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Attendee List by Company

1290 Funds / Patricia Cox ALPS Advisors, Inc Matthew Sutula 23Wall Trust Lauren Stack ALPS Fund Services Nickolaus Darsch 360 Funds Gary DiCenzo ALPS Fund Services Jeremy May AB Global Peter Callahan ALPS Fund Services, Inc. Cory Gossard Aberdeen Fund Moritz Sell ALPS/DST Gary Harris Aberdeen Standard Investments Kristen Cammarata American Beacon Advisors Brian Brett Aberdeen Standard Investments American Beacon Advisors Jeffrey Ringdahl ACA Compliance Group Maureen Colligan American Beacon Funds Terri McKinney ACA Compliance Group Jim Diercksen American Beacon Funds Christy Sears ACA Compliance Group Erik Olsen American Century Funds Thomas Bunn ACA Compliance Group James Pappas American Century Investments Stacy Bernstein Accenture Girard Healy American Century Investments Michael Ewing Accenture Bennett Kaplan American Century Investments Michael Raddie Accenture Mike Kerrigan American Century Investments Brian Schappert Accenture Frank Strauss American Century Investments Jonathan Thomas Access Data, a Broadridge Company Fred Kosanovic American Funds Stephen Cutka ACR Alpine Capital Research Darryl Grayson American Funds Mary Anne Dolan Advisors , Inc. Amy Henegan American Funds Mary Davis Holt Advisors Asset Management, Inc. Peter Knipe American Funds Bailey Morris-Eck Advisors Series Trust Joe Redwine American Funds Alessandro Ovi AdvisorShares Funds Betsy Piper Bach American Funds Anthony Palermo AdvisorShares Funds William McVay American Funds Knox Singleton AIG Fund Services Thomas Bennett American Growth Fund Ed Bush AIG Fund Services Terri Fiedler American Growth Fund Michael Gaughan Alaric Compliance Services Ann Marie Swanson American Growth Fund Timothy Taggart ALFI Camille Thommes Ameriprise Financial Chris Danielson AllianceBernstein Funds Marshall Turner Ameriprise Financial Ashok Mehta Global Investors Megan Frank AMG Funds Gerald Dillenburg Richard Lee AMG Funds William Finnegan Allianz Global Investors Nicolette Moser AMG Funds Joe Maccone Allianz Global Investors David Owen AMG Funds Brian Moran Allianz Global Investors Andreas Utermann AMG Funds Steven Paggioli Allianz of America Andrew Stevens AMG Funds Irene Weis ALPS Brad Swenson AMG Funds David York ALPS Stefani VonHoltum-Niesent Pioneer Asset Management Mark Bradley Amundi Pioneer Asset Management Kelly O’Donnell Baillie Gifford Overseas Bruce Long Amundi Pioneer Distributor, Inc. John Malone Funds/Robert W. Baird & Co. Angela Palmer ANBIMA - Brazilian Financial and Capital Jose Carlos Halpern Barings LLC Daniel McGee Markets Association Doherty Baron Capital Patrick Patalino ANBIMA-Brazilian Financial and Capital Tatiana Itikawa Baron Funds Peggy Wong Markets Association Barrington Partners Hubbard Garber Angel Oak Capital Advisors Lu Chang Barron’s Magazine Reshma Kapadia Angel Oak Capital Advisors Adam Langley BBD Gregory Kieselowsky Angel Oak Capital Advisors, LLC Linda Singer BBH & Co. Daniel Greifenkamp Aquila Distributors LLC Marie Aro BBH Trust Charles Schreiber Aquila Group of Funds Randall Fillmore BBH Trust Fund Susan Livingston Aquila Group of Funds Paul O’Brien BDO USA, LLP Malve Ildefonso Aquila Group of Funds Glenn O’Flaherty BHR Institutional Funds Brian Ferko Aquila Investment Diana Herrmann Management LLC BlackRock Farrell Denby Argentine Mutual Funds Association Valentin Galardi BlackRock John Sebulsky Ariel Funds William Dietrich BlackRock (Retired) Hugh Hurley Ariel James Compton Blackstone James Hannigan Ariel Investments Rupal Bhansali Blank Rome Henry Cashen Ariel Investments Martin Gawne Bloomberg L.P. Krishna Nadella Ariel Investments Merrillyn Kosier Bloomberg Law Andrew Ramonas ARK ETF Trust Robert Zack Bloomberg LP Tim Crowley ARK LLC Kellen Carter Bloomberg Media Theodore Dolan Artisan Partners Jane Armstrong BMO Funds Brett Black Artisan Partners Dave Heiny BNP Paribas Paul Cahill Artisan Partners Funds Brooke Billick BNP Paribas Frank Colella Artisan Partners Funds Thomas Hefty BNP Paribas Andrew Dougherty Ascendant Compliance Management Matt Calabro BNP Paribas Wayne Finnegan Association for Savings and Investment - SA Eugene Jooste BNP Paribas John Johmann Association for Savings and Investment - SA Adri Messerschmidt BNP Paribas Rafael Perez Assogestioni Fabio Galli BNP Paribas Mary Yaranon Atlantic Fund Services Carlyn Edgar BNP Paribas Securities Services Georg Lasch Austrian Association of Armin Kammel BNY Mellon Michael DeNofrio Management Companies BNY Mellon Susan Frasu Author - The Soul of America BNY Mellon Michael Gallo Avi Nachmany Consulting Avi Nachmany BNY Mellon Christine Gill AXA Carla Byer BNY Mellon Jennifer Goerlich AXA Equitable Gary Fung BNY Mellon Joseph Keenan AXA Equitable David Shentu BNY Mellon Christopher Lacey AXA Equitable Deborah Singh BNY Mellon Sean Lynch AXA Equitable Elaine Williams BNY Mellon Sandy McKenna AXA Equitable Funds Mark Barnard BNY Mellon Chris Rosenthal AXA Equitable Funds Management Group Patricia Louie BNY Mellon Justin Skeels AXA Equitable Funds Management Joseph Paolo BNY Mellon Peter Tenggren Group, LLC BNY Mellon Karen Vavra Baillie Gifford Lesley-Anne Archibald BNY Mellon Donal Walsh Baillie Gifford Howard Chin BNY Mellon Wayne Weaver Baillie Gifford Pamela Cox BNY Mellon / Dreyfus Investments Ryland Pruett Baillie Gifford Funds David Salter BNY Mellon | Pershing Aaron Steinberg Baillie Gifford International Michael Saliba Brandes Marsha Otto

