League Tables Q1 2020 Q1 2020

ASIA PACIFIC CAPITAL MARKETS LEAGUE TABLES Q1 2020 Q1 2020

MANAGER RANKINGS ASIA PACIFIC CAPITAL MARKETS

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DATA SUBMISSIONS AND QUERIES

Contact Phone Email Equities Irene Huang +86 21 6104 3057 [email protected]

Fixed Income Dave Lin +852 2974 3196 [email protected]

Loans Soomi Oh +65 6231 3428 [email protected]

APAC League Zhen Hao Toh +65 6212 1123 [email protected]

Asia ex-Japan G3 Currency Bonds: Industry Breakdown Asia Pacific Fixed Income 14%

10% Asia ex-Japan G3 Currency Bonds 58% Q1 2020 Q1 2019 13%

Mkt Volume (USD Deal Prev Prev Mkt Mkt Share Firm Rank Share(%) Mln) Count Rank Share(%) Chg(%) HSBC 1 6.347 5,436 70 1 10.849 -4.502 Citi 2 5.934 5,083 44 3 5.092 0.842 Financials 58% Standard Chartered Bank 3 5.620 4,813 53 2 5.238 0.382 Government 13% UBS 4 5.248 4,495 40 4 4.314 0.934 Industrials 10% Bank of China 5 4.382 3,753 54 5 4.232 0.150 Energy 5% Credit Suisse 6 4.264 3,652 43 12 2.718 1.546 Others 14% BofA Securities 7 3.085 2,643 21 21 1.891 1.194 DBS Group 8 3.051 2,614 40 13 2.403 0.648 Barclays 9 3.009 2,577 36 20 1.924 1.085 Asia ex-Japan G3 Currency Bonds: Manager Rankings Deutsche Bank 10 2.880 2,467 22 8 3.308 -0.428 History BNP Paribas 11 2.777 2,379 29 19 1.927 0.850 Credit Agricole CIB 12 2.717 2,327 26 11 2.798 -0.081 2020 2019 2018 15 JP Morgan 13 2.714 2,325 26 7 3.530 -0.816 Industrial & Comm Bank of 14 2.352 2,015 37 23 1.741 0.611 )

% 10 ( China e r a h S

Goldman Sachs 15 2.271 1,945 26 9 3.030 -0.759 t e k r Haitong Securities 16 2.223 1,904 48 6 3.936 -1.713 a 5 M China Citic Bank 17 2.196 1,881 40 14 2.401 -0.205 Guotai Junan Securities 18 2.156 1,847 51 17 2.232 -0.076 0 ti k a e C i n S n s Morgan Stanley 19 2.030 1,739 19 15 2.352 -0.322 B C a B i s S B U h i H C u d f S re o it e k d China Construction Bank 20 1.938 1,660 36 25 1.599 0.339 rt n e a a r h B C C rd a TOTAL 100% 85,656 199 100% d n ta S

This table consists of debt & preferred securities issued by Asia excluding Japan issuers and denominated in USD, EUR or JPY. This excludes asset-backed securities, bonds with warrants, certificates of deposit, china commercial paper, convertible securities, credit-linked notes and supranational issuers. There is a minimum threshold of 18 months for maturities and USD 100MM minimum amount. Please see League Table Standards and Guidelines for further details.

Bloomberg League Table Reports Page 1 Bloomberg APAC Capital Markets | Q1 2020

Asia ex-Japan G3 Currency Bonds APAC ex-Japan G3 Currency Bonds Q1 2020 Q1 2019 Q1 2020 Q1 2019

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) HSBC 1 6.347 5,436 70 1 10.849 -4.502 Citi 1 7.687 7,663 56 2 6.586 1.101 Citi 2 5.934 5,083 44 3 5.092 0.842 HSBC 2 7.030 7,009 78 1 10.466 -3.436 Standard Chartered Bank 3 5.620 4,813 53 2 5.238 0.382 Standard Chartered Bank 3 4.828 4,813 53 4 4.273 0.555 UBS 4 5.248 4,495 40 4 4.314 0.934 UBS 4 4.810 4,795 41 5 4.240 0.570 Bank of China 5 4.382 3,753 54 5 4.232 0.150 BofA Securities 5 4.137 4,124 28 11 2.713 1.424 Credit Suisse 6 4.264 3,652 43 12 2.718 1.546 Bank of China 6 3.765 3,753 54 6 3.452 0.313 BofA Securities 7 3.085 2,643 21 21 1.891 1.194 Credit Suisse 7 3.664 3,652 43 12 2.669 0.995 DBS Group 8 3.051 2,614 40 13 2.403 0.648 JP Morgan 8 3.147 3,138 31 3 4.372 -1.225 Barclays 9 3.009 2,577 36 20 1.924 1.085 Goldman Sachs 9 2.632 2,624 29 10 2.911 -0.279 Deutsche Bank 10 2.880 2,467 22 8 3.308 -0.428 DBS Group 10 2.622 2,614 40 17 1.961 0.661 BNP Paribas 11 2.777 2,379 29 19 1.927 0.850 Barclays 11 2.585 2,577 36 16 2.211 0.374 Credit Agricole CIB 12 2.717 2,327 26 11 2.798 -0.081 BNP Paribas 12 2.567 2,559 30 15 2.345 0.222 JP Morgan 13 2.714 2,325 26 7 3.530 -0.816 Deutsche Bank 13 2.474 2,467 22 7 3.378 -0.904 Industrial & Comm Bank of China 14 2.352 2,015 37 23 1.741 0.611 Morgan Stanley 14 2.376 2,369 22 9 2.979 -0.603 Goldman Sachs 15 2.271 1,945 26 9 3.030 -0.759 Credit Agricole CIB 15 2.334 2,327 26 14 2.383 -0.049 Haitong Securities 16 2.223 1,904 48 6 3.936 -1.713 Industrial & Comm Bank of China 16 2.021 2,015 37 24 1.421 0.600 China Citic Bank 17 2.196 1,881 40 14 2.401 -0.205 Haitong Securities 17 1.910 1,904 48 8 3.211 -1.301 Guotai Junan Securities 18 2.156 1,847 51 17 2.232 -0.076 China Citic Bank 18 1.887 1,881 40 18 1.959 -0.072 Morgan Stanley 19 2.030 1,739 19 15 2.352 -0.322 Guotai Junan Securities 19 1.852 1,847 51 21 1.821 0.031 China Construction Bank 20 1.938 1,660 36 25 1.599 0.339 Mizuho Financial 20 1.704 1,699 25 13 2.625 -0.921 TOTAL 100% 85,656 199 100% TOTAL 100% 99,693 218 100%

Asia ex-Japan G3 Corporate High Yield Bonds Asia ex-Japan G3 Investment Grade Bonds Q1 2020 Q1 2019 Q1 2020 Q1 2019

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Credit Suisse 1 10.781 2,437 26 2 7.074 3.707 Citi 1 8.059 4,196 34 2 7.253 0.806 UBS 2 8.736 1,975 21 5 5.660 3.076 HSBC 2 7.903 4,115 47 1 12.598 -4.695 BofA Securities 3 6.297 1,423 8 23 1.231 5.066 Standard Chartered Bank 3 5.849 3,045 35 3 5.726 0.123 Haitong Securities 4 6.220 1,406 32 1 9.500 -3.280 Bank of China 4 4.810 2,504 37 4 4.604 0.206 TF International 5 5.965 1,348 8 - - 5.965 DBS Group 5 4.048 2,108 30 7 3.413 0.635 HSBC 6 4.040 913 17 6 5.573 -1.533 Credit Agricole CIB 6 3.812 1,984 24 5 4.410 -0.598 Guotai Junan Securities 7 3.845 869 24 7 4.968 -1.123 Goldman Sachs 7 3.325 1,731 22 11 2.976 0.349 China Citic Bank 8 3.814 862 15 4 6.085 -2.271 Industrial & Comm Bank of China 8 3.029 1,577 32 15 2.185 0.844 Barclays 9 3.774 853 18 32 0.669 3.105 UBS 9 2.913 1,516 12 9 3.204 -0.291 Deutsche Bank 10 3.439 777 14 8 4.386 -0.947 BNP Paribas 10 2.884 1,501 18 13 2.654 0.230 Morgan Stanley 11 3.005 679 9 12 3.046 -0.041 Barclays 11 2.774 1,444 15 12 2.675 0.099 JP Morgan 12 3.000 678 11 15 2.832 0.168 JP Morgan 12 2.657 1,383 12 8 3.310 -0.653 China Construction Bank 13 2.706 612 14 30 0.778 1.928 Deutsche Bank 13 2.621 1,365 6 14 2.452 0.169 Bank of China 14 2.590 585 11 14 2.912 -0.322 Societe Generale 14 2.437 1,269 7 24 1.274 1.163 Standard Chartered Bank 15 2.352 532 9 13 2.949 -0.597 Mizuho Financial 15 2.361 1,229 20 6 4.333 -1.972 BNP Paribas 16 2.273 514 9 25 0.984 1.289 Bank of Communications 16 2.357 1,227 30 10 3.077 -0.720 Orient Securities 17 2.054 464 12 16 2.707 -0.653 BofA Securities 17 2.342 1,219 13 16 2.159 0.183 China Merchants Bank 18 1.939 438 15 11 3.256 -1.317 Bank Mandiri 18 2.330 1,213 7 30 0.816 1.514 CITIC Securities 19 1.843 417 9 17 2.205 -0.362 Mitsubishi UFJ Financial Group Inc 19 2.259 1,176 12 19 2.028 0.231 China Everbright Bank 20 1.388 314 4 3 6.237 -4.849 Morgan Stanley 20 2.035 1,060 10 18 2.055 -0.020 TOTAL 100% 22,605 65 100% TOTAL 100% 52,064 104 100%

