4960 farmers S 10,000.00 09-361 Salvadorean Humanitarian Aid Research & Education Foundation Hurricane Ida 200900636 12/23/2009 $50.00 5079 $ 50.00 09-636 44 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes Salvation Army & Its Components the Friendship Donations Network donated food 200900417 9/30/2009 $15,000.00 4961 program $ 15,000.00 09-417 Save the Chimps general operations and the Great Chimpanzee 200900563 12/23/2009 $50,000.00 5080 Migration project $ 50,000.00 09-563 Save the Manatee Club, Inc. y general operating support 200900103 3/31/2009 $5,000.00 4825 $ 5,000.00 09-103 The Science and Conservation Center, Inc. maintenance of ongoing wildlife contraceptive 200900187 6/30/2009 $15,000.00 4386 projects $ 15,000.00 09-187 Science Discovery Center of Tompkins County, Inc. (Sciencenter) sustainability education for children at the 200900055 3/31/2009 $50,000.00 4826 Sciencenter $ 50,000.00 09-055 The Scripps Research Institute the Nancy K. and John P. Howe Memorial Fund 200900276 6/30/2009 $120.00 4387 $ 120.00 09-276 Second Nature, Inc. 45 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes the Tompkins County Climate Protection Initiative 200800242 6/30/2009 $70,000,00 4373 $ 140,000.00 08-242 The Seeing Eye, Inc. v/ general operating support 200900135 6/30/2009 $5,000.00 4388 $ 5,000.00 09-135 The Seventh Art Corporation of Ithaca capital renovation costs for the new Cinemapolis 200900328 8/24/2009 $5,000.00 4400 $ 5,000,00 09-328 Sigma Chi Foundation the Horizons Leadership Program, Cornerstone 200900214 6/30/2009 $25,000.00 4374 Mentor Program and Balfour Leadership Training Workshop $ 25,000.00 09-214 Slaterville Ambulance, Inc. V general operating support 200900643 12/23/2009 $20.00 5081 $ 20.00 09-643 Smithsonian Institution the exhibit RACE: Are We So Different? 200900230 6/30/2009 $10,000.00 4375 $ 10,000.00 09-230 So Others Might Eat ,/ general operating support 200900095 6/30/2009 $10,000.00 4376 $ 10,000.00 09-095 J general operating support 200900631 12/23/2009 $10,000.00 5082 $ 10,000.00 09-631 46 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes Total So Others Might Eat $20,000.00 (2 items) Social & Environmental Entrepreneurs SEE, Inc. the Dream of a Nation project 200900029 6/30/2009 $10,000.00 4377 $ 10,000.00 09-029 distribution of the documentary film: Return to the 200900339 12/23/2009 $5,000.00 5083 Wild: A Modern Tale of Wolf & Man $ 5,000.00 09-339 distribution of the documentary film: Return to the 200900541 12/23/2009 $5,000.00 5083 Wild: A Modern Tale of Wolf &. Man $ 5,000.00 09-541 Total Social & Environmental Entrepreneurs SEE, Inc. $20,000.00 (3 items) Social Ventures, Inc. LACS community service program "veggie bus" 200800552008005588 1/28/2009 $2,000.00 4768 $ 2,000.00 08-558 Finger Lakes Carbon Fund Program Development 200900042009000455 2/13/2009 $5,000.00 4769 Grant Proposal $ 5,000.00 09-045 year one of a two year commitment for general 200900104 3/31/2009 $130,000.00 4828 operating support for Sustainable Tompkins $ 260,000.00 09-104 Sustainable Tompkins 200900091 3/31/2009 $30.00 4827 $ 30.00 09-091 facilitating well and other fresh water testing 200900255 6/30/2009 $15,000.00 4379 before natural gas drilling occurs $ 15,000.00 09-255 47 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes Sustainable Tompkins' Finger Lakes Pioneers 200900304 6/30/2009 $15,000.00 4378 $ 15,000.00 09-304 Shaleshock Democracy School in response to 200900441 8/31/2009 $2,000.00 4401 Marcellus Shale natural gas drilling $ 2,000.00 09-441 engaging Tompkins County youth at the US Social 200900353 9/30/2009 $15,000.00 4962 Forum $ 15,000.00 09-353 green aspects of renovation to Ithaca's Tem Skate 200900410 9/30/2009 $20,000.00 4963 Park $ 20,000.00 09-410 Marcellus Accountability Project—Tompkins 200900523 11/11/2009 $4,100.00 4990 $ 4,100.00 09-523 general operating support for SewGreen 200900519 12/23/2009 $12,500.00 5085 $ 30,000.00 09-519 the Golden Opportunity tutoring program 200900547 12/23/2009 $20,000.00 5084 $ 20,000.00 09-547 Total Social Ventures, Inc. $240,630.00 (12 items) Society of Environmental Journalists travel costs for speakers to participate in 200900477 9/30/2009 $1,180.00 4964 Environmental Grantmakers Assocations 2009 Fall Retreat Workshop, "Emptying the Newsroom and its Impact on Environmental Journalism." $ 1,180.00 09-477 Southern Appalachian Highlands Conservancy 48 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes The Blue Ridge Forever Campaign 200900532 12/23/2009 $10,000.00 5086 $ 10,000.00 09-532 Southern Environmental Law Center, Inc. environmental protection of Southeastern natural 200900056 3/31/2009 $200,000.00 4829 resources with a focus on water issues $ 200,000.00 09-056 Southern Tier Advocacy & Mitigation Project, Incorporated general support for the Green Guerrillas Youth 200900020 3/31/2009 $10,000.00 4830 Media Tech Collective $ 10,000.00 09-020 St Andrews Presbyterian College the Therapeutic Horsemanship Program and The 200900263 6/30/2009 $10,000.00 4380 St. Andrews College Press $ 10,000.00 09-263 Student Press Law Center the project Student Media Law in 90 Minutes 200900202 9/30/2009 $5,000.00 4965 $ 5,000.00 09-202 Suncoast Humane Society v general operations 200900259 6/30/2009 $10,000.00 4381 $ 10,000.00 09-259 u general operating support 200900388 9/30/2009 $10,000.00 4966 $ 10,000.00 09-388 49 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes Total Suncoast Humane Society $20,000.00 (2 items) The Supreme Court Historical Society the Supreme Court Summer Institute Teachers and 200900526 12/23/2009 $100,000.00 5092 the Atlanta Supreme Court Institute $ 100,000.00 09-526 Sustainable Markets Foundation activities related to Marcellus Shale 200900469 12/23/2009 $100,000.00 5087 $ 100,000.00 