Prospectus for the Public Offering of 900000 Newly Issued Ordinary Bearer Shares with No Par Value
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Prospectus for the public offering of 900,000 newly issued ordinary bearer shares with no par value (auf den Inhaber lautende Stammaktien ohne Nennbetrag (Stückaktien)) from a capital increase against contributions in cash resolved by an extraordinary shareholders' meeting (außerordentliche Hauptversammlung) of the Company on 5 October 2020 and of 180,000 existing ordinary bearer shares with no par value (auf den Inhaber lautende Stammaktien ohne Nennbetrag (Stückaktien)) from the holdings of the Selling Shareholders and of up to 360,000 existing ordinary bearer shares with no par value (auf den Inhaber lautende Stammaktien ohne Nennbetrag (Stückaktien)) from the holdings of the Selling Shareholders subject to their decision to exercise the upsize option granted by the Joint Bookrunners, with the consent of the Joint Bookrunners and based on market demand on the date of pricing and of up to 216,000 existing ordinary bearer shares with no par value (auf den Inhaber lautende Stammaktien ohne Nennbetrag (Stückaktien)) from the holdings of the Selling Shareholders in connection with a possible over-allotment and at the same time for the admission to trading on the regulated market (regulierter Markt) of the Frankfurt Stock Exchange (Frankfurter Wertpapierbörse) with simultaneous admission to the sub-segment of the regulated market (regulierter Markt) with additional post-admission obligations (Prime Standard) of the Frankfurt Stock Exchange (Frankfurter Wertpapierbörse) of 2,523,480 existing ordinary bearer shares with no par value (auf den Inhaber lautende Stammaktien ohne Nennbetrag (Stückaktien)) (existing share capital) and up to 900,000 newly issued ordinary bearer shares with no par value (auf den Inhaber lautende Stammaktien ohne Nennbetrag (Stückaktien)) from a capital increase against contributions in cash resolved by an extraordinary shareholders' meeting (außerordentliche Hauptversammlung) of the Company on 5 October 2020 – each such share with a notional value of EUR 1.00 and with full dividend rights as of 1 January 2020 – of Compleo Charging Solutions AG Dortmund, Germany Price Range: EUR 44.00 – 59.00 International Securities Identification Number (ISIN): DE000A2QDNX9 German Securities Code (Wertpapierkennnummer (WKN)): A2QDNX Trading symbol: C0M Sole Global Coordinator and Joint Bookrunner COMMERZBANK Joint Bookrunner ODDO BHF The date of the Prospectus is 8 October 2020. Warning regarding the validity of the Prospectus The validity of the Prospectus will expire on the end of the date of the closing of the offer period or on the end of the date when trading on a regulated market begins, whichever occurs later. The closing of the offer period is expected to occur on 19 October 2020 and the time when trading on a regulated market begins is expected to occur on 21 October 2020. Accordingly, the validity of the prospectus is expected to expire at the end of the day on 21 October 2020. The obligation to supplement the Prospectus in the event of significant new factors, material mistakes or material inaccuracies does not apply when the Prospectus is no longer valid. TABLE OF CONTENTS SUMMARY OF THE PROSPECTUS ............................................................................................................................................................ S-1 A. Introduction containing warnings .................................................................................................................................. S-1 B. Key information on the Issuer ........................................................................................................................................ S-1 C. Key information on the securities .................................................................................................................................. S-4 D. Key information on the offer of securities to the public ................................................................................................ S-5 ZUSAMMENFASSUNG DES PROSPEKTS................................................................................................................................................... S-8 A. Einleitung mit Warnhinweisen ....................................................................................................................................... S-8 B. Basisinformationen über den Emittenten ...................................................................................................................... S-8 C. Basisinformationen über die Wertpapiere .................................................................................................................. S-11 D. Basisinformationen über das öffentliche Angebot von Wertpapieren ........................................................................ S-12 1 RISK FACTORS ................................................................................................................................................................................ 1 1.1 Risks related to the Company's business activities ........................................................................................................... 1 1.2 Risks related to the Company's industry and markets ...................................................................................................... 8 1.3 Risks related to the Company's financial condition ........................................................................................................ 10 1.4 Legal, regulatory and tax risks ........................................................................................................................................ 11 1.5 Risks related to the Shares, the Offering, the Listing and the Company's shareholder structure .................................. 14 2 GENERAL INFORMATION ............................................................................................................................................................. 17 2.1 Responsibility statement ................................................................................................................................................ 17 2.2 Purpose of the Prospectus .............................................................................................................................................. 17 2.3 Forward-looking statements ........................................................................................................................................... 18 2.4 Presentation of financial information ............................................................................................................................. 19 2.5 Alternative performance measures ................................................................................................................................ 19 2.6 Sources of market data ................................................................................................................................................... 20 2.7 Documents available for inspection ................................................................................................................................ 22 2.8 Currency .......................................................................................................................................................................... 22 2.9 Negative numbers and rounding .................................................................................................................................... 22 2.10 Time specifications ......................................................................................................................................................... 23 2.11 Enforcement of civil liabilities ......................................................................................................................................... 23 3 THE OFFERING ............................................................................................................................................................................. 24 3.1 Subject matter of the Offering ........................................................................................................................................ 24 3.2 Offer Price, Offer Period and allotment .......................................................................................................................... 24 3.3 Expected timetable for the Offering ............................................................................................................................... 25 3.4 Information on the Shares .............................................................................................................................................. 26 3.5 Transferability of the Shares ........................................................................................................................................... 27 3.6 Existing Shareholders ...................................................................................................................................................... 27 3.7 Allotment criteria ............................................................................................................................................................ 27 3.8 Stabilization measures, over-allotment and Greenshoe Option ..................................................................................... 27 3.9 Preferential allocation ...................................................................................................................................................