Bloomberg League Table Reports Page 2 Bloomberg APAC Capital Markets | Q1 2020

APAC USD & EUR Currency Bonds Asia Bonds Q1 2020 Q1 2019 Q1 2020 Q1 2019

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Citi 1 8.190 9,563 63 2 7.336 0.854 CITIC Securities 1 4.788 19,826 208 3 3.589 1.199 HSBC 2 6.146 7,176 79 1 9.260 -3.114 China Securities 2 4.578 18,954 194 4 3.170 1.408 BofA Securities 3 5.221 6,096 38 7 3.681 1.540 Bank of China 3 4.058 16,800 154 1 5.320 -1.262 JP Morgan 4 4.404 5,142 38 3 5.142 -0.738 Industrial & Comm Bank of China 4 3.007 12,452 102 2 4.363 -1.356 Standard Chartered Bank 5 4.379 5,113 55 5 3.966 0.413 Guotai Junan Securities 5 2.907 12,035 165 5 3.064 -0.157 UBS 6 4.107 4,795 41 6 3.936 0.171 China Merchants Bank 6 2.845 11,780 137 15 1.957 0.888 Goldman Sachs 7 4.014 4,686 36 8 3.413 0.601 Haitong Securities 7 2.566 10,623 146 9 2.529 0.037 Bank of China 8 3.214 3,753 54 10 3.204 0.010 Industrial Bank 8 2.499 10,347 105 20 1.664 0.835 Credit Suisse 9 3.128 3,652 43 13 2.478 0.650 China Construction Bank 9 2.303 9,533 115 12 2.154 0.149 Morgan Stanley 10 3.099 3,619 24 4 4.202 -1.103 Mizuho Financial 10 2.198 9,100 155 11 2.213 -0.015 Barclays 11 3.004 3,507 40 15 2.285 0.719 Morgan Stanley 11 2.172 8,994 120 10 2.506 -0.334 Mitsubishi UFJ Financial Group Inc 12 2.729 3,187 20 9 3.259 -0.530 HSBC 12 2.075 8,593 110 7 2.701 -0.626 BNP Paribas 13 2.449 2,859 32 16 2.113 0.336 China Minsheng Banking Corp 13 2.072 8,579 96 8 2.623 -0.551 DBS Group 14 2.239 2,614 40 18 1.820 0.419 China International Capital Corp 14 2.057 8,518 98 6 3.015 -0.958 Mizuho Financial 15 2.219 2,591 30 17 1.867 0.352 Citi 15 2.032 8,413 75 17 1.785 0.247 Deutsche Bank 16 2.113 2,467 22 11 3.136 -1.023 China Citic Bank 16 1.929 7,987 112 25 1.303 0.626 Credit Agricole CIB 17 1.993 2,327 26 14 2.318 -0.325 Sumitomo Mitsui Financial 17 1.839 7,616 124 36 0.904 0.935 Industrial & Comm Bank of China 18 1.726 2,015 37 25 1.318 0.408 Daiwa Securities 18 1.782 7,380 107 23 1.371 0.411 Haitong Securities 19 1.631 1,904 48 12 2.980 -1.349 Shanghai Pudong Development Bank 19 1.729 7,160 84 19 1.744 -0.015 China Citic Bank 20 1.611 1,881 40 19 1.818 -0.207 Nomura 20 1.645 6,809 124 21 1.563 0.082 TOTAL 100% 116,763 234 100% TOTAL 100% 414,036 2,151 100%

Asia ex-Japan Bonds APAC Bonds Q1 2020 Q1 2019 Q1 2020 Q1 2019

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) CITIC Securities 1 5.462 19,826 208 3 3.977 1.485 CITIC Securities 1 4.424 19,826 208 3 3.239 1.185 China Securities 2 5.222 18,954 194 4 3.512 1.710 China Securities 2 4.230 18,954 194 5 2.860 1.370 Bank of China 3 4.629 16,800 154 1 5.895 -1.266 Bank of China 3 3.794 17,002 156 1 4.801 -1.007 Industrial & Comm Bank of China 4 3.431 12,452 102 2 4.835 -1.404 Industrial & Comm Bank of China 4 2.779 12,452 102 2 3.938 -1.159 Guotai Junan Securities 5 3.316 12,035 165 5 3.395 -0.079 Guotai Junan Securities 5 2.686 12,035 165 6 2.765 -0.079 China Merchants Bank 6 3.246 11,780 137 13 2.168 1.078 China Merchants Bank 6 2.629 11,780 137 18 1.766 0.863 Haitong Securities 7 2.927 10,623 146 9 2.802 0.125 Citi 7 2.598 11,643 89 11 2.270 0.328 Industrial Bank 8 2.851 10,347 105 17 1.844 1.007 HSBC 8 2.388 10,701 121 4 2.959 -0.571 China Construction Bank 9 2.627 9,533 115 10 2.387 0.240 Haitong Securities 9 2.371 10,623 146 10 2.282 0.089 China Minsheng Banking Corp 10 2.364 8,579 96 8 2.907 -0.543 Industrial Bank 10 2.309 10,347 105 22 1.502 0.807 China International Capital Corp 11 2.347 8,518 98 6 3.341 -0.994 Morgan Stanley 11 2.148 9,624 123 8 2.553 -0.405 HSBC 12 2.322 8,426 109 7 2.937 -0.615 China Construction Bank 12 2.128 9,533 115 14 1.944 0.184 China Citic Bank 13 2.201 7,987 112 21 1.444 0.757 Mizuho Financial 13 2.087 9,351 159 12 2.075 0.012 Shanghai Pudong Development Bank 14 1.973 7,160 84 15 1.933 0.040 China Minsheng Banking Corp 14 1.915 8,579 96 9 2.367 -0.452 Bank of Communications 15 1.763 6,400 90 12 2.234 -0.471 China International Capital Corp 15 1.901 8,518 98 7 2.721 -0.820 Citi 16 1.759 6,385 66 19 1.559 0.200 China Citic Bank 16 1.783 7,987 112 28 1.176 0.607 Agricultural Bank of China 17 1.695 6,153 73 14 2.146 -0.451 Sumitomo Mitsui Financial 17 1.735 7,774 127 39 0.922 0.813 China Everbright Bank 18 1.670 6,060 63 23 1.323 0.347 Daiwa Securities 18 1.689 7,569 110 25 1.334 0.355 Standard Chartered Bank 19 1.631 5,921 69 16 1.913 -0.282 BofA Securities 19 1.665 7,461 51 38 0.944 0.721 Ping An Insurance Group 20 1.581 5,739 51 26 1.060 0.521 Shanghai Pudong Development Bank 20 1.598 7,160 84 21 1.574 0.024 TOTAL 100% 362,955 1,936 100% TOTAL 100% 448,096 2,225 100%

Bloomberg League Table Reports Page 3 Bloomberg APAC Capital Markets | Q1 2020

Asia ex-Japan Local Currency Bonds Asia ex-Japan & China Local Currency Bonds Q1 2020 Q1 2019 Q1 2020 Q1 2019

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) CITIC Securities 1 6.230 19,049 182 3 4.372 1.858 Axis Bank Ltd 1 7.133 4,122 56 1 10.339 -3.206 China Securities 2 6.170 18,866 188 4 4.269 1.901 HSBC 2 6.324 3,654 52 6 4.113 2.211 Bank of China 3 4.789 14,642 117 1 6.276 -1.487 KB Financial Group Inc 3 5.590 3,230 77 4 4.449 1.141 Industrial Bank 4 4.043 12,362 118 12 2.604 1.439 NH Investment & Securities Co Ltd 4 5.179 2,993 66 7 4.069 1.110 China Merchants Bank 5 3.820 11,679 108 13 2.361 1.459 CIMB 5 4.125 2,384 69 10 2.711 1.414 Industrial & Comm Bank of China 6 3.547 10,846 68 2 5.413 -1.866 ICICI 6 3.984 2,302 80 2 6.555 -2.571 Guotai Junan Securities 7 3.512 10,737 123 7 3.330 0.182 HDFC Bank 7 3.353 1,937 55 9 3.167 0.186 China Minsheng Banking Corp 8 3.116 9,529 85 6 3.398 -0.282 DBS Group 8 3.093 1,787 26 11 2.194 0.899 Haitong Securities 9 2.898 8,862 100 14 2.298 0.600 Korea Investment & Securities Co 9 3.050 1,762 51 14 1.776 1.274 China Construction Bank 10 2.818 8,615 88 8 2.963 -0.145 Mirae Asset Daewoo Co Ltd 10 2.525 1,459 37 22 1.311 1.214 China Citic Bank 11 2.566 7,846 92 20 1.508 1.058 Standard Chartered Bank 11 2.092 1,209 21 3 4.685 -2.593 China International Capital Corp 12 2.547 7,787 74 5 3.610 -1.063 SK Securities 12 1.890 1,092 20 28 1.019 0.871 Shanghai Pudong Development Bank 13 2.514 7,687 75 11 2.710 -0.196 Credit Agricole CIB 13 1.738 1,004 19 24 1.161 0.577 Agricultural Bank of China 14 2.263 6,919 59 9 2.797 -0.534 Mizuho Financial 14 1.718 993 14 19 1.419 0.299 Ping An Insurance Group 15 1.912 5,847 52 24 1.272 0.640 United Overseas Bank 15 1.714 990 26 12 1.867 -0.153 China Everbright Bank 16 1.897 5,802 48 21 1.493 0.404 ICICI Securities Primary Dealership Ltd 16 1.523 880 63 26 1.082 0.441 Huatai Securities 17 1.842 5,632 61 26 1.152 0.690 Oversea-Chinese Banking Corp 17 1.519 878 26 17 1.581 -0.062 Bank of Communications 18 1.753 5,361 58 15 2.285 -0.532 AK Capital Services 18 1.490 861 78 16 1.685 -0.195 HSBC 19 1.552 4,745 65 19 1.531 0.021 Bangkok Bank PCL 19 1.404 811 26 15 1.760 -0.356 China Development Bank 20 1.485 4,540 54 27 1.104 0.381 AmInvestment Bank Bhd 20 1.327 767 25 27 1.022 0.305 TOTAL 100% 305,759 2,079 100% TOTAL 100% 57,784 799 100%