09-469 Teach for America general operating support for eastern North 200900006 3/31/2009 $25,000.00 4831 Carolina $ 25,000.00 09-006 Teddy Bear Films the documentary film, SEEDS 200900094 9/30/2009 $10,000.00 4967 $ 10,000.00 09-094 Third Sector New England Resource Generation 200900372 9/30/2009 $15,000.00 4970 $ 15,000.00 09-372 Tides Center The CorpWatch Community Portal 200900431 9/30/2009 $10,000.00 4972 $ 10,000.00 09-431 The Story of Bottled Water 200900400 9/30/2009 $30,000.00 4971 $ 30,000.00 09-400 50 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes Total Tides Center $40,000.00 (2 items) Tompkins County Chamber of Commerce Foundation coordination andfundraising support for the 200900226 6/30/2009 $10,000.00 4390 Stewart Park Rehabilitation Action Plan $ 10,000.00 09-226 Tompkins County Public Library Foundation V general operating support 200900322 9/30/2009 $100.00 4973 $ 100.00 09-322 Sesquicentennial Campaign Feasibility Study 200900510 12/23/2009 $15,300.00 5094 $ 15,300.00 09-510 Total Tompkins County Public Library Foundation $15,400.00 (2 items) Tompkins County Senior Citizens1 Council, Inc. scholarship support for the Lifelong Activities and 200900336 9/30/2009 $18,000.00 4974 Lifelong Learning Programs $ 18,000.00 09-336 Tompkins County SPCA ^ general operating support 200900034 3/31/2009 $100.00 4835 $ 100.00 09-034 J general operating support 200900458 9/30/2009 $50.00 4976 $ 50.00 09-458 51 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes / general operating support 200900342 9/30/2009 $100.00 4975 $ 100.00 09-342 / general operating support 200900634 12/23/2009 $40.00 5095 $ 40.00 09-634 y general operating support 200900608 12/23/2009 $100.00 5096 $ 100.00 09-608 Total Tompkins County SPCA $50,390.00 (6 items) Tompkins Learning Partners, Inc. academic support for incarcerated youth 200900546 12/23/2009 $15,000.00 5097 $ 15,000.00 09-546 Tompkins-Seneca-Tioga BOCES the Regional Summer School Drivers' Education 200800556 3/31/2009 $13,000.00 4836 and Traffic Safety Program $ 13,000.00 08-556 the Smith School's All-School Read 200900418 9/30/2009 $3,000.00 4977 $ 3,000.00 09-418 Tompkins Seneca Tioga Even Start Family Literacycy 20090045 200900455 5 9/30/2009 $20,000.00 4978 Partnership emergency support $ 20,000.00 09-455 Total Tompkins-Seneca-Tioga BOCES $36,000.00 (3 items) Town of Franconia y general operating costs for The Frost Place 200900175 6/30/2009 $10,000.00 4391 $ 10,000.00 09-175 52 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes Town of Ithaca a deer fence for the West Hill Community Garden 200900001 3/31/2009 $10,000.00 4837 atLinderman Creek $ 10,000.00 09-001 Trees NC, Inc. >/ general operating support 200900243 6/30/2009 $10,000.00 4392 % 10,000.00 09-243 Tribe of Heart support for three projects: the release of the 200900296 6/30/2009 $10,000.00 4393 documentary film, Peaceable Kingdom: The Journey Home; release of The Witness online initiative; and preparatory work on a new website, www. ConnectProtectRespect org $ 10,000.00 09-296 support for three projects: the release of the 200900439 9/30/2009 $10,000.00 4979 documentary film, Peaceable Kingdom: The Journey Home; release of The Witness online initiative; and preparatory work on a new website, www. ConnectProtectRespect. org $ 10,000.00 09-439 Total Tribe of Heart $20,000.00 (2 items) The Trustees of Columbia University in the City of New York Columbia Journalism Review fs News Innovation 200900172 6/30/2009 $25,000.00 4389 Initiative $ 25,000.00 09-172 Union of Concerned Scientists, Inc 53 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes the U.S. Global Security Program 200900212 6/30/2009 $25,000.00 4394 $ 25,000.00 09-212 Unitarian Universalist Service Committee, Inc. Human Right to Water in New England 200900248 6/30/2009 $20,000.00 4395 $ 20,000.00 09-248 nited Way of Tompkins County 2008 Community Campaign 200900089 3/31/2009 $260.00 4838 $ 260.00 09-089 2008 Community Campaign 200900090 3/31/2009 $50.00 4839 $ 50.00 09-090 the Youth and Philanthropy program 200900026 3/31/2009 $28,000.00 4842 $ 28,000.00 09-026 2008 Community Campaign 200900015 3/31/2009 $30.00 4843 $ 30.00 09-015 COMPASS II — 2.0 community needs assessment 200900102 3/31/2009 $10,000.00 4841 project $ 10,000.00 09-102 2008 Community Campaign 200900088 3/31/2009 $25.00 4840 $ 25.00 09-088 Total United Way of Tompkins County $38,365.00 (6 items) University of Missouri general operating support for the Donald W. 200900521 12/23/2009 $10,000.00 5098 Reynolds Journalism Institute $ 10,000.00 09-521 54 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes University of North Carolina at Chapel Hill The Story with Dick Gordon: Our Water 200900315 6/30/2009 $25,000.00 4369 $ 25,000.00 09-315 The Story with Dick Gordon: Our Water 200900209 6/30/2009 $25,000.00 4369 $ 25,000.00 09-209 Total University of North Carolina at Chapel Hill $50,000.00 (2 items) North Carolina School of the Arts Foundation scholarship support for students with financial 200900072 6/30/2009 $25,000.00 4358 need $ 25,000.00 09-072 Vegan Outreach Adopt a College program 200800561 3/31/2009 $20,000.00 4844 $ 20,000.00 08-561 Vegetarian Resource Group v/ general operating support 200900098 3/31/2009 $20,000.00 4845 $ 20,000.00 09-098 Virginia Organizing Project, Inc. Science Communication Network 200900370 9/30/2009 $30,000.00 4980 $ 30,000.00 09-370 The Washington Home y/ general operating support 200900530 12/23/2009 $20,000.00 5093 $ 20,000.00 09-530 55 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes Washington Performing Arts Society Embassy Adoption Program 200800552 3/31/2009 $50,000.00 4846 $ 50,000.00 08-552 Embassy Adoption Program 200900632 12/23/2009 $35,000.00 5099 $ 35,000.00 09-632 Total Washington Performing Arts