QUARTERLY ENFORCEMENT REPORT 10/1/01 - 12/31/01 CASE NUMBER NAME ENTITY TYPE DATE ACTION SANCTION SANCTION CASE TYPE CLOSED MASTER # KNOWN AMOUNT DATE 1996SO800121 BIRMINGHAM AIRPORT AIRPORT OPERATOR 9/9/1996 ORD ASSESS 3000 DOLLARS ARPT 12/21/2001 AUTHORITY CIVIL PENALTY OPN/INSP 2001GL910011 SIGNATURE ENGINES APPROVD REPAIR STA 2/16/2000 ORD ASSESS 1250 DOLLARS DRUG TESTING 10/18/2001 CIVIL PENALTY 2000WP910034 AIRMANNS AVIATION INC A/C OR COMM OPER 12/8/1999 ORD ASSESS 2000 DOLLARS DRUG TESTING 11/9/2001 CIVIL PENALTY 2000SO950011 LINDEN STREET CAPITAL APPROVD REPAIR STA 10/19/1999 ORD ASSESS 3000 DOLLARS DRUG TESTING 11/27/2001 CORPORATION CIVIL PENALTY 2000SW910157 L J ASSOCIATES INC A/C OR COMM OPER 8/22/2000 ORD ASSESS 7000 DOLLARS DRUG TESTING 12/12/2001 CIVIL PENALTY 2000WP910126 HELI-NET CORPORATION A/C OR COMM OPER 8/21/2000 ORD ASSESS 8000 DOLLARS DRUG TESTING 12/12/2001 CIVIL PENALTY 2001EA910067 SUNSTATE PROPELLE R INC APPROVD REPAIR STA 1/12/2001 ORD ASSESS 1500 DOLLARS DRUG TESTING 12/19/2001 CIVIL PENALTY 1998SW910011 CHAUTAUQUA AIRLINES INC A/C OR COMM OPER 10/21/1997 CIVIL PENALTY 15000 DOLLARS DRUG TESTING 12/20/2001 2000AL910064 MESA AIRLINES INC A/C OR COMM OPER 3/23/2000 ORD ASSESS 4500 DOLLARS DRUG TESTING 12/21/2001 CIVIL PENALTY 2001GL210014 NORTHERN PLAINS A/C OR COMM OPER 5/1/2001 ORD ASSESS 5000 SANCTION FLT OPNS 10/12/2001 AVIATION INC CIVIL PENALTY WAIVED 1999AL050020 WHITEWATER TRANSPORT EXT LOAD 5/5/1999 ORD ASSESS 12000 DOLLARS FLT OPNS 10/18/2001 CIVIL PENALTY 1999SW170021 IASCO INC A/C OR COMM OPER 11/18/1998 ORD ASSESS 5000 DOLLARS FLT OPNS 10/19/2001 CIVIL PENALTY 2000WP050007 CENTURY WEST INC A/C OR COMM OPER 10/18/1999 CERTIFICATE INDEFINITE FLT OPNS 11/8/2001 SUSPENSION DURATION 1999WP010003 SUN QUEST EXECUTIVE AIR A/C OR COMM OPER 10/1/1998 ORD ASSESS 30000 DOLLARS FLT OPNS 11/19/2001 1999WP010003 CHARTER INC CIVIL PENALTY 2000WP010013 SUN QUEST EXECUTIVE AIR A/C OR COMM OPER 11/23/1999 ORD ASSESS CONSOLIDAT TRNG-FLT 11/19/2001 1999WP010003 CHARTER INC CIVIL PENALTY ED CASE CREW 2001SW130015 PROJET INTERNATIONAL A/C OR COMM OPER 1/5/2001 ORD ASSESS 2200 DOLLARS FLT OPNS 11/20/2001 EXPRESS INC CIVIL PENALTY 1999GL150079 AIRMOTIVE ENTERPRISES A/C OR COMM OPER 2/8/1999 ORD ASSESS 1000 DOLLARS FLT OPNS 11/23/2001 INC CIVIL PENALTY 1999SW170128 AIR TEJAS INC A/C OR COMM OPER 9/15/1999 ORD ASSESS 250 DOLLARS FLT OPNS 11/26/2001 CIVIL PENALTY 1999SW170129 TIGER CONTRACT CARGO A/C OR COMM OPER 9/15/1999 ORD ASSESS 250 DOLLARS FLT OPNS 11/26/2001 CIVIL PENALTY 2000EA250091 DELTA AIR LINES INC A/C OR COMM OPER 7/13/2000 ORD ASSESS 2000 DOLLARS FLT OPNS 11/28/2001 CIVIL PENALTY 2001CE030007 THUNDER AIR CHARTER INC A/C OR COMM OPER 10/1/2000 ORD ASSESS 19500 DOLLARS FLT OPNS 11/28/2001 CIVIL PENALTY 2001NM110027 AMERICAN CHECK A/C OR COMM OPER 1/23/2001 ORD ASSESS 2500 DOLLARS FLT OPNS 12/5/2001 