ASEAN Local Currency Bonds Offshore China Bonds Q1 2020 Q1 2019 Q1 2020 Q1 2019

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) CIMB 1 14.528 2,384 69 2 9.818 4.710 Bank of China 1 6.507 3,606 53 4 5.042 1.465 DBS Group 2 7.387 1,212 20 6 6.484 0.903 UBS 2 5.425 3,006 26 5 4.216 1.209 United Overseas Bank 3 5.737 941 24 3 6.815 -1.078 Credit Suisse 3 4.892 2,711 33 10 3.337 1.555 HSBC 4 5.207 854 2 12 3.328 1.879 HSBC 4 4.304 2,385 45 1 6.512 -2.208 Bangkok Bank PCL 5 4.946 811 26 5 6.501 -1.555 Industrial & Comm Bank of China 5 3.894 2,158 38 17 2.528 1.366 AmInvestment Bank Bhd 6 4.672 767 25 11 3.774 0.898 Standard Chartered Bank 6 3.610 2,001 29 11 3.139 0.471 Maybank 7 4.655 764 56 1 12.326 -7.671 BofA Securities 7 3.608 1,999 14 27 1.244 2.364 RHB 8 4.206 690 64 13 2.807 1.399 Haitong Securities 8 3.436 1,904 48 2 6.316 -2.880 Standard Chartered Bank 9 4.147 680 10 7 5.482 -1.335 China Citic Bank 9 3.394 1,881 40 7 3.646 -0.252 Bank of Philippine Islands 10 3.456 567 6 27 0.421 3.035 Guotai Junan Securities 10 3.263 1,808 50 8 3.492 -0.229 Kasikornbank PCL 11 3.408 559 28 4 6.795 -3.387 Bank of Communications 11 3.043 1,686 39 3 5.840 -2.797 Kenanga Investment Bank Bhd 12 3.337 547 39 17 1.560 1.777 Credit Agricole CIB 12 2.723 1,509 19 13 3.082 -0.359 Oversea-Chinese Banking Corp 13 3.060 502 23 10 4.900 -1.840 DBS Group 13 2.521 1,397 29 19 2.204 0.317 Krung Thai Bank 14 2.916 478 11 8 5.243 -2.327 TF International 14 2.493 1,382 9 - - 2.493 Hong Leong Financial Group Bhd 15 2.449 402 7 20 0.888 1.561 Barclays 15 2.456 1,361 24 37 0.626 1.830 Bank of Ayudhya PCL 16 2.367 388 7 14 2.629 -0.262 China Construction Bank 16 2.373 1,315 37 18 2.369 0.004 ING Groep 17 2.197 360 2 19 0.984 1.213 China Merchants Bank 17 2.301 1,275 41 16 2.566 -0.265 Government Savings Bank 18 1.864 306 2 35 0.261 1.603 CITIC Securities 18 2.230 1,236 30 24 1.536 0.694 Phatra Securities PCL 19 1.549 254 12 15 2.437 -0.888 Deutsche Bank 19 2.163 1,199 13 12 3.127 -0.964 Bank Mandiri 20 1.341 220 27 21 0.870 0.471 Citi 20 2.111 1,170 14 29 1.050 1.061 TOTAL 100% 16,407 277 100% TOTAL 100% 55,416 137 100%

Bloomberg League Table Reports Page 4 Bloomberg APAC Capital Markets | Q1 2020

APAC Equity, Equity Linked & Rights: Industry Breakdown Asia Pacific Equity 7% 8% 22%

8% APAC Equity, Equity Linked & Rights 10% 22% Q1 2020 Q1 2019 10% Mkt Volume (USD Deal Prev Prev Mkt Mkt Share 12% Firm Rank Share(%) Mln) Count Rank Share(%) Chg(%) China International Capital 1 9.116 4,743 26 8 4.599 4.517 Corp Consumer Discretionary 22% Morgan Stanley 2 8.701 4,527 20 3 7.299 1.402 Financials 22% China Securities 3 7.862 4,090 11 4 6.083 1.779 Health Care 12% CITIC Securities 4 7.727 4,020 16 2 7.667 0.060 Communications 10% Goldman Sachs 5 4.786 2,490 15 1 8.433 -3.647 Technology 10% Citi 6 4.142 2,155 13 6 4.946 -0.804 Consumer Staples 8% JP Morgan 7 3.954 2,057 14 14 2.212 1.742 Industrials 8% UBS 8 3.408 1,773 12 5 5.653 -2.245 Materials 7% Guotai Junan Securities 9 3.082 1,603 14 11 2.484 0.598 Others 1% HSBC 10 2.939 1,529 14 15 2.165 0.774 Industrial Securities 11 2.904 1,511 13 70 0.135 2.769 BofA Securities 12 2.822 1,468 11 10 2.877 -0.055 APAC Equity, Equity Linked & Rights: Manager Rankings Credit Suisse 13 2.757 1,434 12 13 2.299 0.458 History Sinolink Securities 14 1.656 862 6 66 0.148 1.508

Sumitomo Mitsui Financial 15 1.619 842 20 24 0.998 0.621 2020 2019 2018 China Merchants Securities 16 1.460 759 7 16 1.738 -0.278 10

Nomura 17 1.398 727 13 9 2.954 -1.556 8 ) %

Axis Bank Ltd 18 1.345 700 5 38 0.560 0.785 (

r 6 a

Huatai Securities 19 1.292 672 5 18 1.452 -0.160 h S

t e

k 4 Mizuho Financial 20 1.209 629 19 31 0.674 0.535 r a M TOTAL 100% 52,025 503 100% 2

0 This table consists of equity, equity-linked and rights offerings issued by Asia Pacific issuers. This excludes bonds with warrants, credit linked i rp y s s s it o le ie ie h C C n it it c l a r r a notes, reverse convertibles, and self-led offerings. There is a minimum threshold of 12 month minimum call, put & maturity periods. Please see a t u u S it S c c n p n e e a a a S S C g a C m League Table Standards and Guidelines for further details. l r n I ld a o i IT o n M h G o C C ti a rn te n I a in h C

Bloomberg League Table Reports Page 5 Bloomberg APAC Capital Markets | Q1 2020

APAC Equity & Equity Linked APAC Equity Offerings Q1 2020 Q1 2019 Q1 2020 Q1 2019

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) China International Capital Corp 1 9.486 4,743 26 8 4.711 4.775 Morgan Stanley 1 9.920 4,040 18 1 11.087 -1.167 Morgan Stanley 2 9.054 4,527 20 3 7.477 1.577 China International Capital Corp 2 9.915 4,038 23 7 3.509 6.406 China Securities 3 8.052 4,026 10 4 6.231 1.821 China Securities 3 9.383 3,822 7 5 4.920 4.463 CITIC Securities 4 7.791 3,895 15 2 7.853 -0.062 CITIC Securities 4 8.547 3,481 12 3 6.382 2.165 Goldman Sachs 5 4.893 2,446 14 1 8.638 -3.745 Goldman Sachs 5 5.189 2,113 12 2 7.649 -2.460 Citi 6 4.310 2,155 13 7 4.898 -0.588 JP Morgan 6 4.085 1,664 11 20 1.145 2.940 JP Morgan 7 4.114 2,057 14 14 2.266 1.848 UBS 7 3.576 1,457 10 4 5.999 -2.423 UBS 8 3.546 1,773 12 5 5.791 -2.245 Citi 8 3.561 1,451 10 9 3.191 0.370 HSBC 9 3.026 1,513 13 15 2.218 0.808 HSBC 9 3.158 1,286 11 12 2.616 0.542 BofA Securities 10 2.936 1,468 11 10 2.947 -0.011 BofA Securities 10 2.693 1,097 10 13 2.597 0.096 Credit Suisse 11 2.868 1,434 12 13 2.355 0.513 Guotai Junan Securities 11 2.681 1,092 10 8 3.462 -0.781 Guotai Junan Securities 12 2.599 1,300 12 11 2.545 0.054 Credit Suisse 12 2.279 928 7 14 2.577 -0.298 Sinolink Securities 13 1.723 862 6 64 0.151 1.572 Sumitomo Mitsui Financial 13 2.068 842 20 16 1.604 0.464 Sumitomo Mitsui Financial 14 1.685 842 20 22 1.022 0.663 Sinolink Securities 14 1.944 792 4 58 0.237 1.707 China Merchants Securities 15 1.519 759 7 16 1.671 -0.152 Nomura 15 1.786 727 13 6 4.751 -2.965 Nomura 16 1.455 727 13 9 3.026 -1.571 Axis Bank Ltd 16 1.718 700 5 25 0.900 0.818 Axis Bank Ltd 17 1.399 700 5 36 0.574 0.825 Everbright Securities 17 1.225 499 10 41 0.465 0.760 Huatai Securities 18 1.344 672 5 17 1.487 -0.143 Mizuho Financial 18 1.188 484 16 21 1.083 0.105 Mizuho Financial 19 1.258 629 19 29 0.690 0.568 China Merchants Securities 19 1.103 449 5 18 1.473 -0.370 Everbright Securities 20 0.998 499 10 35 0.577 0.421 GF Securities 20 1.087 443 7 30 0.688 0.399 TOTAL 100% 49,997 483 100% TOTAL 100% 40,730 414 100%

APAC Equity Linked APAC ex-Japan Equity, Equity Linked & Rights Q1 2020 Q1 2019 Q1 2020 Q1 2019

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) China International Capital Corp 1 7.602 704 3 6 6.819 0.783 China International Capital Corp 1 9.653 4,743 26 8 4.947 4.706 Citi 2 7.600 704 3 5 7.894 -0.294 Morgan Stanley 2 8.773 4,310 16 3 7.092 1.681 Huatai Securities 3 6.535 606 3 9 3.709 2.826 China Securities 3 8.325 4,090 11 4 6.543 1.782 Credit Suisse 4 5.459 506 5 14 1.964 3.495 CITIC Securities 4 8.182 4,020 16 2 8.247 -0.065 Morgan Stanley 5 5.248 486 2 20 1.141 4.107 Goldman Sachs 5 4.922 2,419 14 1 8.991 -4.069 CITIC Securities 6 4.465 414 3 1 10.435 -5.970 Citi 6 4.386 2,155 13 6 5.321 -0.935 JP Morgan 7 4.240 393 3 8 4.233 0.007 JP Morgan 7 4.186 2,057 14 12 2.380 1.806 Shenwan Hongyuan Group 8 4.076 378 2 12 2.029 2.047 UBS 8 3.608 1,773 12 5 5.803 -2.195 BofA Securities 9 4.007 371 1 10 3.561 0.446 Guotai Junan Securities 9 3.264 1,603 14 10 2.672 0.592 Goldman Sachs 10 3.593 333 2 2 10.375 -6.782 HSBC 10 3.112 1,529 14 13 2.329 0.783 UBS 11 3.413 316 2 7 5.424 -2.011 Industrial Securities 11 3.074 1,511 13 67 0.145 2.929 China Merchants Securities 12 3.347 310 2 13 2.018 1.329 BofA Securities 12 2.930 1,440 10 9 3.095 -0.165 Dongya Qianhai Securities Co Ltd 13 3.041 282 1 - - 3.041 Credit Suisse 13 2.670 1,312 9 14 1.969 0.701 Bank of China 14 2.536 235 1 3 8.665 -6.129 Sinolink Securities 14 1.754 862 6 63 0.159 1.595 HSBC 15 2.442 226 2 17 1.520 0.922 China Merchants Securities 15 1.545 759 7 15 1.870 -0.325 Ping An Insurance Group 16 2.316 215 2 - - 2.316 Axis Bank Ltd 16 1.424 700 5 34 0.602 0.822 Guotai Junan Securities 17 2.239 207 2 24 0.935 1.304 Huatai Securities 17 1.368 672 5 17 1.562 -0.194 China Securities 18 2.203 204 3 4 8.531 -6.328 Everbright Securities 18 1.015 499 10 27 0.735 0.280 Guosen Securities 19 1.871 173 1 - - 1.871 Haitong Securities 19 0.959 471 15 16 1.582 -0.623 China Minzu Securities 20 1.846 171 1 35 0.326 1.520 GF Securities 20 0.901 443 7 20 1.232 -0.331 TOTAL 100% 9,267 69 100% TOTAL 100% 49,133 445 100%

