External Resettlement Monitoring and Evaluation Report

December 2018

People’s Republic of : Integrated Water Resources Management (Sector) Project

6th External Resettlement Monitoring and Evaluation Report for Six Subrojects

Prepared by the National Research Center for Resettlement, Hohai University, for the Guiyang Municipal Government and the Asian Development Bank.

This external resettlement monitoring and evaluation report is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature.

In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area.

ADB-funded Guiyang Integrated Water Resources Management (Sector) Project

External Resettlement and Ethnic Minority Development Monitoring and Evaluation Report

(No.6)

National Research Center for Resettlement, Hohai University, Nanjing,

Jiangsu, China

Dec 2018

Project leader : Chen Shaojun

M&E staff : Chen Shaojun, Chen Xinxin, Luo Xia

Prepared by : Chen Shaojun, Chen Xinxin, Luo Xia

National Research Center for Resettlement, Hohai M&E agency : University (NRCR)

Address : NRCR, Nanjing, Jiangsu

Postcode : 210098

Tel : 025-83786503

Fax : 025-83718914

[email protected] Email : [email protected]

Executive Summary

The External Monitoring and Evaluation Report on Resettlement and Ethnic Minority Development (NO.6) involves six sub-projects, namely, Liaojiuzhai Reservoir Project of Xifeng County, Jiancaogou Reservoir Project of Xifeng County, Jinlong Reservoir Project of , Baiang Reservoir of ,Maozhulin Reservoir Project of Kaiyang County, and the Jinjiajing Reservoir Project of Wudang . This round of M&E began in January 2018. NRCR established two monitoring teams to conduct field surveys on the 6 subprojects with the assistance of the Guiyang and local PMOs, implementing agencies (IAs). The following methods were used: Literature review ； FGD ；Interview ；Field visit. Based on the monitoring, the main findings are listed below.  Resettlement has been largely completed, and some subprojects are behind schedule.  Jinlong Subproject and Maozhulin Subproject almost completed in end of 2018.  The organizational structure for resettlement is sound and duties clearly defined.  Most outstanding issues have been solved.  Maozhulin Subproject: Two households in Heping Village did not entered into LA agreements due to land ownership disputes in 2015, and agree to deposit the LA compensation with the township government temporarily. As of February 2018, the LA compensation had been paid. See Appendix 2.  Jinlong Subproject: The 15.835 mu of collective barren hill acquired in 2014 is located on the boundary between Xinzhai and Xiaoshan Villages. The LA compensation has been shared equally by the two villages. See Appendix 1.  Jinlong Subproject: In 2014, the compensation for about 260 trees of Zhang Guixiang, a villager in Xinzhai Village was not paid because the Xiuwen County Government was short of funds. In 2015, the government wanted to compensate for such trees at the rate for young trees, but Zhang Guixiang did not agree and insisted that such trees should be compensated for at the rate for adult trees. As of February 2018, negotiation was underway. It’s heard has been resolved. Will further confirm it during the supplementary survey.  The suggestions include: Solve outstanding issues arising from LA and HD timely. The local PMOs should solve the outstanding issues arising from LA and HD in some subprojects in consultation with the local governments.  The compensation standard for the Maozhulin Reservoir in Kaiyang County was 17,000 in agreed RP, and the actual compensation to the villagers is only 15,000 yuan/mu. The insufficient part is being paying to the villagers. The progress will be monitored and analyzed in next M&E report.

Contents

1 BACKGROUNDS AND M&E PROFILES ...... 1 1.1 Introduction ...... 1 1.2 Latest Socioeconomic Profile of the Project Area ...... 4 1.3 M&E ...... 7 1.3.1 Procedure ...... 7 1.3.2 Scope ...... 7 1.3.3 Methods ...... 8 1.3.4 Reporting ...... 9 2 INSTITUTION ARRANGEMENTS AND CAPACITY STRENGTHENING FOR RESETTLEMENT AND ETHNIC MINORITY DEVELOPMENT IMPLEMENTATION ...... 10 2.1 Institution Arrangements ...... 10 2.2 Capacity Strengthening ...... 11 2.3 Internal Supervision and Inspection ...... 11 2.4 Evaluation on Capacity Building of Social Safeguards Implementation ...... 11 3 IMPLEMENTATION PROGRESS OF CIVIL WORKS AND LAR ...... 13 3.1 Implementation progress of Civil works ...... 13 3.2 Implementation Progress of LAR ...... 13 4 EVALUATION ON COMPENSATION AND RESETTLEMENT POLICES IMPLEMENTATION ...... 17 4.1 Resettlement Policy Framework ...... 17 4.2 LA Procedures...... 17 4.3 Compensation Rates for LAR ...... 18 4.4 Reasons for the difference in the compensation standard ...... 20 4.5 Resettlement Fund Disbursement and Allocation ...... 20 5 HOUSE DEMOLITION AND RESETTLEMENT ...... 22 5.1 Brief review of the resettlement plan ...... 22 5.1.1 Jiancaogou Reservoir Project of Xifeng County ...... 22 5.1.2 Kaiyang County Bai'anhe Reservoir Project ...... 22 5.1.3 Jinjiaqing Reservoir Project ...... 22 5.1.4 Jinlong Reservoir ...... 22 5.2 Restoration of house demolition ...... 22 5.2.1 Jiancaogou Reservoir Project of Xifeng County ...... 22 5.2.2 Xiuwen County Jinlong Reservoir Project ...... 22 5.2.3 Bai ’anhe ...... 23 5.2.4 Jinjiaqing ...... 23 6 RESETTLEMENT AND LIVELIHOOD RESTORATION ...... 24 6.1 Resettlement and Livelihood Restoration ...... 24 6.1.1 Liaojiuzhai Subproject ...... 24 6.1.2 Jiancaogou Subproject ...... 25 6.1.3 Jinlong Subproject ...... 26 6.1.4 Bai ’an River Subproject ...... 27 6.1.5 Maozhulin Subproject ...... 29 6.1.6 Jinjiaqing Subproject ...... 30 6.2 Assistance measures to Women ...... 32 6.2.1 Xifeng County ...... 32 6.2.2 Xiuwen County ...... 32 6.2.3 Kaiyang County ...... 32 6.2.4 Wudang County ...... 33 6.3 Assistance measures to vulnerable groups ...... 34 6.3.1 Liaojiuzhai Subproject ...... 34 6.3.2 Jiancaogou Subproject ...... 34 6.3.3 Jinlong Subproject ...... 34 6.3.4 Bai ’an River Subproject ...... 34

6.3.5 Maozhulin Subproject ...... 34 6.3.6 Jinjiaqing Subproject ...... 35 7 PUBLIC PARTICIPATION , INFORMATION DISCLOSURE AND GRIEVANCE REDRESS ...... 36 7.1 Public Participation ...... 36 7.2 Information Disclosure ...... 37 7.3 Grievance Redress ...... 39 8 BASELINE AND FOLLOW -UP SURVEY ...... 40 8.1 Liaojiuzhai Subproject ...... 40 8.1.1 Household Population ...... 40 8.1.2 Housing Conditions ...... 40 8.1.3 Land Contracting ...... 40 8.1.4 Annual Household Income and Expenditure ...... 40 8.2 Jiancaogou Subproject ...... 41 8.2.1 Household Population ...... 41 8.2.2 Housing Conditions ...... 41 8.2.3 Land Contracting ...... 41 8.2.4 Annual Household Income and Expenditure ...... 41 8.3 Jinlong Subproject ...... 42 8.3.1 Household Population ...... 42 8.3.2 Housing Conditions ...... 42 8.3.3 Land Contracting ...... 42 8.3.4 Annual Household Income and Expenditure ...... 42 8.4 Bai’an River Subproject ...... 43 8.4.1 Household Population ...... 43 8.4.2 Housing Conditions ...... 43 8.4.3 Land Contracting ...... 43 8.4.4 Annual Household Income and Expenditure ...... 43 8.5 Maozhulin Subproject ...... 43 8.5.1 Household Population ...... 44 8.5.2 Housing Conditions ...... 44 8.5.3 Land Contracting ...... 44 8.5.4 Annual Household Income and Expenditure ...... 44 8.6 Jinjiaqing Subproject ...... 44 8.6.1 Household Population ...... 44 8.6.2 Housing Conditions ...... 44 8.6.3 Land Contracting ...... 45 8.6.4 Annual Household Income and Expenditure ...... 45 9 EMDP IMPLEMENTATION MONITORING AND EVALUATION ...... 46 9.1 Overview ...... 46 9.1.1 Liaojiuzhai Subproject ...... 46 9.1.2 Jiancaogou Subproject ...... 46 9.1.3 Jinlong Subproject ...... 46 9.1.4 Bai ’an River Subproject ...... 46 9.1.5 Maozhulin Subproject ...... 46 9.1.6 Jinjiaqing Subproject ...... 46 9.2 EMDP Implementation M&E ...... 46 9.2.1 Liaojiuzhai and Jiancaogou Subprojects ...... 47 9.2.2 Jinlong Subproject ...... 47 9.2.3 Bai ’an River and Maozhulin Subprojects ...... 48 9.2.4 Jinjiaqing Subproject ...... 48 10 CONCLUSIONS AND RECOMMENDATIONS OF SOCIAL SAFEGUARDS M&E ...... 49 10.1 Conclusions ...... 49 10.1.1 Resettlement has been largely completed, and some subprojects are behind schedule. 49 10.1.2 Most outstanding issues have been solved...... 49

10.1.3 Pending issue ...... 49 10.2 Suggestions ...... 49 10.2.1 Solve outstanding issues arising from LA and HD timely...... 49 10.2.2 The local PMOs should solve the outstanding compensation rates issues arising from LA and HD in some subprojects (Maozhulin and Kaiyang)...... 49 APPENDIX 1 REPORT ON ZHANG GUIXIANG ’S APPEAL IN THE JINLONG SUBPROJECT , AND CONSULTATION RECORDS OF XINZHAI AND XIAOSHAN VILLAGES ...... 52 APPENDIX 2 LA CERTIFICATE AND PAYMENT VOUCHER OF HEPING VILLAGE IN THE MAOZHULIN SUBPROJECT ...... 53 APPENDIX 3 PRODUCTION RESETTLEMENT AGREEMENT AND LA COMPENSATION PROCEDURE OF THE JINJIAQING SUBPROJECT ...... 54 APPENDIX 4 INTERVIEW MINUTES OF THE WUDANG DISTRICT RESETTLEMENT BUREAU ...... 55

List of Tables Table 1-1 Subprojects and Geographic Distribution ...... 5 Table 1-2 Summary of Resettlement Impacts ...... 6 Table 1-3 M&E Reporting Schedule ...... 9 Table 2-1 Members of the Social and Environment Office ...... 10 Table 2-2 List of Persons Responsible for Resettlement and Social Development of the District/County PMOs ...... 11 Table 4-1 LA Compensation Rates of the Subprojects ...... 18 Table 4-2 Compensation Funds and Disbursement ...... 21 Table 7-1 Housing Conditions ...... 40 Table 7-2 Land Utilization ...... 40 Table 7-3 Sampling Survey on Household Income and Expenditure of the Liaojiuzhai Subproject 40 Table 7-4 Sampling Survey on Household Income and Expenditure of the Jiancaogou Subproject41 Table 7-5 Sampling Survey on Household Income and Expenditure of the Jinlong Subproject ...... 42 Table 7-6 Sampling Survey on Household Income and Expenditure of the Bai’an River Subproject ...... 43 Table 7-7 Sampling Survey on Household Income and Expenditure of the Maozhulin Subproject . 44 Table 7-8 Sampling Survey on Household Income and Expenditure of the Jinjiaqing Subproject .. 45

List of Figures Figure 2-1 Organizational Chart for Resettlement and Social Development ...... 10 Figure 6-1 LA Announcement of the Liaojiuzhai Subproject ...... 36 Figure 6-2 Resettlement Willingness Survey for the Jiancaogou Subproject ...... 36 Figure 6-3 LA Public Hearing for the Jinlong Subproject (April 2013) ...... 37 Figure 6-4 Land Conflict Coordination for the Jinlong Subproject (July 2013) ...... 37 Figure 6-5 Lists of LA and HD Sizes, and Compensation Fees for the Liaojiuzhai Subproject ...... 38 Figure 6-6 Pre-LA Announcement for the Jinlong Subproject ...... 38 Figure 6-7 Notice of Attachment Clearing for the Jinlong Subproject ...... 38 Figure 6-8 Notice on Seedling Compensation for the Jinlong Subproject ...... 39 Figure 7-1 Income Comparison between 2016 and 2017—Liaojiuzhia Subproject………………….36 Figure 7-2 Expenditure Comparison between 2016 and 2017—Liaojiuzhia Subproject…………….36 Figure 7-3 Income Comparison between 2016 and 2017—Jiancaogou Subproject…………………38 Figure 7-4 Expenditure Comparison between 2016 and 2017—Jiancaogou Subproject…………...38 Figure 7-5 Income Comparison between 2016 and 2017—Jinlong Subproject……………………...39 Figure 7-6 Expenditure Comparison between 2016 and 2017—Jinlong Subproject………………...40 Figure 7-7 Income Comparison between 2016 and 2017—Bai’an River Subproject………………..41 Figure 7-8 Expenditure Comparison between 2016 and 2017—Bai’an River Subproject…………..41 Figure 7-9 Income Comparison between 2016 and 2017—Maozhulin Subproject…………………..42 Figure 7-10 Expenditure Comparison between 2016 and 2017—Maozhulin Subproject…………...43 Figure 7-11 Income Comparison between 2016 and 2017—Jinjiaqing Subproject………………….44 Figure 7-12 Expenditure Comparison between 2016 and 2017—Jinjiaqing Subproject…………….44

Abbreviations

ADB - Asian Development Bank AH - Affected Household AP - Affected Person DMS - Detailed Measurement Survey EMDP - Ethnic Minority Development Plan EMSA - Ethnic Minority Special Action FGD - Focus Group Discussion HD - House Demolition LA - Land Acquisition M&E - Monitoring and evaluation MLS - Minimum Living Security NRCR - National Research Center for Resettlement PMO - Project Management Office RP - Resettlement Plan WWTP - Wastewater Treatment Plant

Units

Currency unit = Yuan (CNY) USD1.00 = CNY6.67 1 hectare = 15 mu

External Resettlement M&E Report of the Guiyang Integrated Water Resources Management Project (No.6)

1 Backgrounds and M&E Profiles 1.1 Introduction Guiyang City is located in the watershed between the Wujiang River system in the Yangtze River basin and the Hongshui River system in the Pearl River basin, where land water storage and retention capacity is weak, and the ecological environment is vulnerable. In order to improve the flood protection and water supply capacity of the urban center of Guiyang City, and carry out integrated river management, the Guiyang Municipal Government has applied for a loan with the Asian Development Bank (ADB) for the implementation of the Guiyang Integrated Water Resources Management (Sector) Project (the “Project”). Table 1-1 Basic Information of the Project 1 Country People’s Republic of China (PRC) 38594-013 2 Loan No.

Loan 2573-PRC: Guiyang Integrated Water Resources Management (Sector) 3 Project Project 4 Borrower Guiyang City Government 5 Executing Agency Guiyang Municipal Government 6 Implementing Agency Guiyang PMO 7 Total Estimated Cost US$ 439.20 million 8 ADB Loan US$ 150.00 million 9 IR category A 10 IP category A 11 Approval date 29 Oct 2009 12 Signing Date 17 Jun 2010 13 Effectivity Date 04 Jan 2011 14 Original closing date 30 Jun 2016 15 Revised closing date 31 Dec 2018 Source: ADB website.

