NATIONAL ACADEMY OF SCIENCES OF UKRAINE State Institution “G.M. Dobrov Institute for Scientific and Technological Potential and Science History Studies” NATIONAL ACADEMY OF SCIENCES OF UKRAINE: STATISTICAL AND SCIENTOMETRIC ANALYSIS OF EFFECTIVENESS OF SCIENTIFIC POTENTIAL Kyiv 2016 NATIONAL ACADEMY OF SCIENCES OF UKRAINE State Institution “G.M. Dobrov Institute for Scientific and Technological Potential and Science History Studies” NATIONAL ACADEMY OF SCIENCES OF UKRAINE: STATISTICAL AND SCIENTOMETRIC ANALYSIS OF EFFECTIVENESS OF SCIENTIFIC POTENTIAL Kyiv 2016 UDC 330.341.1+001.895(083.41)(477) BBK 72(4Ukr) +65.013(4Eng) Editor in Chief Academician of NAS of Ukraine V.L. Bogdanov Authors: B.A. Malitsky, O.O. Grachev, O.N. Kubalsky, V.A. Kornilov, V.P. Rybachuk, V.I. Horevin, N.G. Videnina, L.R. Golovashchenko, L.P. Ovcharova with participation of V.P. Bodeko, O.S. Vashulenko, A.P. Viktorova, T.V. Goncharova, L.Y. Kostenko, T.O. Kuhtenko, V.L. Maystrenko, O.N. Mishchuk, V.M. Palij, N.S. Petrenko, S.I. Prymachenko, T.M. Smirnova, O.P. Ulyanenko, L.O. Khomenko, Yu.V. Khomenko, Yu.A. Khomich Recommended for publication by Scientific Council of the State Institution “G.M. Dobrov Institute for Scientific and Technological Potential and Science History Studies of NAS of Ukraine” National Academy of Sciences of Ukraine: scientometric and statistical analysis of effectiveness of scientific potential: / B.A. Malitsky, O.O. Grachev, O.N. Kubalsky, V.A. Kornilov, V.P. Rybachuk V.I. Horevin, N.G. Videnina, L.R. Golovashchenko, L.P. Ovcharova; Editor in Chief. Acad. of the NAS of Ukraine V.L. Bogdanov; NAS of Ukraine, State Institution "G.M.Dobrov Institute for Scientific.-Tech. Potential and Science History Studies of NAS of Ukraine " - K: Phoenix, 2016. – 228 p. - English.; ill. ISBN 978-966-136-323-5 The guide contains basic statistical data on scientific and technical potential and performance of the National Academy of Sciences of Ukraine. Materials of guide give an idea of the place and the role of the National Academy of Sciences of Ukraine in the scientific institutions of the state, including in the context of the sector and in the global context. Statistical data mainly cover the period from 2010 to 2014. In preparing the guide benefited the State Statistics Service of Ukraine, the annual reports of the National Academy of Sciences of Ukraine and international scientometric databases and scientific publications. The publication is intended for representatives of public authorities, researchers, university students, journalists and the general public. UDC 330.341.1+001.895(083.41)(477) BBK 72(4Ukr) +65.013(4Eng) © Group of authors, 2016 © State Institution “G.M. Dobrov Institute for Scientific.- ISBN 978-966-136-323-5 Tech. Potential and Science History Studies of NAS of Ukraine", 2016 CONTENTS Foreword..................................................................................................................... 8 I. National Academy of Sciences of Ukraine............................................................ 12 І.1. Background information.................................................................................. 17 І.2. Legal status of National Academy of Sciences of Ukraine and national sectoral academies of Ukraine.......................................................................... 26 II. National Academy of Sciences of Ukraine in the Global Science...................... 39 ІІ.1. Cooperation and International Associations of Academies of Sciences.......... 43 ІІ.2. National academies of sciences in the world countries.................................... 47 ІІІ. National Academy of Sciences of Ukraine in the Science and Technology of Ukraine........................................................................................................................ 49 ІІІ.1. Academy sector in Ukraine: national academies of sciences........................... 49 ІІІ.2. R&D organizations by sector of performance.................................................. 50 ІІІ.3. Percentage distribution of R&D organizations by sector of science................ 52 ІІІ.4. R&D organizations by national academies of sciences and ministries............ 53 ІІІ.5. Personnel by sector of performance................................................................. 55 ІІІ.6. Personnel of national academies of sciences and ministries by occupation.... 57 ІІІ.7. R&D personnel by scientific degree................................................................ 62 ІІІ.8. Researchers in organizations of national academies of sciences and ministries by scientific degree.......................................................................... 