JABONN KIM Korea Institute of Finance 11 Gil 19 KFB bldg. Myeong-Dong Jung-Gu Seoul Korea 04538 (Office call) +822-3705-6277; (cell) +8210-6330-5245 [email protected] https://kif.re.kr UCLA School of Law 385 Charles E. Young Dr. East, Los Angeles, CA 90095 [email protected] https://law.ucla.edu/ Positions: Korea Institute of Finance (KIF) Senior Research Fellow Research division: Consumer Finance and Protection Division (Previous: capital market division, financial policy division, financial industry division, financial market division, macro and international economy division) Research Area: Law, Banking, Econometrics; Financial Education Korea University School of Law Lecturer, Financial Law, 2015-16 Fellow, Financial Law Center, Korea University, 2016-current OECD INFE Research Committee, 2015-current Stanford University Visiting Scholar, Economics Department, 2010-2011 Seoul National University Lecturer, Economics Department, 2005 Korea University Lecturer, Economics Department, Graduate School, 2004 Education: Law UCLA School of Law, LLM. 2017-2018 Korea University School of Law, Master of Law, 2015 Economics State University of New York at Albany, Ph.D. in Economics, 1999-2004 Seoul National University, M.A. in Economics, 1997 Seoul National University, B.A. in Economics, 1994 Philosophy Seoul National University, B.A. in Philosophy, 1987 Awards: 2016 KIF President’s Award 2013 FSC Chairman’s Award (Financial Services Commission, a government ministry organization for financial policy and regulation) 2004 Travel grant for Far Eastern Meeting of the Econometric Society, Seoul, July 1 2003 Outstanding Conference Paper Award, 56th New York State Economics Association Annual Meeting, Federal Reserve Bank of New York, October Professional Activities: 2017 Juror as a representative, Criminal Court 1 2015-current Member, “Shadow” Financial Services Commission (FSC), MK News group 2013-current Advisory member, National Financial Education Council, FSC 2013-2015 Director, KIF Financial Education Center 2014-current Member, OECD INFE (international network on financial education) Research Committee (as a representative for Korea. Globally 13 members from 12 countries). 2014-current Board member of Korean Financial Law Association 2013-2014 Member, FSC Self-Evaluation Committee (Chair of Balancing Act Subcommittee) 2011-current Advisory member, Financial Intelligence Unit of FSC 2010 Member, Macro-Prudential Risk Analysis Committee, Financial Supervisory Services (FSS) 2010 Advisory member, Knowledge Sharing Program (KSP), Ministry of Finance and Planning (MOFP) 2010 Member, Task force for Systemically Important Financial Institutions (SIFI), FSC 2009 Consultant, Payment and Settlement System Supervision, FSS 2009 Consultant, SMEs Financing, Korean Credit Guarantee Corporation (KODIT, government sponsored enterprises) 2009 Member, Selection Committee of Korea Investment Corporation (KIC) Board members 2008-2009 Director and board member, Korean Money and Finance Association 2008-2010 Director, Financial Policy Research Group, KIF 2008 Member, Selection Committee of KIC Board members 2007-2008 Chief, the Blue House Task Force for gov’t policy evaluation: Review of Economic and Financial Policy 2007 Member, Selection committee for block sale manager (securities firms) for Korean Deposit Insurance Corporation 2007-current Board member, Korea Banking and Financial Law Association 2007-2008 Member, Asset Management Forum, Korea Asset Management Association 2007 Member, SME Financing Research Group, Presidential Commission on Small and Medium Enterprises (PCSME) 2007-2008 Board member and co-editor, Korea Payment and Settlement Association 2007-2007 Member, Preparation Unit for Rental Housing Construction, Mistry of Construction (MOC) & Ministry of Finance and Planning (MOFP) 2007-2008 Member, Government Policy Evaluation Committee, Office of Prime Minister (OPM) 2007 Member, Task Force for Commercial Paper Mechanism Reform, MOFP 2007 Columnist for financial policy, Government Information Agency, the Office of the President 2007 Member, Task Force for Collective Investment, Trust and Advisory Wrap Services, FSC 2006-2007 Columnist for KTB Investment Corporation (Private Equity Fund) 2006-2011 Director, Payment and settlement research group, KIF 2004-2006 Member, Task force for Electronic Banking Act, MOFP 2005 Member, Task Force for SME Financing and Policy, MOFP Granted Research for law and governmental policy: 2016 FSC, “Review of global trends of Anti-Money Laundering Act and Real Name Financial Transaction Act, and policy suggestions” 2016 FSC, “Research on national strategy of financial education” 2015 FSC FIU, “Analysis of FATF 4th round mutual evaluation results” 2015 FSC, “Study on the needs-based financial