The Project aims to develop local water resources effectively, improve water and soil conservation, promote economic and social development, and environmental protection. The Project consists of 8 subpro jects, in which the Yudongxia Reservoir Subproject has been completed, and the Hongyan Reservoir and Mengguan Waterworks Subproject are under construction and subject to separate M&E. This report covers the other 6 subprojects which involve irrigation and domestic water supply, and environmental protection mainly, including (1) Jiancaogou Reservoir Project of Xifeng County; (2) Liaojiuzhai Reservoir Rural Water and Irrigation Water Core Subproject ；（ 3）Jinlong Reservoir County Water and Irrigation Water Core Subproject ；（ 4）Kaiyang County Bai ’an River Reservoir project ；（ 5）Kaiyang County Maozhulin Reservoir project ；（ 6）Wudang District Jinjiaqing Reservoir project. All the 8 subprojects involve LA, and 5 of them involve HD, for which 8 resettlement plans (RPs) and 4 ethnic minority special actions (EMSAs) have been prepared respectively. Based on the RPs of the subprojects, the main types of resettlement impacts of the Project are land acquisition (LA), house demolition (HD) and temporary land occupation. According to the RPs, 6,158.02 mu of rural collective land will be acquired, and 257 houses of 76,420.12 m 2 and properties of 6,073.28 m 2 of 6 enterprises demolished for the 8 subprojects, affecting 1,183 households with 4,758 persons in 31 villages. 1,297.91 mu of land will be occupied temporarily, affecting 764 households with 3,181 persons. The estimated amount of resettlement costs is 778.226 million yuan. See Main M&E Subproject County Contents Details Location Outcome resettlement report o. name impacts Irrigation Dam Liaojiuzhai Increasing Acquiring 53.9 Covered Xifeng 1 Liaojiuzhai water heightening Group of downstream mu of collective in this County supply and Shiqiao irrigation land M&E

1 External Resettlement M&E Report of the Guiyang Integrated Water Resources Management Project (No.6)

Main M&E Subproject County Contents Details Location Outcome resettlement report o. name impacts expansion Village, water supply, permanently, report Xiaozhaiba promoting occupying Town, local 16.66 mu of Xifeng economic collective land County development, temporarily, and improving affecting 185 people’s living and 58 persons standard respectively, affecting no minority population Domestic Water Yonghong Supplying Affecting 43 Covered water source Village, domestic households with in this supply and works, Yongjing water to 212 persons in M&E irrigation water Town, residents in total, acquiring report supply and Xifeng the county 149.31 mu of 2 Jiancaogou delivery County town, and collective land, works irrigation affecting no water to 500 minority mu of population farmland Irrigation, Water Xinzhai and Supplying Acquiring Covered drinking delivery Xiaoshan drinking water 321.75 mu of in this water, pipelines, Villages, to urban and land M&E urban reservoir Longchang rural residents permanently, all report water Town, and livestock, being supply Xiuwen and irrigation non-cultivated County water for land, occupying Xiuwen farmland 341.16 mu of 3 Jinlong County land temporarily, affecting 3 enterprises, affecting 3 minority persons temporarily Urban Reservoir, Dingfang Improving Affecting 102 Covered water flood Village, local water households with in this supply channels, Chengguan supply, 399 persons in M&E Bai’an diversion Town, protecting total, acquiring report 4 River tunnel, Kaiyang against floods 773.15 mu of access County land, affecting road no minority Kaiyang population County Irrigation, Reservoir Maozhulin Improving Affecting 86 Covered water (incl. Group of domestic and households with in this supply junction Heping irrigation 353 persons in M&E area), Village, water supply, total, acquiring report 5 Maozhulin irrigation, Longshui and 192.93 mu of water Xiang, intercepting land, affecting supply Kaiyang floods no minority County population Irrigation, Dam, Jiagang Supplying Affecting 109 Covered Wudang 6 Jinjiaqing urban spillway, Village, water to the households with in this District water water Yangchang county town 465 persons in M&E

2 External Resettlement M&E Report of the Guiyang Integrated Water Resources Management Project (No.6)

Main M&E Subproject County Contents Details Location Outcome resettlement report o. name impacts supply intakes, Town, and irrigation total, acquiring report diversion Wudang water to 3,550 391.12 mu of channel, District mu of collective land etc. farmland, permanently, protecting demolishing against floods properties of 932.01 m2 (private: 891.2 m2, public: 40.81 m2), 398 trees and 42 tombs, affecting no minority population Urban Reservoir Dongfeng Improving Affecting 74 A water (incl. Town, urban households with separate supply, junction Wudang domestic and 302 persons, M&E will industrial area), District, industrial demolishing be water Dongjiao Yongle water supply houses of submitted No.2 Xiang, capacity, 34,563.33 m2, to ADB WWTP, Nanming expanding including associated District, and water supply residential network Xingshi to the east houses of 7 Guiyang Yudongxia and access Town, part and 26,889.92 m2 road Longli additional and County areas of the non-residential urban area houses of 3,633.11 m2, affecting 113 minority households with 465 persons Urban Dam and Maling Ensuring Affecting 343 A water reservoir, Xiang, urban and households with separate supply, water Qingyan rural drinking 1,498 persons, M&E will irrigation, supply and Town and water safety, occupying be power irrigation Mengguan relieving tight 2,119.31 mu of submitted generation works Xiang, local water land to ADB Huaxi supply, permanently, District promoting including local 1,873.2 mu of economic and collective land social and 246.11 mu Huaxi development, of state-owned 8 Hongyan District and land; occupying optimizing the 631.91 mu of allocation of land water temporarily; resources demolishing rural residential houses of 46,527.54 m2 and non-residential properties of 1,306.07 m2

3 External Resettlement M&E Report of the Guiyang Integrated Water Resources Management Project (No.6)

Table 1-.

1.2 Latest Socioeconomic Profile of the Project Area 1 Province: In 2017, Guizhou’s GDP was 1.354083 trillion yuan, a year-on-year increase of 10.2%, in which the added value of primary industries was 202.078 billion yuan, up 6.7%; that of secondary industries 543.963 billion yuan, up 10.1%; and that of tertiary industries 608.042 billion yuan, up 11.5%. At the end of 2017, Guizhou’s resident population was 35.55 million, including an urban population of 15.6953 million, accounting for 44%, a year-on-year decrease of 2%. In 2017, Guizhou’s total import and export volume was 54.903 billion yuan, up 46.2%, fixed asset investment 1.506855 trillion yuan, up 18.19%, social retail sales of consumer goods 415.399 billion yuan, up 12.1%, and residents’ per capita disposable income 16,704 yuan, up 10.5%. Guiyang City is located in central Guizhou Province, and is the capital city of Guizhou Province, an important integrated industrial base, and a hub of commercial and tourist services in southwestern China. Guiyang governs 7 districts (Yunyan, Nanming, Xiaohe, Huaxi, Wudang and Baiyun Districts, and Jinyang New District), one city () and 3 counties (Kaiyang, Xifeng and Xiuwen). In 2017, Guiyang’s GDP was 353.796 billion yuan, a year-on-year increase of 11.3%, in which the added value of primary industries was 14.733 billion yuan, up 6.3%; that of secondary industries 137.518 billion yuan, up 10%; and that of tertiary industries 201.545 billion yuan, up 12.6%. In 2017, urban residents’ per capita disposable income was 32186 yuan, a year-on-year increase of 7.1%; and rural residents’ per capita net income was 14264 yuan, a year-on-year increase of 9.3%. At the end of 2017, Guiyang had a resident population of 4.6968 million, including a minority population of about 730,000, accounting for 14.9%.

1 The information below is abstracted from the latest local economic and social development bulletins.

4 External Resettlement M&E Report of the Guiyang Integrated Water Resources Management Project (No.6)

Table 1-2 Subprojects and Geographic Distribution Subproject M&E report No. County Contents Details Location Outcome Main resettlement impacts name Irrigation Dam heightening Liaojiuzhai Group Increasing downstream Acquiring 53.9 mu of collective land Covered in water supply and expansion of Shiqiao Village, irrigation water supply, permanently, occupying 16.66 mu of this M&E Xiaozhaiba Town, promoting local economic collective land temporarily, affecting report 1 Liaojiuzhai Xifeng County development, and 185 and 58 persons respectively, Xifeng improving people’s living affecting no minority population County standard Domestic Water source Yonghong Village, Supplying domestic water Affecting 43 households with 212 Covered in water supply works, water Yongjing Town, to residents in the county persons in total, acquiring 149.31 mu of this M&E 2 Jiancaogou and irrigation supply and Xifeng County town, and irrigation water to collective land, affecting no minority report delivery works 500 mu of farmland population Irrigation, Water delivery Xinzhai and Supplying drinking water to Acquiring 321.75 mu of land Covered in drinking pipelines, Xiaoshan Villages, urban and rural residents permanently, all being non-cultivated this M&E Xiuwen 3 Jinlong water, urban reservoir Longchang Town, and livestock, and irrigation land, occupying 341.16 mu of land report County water supply Xiuwen County water for farmland temporarily, affecting 3 enterprises, affecting 3 minority persons temporarily Urban water Reservoir, flood Dingfang Village, Improving local water Affecting 102 households with 399 Covered in Bai’an supply channels, Chengguan Town, supply, protecting against persons in total, acquiring 773.15 mu of this M&E 4 River diversion tunnel, Kaiyang County floods land, affecting no minority population report Kaiyang access road County Irrigation, Reservoir (incl. Maozhulin Group Improving domestic and Affecting 86 households with 353 Covered in water supply junction area), of Heping Village, irrigation water supply, and persons in total, acquiring 192.93 mu of this M&E 5 Maozhulin irrigation, water Longshui Xiang, intercepting floods land, affecting no minority population report supply Kaiyang County Irrigation, Dam, spillway, Jiagang Village, Supplying water to the Affecting 109 households with 465 Covered in urban water water intakes, Yangchang Town, county town and irrigation persons in total, acquiring 391.12 mu of this M&E supply diversion channel, Wudang District water to 3,550 mu of collective land permanently, report Wudang 6 Jinjiaqing etc. farmland, protecting demolishing properties of 932.01 m2 District against floods (private: 891.2 m2, public: 40.81 m2), 398 trees and 42 tombs, affecting no minority population Urban water Reservoir (incl. Dongfeng Town, Improving urban domestic Affecting 74 households with 302 A separate supply, junction area), Wudang District, and industrial water supply persons, demolishing houses of M&E will be industrial Dongjiao No.2 Yongle Xiang, capacity, expanding water 34,563.33 m 2, including residential submitted to 7 Guiyang Yudongxia water WWTP, , supply to the east part and houses of 26,889.92 m 2 and ADB associated and Xingshi Town, additional areas of the non-residential houses of 3,633.11 m 2, network and urban area affecting 113 minority households with

5 External Resettlement M&E Report of the Guiyang Integrated Water Resources Management Project (No.6)

Subproject M&E report No. County Contents Details Location Outcome Main resettlement impacts name access road 465 persons

Urban water Dam and Maling Xiang, Ensuring urban and rural Affecting 343 households with 1,498 A separate supply, reservoir, water Qingyan Town and drinking water safety, persons, occupying 2,119.31 mu of M&E will be irrigation, supply and Mengguan Xiang, relieving tight local water land permanently, including 1,873.2 mu submitted to power irrigation works supply, promoting local of collective land and 246.11 mu of ADB Huaxi 8 Hongyan generation economic and social state-owned land; occupying 631.91 District development, and mu of land temporarily; demolishing optimizing the allocation of rural residential houses of 46,527.54 m 2 water resources and non-residential properties of 1,306.07 m 2

Table 1-3 Summary of Resettlement Impacts 2 Temporary HHs Affected Estimated Affected Permanent Affected Temporary Temporary No. County Subproject land AHs APs affected HD enterprise resettlement villages LA enterprises AHs APs occupation by HD properties budget (0,000 / / / / (mu) (mu) / / / (m 2) / (m 2) / / yuan) 1 Liaojiuzhai 1 53.9 16.66 44 185 0 36.68 (public) 0 0 12 58 482.57 Xifeng 558.67 (public: 2 Jiancaogou 1 149.31 37 43 212 2 1 (WWTP) 0 5 23 1592.15 336.6) 2440.17 3 Xiuwen Jinlong 5 321.75 341.16 0 0 0 0 3 (masonry 14 61 1395.86 timber) Bai’an 4 3 830.87 30 102 399 2 169.25 0 0 10 37 3544.16 Kaiyang River 5 Maozhulin 2 192.93 76.4 86 353 0 0 0 0 27 121 1362.16 932.01 (public: 6 Wudang Jinjiaqing 4 391.12 48.46 109 465 6 0 0 17 72 3893.1 40.81) 7 Guiyang Yudongxia 5 2344.94 116.34 456 1646 74 26889.9 2 3633.11 60 207 35637.09 8 Huaxi Hongyan 10 1873.2 631.91 343 1498 173 47833.61 0 0 619 2602 29915.51 76420.12 (public: Total 31 6158.02 1297.93 1183 4758 257 6 6073.28 746 3181 77822.6 414.09)

2 Table 1-2 is abstracted from the RPs of the subprojects. 6 External Resettlement M&E Report of the Guiyang Integrated Water Resources Management Project (No.6)

Xifeng County is located in central Guizhou Province, north of Guiyang City, right of the Wujiang River, and is governed by Guiyang City, 65km away from the urban center of Guiyang City. The county borders Kaiyang County on the east, Xiuwen County on the south, on the west and County on the north. The county governs 4 towns and 6 Xiangs (in which Qingshan Xiang is a Miao Xiang), and 170 villages/communities with 1,538 groups, has a land area of 1,036.5 km 2, and is inhabited by 24 ethnic groups, including Han, Miao, Buyi and Dong. In 2017, the county’s GDP was 18.668 billion yuan, a year-on-year increase of 12.2%; per capita GDP 79,219 yuan, up 8.7%; urban residents’ per capita disposable income 30,185 yuan, up 9.6%; and rural residents’ per capita net income 18,864 yuan, up 13.8%. Xiuwen County is located in central Guizhou Province, 38km away from the urban center of Guiyang City, with a land area of 1,075.7 km 2. The county governs 10 townships and 217 villages/communities with 1,414 groups, and is inhabited by 22 ethnic groups, including Han, Miao, Buyi, Li and Dong. In 2017, the county’s GDP was 18.74 billion yuan, a year-on-year increase of 12.1%, in which the added value of primary industries was 2.301 billion yuan, up 6.4%; that of secondary industries 8.931 million yuan, up 12.1%; and that of tertiary industries 7.508 million yuan, up 13.7%; per capita GDP 68,536 yuan, up 10.1%; urban residents’ per capita disposable income 31,302 yuan, up 9.5%; and rural residents’ per capita net income 13,220 yuan, up 14.1%. Kaiyang County is located on the south side of the Wujiang River in central Guizhou Province, with a land area of 2,026 km 2. The county governs 10 Xiangs and 6 towns (including two minority Xiangs: Gaozhai and Hefeng Miao-Buyi Xiangs), 108 villages/communities with 1,538 groups, and is inhabited by 13 ethnic groups, including Han, Miao, Buyi and Dong. In 2017, the county’s GDP was 23.3 billion yuan, up 13%, in which the added values of primary, secondary and tertiary industries grew 6.6%, 13.2% and 15% respectively. Urban residents’ per capita disposable income was 31,567 yuan, up 10%, and rural residents' per capita net income 13,726 yuan, up 11%. Wudang District is located in central Guizhou Province, northeast of Guiyang City. The district governs 5 towns and 5 Xiangs (including two Miao Xiangs), two sub-district offices and 129 village (community) committees, and is inhabited by a number of ethnic groups, including Han, Buyi, Miao and Gelao. In 2017, the district’s GDP was 18.086 billion yuan, a year-on-year increase of 12%, social investment in fixed assets 22.914 billion yuan, up 22%, urban residents’ disposable income 31,420 yuan, up 9.4%, and rural residents’ per capita net income 15,574 yuan, up 9.7%.

1.3 M&E In November 2013, the Guiyang PMO appointed NRCR to conduct external M&E on the implementation of the RPs and ethnic minority development plans (EMDPs) of the subprojects in order to identify existing and potential issues, and propose solutions accordingly. The focus of this round of M&E is to track project progress and conduct a baseline follow-up survey. 1.3.1 Procedure  Preparing the terms of reference of M&E  Learning construction and resettlement progress  Designing a sampling plan  Baseline Survey  Collecting resettlement policies, verifying DMS results and compensation rates, and monitoring the disbursement of compensation fees  Establishing an M&E information system  Compiling and analyzing information  Preparing M&E reports 1.3.2 Scope According to the survey, the main types of impacts of the Project are LA, HD and temporary land occupation. Therefore, this round of M&E covers the following: a. Compliance monitoring during RP implementation Evaluating if compensation, support for and the resettlement of the APs, information disclosure, public participation and grievance redress comply with the principles and procedures specified in the RPs; Reviewing if the objectives of the RPs are fulfilled, especially if the living standard of the APs is improved or at least restored; Reviewing issues arising from RP implementation, and finding solutions in consultation with the IAs

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b. EMDP compliance inspection Evaluating if project activities have alleviated negative impacts on local minority communities and fully meet the requirements in the EMDPs; Supervising the community consultation and participation process of the affected minority population, and evaluating if the affected minority population receives culturally appropriate social and economic benefits; Identifying deficiencies in the EMDPs and finding solutions Some key M&E indicators are as follows: (a) Compliance of compensation and supporting materials  In case of land replacement, if land size, location and output are equivalent; in case of cash compensation, if compensation is sufficient for replacement;  If affected buildings are compensated for at replacement cost;  If trees and crops are compensated for at market value;  If all supporting measures specified in the RPs have been provided to the APs (b) Compliance of information disclosure  Have project documents disclosed to communities (Resettlement Policy Framework, RPs, RIBs, etc.)?  Has relevant information been disclosed in public places (DMS results, applicable compensation rates, payment of compensation, etc.)?  Have the APs been fully consulted on land restoration, compensation policies, resettlement, livelihood restoration, grievance redress channels, etc.?  Have concerns and suggestions of the APs been addressed during resettlement? How? (c) Compliance of resettlement  Conditions of the resettlement site, e.g., roads, power and water supply  Resettlement planning and implementation: consultation of resettlement measures, participation in resettlement planning, disclosure of the RP, and support for the displaced households;  Livelihood and production stability after resettlement: How will the APs stabilize their livelihoods and production? (d) Compliance of income restoration  Adequacy and effectiveness of income restoration measures, e.g., training, credit support  Income restoration problems facing the APs (e) Satisfaction of the APs  Satisfaction with the process of loss identification;  Satisfaction with the compensation rates and support provided;  Satisfaction with information disclosure and consultation;  Satisfaction with the support for income and livelihood restoration;  Satisfaction with the resettlement site (f) Compliance of grievance redress mechanism  Efficiency of the grievance redress mechanism;  Dispositions at different levels;  Satisfaction with the grievance redress mechanism (g) For minority population or communities:  Is information disclosure to minority population in culture and customs adequate?  Is consultation with minority population in culture and customs adequate?  Support for minority villages (see the EMDPs), such as tomb relocation, livelihood restoration, infrastructure, etc.  Training and subsidies mentioned in the EMDPs;  Concerns and suggestions of minority population about EMDP implementation  If minority population is granted adequate rights and relevant policies have been adjusted so that the affected minority population is able to improve living standard rapidly 1.3.3 Methods This round of M&E began in January 2018. NRCR established two monitoring teams to conduct

8 External Resettlement M&E Report of the Guiyang Integrated Water Resources Management Project (No.6) field surveys on the 6 subprojects with the assistance of the Guiyang and local PMOs, and IAs. The following methods were used: Literature review: learning the socioeconomic profile of the project area, and resettlement impacts of the project by collecting relevant documents, local policies and statistics FGD: FGDs are divided into resident and organizational FGDs: 1) Resident FGDs: with seriously affected households, vulnerable households, and women; 2) Organizational FGDs: with IAs, township governments, village committees, affected enterprises, where not less than 40% of participants should be women. Interview—interviewing with heads of township governments and village committees, and residents, with focus on needs and suggestions of vulnerable groups Field visit—visiting project sites to identify potential impacts during construction, and resettlement sites to see if sound infrastructure is available 1.3.4 Reporting The external resettlement M&E work of the Project is undertaken by the National Research Center for Resettlement (NRCR) at Hohai University. In order to ensure the successful implementation of the RPs, external resettlement M&E will be scheduled based on the progress of the Project. NRCR will prepare an external M&E report semiannually during resettlement (from 2014), and an external M&E report and a post-evaluation report one year after the completion of resettlement. These reports will be submitted to the municipal PMO and ADB.