Society $85,000.00 (2 items) Watauga County Chapter of the American Red Cross CPR and first aid training for youth in Avery and 200900452 9/30/2009 $5,000.00 4981 Watauga Counties $ 5,000.00 09-452 Watauga Humane Society medicine and medical care 200900473 12/23/2009 $15,000.00 5100 $ 15,000.00 09-473 Waterkeeper Alliance, Inc. general operating support for Anacostia 200900251 6/30/2009 $15,000.00 4397 Riverkeeper $ 15,000.00 09-251 Ending Lagoon and Spray Field Pollution in North7rth 200900572009005799 12/23/2009 $25,000.00 5101 Carolina $ 25,000.00 09-579 Total Waterkeeper Alliance, Inc. $40,000.00 (2 items) Pacifica Foundation 56 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes WBAI Community News Stringer Project 200800327 6/30/2009 $6,000.00 4365 $ 6,000.00 08-327 WBAI Community News Stringer Project 200900298 6/30/2009 $6,000.00 4365 $ 6,000.00 09-298 Total Pacifica Foundation $12,000.00 (2 items) Wells College Cayuga Lake Floating Classroom's Public 200900235 6/30/2009 $12,000.00 4398 Eco-Cruises on Cayuga Lake $ 12,000.00 09-235 Western Lands Project i/ general operating support 200900485 12/23/2009 $4,000.00 5102 $ 4,000.00 09-485 WGBH Educational Foundation series support of FRONTLINE in 2009 200800547 3/31/2009 $450,000.00 4847 $ 450,000.00 08-547 series support of FRONTLINE in 2010 200900567 12/23/2009 $400,000.00 5103 $ 400,000.00 09-567 Total WGBH Educational Foundation $850,000.00 (2 items) Wildlife Media the documentary film and conservation campaign, 200900053 6/30/2009 4396 $10,000.00 BEARTREK $ 10,000.00 09-053 57 Payee Organization Grant No. Payment Payment Payment Check Number Project Title, Grant Amount Ref. No. Date Amount Fund Notes the documentary film and conservation campaign, 200900132009001388 6/30/2009 $5,000.00 4396 BEARTREK $ 5,000.00 09-138 Total Wildlife Media $15,000.00 (2 items) Women's Voices for the Earth Clean New York programming in Tompkins County 200900407 9/30/2009 $20,000.00 4982 $ 20,000.00 09-407 WSKG Public Telecommunications Council program underwriting for children's educational 200900509 12/23/2009 $15,000.00 5104 programming and the radio program Community Conversation $ 15,000.00 09-509 Yadkin Riverkeeper Inc. Yadkin River Coalition Campaign 200900360 12/23/2009 $20,000.00 5105 $ 20,000.00 09-360 YMCA of Ithaca and Tompkins County YMCA Wellness Center 200900105 3/31/2009 $25,000.00 4848 $ 25,000.00 09-105 Grand Total $17,719,762.00 (394 items) 58 Form 990-PF (2009) 16-6071043 Page 12 Part XVI-A ^iTiTn^T=TOIIiM>]ii!Ja7^fT cing Acti\ nties Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e) Related or exempt (a) (b) (c) (d) function income (See page 28 of 1 Program service revenue: Business code Amount Exclusion code Amount the instructions.) a b c d e f g Fees and contracts from government agencies 2 Membership dues and assessments 3 Interest on savings and temporary cash investments 14 2, 936,390. 4 Dividends and interest from securities 14 3,733,250. 5 Net rental income or (loss) from real estate: a Debt-financed property b Not debt-financed property 6 Net rental income or (loss) from personal property . ^> 7 Other investment income 8 Gain or (loss) from sales of assets other than inventory 18 -34,475,526. 9 Net income or (loss) from special events . . . 0 Gross profit or (loss) from sales of inventory. . 1 Other revenue: a b c d e 2 Subtotal. Add columns (b), (d), and (e) -27,805,886. 13 Total. Add line 12, columns (b), (d), and (e) 13 -27,805,886. (See worksheet in line 13 instructions on page 28 to verify calculations.) UsBHimn Relationship of Activities to the Accomplishment of Exempt Purposes Line No. Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation's exempt purposes (other than by providing funds for such purposes). (See T page 29 of the instructions.) NOT APPLICABLE Form 990-PF (2009) JSA 9E1492 1.000 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 13 Form 990-PF (2009) 16-6071043 Page 13 HSfflEWTI Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations ^ Did the organization directly or indirectly engage in any of the following with any other organization described Yes No in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations? Transfers from the reporting foundation to a noncharitable exempt organization of: 1a(1) X (1) Cash 1a(2) X (2) Other assets Other transactions: 1b(1) X (1) Sales of assets to a noncharitable exempt organization 1b(2) X (2) Purchases of assets from a noncharitable exempt organization 1b(3) X (3) Rental of facilities, equipment, or other assets 1b(4) X (4) Reimbursement arrangements X (5) Loans or loan guarantees 1b(5) X (6) Performance of services or membership or fundraising solicitations „ 1b(6) X Sharing of facilities, equipment, mailing lists, other assets, or paid employees 1c If the answer to any of the above is 'Yes," complete the following schedule. Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received. (a) Line no. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements N/A N/A v 2a Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described in section 501(c) of the Code (other than section 501 (c)(3)) or in section 527? „ | | Yes No b If "Yes," complete the following schedule. (a) Name of organization (b) Type of organization (c) Description of relationship N/A N/A Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge. Signature of officer or trustee Date Title Date Preparer's identifying c Check if i 1 number (See Signature on Ui self-employed •! | page 30 of the instructions) S • QjbQrJk - CfA- ll/lo/l U2. P00021906 1«° Firm's name (or yours if PRICEWATERHOUSECOOPERS LLP EIN • 13-4008324 self-employed), address, 1100 BAUSCH & LOMB PLACE and ZIP code ROCHESTER, NY 1460^ Phoneno. 