Attendee List by Company 1290 Funds / AXA Patricia Cox ALPS Advisors, Inc Matthew Sutula 23Wall Trust Lauren Stack ALPS Fund Services Nickolaus Darsch 360 Funds Gary DiCenzo ALPS Fund Services Jeremy May AB Global Peter Callahan ALPS Fund Services, Inc. Cory Gossard Aberdeen Singapore Fund Moritz Sell ALPS/DST Gary Harris Aberdeen Standard Investments Kristen Cammarata American Beacon Advisors Brian Brett Aberdeen Standard Investments Benjamin Moser American Beacon Advisors Jeffrey Ringdahl ACA Compliance Group Maureen Colligan American Beacon Funds Terri McKinney ACA Compliance Group Jim Diercksen American Beacon Funds Christy Sears ACA Compliance Group Erik Olsen American Century Funds Thomas Bunn ACA Compliance Group James Pappas American Century Investments Stacy Bernstein Accenture Girard Healy American Century Investments Michael Ewing Accenture Bennett Kaplan American Century Investments Michael Raddie Accenture Mike Kerrigan American Century Investments Brian Schappert Accenture Frank Strauss American Century Investments Jonathan Thomas Access Data, a Broadridge Company Fred Kosanovic American Funds Stephen Cutka ACR Alpine Capital Research Darryl Grayson American Funds Mary Anne Dolan Advisors Asset Management, Inc. Amy Henegan American Funds Mary Davis Holt Advisors Asset Management, Inc. Peter Knipe American Funds Bailey Morris-Eck Advisors Series Trust Joe Redwine American Funds Alessandro Ovi AdvisorShares Funds Betsy Piper Bach American Funds Anthony Palermo AdvisorShares Funds William McVay American Funds Knox Singleton AIG Fund Services Thomas Bennett American Growth Fund Ed Bush AIG Fund Services Terri Fiedler American Growth Fund Michael Gaughan Alaric Compliance Services Ann Marie Swanson American Growth Fund Timothy Taggart ALFI Camille Thommes Ameriprise Financial Chris Danielson AllianceBernstein Funds Marshall Turner Ameriprise Financial Ashok Mehta Allianz Global Investors Megan Frank AMG Funds Gerald Dillenburg Allianz Global Investors Richard Lee AMG Funds William Finnegan Allianz Global Investors Nicolette Moser AMG Funds Joe Maccone Allianz Global Investors David Owen AMG Funds Brian Moran Allianz Global Investors Andreas Utermann AMG Funds Steven Paggioli Allianz of America Andrew Stevens AMG Funds Irene Weis ALPS Brad Swenson AMG Funds David York ALPS Stefani VonHoltum-Niesent Amundi Pioneer Asset Management Mark Bradley Amundi Pioneer Asset Management Kelly O’Donnell Baillie Gifford Overseas Bruce Long Amundi Pioneer Distributor, Inc. John Malone Baird Funds/Robert W. Baird & Co. Angela Palmer ANBIMA - Brazilian Financial and Capital Jose Carlos Halpern Barings LLC Daniel McGee Markets Association Doherty Baron Capital Patrick Patalino ANBIMA-Brazilian Financial and Capital Tatiana Itikawa Baron Funds Peggy Wong Markets Association Barrington Partners Hubbard Garber Angel Oak Capital Advisors Lu Chang Barron’s Magazine Reshma Kapadia Angel Oak Capital Advisors Adam Langley BBD Gregory Kieselowsky Angel Oak Capital Advisors, LLC Linda Singer BBH & Co. Daniel Greifenkamp Aquila Distributors LLC Marie Aro BBH Trust Charles Schreiber Aquila Group of Funds Randall Fillmore BBH Trust Fund Susan Livingston Aquila Group of Funds Paul O’Brien BDO USA, LLP Malve Ildefonso Aquila Group of Funds Glenn O’Flaherty BHR Institutional Funds Brian Ferko Aquila Investment Diana Herrmann Management LLC BlackRock Farrell Denby Argentine Mutual Funds Association Valentin Galardi BlackRock John Sebulsky Ariel Funds William Dietrich BlackRock (Retired) Hugh Hurley Ariel Investment Trust James Compton Blackstone James Hannigan Ariel Investments Rupal Bhansali Blank Rome Henry Cashen Ariel Investments Martin Gawne Bloomberg L.P. Krishna Nadella Ariel Investments Merrillyn Kosier Bloomberg Law Andrew Ramonas ARK ETF Trust Robert Zack Bloomberg LP Tim Crowley ARK Investment Management LLC Kellen Carter Bloomberg Media Theodore Dolan Artisan Partners Jane Armstrong BMO Funds Brett Black Artisan Partners Dave Heiny BNP Paribas Paul Cahill Artisan Partners Funds Brooke Billick BNP Paribas Frank Colella Artisan Partners Funds Thomas Hefty BNP Paribas Andrew Dougherty Ascendant Compliance Management Matt Calabro BNP Paribas Wayne Finnegan Association for Savings and Investment - SA Eugene Jooste BNP Paribas John Johmann Association for Savings and Investment - SA Adri Messerschmidt BNP Paribas Rafael Perez Assogestioni Fabio Galli BNP Paribas Mary Yaranon Atlantic Fund Services Carlyn Edgar BNP Paribas Securities Services Georg Lasch Austrian Association of Investment Fund Armin Kammel BNY Mellon Michael DeNofrio Management Companies BNY Mellon Susan Frasu Author - The Soul of America Jon Meacham BNY Mellon Michael Gallo Avi Nachmany Consulting Avi Nachmany BNY Mellon Christine Gill AXA Carla Byer BNY Mellon Jennifer