Bloomberg League Table Reports Page 6 Bloomberg APAC Capital Markets | Q1 2020

APAC ex-Japan Equity, EQL & Rights ex-CH A Shrs APAC ex-Japan Equity & Equity Linked Q1 2020 Q1 2019 Q1 2020 Q1 2019

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Morgan Stanley 1 15.980 4,217 15 1 14.816 1.164 China International Capital Corp 1 10.068 4,743 26 8 5.077 4.991 Goldman Sachs 2 9.165 2,419 14 2 12.483 -3.318 Morgan Stanley 2 9.151 4,310 16 3 7.278 1.873 JP Morgan 3 7.795 2,057 14 6 4.972 2.823 China Securities 3 8.547 4,026 10 4 6.715 1.832 Citi 4 7.077 1,867 10 4 5.796 1.281 CITIC Securities 4 8.269 3,895 15 2 8.463 -0.194 UBS 5 6.718 1,773 12 5 5.512 1.206 Goldman Sachs 5 5.042 2,375 13 1 9.227 -4.185 HSBC 6 5.795 1,529 14 7 4.866 0.929 Citi 6 4.575 2,155 13 7 5.279 -0.704 BofA Securities 7 5.456 1,440 10 3 6.465 -1.009 JP Morgan 7 4.367 2,057 14 12 2.442 1.925 Credit Suisse 8 4.972 1,312 9 8 4.114 0.858 UBS 8 3.764 1,773 12 5 5.955 -2.191 China International Capital Corp 9 2.814 742 14 10 1.898 0.916 HSBC 9 3.211 1,513 13 13 2.390 0.821 Axis Bank Ltd 10 2.651 700 5 20 1.258 1.393 BofA Securities 10 3.057 1,440 10 9 3.176 -0.119 Haitong Securities 11 1.786 471 15 33 0.528 1.258 Credit Suisse 11 2.785 1,312 9 14 2.021 0.764 BNP Paribas 12 1.592 420 2 11 1.705 -0.113 Guotai Junan Securities 12 2.759 1,300 12 10 2.742 0.017 Kotak Mahindra Bank Ltd 13 1.453 383 3 9 2.619 -1.166 Sinolink Securities 13 1.829 862 6 61 0.163 1.666 Bangkok Bank PCL 14 1.440 380 1 34 0.511 0.929 China Merchants Securities 14 1.612 759 7 15 1.801 -0.189 Kasikornbank PCL 14 1.440 380 1 71 0.124 1.316 Axis Bank Ltd 15 1.485 700 5 32 0.618 0.867 Phatra Securities PCL 14 1.440 380 1 - - 1.440 Huatai Securities 16 1.427 672 5 16 1.603 -0.176 Macquarie 17 1.386 366 2 44 0.323 1.063 Everbright Securities 17 1.059 499 10 31 0.622 0.437 HDFC Bank 18 0.960 253 1 - - 0.960 Haitong Securities 18 1.001 471 15 38 0.511 0.490 China Merchants Bank 19 0.953 251 8 53 0.208 0.745 Industrial Securities 19 0.995 469 11 64 0.149 0.846 Nomura 20 0.882 233 1 43 0.335 0.547 GF Securities 20 0.940 443 7 21 0.967 -0.027 TOTAL 100% 26,387 336 100% TOTAL 100% 47,105 425 100%

APAC ex-Japan Equity Offerings APAC ex-Japan Equity Linked Q1 2020 Q1 2019 Q1 2020 Q1 2019

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) China International Capital Corp 1 10.606 4,038 23 6 3.957 6.649 China International Capital Corp 1 7.369 704 3 6 6.819 0.550 Morgan Stanley 2 10.044 3,824 14 1 11.221 -1.177 Citi 2 7.367 704 3 5 7.894 -0.527 China Securities 3 10.038 3,822 7 5 5.548 4.490 Huatai Securities 3 6.335 606 3 9 3.709 2.626 CITIC Securities 4 9.144 3,481 12 3 7.196 1.948 EASTMONEY 4 5.538 529 1 - - 5.538 Goldman Sachs 5 5.364 2,042 11 2 8.489 -3.125 Morgan Stanley 5 5.087 486 2 20 1.141 3.946 JP Morgan 6 4.370 1,664 11 17 1.291 3.079 Credit Suisse 6 4.341 415 3 14 1.964 2.377 UBS 7 3.825 1,457 10 4 6.296 -2.471 CITIC Securities 7 4.328 414 3 1 10.435 -6.107 Citi 8 3.810 1,451 10 8 3.598 0.212 JP Morgan 8 4.110 393 3 8 4.233 -0.123 HSBC 9 3.379 1,286 11 11 2.950 0.429 Shenwan Hongyuan Group 9 3.951 378 2 12 2.029 1.922 Guotai Junan Securities 10 2.868 1,092 10 7 3.904 -1.036 BofA Securities 10 3.884 371 1 10 3.561 0.323 BofA Securities 11 2.806 1,068 9 12 2.928 -0.122 Goldman Sachs 11 3.483 333 2 2 10.375 -6.892 Credit Suisse 12 2.356 897 6 14 2.058 0.298 UBS 12 3.308 316 2 7 5.424 -2.116 Sinolink Securities 13 2.080 792 4 55 0.268 1.812 China Merchants Securities 13 3.245 310 2 13 2.018 1.227 Axis Bank Ltd 14 1.837 700 5 21 1.015 0.822 Dongya Qianhai Securities Co Ltd 14 2.948 282 1 - - 2.948 Everbright Securities 15 1.310 499 10 37 0.524 0.786 Bank of China 15 2.458 235 1 3 8.665 -6.207 China Merchants Securities 16 1.180 449 5 15 1.661 -0.481 HSBC 16 2.367 226 2 17 1.520 0.847 GF Securities 17 1.162 443 7 26 0.776 0.386 Ping An Insurance Group 17 2.245 215 2 - - 2.245 Kotak Mahindra Bank Ltd 18 1.007 383 3 13 2.113 -1.106 Guotai Junan Securities 18 2.170 207 2 24 0.935 1.235 Bangkok Bank PCL 19 0.998 380 1 47 0.412 0.586 China Securities 19 2.135 204 3 4 8.531 -6.396 Kasikornbank PCL 19 0.998 380 1 79 0.100 0.898 Guosen Securities 20 1.814 173 1 - - 1.814 TOTAL 100% 38,075 359 100% TOTAL 100% 9,560 66 100%

Bloomberg League Table Reports Page 7 Bloomberg APAC Capital Markets | Q1 2020

Asia ex-Japan Equity, Equity Linked & Rights Asia ex-Japan Equity, EQL & Rights ex-CH A Shares Q1 2020 Q1 2019 Q1 2020 Q1 2019

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) China International Capital Corp 1 10.378 4,743 26 6 5.194 5.184 Morgan Stanley 1 18.369 4,217 15 1 15.975 2.394 Morgan Stanley 2 9.432 4,310 16 3 7.232 2.200 Citi 2 8.135 1,867 10 6 4.643 3.492 China Securities 3 8.950 4,090 11 4 6.869 2.081 Goldman Sachs 3 6.753 1,550 10 2 13.385 -6.632 CITIC Securities 4 8.796 4,020 16 2 8.658 0.138 HSBC 4 6.662 1,529 14 4 5.401 1.261 Citi 5 4.715 2,155 13 7 4.775 -0.060 JP Morgan 5 6.257 1,436 10 5 4.790 1.467 Guotai Junan Securities 6 3.509 1,603 14 10 2.805 0.704 BofA Securities 6 5.892 1,352 9 3 6.734 -0.842 Goldman Sachs 7 3.392 1,550 10 1 9.226 -5.834 Credit Suisse 7 5.715 1,312 9 7 4.338 1.377 HSBC 8 3.346 1,529 14 12 2.445 0.901 UBS 8 4.121 946 7 9 2.433 1.688 Industrial Securities 9 3.305 1,511 13 64 0.152 3.153 China International Capital Corp 9 3.234 742 14 10 2.106 1.128 JP Morgan 10 3.143 1,436 10 13 2.168 0.975 Axis Bank Ltd 10 3.048 700 5 19 1.397 1.651 BofA Securities 11 2.959 1,352 9 9 3.048 -0.089 Haitong Securities 11 2.053 471 15 33 0.586 1.467 Credit Suisse 12 2.871 1,312 9 14 1.964 0.907 BNP Paribas 12 1.830 420 2 11 1.892 -0.062 UBS 13 2.070 946 7 8 4.423 -2.353 Kotak Mahindra Bank Ltd 13 1.670 383 3 8 2.907 -1.237 Sinolink Securities 14 1.885 862 6 61 0.167 1.718 Bangkok Bank PCL 14 1.656 380 1 34 0.567 1.089 China Merchants Securities 15 1.662 759 7 15 1.963 -0.301 Kasikornbank PCL 14 1.656 380 1 64 0.138 1.518 Axis Bank Ltd 16 1.531 700 5 34 0.632 0.899 Phatra Securities PCL 14 1.656 380 1 - - 1.656 Huatai Securities 17 1.471 672 5 17 1.639 -0.168 HDFC Bank 17 1.104 253 1 - - 1.104 Everbright Securities 18 1.091 499 10 27 0.771 0.320 China Merchants Bank 18 1.095 251 8 49 0.231 0.864 Haitong Securities 19 1.031 471 15 16 1.661 -0.630 Nomura 19 1.013 233 1 41 0.372 0.641 GF Securities 20 0.968 443 7 20 1.293 -0.325 CITIC Securities 20 0.968 222 2 23 0.911 0.057 TOTAL 100% 45,701 348 100% TOTAL 100% 22,955 239 100%