2018 GENERAL MEMBERSHIP MEETING • ATTENDEE LIST BY COMPANY PAGE 2 OF 14 Brandes Mutual Funds Craig Wainscott Capital Group Rebecca Cantrell Bridge Builder Funds (Edward Jones) John Tesoro Capital Group Gina Gavito Bridge Builder Trust Alan Herzog Capital Group Mike Graham Bridgehouse Asset Managers Carol Lynde Capital Group Matthew O’Connor BridgePoint Barbara March Capital Research and Management Walter Burkley Company Brighthouse Dawn Vroegop Capital Research and Management Michael Downer Brighthouse Funds Stephen Alderman Company Brighthouse Funds Kristi Slavin Capital Research and Management Russell Lemley Brinker Capital Roddy Marino Company Brinker Capital Destinations Trust Donna Marley Capital Research and Management Anthony Seiffert Company Brinker Capital Destinations Trust Peter Townsend Capital Research and Management Michael Stockton Broadridge Scott Arndt Company Broadridge Debbie Brown Capital Research Company, Inc. Bradley Vogt Broadridge Erika Craven Captive Resources LLC Heather Schiele Broadridge Daniel Cwenar Carillon Family of Funds Deborah Talbot Broadridge Paul Ellenbogen Carillon Family of Funds Susan Walzer Broadridge Destiny Lentz Causeway Capital LLC Sarah Ketterer Broadridge Frank Maresca Cerulli Associates Donnie Ethier Broadridge Robert Ortense Cerulli Associates Christian Jordan Broadridge Russell Simon Cerulli Associates Paul Koeniger Broadridge Richard Specht CGCM Funds Mark Reed Broadridge Mike Donowitz CGM Funds Dave Fietze Broadridge Financial Solutions Michael Collins Charles Schwab Wayne Chai Broadridge Financial Solutions Elizabeth Conlon Charles Schwab William Duffy Broadridge Financial Solutions Tim Gokey Charles Schwab Heather Fischer Broadridge Financial Solutions Robert Lewis Charles Schwab Jesse Fox Broadridge Financial Solutions Michael Liberatore Charles Schwab Erin Montgomery Broadridge Financial Solutions Devin McCune Charles Schwab Robin Nesbitt Brown Brothers Harriman Muy Chan Charles Schwab Christine Pierangeli Brown Brothers Harriman Ross Connell Charles Schwab Peter Roberson Brown Brothers Harriman Vanessa Cuozzo Charles Schwab Kyle Schmiegel Brown Brothers Harriman Carla Jane Findlay-Dons Charles Schwab Jason Venner Brown Brothers Harriman Brian Fitzgerald Charles Schwab Bruce Bossio Brown Brothers Harriman Julie Flynn Charles Schwab Family of Funds Robert Burns Brown Brothers Harriman Robert Gordon Charles Schwab Investment Management Marie Chandoha Brown Brothers Harriman Julie Hubbard Charles Schwab Investment Management Eric Fortin Brown Brothers Harriman Jim LaCasse Charles Schwab Investment Management Leslie Gambon Brown Brothers Harriman James McNally Charles Schwab Investment Management Michael Hogan Brown Brothers Harriman Shawn McNinch Charles Schwab Investment Management George Pereira Brown Brothers Harriman Joe Pennini Charles Schwab Investment Management Jessica Seidlitz Brown Brothers Harriman William Rosensweig Charles Schwab Investment Mangement Steph Jaouen-Starr Brown Brothers Harriman Michael Saunders Charles Sterling Group Michael Fitzgerald Brown Brothers Harriman Vivian Tung Charles Sterling Group Brian Porter Brown Brothers Harriman Paul Gallagher China Universal Asset Management Wen Li Brown Brothers Harriman Eruch Mody China Universal Asset Management (HK) David Dong Broyhill Assets Danny Gilbert Company Limited BVI Rudolf Siebel Chiron Investment Management, LLC via SEI Kristen Richards Capital Group Reagan Anderson Chiron Investment Management, LLC - SEI Michelle Lancaster Capital Group Clarke Camper Cipperman Compliance Services Todd Cipperman

2018 GENERAL MEMBERSHIP MEETING • ATTENDEE LIST BY COMPANY PAGE 3 OF 14 Cipperman Compliance Services Doug Tyre Confluence Mark Evans Citi Michael Brascetta Confluence Todd Moyer Citi Sarah Casey Confluence Thomas Pfister Citi Amy Corwin-House Confluence Joan Tesla Citi Patrick Curtin Confluence Technologies Karen Campanale Citi Jon Gezotis Consulting Group Capital Markets Funds Joseph Signora Citi Alison Kahn Crane Data Peter Crane Citi James Keenan Funds Mahendra Gupta Citi Jay Martin CSOP ETF Trust Karl Hartmann Citi Jim Nolan Daiwa Asset Management (America) Ltd. Jun Shiota Citi Sean Tuffy Davis Selected Advisers, L.P. Howard Cohen Citi Peggy Vena Davis Selected Advsiers, L.P. Randi Jean Roessler Citibank NA Robert Darmanin DBX Advisors Frank Gecsedi Clearwater Investment Trust Stephen Simon DBX ETF Trust Stephen Byers Cohen & Company Chris Bellamy Dechert LLP Douglas Dick Cohen & Company Vince Curttright Dechert LLP David Harris Cohen & Company Jake Vogel Dechert LLP Robert Helm Cohen & Steers David Edlin Deloitte Larry Depp Cohen & Steers James Giallanza Deloitte Robert Guarnieri Cohen & Steers Albert Laskaj Deloitte Peter Joyce Cohen & Steers Capital Management Jeffrey Martell Deloitte Paul Kraft Columbia Funds Brian Gallagher Deloitte Benjamin Quigley Columbia Funds Sandy Yeager Deloitte Bruce Treff Columbia Threadneedle Investments Jim Bumpus Deloitte Advisory Michael Brodsky Columbia Threadneedle Investments Scott E Couto Deloitte Consulting Janet Hanson Columbia Threadneedle Investments Peter Donatio Delta Data Whitfield Athey Columbia Threadneedle Investments Thomas Jones Delta Data Lou Childs Columbia Threadneedle Investments Ryan Lund Delta Data Burton Keller Columbia Threadneedle Investments Carlos Melville Delta Data Scott Marcus Columbia Threadneedle Investments Kirk Moore Delta Data David Riley Columbia Threadneedle Investments William Truscott Depository Trust & Clearing Corporation Nicholas Deliso Command Financial George Mantice Deutsche Joseph Santoro Command Financial Matt Zanelli Deutsche Funds Paul Freeman Company First Name Last Name Diamond Hill Funds Elizabeth Kessler Compliance Solutions Strategies Ronan Brennan Diamond Hill Funds Peter Sundman Compliance Solutions Strategies Matthew Cressy Diamond Hill Funds Gary Young Compliance Solutions Strategies Hopeton Lindo Diligent Corporation David Chernin Tyler Haynes Diligent Corporation Jeff Crisci Computershare Kristine Shoemaker Diligent Corporation Wendy David Computershare / Georgeson Erik Schwendenman Diligent Corporation Meghan Day Computershare Fund Service Scott Perkins Diligent Corporation Alexandra Eggie Computershare Fund Services Angela Bisagna Diligent Corporation Richard Harrison Computershare Fund Services Cindi Boudreau Diligent Corporation Jeffrey Hilk Computershare Fund Services William Jackson Diligent Corporation Diane Johnson Computershare Fund Services Jocelyn McBride Dimensional Fund Advisors Lana Bergstein Computershare Fund Services Debra Reilly Dimensional Fund Advisors Christopher Crossan Computershare Fund Services Elise Woods Dimensional Fund Advisors Catherine Newell Confluence Gary Casagrande Dimensional Fund Advisors Tina Williams Confluence Donald DeBolt Direxion Funds Kent Barnes