585-232-4000 Form 990-PF (2009) JSA 9E1493 1 000 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 14 PARK FOUNDATION, INC. 16-6071043 FORM 990-PF - PART IV CAPITAL GA NS AND LOSSES FOR TAX ON INVESTMENT INCOME Kind of Property Description Date Date sold acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss) T ROWE PRICE VAR VAR 21590536. 26619595. -5029059. SEC. LENDING FUND (NT CASH) VAR VAR 219,949. 0. 219,949. INSTITUTIONAL CAPITAL VAR VAR 34787617. 39688064. -4900447. CHICAGO EQUITY PARTNERS VAR VAR 18115122, 25229299. -7114177. ALLIANCE CAPITAL VAR VAR 19634367. 25397621. -5763254. EVERGREEN VAR VAR 36477498. 45706683. -9229185. GENERATION INVESTMENT MGMT VAR VAR 17664096. 17826307. -162,211. CAPITAL GUARDIAN LARGE CAP VAR VAR 41,104, -2,812. 43,916. ICAP EURO SELECT VAR VAR 10403954, 13062159. -2658205. MCDONNELL INV VAR VAR ,990,696. 4,955,180. 35,516. PARAMETRIC VAR VAR 57,611. 56,038. 1,573. KBC ASSET MANAGEMENT VAR VAR 153,724, 456,519. -2,795. JSA 9E1730 1.000 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 15 PARK FOUNDATION, INC. 16-6071043 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME Kind of Property Description Date Date sold acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adi basis (loss) MONDRIAN FUND VAR VAR -82,853. 82,853. WALDEN ASSET MANAGEMENT VAR VAR ,496,676. 3,496,676. 0. FROM PIPER JAFFRAY CLEAN K-1 VAR VAR 10. -10. FROM PIPER JAFFRAY CLEAN K-1 VAR VAR 30,546. 30,546. TOTAL GAIN(LOSS) -34444990. 9E1730 1.000 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 16 Form 8868 Application for Extension of Time To File an (Rev. April 2009) Exempt Organization Return OMB No. 1545-1709 Department of the Treasury Internal Revenue Service • File a separate application for each return. • If you are filing for an Automatic 3-Month Extension, complete only Part I and check this box • If you are filing for an Additional (Not Automatic) 3-Month Extension, complete only Part II (on page 2 of this form). Do not complete Part II unlespou have already been granted an automatic 3-month extension on a previously filed Form 8868. B33I Automatic 3-Month Extension of Time. Only submit original (no copies needed). A corporation required to file Form 990-T and requesting an automatic 6-month extension - check this box and complete Part I only >• All other corporations (including 1120-C filers), partnerships, REMICs, and trusts must use Form 7004 to request an extension of time to file income tax returns. Electronic Filing (e-file) Generally, you can electronically file Form 8868 if you want a 3-month automatic extension of time to file one of the returns noted below (6 months for a corporation required to file Form 990-T). However, you cannot file Form 8868 electronically if (1) you want the additional (not automatic) 3-month extension or (2) you file Forms 990-BL, 6069, or 8870, group returns, or a composite or consolidated From 990-T. Instead, you must submit the fully completed and signed page 2 (Part II) of Form 8868. For more details on the electronic filing of this form, visit www.irs.gov/efiie and click on e-file for Charities & Nonprofits. Type or Name of Exempt Organization Employer identification number print PARK FOUNDATION, INC. 16-6071043 File by the Number, street, and room or suite no. If a P.O. box, see instructions. due date for PO BOX 550 filing your return. See City, town or post office, state, and ZIP code. For a foreign address, see instructions. instructions. ITHACA, NY 14851 Check type of return to be filed (file a separate application for each return) Form 990 Form 990-T (corporation) Form 4720 Form 990-BL Form 990-T (sec. 401(a) or 408(a) trust) Form 5227 Form 990-EZ Form 990-T (trust other than above) Form 6069 X Form 990-PF Form 1041-A Form 8870 The books are in the care of • PARK FOUNDATION Telephone No. • 607 272-9124 FAX No. • • If the organization does not have an office or place of business in the United States, check this box • \__\ • If this is for a Group Return, enter the organization's four digit Group Exemption Number (GEN) . if this is for the whole group, check this box • ^ I—I . If it is for part of the group, check this box • • • I—I and attach a list with the names and EINs of all members the extension will cover. 1 I request an automatic 3-month (6 months for a corporation required to file Form 990-T) extension of time until 08/15 2010 , to file the exempt organization return for the organization named above. The extension is for the organization's return for: • calendar year 2009 or • tax year beginning , and ending 2 If this tax year is for less than 12 months, check reason: I I Initial return [ | Final return | | Change in accounting period 3a If this application is for Form 990-BL, 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less any nonrefundable credits. See instructions. 3a $ 73,497. b If this application is for Form 990-PF or 990-T, enter any refundable credits and estimated tax payments made. Include any prior year overpayment allowed as a credit. 3b $ 56,497. c Balance Due. Subtract line 3b from line 3a. Include your payment with this form, or, if required, deposit with FTD coupon or, if required, by using EFTPS (Electronic Federal Tax Payment System). See instructions. 