Asia ex-Japan Equity & Equity Linked ASEAN Equity, Equity Linked & Rights Q1 2020 Q1 2019 Q1 2020 Q1 2019

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Mkt Volume (USD Deal Firm Rank Share(%) Mln) Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) China International Capital Corp 1 10.841 4,743 26 6 5.308 5.533 Morgan Stanley 2 9.853 4,310 16 3 7.392 2.461 UBS 1 14.373 424 2 2 9.685 4.688 China Securities 3 9.203 4,026 10 4 7.021 2.182 Credit Suisse 2 13.559 400 2 8 5.200 8.359 CITIC Securities 4 8.904 3,895 15 2 8.849 0.055 Bangkok Bank PCL 3 12.881 380 1 6 5.563 7.318 Citi 5 4.926 2,155 13 7 4.880 0.046 Kasikornbank PCL 3 12.881 380 1 19 1.349 11.532 Goldman Sachs 6 3.543 1,550 10 1 9.430 -5.887 Morgan Stanley 3 12.881 380 1 3 9.610 3.271 HSBC 7 3.458 1,513 13 12 2.499 0.959 Phatra Securities PCL 3 12.881 380 1 - - 12.881 JP Morgan 8 3.283 1,436 10 13 2.216 1.067 CIMB 7 3.328 98 3 1 14.930 -11.602 BofA Securities 9 3.091 1,352 9 9 3.116 -0.025 China International Capital Corp 8 2.169 64 2 - - 2.169 Credit Suisse 10 2.999 1,312 9 14 2.007 0.992 Oversea-Chinese Banking Corp 8 2.169 64 2 - - 2.169 Guotai Junan Securities 11 2.971 1,300 12 10 2.867 0.104 UOB Kay Hian Pvt Ltd 10 1.550 46 9 20 0.690 0.860 UBS 12 2.162 946 7 8 4.521 -2.359 Jasa Utama Capital PT 11 1.445 43 3 24 0.628 0.817 Sinolink Securities 13 1.970 862 6 61 0.170 1.800 Pacific Sekuritas Indonesia PT 12 1.215 36 1 - - 1.215 China Merchants Securities 14 1.736 759 7 15 1.883 -0.147 BofA Securities 13 0.678 20 1 - - 0.678 Axis Bank Ltd 15 1.599 700 5 32 0.646 0.953 DBS Group 13 0.678 20 1 4 8.390 -7.712 Huatai Securities 16 1.536 672 5 16 1.676 -0.140 Maybank 13 0.678 20 1 14 2.632 -1.954 Everbright Securities 17 1.140 499 10 31 0.650 0.490 Mercury Securities Sdn Bhd 16 0.462 14 6 23 0.662 -0.200 Haitong Securities 18 1.077 471 15 38 0.534 0.543 RHB 17 0.340 10 5 13 2.868 -2.528 Industrial Securities 19 1.072 469 11 64 0.156 0.916 Chuenman Securities Ltd 18 0.298 9 3 - - 0.298 GF Securities 20 1.012 443 7 21 1.011 0.001 First Fidelity Capital International Ltd 19 0.274 8 1 - - 0.274 TOTAL 100% 43,747 334 100% Lego Financial Group Investment Holdings 19 0.274 8 1 - - 0.274 Ltd TOTAL 100% 2,951 65 100%

Bloomberg League Table Reports Page 8 Bloomberg APAC Capital Markets | Q1 2020

APAC ex-Japan Loans (Mandated Lead Arranger): Asia Pacific Syndicated Loans Industry Breakdown

17%

8% APAC ex-Japan Loans (Mandated Lead Arranger) 45%

Q1 2020 Q1 2019 9%

Mkt Volume (USD Deal Prev Prev Mkt Mkt Share 10% Firm Rank Share(%) Mln) Count Rank Share(%) Chg(%) 12% Bank of China 1 13.711 10,641 97 1 15.569 -1.858 State Bank of India 2 4.375 3,395 16 3 3.871 0.504 Financials 45% HSBC 3 3.704 2,874 37 5 3.564 0.140 Industrials 12% Sumitomo Mitsui Financial 4 3.472 2,695 26 16 1.783 1.689 Energy 10% DBS Group 5 3.312 2,571 28 6 3.325 -0.013 Materials 9% Agricultural Bank of China 6 3.006 2,333 19 2 5.896 -2.890 Consumer Discretionary 8% KB Financial Group Inc 7 2.704 2,099 11 19 1.291 1.413 Others 17% Bank of Communications 8 2.525 1,960 20 4 3.731 -1.206 Standard Chartered Bank 9 2.484 1,928 27 10 2.381 0.103 Commonwealth Bank Australia 10 2.449 1,901 15 30 0.818 1.631 APAC ex-Japan Loans: Mandated Lead Arranger ANZ Banking Group 11 2.437 1,892 20 8 2.811 -0.374 Rankings History Industrial & Comm Bank of China 12 2.432 1,887 18 7 2.951 -0.519 Mizuho Financial 13 2.198 1,706 17 13 1.876 0.322 2020 2019 2018 20 Mitsubishi UFJ Financial Group Inc 14 2.188 1,698 19 17 1.559 0.629

China Construction Bank 15 1.919 1,489 20 12 2.007 -0.088 15 ) % ( China Citic Bank 16 1.836 1,425 10 28 0.893 0.943 e r a h

S 10

Korea Development Bank 17 1.752 1,360 13 15 1.820 -0.068 t e k r ICICI 18 1.736 1,347 16 99 0.108 1.628 a M Shanghai Pudong Development 19 1.678 1,303 13 45 0.534 1.144 5 Bank 0 a a l p a Oversea-Chinese Banking Corp 20 1.607 1,248 15 18 1.396 0.211 n i C ia u n i d B c o i h In S n r h C f H a G C f o in S f o k F o TOTAL 100% 77,609 287 100% k n i B k n a u D n a B ts a B i B te M l a ra t o u S m lt to u i ic m r u g This table consists of loans with a market of syndication in the APAC ex-Japan region. This excludes bilateral loans. Please see League Table S A Standards and Guidelines for further details.

Bloomberg League Table Reports Page 9 Bloomberg APAC Capital Markets | Q1 2020

APAC ex-Japan Loans (Bookrunner) APAC ex-Japan Loans (Mandated Lead Arranger) Q1 2020 Q1 2019 Q1 2020 Q1 2019

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Bank of China 1 15.872 9,449 69 1 17.717 -1.845 Bank of China 1 13.711 10,641 97 1 15.569 -1.858 Sumitomo Mitsui Financial 2 4.840 2,882 18 14 1.964 2.876 State Bank of India 2 4.375 3,395 16 3 3.871 0.504 Agricultural Bank of China 3 4.076 2,427 7 2 5.854 -1.778 HSBC 3 3.704 2,874 37 5 3.564 0.140 Mitsubishi UFJ Financial Group Inc 4 4.070 2,423 14 12 2.094 1.976 Sumitomo Mitsui Financial 4 3.472 2,695 26 16 1.783 1.689 HSBC 5 3.995 2,378 20 4 4.412 -0.417 DBS Group 5 3.312 2,571 28 6 3.325 -0.013 China Merchants Bank 6 3.975 2,367 8 52 0.371 3.604 Agricultural Bank of China 6 3.006 2,333 19 2 5.896 -2.890 Industrial & Comm Bank of China 7 3.623 2,157 9 7 3.221 0.402 KB Financial Group Inc 7 2.704 2,099 11 19 1.291 1.413 DBS Group 8 3.448 2,053 17 9 2.362 1.086 Bank of Communications 8 2.525 1,960 20 4 3.731 -1.206 Standard Chartered Bank 9 3.308 1,969 20 5 3.921 -0.613 Standard Chartered Bank 9 2.484 1,928 27 10 2.381 0.103 State Bank of India 10 3.241 1,929 9 3 4.426 -1.185 Commonwealth Bank Australia 10 2.449 1,901 15 30 0.818 1.631 CTBC Financial Holding 11 2.746 1,635 6 44 0.508 2.238 ANZ Banking Group 11 2.437 1,892 20 8 2.811 -0.374 ANZ Banking Group 12 2.727 1,624 12 6 3.358 -0.631 Industrial & Comm Bank of China 12 2.432 1,887 18 7 2.951 -0.519 Bank of Communications 13 2.711 1,614 5 43 0.518 2.193 Mizuho Financial 13 2.198 1,706 17 13 1.876 0.322 China Construction Bank 14 2.278 1,356 9 10 2.329 -0.051 Mitsubishi UFJ Financial Group Inc 14 2.188 1,698 19 17 1.559 0.629 Commonwealth Bank Australia 15 2.085 1,241 9 26 1.134 0.951 China Construction Bank 15 1.919 1,489 20 12 2.007 -0.088 Mizuho Financial 16 1.975 1,176 10 13 1.982 -0.007 China Citic Bank 16 1.836 1,425 10 28 0.893 0.943 Korea Development Bank 17 1.866 1,111 9 11 2.195 -0.329 Korea Development Bank 17 1.752 1,360 13 15 1.820 -0.068 United Overseas Bank 18 1.831 1,090 7 15 1.867 -0.036 ICICI 18 1.736 1,347 16 99 0.108 1.628 China Citic Bank 19 1.744 1,038 4 27 0.985 0.759 Shanghai Pudong Development Bank 19 1.678 1,303 13 45 0.534 1.144 Citi 20 1.604 955 8 24 1.149 0.455 Oversea-Chinese Banking Corp 20 1.607 1,248 15 18 1.396 0.211 TOTAL 100% 59,536 224 100% TOTAL 100% 77,609 287 100%

APAC ex-Japan G3 Currency Loans (Bookrunner) APAC ex-Japan G3 Currency Loans (Mandated Lead Arranger) Q1 2020 Q1 2019 Q1 2020 Q1 2019