Goerlich AXA Equitable Gary Fung BNY Mellon Joseph Keenan AXA Equitable David Shentu BNY Mellon Christopher Lacey AXA Equitable Deborah Singh BNY Mellon Sean Lynch AXA Equitable Elaine Williams BNY Mellon Sandy McKenna AXA Equitable Funds Mark Barnard BNY Mellon Chris Rosenthal AXA Equitable Funds Management Group Patricia Louie BNY Mellon Justin Skeels AXA Equitable Funds Management Joseph Paolo BNY Mellon Peter Tenggren Group, LLC BNY Mellon Karen Vavra Baillie Gifford Lesley-Anne Archibald BNY Mellon Donal Walsh Baillie Gifford Howard Chin BNY Mellon Wayne Weaver Baillie Gifford Pamela Cox BNY Mellon / Dreyfus Investments Ryland Pruett Baillie Gifford Funds David Salter BNY Mellon | Pershing Aaron Steinberg Baillie Gifford International Michael Saliba Brandes Marsha Otto 2018 GENERAL MEMBERSHIP MEETING • ATTENDEE LIST BY COMPANY PAGE 2 OF 14 Brandes Mutual Funds Craig Wainscott Capital Group Rebecca Cantrell Bridge Builder Funds (Edward Jones) John Tesoro Capital Group Gina Gavito Bridge Builder Trust Alan Herzog Capital Group Mike Graham Bridgehouse Asset Managers Carol Lynde Capital Group Matthew O’Connor BridgePoint Barbara March Capital Research and Management Walter Burkley Company Brighthouse Dawn Vroegop Capital Research and Management Michael Downer Brighthouse Funds Stephen Alderman Company Brighthouse Funds Kristi Slavin Capital Research and Management Russell Lemley Brinker Capital Roddy Marino Company Brinker Capital Destinations Trust Donna Marley Capital Research and Management Anthony Seiffert Company Brinker Capital Destinations Trust Peter Townsend Capital Research and Management Michael Stockton Broadridge Scott Arndt Company Broadridge Debbie Brown Capital Research Company, Inc. Bradley Vogt Broadridge Erika Craven Captive Resources LLC Heather Schiele Broadridge Daniel Cwenar Carillon Family of Funds Deborah Talbot Broadridge Paul Ellenbogen Carillon Family of Funds Susan Walzer Broadridge Destiny Lentz Causeway Capital LLC Sarah Ketterer Broadridge Frank Maresca Cerulli Associates Donnie Ethier Broadridge Robert Ortense Cerulli Associates Christian Jordan Broadridge Russell Simon Cerulli Associates Paul Koeniger Broadridge Richard Specht CGCM Funds Mark Reed Broadridge Financial Services Mike Donowitz CGM Funds Dave Fietze Broadridge Financial Solutions Michael Collins Charles Schwab Wayne Chai Broadridge Financial Solutions Elizabeth Conlon Charles Schwab William Duffy Broadridge Financial Solutions Tim Gokey Charles Schwab Heather Fischer Broadridge Financial Solutions Robert Lewis Charles Schwab Jesse Fox Broadridge Financial Solutions Michael Liberatore Charles Schwab Erin Montgomery Broadridge Financial Solutions Devin McCune Charles Schwab Robin Nesbitt Brown Brothers Harriman Muy Chan Charles Schwab Christine Pierangeli Brown Brothers Harriman Ross Connell Charles Schwab Peter Roberson Brown Brothers Harriman Vanessa Cuozzo Charles Schwab Kyle Schmiegel Brown Brothers Harriman Carla Jane Findlay-Dons Charles Schwab Jason Venner Brown Brothers Harriman Brian Fitzgerald Charles Schwab Bruce Bossio Brown Brothers Harriman Julie Flynn Charles Schwab Family of Funds Robert Burns Brown Brothers Harriman Robert Gordon Charles Schwab Investment Management Marie Chandoha Brown Brothers Harriman Julie Hubbard Charles Schwab Investment Management Eric Fortin Brown Brothers Harriman Jim LaCasse Charles Schwab Investment Management Leslie Gambon Brown Brothers Harriman James McNally Charles Schwab Investment Management Michael Hogan Brown Brothers Harriman Shawn McNinch Charles Schwab Investment Management George Pereira Brown Brothers Harriman Joe Pennini Charles Schwab Investment Management Jessica Seidlitz Brown Brothers Harriman William Rosensweig Charles Schwab Investment Mangement Steph Jaouen-Starr Brown Brothers Harriman Michael Saunders Charles Sterling Group Michael Fitzgerald Brown Brothers Harriman Vivian Tung Charles Sterling Group Brian Porter Brown Brothers Harriman Paul Gallagher China Universal Asset Management Wen Li Brown Brothers Harriman Eruch Mody China Universal Asset Management (HK) David Dong Broyhill Assets Danny Gilbert Company Limited BVI Rudolf Siebel Chiron Investment Management, LLC via SEI Kristen Richards Capital Group Reagan Anderson Chiron Investment Management, LLC - SEI Michelle Lancaster Capital Group Clarke Camper Cipperman Compliance Services Todd Cipperman 2018 GENERAL MEMBERSHIP MEETING • ATTENDEE LIST BY COMPANY PAGE 3 OF 14 Cipperman Compliance Services Doug Tyre Confluence Mark Evans Citi Michael Brascetta Confluence Todd Moyer Citi Sarah Casey Confluence Thomas Pfister Citi Amy Corwin-House Confluence Joan Tesla Citi Patrick Curtin Confluence Technologies Karen Campanale Citi Jon Gezotis Consulting Group Capital Markets Funds Joseph Signora Citi