TRANSPORT INC CIVIL PENALTY 1996SO050012 AIR CAROLINA INC A/C OR COMM OPER 11/2/1995 ORD ASSESS 5000 DOLLARS FLT OPNS 12/6/2001 CIVIL PENALTY 1998SO330056 WHITE, TOMMY EDWARD dba AGRI OPR 6/23/1998 ORD ASSESS 250 DOLLARS FLT OPNS 12/14/2001 SOUTHERN HELICOPTER CIVIL PENALTY INC. 2000WP130113 HAWAIIAN AIRLINES INC A/C OR COMM OPER 7/10/2000 ORD ASSESS 5000 DOLLARS FLT OPNS 12/14/2001 CIVIL PENALTY 1 QUARTERLY ENFORCEMENT REPORT 10/1/01 - 12/31/01 CASE NUMBER NAME ENTITY TYPE DATE ACTION SANCTION SANCTION CASE TYPE CLOSED MASTER # KNOWN AMOUNT DATE 2000SO050116 FOUR POINTS AIRWAYS INC A/C OR COMM OPER 9/20/2000 ORD ASSESS 7500 DOLLARS FLT OPNS 12/19/2001 CIVIL PENALTY 1998SO110044 AIRTRAN AIRLINES INC A/C OR COMM OPER 10/22/1997 ORD ASSESS 1000 DOLLARS FLT OPNS 12/21/2001 CIVIL PENALTY 2001WP190073 PAPILLON AIRWAYS INC A/C OR COMM OPER 3/28/2001 ORD ASSESS 3000 DOLLARS FLT OPNS 12/26/2001 CIVIL PENALTY 2001NM070042 ALPINE AVIATION INC A/C OR COMM OPER 11/21/2000 ORD ASSESS 3000 DOLLARS FLT OPNS 12/27/2001 CIVIL PENALTY 2000WP710466 ASIANA AIRLINES INC FOREIGN AIR CAR 7/20/2000 ORD ASSESS CP 20000 DOLLARS HAZ MAT 10/5/2001 HMT 2000NM710108 ALASKA AIRLINES INC A/C OR COMM OPER 12/28/1999 ORD ASSESS CP 20000 DOLLARS HAZ MAT 10/9/2001 HMT 1999NM710364 TRANSBRASIL AIRLINES FOREIGN AIR CAR 8/19/1999 ORD ASSESS CP 165000 DOLLARS HAZ MAT 10/19/2001 HMT 2001EA730091 AERO DYNAMICS OF APPROVD REPAIR STA 3/16/2001 ORD ASSESS CP 2000 DOLLARS HAZ MAT 10/19/2001 READING INC HMT 2000WP760118 QANTAS AIRWAYS LTD FOREIGN AIR CAR 2/14/2000 ORD ASSESS CP 20000 DOLLARS HAZ MAT 10/25/2001 HMT 2001SW760040 MIAMI AIR INTERNATIONAL A/C OR COMM OPER 3/19/2001 ORD ASSESS 30000 DOLLARS HAZ MAT 10/26/2001 INC CIVIL PENALTY 2000GL760292 OMNI AIR INTERNATIONAL A/C OR COMM OPER 9/14/2000 ORD ASSESS CP 5000 DOLLARS HAZ MAT 11/8/2001 INC HMT 2000SO710199 DEUTSCHE LUFTHANSA AG FOREIGN AIR CAR 4/14/2000 ORD ASSESS CP 40000 DOLLARS HAZ MAT 11/13/2001 HMT 2001SW750004 SIKORSKY SUPPORT APPROVD REPAIR STA 11/2/2000 ORD ASSESS CP 40000 DOLLARS HAZ MAT 12/20/2001 SERVICES INC HMT 2001NM020014 ALASKA AIRLINES INC A/C OR COMM OPER 9/13/2000 ORD ASSESS 4000 DOLLARS MAINTENANCE 10/2/2001 CIVIL PENALTY 2000WP070013 AVIATION MANAGEMENT APPROVD REPAIR STA 10/28/1999 ORD ASSESS 7000 DOLLARS MAINTENANCE 10/12/2001 SYSTEMS INC CIVIL PENALTY 2001NM030081 AIR METHODS CORP A/C OR COMM OPER 2/20/2001 ORD ASSESS 1000 DOLLARS MAINTENANCE 10/12/2001 CIVIL PENALTY 1999CE090028 CAPITOL AVIATION INC A/C OR COMM OPER 5/7/1999 ORD ASSESS 250 DOLLARS MAINTENANCE 10/15/2001 CIVIL PENALTY 1999WP070070 DIMENSION AVIATION INC APPROVD REPAIR STA 4/16/1999 ORD ASSESS 2500 DOLLARS MAINTENANCE 10/18/2001 CIVIL PENALTY 2000CE010011 GREAT LAKES AVIATION LTD A/C OR COMM OPER 11/8/1999 ORD ASSESS 2000 DOLLARS MAINTENANCE 10/19/2001 CIVIL PENALTY 2001NE030038 SERMATECH KLOCK APPROVD REPAIR STA 2/20/2001 ORD ASSESS 