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Sumitomo Mitsui Financial 1 8.079 1,501 12 6 4.483 3.596 Sumitomo Mitsui Financial 1 6.817 1,748 16 4 4.250 2.567 Standard Chartered Bank 2 7.153 1,329 11 1 8.887 -1.734 Bank of China 2 5.699 1,461 16 5 3.868 1.831 DBS Group 3 6.998 1,301 10 10 3.035 3.963 HSBC 3 5.642 1,447 18 1 6.506 -0.864 Mitsubishi UFJ Financial Group Inc 4 6.303 1,171 9 8 4.144 2.159 Mizuho Financial 4 4.820 1,236 12 3 4.481 0.339 HSBC 5 5.431 1,009 11 2 7.306 -1.875 DBS Group 5 4.716 1,209 14 6 3.461 1.255 Bank of China 6 5.258 977 7 7 4.445 0.813 Standard Chartered Bank 6 4.296 1,102 15 2 4.937 -0.641 Mizuho Financial 7 4.796 891 7 4 5.213 -0.417 Mitsubishi UFJ Financial Group Inc 7 4.280 1,098 11 9 2.814 1.466 Citi 8 4.514 839 6 17 1.868 2.646 Citi 8 3.708 951 11 13 1.914 1.794 China Citic Bank 9 3.460 643 2 - - 3.460 BofA Securities 9 2.885 740 6 32 0.999 1.886 Shanghai Pudong Development Bank 10 3.184 592 3 - - 3.184 China Citic Bank 10 2.757 707 4 97 0.077 2.680 Credit Agricole CIB 11 2.994 556 3 44 0.595 2.399 Commonwealth Bank Australia 11 2.626 673 4 80 0.211 2.415 China Merchants Bank 12 2.603 484 2 - - 2.603 Credit Agricole CIB 12 2.421 621 8 26 1.223 1.198 State Bank of India 13 2.480 461 5 13 2.864 -0.384 Oversea-Chinese Banking Corp 13 2.236 573 9 34 0.965 1.271 United Overseas Bank 14 2.454 456 4 45 0.583 1.871 ANZ Banking Group 14 2.181 559 6 8 3.162 -0.981 Maybank 15 2.223 413 4 16 1.912 0.311 United Overseas Bank 15 2.175 558 6 22 1.344 0.831 CTBC Financial Holding 16 2.001 372 5 37 0.712 1.289 JP Morgan 16 2.026 520 5 24 1.225 0.801 China Construction Bank 17 1.749 325 3 31 0.949 0.800 China Merchants Bank 17 1.933 496 5 61 0.481 1.452 Credit Suisse 18 1.695 315 2 9 4.122 -2.427 BNP Paribas 18 1.827 469 6 19 1.478 0.349 JP Morgan 19 1.658 308 3 14 2.166 -0.508 State Bank of India 19 1.812 465 7 12 1.967 -0.155 BofA Securities 20 1.575 293 3 18 1.419 0.156 Deutsche Bank 20 1.635 419 6 7 3.346 -1.711 TOTAL 100% 18,584 49 100% TOTAL 100% 25,642 63 100%

Bloomberg League Table Reports Page 10 Bloomberg APAC Capital Markets | Q1 2020

APAC ex-Japan Leveraged Loans (Bookrunner) APAC ex-Japan Leveraged Loans (Mandated Lead Arranger) Q1 2020 Q1 2019 Q1 2020 Q1 2019

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Korea Development Bank 1 16.858 229 2 17 1.697 15.161 KB Financial Group Inc 1 18.503 663 2 3 8.266 10.237 National Australia Bank 2 10.495 143 2 21 1.084 9.411 Samsung Securities Co Ltd 1 18.503 663 2 8 3.341 15.162 Shinhan Financial Group Co Ltd 3 10.363 141 2 4 5.772 4.591 ICICI 3 7.160 257 1 - - 7.160 Woori Financial Group Inc 4 9.376 127 1 - - 9.376 Indusind Bank Ltd 3 7.160 257 1 - - 7.160 DBS Group 5 8.633 117 2 26 0.699 7.934 State Bank of India 3 7.160 257 1 43 0.352 6.808 Mitsubishi UFJ Financial Group Inc 6 6.685 91 1 - - 6.685 Korea Development Bank 6 7.016 251 3 21 1.391 5.625 Standard Chartered Bank 6 6.685 91 1 3 8.833 -2.148 National Australia Bank 7 3.982 143 2 25 1.025 2.957 United Overseas Bank 6 6.685 91 1 14 3.043 3.642 Shinhan Financial Group Co Ltd 8 3.933 141 2 5 4.732 -0.799 HSBC 9 3.824 52 1 5 5.629 -1.805 Woori Financial Group Inc 9 3.558 127 1 4 7.483 -3.925 Credit Agricole CIB 10 3.551 48 2 - - 3.551 DBS Group 10 3.153 113 2 43 0.352 2.801 E.Sun Commercial Bank 11 1.949 26 1 26 0.699 1.250 Mitsubishi UFJ Financial Group Inc 11 2.537 91 1 35 0.554 1.983 Fubon Financial Holding 11 1.949 26 1 - - 1.949 Standard Chartered Bank 11 2.537 91 1 6 3.581 -1.044 Goldman Sachs 11 1.949 26 1 21 1.084 0.865 United Overseas Bank 11 2.537 91 1 35 0.554 1.983 ING Groep 11 1.949 26 1 - - 1.949 HSBC 14 1.767 63 2 7 3.369 -1.602 KGI Bank 11 1.949 26 1 - - 1.949 Credit Agricole CIB 15 1.224 44 2 27 0.798 0.426 Nomura 11 1.949 26 1 - - 1.949 Bank of Communications 16 1.041 37 1 - - 1.041 Taishin Financial Holding Co Ltd 11 1.949 26 1 24 0.955 0.994 DGB Financial Group Inc 17 0.742 27 1 - - 0.742 Citi 18 1.603 22 1 6 4.930 -3.327 Siemens Bank GmbH 18 0.726 26 1 43 0.352 0.374 Sumitomo Mitsui Financial 18 1.603 22 1 26 0.699 0.904 BNP Paribas 19 0.616 22 1 - - 0.616 ------E.Sun Commercial Bank 19 0.616 22 1 43 0.352 0.264 TOTAL 100% 1,360 9 100% TOTAL 100% 3,584 14 100%

APAC Project Finance Loans (Bookrunner) APAC Project Finance Loans (Mandated Lead Arranger) Q1 2020 Q1 2019 Q1 2020 Q1 2019

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) State Bank of India 1 17.507 1,469 4 1 18.642 -1.135 State Bank of India 1 19.878 2,447 6 1 17.085 2.793 Sumitomo Mitsui Financial 2 14.430 1,211 3 15 1.578 12.852 ICICI 2 5.825 717 10 48 0.377 5.448 Mitsubishi UFJ Financial Group Inc 3 12.689 1,064 2 13 1.906 10.783 KB Financial Group Inc 3 5.070 624 5 29 0.827 4.243 CTBC Financial Holding 4 11.809 991 1 27 0.784 11.025 Ping An Insurance Group 4 4.685 577 3 - - 4.685 ICICI 5 6.255 525 6 38 0.507 5.748 Bank Negara Indonesia (Persero) Tbk PT 5 3.689 454 1 16 1.973 1.716 Bank Negara Indonesia (Persero) Tbk PT 6 5.414 454 1 11 2.113 3.301 Sumitomo Mitsui Financial 6 3.252 400 4 12 2.855 0.397 Bank of China 7 4.677 392 6 3 8.367 -3.690 Bank of China 7 3.020 372 7 3 5.859 -2.839 Indusind Bank Ltd 8 3.046 256 3 20 1.204 1.842 Indusind Bank Ltd 8 2.838 349 4 27 0.895 1.943 Axis Bank Ltd 9 1.987 167 1 35 0.533 1.454 Mitsubishi UFJ Financial Group Inc 9 2.705 333 4 8 3.682 -0.977 Citi 9 1.987 167 1 - - 1.987 Citi 10 2.661 328 3 - - 2.661 ANZ Banking Group 11 1.920 161 1 8 3.651 -1.731 Mizuho Financial 11 2.369 292 3 11 3.031 -0.662 L&T Financial Services 12 1.736 146 1 12 2.023 -0.287 L&T Financial Services 12 1.945 239 2 15 2.092 -0.147 Bank of Taiwan 13 1.637 137 2 16 1.495 0.142 Westpac Banking 13 1.627 200 2 22 1.030 0.597 KB Financial Group Inc 14 1.418 119 2 21 1.112 0.306 Fubon Financial Holding 14 1.543 190 2 56 0.146 1.397 Industrial & Comm Bank of China 15 1.325 111 1 - - 1.325 Societe Generale 15 1.466 180 2 24 0.947 0.519 Mizuho Financial 15 1.325 111 1 14 1.704 -0.379 Korea Development Bank 16 1.442 178 2 4 5.121 -3.679 National Australia Bank 15 1.325 111 1 37 0.523 0.802 DBS Group 17 1.435 177 2 19 1.476 -0.041 Westpac Banking 15 1.325 111 1 - - 1.325 KGI Bank 18 1.394 172 2 - - 1.394 Bank of Baroda 19 1.296 109 1 35 0.533 0.763 ANZ Banking Group 19 1.160 143 2 10 3.263 -2.103 Scotiabank 19 1.296 109 1 - - 1.296 Axis Bank Ltd 20 1.015 125 1 46 0.396 0.619 TOTAL 100% 8,389 30 100% TOTAL 100% 12,310 48 100%

Bloomberg League Table Reports Page 11 Bloomberg APAC Capital Markets | Q1 2020

APAC ex-Japan Green UoP Loans (Bookrunner) APAC ex-Japan Green UoP Loans (Mandated Lead Arranger) Q1 2020 Q1 2019 Q1 2020 Q1 2019