2018 GENERAL MEMBERSHIP MEETING • ATTENDEE LIST BY COMPANY PAGE 4 OF 14 Dodge & Cox Scot Hoffman Dunham & Associates Joseph Kelly Dodge & Cox Roberta Kameda Dutch Fund and Asset Management Hans Janssen Daalen Association Dodge & Cox Katherine Primas DWS Hepsen Uzcan Dodge & Cox Varinia Siefker E Fund Management (HK) Co., Ltd. Erwin Ralph Sanft Dodge & Cox Bill Strickland E Fund Management Co., Ltd. Yvette Hu Domini Impact Funds John Shields Eagle Investment Systems Michael Maltby Domini Impact Investments LLC Maurizio Tallini Eaton Vance Richard Froio Donnelley Financial Solutions Andy Carthy Eaton Vance Colleen Lavery Donnelley Financial Solutions Tim Hargesheimer Eaton Vance Robyn Tice Donnelley Financial Solutions Jay Nusblatt Eaton Vance Corp. Thomas Faust Donnelley Financial Solutions Liam Power Eaton Vance Distributors, Inc. John Moninger Donnelley Financial Solutions Noah Rogers Eaton Vance Funds George Gorman DoubleLine Patrick Townzen Eaton Vance Funds Scott Wennerholm DoubleLine Funds Ronald Redell Eaton Vance Management Lawrence Fahey Dreyfus Transfer Inc Irene Papadoulis (Pappas) Edward Jones Kyle Andersen Driehaus Capital Management Adam Cooper Edward Jones Jason Hubersberger Driehaus Theodore Beck Edward Jones Lisa Klassen Driehuas Mutual Funds Dan Zemanek Edward Jones David Long DST Brandon Anderson Edward Jones Tim Ney DST Scott Chelton Edward Jones Clara Ranzetta DST Steve Grande Edward Jones Fund Timothy Jacoby DST Michael McNeill EFAMA Bernard Delbecque DST Lawrence McQuaid EFAMA Peter DeProft DST Nicholas Nichols EFAMA Vincent Ingham DST Chris Shaw Envision Financial Systems Thomas Wiedecker DST Kristina Spillane Envision Financial Systems, Inc. John Gray DST Jason Vaughn Envision Financial Systems, Inc. Brian Jones DST Asset Manager Solutions, Inc. George Costas Equity Trustees Philip Gentry DST Brokerage Solutions Stuart Bowers Equity Trustees Harvey Kalman DST Research, Analytics, and Consulting Michael Andrews LLC ERG Jason Vorhees DST Systems Vera Burdt Ernst & Young Adeel Jivraj DST Systems Patricia Crockan Ernst & Young Edwin Schall DST Systems Chuck Davis eSecLending Nora Bowman DST Systems Matthew Fronczke eSecLending Erik Skulte DST Systems Amy Gordon ETFS Trust William Thomas DST Systems Nicole Greene Eversheds Sutherland Andrew Henderson DST Systems Anne Hebard -Duduch EY Jennifer Erskine DST Systems Craig Hollis EY Mitch Walter DST Systems Lee Kowarski FAM Funds Debra Pollard DST Systems Lisa Light Fannie Mae Emily Engelman DST Systems Terry Metzger Fannie Mae Arthur Johnson DST Systems Steven Miyao Federated Investors Edward Costello DST Systems Robert Trower Federated Investors JT Tuskan DTCC Janice Barnwell Federated Investors Robert Wagner DTCC Karin Billias Fidelity Chad Renfro DTCC Kelly Kilroy Fidelity Corporate Actions Solutions Susan Condelli DTCC Lisa O’Neill Fidelity Corporate Actions Solutions Will Dolan Dunham & Associates Salvatore Capizzi Fidelity Corporate Actions Solutions John Fickle

2018 GENERAL MEMBERSHIP MEETING • ATTENDEE LIST BY COMPANY PAGE 5 OF 14 James Febeo Fund Action Stanley Wilson Fidelity Investments Sean Hamilton Fund Board Views Hillary Jackson Fidelity Investments Alice Joe Fund Intelligence Marissa Capodanno Fidelity Investments Traci McCormack Fund Operations Emily Sakamoto Fidelity Investments Kenneth Robins FundX Investment Group Sean McKeon Fidelity Investments Harvey Rosen FUSE Research Jason Heinhorst Fidelity Investments Andrew Vermilye FUSE Research Network Samuel Campbell Fiducia Optime Ori Porat FUSE Research Network Cindy Zarker Fiduciary Counselling, Inc. Karen Rau Galliard Capital Management David Liu Fifth Third Bank Ryan Henrich Gemini Fund Services, LLC James Ash FilePoint Ronald Anzivino Gemini Fund Services, LLC Eric Kane FilePoint Stephanie Tracey Gemini Fund Services, LLC Bryan Sutherland Financial Times Dennis Asselta Georgeson/Computershare Dana Terry Financial Times Emily Robbins Global Atlantic Investment Advisors David Capalbo FINRA Bryan Varvel Global Atlantic Investment Advisors Deborah Schunder First Eagle Albert Pisano GlobeTax Michael Finck First Eagle Investment Management, LLC Michael Luzzatto GlobeTax Thomas Grande First Investors Robert Leonardi Troy Thornton First Investors Family of Funds Mark Ward Goldman Sachs James Waters First Pacific Advisors, LLC Kim St. Hilaire Goldman Sachs Asset Management Michael Latham First Trust portfolios Kelly Dehler Goldman Sachs Asset Management Gregory Weaver First Trust Portfolios L.P. W. Scott Jardine Goldman Sachs Funds HJ Markley First Trust Portfolios L.P. Kristi Maher Goldman Sachs Mutual Funds Kathryn Cassidy FIS Mark Moran Goldman Sachs Mutual Funds Diana Daniels Foreside Jennifer DiValerio Goldman Sachs Mutual Funds Jessica Palmer Forum Funds Dennis Mason Goldman Sachs Mutual Funds Roy Templin Franklin Templeton Jennifer Gusman Goldman Sachs Trust James McNamara Franklin Templeton Derrick Mosley GQG Partners Timothy Carver Franklin Templeton Distributors, Inc. Bob Geppner