64 ІІІ.9. Researchers by scientific degree and age......................................................... 69 ІІІ.10. Women performing R&D in organizations of national academies of sciences and ministries by scientific degree..................................................... 71 ІІІ.11. Part-time R&D performers in organizations of national academies of sciences and ministries..................................................................................... 75 ІІІ.12. Doctors of sciences employed in the Ukraine’s economy by type of organization...................................................................................................... 79 ІІІ.13. Candidates of sciences employed in the Ukraine’s economy by type of organization...................................................................................................... 80 ІІІ.14. R&D funding of scientific organizations of Ukraine by sector of performance...................................................................................................... 82 ІІІ.15. R&D funding of national academies of sciences and ministries...................... 86 ІІІ.16. R&D funding of national academies of sciences and ministries by source of funds................................................................................................................. 88 ІІІ.17. R&D projects performed by own resources of national academies of sciences and ministries..................................................................................... 94 3 IV. Members of National Academy of Sciences of Ukraine.................................... 99 IV.1. Full members of National Academy of Sciences of Ukraine by field of science.............................................................................................................. 102 IV.2. Full members of National Academy of Sciences of Ukraine by age group..... 103 IV.3. Corresponding members of National Academy of Sciences of Ukraine by field of science................................................................................................. 103 IV.4. Corresponding members of National Academy of Sciences of Ukraine by age group.......................................................................................................... 104 IV.5. Foreign members of National Academy of Sciences of Ukraine..................... 105 IV.6. Full members and corresponding members of National Academy of Sciences of Ukraine, employed in the Ukrainian economy by type of organization: 2015............................................................................................ 107 IV.7. Women – full members and corresponding members of National Academy of Sciences of Ukraine..................................................................................... 107 IV.8. Full members and corresponding members of National Academy of Sciences of Ukraine by position: 2015............................................................. 108 IV.9. Full members and corresponding members of National Academy of Sciences of Ukraine – awarded by state and foreign prizes and awards.......... 109 V. R&D Output in Ukraine....................................................................................... 110 V.1. Main R&D indicators of organizations by sector of performance................... 110 V.2. R&D projects performed by organizations of national academies of sciences and ministries................................................................................................... 114 V.3. Publication activity of national academies of sciences and ministries............. 121 V.4. Applications for inventions to the State Intellectual Property Service of Ukraine by organizations of national academies of sciences and ministries... 124 V.5. Obtained patents and certificates for inventions in the State Intellectual Property Service of Ukraine in the organizations of national academies of sciences and ministries..................................................................................... 126 V.6. Applications for inventions to the foreign patent offices in organizations of national academies of sciences and ministries................................................. 128 V.7. Obtained patents and certificates for inventions in foreign patent offices by organizations of national academies of sciences and ministries...................... 130 VІ. International Cooperation of National Academy of Sciences of Ukraine....... 132 VІ.1. International connections of National Academy of Sciences of Ukraine........ 132 VІ.2. Indicators of international scientific cooperation by sector of performance.... 132 VІ.3. Foreign trips of R&D personnel....................................................................... 135 VІ.4. Foreign trips of R&D personnel of national academies of sciences and ministries by trip duration...............................................................................