3c $ 17,000. Caution. If you are going to make an electronic fund withdrawal with this Form 8868, see Form 8453-EO and Form 8879-EO for payment instructions. For Privacy Act and Paperwork Reduction Act Notice, see Instructions. Form 8868 (Rev. 4-2009) JSA 9F8054 2 000 5GT0TT 1211 5/11/2010 12:21:56 PM 640442 PAGE 1 Form 8868 (Rev A 2009) Page 2 • If you are filing for an Additional (Not Automatic) 3-Month Extension, complete only Part il and check this box Note. Only complete Part II if you have already been granted an automatic 3-month extension on a previously filed Form 8868 • If you ari e filing for an Automatic 3-Month Extension, complete only Part I (on page 1) isflfinr Additional (Not Automatic) 3-Month Extension of Time. Only file the original (no copies needed) Name of Exempt Organization Type or Employer identification number print PARK FOUNDATION, INC. 16-6071043 File by the Number, street, and room or suite no If a P O box, see instructions For IRS use only extended due date for PO BOX 550 filing the City, town or post office, state and ZIP code For a foreign address see instructions return See instructions ITHACA, NY 14851 Check type of return to be filed (File a separate application for each return) Form 990 X Form 990-PF Form 1041-A Form 6069 Form 990-BL Form 990-T (sec 401(a) or 408(a) trust) Form 4720 Form 8870 Form 990-EZ Form 990-T (trust other than above) Form 5227 STOP! Do not complete Part II if you were not already granted an automatic 3-month extension on a previously filed Form 8868. • The books are in the care of • PARK FOUNDATION Telephone No • 607 272-9124 FAX No • • If the organization does not have an office or place of business in the United States, check this box • LJ • If this is for a Group Return, enter the organization's four digit Group Exemption Number (GEN) __^_^__ If this is for the whole group, check this box . . . • LJ If it is for part of the group, check this box , . . • | 1 andattach a list with the names and EINs of all members the extension is for 4 I request an additional 3-month extension of time until 11/15/2010 5 For calendar year 2009 f or other tax year beginning _^ and ending __^ 6 If this tax year is for less than 12 months, check reason | I Initial return I I Final return | | Change in accounting period 7 State in detail why you need the extension ADDITIONAL TIME IS NEEDED TO GATHER THE INFORMATION NECESSARY FOR A COMPLETE AND ACCURATE TAX RETURN. 8a If this application is for Form 990-BL, 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less any nonrefundable credits See instructions 8a $ 29f952. b If this application is for Form 990-PF, 990-T, 4720, or 6069, enter any refundable credits and estimated tax payments made Include any prior year overpayment allowed as a credit and any amount paid previously with Form 8868 8b $ 73,497. c Balance Due. Subtract line 8b from line 8a Include your payment with this form, or, if required, deposit with FTD coupon or, if required, by using EFTPS (Electronic Federal Tax Payment System) See instructions 8c $ 0. Signature and Verification Under penalties of perjury, I declare that I have examined this form, including accompanying schedules and statements and to the best of my knowledge and belief, it is true correct and complete and that i am authonzed to prepare this form Signature • V VAp^Jk*^ Title PRICte"WATERHOUSElK)OPERS LLP O Form 8868 (Rev 4-2009) 1100 BAUSCH & ImB PLACE ROCHESTER, NY 14 604 JSA 9F8055 3 000 5GT0TT 1211 8/16/2010 12:02:50 PM 640442 PAGE 1 PARK FOUNDATION, INC. 16-6071043 FORM 990PF - GENERAL EXPLANATION ATTACHMENT FIXED ASSET DETAIL FORM 990-PF, PAGE 2, PART II, LINE 14 12/31/2008 12/31/2009 LEASEHOLD IMPROVEMENTS 29,057 29,057 OFFICE & GENERAL EQUIPMENT 10,718 10,973 FURNITURE & FIXTURES 55,388 47,053 COMPUTER EQUIPMENT 39,844 45,360 GROSS FIXED ASSETS 135,007 132,443 LESS: ACCUMULATED DEPRECIATION (118,230) (115,098) NET FIXED ASSETS 16,777 17,345 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 17 PARK FOUNDATION, INC. 16-6071043 FORM 990PF - GENERAL EXPLANATION ATTACHMENT MISC OFFICER INFORMATION PAGE 6, PART VIII-LIST OF OFFICERS, DIRECTORS AND TRUSTEES ADDfL DETAIL NOTE: DOROTHY D PARK RECEIVES COMPENSATION AND CONTRIBUTIONS TO EMPLOYEE BENEFIT PLAN FOR SERVICES PERFORMED AS AN EMPLOYEE AS FOLLOWS: BOARD MEMBER COMPENSATION 12,000 EMPLOYEE COMPENSATION NONE 12,000 NOTE: RICHARD G ROBB RECEIVES COMPENSATION FOR SERVICES PROVIDED AS A BOARD MEMBER AND AS AN INDEPENDENT CONTRACTOR FOR SERVICES PROVIDED AS AN INVESTMENT COMMITTEE ADVISER, AS FOLLOWS: BOARD MEMBER COMPENSATION 84,000 INDEPENDENT CONTRACTOR COMPENSATION 72,000 156,000 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 18 PARK FOUNDATION, INC. 16-6071043 FORM 990PF - GENERAL EXPLANATION ATTACHMENT DEPRECIATION DETAIL FORM 990-PF, PAGE 1, PART I, LINE 19 DESCRIPTION 12/31/2009 LEASEHOLD IMPROVEMENTS NONE OFFICE & GENERAL EQUIPMENT 78 COMPUTER EQUIPMENT 6, 996 FURNITURE & FIXTURES 3,336 TOTAL DEPRECIATION EXPENSE 10,410 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 19 PARK FOUNDATION, INC. 16-6071043 ATTACHMENT 1 FORM 990PF, PART I - INTEREST ON TEMPORARY CASH INVESTMENTS REVENUE AND NET EXPENSES INVESTMENT DESCRIPTION PER BOOKS INCOME INTEREST INCOME 2,936, 390. 2,936,390 INTEREST FROM MONDRIAN K-1 0. 65,306 INTEREST FROM PIPER JAFFRAY CLEAN K-1 0. 43,267 INTEREST FROM PIPER JAFFRAY DIRECT K-1 0. 3,286 TOTAL 2,936,390 3,048,249. ATTACHMENT 1 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 2 0 PARK FOUNDATION, INC, 16-6071043 ATTACHMENT 2 FORM 990PF, PART I - DIVIDENDS AND INTEREST FROM SECURITIES REVENUE AND NET EXPENSES INVESTMENT DESCRIPTION PER BOOKS INCOME DIVIDEND INCOME 3,733,250 3,733,250, DIVIDENDS FROM PIPER JAFFRAY CLEAN K-1 0, 737, TOTAL 3,733,250 3,733,987 ATTACHMENT 2 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 21 PARK FOUNDATION, INC, 16-6071043 ATTACHMENT 3 FORM 990PF, PART I - LEGAL FEES REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET CHARITABLE DESCRIPTION PER BOOKS INCOME INCOME PURPOSES LEGAL FEES 36,000. 18,000, 18,000 TOTALS 36,000. 