Great-West Financial Katherine Stoner Franklin Templeton Funds Burton Greenwald Griffin Capital Ryan Del Giudice Franklin Templeton Funds Robert Wade Guardian Philip Stack Franklin Templeton Investments Debbie Bartel Guardian Life Michael Bessel Franklin Templeton Investments Stuart Bateman Harbor Funds Gregg Boland Franklin Templeton Investments Joe Boerio Harbor Funds Hugh Kelly Franklin Templeton Investments Stacey Coleman Harding Loevner Richard Reiter Franklin Templeton Investments Michael Doshier Harding Loevner Funds Samuel Karetsky Franklin Templeton Investments Laura Fergerson Hardman Johnston Global Advisors Clifford Schireson Franklin Templeton Investments Lisa Gallegos Harris Associates Colin McFarland Franklin Templeton Investments Scott Gormley Harris Associates Rana Wright Franklin Templeton Investments Bethany Hendricks Harris Associates / Oakmark Funds Christopher Keller Franklin Templeton Investments Priscilla Moyer Harris Associates L.P. Kristi Rowsell Franklin Templeton Investments Deonne Rivera Hartford Funds John Ashley Franklin Templeton Investments Alok Sethi Hartford Funds Joe Melcher Franklin Templeton Investments Robert Smith Harvest Volatility Edge Funds Keith Fletcher Franklin Templeton Investor Services LLC Ian McCoy Hengtian Services LLC Karym Murphy Freddie Mac Jamie Miller Hengtian Services LLC Paul O’Neil Freddie Mac Mary O’Donnell Hengtian Services LLC Robert Williams Freddie Mac Louis Perwien Hennessy Funds Jennifer Cheskiewicz Fund Action Julie Mansmann Hennessy Funds Neil Hennessy

2018 GENERAL MEMBERSHIP MEETING • ATTENDEE LIST BY COMPANY PAGE 6 OF 14 Hillman Capital Management Trust James H Speed Jr. Jeaneen Terrio Homestead Funds Beth Civerolo Invesco John Zerr Homestead Funds Darryl Keeton Invesco Funds Bruce Crockett Homestead Funds James Perna Invesco Funds Prema Mathai-Davis Homestead Funds Laura Tillman Invesco Funds Robert Troccoli Horizon Funds Matt Chambers Invesco PowerShares Melanie Zimdars Hotchkis & Wiley Mary Papamarkou Asset Management Tom Evans Hotchkis and Wiley Capital Management Tina Kodama Investec Asset Management Richard Garland HSBC Global Asset Management Stefano Michelagnoli Investec Asset Management Andre van Heerden HSBC Global Asset Management (USA) Inc. Deborah Hazell Investment Company Institute Audrey Anderson IBM Tom Eck Investment Company Institute Rochelle Antoniewicz ICI Global Patrice Bergé-Vincent Investment Company Institute Jeanne Arnold ICI Global Jennifer Choi Investment Company Institute Don Auerbach ICI Global Anna Driggs Investment Company Institute Preslava Avramova ICI Global Eva Mykolenko Investment Company Institute Matthew Barry ICI Global Giles Swan Investment Company Institute Steven Bass ICI Global Dan Waters Investment Company Institute Danielle Beaulieu ICI Mutua Samy Rabb Investment Company Institute Matthew Beck ICI Mutual David Thomas Investment Company Institute Todd Bernhardt ICI Mutual Amy Veloz Payano Investment Company Institute Sarah Bessin ICI Mutual Catherine Dalton Investment Company Institute Ramesh Bhargava ICMA-RC Rhonda Holmes Investment Company Institute Pete Bockelman ICMA-RC Jessica Zito Investment Company Institute Tonya Bouley ICON Advisers, Inc. Chris Ambruso Investment Company Institute Bridget Boyd ICON Funds Glen Bergert Investment Company Institute Chris Boyland ICON Funds Mark Manassee Investment Company Institute Peter Brady Icon Funds John Pomeroy Investment Company Institute Linda Brenner IDC Lisa Hamman Investment Company Institute Miriam Bridges IDC Paul Mussoni Investment Company Institute Lisa Bright IFIC Charles Wang Investment Company Institute Laura Brown Ignites Juan Carlos Bungay Investment Company Institute Angie Brownie Ignites Hannah Glover Investment Company Institute Marty Burns Ignites Domenick Vecchione Investment Company Institute Paul Camarata IHS Markit Garrett Burke Investment Company Institute Cosmo Carelli Impax Asset Management John Boese Investment Company Institute Maria Castellon IMST-II Thomas Knipper Investment Company Institute Brandon Chen Independent Directors Ted Sotir Investment Company Institute Elena Chism Independent Directors Council Annette Capretta Investment Company Institute Jeff Chong Independent Directors Council Amy Lancellotta Investment Company Institute Laurie Cipriano IndexIQ ETF Trust Paul Schaeffer Investment Company Institute Melanie Cohen Insured Retirement Institute Cathy Weatherford Investment Company Institute Kerry Cole Intech Bart Gancher Investment Company Institute Sally Coleman Invesco Andy Blocker Investment Company Institute Sean Collins Invesco Jay Boyd Investment Company Institute Patricia Conley Invesco Jamie Braverman Investment Company Institute Allison Crowley Invesco Mary Corcoran Investment Company Institute Stephanie Curtis Invesco Martin Flanagan Investment Company Institute Magen Dargon Invesco Jennifer Flitton Investment Company Institute Matthew Daversa Invesco Anita Karier Investment Company Institute Mark Delcoco

