EUROPEAN PARLIAMENT 2009 - 2014 Plenary sitting A7-0034/2013 7.2.2013 ***I REPORT on the proposal for a directive of the European Parliament and of the Council on procurement by entities operating in the water, energy, transport and postal services sectors (COM(2011)0895 – C7-0007/2012– 2011/0439(COD)) Committee on the Internal Market and Consumer Protection Rapporteur: Marc Tarabella RR\926628EN.doc PE483.470v03-00 EN United in diversity EN PR_COD_1amCom Symbols for procedures * Consultation procedure *** Consent procedure ***I Ordinary legislative procedure (first reading) ***II Ordinary legislative procedure (second reading) ***III Ordinary legislative procedure (third reading) (The type of procedure depends on the legal basis proposed by the draft act.) Amendments to a draft act In amendments by Parliament, amendments to draft acts are highlighted in bold italics. Highlighting in normal italics is an indication for the relevant departments showing parts of the draft act which may require correction when the final text is prepared – for instance, obvious errors or omissions in a language version. Suggested corrections of this kind are subject to the agreement of the departments concerned. The heading for any amendment to an existing act that the draft act seeks to amend includes a third line identifying the existing act and a fourth line identifying the provision in that act that Parliament wishes to amend. Passages in an existing act that Parliament wishes to amend, but that the draft act has left unchanged, are highlighted in bold. Any deletions that Parliament wishes to make in such passages are indicated thus: [...]. PE483.470v03-00 2/296 RR\926628EN.doc EN CONTENTS Page DRAFT EUROPEAN PARLIAMENT LEGISLATIVE RESOLUTION................................. 4 EXPLANATORY STATEMENT.......................................................................................... 129 OPINION OF THE COMMITTEE ON INTERNATIONAL TRADE ................................. 133 OPINION OF THE COMMITTEE ON EMPLOYMENT AND SOCIAL AFFAIRS.......... 159 OPINION OF THE COMMITTEE ON INDUSTRY, RESEARCH AND ENERGY.......... 193 OPINION OF THE COMMITTEE ON TRANSPORT AND TOURISM ............................ 214 OPINION OF THE COMMITTEE ON REGIONAL DEVELOPMENT............................. 239 OPINION OF THE COMMITTEE ON LEGAL AFFAIRS ................................................. 274 PROCEDURE ........................................................................................................................ 296 RR\926628EN.doc 3/296 PE483.470v03-00 EN DRAFT EUROPEAN PARLIAMENT LEGISLATIVE RESOLUTION on the proposal for a directive of the European Parliament and of the Council on procurement by entities operating in the water, energy, transport and postal services sectors (COM(2011)0895 – C7-0007/2012– 2011/0439(COD)) (Ordinary legislative procedure: first reading) The European Parliament, – having regard to the Commission proposal to Parliament and the Council (COM(2011)0895), – having regard to Article 294(2) and Article 53(1), Article 62 and Article 114 of the Treaty on the Functioning of the European Union, pursuant to which the Commission submitted the proposal to Parliament (C7-0007/2012), – having regard to Article 294(3) of the Treaty on the Functioning of the European Union, – having regard to the reasoned opinions submitted, within the framework of Protocol No 2 on the application of the principles of subsidiarity and proportionality, by the Swedish Parliament and by the United Kingdom House of Commons, asserting that the draft legislative act does not comply with the principle of subsidiarity, – having regard to the opinion of the European Economic and Social Committee of 26 April 20121, – having regard to the opinion of the Committee of the Regions of 9 October 20122, – having regard to Rule 55 of its Rules of Procedure, – having regard to the report of the Committee on the Internal Market and Consumer Protection and the opinions of the Committee on International Trade, the Committee on Employment and Social Affairs, the Committee on Industry, Research and Energy, the Committee on Transport and Tourism, the Committee on Regional Development, and the Committee on Legal Affairs (A7-0034/2013), 1. Adopts its position at first reading hereinafter set out; 2. Calls on the Commission to refer the matter to Parliament again if it intends to amend its proposal substantially or replace it with another text; 3. Instructs its President to forward its position to the Council, the Commission and the national parliaments. 1 OJ C 191, 29.6.2012, p. 84. 