18,000, 18,000 ATTACHMENT 3 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 2 2 PARK FOUNDATION, INC. 16-6071043 ATTACHMENT 4 FORM 990PF, PART I - ACCOUNTING FEES REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET CHARITABLE DESCRIPTION PER BOOKS INCOME INCOME PURPOSES AUDIT & TAX FEES 72,450 36,225, 36,225 TOTALS 72,450 36,225, 36,225 ATTACHMENT 4 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 2 3 PARK FOUNDATION, INC, 16-6071043 ATTACHMENT 5 FORM 990PF, PART I - OTHER PROFESSIONAL FEES REVENUE AND NET EXPENSES INVESTMENT CHARITABLE DESCRIPTION PER BOOKS INCOME PURPOSES INVESTMENT FEES & EXPENSES 3,091,415 3,091,415, OTHER PROFESSIONAL FEES 16,171 8,086, 8,086, TOTALS 3,107,586, 3,099,501, 8,086, ATTACHMENT 5 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 2 4 PARK FOUNDATION, INC. 16-6071043 ATTACHMENT 6 FORM 990PF, PART I - TAXES REVENUE AND NET EXPENSES INVESTMENT CHARITABLE DESCRIPTION PER BOOKS INCOME PURPOSES EXCISE TAX - CURRENT 29,933. 0. 0. EXCISE TAX - DEFERRED 410,872. 0. 0. FOREIGN TAX 52,328. 52,328. 0. TOTALS 493,133. 52,328. 0. ATTACHMENT 6 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 2 5 PARK FOUNDATION, INC, 16-6071043 ATTACHMENT 7 FORM 990PF, PART I - OTHER EXPENSES REVENUE AND NET EXPENSES INVESTMENT CHARITABLE DESCRIPTION PER BOOKS INCOME PURPOSES FILING FEES 1,510. 755 755. INSURANCE 30,174. 15,087 15,• 087. OFFICE EXPENSES 17,630. 8,815 8, 815. TELEPHONE 9,023. 4,512 4, 511. INTERNET ACCESS 3,613. 1,806 1, 807. POSTAGE & FEDERAL EXPRESS 5,046. 2,523 2, 523. COMPUTER EXPENSES 15,544. 7,772 7, 772. MISCELLANEOUS EXPENSES 312. 156 156. JANITORIAL SERVICES 3,270. 1, 635 1, 635. UTILITIES 6,588. 3,294 3, 294. WEBSITE 333. 0 333. FROM MONDRAIN K-1 0. 1,034 0. FROM PIPER JAFFRAY CLEAN K-1 0. 219,434 0. FROM PIPER JAFFRAY DIRECT K-1 0. 32,197 0. TOTALS 93,043 299,020 46, 688. ATTACHMENT 7 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 2 6 PARK FOUNDATION, INC. 16-6071043 FORM 990PF, PART II - CORPORATE STC)C K ATTACHMENT 8 BEGINNING ENDING ENDING DESCRIPTION BOOK VALUE BOOK VALUE FMV CAPITAL GUARDIAN LARGE CAPITAL 19,105,382. 0. 0. T ROWE EQUITY 42,246,090. 39,800,087. 39,800,087. INSTITUTIONAL CAPITAL 32,221,505. 34,498,709. 34,498,709. SEC. LENDING FUND (NT CASH) -701,545. 855,732. 855,732. ALLIANCE CAPITAL 18,989,338. 0. 0. GENERATION INVESTMENT MANAGERS 28,953,153. 42,178,426. 42,178,426. EVERGREEN 36,033,581. 0. 0. ICAP EURO SELECT 12,675,313. 17,914,602. 17,914,602. CLIMATE SOLUTIONS 5,412,319. 9,937,522. 9,937,522. MCCDONNEL 0. 30,798,950. 30,798,950. WALDEN 0. 23,360,466. 23,360,466. HIGHLINE 0. 5,025,258. 5,025,258. PARAMETRIC 0. 5,564,354. 5,564,354. ABERDEEN 0. 5,727,760. 5,727,760. IRON BRIDGE 0. 2,050,363. 2,050,363. KBC - AM 0. 9,757,924. 9,757,924. PIPER CLEAN 0. 1,677,314. 1,677,314. MONDRIAN 0. 7,197,464. 7,197,464. KINGDON 0. 5,121,499. 5,121,499. RECLASS ADJ PENDING PURCHASES 0. 5,358,458. 5,358,458. TOTALS 194,935,136. 246,824,888. 246,824,888. ATTACHMENT 8 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 2 7 PARK FOUNDATION, INC. 16-6071043 FORM 990PF, PART II - OTHER ASSETS ATTACHMENT 9 BEGINNING ENDING ENDING DESCRIPTION BOOK VALUE BOOK VALUE FMV PENDING SALES OF INVESTMENTS 5,428,182. 568,107. 568, 108. COLLATERAL FOR SECURTIES LENDING 33,840,281. 51,467,186. 51 ,467, 186. ACCRUED EXCISE TAXES 0, 26,067. 26, 067. TOTALS 39,268,46T 52,061,360^ 52 ,061, 361. ATTACHMENT 9 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 2 8 PARK FOUNDATION, INC. 16-6071043 FORM 990PF, PART II - OTHER LIABILITIES ATTACHMENT 10 BEGINNING ENDING DESCRIPTION BOOK VALUE BOOK VALUE PENDING PURCHASES OF INVEST. 2, 612,111. 5,358,459. SECURITIES LENDING TRANSACTION 33,840,282. 51,467,186. DEFERRED EXCISE TAX PAYABLE 0. 410,872. CURRENT EXCISE TAX PAYABLE 14,000. 0. TOTALS 36,527,053. 57,236,517, ATTACHMENT 10 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 2! PARK FOUNDATION, INC. 16-6071043 ATTACHMENT 11 FORM 990PF, PART III - OTHER INCREASES IN NET WORTH OR FUND BALANCES DESCRIPTION AMOUNT UNREALIZED GAIN ON SECURITIES - CY 76,268,201. TOTAL 76,268,201. ATTACHMENT 11 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 30 PARK FOUNDATION, INC. 16-6071043 FORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEES ATTACHMENT 12 CONTRIBUTIONS EXPENSE ACCT TITLE AND AVERAGE HOURS PER TO EMPLOYEE AND OTHER NAME AND ADDRESS WEEK DEVOTED TO POSITION COMPENSATION BENEFIT PLANS ALLOWANCES ADELAIDE P. GOMER VICE PRESIDENT 72,000. C/O PARK FOUNDATION, INC. 19.00 P.O. BOX 550 ITHACA, NY 14851 DOROTHY D. PARK PRESIDENT 12,000. C/O PARK FOUNDATION, INC. 2.00 P.O. BOX 550 ITHACA, NY 14851 JEROME B. LIBIN DIRECTOR 84,000. C/O PARK FOUNDATION, INC. ,00 P.O. BOX 550 ITHACA, NY 14851 RICHARD G. ROBB TREASURER 156,000. C/O PARK FOUNDATION, INC. 11.00 P.O. BOX 550 ITHACA, NY 14851 ALICIA P. WITTINK SECRETARY 72,000. C/O PARK FOUNDATION, INC. 8.00 P.O. BOX 550 ITHACA, NY 14851 ATTACHMENT 12 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 31 PARK FOUNDATION, INC. 16-6071043 FORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEES ATTACHMENT 12 (CONTTD) CONTRIBUTIONS EXPENSE ACCT TITLE AND AVERAGE HOURS PER TO EMPLOYEE AND OTHER NAME AND ADDRESS WEEK DEVOTED TO POSITION COMPENSATION BENEFIT PLANS ALLOWANCES WILLIAM BONDURANT DIRECTOR 72,000. C/O PARK FOUNDATION, INC. 11.00 P.O. BOX 550 ITHACA, NY 14851 GRAND TOTALS 468,000. ATTACHMENT 12 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 32 PARK FOUNDATION, INC. 16-6071043 990PF, PART VIII - COMPENSATION OF THE FIVE HIGHEST PAID EMPLOYEES ATTACHMENT 13 TITLE AND AVERAGE CONTRIBUTIONS EXPENSE ACCT HOURS PER WEEK TO EMPLOYEE AND OTHER NAME AND ADDRESS DEVOTED TO POSITION COMPENSATION BENEFIT PLANS ALLOWANCES LESLIE C. MYERS PROGRAM ASSOCIATE 73,557. 13,310, 0 C/O PARK FOUNDATION, INC. 35.00 ITHICA, NY 14851 JON M. JENSEN EXECUTIVE DIRECTOR 184,563 33,986. 184563 40.00 ITHICA, NY 14851 DIANE L. TRAINA PROGRAM ASSOCIATE 59,463, 12,099. C/O PARK FOUNDATION, INC, 35.00 ITHICA, NY 14851 SHARON K. LINDERBERRY ACCOUNT MANAGER 55,041. 