education and survey” 2014 FSC Capital Market Investigation Unit (FSC CMIU), “Policy research on capital market unfair and abusive trading: focusing the U.S. and U.K. cases and implications for Korea Capital Market Act” 2014 FSC FIU, “Research on strategy for FATF 4th round mutual evaluation preparation” 2012 FSC and KDIC (Korean Deposit Insurance Corp.), “Analysis of financial education performance and policy directions: focusing on consumer protection against fraudulent scams and incidents such as Voice phishing 2 and incomplete sales” 2012 MOFP, “Research on Social Cooperatives Banking and Cooperatives Act for small loan and mutual help” 2012 FSC FIU, “Study on FATF new recommendation and strategy” 2012 Seoul Guarantee Insurance Corporation (SGIC-government sponsored enterprise), “Optimal dividend and ownership structure” 2009 KODIT, “Study on the credit insurance policy: effects and policy suggestions” 2009 FSS, “Research on payment and settlement supervisory structure and methodology” 2008 MOFP, “Strategy for development of SMEs credit guarantee system” 2007-2008, Korea Development Bank (KDB), “Strategy for development of policy financing” 2007 PCSME, “Development strategy for SMEs financing under crisis-driven economic environments” 2007 MOFP, “Policy study to enhance the function of Commercial Paper for SMEs support” 2006 MOFP, “Policy study for promoting the lower income household and family financing” 2006 MOFP, “Policy study for the soundness in the management of lower income household and family financing” 2006 MOFP, “Evaluation of the governmental SME financing policy: July 2004 to June 2005” 2006 MOFP, “Study on the effect of asset management development in the East Asia on the investment in-and- out flow and foreign exchange market of Korea” 2005 World Bank, “Asset Management Industry in East Asian Countries” National Assembly (conference presentation, committee testimony, sub-meeting presentation): 2013 Bipartisan 20th anniversary conference on Real Name Financial Transaction Act: “Suggestion of new regulatory framework on beneficial owner account” 2013 Banking Committee sub-meeting, “Anti-Money Laundering Act. Cooperation between FIU and National Tax Service” 2009 Banking Committee sub-meeting, “Insurance Act. Incidental business of insurance company” 2007 Banking Committee, Expert testimony, “Effect of mixing bank and securities companies in their core businesses on the soundness of financial system” 2006 National Assembly digital economy group, “Capital Market Act and involvement of securities firms in payment system” 2005 Banking Committee sub-meeting for SME finance, “SME financing problem and relationship banking” 2005 Banking Committee, Expert testimony, “Electronic Banking Act: consumer protection and liability rule” Conference Participation/Trip to International Supervisory Authorities: 2016 Presenter, “Brexit and Conflict of Legal Strategy: Common Law v. Civil Law,” Financial Law Center and Legal Research Institute, Korea University (Scheduled: October 28 and November 18, respectively) 2016 Presenter & Session Moderator, Asian Law and Economics Association (Seoul National University law school); Korea Law and Economics Association (Seoul National University economics dep.), “Over- Shooting or Right-Shooting? Assessment of Regulatory Aftermath of Global Financial Crisis in terms of Proportionality Principle” 2016 Presenter, Korea Finance and Money Association, “Forward-looking asset-liability management and debt structure of banks.” (Co-author: Y.S. Park and T. Cho) and “Principle-based regulation and incentive compatible penalty scheme.” 2016 Discussant, Korean Financial Law Association annual meeting, “Separation of banking and commerce in Korea” 2015 Session Chair, Korea Finance and Money Association (session 2: Legal Issues on Internet Only Bank) 2015 Presenter, Korea Banking and Financial Law Association, “Fintech, an innovator of delegated banking and regulation?” (Co-author: Hyoung-Goo Kang) 2015 Presenter, Korea Financial Information Association, “Forward-looking asset-liability management and debt structure of banks.” (Co-author: Y.S. Park and T. Cho) 2015 Presenter, Panel on Korean Economy, “Incentive structure and regulatory mechanism for beneficial owner 3 of bank accounts: screening requirement vs. signaling requirement” 2015 Visiting: CFTC, Bank of America Merrill Lynch, Citigroup, Barclays, Financial Industry Regulation Authority (FINRA), Federal Reserve Bank of New York, Global Financial Literacy Excellence Center at George Washington University (Director: Annamaria Lusardi, OECD INFE Research Committee chairperson) 2014 Presenter, Korea Financial Law Association annual meeting, “Corporate governance of financial holding companies” 2014 Presenter, Korea-U.S. Finance