Table 1-4 M&E Reporting Schedule No. Time Report 1 Jun. 2014 No.1 semiannual report (including baseline survey) 2 Dec. 2014 No.2 semiannual report, involving medium-sized reservoirs 3 Jun. 2015 No.3 semiannual report, involving medium-sized reservoirs 4 Dec. 2015 No.4 semiannual report, involving medium-sized reservoirs 5 Jun. 2016 No.5 semiannual report, involving medium-sized reservoirs 6 Dec. 2018 No.6 semiannual report, involving medium-sized reservoirs The resettlement completion report ，supplementary survey will be conducted 7 May 2019 in Mar-Apr 2019 to collect more information

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2 Institution Arrangements and Capacity Strengthening for Resettlement and Ethnic Minority Development Implementation 2.1 Institution Arrangements In order to strengthen the supervision over and coordination of resettlement, and conduct resettlement properly, the Guiyang PMO has been established under the leading of Guiyang Municipal Government, which is responsible for leading and coordinating resettlement, organizing local PMOs to prepare internal monitoring reports, coordinating external resettlement M&E, conducting public participation, information disclosure and grievance redress, and leading and coordinating ethnic minority and social development activities. A social, environment and resettlement office with 3 members (including two women) has been established under the Guiyang PMO to lead and coordinate resettlement affairs. See Table 2-11.

Table 2-1 Members of the Social and Environment Office Name Agency responsibilities Tel E-mail Organization, Meng Jianjian (female) Guiyang PMO leadership, 13595115511 [email protected] coordination Organization, He Ying (female) Guiyang PMO leadership, 15985123603 [email protected] coordination Organization, Yuan Weikai Guiyang PMO leadership, 18785086775 [email protected] coordination

Local PMOs have been established in the subproject areas, responsible for the coordination of subproject preparation and implementation, headed by district or county heads, and composed of experienced leaders from the district or county departments concerned. The local PMOs have resettlement offices that have one or two persons responsible specifically for resettlement and social development.

Guiyang PMO

Social, Environment & Resettlement Office (4 persons)

District/county PMOs External M&E Design agency agency Resettlement offices (1-2 persons)

Affected townships

Affected villages/groups, and APs

Figure 2-1 Organizational Chart for Resettlement and Social Development

The main responsibilities of the local PMOs are: (1) preparing and updating the RPs; (2) implementing the RPs; (3) disbursing and managing resettlement funds; (4) conducting internal supervision, supervision and organizational coordination; (5) preparing internal monitoring reports regularly; and (6) implementing the EMDPs and social development plans of the subprojects. See Table 2-2.

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Table 2-2 List of Persons Responsible for Resettlement and Social Development of the District/County PMOs Agency in charge No. County Subproject Name Name Tel E-mail Liaojiuzhai Yang Xifeng County Water 1 13595187598 / Xifeng Subproject Zhongshu Resources Bureau County Jiancaogou Xifeng County Water 2 Jiang Jinhui 13312278010 [email protected] Subproject Resources Bureau Xiuwen Jinlong Wang Jiayan Xiuwen County Water 3 13511914319 [email protected] County Subproject (female) Resources Bureau Bai’an Kaiyang Kaiyang County Water 4 River Yang Lin 13985027137 [email protected] County Resources Bureau Subproject Wudang Jinjiaqing Yuan Wudang County Water 5 13511930352 [email protected] District Subproject Jianzhong Resources Bureau Kaiyang Kaiyang County Water 6 Kaiyang Zhangjian 18885064621 / subproject Resources Bureau

2.2 Capacity Strengthening The local PMOs have rich experience in domestic projects and are familiar with the ADB policies, especially the Kaiyang, Xiuwen, Xifeng and Wudang PMOs. The external M&E team advises that the local PMO staff should be further trained in resettlement policies and practices in such forms as theoretical study, visit and exchange, especially visiting completed or ongoing ADB-funded projects, in order to further improve institutional efficiency and capacity. In May 2016, in order to strengthen institutional capacity, the Guiyang PMO organized a resettlement implementation spot visit to the Yudongxia Reservoir for 14 staff members from the Jinlong, Jiancaogou, Maozhulin and Hongyan Subprojects, IAs and township governments, including 6 females.

2.3 Internal Supervision and Inspection The Guiyang PMO implements an internal supervision mechanism to supervise resettlement activities and EMSAs. During resettlement implementation, the Guiyang PMO and IAs have specially appointed persons who conduct supervision and inspection on resettlement progress, fund use, house reconstruction, and income restoration, and solve issues in consultation with the APs timely. The resettlement IAs should report resettlement progress to the subproject IAs monthly, which should report resettlement progress to ADB and the external M&E agency semiannually. In addition, the Guiyang PMO has appointed NRCR to conduct external M&E on resettlement progress, resettlement policies and their implementation, livelihood impacts and restoration, support for vulnerable groups, information disclosure, public participation, grievance redress, social and ethnic minority development, etc. to see if ADB’s safeguard policies are complied with.

2.4 Evaluation on Capacity Building of Social Safeguards Implementation It is important for the IAs and PMOs to take the following measures to strengthen institutional capacity of social safeguards implementation during RP implementation: 1. Leadership responsibility system: establishing a leading team headed by the leader in charge of the district government and composed of leaders from departments concerned 2. Well-trained staff: All resettlement agencies are provided with staff experienced and proficient in policies and operations. 3. Definition of responsibilities: The responsibilities of all resettlement agencies have been defined in accordance with ADB’s requirements, and the applicable state laws and regulations. 4. Staff training: The resettlement staff will be trained on resettlement policies and file management. 5. Public supervision: All resettlement information should be disclosed to the public for supervision. 6. Resettlement disclosure meetings are held irregularly, and relevant information is disclosed

11 External Resettlement M&E Report of the Guiyang Integrated Water Resources Management Project (No.6) as briefs. 7. The resettlement IAs will be provided with necessary vehicles and office facilities.

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3 Implementation Progress of Civil works and LAR 3.1 Implementation progress of Civil works The brief information of implementation progress of civil works of the 6 subproject is shown in table 3-1. The detail information of implementation progress of civil works is still under collection and will report to ADB in the next report. Table 3-1 Construction Progress of the Subprojects Involving Resettlement Construction progress No. Subproject Planned Actual Construction began in March 2013, and was completed in June 2015. A Feb. – Dec. dam, a 90m long spillway, an 825m flood diversion canal and a 700m 2014, being 1 Liaojiuzhai irrigation canal have been completed, with an investment of 10.6889 a small (2) million yuan, including direct construction costs of 5.1407 million yuan reservoir and other costs of 5.5482 million yuan. In May 2016, the dam body had been cast to a height of 1,068m on the left and 1,067m on the right; the 1# and 2# sluice piers in the middle had Feb. 2014 – been cast to 1,068m. Curtain grouting on the left was completed in 2 Jiancaogou Jun. 2016 February 2016, and the grouting gallery in the dam area was completed in May 2016. As of February 2018, the pump house had been completed and handed over, and side walk concrete casting had been completed. The concrete slab rock-fill dam was completed in May 2015, the spillway completed in April 2018, the water intake emptying and diversion tunnel work completed in May 2018. The curtain grouting work was completed in April 2018, the grouting audit completed in April 2018, and the traffic Jan. 2014 – 3 Jinlong work completed in May 2018. Jun. 2018 The metal structure and equipment fabrication and installation work was completed in June 2018, the diversion work completed in April 2018, the water and soil conservation, and environmental protection work completed in June 2018. The main part was completed, inspected, and then put into operation in August 2014. Dec. 2011 – 4 Bai’an River In May 2016, the inspection materials were submitted to the provincial Aug. 2014 dam safety assessment center. In 2017, water quality monitoring began, showing good results. In November 2017, the construction schedule was adjusted, where the Feb. 2012 – main part would be completed in October 2018, an impoundment Feb. 2014, 5 Maozhulin inspection conducted in December 2018, a draft impoundment being a small inspection report submitted in mid-December 2018, and the final report (1) reservoir completed in late December 2018. The dam, diversion tunnel and intake, spillway, composite Feb. 2012 – geomembrane weathered dam and access road were accepted in 6 Jinjiaqing Feb. 2014 December 2017. Impoundment has begun, and the reservoir operates well.

3.2 Implementation Progress of LAR As of August 2018, among the 6 subprojects involving resettlement, LA for the Liaojiuzhai Subproject had been completed, and LA compensation fully paid to the AHs; LA and HD for the Jiancaogou Subproject had been completed, and the LA and HD compensation paid to the AHs; LA and HD for the Jinlong Subproject had been completed, and the LA and HD compensation paid to the AHs; LA and HD for the Bai’an River Subproject had been completed, and the LA and HD compensation paid to the AHs; LA for the reservoir and junction construction areas of the Maozhulin Subproject had been completed, and the LA compensation paid to the AHs; LA for the Jinjiaqing Subproject had been completed, and the LA compensation paid to the AHs. See Table 3-2 and table 3-3 for a summary of the resettlement progress of the subprojects:

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Table 3-1 Construction and Resettlement Progress of the Subprojects Involving Resettlement Resettlement progress No. Subproject Planned Actual As of February 2018, LA for this subproject had been completed, with 56.89 mu of collective land in Shiqiao Village, Xiaozhaiba Town actually acquired, including 3.63 mu for the access road, 9.09 mu for the stockyard, 32.34 mu for the reservoir and dam, and 11.83 mu for the flood canal, including 11.29 mu of cultivated land and 0.54 mu of woodland, affecting 44 households with Oct. 2013 185 persons. The LA compensation of 1.8036 million yuan had been paid to 1 Liaojiuzhai – Dec. the AHs, including 1.707 million yuan for the permanent acquisition of 2014 collective land. 5.11 mu of cultivated land had been occupied temporarily, and the compensation of 31,600 yuan had been paid to the AHs for restoration; compensation for the restoration of special facilities was 64,300 yuan. As of February 2018, the temporarily occupied land had been restored to the original condition. As of February 2018, LA for this subproject had been completed, with 163.42 mu of collective land in Yonghong Village, Yongqi Town actually acquired, including 126.76 mu of cultivated land, 30.66 mu of woodland and 6 mu of other farmland; 1.2 mu of cultivated land had been occupied temporarily; houses and attachments of 371.18 m2 had been demolished, affecting 3 households. This subproject had affected 43 households with 212 persons in Oct. 2013 total. The LA and HD compensation had been fully paid to the AHs, totaling 2 Jiancaogou – Dec. 29.8299 million yuan, including compensation for the permanent acquisition 2014 of collective land of 4.172 million yuan, compensation for temporary land occupation of 12,000 yuan, compensation for houses and attachments of 1.532 million yuan, compensation for the restoration of special facilities of 18.8839 million yuan, basic contingencies of 3.5 million yuan, and social security costs of 1.2 million yuan. The waterworks inundated will not be relocated until the new waterworks is put into normal operation. As of February 2018, with 357.68 mu of collective land in Xinzhai and Xiaoshan Villages, Longchang Town actually acquired, including 46.28 mu of cultivated land, 266.22 mu of woodland, 18.81 mu of other farmland, 0.11 mu of housing land and 6.06 mu of traffic land; 56.14 mu of state-owned land had been occupied permanently. Since the 12.25 mu of acquired collective barren Nov. hill is located on the boundary between Xinzhai and Xiaoshan Villages, the 2013 – 3 Jinlong LA compensation is withheld temporarily at the township government, it is Jun. agreed that the LA compensation will be shared equally by the two villages. 2015 The LA compensation had been paid to the AHs, totaling 11.0697 million yuan, including compensation for the permanent acquisition of collective land of 7.7887 million yuan, compensation for temporary land occupation of 758,700 yuan, compensation for houses and attachments of 1.8282 million yuan, and social security costs of 694,100 yuan. As of February 2018, LA for this subproject had been completed, with 860.87 mu of collective land in Qunxing and Dingfang Villages, Chengguan Town, and Maojiayuan Village, Nanjiang Xiang actually acquired, including 227.82 mu of cultivated land, 555.3 mu of woodland, 77.4 mu of unused land and Nov. 0.35 mu of construction land; houses and attachments of 169.25 m 2 had 2011 – been demolished, affecting two households. This subproject had affected 102 4 Bai’an River Dec. households with 399 persons in total. The LA and HD compensation had 2012 been fully paid to the AHs, totaling 27.8131 million yuan, including compensation for the permanent acquisition of collective land of 21.7998 million yuan, compensation for the restoration of special facilities of 233,000 yuan, reservoir cleanup costs of 773,000 yuan, taxes of 330,000 yuan, and social security costs of 6.477 million yuan. As of February 2018, LA for this subproject had been completed, with 127.04 Jan. mu of collective land in Heping and Xinchang Villages, Longshui Xiang 2012 – actually acquired, including 104.11 mu of cultivated land and 23.93 mu of 5 Maozhulin end of woodland. The LA compensation had been fully paid to the AHs, totaling Dec. 4.8636 million yuan, including compensation for the permanent acquisition of 2013 collective land of 3.8576 million yuan, other costs of 100,000 yuan, and social

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security costs of 900,600 yuan. As of February 2018, LA for this subproject had been completed, with 335.96 mu of collective land in Jiagang, Pingba and Yangchang Villages, Yangchang Town, and Hongqi Village, Baiyi Xiang actually acquired, including 207.88 mu of cultivated land, 103.43 mu of woodland, 3.15 mu of other farmland, 2.06 mu of traffic land and 19.44 mu of unused land; 4.5 mu state-owned land had been occupied permanently; 27.17 mu of land had From been occupied temporarily, including 10.76 mu of cultivated land, 15.89 mu of 6 Jinjiaqing Dec. woodland and 0.51 mu of traffic land. This subproject had affected 109 2011 households with 465 persons in total. Compensation actually distributed amounted to 25.9801 million yuan, including compensation for the permanent acquisition of collective land of 20.705 million yuan, compensation for temporary land occupation of 721,800 yuan, compensation for the restoration of special facilities of 158.13 mu, reservoir cleanup costs of 114,800 yuan, and other costs of 2.8572 million yuan.