Mkt Volume (USD Deal Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Share(%) Mln) Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) KB Financial Group Inc 1 8.262 454 2 - - 8.262 CTBC Financial Holding 1 23.523 991 1 - - 23.523 DBS Group 2 7.467 411 3 1 14.075 -6.608 Mitsubishi UFJ Financial Group Inc 1 23.523 991 1 5 6.976 16.547 HSBC 3 7.223 397 4 18 1.689 5.534 Sumitomo Mitsui Financial 1 23.523 991 1 - - 23.523 Standard Chartered Bank 4 6.506 358 2 - - 6.506 HSBC 4 6.846 288 1 5 6.976 -0.130 United Overseas Bank 5 4.655 256 2 - - 4.655 DBS Group 5 5.558 234 1 - - 5.558 Oversea-Chinese Banking Corp 6 4.417 243 3 3 8.050 -3.633 Standard Chartered Bank 5 5.558 234 1 - - 5.558 Citi 7 3.683 203 2 - - 3.683 United Overseas Bank 5 5.558 234 1 - - 5.558 Mitsubishi UFJ Financial Group Inc 7 3.683 203 2 18 1.689 1.994 Bank of Taiwan 8 2.510 106 1 - - 2.510 KGI Bank 9 3.119 172 2 - - 3.119 Hua Nan Financial Holdings Co Ltd 9 0.850 36 1 - - 0.850 Bank of Communications 10 2.621 144 1 - - 2.621 KGI Bank 9 0.850 36 1 - - 0.850 Aegon NV 11 2.251 124 1 - - 2.251 SinoPac Financial Holdings 9 0.850 36 1 - - 0.850 Banco Santander 11 2.251 124 1 - - 2.251 Taiwan Cooperative Financial Holding Co 9 0.850 36 1 - - 0.850 Credit Agricole CIB 11 2.251 124 1 - - 2.251 Ltd CTBC Financial Holding 11 2.251 124 1 - - 2.251 ------Deutsche Bank 11 2.251 124 1 - - 2.251 ------E.Sun Commercial Bank 11 2.251 124 1 - - 2.251 ------Entie Commercial Bank 11 2.251 124 1 - - 2.251 ------Fubon Financial Holding 11 2.251 124 1 15 1.876 0.375 ------JP Morgan 11 2.251 124 1 - - 2.251 ------Korea Development Bank 11 2.251 124 1 - - 2.251 ------TOTAL 100% 5,501 13 100% ------TOTAL 100% 4,211 5 100%

APAC ex-Japan Acquisition Loans (Bookrunner) APAC ex-Japan Acquisition Loans (Mandated Lead Arranger) Q1 2020 Q1 2019 Q1 2020 Q1 2019

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) DBS Group 1 12.078 955 5 7 4.059 8.019 China Citic Bank 1 7.730 873 2 - - 7.730 China Citic Bank 2 11.031 873 2 - - 11.031 DBS Group 2 6.214 701 5 4 3.788 2.426 China Merchants Bank 3 6.116 484 2 - - 6.116 KB Financial Group Inc 3 5.874 663 2 63 0.232 5.642 Hana Financial Group Inc 4 5.888 466 2 - - 5.888 Samsung Securities Co Ltd 3 5.874 663 2 - - 5.874 Citi 5 5.823 461 2 8 3.910 1.913 Sumitomo Mitsui Financial 5 4.643 524 3 12 2.203 2.440 Mitsubishi UFJ Financial Group Inc 6 5.784 458 2 2 5.452 0.332 Hana Financial Group Inc 6 4.126 466 2 26 1.252 2.874 Standard Chartered Bank 7 5.700 451 2 1 7.749 -2.049 Korea Development Bank 7 3.644 411 3 - - 3.644 Korea Development Bank 8 5.256 416 3 - - 5.256 Industrial & Comm Bank of China 8 3.264 368 3 34 1.085 2.179 CTBC Financial Holding 9 4.787 379 1 32 1.266 3.521 Bank of China 9 3.215 363 3 6 3.330 -0.115 Mizuho Financial 10 4.551 360 1 20 2.506 2.045 China Merchants Bank 10 3.155 356 2 - - 3.155 Sumitomo Mitsui Financial 10 4.551 360 1 5 4.430 0.121 Standard Chartered Bank 11 3.083 348 2 7 3.026 0.057 Maybank 12 3.792 300 1 30 1.393 2.399 HSBC 12 2.848 321 2 5 3.620 -0.772 Credit Suisse 13 2.936 232 1 3 5.391 -2.455 Morgan Stanley 12 2.848 321 2 49 0.578 2.270 Woori Financial Group Inc 14 1.612 127 1 - - 1.612 Mitsubishi UFJ Financial Group Inc 14 2.754 311 2 3 3.806 -1.052 Bank of China 15 1.565 124 1 8 3.910 -2.345 Maybank 15 2.658 300 1 48 0.606 2.052 China Minsheng Banking Corp 15 1.565 124 1 - - 1.565 Citi 16 2.365 267 2 9 2.247 0.118 Deutsche Bank 15 1.565 124 1 30 1.393 0.172 Mizuho Financial 17 2.278 257 1 16 1.934 0.344 HSBC 15 1.565 124 1 8 3.910 -2.345 Oversea-Chinese Banking Corp 17 2.278 257 1 18 1.691 0.587 Industrial & Comm Bank of China 15 1.565 124 1 23 1.541 0.024 Scotiabank 17 2.278 257 1 49 0.578 1.700 JP Morgan 15 1.565 124 1 4 4.888 -3.323 ICICI 20 2.273 257 1 - - 2.273 TOTAL 100% 7,910 20 100% TOTAL 100% 11,288 27 100%

Bloomberg League Table Reports Page 12 Bloomberg APAC Capital Markets | Q1 2020

Asia ex-Japan Loans (Bookrunner) Asia ex-Japan Loans (Mandated Lead Arranger) Q1 2020 Q1 2019 Q1 2020 Q1 2019

Mkt Volume (USD Deal Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Share(%) Mln) Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Bank of China 1 14.881 9,980 89 1 16.723 -1.842 Bank of China 1 17.333 9,212 66 1 18.934 -1.601 State Bank of India 2 5.062 3,395 16 3 4.341 0.721 Sumitomo Mitsui Financial 2 5.006 2,661 15 15 1.631 3.375 HSBC 3 3.712 2,489 34 6 2.978 0.734 Agricultural Bank of China 3 4.566 2,427 7 2 6.595 -2.029 DBS Group 4 3.701 2,482 27 5 3.588 0.113 China Merchants Bank 4 4.453 2,367 8 48 0.418 4.035 Agricultural Bank of China 5 3.479 2,333 19 2 6.284 -2.805 Mitsubishi UFJ Financial Group Inc 5 4.002 2,127 10 13 1.853 2.149 Sumitomo Mitsui Financial 6 3.432 2,302 21 15 1.750 1.682 Industrial & Comm Bank of China 6 3.778 2,008 7 5 3.628 0.150 KB Financial Group Inc 7 3.129 2,099 11 16 1.453 1.676 HSBC 7 3.722 1,978 18 6 3.209 0.513 Standard Chartered Bank 8 2.874 1,928 27 9 2.681 0.193 Standard Chartered Bank 8 3.705 1,969 20 4 4.417 -0.712 Bank of Communications 9 2.544 1,706 17 4 3.744 -1.200 DBS Group 9 3.697 1,965 16 8 2.661 1.036 Industrial & Comm Bank of China 10 2.427 1,628 14 8 2.934 -0.507 State Bank of India 10 3.630 1,929 9 3 4.986 -1.356 China Construction Bank 11 2.164 1,451 19 11 2.045 0.119 CTBC Financial Holding 11 3.076 1,635 6 40 0.573 2.503 China Citic Bank 12 2.124 1,425 10 25 1.005 1.119 Bank of Communications 12 3.037 1,614 5 39 0.584 2.453 ICICI 13 2.009 1,347 16 91 0.121 1.888 China Construction Bank 13 2.480 1,318 8 10 2.310 0.170 Mitsubishi UFJ Financial Group Inc 14 2.006 1,346 14 18 1.269 0.737 Korea Development Bank 14 2.091 1,111 9 9 2.335 -0.244 Shanghai Pudong Development Bank 15 1.942 1,303 13 40 0.601 1.341 China Citic Bank 15 1.954 1,038 4 24 1.110 0.844 Korea Development Bank 16 1.844 1,237 11 12 1.961 -0.117 Mizuho Financial 16 1.758 935 8 12 1.919 -0.161 Oversea-Chinese Banking Corp 17 1.728 1,159 14 17 1.361 0.367 Shanghai Pudong Development Bank 17 1.672 889 5 63 0.251 1.421 China Merchants Bank 18 1.699 1,140 14 54 0.424 1.275 ICICI 18 1.488 791 9 78 0.118 1.370 Mizuho Financial 19 1.513 1,014 13 14 1.849 -0.336 Citi 19 1.484 789 5 28 0.925 0.559 Citi 20 1.508 1,011 10 29 0.846 0.662 Taiwan Cooperative Financial Holding Co 20 1.444 768 9 32 0.857 0.587 TOTAL 100% 67,070 250 100% Ltd TOTAL 100% 53,148 197 100%

North Asia Loans (Bookrunner) North Asia Loans (Mandated Lead Arranger) Q1 2020 Q1 2019 Q1 2020 Q1 2019