2018 GENERAL MEMBERSHIP MEETING • ATTENDEE LIST BY COMPANY PAGE 7 OF 14 Investment Company Institute Mark Dickas Investment Company Institute Jean-Claire Perini Investment Company Institute Dorothy Donohue Investment Company Institute Jillian Pollack Investment Company Institute Ahmed Elghazaly Investment Company Institute Martin Prestage Investment Company Institute Imad Farhan Investment Company Institute Eric Primiano Investment Company Institute Linda French Investment Company Institute Cynthia Pullom Investment Company Institute Peter Gallary Investment Company Institute Suzanne Rand Investment Company Institute Karen Gibian Investment Company Institute John Randall Investment Company Institute George Gilbert Investment Company Institute Blanford Robinson Investment Company Institute Andrew Goldenbaum Investment Company Institute Nick Rodriguez Investment Company Institute Zhann Goloborodko Investment Company Institute Liz Roth Investment Company Institute Candice Gullett Investment Company Institute Dean Sackett Investment Company Institute Peter Gunas Investment Company Institute Shannon Salinas Investment Company Institute Jane Heinrichs Investment Company Institute Tami Salmon Investment Company Institute Kelly Hitchcock Investment Company Institute Ashley Scarboro Investment Company Institute Sarah Holden Investment Company Institute Daniel Schrass Investment Company Institute Allen Huffman Investment Company Institute Mary Anne Shields Investment Company Institute Den-Ny Hwang Investment Company Institute Sarah Sibicky Investment Company Institute Nadia Ishmael Investment Company Institute Anna Sito Investment Company Institute Maurice Jenkins Investment Company Institute Greg Smith Investment Company Institute Caroline Jensen Investment Company Institute Franklin Snyder Investment Company Institute Sailesh Jha Investment Company Institute Frances Stadler Investment Company Institute LaFleur Jones Investment Company Institute Brittany Starr Investment Company Institute Joanne Kane Investment Company Institute Judy Steenstra Investment Company Institute Brenda Kathurima Investment Company Institute Debra Stephens Investment Company Institute Tina Kilroy Investment Company Institute Paul Stevens Investment Company Institute Tanya Kirchner Investment Company Institute Katie Sunderland Investment Company Institute Mary Kramer Investment Company Institute Matt Thornton Investment Company Institute Michelle Kretsch Investment Company Institute Steve Treanor Investment Company Institute Stephanie Lacasse Investment Company Institute Brenda Turner Investment Company Institute Keith Lawson Investment Company Institute Aaron Ugalde Investment Company Institute Judy Lee Investment Company Institute Anne Vandegrift Investment Company Institute Dominick Liberatore Investment Company Institute Lisa Vazquez Investment Company Institute Henry Loc Investment Company Institute Mallory Werthamer Investment Company Institute Shaun Lutz Investment Company Institute M. Ezella Wynn Investment Company Institute Brittany Maselli Investment Company Institute Janet Zavistovich Investment Company Institute Sheila McDonald Investment Funds Institute of Canada Carolyn Quick Investment Company Institute Jeff McHale Investment Funds Institute of Canada Janet Salter Investment Company Institute Mike McNamee Investment Managers Series Trust Joy Ausili Investment Company Institute Rachel McTague Investment Managers Series Trust Martin Dziura Investment Company Institute Morris Mitler Investment Managers Series Trust Charles Miller Investment Company Institute Sheila Moore Investment Managers Series Trust John Zader Investment Company Institute Michael Morosi InvestmentNews Mark Schoeff Jr. Investment Company Institute Samuel Myett Ivy Funds Lori Olson Investment Company Institute Jeff Naylor J.P. Morgan Mary Baker-Balady Investment Company Institute Brent Newton J.P. Morgan John Breitweg Investment Company Institute Jennifer Odom J.P. Morgan Scott Buitekant Investment Company Institute Jennifer Olson J.P. Morgan Greg Cook Investment Company Institute Stephanie Ortbals-Tibbs J.P. Morgan John Durso Investment Company Institute Josh Parker J.P. Morgan Josh Jacobs

2018 GENERAL MEMBERSHIP MEETING • ATTENDEE LIST BY COMPANY PAGE 8 OF 14 J.P. Morgan Nicholas Lombardo Lincoln Financial Group Samuel Goldstein J.P. Morgan Mary Messer Lincoln Financial Group Christina Pron J.P. Morgan Catherine Nitschke Lincoln Financial Group Benjamin Richer J.P. Morgan Asset Management Michael Baker Lincoln Financial Group John Weston J.P. Morgan Asset Management George C. W. Gatch Lincoln Variable Insurance Products Trust Steve Cobb J.P. Morgan Asset Management Michael Mastroianni Lincoln Variable Insurance Products Trust Elizabeth Hager J.P. Morgan Asset Management Sandra Morris Lincoln Variable Insurance Products Trust Gary Lemon J.P. Morgan ETF Trust Lawrence Maffia Lincoln Variable Insurance Products Trust Thomas Leonard J.P.Morgan Michael Chun Lincoln Variable Insurance Products Trust Thomas Rath Jackson National Alana Reome Linedata Christopher Cooke Jackson National Asset Management LLC Mark Nerud Linedata Ryan Price Jackson National Asset Management, LLC Susan Rhee Linedata Justin Ryder Jackson Square Partners Sean Kreiger Llinks Law Offices Sandra Lu Jackson Square Partners, LLC Van Tran Lord Abbett Bernard Grzelak Janus Capital Group, Inc. Kristin Mariani Lord Abbett Jamey Lamanna Japan Investment Trusts Association (JITA) Yoshio Okubo Lord Abbett Joseph McGill Japan Investment Trusts Association (JITA) Atsushi Tsuchiya Lord Abbett Louis Taite Jensen Quality Growth Fund Brian Ferrie Loring Ward Deborah Djeu John Hancock Brian MacPhee Loyola Univeristy Chicago Joan Steel John Hancock Kristina Patyjewicz M3Sixty Randy Linscott John Hancock Financial Services James Interrante Mackenzie Investments Michael Schnitman John Hancock Investments Jeffrey Duckworth Curt Jacques John Hancock Investments Francis Knox Macquarie Investment Management Irne Lu John Hancock Investments Alec Papazian Macquarie Investment Management Shawn Lytle John Hancock Investments Trevor Swanberg Macquarie Investment Management Carleen Michalski John Hancock Life Insurance Company John Vrysen Macquarie Investment Management Richard Salus JP Morgan Mara Shreck Macquarie Investment Management Jan Trembley JP Morgan Chase Julie Tedesco MainStay Funds Susan Kerley JP Morgan ETF Board Robert Deutsch MainStay Funds and VanEck Vectors ETF David Chow Trust JPMorgan Janet Squitieri Mairs & Power Collyn