2 OJ C 391, 18.12.2012, p. 49. PE483.470v03-00 4/296 RR\926628EN.doc EN Amendment 1 Proposal for a directive Recital 2 Text proposed by the Commission Amendment (2) In order to guarantee the opening up to (2) In order to guarantee the opening up to competition of procurement by entities competition of procurement by entities operating in the water, energy, transport operating in the water, energy, transport and postal services sectors, provisions and postal services sectors, provisions should be drawn up coordinating should be drawn up coordinating procurement procedures in respect of procurement procedures in respect of contracts above a certain value. Such contracts above a certain value. Such coordination is needed to ensure the effect coordination is needed to ensure the effect of the principles of the Treaty on the of the principles of the Treaty on the Functioning of the European Union and in Functioning of the European Union and in particular the free movement of goods, the particular the free movement of goods, the freedom of establishment and the freedom freedom of establishment and the freedom to provide services as well as the principles to provide services as well as the principles deriving therefrom, such as equal deriving therefrom, such as equal treatment, non-discrimination, mutual treatment, non-discrimination, mutual recognition, proportionality and recognition, proportionality and transparency. In view of the nature of the transparency. In view of the nature of the sectors affected by such coordination, the sectors affected by such coordination, the latter should, while safeguarding the latter should, while safeguarding the application of those principles, establish a application of those principles, establish a framework for sound commercial practice framework for sound commercial practice and should allow maximum flexibility. and should allow maximum flexibility at every level of the public procurement procedure, particularly favouring small and medium-sized enterprises. Public procurement rules have to respect the distribution of competences as enshrined in Article 14 TFEU and in Protocol (No 26) on Services of General Interest. The application of those rules should not interfere with the freedom of public authorities to decide how they carry out their public service tasks. Amendment 2 Proposal for a directive Recital 4 RR\926628EN.doc 5/296 PE483.470v03-00 EN Text proposed by the Commission Amendment (4) Public procurement plays a key role in (4) Public procurement plays a key role in the Europe 2020 strategy as one of the the Europe 2020 strategy as one of the market-based instruments to be used to market-based instruments to be used to achieve a smart, sustainable and inclusive achieve a smart, sustainable and inclusive growth while ensuring the most efficient growth while ensuring the most efficient use of public funds. For that purpose, the use of public funds. For that purpose, the current public procurement rules adopted current public procurement rules adopted pursuant to Directive 2004/17/EC of the pursuant to Directive 2004/17/EC of the European Parliament and of the Council of European Parliament and of the Council of 31 March 2004 coordinating the 31 March 2004 coordinating the procurement procedures of entities procurement procedures of entities operating in the water, energy, transport operating in the water, energy, transport and postal services sectors and Directive and postal services sectors and Directive 2004/18/EC of the European Parliament 2004/18/EC of the European Parliament and of the Council of 31 March 2004 on and of the Council of 31 March 2004 on the coordination of procedures for the the coordination of procedures for the award of public works contracts, public award of public works contracts, public supply contracts and public service supply contracts and public service contracts have to be revised and contractshave to be revised and modernised modernised in order to increase the in order to increase the efficiency of public efficiency of public spending, facilitating spending, ensure value for money, in particular the participation of small and facilitate equal access and fair medium-sized enterprises in public participation of small and medium-sized procurement and to enable procurers to enterprises and craftsmen in public make better use of public procurement in procurement, both at local and Union- support of common societal goals. There is wide level, and enable procurers to make also a need to clarify basic notions and better use of public procurement in support concepts to ensure better legal certainty of sustainable production and and to incorporate certain aspects of related consumption. There is also a need to well-established case-law of the Court of clarify basic notions and concepts to ensure Justice of the European Union. better legal certainty and to incorporate certain aspects of related well-established case-law of the Court of