Mkt Volume (USD Deal Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Share(%) Mln) Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Bank of China 1 18.829 9,714 84 1 23.507 -4.678 Bank of China 1 21.754 9,114 64 1 27.383 -5.629 Agricultural Bank of China 2 4.523 2,333 19 2 9.050 -4.527 Agricultural Bank of China 2 5.792 2,427 7 2 9.612 -3.820 HSBC 3 4.167 2,150 28 7 2.848 1.319 China Merchants Bank 3 5.649 2,367 8 30 0.609 5.040 KB Financial Group Inc 4 4.068 2,099 11 10 2.101 1.967 Industrial & Comm Bank of China 4 4.793 2,008 7 3 5.218 -0.425 Bank of Communications 5 3.308 1,706 17 3 5.414 -2.106 Sumitomo Mitsui Financial 5 4.491 1,882 6 20 1.034 3.457 DBS Group 6 3.303 1,704 16 8 2.706 0.597 HSBC 6 4.042 1,693 14 8 3.141 0.901 Industrial & Comm Bank of China 7 3.155 1,628 14 5 4.190 -1.035 Bank of Communications 7 3.853 1,614 5 24 0.851 3.002 China Construction Bank 8 2.813 1,451 19 6 2.957 -0.144 Mitsubishi UFJ Financial Group Inc 8 3.608 1,512 4 15 1.357 2.251 China Citic Bank 9 2.762 1,425 10 13 1.454 1.308 CTBC Financial Holding 9 3.488 1,461 3 31 0.589 2.899 Sumitomo Mitsui Financial 10 2.552 1,317 10 14 1.268 1.284 China Construction Bank 10 3.146 1,318 8 7 3.366 -0.220 Shanghai Pudong Development Bank 11 2.490 1,285 13 25 0.869 1.621 DBS Group 11 2.858 1,197 6 13 1.591 1.267 Korea Development Bank 12 2.179 1,124 9 9 2.696 -0.517 Standard Chartered Bank 12 2.753 1,153 11 5 4.502 -1.749 China Merchants Bank 13 2.164 1,116 13 39 0.580 1.584 China Citic Bank 13 2.479 1,038 4 12 1.617 0.862 Standard Chartered Bank 14 2.007 1,036 16 11 2.043 -0.036 Korea Development Bank 14 2.324 974 7 6 3.403 -1.079 Mizuho Financial 15 1.828 943 12 12 1.790 0.038 Shanghai Pudong Development Bank 15 2.014 844 5 49 0.366 1.648 Oversea-Chinese Banking Corp 16 1.599 825 9 22 0.888 0.711 Taiwan Cooperative Financial Holding Co 16 1.832 768 9 18 1.249 0.583 Samsung Securities Co Ltd 17 1.582 816 3 52 0.314 1.268 Ltd Citi 18 1.427 736 7 20 0.965 0.462 Mizuho Financial 17 1.830 767 6 9 2.076 -0.246 Mitsubishi UFJ Financial Group Inc 19 1.302 672 7 19 1.060 0.242 First Commercial Bank 18 1.433 600 6 16 1.322 0.111 BofA Securities 20 1.224 631 5 56 0.283 0.941 Mega Financial Holding 19 1.341 562 5 10 1.987 -0.646 TOTAL 100% 51,588 189 100% Citi 20 1.315 551 3 25 0.836 0.479 TOTAL 100% 41,898 154 100%

Bloomberg League Table Reports Page 13 Bloomberg APAC Capital Markets | Q1 2020

ASEAN Loans (Bookrunner) ASEAN Loans (Mandated Lead Arranger) Q1 2020 Q1 2019 Q1 2020 Q1 2019

Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Standard Chartered Bank 1 11.482 697 7 16 2.290 9.192 Sumitomo Mitsui Financial 1 11.145 823 10 7 3.790 7.355 Sumitomo Mitsui Financial 2 9.816 596 8 11 4.123 5.693 Standard Chartered Bank 2 9.197 679 9 11 2.933 6.264 DBS Group 3 9.629 585 8 3 6.918 2.711 DBS Group 3 8.345 616 10 2 7.460 0.885 United Overseas Bank 4 8.017 487 4 2 6.999 1.018 United Overseas Bank 4 7.439 549 7 3 6.839 0.600 Bank Negara Indonesia (Persero) Tbk PT 5 7.476 454 1 13 3.330 4.146 Bank Negara Indonesia (Persero) Tbk PT 5 6.152 454 1 9 3.275 2.877 Mitsubishi UFJ Financial Group Inc 6 7.128 433 5 7 4.684 2.444 Mitsubishi UFJ Financial Group Inc 6 5.865 433 5 17 2.024 3.841 Maybank 7 6.537 397 4 1 7.202 -0.665 Maybank 7 5.316 392 4 5 4.653 0.663 HSBC 8 4.693 285 4 6 5.039 -0.346 HSBC 8 4.601 340 7 6 4.080 0.521 Credit Suisse 9 3.951 240 1 15 2.916 1.035 Oversea-Chinese Banking Corp 9 4.529 334 5 8 3.562 0.967 State Bank of India 10 3.573 217 2 9 4.255 -0.682 Bangkok Bank PCL 10 3.660 270 1 - - 3.660 ING Groep 11 3.255 198 2 - - 3.255 Siam Commercial Bank PCL 10 3.660 270 1 1 10.814 -7.154 Rabobank 12 2.947 179 2 20 1.877 1.070 Credit Suisse 12 3.251 240 1 18 1.942 1.309 CTBC Financial Holding 13 2.239 136 3 32 0.542 1.697 State Bank of India 13 2.940 217 2 15 2.214 0.726 Bank of Baroda 14 1.789 109 1 - - 1.789 ING Groep 14 2.619 193 2 - - 2.619 Scotiabank 14 1.789 109 1 36 0.375 1.414 Bank of China 15 2.381 176 5 16 2.170 0.211 BofA Securities 16 1.783 108 1 36 0.375 1.408 CTBC Financial Holding 16 1.998 148 4 20 1.463 0.535 Bank of China 17 1.615 98 3 30 0.636 0.979 Bank of Baroda 17 1.472 109 1 - - 1.472 AmInvestment Bank Bhd 18 1.592 97 1 - - 1.592 Scotiabank 17 1.472 109 1 52 0.266 1.206 Bank Islam Malaysia Berhad 18 1.592 97 1 - - 1.592 BofA Securities 19 1.468 108 1 52 0.266 1.202 Mizuho Financial 20 1.589 96 1 19 2.013 -0.424 AmInvestment Bank Bhd 20 1.310 97 1 - - 1.310 TOTAL 100% 6,074 24 100% TOTAL 100% 7,382 30 100%

Bloomberg League Table Reports Page 14 Bloomberg – League Tables Criteria

General Guidelines

Credit is based on the total amount of the offering sold to the public. Full credit is awarded to the sole bookrunning manager or split equally among joint bookrunning managers; unless full, explicit breakdown of bookrunning is provided by an involved party. Regional and local tables are identified based on factors such as currency, market of issuer and/or country of risk/incorporation.

Fixed Income

All transactions must have a maturity/call/put option of minimum 18 months. Make-whole call and provisional call/put are exempted from this rule. Note: Criteria may vary for some local and/or regional tables. USD denominated 144A/REG S issues are credited 100% to the 144A tranche and 0% to the REG S tranche. Non-USD denominated 144A/REG S issues are credited 100% to the REG S tranche and 0% to the 144A tranche. Self- led transactions are included. New money portions of exchange offers are eligible for credit.

Exclusions: Accredited investor tranches, asset-backed issues, auction note agencies, collateralized bond obligations, collateralized loan obligations, commercial paper, municipal bonds, mortgage-backed issues, remarketed issues, repackaged bonds, government borrowing scheme retained bonds, variable principal redemption issues, variable interest equity-linked issues, and credit linked notes, selling group agency issues, strips, units, warrants, self-led under USD 50 million. Note: Criteria may vary for some local and/or regional tables.

Equities-Linked

Equity-linked transactions: Convertible bonds, convertible preferred stock and exchangeable bonds. Only issues that mature and are callable/ puttable in 12 months or longer are included. Make-whole call, provisional call and provisional put are exempted from this rule. Convertible bonds with attached warrants are included. These are defined as synthetic convertibles with the combination of a fixed income instrument and warrants which can be converted into shares. The embedded warrant can be detachable or non-detachable but the bond and the warrant must be sold as a unit, i.e. there cannot be separate book building for the warrant and the bond.

Exclusions: Redemption-linked instruments, reverse convertibles or similar instruments, synthetics convertibles, issues convertible into participation in an underlying fund or investment trust, pre-IPO convertible instruments, certain lower hierarchy titles, i.e. Jr Bookrunner.

Equities

Equity market transactions: Initial public offerings, additional offerings of common stocks, units, and depositary receipts (ADRs, GDRs, etc) and rights offerings.

Exclusions: Non-underwritten/best efforts, privately placed transactions, funds, self-led, preferred offerings, pre-negotiated offerings, certain lower hierarchy titles, i.e. Jr Bookrunner. Note: Criteria may vary for some local and/or regional tables.

Bloomberg L.P. reserves the right of final decision concerning league eligibility and requires adequate documentation for the same. Bloomberg L.P. and its suppliers believe the information herein was obtained from reliable sources, but they do not guarantee its accuracy. Neither the information nor the opinion expressed constitutes a solicitation of the purchase or sale of securities or commodities. Due to the dynamic nature of the Professional Service product, League Table rankings may vary between the quarterly/year-end publications and data found on the Bloomberg Professional Service. Bloomberg – League Tables Criteria

Loans

Includes executed syndicated loans transactions. Full credit is awarded to the banks satisfying the highest of the titles. Full credit is awarded to the sole bookrunning manager or split equally among joint bookrunning managers. Credit is allocated to amended or amended and restated transactions, where each modification is 100% at the lender’s option and not as a result of events already built into the original credit agreement. Credit is awarded for the following structural changes only: maturity extensions of three months or more, incremental basis for increased in deal size, reduction in pricing, full release of security.

Exclusions: Bilateral transactions, transactions with a maturity of less than three months, loans withdrawn prior to signing, amended or restated securitizations, receivable and guarantee facilities.

US Municipals

Standard published tables will award deal credit based on true economic credit as reported by the issuer or the bookrunner. In absence of reported economic credit, 100% will be assigned to the bookrunner.

Dollar value of credit will be assigned based on the percentage allocation reported for economic credit (or designated by the user in a custom table) and applied against the total par value of the bonds issued. Zero coupon bonds (CABS) or intermediate appreciation bonds (convertible CABs) will be included at the market value (accreted value) on the interest accrual date.

All debt issued by municipal issuers will be eligible for league credit. Taxable and tax-exempt debt is eligible for league credit unless a table includes specific tax type criteria. “Tax-exempt” is defined as federally tax-exempt and includes bonds subject to AMT and bonds designated as Bank Qualified.

Each table is provided in three formats. “Economic Credit” displays rankings based on true economic credit allocations of applicable deals. “Left Lead” assigns 100% credit to the bookrunner and 0% to all other syndicate participants. “Deal Count” displays rankings based on deal quantity rather than aggregate economic credit amounts. A “deal” refers to the aggregate series within an issuance led by a particular underwriter or syndicate. For example: a $50 million issuance is split into three series- a $10 million Series A, a $20 million Series B, and a $20 million Series C. Bank 1 is the underwriter of Series A & B, while Bank 2 is the underwriter of Series C. Bank 1 would have one “deal” worth $30 million, and Bank 2 would have one “deal” worth $20 million.

Exclusions: Derivatives, private placements, variable rate preferred securities, municipal commercial paper, and remarketings are excluded from municipal league table eligibility.

The full version of Bloomberg’s League table Standards & Guidelines can be accessed and subscribed to on the Reports tab on LEAG.