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Table 3-3 LAR Impacts and Progress Jinjiaqing Jiancaogou Jinlong Bai’an River Liaojiuzhai Maozhulin Total

No. Item Plann Actua Perce Plann Actua Percent Plann Actua Perce Plann Actua Percen Plann Actua Percent Plann Actua Percent Planne Actua Percent ed l nt (%) ed l (%) ed l nt (%) ed l t (%) ed l (%) ed l (%) d l (%)

Acquisition of 340.5 335.9 89.66 163.4 182.96 357.6 115.1 830.8 860.8 103.61 105.55 192.9 127.0 1818.2 1901. 89.32 310.7 53.9 56.89 65.85% 104. 6%

collectiveWhere: land (mu) 2 6 % 2 % 8 2% 7 7 % % 3 4 4 86 212.4 207.8 97.85 126.7 190.04 4648 197.8 227.8 115.17 120.35 126.3 104.1 769.4 Cultivated land 66.7 0 46.48 46.83 56.36 82.37% 650.18 118.3% 4 8 % 6 % % 2 2 % % 9 1 1 103.4 103.4 164.84 216.3 266.2 123.0 555. 979.0 Woodland 100% 1.86 30.66 555.3 100% 5.4 0.53 9.81% 37.33 22.93 61.43% 364.33 268.7% 3 3 % 1 2 8% 3 7 1 1881 Other farmland 3.15 3.15 100% 13.31 6 45.08% 0 18.81 1.61 0 0% 24.96 6.13 24.56% 43.03 34.09 79.2% % Residential land 0 0.11 11% 0 0.11 N/A Traffic land 2.06 2.06 100% 0 6.06 606% 2.06 8.12 394.2% Unused land 19.44 19.44 100% 63.87 0 0% 77.4 77.4 100% 4.25 0 0% 164.96 96.84 58.7% Construction land 7.45 0 0% 30.52 0 0% 0.35 0.35 100% 0.06 0 0% 38.38 0.35 0.9% 5614 2 State -owned land (mu) 4.5 4.5 100% 15.68 0 0% 0 56.14 20.18 60.64 300.5% % Temporary land 132.7 20.46 27.17 37 1.2 3.24% 30 0 0% 16.66 5.11 30.67% 76.4 0 0% 292.83 33.48 11.4%

occupationWhere: (mu) 7 % 10.77 241.7 Cultivated land 99.95 10.76 6 1.2 20% 0 0% 16.66 5.11 30.67% 52.7 0 0% 417.05 17.07 4.1% % 4 49.19 Woodland 32.31 15.89 84.23 0 0% 116.54 15.89 13.6% 3 % Garden land 7.60 0 0% 7.6 0 0% Other farmland 31 0 0% 6.19 0 0% 23.7 0 0% 60.89 0 0% Traffic land 0.51 0.51 100% 0.51 0.51 100% Construction land 1.40 0 0% 1.4 0 0% 222.0 371.1 167.15 169.2 169.2 0 0 0 0 N/A 540.4 4 HD (m 2) 0 0 N/A 100% 36.68 428 126.3% 7 8 % 5 5 3 Note: the numbers of affected households and peoples will collected and included in next M&E report.

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4 Evaluation on Compensation and Resettlement Polices Implementation 4.1 Resettlement Policy Framework The resettlement policies of the Project are based mainly on the applicable regulations and policies of the PRC, Guizhou Province and ADB, including:  Land Administration Law of the PRC (effective from January 1, 1999, amended on August 28, 2004)  Decision of the State Council on Deepening the Reform and Rigidly Enforcing Land Administration (SC [2004] No.28) (effective from October 21, 2004)  Regulations on the Implementation of the Land Administration Law of the PRC (effective from January 1, 1999)  Regulations on the Expropriation of Buildings on State-owned Land and Compensation Therefor (Decree No.590 of the State Council)  Interim Regulations of the PRC on Farmland Occupation Tax (effective from April 1, 1987)  Regulations on the Protection of Basic Farmland (effective from January 1, 1991)  Regulations on Public Hearing on Land and Resources (effective from May 1, 2004)  Guidelines on Improving Compensation and Resettlement Systems for Land Acquisition (MLR [2004] No.238) (effective from November 3, 2004)  Administrative Measures for the Preliminary Examination of Land for Project Construction (Decree No.27 of the Ministry of Land and Resources) (effective from November 1, 2004)  Measures for Announcement of Land Acquisition (effective from January 1, 2002)  Notice of the Provincial Government on Strengthening the Land Acquisition Management of Key Construction Projects (GPG [2004] No.5)  Notice of the General Office of the Guizhou Provincial Government on Doing a Good Job in the Employment Training and Social Security of Land-expropriated Farmers (GPGO [2007] No.126)  Measures of Guizhou Province for the Implementation of the Land Administration Law of the PRC (Amended) (July 1, 2004)  Implementation Measures for Farmland Occupation Tax of Guizhou Province (GPG [1987] No.55)  Administrative Measures for Compensation for Woodland of Guizhou Province (Decree No.124 of the Guizhou Provincial Government)  Land Administration Regulations of Guizhou Province (effective from January 1, 2001)  Notice of the Guiyang Municipal Government on the Promulgation and Implementation of Uniform Annual Output Values and Location-based Compensation Rates for Land Acquisition (GMG [2009] No.100)  Notice of the General Office of the Guizhou Provincial Government on the Connection between Old and New Compensation Rates for Land Acquisition (GPGO [2010] No.6)  Handbook on Resettlement: A Guide to Good Practice, 1998  Safeguard Policy Statement (SPS), June 2009  ADB’s Public Communications Policy, 2011  ADB’s Accountability Mechanism Policy, 2012 According to the above laws, regulations and policies, the basic principles for resettlement of the Project are as follows:  Adverse impacts should be minimized;  If resettlement is inevitably, the affected villages and residents should be consulted to fix replacement costs and compensation rates;  Necessary compensation and assistance should be provided to the affected population to improve or at least restore their income and living standard;  The APs should receive sufficient information on compensation agreements, which should be prepared through adequate consultation with them;  Special attention should be paid to vulnerable groups.  Special attention should be paid to impacts on ethnic minorities and their restoration.

4.2 LA Procedures According to the applicable regulations, the examination and approval procedure for additional construction land consists of preliminary examination, project initiation, land use application, drafting, submission for approval, implementation, and land registration:

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 The municipal/county land and resources bureau surveys the approved construction land according to the project and land approvals, and freezes the land to be acquired to prevent unauthorized use or development;  An LA agreement is entered into with the proprietor of the acquired land;  Disclose LA resettlement programs, LA policies and procedures, and compensation rates, and specify LA range and land use for public supervision;  Pay compensation to the affected village collective and its members timely and fully, and resettle the APs properly.

4.3 Compensation Rates for LAR The compensation rates for permanent LA under the Project are based on the applicable policies of Guizhou Province and Guiyang City, including the Notice of the Guiyang Municipal Government on the Promulgation and Implementation of Uniform Annual Output Values and Location-based Compensation Rates for Land Acquisition (GMG [2009] No.100), Notice of the General Office of the Guizhou Provincial Government on the Connection between Old and New Compensation Rates for Land Acquisition (GPGO [2010] No.6), etc., and by reference to land type, period of land use, etc. Among them, the Liaojiuzhai Reservoir Project of Xifeng County and the Jiancaogou Reservoir Project: The People’s Government of Xifeng County promulgated the “Reply on the Implementation Plan for the Resettlement Compensation for Land Acquisition Resettlement of the Liaojiuzhai Reservoir and Jiancaogou Reservoir of Xifeng County” [2013] No. 18) which was based on the “Opinions of the Guiyang Municipal Resettlement Bureau on the resettlement plan for the construction of the Xiougou Reservoir Project in Xifeng County” (Zhuyinzi [2011] No. 25), “The Guiyang Municipal Resettlement Bureau on the Liaojiuzhai Reservoir in Xifeng County Review Opinions on Resettlement Planning for Construction Projects (Zhuyinzi [2011] No.16), Notice of the Guiyang Municipal Resettlement Bureau on Printing and Distributing the Measures for Land Acquisition Compensation and Resettlement Management of Small Water Conservancy and Hydropower Projects in Guiyang (Trial) Zhuyunzi [2012] No. 87) and the Notice of the Guiyang Municipal People's Government on Promulgating Issues Concerning the Implementation of Land Acquisition System-Annual Output Value and Compensation Rates for Land Acquisition Areas (Zhufufa [2009] No. 100). It has been found that the actual LA compensation rates of the Project are generally consistent with planned rates, and the compensation rates for HD of the Liaojiuzhai Subproject are slightly higher than those specified in the RP. See Table 4-1.

Table 4-1 LA Compensation Rates of the Subprojects Former Actual Difference Subproject Item Compensation rate rate rate (yuan/mu) (yuan/mu) (yuan/mu) Land compensation + 22 times of 1,500 yuan 33000 33000 0 resettlement subsidy Young crops AAOV 1500 1500 0 Land compensation: 7 times; subsidy: 3 Timber forest 17840 15000 -260 times Land compensation: 7 times; subsidy: 3 Liaojiuzhai Shrub forest 15260 15000 -2840 times Land compensation: 4 times; subsidy: 3 Construction land 10500 10500 0 times Land compensation: 5 times; subsidy: 3 Other land 12000 12000 0 times Occupation period × AAOV + young crop Temporarily compensation + maturation period 17500 17500 0 occupied land compensation Land Jiancaogou compensation + 22 times of 1,500 yuan 33000 33000 0 resettlement

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subsidy Land compensation: 7 times; subsidy: 3 Woodland 15260 15000 -260 times Land compensation: 5 times; subsidy: 3 Other farmland 12000 12000 0 times Masonry concrete structure (residence) 596 1728 +1132 HD Masonry timber structure (residence) 487 1469 +982 Cultivated land 24 times of 1,500 yuan 36000 36000 0 Young crops 1,500 yuan 1500 1500 0 Timber forest 10 times of 1,500 yuan 18600 15000 3 0 Shrub forest 10 times of 1,500 yuan 15300 15000 4 0 Construction land 7 times of 1,500 yuan 10500 10500 0 Jinlong Unused land 4 times of 1,500 yuan 6000 6000 0 Other farmland 8 times of 1,500 yuan 12000 12000 0 Occupation period × AAOV + young crop Temporarily compensation + maturation period 9000 9000 0 occupied land compensation HD 460-730 5 550 0 Cultivated land 10 times of AAOV (1,500 yuan/mu) + 13 (Chengguan times of subsidy (1,500 yuan/mu) + young 36000 49500 6 0 Town) crop compensation (1,500 yuan/mu) 10 times of AAOV (1,500 yuan/mu) + 10 Cultivated land times of subsidy (1,500 yuan/mu) + young 31500 31500 0 (Jiangnan Xiang) crop compensation (1,500 yuan/mu) 4 times of AAOV (1,500 yuan/mu) + 3 Construction land 10500 10500 0

Forest times of subsidy (1,500 yuan/mu) 7 times of AAOV (1,500 yuan/mu) + 3 Bai’an Shrub forest times of subsidy (1,500 yuan/mu) + forest 15500 15500 0 River compensation (500 yuan/mu) 7 times of AAOV (1,700 yuan/mu) + 3 Arbor forest times of subsidy (1,500 yuan/mu) + forest 17000 17000 0 compensation (2,000 yuan/mu)

occupiedUnused Temporarily land 4 times of AAOV (1,500 yuan/mu) 6000 6000 0

Occupation period × AAOV + young crop Non-irrigated compensation + cultivated land 19000 19000 0

land compensation

10 times of AAOV (1,500 yuan/mu) + 10 times of subsidy (1,500 yuan/mu) + Cultivated land 31500 31500 0 young crop compensation (1,500 yuan/mu) Forest Forest 7 times of AAOV (1,500 yuan/mu) + 3 Shrub forest times of subsidy (1,500 yuan/mu) + 15000 15000 0 forest compensation (500 yuan/mu) Maozhulin 7 times of AAOV (1,700 yuan/mu) + 3 Arbor forest times of subsidy (1,500 yuan/mu) + 17000 15000 -2000 forest compensation (2,000 yuan/mu) Other farmland 8 times of AAOV (1,500 yuan/mu) 12000 12000 0 Unused land 4 times of AAOV (1,500 yuan/mu) 6000 6000 0 10 times of AAOV (1,500 yuan/mu) + 13 Construction land 10500 10500 0 times of subsidy (1,500 yuan/mu) +

3 Actually compensated for as cultivated land 4 Actually compensated for as cultivated land 5 According to the applicable provincial regulations, any property indicated as residence on its certificate of title but actually used for business operations, for which a business license and a certificate of tax registration are available, cash compensation at 50% of the actual operating size is granted in addition to compensation as residence. 6 The compensation rate is 49,500 yuan/mu. 19 External Resettlement M&E Report of the Guiyang Integrated Water Resources Management Project (No.6)

young crop compensation (1,500

d land Cultivate yuan/mu) Ordinary 1.0 time the LBLP for cultivated land 53200 53200 0 Basic 1.2 times the LBLP for cultivated land 63840 63840 0 farmland Woodland 0.4 time the LBLP for cultivated land 21280 21280 0 Young crops Field: 1807 yuan/mu, soil: 1301 yuan/mu 1031 1031 0 Jinjiaqing Other land types 0.4 time the LBLP for cultivated land 21280 21280 0 Occupation period compensation 10,842 yuan, maturation period compensation Temporarily 18,070 yuan, young crop compensation 53200 53200 0 occupied land 7,228 yuan, land reclamation cost 17,060 yuan LBLP = location-based land price 4.4 Reasons for the difference in the compensation standard

The two small reservoir compensation rates in Xifeng County followed the newly issued standards issued by Xifeng County Government in 2013 specially for the 2 subprojects, so they differ from the standards in the resettlement plan which using provincial compensation rate. As these uncontracted land belong to the village collective, no farmers are affected directly. The compensation standard for the Maozhulin Reservoir in Kaiyang County was 17,000 in agreed RP, and the actual compensation to the villagers is only 15,000 yuan/mu. The insufficient part is being paying to the villagers. The progress will be monitored and analyzed in next M&E report. In the Jinjiaqing Reservoir Project of Wudang District, the compensation standard for cultivated land is 53,200 yuan/mu, and 8% of it is retained by the village collectives according to the regulation. The actual amount paid to villagers is 49,944 yuan/mu. 4.5 Resettlement Fund Disbursement and Allocation

As of August 2018, among the 6 subprojects involving resettlement, LAR compensation fees totaling 1.7393 million yuan had been paid under the Liaojiuzhai Subproject, accounting for 88.2% of estimated resettlement budget. LAR compensation fees totaling 6.246 million yuan had been paid under the Jiancaogou Subproject, accounting for 126.7% of estimated resettlement budget. LAR compensation fees totaling 10.3756 million yuan had been paid under the Jinlong Subproject, accounting for 148% of estimated resettlement budget, where the LAR compensation for the 15.25 mu of land occupied by the stockyard had not been paid due to an ownership dispute. LAR compensation fees totaling 21.7998 million yuan had been paid under the Bai’an River Subproject, accounting for 100% of estimated resettlement budget. LAR compensation fees totaling 3.8576 million yuan had been paid under the Maozhulin Subproject, accounting for 63.9% of estimated resettlement budget. LAR compensation fees totaling 23.49976 million yuan had been paid under the Jinjiaqing Subproject, accounting for 85.96% of estimated resettlement budget. See Table 4-2.

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No. Table 4-2 Compensation Funds and Disbursement (Unit: 10,000 yuan)

Actual Actual Actual Actual Actual Liaojiuzhaiinvestment Planned investment A Percent (%) Jiancaogouinvestment Planned investment Percent (%) Jinlonginvestment Planned investment Percent (%) Bai’aninvestment Planned Riverinvestment Percent (%) Jinjiaqinginvestment Planned investment Percent (%) Maozhulininvestment Planned inves Percent (%) ctual ctual

Item tment

Rural basic 197.61 173.93 88.02% 492.8 624.6 126.7% 701.18 1041 ．72 148 % 2179.98 2179.98 100% 2733.81 2349.976 85.96% 603.57 385.76 63.9%

resettlementWhere: costs Permanent acquisition of 168.45 170.77 101.38% 330.79 417.2 142.44% 331.61 778.87 234.88% 2141.98 2188.01 2070.5 94.63% 499.89 385.76 77.17% 1 collective land Temporary land 29.16 3.16 10.84% 11.4 1.2 10.53% 369.57 75.87 20.53% 38 545.80 72.18 13.22% 103.68 0 occupation Houses and / 148.07 153.2 103.46% / 186.98 7 / / attachments Restoration costs of 2 14.26 6.43 45.09% 446.25 1888.39 423.17% / 0 51.2 23.33 45.57% 158.13 158.13 100% 8.8 special facilities Reservoir or site 3 0.12 0 5.63 33.05 0 6.63 77.3 1165.91 11.48 11.48 100% 0.56 clean-up costs 4 Other costs 26.85 0 115.92 0 118.78 0 284.21 431.95 285.72 66.15% 71.66 10 13.95% 5 Basic contingencies 28.67 0 127.27 350 275% 102.79 0 302.64 336.38 82.14 6 Taxes 164.02 305.52 386.48 0 719.5 33 4.59% 751.59 432.02 7 Social security fund 49.66 96.76 120 124.02% / 69.41 / 467.70 / 122.41 90.06 73.57% Supporting fund for 8 1.38 0 2 0 / 0 / 2 0 vulnerable groups Contingencies for 9 0 20 embankment instability 10 Total 482.57 180.36 37.37% 1592.15 2982.99 187.36% 1342.28 1111 ．13 82.47% 3544.16 2781.31 78.48% 4425.34 2349.976 53.10% 1341.16 486.36 36.26% Sources: subproject PMOs. Note: the figures will be verified and confirmed by sub PMOs during next M&E.