22,741 C/O PARK FOUNDATION, INC, 35.00 ITHICA, NY 14851 LINDA WILLIS EXECUTIVE ASSISTANT 50,806, 11,654 C/O PARK FOUNDATION, INC. 35.00 ITHICA, NY 14851 TOTAL COMPENSATION 423,430. 93,790. ATTACHMENT 13 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 33 PARK FOUNDATION, INC. 16-6071043 990PF, PART VIII- COMPENSATION OF THE FIVE HIGHEST PAID PROFESSIONALS ATTACHMENT 14 NAME AND ADDRESS TYPE OF SERVICE COMPENSATION PRICEWATERHOUSECOOPERS, LLP ACCOUNTING/TAX 72,450 1100 BAUSCH & LOMB PLACE ROCHESTER, NY 14604 TOTAL COMPENSATION 72, 450 ATTACHMENT 14 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 3< PARK FOUNDATION, INC, 16-6071043 ATTACHMENT 15 FORM 990PF, PART XV - NAME, ADDRESS AND PHONE FOR APPLICATIONS PARK FOUNDATION, INC. PO BOX 550, ITHACA, NY 14851 ITHACA, NY 14851 607-272-9124 ATTACHMENT 15 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 35 PARK FOUNDATION, INC, 16-6071043 ATTACHMENT 16 990PF, PART XV - SUBMISSION DEADLINES QUARTERLY DEADLINES - VARY YEAR TO YEAR JANUARY 2ND, APRIL 3RD, JULY 3RD, OCTOBER 2ND ATTACHMENT 16 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 36 PARK FOUNDATION, INC. 16-6071043 FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT ATTACHMENT 17 RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT AMOUNTS PREVIOUSLY DISCLOSED ON TAX RETURNS 10,315,386. SEE ATTACHED STATEMENT FOR CURRENT GRANTS APPROVED 7,507,910. FOR FUTURE PAYMENT LESS: PRESENT VALUE DISCOUNT FOR PAYMENT -670,266. TOTAL CONTRIBUTIONS APPROVED 17,153,030. ATTACHMENT 17 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 37 Park Foundation, Inc. Grants Approved For Future Payments 12/31/2009 Balance Approved Paid Payable 12/31/2008 in 2009 in 2009 at 12/31/2009 09-240 Clean Water for North Carolina 60,000 30,000 30,000 09-012 Corporate Accountability Int'l 225,000 125,000 100,000 08-182 Cortland College Foundation 116,250 38,750 77,500 05-123 Ithaca College-Class of 2010 939,440 939,440 06-074 Ithaca College-Class of 2011 1,856,440 909,024 947,416 07-046 Ithaca College-Class of 2012 2,588,622 675,374 1,913,248 07-653 Ithaca College-Class of 2013 3,256,470 672,074 2,584,396 09-052 Ithaca College-Class of 2014 3,296,910 3,296,910 08-201 Ithaca College 65,000 65,000 05-249 NC State Univ-Class of 2010 876,530 876,530 06-186 NC State Univ-Class of 2011 1,744,850 864,700 880,150 07-180 NC State Univ-Class of 2012 2,508,457 820,701 1,687,756 08-279 NC State Univ-Class of 2913 3,578,854 974,725 2,604,129 09-287 NC State Univ-Class Of 2014 3,600,000 65,709 3,534,291 09-039 Paleontological Research Inst 36,000 16,000 20,000 09-104 Social Ventures, Inc. 260,000 130,000 130,000 09-519 Social Ventures, Inc. 30,000 12,500 17,500 08-242 Second Nature, Inc. 70,000 70,000 08-547 WGBH Educational Foundation 450,000 450,000 18,050,913 7,507,910 7,735,527 17,823,296 Present Value Discount for Payment (670,266) (670,266) on Long Term Grants 17,380,647 17,153,030 Amount previously disclosed on tax return = 18,,050,91 3 - 7,735,527 = 10,315,386 SCHEDULE D OMB No 1545-0092 (Form 1041) Capital Gains and Losses Department of the Treasury • Attach to Form 1041, Form 5227, or Form 990-T. See the instructions for Internal Revenue Service Schedule D (Form 1041) (also for Form 5227 or Form 990-T, if applicable). 2§09 Name of estate or trust Employer identification number PARK FOUNDATION, INC. 16-6071043 Note: Form 5227 filers need to complete only Parts I and II. Short-Term Capital Gains and Losses - Assets Held One Year or Less (e) Cost or other basis (f) Gain or (loss) for (a) Description of property (b) Date acquired (c) Date sold the entire year (Example 100 shares 7% preferred of "Z" Co) (d) Sales price (see page 4 of the (mo , day, yr) (mo , day, yr) instructions) Subtract (e) from (d) 1a b Enter the short-term gain or (loss), if any, from Schedule D-1, line 1b 1b -10. 2 Short-term capital gain or (loss) from Forms 4684, 6252, 6781, and 8824 , 3 Net short-term gain or (loss) from partnerships, S corporations, and other estates or trusts 4 Short-term capital loss carryover. Enter the amount, if any, from line 9 of the 2008 Capital Loss Carryover Worksheet 5 Net short-term gain or (loss). Combine lines 1a through 4 in column (f) Enter here and on line 13, column (3) on the back . -10. ^^yfl Long-Term Capital Gains and Losses - Assets Held More Than One Year (e) Cost or other basis (f) Gain or (loss) for (a) Description of property (b) Date acquired (c) Date sold (d) Sales price (see page 4 of the the entire year (Example 100 shares 7% preferred of "Z" Co) (mo , day, yr) (mo , day, yr) instructions) Subtract (e) from (d) 6a b Enter the long-term gain or (loss), if any, from Schedule D-1, line 6b ...... 6b -34,444,980. 7 Long-term capital gain or (loss) from Forms 2439, 4684, 3252, 6781, ari d 8824 ...... 7 8 Net long-term gain or (loss) from partnerships, S corporations, and other estates or trusts . . . 8 9 Capital gain distributions 9 10 Gain from Form 4797, Part I 10 11 Long-term capital loss carryover. Enter the amount, if any, from line 14 of the 2008 Capital Loss Carryover Worksheet . 11 ( ) 12 Net long-term gain or (loss). Combine lines 6a through 11 in column (f) Enter here and on line 14a, column (3) on the back • 12 -34,444,980. For Paperwork Reduction Act Notice, see the Instructions for Form 1041. Schedule D (Form 1041) 2009 JSA 9F1210 2 000 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 3i Schedule D (Form 1041)2009 Page 2 •SETiini Summary of Parts I and II (1) Beneficiaries' (2) Estate's (3) Total Caution: Read the instructions before completing this part. (see page 5) or trust's 13 Net short-term gain or (loss) 13 -10. 14 Net long-term gain or (loss): a Total for year 14a -34,444,980. b Unrecaptured section 1250 gain (see line 18 of the wrksht) 14b c 28% rate gain . 