Iblings JPMorgan Asset Management Jillian DelSignore Mairs & Power Inc. Marissa Gehling JPMorgan Chase & Co. Michelle Mesack Managed Portfolio Series Debbie Ward JPMorgan Chase Bank, N.A. Nina Shenker Management Practice Inc. Jay Keeshan JP Morgan Funds (23Wall Trust) James Donovan Managers Investment Group Keitha Kinne J.P. Morgan Exchange-Traded Fund Trust Thomas Lemke Investments Derek Saliba KANTER Tea Ivanovic Market Strategies Meredith Rice Kensho Adam Broun Market Strategies International Linda York Kiplinger’s Personal Finance Anne Smith MassMutual James Sonne Kiplinger’s Personal Finance Magazine Eileen Ambrose Matthews Teresa Kong Kiplinger’s Personal Finance magazine Nellie Huang Matthews Asia Manoj (Tito) Pombra KNEIP Louis Wright Matthews Asia David Scott Korea Financial Investment Association Julia Kim Matthews Asia Frank Wheeler Korea Financial Investmnet Association Hwantae Lee Matthews Asia Funds Jon Zeschin Legg Mason Stephanie Beran Matthews Asia Funds and Pacific Life Funds Gale Caruso Legg Mason Frances L. Cashman Matthews International Capital Mgmt, LLC William Hackett Legg Mason Mark Lavan MetLife Robert Serafin Legg Mason, Inc. Joseph Sullivan MFS Investment Management Darlene Breau Lieff Cabraser Heimann & Bernstein LLP W. Edward Massey MFS Investment Management Brent Farmer Lincoln Financial Group Jayson Bronchetti

2018 GENERAL MEMBERSHIP MEETING • ATTENDEE LIST BY COMPANY PAGE 9 OF 14 MFS Investment Management James Jessee Mutual Fund Administration, LLC Rita Dam MFS Investment Management Michael Keenan Mutual Fund Administration, LLC Diane Drake MFS Investment Management Lawrence Levine Mutual Fund Directors Forum Joanne Skerrett MFS Investment Management Mike MacNaught National Financial Services Charlie Geremia MFS Investment Management Matt Sweeney National Financial Services Chris Robinson MFS Investment Management Rheeta Wise National Quality Review Catherine Coyne MFS Investment Management Martin Wolin National Quality Review Polly LeBarron MFS Investments Janine Comstock National Quality Review Jackie Tilton MFWire Neil Anderson Nationwide Financial Anne Soucy MFWire Sean Hanna Nationwide Funds Group Brian Hirsch Midas William Winmill Nationwide Investment Management Group Michael Spangler MIDAS Thomas Winmill Advisors, L.P. David Vallon Milestone Group Robert Kearney Natixis Funds Erik Sirri Milestone Group Russell Warren Natixis Investment Managers Maureen Mitchell Modern Compliance David Lui Neuberger Berman Amy Gilfenbaum Mogan Stanley Scott Steel Neuberger Berman Brian Kerrane Money-Media Ben Northover Neuberger Berman Alexander Samuelson Money-Media Chris Pini Neuberger Berman Group LLC Corey Issing Money-Media Catlin Sweeney Neuberger Berman Investment Advisers LLC Robert Conti John Corbisiero Neuberger Berman Investment Advisers LLC Agnes Diaz Morgan Stanley James Gorman New York Life Jacqueline Meere Morgan Stanley Ankush Jain New York Life Alison O’Donnell Morgan Stanley Adam Jonas New York Life Insurance Company Sapna Mendiratta Morgan Stanley Timothy Knierim New York Life Investment Management LLC Kevin Bopp Morgan Stanley Paul Martin New York Life Investment Mgmt Kirk Lehneis Morgan Stanley Thomas McCrocklin New York Life Investments Don Osmanski Morgan Stanley Laurie Pistilli New York Life Investments Theresa Still Morgan Stanley David Rosen NextShares Solutions LLC Stephen Clarke Morgan Stanley Funds Michael Nugent NextShares Solutions LLC Kristine Delano Morgan Stanley Investment Management Nitin Bhat NextShares Solutions LLC Chris Mitchell Morgan Stanley Investment Management Chris O’Dell NextShares Solutions LLC Dan Puopolo Inc. NextShares Solutions LLC Brian Reilly Morgan Stanley Mutual Funds Patricia Maleski NICSA Anne DeMay Morgan, Lewis & Bockius LLP Monica Lea Parry NICSA Andy Falter Morningstar Jason Dijak NICSA Jim Fitzpatrick Morningstar Jonathan Pliszka Northern Funds Cynthia Plouche Morningstar Lee Sanders Toni Bugni Morningstar Elena Zistakis Northern Trust Joe Fink Morningstar Funds Trust Theresa Hamacher Northern Trust Lisa Shea Morningstar Inc Ramsin Jajoo Northern Trust Kerry Thiede Morningstar, Inc. Glenn Laatsch Northern Trust Ann Zeiler Morningstar, Inc. Anna Nordseth Northern Trust Asset Management Shundrawn Thomas Motley Fool Asset Management Greg Haygood Northwestern Mutual Christy Brown MUFG Investor Services Michael Scalzi Norwegian Fund and Asset Management Bernt Zakariassen MUFG Union Bank Louis Nazzaro Association MUFG Union Bank Brian Swanson NRS Helene Heman MUFG Union Bank, N.A. Jeff Boyle Vijay C Advani MUFG Union Bank, N.A. Brian Davies Nuveen Jeff Carlin MUFG Union Bank, N.A. Kevin Galvin Nuveen Mary Ellen Higgins

2018 GENERAL MEMBERSHIP MEETING • ATTENDEE LIST BY COMPANY PAGE 10 OF 14 Nuveen David Lamb PGIM Investments Stuart Parker Nuveen Investments Carl Katerndahl PGIM Investments Tate Rupprecht NYLIM Yie-Hsin Hung PGIM Investments’ Mutual Funds Keith Hartstein OFI Global Asset Management Kathleen Ives PGIM, The Investement Business of David Hunt Prudential Okapi Partners Laura Bissell Phoenix Systems Inc Paul Lacher Olstein Capital Management, L.P. James Kimmel PIMCO Eric Sutherland Oppenheimer Funds Edmund Giambastiani PIMCO LLC Brian Pittluck Oppenheimer Funds Amy Van Gundy PNC Natalie Donohue Oppenheimer Funds Daniel Vandivort PNC Bank - Retired james Dunigan Oppenheimer Funds Joanne Pace PNC Funds Lauren Kast OppenheimerFunds Carl Algermissen Politico Patrick Temple-West OppenheimerFunds Nicole Filingeri PricewaterhouseCoopers John Griffin OppenheimerFunds Patrick Hurley PricewaterhouseCoopers John Siciliano Oppenheimerfunds Bob Jason PricewaterhouseCoopers John Stadtler OppenheimerFunds Christopher Kornafel PricewaterhouseCoopers Alexander Wentzel OppenheimerFunds Natalie Marin