7 For ground attachments.

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5 House demolition and resettlement 5.1 Brief review of the resettlement plan

4 of the 6 subprojects involve house demolition. 5.1.1 Jiancaogou Reservoir Project of Xifeng County The house demolition of various types of houses is 558.67m2 (private house 222.07m2, public house 336.6m2). The demolition of private houses is rural residential houses, involving the east group of Yonghong Village in Yongjing Town. The total demolition of residential houses is 222.07m2, of which brick-concrete structure 202.29 m2 (91.09%), 19.78m2 (8.91%) timber-brick structure. The number of households affected by house demolition will be 2 households with 6 persons. 5.1.2 Kaiyang County Bai'anhe Reservoir Project It is planned to demolish 169.25 m2 of houses, including 117.19 m2 of residential houses, affecting 2 households and 7 people in Shuijingwan, Qunxing Village, Chengguan Town, with an auxiliary building of 52.06 m2. 5.1.3 Wudang District Jinjiaqing Reservoir Project The houses to be demolished in this project are rural residential houses and public houses (lifting stations), mainly involving the Fangjiazhuang Formation of Pingba Village in Yangchang Town. The total demolition of houses is 932.01 m2 (40.81 m2 for public houses and 891.2 m2 for private houses), of which brick-concrete structure 60.01m2 (6.44%), brick and wood structure 849.79m2 (accounting for 91.18%), wood structure 26.21m2 (2.81%). The number of households affected by the demolition of residential houses is 6 and 17 people. 5.1.4 Jinlong Reservoir The project affects 3 enterprise units, namely China Aluminum Corporation Guizhou Branch, Hongfa Refractory Material Factory and Xiuwen County Wuhong Minerals Operation Department, which permanently occupy 71.05 mu of state-owned land. The project occupies only 0.14% of the land area of the enterprise. The occupied state-owned land is on the edge of the enterprise land, which does not affect the production of the enterprise and the income of the employees of the enterprise. The compensation will be negotiated separately. The project needs to dismantle 2,441.17 m2 of the abandoned mining simple house of Hongfa Refractory Material Factory and Wuhong Minerals Operation Department of Xiuwen County, and dismantle a slag dam of China Aluminum Guizhou Branch.

5.2 Restoration of house demolition

5.2.1 Jiancaogou Reservoir Project of Xifeng County The actual demolition of houses and ancillary buildings is 371.18 m2, involving 3 households. The compensation for the demolition of houses and their affiliated buildings was 1.532 million yuan. The affected villagers have already re-established their houses on the ground and left no problems.

5.2.2 Xiuwen County Jinlong Reservoir Project

（1）Hongfa Refractory Material Plant is a private enterprise running on collective land. The total HD area is 2,380.71 m 2. Its appraisal has been completed, and the compensation of 1,828,210 yuan was paid in April 2014, in which the appraisal fee of 15,000 yuan was paid by this plant; this plant has been relocated and is continuing to operate.

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Figure 5-1 Compensation Voucher of Hongfa Refractory Material Plant

(2) Xiuwen Wuhong Mineral Shop is abandoned and does not need resettlement. Based on consultation, its workshop will be compensated for at 550 yuan/m2, and the occupied collective construction land will be compensated for at 10,500 yuan/mu. In November 2014, the compensation for the workshop of 39,600 yuan was paid to the affected enterprise. For the collective construction land occupied by the workshop, LA compensation for 0.108 mu of 1,134 yuan has been paid. Through consultation with the AHs, 648 yuan has been paid to the village collective, and 486 yuan paid to the AHs.

Figure 5-2 Payment Voucher of LA and HD Compensation for the Workshop (3) Guizhou Aluminum Factory The Guizhou Aluminum Plant conducts aluminum mining activities in the local area, and some mining areas are in the inundation area, and no land acquisition and demolition activities are involved. Before the completion of the water storage in Jinlong Reservoir in 2016, the mining area will complete the mining activities. Therefore, no compensation matters are involved. A total of 1,282,200 yuan of compensation for houses and ancillary buildings occurred, all of which have been issued and the resettlement is completed. 5.2.3 Bai’anhe The actual demolition of farmed houses and attachments is 169.25 m2, involving 2 households. The compensation has been paid according to the resettlement plan, and the villagers have rebuilt their houses, leaving no problems. 5.2.4 Jinjiaqing Same as the RP, the houses demolished for the Subproject include rural residential houses and public houses (irrigation pumping station), involving Fangjiazhuang Group of Pingba Village, Yangchang Town mainly, with a total demolition area of 932.01 m2 (public houses of 40.81 m2 and private houses of 891.2 m2), including 60.01 m2 in masonry concrete structure (6.44%), 849.79 m2 in masonry timber structure (91.18%) and 26.21 m2 in timber structure (2.81%). 6 households with 17 persons have been affected by residential house demolition. All affected houses have been paid according to the standard and have been restored. More compensation/resettlement details will be verified and evaluated in the final completion report.

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6 Resettlement and Livelihood Restoration 6.1 Resettlement and Livelihood Restoration 6.1.1 Liaojiuzhai Subproject 1) Brief review of the RP The Liaojiuzhai Subproject involves permanent and temporary land occupation mainly, affecting 4 village groups of Shiqiao Village, Xiaozhaiba Town, Xifeng County. 53.9 mu of collective land would to be acquired permanently for this subproject, including 48.65 mu for the reservoir, 4.5 mu for the diversion canal and 7.24 mu for the access road. The acquired land includes 46.83 mu of cultivated land, 5.4 mu of woodland, 1.61 mu of other farmland, 0.055 mu of construction land and 13.49 mu of state-owned land. 16.66 mu of collective land would to be occupied temporarily, all being cultivated land. Permanent LA will affect 44 households with 185 persons, including 32 households with 136 persons in Liaojiuzhia Group and 12 households with 49 persons in Huangjiagou Group. Temporary land occupation will affect 12 households with 58 persons in Liaojiuzhia Group. In addition, the Project would affect one drinking work, 45 fruit trees and 11 other trees. 2) Basic information of Shiqiao Village and socioeconomic impacts This village has 544 households with 2,034 persons, including 1,368 females, an agricultural population of 2,281, a minority population of 73 (Miao), a labor force of 1,180, including 434 female laborers and 45 minority laborers, a cultivated area of 1,703 mu. In 2017, per capita net income 9,957 yuan. 3) Construction progress In April 2016, this subproject passed county-level preliminary inspection. As of February 2018, this subproject was at the trial operation stage. Dam safety assessment is expected to be conducted at the end of 2018.

Figure 5-1 Photo of the Liaojiuzhai Subproject

4) Resettlement plan implementation progress As of February 2018, LA for this subproject had been completed, with 56.89 mu of collective land in Shiqiao Village, Xiaozhaiba Town actually acquired, including 3.63 mu for the access road, 9.09 mu for the stockyard, 32.34 mu for the reservoir and dam, and 11.83 mu for the flood canal, including 11.29 mu of cultivated land and 0.54 mu of woodland, affecting 44 households with 185 persons. The LA compensation of 1.8036 million yuan had been paid to the AHs, including 1.707 million yuan for the permanent acquisition of collective land. 5.11 mu of cultivated land had been occupied temporarily, and the compensation of 31,600 yuan had been paid to the AHs for restoration; compensation for the restoration of special facilities was 64,300 yuan.. As of February

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2018, the temporarily occupied land had been restored to the original condition. 5) Training for APs Since February 2017, two agricultural training courses have been offered in Shiqiao Village, Xiaozhaiba Town, one in March 2017, covering vegetable pest control, with 30 trainees, including 10 women, accounting for 33.3%; and the other in June 2017, covering stockbreeding, with 30 trainees, including 9 women, accounting for 30%. The town agricultural service center offered persimmon cultivation training in Shiqiao Village in October 2017 and 2018. 6) Endowment insurance for LEFs According to the survey, the endowment insurance policy for LEFs of this subproject is based on the Notice of the Guiyang Municipal Government on Issuing Opinions on Social Endowment Insurance for LEFs, and the Implementation Plan of Xifeng County for the Employment and Social Security of LEFs (XCG [2012] No.25). As of February 2018, 106 APs in this subproject had covered endowment insurance for LEFs. The overall affected people of the project have already returned to normal levels through local government policies and their own development, such as the development of local specialty industries and migrant workers.

6.1.2 Jiancaogou Subproject 1) Brief review of the RP The affected area of this subproject includes the reservoir area, junction construction area and waterworks construction area, etc. This subproject affects 43 households with 212 persons in Jiancaogou, Dongyi and Dongsan Groups of Yonghong Village, Yongjing Town, Xifeng County. 149.31 mu of collective land will be acquired permanently, including 66.7 mu of cultivated land, 61.86 mu of woodland, 13.3 mu of other farmland, 7.45 mu of construction land, and 15.68 mu of state-owned land; 37 mu of land will be occupied temporarily. Houses of 558.67 m 2 will be demolished, and 1,015 trees, one waterworks (1.5 million tons/year), a tractor road of 0.42km, water supply pipelines of 3.24km, and communication cables of 0.45km will be inundated. 2) Basic information of Yonghong Village and socioeconomic impacts This village has 924 households with 2,033 persons, including 1,007 females, a nonagricultural population of 165, and a minority population of 15 (10 and 5 people of other ethnic minorities), a labor force of 924, a per capita cultivated area of over 0.1 mu, and per capita net income of 11,856 yuan in 2017. 3) Construction progress In May 2016, the dam body had been cast to a height of 1,068m on the left and 1,067m on the right; the 1# and 2# sluice piers in the middle had been cast to 1,068m. Curtain grouting on the left was completed in February 2016, and the grouting gallery in the dam area was completed in May 2016. As of February 2018, the pump house had been completed and handed over, and side walk concrete casting had been completed.

Figure 5-2 Photo of the Jiancaogou Subproject

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4) Resettlement plan implementation progress As of February 2018, LA for this subproject had been completed, with 163.42 mu of collective land in Yonghong Village, Yongqi Town actually acquired, including 126.76 mu of cultivated land, 30.66 mu of woodland and 6 mu of other farmland; 1.2 mu of cultivated land had been occupied temporarily; houses and attachments of 528.08 m 2 had been demolished, affecting 3 households. This subproject had affected 43 households with 212 persons in total. The LA and HD compensation had been fully paid to the AHs, totaling 29.8299 million yuan, including compensation for the permanent acquisition of collective land of 4.172 million yuan, compensation for temporary land occupation of 12,000 yuan, compensation for houses and attachments of 1.532 million yuan, compensation for the restoration of special facilities of 18.8839 million yuan, basic contingencies of 3.5 million yuan, and social security costs of 1.2 million yuan. The waterworks inundated will not be relocated until the new waterworks is put into normal operation. 5) Training for APs Since March 2017, two skills training courses have been offered in Yonghong Village, one in March 2017, covering e-commerce, with 35 trainees, including 12 women, accounting for 34.2%; and the other in May 2017, covering business startup, with 50 trainees, including 15 women, accounting for 30%. 6) Endowment insurance for LEFs According to the survey, the endowment insurance policy for LEFs of this subproject is based on the Notice of the Guiyang Municipal Government on Issuing Opinions on Social Endowment Insurance for LEFs, and the Implementation Plan of Xifeng County for the Employment and Social Security of LEFs (XCG [2012] No.25). As of February 2018, 25 APs in this subproject had covered endowment insurance for LEFs. 7) Unskilled jobs offered Unskilled jobs were to 10 males, one female and 3 APs in Q1 2017, and 9 males, two females and two APs in Q2 2017. The APs were paid on a daily basis at 140 yuan/day and worked for 8 hours a day.

Table 5-1 Number of local laborers employed in unskilled jobs during construction Number of local laborers employed in unskilled jobs during construction Year Quarter Males Females APs 1st 10 1 3 2017 2nd 9 2 2

6.1.3 Jinlong Subproject 1) Basic information of Xinzhai Village, Longchang Town and socioeconomic impacts This village has 783 households with 3,170 persons, including 1,902 females, an agricultural population of 2,832, a minority population of 38 (Miao), 1,350 laborers, 810 female laborers and 20 minority laborers. About 50% of villagers work outside, mainly in Guangdong and Fujian Provinces. This village has 3,810 mu of cultivated land, including 450 mu of irrigated land and 280 mu of non-irrigated land; 1,000 mu of hilly land (distributed evenly to villagers), and 20 mu of barren hilly land (collective). Farmers’ per capita annual net income is 11,904 yuan.

2) Basic information of Xiaoshan Village, Longchang Town and socioeconomic impacts This village has 358 households with 1,258 persons, including 710 females, an agricultural population of 1,358, a minority population of 264 (Miao), 762 laborers, 371 female laborers and 176 minority laborers. This village has 1,491 mu of cultivated land. 3) Construction progress This subproject was approved for construction in December 2013, with a construction period of 24 months, but had not been completed as planned by December 2015. Through consultation, the date of completion was postponed to December 2017. Due to financial difficulty, the deferred approval of the qualification of the blasting contractor, villagers’ impediment, and harsh weather, this subproject has completed in 2018.

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Figure 5-5 Photo of the Jinlong Reservoir 4) Resettlement progress As of February 2018, with 357.68 mu of collective land in Xinzhai and Xiaoshan Villages, Longchang Town actually acquired, including 46.28 mu of cultivated land, 266.22 mu of woodland, 18.81 mu of other farmland, 0.11 mu of housing land and 6.06 mu of traffic land; 56.14 mu of state-owned land had been occupied permanently. Since the 15.835 mu of acquired collective barren hill is located on the boundary between Xinzhai and Xiaoshan Villages, it is agreed that the LA compensation will be shared equally by the two villages. The remaining LA compensation had been paid to the AHs, totaling 11.0697 million yuan, including compensation for the permanent acquisition of collective land of 7.7887 million yuan, compensation for temporary land occupation of 758,700 yuan, compensation for houses and attachments of 1.8282 million yuan, and social security costs of 694,100 yuan. 6) Training for APs During January 20-30, 2017, a 10-day embroidery training course was offered in Xinzhai Village, with 40 trainees, all being women. Since February 2017, two skills training courses have been offered in Xinzhai Village, one in April 2017, covering kiwifruit cultivation, with 40 trainees, including 12 women, accounting for 30%; and the other in May 2017, covering vegetable cultivation, with 50 trainees, including 20 women, accounting for 40%. Since February 2017, two skills training courses have been offered in Xiaoshan Village, one in March 2017, covering vegetable cultivation, with 40 trainees, including 15 women, accounting for 37.5%; and the other in August 2017, covering pest control, with 40 trainees, including 20 women, accounting for 50%. 7) Endowment insurance for LEFs According to the survey, the endowment insurance policy for LEFs of this subproject is based on the Notice of the Guiyang Municipal Government on Issuing Opinions on Social Endowment Insurance for LEFs. As of February 2018, 26 APs in this subproject had covered endowment insurance for LEFs. 8) Unskilled jobs offered As of February 2018, unskilled jobs had been offered to 17 males, 3 females, 18 Han people and two minority residents, with average income of 2,500 yuan per month per capita.

Table 5-2 Number of local laborers employed in unskilled jobs during construction Number of local laborers employed in unskilled jobs during construction Year Males Females Minority residents 2017 17 3 2

6.1.4 Bai’an River Subproject 1) Brief review of the RP The affected area of this subproject includes the reservoir area, junction area and access road. This subproject involves permanent and temporary land occupation mainly, affecting 7 village groups of 3 villages in two townships in Kaiyang County. 102 households with 399 persons will be affected directly, and 10 households with 37 persons in Wumuqing Group of Maojiayuan Village,

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Jiangnan Xiang will be affected temporarily. 830.87 mu of collective land will be acquired, including 197.82 mu of cultivated land; 30 mu of land will be occupied temporarily, including 20 mu of cultivated land; houses of 169.25 m 2 will be demolished, and some ground attachments affected. 2) Basic information of Qunxing Village and socioeconomic impacts This village has 1,300 households with 5,061 persons, including 2,251 females, an agricultural population of 4,280, and a minority population of 801, including 225 Miao people, 148 Buyi people and 428 people of other ethnic groups. This village has 3,480 laborers, including 1,340 female laborers and 143 minority laborers. This village has 4,016 mu of cultivated land, and the main crops are paddy rice, corn, potato, wheat, vegetables, rape and pepper. In 2017, per capita net income was 13,284 yuan. This village’s income structure is balanced, with 43.2% from agriculture, 30.7% from industry, and 26.1% from tertiary industries. 3) Basic information of Dingfang Village and socioeconomic impacts This village has 1,585 households with 6,242 persons, including an agricultural population of 6,242 and 3,120 females. This village has a minority population of 1,100, including 95 Miao people and 1,005 Buyi people. This village has 3,100 laborers and 5,412 mu of cultivated land, and the main crops are paddy rice and corn. In 2017, per capita net income was 12,366 yuan. 4) Basic information of Maojiayuan Village and socioeconomic impacts This village has a land area of 21.8 mu, a cultivated area of 4,894 mu, 26 village groups and a population of 4,186. In 2017, the village’s per capita net income was 12,366 yuan, and there were 80 MLS households and 12 five-guarantee households. The village enjoys convenient traffic and is suitable for investment. The village has 2,500 mu of barren hills, which can be used for cultivation, stockbreeding and tourism. The main crops here include paddy rice, corn, rape, peanut, walnut, etc. In recent years, most villagers have mastered some practical skills through training and remote education. 5) Construction progress The main part was completed, inspected, and then put into operation in August 2014. In May 2016, the inspection materials were submitted to the provincial dam safety assessment center. In 2017, water quality monitoring began, showing good results.