14c 15 Total net gain or (loss). Combine lines 13 and 14a e • 15 -34,444,990. Note: If line 15, column (3), is a net gain, enter the gain on Form 1041, line 4 (or Form 990-T, Part I, line 4a). If lines 14a and 15, column (2), are net gains, go to Part V, and do not complete Part IV. If line 15, column (3), is a net loss, complete Part IV and the Capital Loss Carryover Worksheet, as necessary. Capital Loss Limitation 16 Enter here and enter as a (loss) on Form 1041, line 4 (or Form 990-T, Part I, line 4c, if a trust), the smaller of: a The loss on line 15, column (3) or b $3,000 16 3,000.) Note: If the loss on line 15, column (3), is more than $3,000, or if Form 1041, page 1, line 22 (or Form 990-T, line 34), is a loss, complete the Capital Loss Carryover Worksheet on page 7 of the instructions to figure your capital loss carryover. I5BTM Tax Computation Using Maximum Capital Gains Rates Form 1041 filers. Complete this part only if both lines 14a and 15 in column (2) are gains, or an amount is entered in Part I or Part II and there is an entry on Form 1041, line 2b(2), and Form 1041, line 22, is more than zero. Caution: Skip this part and complete the worksheet on page 8 of the instructions if: • Either line 14b, col. (2) or line 14c, col. (2) is more than zero, or • Both Form 1041, line 2b(1), and Form 4952, line 4g are more than zero. Form 990-T trusts. Complete this part only if both lines 14a and 15 are gains, or qualified dividends are included in income in Part I of Form 990-T, and Form 990-T, line 34, is more than zero. Skip this part and complete the worksheet on page 8 of the instructions if either line 14b, col. (2) or line 14c, col. (2) is more than zero. 17 Enter taxable income from Form 1041, line 22 (or Form 990-T, line 34) 17 18 Enter the smaller of line 14a or 15 in column (2) but not less than zero 18 19 Enter the estate's or trust's qualified dividends from Form 1041, line 2b(2) (or enter the qualified dividends included in income in Part I of Form 990-T), 19 20 Add lines 18 and 19 20 21 If the estate or trust is filing Form 4952, enter the amount from line 4g; otherwise, enter-0- . . • 21 22 Subtract line 21 from line 20. If zero or less, enter- 22 23 Subtract line 22 from line 17. If zero or less, enter- 23 24 Enter the smaller of the amount on line 17 or $2,300 24 25 Is the amount on line 23 equal to or more than the amount on line 24? Yes. Skip lines 25 and 26; go to line 27 and check the "No" box. No. Enter the amount from line 23 25 26 Subtract line 25 from line 24 26 27 Are the amounts on lines 22 and 26 the same? I I Yes. Skip lines 27 thru 30; go to line 31. | | No. Enter the smaller of line 17 or line 22 27 28 Enter the amount from line 26 (If line 26 is blank, enter -0-) 28 29 Subtract line 28 from line 27 I 29 30 Multiply line 29 by 15% (.15) 30 31 Figure the tax on the amount on line 23. Use the 2009 Tax Rate Schedule for Estates and Trusts (seethe Schedule Ginstructions in the instructions for Form 1041) 31 32 Add lines 30 and 31 „ 32 33 Figure the tax on the amount on line 17. Use the 2009 Tax Rate Schedule for Estates and Trusts (see the Schedule G instructions in the instructions for Form 1041) „ 33 34 Tax on all taxable income. Enter the smaller of line 32 or line 33 here and on Form 1041, Schedule G, line 1a (or Form 990-T, line 36) 34 Schedule D (Form 1041) 2009 JSA 9F1220 2.000 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 39 SCHEDULE D-1 Continuation Sheet for Schedule D OMB No 1545-0092 (Form 1041) (Form 1041) Department of the Treasury • See instructions for Schedule D (Form 1041). Internal Revenue Service • Attach to Schedule D to list additional transactions for lines 1a and 6a. 09 Name of estate or trust Employer identification number PARK FOUNDATION, INC. 16-6071043 Short-Term Capital Gains and Losses - Assets Held One Year or Less (a) Description of property (Example (b) Date (c) Date sold (d) Sales price (e) Cost or other basis (f) Gain or (loss) (see page 4 of the (see page 4 of the 100 sh 7% preferred of "Z" Co) acquired (mo , day, yr) Subtract (e) from (d) (mo , day, yr) instructions) instructions) 1a FROM PIPER JAFFRAY CLEAN K-1 10. -10. 1b Total. Combine the amounts in column (f). Enter here and on Schedule D, line 1b - -10. For Paperwork Reduction Act Notice, see the Instructions for Form 1041. Schedule D-1 (Form 1041) 2009 JSA 9F1221 4 000 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 4 0 Schedule D-1 (Form 1041)2009 Name of estate or trust as shown on Form 1041 Do not enter name and employer identification number if shown on the other side Employer identification number Long-Term Capital Gains and Losses - Assets Held More Than One Year (a) Description of property (Example (b) Date (c) Date sold (d) Sales price (e) Cost or other basis (f) Gain or (loss) 100 sh 7% preferred of "Z" Co ) acquired (mo , day, yr) (see page 4 of the (see page 4 of the (mo , day, yr) instructions) instructions) Subtract(e)from (d) 6a T ROWE PRICE 21,590,536. 26,619,595. -5,029,059. SEC. LENDING FUND (NT CASH) 219,949. 0. 219,949. INSTITUTIONAL CAPITAL 34,787,617. 39,688,064. -4,900,447. CHICAGO EQUITY PARTNERS 18,115,122. 25,229,299. -7,114,177. ALLIANCE CAPITAL 19,634,367. 25,397,621. -5,763,254. EVERGREEN 36,477,498. 45,706,683. -9,229,185. GENERATION INVESTMENT MGMT 17,664,096. 17,826,307. -162,211. CAPITAL GUARDIAN LARGE CAP 41,104. -2,812. 43,916. ICAP EURO SELECT 10,403,954. 13,062,159. -2,658,205. MCDONNELL INV 4,990,696. 4,955,180. 35,516. PARAMETRIC 57,611. 56,038. 1,573. KBC ASSET MANAGEMENT 453,724. 456,519. -2,795. MONDRIAN FUND 0. -82,853. 82,853. WALDEN ASSET MANAGEMENT 3,496,676. 3,496,676. 0. FROM PIPER JAFFRAY CLEAN K-1 30,546. 30,546. 6b Total. Combine the amounts in column (f) Enter here and on Schedule D, line 6b . -34,444,980. Schedule D-1 (Form 1041) 2009 JSA 9F1222 3 000 5GT0TT 1211 11/8/2010 11:48:46 AM 640442 PAGE 41