Ref. Ares(2020)3593391 - 08/07/2020 Deliverable 2.1 Moving Block Signalling System Test Strategy Project acronym: MOVINGRAIL Starting date: 1/12/18 Duration (in months): 25 Call (part) identifier: H2020-S2R-OC-IP2-2018 Grant agreement no: 826347 Due date of deliverable: 01/01/2020 Actual submission date: 29/02/2020 Responsible/Author: Gemma Nicholson (UoB) Dissemination level: PU Status: Issued Reviewed: yes GA 826347 P a g e 1 | 72 Document history Revision Date Description 1 30/09/2019 First draft 2 19/12/19 Second draft / UoB contribution 3 21/02/2020 Final draft incl Park contribution 4 29/02/2020 Final layout and quality check 5 26/06/2020 Revised following comments from S2R officer Report contributors Name Beneficiary Short Name Details of contribution Achila Mazini UoB Introductory and all testing literature review sections, gap analysis Steve Mills UoB Legislation and safety sections Marcelo UoB Stakeholder workshop write-up and Blumenfeld operational concept sections, document discussion Gemma UoB Document content and structure planning, Nicholson discussion, review and revision Bill Redfern PARK Operational concept and testing strategy John Chaddock PARK Operational concept and testing strategy Rob Goverde TUD Quality check and final editing Funding This project has received funding from the Shift2Rail Joint Undertaking (JU) under grant agreement No 826347. The JU receives support from the European Union’s Horizon 2020 research and innovation programme and the Shift2Rail JU members other than the Union. Disclaimer The information in this document is provided “as is”, and no guarantee or warranty is given that the information is fit for any particular purpose. The content of this document reflects only the author’s view – the Joint Undertaking is not responsible for any use that may be made of the information it contains. The users use the information at their sole risk and liability. GA 826347 P a g e 2 | 72 Table of Contents Executive Summary ........................................................................................................................... 6 Abbreviations and Acronyms ............................................................................................................. 7 1. Introduction ................................................................................................................................ 8 1.1 Scope ...................................................................................................................................... 8 PART A ................................................................................................................................................ 9 2. ETCS Background......................................................................................................................... 9 3. Key stakeholder functional requirements ................................................................................ 11 3.1 On current ETCS testing ....................................................................................................... 11 3.2 On ETCS L3 ........................................................................................................................... 16 PART B .............................................................................................................................................. 20 4. Legislation and regulation for positive control systems ........................................................... 20 4.1 Rail legislation ...................................................................................................................... 20 4.2 Rail regulation ...................................................................................................................... 21 4.3 Other rail regulation ............................................................................................................ 22 5. Safety Management requirements for positive control systems ............................................. 23 5.1 HSE Guidance on Control Systems ...................................................................................... 23 5.2 EU (Rail) Regulation 402/2013 Common Safety Method Risk Assessment ........................ 23 5.3 Aviation and Maritime Safety Management Systems ......................................................... 23 6. Safety approvals for positive control systems in Europe ......................................................... 25 6.1 Rail ....................................................................................................................................... 25 6.2 Aviation ................................................................................................................................ 25 6.3 Automotive .......................................................................................................................... 26 6.4 Maritime .............................................................................................................................. 26 7. Testing Methodologies and Techniques ................................................................................... 27 7.1 Testing methodologies review and the potential of automation across the testing process ............................................................................................................................................. 28 7.1.1 ETCS testing strategy ..................................................................................................... 29 7.1.2 Requirement Analysis and Test Planning ...................................................................... 30 7.1.3 Test environment setup ................................................................................................ 30 7.1.4 Test case preparation .................................................................................................... 31 7.1.5 Test Execution ............................................................................................................... 33 7.1.6 Output evaluation ......................................................................................................... 34 7.1.7 Test closure ................................................................................................................... 35 8. State of the art train control systems ....................................................................................... 36 GA 826347 P a g e 3 | 72 9. Train control system test model and simulation ...................................................................... 38 10. Testing methodologies towards zero on-site testing ............................................................. 42 PART C .............................................................................................................................................. 45 11. Summary of requirements and gap analysis .......................................................................... 45 12. Operational concept for moving block testing ....................................................................... 48 12.1 What is an operational concept? ......................................................................................... 48 12.2 Stakeholders ........................................................................................................................ 48 12.3 Stakeholders role in the testing process ............................................................................. 50 12.4 Purpose of New Testing System .......................................................................................... 50 12.5 Outcomes ............................................................................................................................. 50 12.6 Functional aspects - what the test system does ................................................................. 50 12.7 Test environment................................................................................................................. 52 12.7.1 Phases of Testing ......................................................................................................... 52 12.7.2 Scope for Innovative Test Tools .................................................................................. 52 12.7.3 Scope of Test Bench .................................................................................................... 52 12.7.4 Scope of On-site Testing Tools .................................................................................... 53 13. Moving block testing strategy ................................................................................................. 54 13.1 General ................................................................................................................................ 54 13.1.1 Generic Product and Sub-system Testing ................................................................... 54 13.1.2 Proof-of-Concept Testing of Operational Scenarios using Simulators ....................... 54 13.1.3 Proof-of-Concept Testing of Operational Scenarios on a Test Line ............................ 54 13.1.4 Functional Testing of Sub-systems using Project-specific Configuration Data ........... 55 13.1.5 Project Functional Testing in a Generic Test Laboratory ............................................ 55 13.1.6 Factory Test ................................................................................................................. 56 13.1.7 On-site Testing ...........................................................................................................