Figure 6-6 Photo of the Bai’an River Reservoir

6) Resettlement plan implementation progress As of February 2018, LA for this subproject had been completed, with 860.87 mu of collective land in Qunxing and Dingfang Villages, Chengguan Town, and Maojiayuan Village, Nanjiang Xiang actually acquired, including 227.82 mu of cultivated land, 555.3 mu of woodland, 77.4 mu of unused land and 0.35 mu of construction land; houses and attachments of 169.25 m 2 had been demolished, affecting two households. This subproject had affected 102 households with 399 persons in total.

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The LA and HD compensation had been fully paid to the AHs, totaling 27.8131 million yuan, including compensation for the permanent acquisition of collective land of 21.7998 million yuan, compensation for the restoration of special facilities of 233,000 yuan, reservoir cleanup costs of 773,000 yuan, taxes of 330,000 yuan, and social security costs of 6.477 million yuan. 7) Training for APs Crop cultivation training was offered in September 2016, with 20 trainees, including 15 women, accounting for 75%. Welding and hotel service training was offered in March 2017, with 30 trainees, including 15 women, accounting for 50%. In June 2017, two training courses were offered simultaneously, covering computer skills and hairdressing, with 60 trainees, including 25 women, accounting for 42%. 8) Endowment insurance for LEFs According to the survey, the endowment insurance policy for LEFs of this subproject is based on the Notice of the Guiyang Municipal Government on Issuing Opinions on Social Endowment Insurance for LEFs. As of February 2018, 26 LEFs had covered endowment insurance for LEFs. 6.1.5 Maozhulin Subproject 1) Brief review of the RP The affected area of this subproject includes the reservoir area, junction construction area, irrigation canal construction area, and water delivery pipeline construction area. This subproject involves collective land acquisition and temporary land occupation only. LA affects 86 households with 353 persons in 13 groups of 4 villages in Longshui Xiang, Kaiyang County. 192.93 mu of collective land will be acquired permanently, including 126.39 mu of cultivated land, 37.33 mu of woodland, 24.96 mu of other farmland and 4.25 mu of unused land; 76.4 mu of land will be occupied temporarily, including 52.7 mu of cultivated land and 23.7 mu of other farmland. 2,155 trees and one tomb will be inundated. 2) Basic information of Xinchang Village and socioeconomic impacts This village has 1,567 households with 4,734 persons, including an agricultural population of 4,623 and 2,344 females. This village has no minority population. This village has 2,300 laborers and 9,614 mu of cultivated land, and the main crops are paddy rice and corn. In 2017, villagers’ per capita annual net income was 12,366 yuan. 3) Basic information of Heping Village and socioeconomic impacts This village has 475 households with 1,761 persons, including an agricultural population of 1,761 and 853 females. This village has a minority population of 30, including 5 Miao people, 7 Buyi people and 18 people of other ethnic groups. This village has 725 laborers and 2,051 mu of cultivated land, and the main crops are paddy rice and corn. In 2017, villagers’ per capita annual net income was 12,366 yuan. The main income source was farming, accounting for 73.25%. 4) Construction progress The main part has completed in October 2018.

Figure 5-7 Photo of the Maozhulin Reservoir

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5) Resettlement plan implementation progress As of February 2018, LA for this subproject had been completed, with 127.04 mu of collective land in Heping and Xinchang Villages, Longshui Xiang actually acquired, including 104.11 mu of cultivated land and 23.93 mu of woodland. Two households have not entered into LA agreements due to land ownership disputes, and agree to deposit the LA compensation with the township government temporarily. The LA compensation had been fully paid to the AHs, totaling 4.8636 million yuan, including compensation for the permanent acquisition of collective land of 3.8576 million yuan, other costs of 100,000 yuan, and social security costs of 900,600 yuan. 6) Training for APs In April 2017, one-week embroidery training was offered to over 50 minority women in Pingzhai and Gufeng Villages, Gaozhai Xiang. In November 2017, the Kaiyang County Women’s Federation and the Zhaiji Xiang Government offered practical agricultural skills training to poor laborers in Pantong Village, with 123 trainees.

7) Endowment insurance for LEFs According to the survey, the endowment insurance policy for LEFs of this subproject is based on the Notice of the Guiyang Municipal Government on Issuing Opinions on Social Endowment Insurance for LEFs. As of February 2018, 128 LEFs in this subproject had covered endowment insurance for LEFs. 8) Unskilled jobs offered Unskilled jobs were to 10 males, one female and 3 APs in Q1 2016, and 15 males, two females and 4 APs in Q2 2016.

Table 5-3 Number of local laborers employed in unskilled jobs during construction Number of local laborers employed in unskilled jobs during construction Year Quarter Males Females APs 1st 10 1 3 2016 2nd 15 2 4

6.1.6 Jinjiaqing Subproject 1) Brief review of the RP The affected area of this subproject includes the reservoir area, junction construction area and irrigation construction area. This subproject affects 109 households with 465 persons in 9 groups of 3 villages in Yangchang Town, and 3 groups of Hongqi Village in Baiyi Xiang, Wudang District. 391.12 mu of collective land will be acquired permanently, including 242.4 mu of cultivated land, 118.31 mu of woodland, 23.41 mu of other farmland, 0.31 mu of housing land and 3.89 mu of traffic land, and 2.8 mu of state-owned land. 48.46 mu of land will be occupied temporarily, including 38.4 mu of cultivated land, 8.96 mu of woodland, 0.07 mu of other farmland and 0.4 mu of traffic land, and 0.63 mu of state-owned land. Houses of 932.01 m 2 will be demolished, and some attachments, 398 trees and 42 tombs inundated. 2) Basic information of Jiagang Village This village has 465 households with 1,600 persons, including 750 women, an agricultural population of 1,300, and a minority population of 120, including 30 Miao people, 30 Buyi people, and 30 people of other ethnic groups. The village has 980 laborers, 430 female laborers and 60 minority laborers. About 50% villagers work outside, mostly in Zhejiang Province. This village has a cultivated area of 1,478 mu. Villagers’ main income source is outside employment, and LA compensation will be used for house construction and doing small business mainly. Farmers’ per capita annual net income is 7,150 yuan. 3) Basic information of Pingba Village This village has 408 households with 1,204 persons, including 586 women, an agricultural population of 1,204, and a minority population of 105, including 80 Miao people, 21 Buyi people, and 4 people of other ethnic groups. The village has 800 laborers, 305 female laborers and 50 minority laborers. Most laborers work outside. There is a brickyard in this village, with a workforce of 28, all being local villagers, including 15 women, with an average monthly pay of 2,000 yuan, an annual output value of 200,000 yuan and an annual profit of around 20,000 yuan. This village has a cultivated area of 34 mu.

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4) Basic information of Hongqi Village This village has 576 households with 2,285 persons, including 1,251 women, an agricultural population of 2,285, and a minority population of 32, including 5 Miao people, 20 Buyi people, and 7 people of other ethnic groups. The village has 1,046 laborers, 625 female laborers and 12 minority laborers. This village has a cultivated area of 1,609.17 mu. In 2017, farmers’ per capita annual net income was 11,445 yuan. 5) Construction progress The dam, diversion tunnel and intake, spillway, composite geomembrane weathered dam and access road were accepted in December 2017. Impoundment has begun, and the reservoir operates well.

Figure 5-8 Photo of the Jinjiaqing Reservoir

6) Resettlement plan implementation progress As of February 2018, LA for this subproject had been completed, with 335.96 mu of collective land in Jiagang, Pingba and Yangchang Villages, Yangchang Town, and Hongqi Village, Baiyi Xiang actually acquired, including 207.88 mu of cultivated land, 103.43 mu of woodland, 3.15 mu of other farmland, 2.06 mu of traffic land and 19.44 mu of unused land; 4.5 mu state-owned land had been occupied permanently; 27.17 mu of land had been occupied temporarily, including 10.76 mu of cultivated land, 15.89 mu of woodland and 0.51 mu of traffic land. This subproject had affected 109 households with 465 persons in total. Compensation actually distributed amounted to 25.9801 million yuan, including compensation for the permanent acquisition of collective land of 20.705 million yuan, compensation for temporary land occupation of 721,800 yuan, compensation for the restoration of special facilities of 158.13 mu, reservoir cleanup costs of 114,800 yuan, and other costs of 2.8572 million yuan. 7) Training for APs No training was offered in the subproject area in the first half of 2016. According to the training plan of 2017, pre-job training (5-15 days) and skilled talent training will be offered. 8) Endowment insurance for LEFs According to the survey, the endowment insurance policy for LEFs of this subproject is based on the Notice of the Guiyang Municipal Government on Issuing Opinions on Social Endowment Insurance for LEFs. As of February 2018, 136 LEFs in this subproject covered endowment insurance for LEFs.

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6.2 Assistance measures to Women The 6 subprojects affect 613 women in total, which enjoy the same rights as the affected men. 6.2.1 Xifeng County 1) Training Since February 2017, two agricultural training courses have been offered in Shiqiao Village, Xiaozhaiba Town, one in March 2016, covering vegetable pest control, with 30 trainees, including 10 women, accounting for 33.3%; and the other in June 2016, covering stockbreeding, with 30 trainees, including 9 women, accounting for 30%. The town agricultural service center plans to offer persimmon cultivation training in Shiqiao Village in October 2016. Since February 2017, two skills training courses have been offered in Yonghong Village, one in March 2016, covering e-commerce, with 35 trainees, including 12 women, accounting for 34.2%; and the other in May 2016, covering business startup, with 50 trainees, including 15 women, accounting for 30%. 2) Unskilled jobs offered Unskilled jobs were to 10 males, one female and 3 APs in Q1 2017, and 9 males, two females and two APs in Q2 2017. 6.2.2 Xiuwen County 1) Training During January 20-30, 2017, a 10-day embroidery training course was offered in Xinzhai Village, with 40 trainees, all being women. Since February 2017, two skills training courses have been offered in Xinzhai Village, one in April 2017, covering kiwifruit cultivation, with 40 trainees, including 12 women, accounting for 30%; and the other in May 2017, covering vegetable cultivation, with 50 trainees, including 20 women, accounting for 40%. Since February 2017, two skills training courses have been offered in Xiaoshan Village, one in March 2017, covering vegetable cultivation, with 40 trainees, including 15 women, accounting for 37.5%; and the other in August 2017, covering pest control, with 40 trainees, including 20 women, accounting for 50%.

Figure 5-9 Photo of Training

2) Unskilled jobs offered Unskilled jobs were to 15 males, 3 females and 4 APs in Q1 2016, and 20 males, 5 females and 5 APs in Q2 2016. 6.2.3 Kaiyang County 1) Training Crop cultivation training was offered in September 2016, with 20 trainees, including 15 women, accounting for 75%. Welding and hotel service training was offered in March 2017, with 30 trainees,

32 External Resettlement M&E Report of the Guiyang Integrated Water Resources Management Project (No.6) including 15 women, accounting for 50%. In June 2017, two training courses were offered simultaneously, covering computer skills and hairdressing, with 60 trainees, including 25 women, accounting for 42%.

Figure 5-10 Photo of Training 2) Unskilled jobs offered Unskilled jobs were to 10 males, one female and 3 APs in Q1 2016, and 15 males, two females and 4 APs in Q2 2016. 6.2.4 Wudang County 1) Training On March 23, 2016, the Wudang District Women’s Federation organized a workshop on women’s mental and physical health, involving over 160 participants, including female workers, female officials, and rural women, at which communications on family harmony and children’s education were also conducted. On March 30, 2016, the Wudang District Women’s Federation invited experts from Guizhou Biotechnology Research Institute to offer eco-agriculture training to 30 rural women in Yangchang Town, further enhancing their understanding of eco-agriculture, and promoting local industry restructuring and beautiful countryside building.

Figure 5-11 Photo of Training

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6.3 Assistance measures to vulnerable groups For the purpose of the Project, vulnerable groups include the disabled, five-guarantee households, widows, low-income or poor population. 6.3.1 Liaojiuzhai Subproject The vulnerable population affected by this subproject is 24, including 5 poor households with 21 persons, an old widow living alone, and one MLS household with two persons. According to the Interim Measures of Guiyang City for Minimum Living Security for Rural Residents, the MLS households affected by this subproject will receive a rural MLS benefit of 160 yuan per capita per month, to be increased by 20 yuan for one-member and two-member families, by 10% for disabled people, and by 20% for old people aged above 70 years. 6.3.2 Jiancaogou Subproject This subproject affects 8 vulnerable households with 8 persons, including 4 poor households with 4 persons and 4 MLS households with 4 persons. According to the Interim Measures of Guiyang City for Minimum Living Security for Rural Residents, the MLS households affected by this subproject will receive a rural MLS benefit of 160 yuan per capita per month, to be increased by 20 yuan for one-member and two-member families, by 10% for disabled people, and by 20% for old people aged above 70 years.

Table 6-1 Summary of Vulnerable Population Affected by the Jiancaogou Subproject Head of Ethnic Family Vulnerable No. Group Gender Cause Policy applied HH group size members 1 WXX Han 2 1 M 64 years, blind MLS 2 WXR Han 1 1 F 63 years, blind Poverty relief 3 Jiancaogou WXM Han 1 1 M 88 years, widow, poor Poverty relief 4 YCQ Han 1 1 F 68 years, poor Poverty relief 5 XAL Han 2 1 M 74 years, widow, poor MLS 6 ZGF Han 1 1 F 71 years, widow, poor MLS 7 Dongsan ZYF Han 1 1 F 68 years, widow, poor Poverty relief 8 ZJS Han 1 1 M 72 years, widow, poor MLS Total 8 HHs 10 8

6.3.3 Jinlong Subproject This subproject affects one vulnerable household with 3 persons. According to the Interim Measures of Guiyang City for Minimum Living Security for Rural Residents, the MLS households affected by this subproject will receive a rural MLS benefit of 160 yuan per capita per month. Since Xiaoshan Village is a poor village, the village committee would grant two bags of grain per annum and a dilapidated house renovation subsidy of 13,000 yuan to each destitute family. 6.3.4 Bai’an River Subproject This subproject affects 9 vulnerable households with 19 persons, including 7 poor households with 17 persons, one household affected by disability with one person, and one five-guarantee household with one person. The household affected by disability in this subproject are entitled to the benefits specified in the Law of the PRC on the Protection of Disabled Persons, and Regulations of Guiyang City on the Protection of Disabled Persons. According to the Interim Measures of Guiyang City for Minimum Living Security for Rural Residents, the MLS households affected by this subproject will receive a rural MLS benefit of 160 yuan per capita per month, to be increased by 20 yuan for one-member and two-member families, by 10% for disabled people, and by 20% for old people aged above 70 years. The Qunxing Village Committee would grant 100 kg of grain and a subsidy of 300-500 yuan to each poor or five-guarantee household per annum. 6.3.5 Maozhulin Subproject This subproject affects 6 vulnerable households with 8 persons, including 5 MLS households with 7 persons, and one household covered by temporary assistance with one person. According to the Interim Measures of Guiyang City for Minimum Living Security for Rural Residents, the MLS households affected by this subproject will receive a rural MLS benefit of 160 yuan per capita per month, to be increased by 20 yuan for one-member and two-member families, by 10% for disabled people, and by 20% for old people aged above 70 years.

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Table 5-2 Summary of Vulnerable Population Affected by the Maozhulin Subproject Subsidy Head of Ethnic Family Vulne rable Policy (yuan per No. Group Gender Cause HH group size members applied capita per month) Temporary 1 WY Han 3 1 M 38 years 50 assistance Pingshang, 2 LQJ Han 1 1 M 34 years, disabled MLS 45 Heping 3 LQQ Han 1 1 M 28 years MLS 45 Village 64 year s, disabled, 4 LQZ Han 1 1 M MLS 45 poor 70 years, widow, 5 JYY Han 1 1 M MLS 60 Shuiwei five-guarantee 6 BMZ Han 3 3 M Disabled, poor MLS 60 Total 6 HHs 10 8

6.3.6 Jinjiaqing Subproject This subproject affects no vulnerable population.

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7 Public Participation, Information Disclosure and Grievance Redress 7.1 Public Participation Public participation is an important means to ensure the successful implementation of resettlement. At the feasibility study, RP preparation and implementation stages, the local PMOs conducted a series of activities to involve the APs in the Project. At the resettlement planning stage, great importance was paid to public participation and consultation. During the feasibility study, the local PMOs and design agency collected comments on the project design from local governments, agencies concerned and APs extensively. At the implementation stage, the local PMOs also held FGDs with officials of local governments and village committees regularly. It has been found that effective public consultation activities were conducted during the DMS and resettlement, and all APs are satisfied with these activities. In addition, the IAs respected local customs and conducted effective consultation during resettlement. For example, tomb relocation is prohibited in January, March, May, July and September in the lunar calendar according to local customs, which has been taken in account during LA.