PricewaterhouseCoopers Gena Wilson OppenheimerFunds John McDonough Principal Financial Group Tracy Bollin OppenheimerFunds Mary Ann Picciotto Principal Funds Jennifer Block OppenheimerFunds Kirk Reid Principal Funds Meg VanDeWeghe OppenheimerFunds Shannon Steward Principal Global Investors Cary Fuchs OppenheimerFunds James Vaughn Principal Management Corporation Teri Root OppenheimerFunds, Inc. Jennifer Foxson Prism Multi Strategy Fund Thomas Schmidt Osterweis Capital Management Catherine Halberstadt Professionally Managed Portfolios Donna Barrette Pacific Funds Carson Geiss ProShares Donald Roberson Pacific Funds Doug Jackson Prudential David Burns Pacific Heights Asset Management, LLC Michael Cuggino Prudential Wendy Strutt Pacific Life Sharon Pacheco Prudential Government Relations Rex Wackerle Pacific Life Fund Advisors LLC Michael Clifton Putnam funds Ravi Akhoury Pacific Life Funds Rudy Veerjee Putnam Investments James Clark Pacific Select Funds/Pacific Funds Lucie Moore Putnam Investments Bill Connolly Pageant Media Ryan Meyers Putnam Investments John Nickodemus Pageant Media Paul O’Dowd Putnam Investments Mark Trenchard ParkLexington Advisors Scott Palmer PwC Barry Benjamin Parnassus Funds / FAM Funds Donald Boteler PwC Peter Finnerty Parnassus Investments Mark Lee PwC Tom Henk Parnassus Investments Marc Mahon PwC Steve Perazzoli Parnassus Investments John Skidmore PwC Elizabeth Savino Pax World Funds Anne Goggin PwC Jenna Surface Perkins Coie Mary Moynihan QMA Rita Tucci Permanent Portfolio Family of Funds Hugh Butler Quasar Distributors, LLC Andrew Strnad PGIM Financial Ellen McGlynn Koke RBB Funds Group Robert Straniere PGIM Funds Brian Reid RBC GAM Christi Weber PGIM Investments Scott Benjamin RBC Global Asset Management Nicholas Walstrom PGIM Investments Jim Devaney ReFlow Services, LLC Evan Smith PGIM Investments Deborah Docs ReFlow Services, LLC Bill White PGIM Investments Chad Earnst Reid Partners Alan Reid PGIM Investments Sheri Gilchrist Relationship Management Group Margaret Flynn-Martin PGIM Investments Christine Grande RiverNorth Mutual Funds John Oakes PGIM Investments Grace Lee

2018 GENERAL MEMBERSHIP MEETING • ATTENDEE LIST BY COMPANY PAGE 11 OF 14 Ropes & Gray LLP Michael Doherty SS&C GlobeOp Eamonn Greaves Ropes & Gray LLP John Loder SS&C GlobeOp Rahul Kanwar RSM US LLP Jason Kellogg SS&C Technologies Jon Anderson RSM US LLP Joseph Palombo SS&C Technologies Tamara Sablic RSM US LLP Jason Sibley SSGA John Costantino Russell Investments Monique Pecchia StarCompliance Brian Green SalesFocus Solutions David Halligan State Street Lauren Davides SalesFocus Solutions Jill Santandreu State Street Tim Hornbrook SalesFocus Solutions Staci Walls State Street Jane Kirkland SalesFocus Solutions Aaron Wong State Street Brian Tormollan SalesPage Technologies Aric Faber State Street Corporation Dolie Chacko Sarbanis Salient Funds; Litman Gregory Masters Julie Allecta State Street Corporation Scott FitzGerald Funds State Street Corporation Brenda Lyons Saturna Capital Jane Carten State Street Corporation Jane Mancini Schwab Funds Nancy Heller State Street Global Advisors Alyssa Albertelli Schwab Funds Gerald Smith State Street Global Advisors Jeanne LaPorta Scout Investments, Inc. Andrew Iseman State Street Global Advisors James Ross SEC, Division of Investment Management Paul G. Cellupica Sterling Capital James Gillespie SEC, Trading and Markets Mark Salzburg Sterling Capital Funds Lynne Cannon Securities and Futures Bureau, Financial Ping Jen Chen Stradley Ronon LLP Bruce Leto Supervisory Commission Strategic Insight Dennis Bowden Securities Investment Trust & Consulting Wu Tzu Hsien Association of the R.O.C. Strategic Insight Allana Burke Securities Investment Trust and Consulting Chang Ming Tsai Strategic Insight Paul Curley Association of the R.O.C. Strategic Insight Adam Feldstein Securities Investment Trust and Consulting I-MIN Wang Strategic Insight Goshka Folda Association of the R.O.C. Strategic Insight David Gaunt SEI John Alshefski Strategic Insight Phil Herzog SEI Anthony Anella Strategic Insight Mary Kriegsfeld SEI Jason Clark Strategic Insight Jeff McGuire SEI Nancy Cloran Strategic Insight Charles Novicki SEI Sean Kennedy Strategic Insight Matt Reed SEI Jennifer Knapp Strategic Insight Chris Riggio SEI Dan Lortz Strategic Insight Mike Tipton SEI Steve Papulak Strategic Insight Austin Ulep SEI Nathallia Pryce Sullivan & Cromwell LLP John Baumgardner SEI Bob Rinicella Sumitomo Mitsui Trust Asset Management David Semaya SEI George Tsiaras Co., Ltd. SEI Mutual Funds Susan Cote Sutherland Asbill & Brennan LLP John Walsh SEI Private Trust Company David Langdale Swiss Funds and Asset Management Markus Fuchs Shared Assessments Charles Miller Association SFAMA SharesPost 100 Fund Sven Weber T Rowe Price Greenstein Leah SIFMA AMG Laura Martin T Rowe Price John Spratt SilverPepper LLC Patrick Reinkemeyer T. Rowe Price Sue Bhogal Societe Generale Securities Services Walter Koller T. Rowe Price Michael Buberl SourceMedia Louis Fugazy T. Rowe Price Barbara Burdett Spectrum Asset Management Joseph Hanczor T. Rowe Price Jim Cronin SS&C Neill Reilly T. Rowe Price Sanjeev Dev SS&C Michael Sleightholme T. Rowe Price James Erceg SS&C GlobeOp Marcela Crossman T. Rowe Price Rajesh Eshwar