Figure7-1 LA Announcement of the Liaojiuzhai Subproject

Figure 7-2 Resettlement Willingness Survey for the Jiancaogou Subproject

36 External Resettlement M&E Report of the Guiyang Integrated Water Resources Management Project (No.6)

Figure 7-3 LA Public Hearing for the Jinlong Subproject (April 2013)

Figure 7-4 Land Conflict Coordination for the Jinlong Subproject (July 2013)

7.2 Information Disclosure At least two LA announcements have been published in the counties affected by LA. During LA, the DMS results have been confirmed by the APs. Jiancaogou Subproject: The first LA announcement was published in November 2012, and the second announcement published in February 2013. Jinlong Subproject: A pre-LA announcement was published in March 2013, a seedling compensation announcement published in June 2013, and an attachment clearing announcement published in July 2013.

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Figure 7-5 Lists of LA and HD Sizes, and Compensation Fees for the Liaojiuzhai Subproject

Figure 7-6 Pre-LA Announcement for the Jinlong Subproject

Figure 7-7 Notice of Attachment Clearing for the Jinlong Subproject

38 External Resettlement M&E Report of the Guiyang Integrated Water Resources Management Project (No.6)

Figure 7-8 Notice on Seedling Compensation for the Jinlong Subproject

7.3 Grievance Redress The grievance redress channels are smooth in all project counties. Some outstanding issues were found during this round of M&E. Jinlong Subproject : 1) In 2014, the compensation for about 260 trees to Mr. Zhang Guixiang, a villager in Xinzhai Village, was delayed due to short of funds. In 2015, the government wanted to compensate for such trees at the rate for young trees, but Zhang Guixiang did not agree and insisted that such trees should be compensated for at the rate for adult trees. As of February 2018, negotiation was underway. 2) Since the 15.835 mu of collective barren hill acquired in 2014 is located on the boundary between Xinzhai and Xiaoshan Villages, the compensation payment was delayed. Finally it is agreed and the LA compensation has been shared equally by the two villages. See Appendix 1. Maozhulin Subproject : Two households in Heping Village did not entered into LA agreements due to land ownership disputes in 2015, and agree to deposit the LA compensation with the township government temporarily. As of February 2018, the LA compensation had been paid. See Appendix 2.

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8 Baseline and Follow-up Survey From January 23 to February 29, 2018, the task force conducted a follow-up survey on 140 AHs in the 4 districts/counties affected by 6 subprojects: 8.1 Liaojiuzhai Subproject 30 out of the 56 households affected by LA in Shiqiao Village, Xiaozhaiba Town were covered in the sampling survey, with a sampling rate of 53.57%. The survey mainly covers household population, housing conditions, household annual income and expenditure, etc. 8.1.1 Household Population The sample households have 135 persons in total, including an agricultural population of 101, accounting for 75%; 84 women, accounting for 62%; 62 laborers, accounting for 45.7%, including 27 female laborers; 21 supported/old people, accounting for 15.56%; and 45 students, accounting for 33.33%. This subproject does not involve minority population. 8.1.2 Housing Conditions The sample households have a total housing size of 5,314 m 2, and an average size per household of 177 m 2. Among their houses, two are in mixed masonry concrete and masonry timber structure, 24 in masonry concrete structure, and 4 in masonry timber structure. Their houses are of medium decoration, and provided with basic electric appliances and furniture. This subproject involves no HD. See Table 8-1.

Table 8-1 Housing Conditions Structure HHs Size (m2) Average size per HH Reinforced concrete 0 0 0 Masonry concrete 24 3851 160.46 Masonry timber 6 1463 243.83 Simple 0 0 0 30 (two houses in mixed Total masonry concrete and masonry 5314 177 timber structure)

8.1.3 Land Contracting The sample households have a total land area of 128 mu, and a per capita contracted land area of 0.94 mu. The main crops are paddy rice and corn. See Table 7-2.

Table 8-2 Land Utilization Irrigated land (mu) Non- irrigated land Fishpond Vegetable land HHs 30 19 0 12 Average per HH 1.28 2.69 0 3.2 (mu) Total 38.4 51.2 0 38

8.1.4 Annual Household Income and Expenditure The per capita income of the sample households in 2017 was 12,321 yuan, up 9.36% from 2016, including agricultural income of 2,987 yuan, up 17.46%; sideline income of 2,365 yuan, down 2.34%; employment income of 5,974 yuan, up 6.91%; and other income of 995 yuan, up 20.75%. The per capita expenditure of the sample households in 2017 was 7,475 yuan, with the top 3 being non-staple food expenses of 2,500 yuan, educational expenses of 2,200 yuan, and medical expenses of 850 yuan. The per capita net income of the sample households in 2017 was 9,957 yuan. See the table below.

Table 8-3 Sampling Survey on Household Income and Expenditure of the Liaojiuzhai Subproject Per capita Per capita Amount in Item income in income in YOY growth 2017 (yuan) 2017 (yuan) 2014 (yuan) Household gross income 1663335 12321 11266 9.36% Agricultural income 403245 2987 2543 17.46% Sideline income 319275 2365 2311 2.34% Employment income 806490 5974 5588 6.91%

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Other income 134325 995 824 20.75% Household gross expenditure 1009125 7475 6845 9.20% 1. Seed expenses 13500 100 89 12.36% 2. Pesticide and fertilizer expenses 24975 185 173 6.90% 3. Irrigation expenses 3240 24 22 9.09% 4. Mechanical operation expenses 4455 33 31 6.45% 5. Electricity expenses 29565 219 195 12.31% 6. Domestic water expenses 12015 89 78 14.10% 7. Communication expenses 77625 575 545 5.50% 8. Educational expenses 297000 2200 1950 12.82% 9. Medical expenses 114750 850 716 18.71% 10. Fuel expenses 61425 455 450 1.09% 11. Non-staple food expenses 337500 2500 2300 8.69% 12. Other expenses 33075 245 296 -17.23% Net income 1344195 9957 8524 16.81%

8.2 Jiancaogou Subproject 19 households affected by LA in Yonghong Village, Yongqi Town were covered in the sampling survey, with a sampling rate of 44.19%. The survey mainly covers household population, housing conditions, household annual income and expenditure, etc. 8.2.1 Household Population The 19 sample households have 113 persons in total, all being agricultural population, accounting for 100%; 55 women, accounting for 48.67%; 50 laborers, accounting for 44.25%, including 23 female laborers; 25 supported/old people, accounting for 22.12%, and 38 students, accounting for 33.63%. 8.2.2 Housing Conditions Among the 19 sample households, all their houses are in masonry timber structure, with a total size of 2,424 m 2, and an average size per household of 127.58 m 2. Their houses are of medium decoration, and provided with basic electric appliances and furniture. 8.2.3 Land Contracting The sample households have a total contracted land area of 53 mu before LA, including 32 mu of irrigated land and 21 mu of non-irrigated land, and a per capita contracted land area of 0.47 mu. The sample households have a total contracted land area of 13 mu after LA, including 3 mu of irrigated land and 10 mu of non-irrigated land, and a per capita contracted land area of 0.12 mu. The main crops are paddy rice and corn. 8.2.4 Annual Household Income and Expenditure The per capita income of the sample households in 2017 was 7,018 yuan, up 14.95% from 2016, including agricultural income of 59 yuan, down 4.64%; sideline income of 1,134 yuan, up 6.56%; employment income of 3,903 yuan, up 9.75%; and other income of 1,922 yuan. The per capita expenditure of the sample households in 2017 was 3,607 yuan, with the top 3 being non-staple food expenses of 1,624 yuan, educational expenses of 928 yuan, and communication expenses of 450 yuan. The per capita net income of the sample households in 2017 was 6,689 yuan, up 14.48%. See the table below.

Table 8-4 Sampling Survey on Household Income and Expenditure of the Jiancaogou Subproject Per capita Per capita Amount in Item income in income in YOY growth 2017 (yuan) 2017 (yuan) 2014 (yuan) Household gross income 793034 7018 6105 14.95% Agricultural income 6667 59 61 -4.69% Sideline income 128142 1134 1056 6.56% Employment income 441039 3903 3557 9.75% Other income 217186 1922 1431 34.37% Household gross expenditure 407591 3607 3684 -2.09% 1. Seed expenses 1695 15 17 -10.53% 2. Pesticide and fertilizer expenses 25086 222 214 3.89%

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3. Irrigation expenses 2599 23 25 -7.41% 4. Mechanical operation expenses 791 7 6 20% 5. Electricity expenses 28702 254 235 8.29% 6. Domestic water expenses 8249 73 63 16.67% 7. Communication expenses 16272 144 256 -43.49% 8. Educational expenses 104864 928 769 20.72% 9. Medical expenses 50850 450 357 26.15% 10. Fuel expenses 30171 267 232 15.42% 11. Non-staple food expenses 183512 1624 1468 10.63% 12. Other expenses 8588 76 42 82.61% Net income 755857 6689 5843 14.48%

8.3 Jinlong Subproject 10 households affected by LA in Xiaoshan and Xinzhai Villages, Longchang Town were covered in the sampling survey, with a sampling rate of 86.89%. The survey mainly covers household population, housing conditions, household annual income and expenditure, etc. 8.3.1 Household Population The 10 sample households have 53 persons in total, all being agricultural population; 23 women, accounting for 43.40%; 25 laborers, accounting for 47.17%, including 10 female laborers; 13 supported/old people, accounting for 24.53%, and 15 students, accounting for 28.30%. 8.3.2 Housing Conditions The sample households have a total housing size of 2,810 m 2, and an average size per household of 281 m 2, all in masonry concrete structure, Their houses are of medium decoration, and provided with basic electric appliances and furniture. 8.3.3 Land Contracting The sample households have a total contracted land area of 58 mu, and a per capita contracted land area of 1.09 mu. The main crops are paddy rice and corn. 8.3.4 Annual Household Income and Expenditure The per capita income of the sample households in 2017 was 7,092.87 yuan, up 22.38% from 2016, including agricultural income of 1,034.16 yuan, down 5.21%; sideline income of 507.65 yuan, up 10.6%; employment income of 5,160 yuan, up 29.14%; and other income of 390 yuan, up 56.25%. The per capita expenditure of the sample households in 2017 was 4,884.9 yuan, with the top 3 being non-staple food expenses of 1,853 yuan, educational expenses of 773 yuan, and medical expenses of 583 yuan. The per capita net income of the sample households in 2017 was 6,689 yuan, up 14.48%. See the table below.

Table 8-5 Sampling Survey on Household Income and Expenditure of the Jinlong Subproject Per capita Per capita Amount in 2017 Item income in income in YOY growth (yuan) 2017 (yuan) 2014 (yuan) Household gross income 375922.23 7092.87 5796 22.38% Agricultural income 54810.42 1034.16 1091 -5.21% Sideline income 26905.66 507.65 459 10.60% Employment income 273503.02 5160.43 3996 29.14% Other income 20703.13 390.63 250 56.25% Household gross expenditure 258899.72 4884.90 4397 11.10% 1. Seed expenses 3339.00 63.00 42 50% 2. Pesticide and fertilizer expenses 9332.96 176.09 172 2.38% 3. Irrigation expenses 0.00 0.00 0 0.00% 4. Mechanical operation expenses 0.00 0.00 0 0.00% 5. Electricity expenses 21412.99 404.02 359 12.54% 6. Domestic water expenses 6612.47 124.76 115 8.49% 7. Communication expenses 13613.52 256.86 242 6.14% 8. Educational expenses 40998.15 773.55 675 14.60% 9. Medical expenses 30914.88 583.30 556 4.91%

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10. Fuel expenses 33233.11 627.04 459 36.61% 11. Non-staple food expenses 98223.65 1853.28 1754 5.66% 12. Other expenses 1219.00 23.00 23 0.00% net income 755857 6689 5843 14.48%

8.4 Bai’an River Subproject 24 households affected by LA in Dingfang and Qunxing Villages, Chengguan Town were covered in the sampling survey, with a sampling rate of 23.53%. The survey mainly covers household population, housing conditions, household annual income and expenditure, etc. 8.4.1 Household Population The 24 sample households have 72 persons in total, all being agricultural population; 44 women, accounting for 61%; 62 laborers, accounting for 86.1%, including 21 female laborers; 8 old people, accounting for 11.11%. and two students, accounting for 2.78%. 8.4.2 Housing Conditions The sample households have a total housing size of 4,562.61 m 2, and an average size per household of 190.1 m 2, all in masonry concrete structure. Their houses are of medium decoration, and provided with basic electric appliances and furniture. This subproject involves no HD. 8.4.3 Land Contracting The sample households have a total contracted land area of 110.5 mu before LA. The main crops are paddy rice, corn, rape and some commercial crops, including peach and vegetables. 8.4.4 Annual Household Income and Expenditure The per capita income of the sample households in 2017 was 14,421.66 yuan, up 7.2% from 2016, including agricultural income of 1,576.66 yuan, up 3.32%; sideline income of 415.72 yuan, up 20.15%; employment income of 11,826.43 yuan, up 6.2%; other income of 602.85 yuan, up 35.29%. The per capita expenditure of the sample households in 2014 was 5,980.11 yuan, with the top 3 being educational expenses of 1,795.06 yuan, non-staple food expenses of 1,577.26 yuan, and fuel expenses of 402.31 yuan. The per capita net income of the sample households in 2017 was 13,284 yuan, up 11. 4%. See the table below.

Table 8-6 Sampling Survey on Household Income and Expenditure of the Bai’an River Subproject Per capita Per capita Amount in Item income in income in YOY growth 2017 (yuan) 2017 (yuan) 2014 (yuan) Household gross income 1038359.52 14421.66 13453.6 7.20% Agricultural income 113519.52 1576.66 1526 3.32% Employment income 851502.96 11826.43 11136 6.20% Sideline income 29931.84 415.72 346 20.15% Other income 43405.2 602.85 445.6 35.29% Household gross expenditure 430567.92 5980.11 5789 3.30% 1. Seed expenses 3747.6 52.05 50 4.10% 2. Pesticide and fertilizer expenses 73542.24 1021.42 1001 2.04% 3. Irrigation expenses 8866.08 123.14 119 3.48% 4. Mechanical operation expenses 29089.44 404.02 359 12.54% 5. Electricity expenses 3041.28 42.24 35 20.69% 6. Domestic water expenses 1316.88 18.29 16 14.29% 7. Communication expenses 5337.36 74.13 65 14.04% 8. Educational expenses 129244.32 1795.06 1784 0.62% 9. Medical expenses 27473.04 381.57 367 3.97% 10. Fuel expenses 28966.32 402.31 392 2.63% 11. Non-staple food expenses 113562.72 1577.26 1534 2.82% 12. Other expenses 6380.64 88.62 67 32.27% Net income 956448 13284 11924.6 11.40%

8.5 Maozhulin Subproject 12 households affected by LA in Xinchang Village, Shuilong Xiang were covered in the sampling survey, with a sampling rate of 13.95%. The survey mainly covers household population, housing

43 External Resettlement M&E Report of the Guiyang Integrated Water Resources Management Project (No.6) conditions, household annual income and expenditure, etc. 8.5.1 Household Population The 12 sample households have 52 persons in total, 25 women, accounting for 48%, a minority population of 0, and 40 laborers, accounting for 77%. 8.5.2 Housing Conditions The sample households have a total housing size of 11,251.8 m 2, and an average size per household of 187.53 m 2, all in masonry concrete structure. Their houses are of medium decoration, and provided with basic electric appliances and furniture. This subproject involves no HD. 8.5.3 Land Contracting The sample households have a total contracted land area of 87.36 mu, and a per capita contracted land area of 1.68 mu. The main crops are paddy rice, wheat and corn. 8.5.4 Annual Household Income and Expenditure The per capita income of the sample households in 2017 was 7,561.08 yuan, up 19.03% from 2016, including agricultural income of 1,650.38 yuan, up 9.08%; sideline income of 375.9 yuan, up 15.66%; employment income of 3,983.95 yuan, up 19.71%; wage income of 159.71 yuan, up 7.19%; and other income of 1,391.14 yuan, up 34.15%. The per capita expenditure of the sample households in 2017 was 4,600.91 yuan, with the top 3 being non-staple food expenses of 2,134.01 yuan, educational expenses of 772.13 yuan, and pesticide expenses of 571.66 yuan. The per capita net income of the sample households in 2017 was 6,775.36 yuan, up 21.14%. See the table below.