2018 GENERAL MEMBERSHIP MEETING • ATTENDEE LIST BY COMPANY PAGE 12 OF 14 T. Rowe Price Robert Gerrard The Fund Inc Jorge Alamillo T. Rowe Price David Gilliam The Mexico Fund, Inc. Alberto Osorio T. Rowe Price Edward Giltenan The New America High Income Fund, Inc. Ellen Terry T. Rowe Price Jason Gounaris The Northen Trust Company Jamie Jones Ezefili T. Rowe Price Bob Grohowski The Northern Trust Maria Cabral T. Rowe Price David Kittredge The Northern Trust Company Bryan Rooney T. Rowe Price Linda Kostic The RBB Fund, Inc. James Shaw T. Rowe Price Brian Lewbart The Royce Funds Lisa Curcio T. Rowe Price Karan McClimans Kelly Cornwell T. Rowe Price Trevor McLeod The Vanguard Group Theresa Gilpin T. Rowe Price Michael Oroszi The Vanguard Group, Inc. Eun (Jenny) An T. Rowe Price Paul Pfeiffer Thompson Hickey, P.A. Daniel April T. Rowe Price Cheryl Pipia Thompson IM Funds Cornelia Boyle T. Rowe Price Adam Reever Thomson Reuters Soyoung Ho T. Rowe Price Melissa Sacks Thornburg Funds Owen Van Essen T. Rowe Price Mike Saylor Thornburg Investment Management Garrett Thornburg T. Rowe Price Jonathan Siegel Thornburg Investment Management Stephen Velie T. Rowe Price Mary Thomey Thrivent Jay Jackson T. Rowe Price Associates Matt Doyle Thrivent Financial Tina Smith T. Rowe Price Associates John Gilner TIAA Diana Horhogea T. Rowe Price Associates, INC. Fran Pollack-Matz TIAA Sue Yang T. Rowe Price Group Laura Chasney TIAA-CREF Funds Dan Cummings T. Rowe Price Group, Inc. Edward Bernard Tocqueville Trust Cleo Kotis Tait Weller Leonard Di Pietro Tocqueville Trust Tom Pandick Tait Weller Linda Kaufmann Toppan Vintage Antoinette Behan Tait Weller James Mahoney Toppan Vintage Richard Wuchte Tait Weller Elisabeth Martinetz Toppan Vite Dean Privetera Tait Weller Richard Wagner Tortoise Mike McKeigue TCW Jeffrey Engelsman Tortoise Capital Advisors, LLC Brad Adams TD Ameritrade Robert Sobol Touchstone Funds Julie Smith TD Ameritrade Joe Stockton Touchstone Investments Terrie Wiedenheft TD Ameritrade Clearing Inc. Charles Upchurch Transamerica Frank Maher TD Asset Management Inc. Craig Gaskin Transamerica Asset Management Marijn Smit Temenos Multifonds Reese Lucas Transamerica Funds Leo Hill Temenos Multifonds Peter Muldoon Trillium Asset Management, LLC Nancy Denney Temenos Multifonds Brandon Spooner TRowe Price Chris Ferrara Temenos Multifonds David Webster Trust for Professional Managers Jonas Siegel The Art of Perception, Inc. Amy Herman U.S. Bancorp Asset Management Jill Stevenson The Carlyle Group David Rubenstein U.S. Bancorp Asset Management, Inc. Alyssa Bentz The International Investment Funds Helen OBrien U.S. Bancorp Asset Management, Inc. Eric Thole Association U.S. Bancorp Fund Services Joe Bree The Investment Association Chris Cummings U.S. Bancorp Fund Services Mike Castino The Investment Company Institute Michael Bogdan U.S. Bancorp Fund Services Robert Kern The Investment Company Institute Jason Seligman U.S. Bancorp Fund Services Joseph Neuberger The Investment Funds Institute of Canada Paul Bourque U.S. Bancorp Fund Services Erika Panyard The Investment Funds Institute of Canada Ian Bragg U.S. Bancorp Fund Services, LLC Dana Armour The Investment Funds Institute of Canada Minal Upadhyaya U.S. Bancorp Fund Services, LLC Greg Caravella The Investment Funds Institute of Canada James Carman U.S. Bancorp Fund Services, LLC Katherine Fries (IFIC) U.S. Bancorp Fund Services, LLC Anita Zagrodnik

2018 GENERAL MEMBERSHIP MEETING • ATTENDEE LIST BY COMPANY PAGE 13 OF 14 U.S. Bank Gunjan Kedia Vanguard Tara Smith U.S. Securities and Exchange Commission Amy Miller Vanguard Sean Vincent U.S. Securities and Exchange Commission Michael Piwowar Vanguard Spencer Virta UBS Asset Management Mark Carver Vertical Capital Income Fund T. Neil Bathon Ultimus Fund Solutions David Carson Vestmark Steven Camp Ultimus Fund Solutions Mick Grunewald Vestmark Lonnie Macdonald Ultimus Fund Solutions Brandon Kipp Vestmark Steve Smith Ultimus Fund Solutions Jace Schuppan Virtus Investment Advisers, Inc. David Fusco Ultimus Fund Solutions, LLC Adam Kornegay Virtus Investment Partners Mark Flynn Ultimus Fund Solutions, LLC Mark Seger Voya Funds Kevin Gleason Ultimus Fund Solutions, LLC Gary Tenkman Voya Funds Sheryl Pressler Ultimus Managers Trust Robert Dorsey Voya Investment Management Micheline Faver UMB Michelle Benner Voya Investment Management Joelle McEnaney UMB Fund Services Greg Drose Waddell & Reed Catherine Gloner UMB Fund Services Anthony Fischer Washington Mutual Investors Fund Charles Andrews UMB Fund Services Sandy Hughes Water Island Capital Ludmila Chwazik UMB Fund Services Rob Mortensen Water Island Capital Jon Hickey UMB Fund Services Maureen Quill Weitz Investment Management Kelly Kraft UMB Fund Services Laura Schuld Wellington Management Company Jim Fricano UMB Fund Services Scott Schulenburg Wellington Management Company LLP Nancy Morris UMB Fund Services Chante Schultz William Blair Funds Kathleen Barr Unified Series Trust Ken G.Y. Grant William Blair Funds Randy Randall University of Illinois Foundation Karen Golz Wilmington Trust Investment Advisors Lisa Druelinger US Bancorp Fund Services Daniel Hanrahan WisdomTree Asset Management Gregory Barton US Bank Jennifer Kienbaum WisdomTree Investments, Inc. Jessica Zaloom US Securities and Exchange Commission John Lee Wolters Kluwer Paul Keith US Securities and Exchange Commission Deepak Pai Wolters Kluwer Michael McBrinn USAA Paul Fulmer Work AMEX Greg Piaseckyj USAA Stephanie Higby Workiva Erica Andersen USAA Invesment Management Company Javier Morales Workiva Matt Keeggan Value Line Funds Tom Sarkany Workiva Arthy Kumar Value Line Funds Michael Wagner World Funds Trust John Pasco VanEck Global Funds Alastair Short ZS Rubesh Jacobs Vanguard Lance Barrett ZS Brian Keating Vanguard Laura Bautista Mike Alger Vanguard Dawn DeFreitas Erik Beck Vanguard Brian Dvorak Alan Colodner Vanguard Jane Feehan Therese Hogan Vanguard Robert Geiger Daniel Kingsbury Vanguard Amanda James Jerry Linenger Vanguard Mary Kay Lewis Melissa Macatuno Vanguard Laura Nudy Matt Michaud Vanguard Teresa Sloan Yancik Linda Namias

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2018 GENERAL MEMBERSHIP MEETING • ATTENDEE LIST BY COMPANY PAGE 14 OF 14