Table 8-7 Sampling Survey on Household Income and Expenditure of the Maozhulin Subproject Per capita Per capita Amount in Item income in income in YOY growth 2017 (yuan) 2017 (yuan) 2014 (yuan) Household gross income 393176.16 7561.08 6352 19.03% Agricultural income 85819.76 1650.38 1513 9.08% Employment income 207165.4 3983.95 3328 19.71% Wage income 8304.92 159.71 149 7.19% Sideline income 19546.8 375.9 325 15.66% Other income 72339.28 1391.14 1037 34.15% Household gross expenditure 239247.32 4600.91 4227 8.85% 1. Seed expenses 2869.36 55.18 52 6.12% 2. Pesticide and fertilizer expenses 29726.32 571.66 561 1.90% 3. Irrigation expenses 2351.96 45.23 42 7.69% 4. Mechanical operation expenses 5681 109.25 104 5.05% 5. Electricity expenses 1733.16 33.33 30 11.11% 6. Domestic water expenses 1170 22.5 20 12.51% 7. Communication expenses 3032.64 58.32 54 8.00% 8. Educational expenses 40150.76 772.13 743 3.92% 9. Medical expenses 17098.64 328.82 289 13.78% 10. Fuel expenses 8243.04 158.52 143 10.85% 11. Non-staple food expenses 110968.52 2134.01 1885 13.21% 12. Other expenses 16221.92 311.96 304 2.62% Net income 352318.72 6775.36 5593 21.14%

8.6 Jinjiaqing Subproject 48 households affected by LA in Jiagang and Pingba Villages, Yangchang Town were covered in the sampling survey, with a sampling rate of 44.04%. The survey mainly covers household population, housing conditions, household annual income and expenditure, etc. 8.6.1 Household Population The 48 sample households have 192 persons in total, all being agricultural population; 94 women, accounting for 49.50%; 127 laborers, accounting for 66%, including 57 female laborers; 37 supported/old people, accounting for 19.28%. and 40 students, accounting for 20.83%. 8.6.2 Housing Conditions The sample households have a total housing size of 9,962.34 m 2, and an average size per

44 External Resettlement M&E Report of the Guiyang Integrated Water Resources Management Project (No.6) household of 195.34 m 2. Their houses are of medium decoration, and provided with basic electric appliances and furniture. This subproject involves no HD. 8.6.3 Land Contracting The sample households have a total contracted land area of 168.3 mu, and a per capita contracted land area of 3.3 mu. The main crops are paddy rice, corn, rape, wheat and potato. 8.6.4 Annual Household Income and Expenditure The per capita income of the sample households in 2017 was 10,226.81 yuan, up 26.02% from 2016, including agricultural income of 3,264.88 yuan, up 1.52%; employment income of 4,554.54 yuan, up 15.13%; wage income of 276.12 yuan, up 9.57%; sideline income of 529.1 yuan, up 16.03%, and other income of 1,602.17 yuan, up 29.73%. The per capita expenditure of the sample households in 2017 was 6,862.83 yuan, with the top 3 being non-staple food expenses of 2,670.02 yuan, educational expenses of 1,417.33 yuan, and pesticide expenses of 1,287.45 yuan. The per capita net income of the sample households in 2017 was 8,569.98 yuan, up 13.15%, see the table below.

Table 8-8 Sampling Survey on Household Income and Expenditure of the Jinjiaqing Subproject Per capita Per capita Amount in Item income in income in YOY growth 2017 (yuan) 2017 (yuan) 2014 (yuan) Household gross income 1963547.52 10226.81 8115 26.02% Agricultural income 626856.96 3264.88 3216 1.52% Employment income 874471.68 4554.54 3956 15.13% Wage income 53015.04 276.12 252 9.57% Sideline income 101587.2 529.1 456 16.03% Other income 307616.64 1602.17 1235 29.73% Household gross expenditure 1317663.36 6862.83 6139 11.79% 1. Seed expenses 32576.64 169.67 159 6.71% 2. Pesticide and fertilizer expenses 247190.4 1287.45 1245 3.41% 3. Irrigation expenses 20574.72 107.16 103 4.04% 4. Mechanical operation expenses 6725.76 35.03 34 3.03% 5. Electricity expenses 7839.36 40.83 35 16.67% 6. Domestic water expenses 3962.88 20.64 17 21.43% 7. Communication expenses 15763.2 82.1 85 -3.41% 8. Educational expenses 272127.36 1417.33 1339 5.85% 9. Medical expenses 28540.8 148.65 96 54.84% 10. Fuel expenses 71750.4 373.7 342 9.27% 11. Non-staple food expenses 512643.84 2670.02 2457 8.67% 12. Other expenses 97968 510.25 386 32.19% Net income 1645436.16 8569.98 7574 13.15%

45 External Resettlement M&E Report of the Guiyang Integrated Water Resources Management Project (No.6)

9 EMDP Implementation Monitoring and Evaluation 9.1 Overview In the area affected by the LA for 6 subprojects, no subprojects involve minority population affected by LA. The project area has a total beneficiary population of 175,408, including a minority population of 16,636, accounting for 9.48%.

In the area affected by the 6 subprojects, the affected minority persons enjoy the same social and economic status as the local Han people, and different ethnic groups are intermarried and all communicated in Chinese. The affected minority persons show no different from the local Han people except ethnic festivals, enjoy the same entitlement to compensation as the local Han people in the Project, and have priority in employment and skills training under the Project. 9.1.1 Liaojiuzhai Subproject The Liaojiuzhai Subproject aims to meet irrigation water demand in 7 groups of Shiqiao Village, and supply drinking and ecological water, benefiting 1,211 persons, including a minority population of 10, accounting for 0.83%. There is no minority in the area affected by LA for this subproject. 9.1.2 Jiancaogou Subproject The Jiancaogou Subproject includes urban water supply and farmland irrigation, and will serve a population of about 35,000 in and around the county town, and 500 mu of farmland, including a minority population of 1,855, accounting for 5.3%. There is no minority in the area affected by LA for this subproject. 9.1.3 Jinlong Subproject This subproject will improve farmland irrigation, solve the drinking problem, and supply water to the county town. This subproject doesn’t involve any minority population affected by LA. 9.1.4 Bai’an River Subproject This Bai’an River Subproject will meet urban drinking water and downstream ecological water demand, benefiting 121,100 persons, in which minority population accounts for 10%. This subproject doesn’t involve any minority population affected by LA. 9.1.5 Maozhulin Subproject The Maozhulin Subproject aims to supply domestic water supply to 2,890 persons in and around Longshui Xiang, and improves downstream farmland irrigation. This subproject doesn’t involve any minority population affected by LA. 9.1.6 Jinjiaqing Subproject This subproject will improve urban water supply to Yangchang Town, and the irrigation of 3,550 mu of downstream farmland. Yangchang Town has a population of 15,207, including a minority population of 2,661. This subproject doesn ’t involve any minority population affected by LA.

9.2 EMDP Implementation M&E According to the survey, there is a small minority population in the project area, and there is almost no negative impact on minority population, which will benefit greatly from the Project from domestic and irrigation water supply. 1) Protecting local minority population from construction impacts As of February 2018, no dispute over construction had been received. Non-horning signs had been set up near villages, sprinkling vehicles were available at most construction sites, and construction and domestic waste was transferred by well-covered trucks to designates for land-filling. Construction had no environmental impact. The construction staff respected local customs. However, safety facilities were inadequate on most construction sites. 2) Offering special training courses for minority officials Guizhou is a province with a large minority population, and minority officials are a bridge for better communication between the government and minority population. In June 2016, the Wudang District Ethnic Affairs Bureau organized a special training course for minority officials to improve their overall hands-on capacity. 3) Improving irrigation conditions All the 6 subprojects will improve local farmland irrigation and cultivation conditions. 4) Improving the living environment Local environmental protection is relatively backward and local residents’ environmental awareness is relatively weak. After the completion of the Project, ecological measures will be taken to protect vegetation and improve local infrastructure, so that solid waste and wastewater will be

46 External Resettlement M&E Report of the Guiyang Integrated Water Resources Management Project (No.6) collected centrally, thereby improving the living environment and promoting physical health. 5) Labor skills training for minority population Labor skills training will play an active role in improving local residents’ knowledge level and skills, and is a priority for local agencies concerned. In April 2017, Miao embroidery training was offered in Huaxi District to generate more job opportunities for minority residents, and preserve and develop minority culture. In May 2017, cooking training for rural minority residents was offered in Kaiyang County in conjunction with rural tourism development. There are also many other labor skills training courses in the subproject area, covering forest and fruit cultivation, farm machinery repair, beauty care, hairdressing, etc., generating excellent economic and social benefits. 9.2.1 Liaojiuzhai and Jiancaogou Subprojects In January 2017, county leaders sent subsidies of 100,000 yuan to 10 poor female cancer patients, 10,000 yuan per capita. the Xifeng County Ethnic and Religious Affairs Bureau held an FGD with 6 minority poor households in Shiqiao Village to learn their basic information and needs. Later, 10,000 yuan was offered to help them purchase means of production for the purpose of poverty reducton.

Figure 9-1 Photo of Rescue In March 2017, the Xifeng County Women’s Federation distributed consolation goods worth over 50,000 yuan to over 1,700 female workers. 9.2.2 Jinlong Subproject In November 2017, the Xiuwen County Women’s Federation offered Miao embroidery training to women in Longwo Village, Liuguang Town.

Figure 9-2 Photo of Training

47 External Resettlement M&E Report of the Guiyang Integrated Water Resources Management Project (No.6)

In May 2017, the Xiuwen County Women’s Federation organized a kiwi pollination skill contest in Pingtan Village, Gubao Xiang, with 40 participants.

Figure 9-3 Photo of Contest

9.2.3 Bai’an River and Maozhulin Subprojects In July 2017, the Kaiyang County Women’s Federation offered one-day e-commerce training to nearly 200 women at Kaiyang No.2 High School. In December 2017, the closing ceremony of 3-month poverty reduction skill training for women was held in Jiuchang Village, Gaozhai Miao-Buyi Xiang. Most trainees had mastered glove making skills, and 13 trainees became technical backbone.

Figure 9-4 Photo of Training

9.2.4 Jinjiaqing Subproject In 2017, 2,812 trainees were trained on vocational skills through 70 sessions, accounting for 104% of the annual target, and 507 trainees were certified. This training was offered based on market demand in diverse modes to help more laborers get employed.

48 External Resettlement M&E Report of the Guiyang Integrated Water Resources Management Project (No.6) 10 Conclusions and Recommendations of Social Safeguards M&E

10.1 Conclusions 10.1.1 Resettlement has been largely completed, and some subprojects are behind schedule. The civil works of Jinlong and Maozhulin Subproject almost completed in end of 2018. 10.1.2 Most outstanding issues have been solved. Maozhulin Subproject : Two households in Heping Village did not entered into LA agreements due to land ownership disputes in 2015, and agree to deposit the LA compensation with the township government temporarily. As of February 2018, the LA compensation had been paid. See Appendix 2. Jinlong Subproject : The 15.835 mu of collective barren hill acquired in 2014 is located on the boundary between Xinzhai and Xiaoshan Villages. LA compensation have shared equally by the two villages. See Appendix 1. Jinlong Subproject : In 2014, the compensation for about 260 trees of Zhang Guixiang, a villager in Xinzhai Village because the Xiuwen County Government was short of funds. In 2015, the government wanted to compensate for such trees at the rate for young trees, but Zhang Guixiang did not agree and insisted that such trees should be compensated for at the rate for adult trees. As of end of 2018, negotiation was underway. It’s heard has been resolved. Will further confirm it during the supplementary survey. See Table 10-1 for details. 10.1.3 Pending issue Compensation Rates: The compensation standard for the Maozhulin Reservoir in Kaiyang County was 17,000 in agreed RPs, and the actual compensation paid to the villagers is only 15,000 yuan/mu. The insufficient part is being paying to the villagers. The progress will be monitored and analyzed in next M&E report.

10.2 Suggestions 10.2.1 Solve outstanding issues arising from LA and HD timely. 10.2.2 The local PMOs should solve the outstanding compensation rates issues arising from LA and HD in some subprojects (Maozhulin and Kaiyang).

49 External Resettlement M&E Report of the Guiyang Integrated Water Resources Management Project (No.6) Table 10-1: Monitoring on the Pending Issues Reply by PMO on No. Subproject Issue mentioned in previous M&E reports Action required by the PMO/IA Progress completion time Information disclosure on resettlement and Conduct adequate community consultation to ensure As of end of Has been disclosed. Liaojiuzhai 1 entitlements is inadequate. all APs receive full and corr ect information on 2018 Subproject resettlement and entitlements. The 13.835 mu of land occupied for the The 13.835 mu of acquired collective barren hill is As of end of Resolved stockyard is identified to be owned by the located on the village boundary, pending further 2018 collectives of Xinzhai and Xiaoshan Villages, negotiation. and the compensation has not been paid. In 2014, the compensation for about 260 trees Negotiated As of end of LA compensation has been Jinlong of Zhang Guixiang, a villager in Xinzhai Vi llage 2018 shared equally by the two 2 Subproject because the Xiuwen County Government was villages. short of funds. In 2015, the government wanted to compensate for such trees at the rate for young tre es, but Zhang Guixiang did not agree and insisted that such trees should be compensated for at the rate for adult trees. Some APs do not h ave a good understanding Consult with the APs, distribute a translated version of As of Solved Bai’an River of resettlement policies, and disagree with the the entitlement matrix to them, explain the LA December 3 Subproject deduction of insurance premiums fro m the LA disbursement procedur e, and record the consultation 2015 compensation. process and results. Due t o limited funds, only part of land has As of November 2015, LA in the reservoir and junction As of Solved been acquired in Heping Village, while some areas had been largely completed, with 78.87 mu of December land in the inundated area has not been cultivated land and 21.24 mu of woodland acquired in 2015 acquired. Villagers are dissatisfied about this. total, affecting 34 households with 132 persons, for which 3,012,181 yuan had been paid in compensation. Two AHs had not entered into LA compensation agreements, and were to enter into agreements in Maozhulin 4 December 2015 , while the compensation for the other Subproject AHs had been paid directly. It was mentioned in the previous report that the fa rming road was blocked for dam construction. The APs have agreed to use another road, and the contractor has promised to restore the blocked road to the original condition after the completion of construction. The RP and the e ntitlement matrix have not Hold a consultation meeting with the AHs to disclose As of Solved 50 External Resettlement M&E Report of the Guiyang Integrated Water Resources Management Project (No.6) Reply by PMO on No. Subproject Issue mentioned in previous M&E reports Action required by the PMO/IA Progress completion time been disclosed formally key points of the RP. September Translate the RP and the entitlement matrix into the 2015 local language, and distribute them to the AHs. The construction team blocked the main It was mentioned in the previous report that the As of Solved access road of the village for construction con struction team blocked the main access road of the December purposes, so that affected villagers had to take village for construction purposes, so that affected 2015 a long detour and expressed a strong villagers had to take a long detour. In March 2015, the grievance. construction of this road was completed, and the former muddy path was turned into a cement road, providing greater traffic convenience to villagers . As of December 2015, no grievance had been received. Some of temporarily occupied land will be Except that the temporarily occupied land of one As of Solved Jinjiaqing turned into permanently acquired land . The household is compensated for permanently acqui red December 5 Subproject government is willing to compensate for the land, because the temporarily occupied land could not 2015 land at the location-based land price of 30,000 be restored, the remaining temporarily occupied la nd yuan/mu, but excluding compensation for will still be compensated for as temporarily occupied temporary o ccupation. Both sides have not land , and the compensation had been paid by the end reached an agreement. of 2015. As of December 2015, no grievance had been received. The land in the inundated area has not been The fund shortage problem mentioned in the previous As of April As of February 2018, the LA acquired due to fund shortage. report had been partly solved as of December 2015, 2016 co mpensation had been fully and the balance of the LA compensation had been paid. available successively by early 2016. Jinlong Subproject In 2014, the compensation for about 260 trees of As of end of It’s heard has be en resolved. Zhang Guixiang, a villager in Xinzhai Vil lage was not 2018 Will further confirm it during paid because the Xiuwen County Government was the supplementary survey. short of funds. In 2015, the government wanted to 6 GRM compensate for such trees at the rate for young trees, but Zhang Guixiang did not agree and insisted that such trees should be compensated for at t he rate for adult trees. As of February 2018, negotiation was underway.

51 External Resettlement M&E Report of the Guiyang Integrated Water Resources Management Project (No.6) Appendix 1 Report on Zhang Guixiang’s Appeal in the Jinlong Subproject, and Consultation Records of Xinzhai and Xiaoshan Villages

52 External Resettlement M&E Report of the Guiyang Integrated Water Resources Management Project (No.6) Appendix 2 LA Certificate and Payment Voucher of Heping Village in the Maozhulin Subproject

53 External Resettlement M&E Report of the Guiyang Integrated Water Resources Management Project (No.6) Appendix 3 Production Resettlement Agreement and LA Compensation Procedure of the Jinjiaqing Subproject

54 External Resettlement M&E Report of the Guiyang Integrated Water Resources Management Project (No.6) Appendix 4 Interview Minutes of the Wudang District Resettlement Bureau

Date January 26, 2018 Venue Wudang District Resettlement Bureau Organizer Wudang District Water Resources Bureau Participants Members of the resettlement bureau, staff of the PMO, and task force Topic LA compensation and Resettlement plan implementation progress 1) LA compensation documents and disbursement; 2) 23,499,760 yuan in compensation has been actually disbursed; 3) Discussion of the current situation and outstanding issues of the Jinjiaqing Subproject

Key points and results

55