4000 DOLLARS MAINTENANCE 10/22/2001 CIVIL PENALTY 2000NE010049 NOREAST AVIATION APPROVD REPAIR STA 6/30/2000 ORD ASSESS 750 DOLLARS MAINTENANCE 10/23/2001 SERVICES INC CIVIL PENALTY 1999WP070109 ABLE ENGINEERING AND APPROVD REPAIR STA 7/30/1999 ORD ASSESS 1550 DOLLARS MAINTENANCE 10/25/2001 COMPONENT SERVICES CIVIL PENALTY 1999SW130045 WESTERN AIR EXPRESS INC A/C OR COMM OPER 3/16/1999 CP COMPROMIS 500 DOLLARS MAINTENANCE 10/29/2001 NO FINDING 2001NM130035 RMA INC APPROVD REPAIR STA 7/10/2001 ORD ASSESS 500 DOLLARS MAINTENANCE 10/30/2001 CIVIL PENALTY 2001SO010021 UNITED PARCEL SERVICE A/C OR COMM OPER 11/8/2000 ORD ASSESS 50000 DOLLARS MAINTENANCE 10/30/2001 CO CIVIL PENALTY 1999SO050087 AERO AVIONICS INC APPROVD REPAIR STA 1/21/1999 ORD ASSESS 3000 DOLLARS MAINTENANCE 10/31/2001 CIVIL PENALTY 2 QUARTERLY ENFORCEMENT REPORT 10/1/01 - 12/31/01 CASE NUMBER NAME ENTITY TYPE DATE ACTION SANCTION SANCTION CASE TYPE CLOSED MASTER # KNOWN AMOUNT DATE 1999SO090028 SIGNATURE FLIGHT APPROVD REPAIR STA 5/26/1999 ORD ASSESS 2000 DOLLARS MAINTENANCE 11/1/2001 SUPPORT CIVIL PENALTY 2001SO010005 UNITED PARCEL SERVICE A/C OR COMM OPER 10/4/2000 ORD ASSESS 5000 DOLLARS MAINTENANCE 11/1/2001 CO CIVIL PENALTY 1999SO130018 B AND E ELECTROFORM APPROVD REPAIR STA 1/14/1999 ORD ASSESS 500 DOLLARS MAINTENANC E 11/2/2001 COMPANY OF SC CIVIL PENALTY 1999SO010043 UNITED PARCEL SERVICE A/C OR COMM OPER 3/4/1999 ORD ASSESS 8000 DOLLARS MAINTENANCE 11/5/2001 CO CIVIL PENALTY 1999SO010094 UNITED PARCEL SERVICE A/C OR COMM OPER 6/11/1999 ORD ASSESS 22000 DOLLARS MAINTENANCE 11/5/2001 CO CIVIL PENALTY 1999SO010123 UNITED PARCEL SERVICE A/C OR COMM OPER 9/7/1999 ORD ASSESS 11000 DOLLARS MAINTENANCE 11/5/2001 CO CIVIL PENALTY 2001NM030039 FRONTIER AIRLINES INC A/C OR COMM OPER 2/2/2001 ORD ASSESS 15000 DOLLARS MAINTENANCE 11/5/2001 CIVIL PENALTY 2001WP070046 AVIATION MANAGEMENT APPROVD REPAIR STA 2/28/2001 ORD ASSESS 3700 DOLLARS MAINTENANCE 11/9/2001 SYSTEMS INC CIVIL PENALTY 1997WP130010 GRAND CANYON AIRLINES A/C OR COMM OPER 11/18/1996 ORD ASSESS 5000 DOLLARS MAINTENANCE 11/13/2001 CIVIL PENALTY 1999SW150047 AAR AIRCRAFT SERVICES APPROVD REPAIR STA 5/29/1999 ORD ASSESS 1000 DOLLARS MAINTENANCE 11/13/2001 INC CIVIL PENALTY 2000SW150005 AAR AIRCRAFT SERVICES APPROVD REPAIR STA 6/24/1999 ORD ASSESS 1000 DOLLARS MAINTENANCE 11/13/2001 INC CIVIL PENALTY 1999SW170098 TEJAS AVIONICS INC APPROVD REPAIR STA 6/27/1999 ORD ASSESS 10000 DOLLARS MAINTENANCE 11/20/2001 CIVIL PENALTY 2001EA150023 POLAR AIR CARGO INC A/C OR COMM OPER 1/29/2001 ORD ASSESS 14500 DOLLARS MAINTENANCE 11/20/2001 CIVIL PENALTY 2001WP050063 AMERICAN AIRCRAFT APPROVD REPAIR STA 8/7/2001 ORD ASSESS 1100 DOLLARS MAINTENANCE 11/23/2001 MAINTENANCE INC CIVIL PENALTY 1999SW170066 AIR TEJAS INC A/C OR COMM OPER 3/3/1999 ORD ASSESS 500 DOLLARS MAINTENANCE 11/26/2001 CIVIL PENALTY 2001CE030004 THUNDER AIR CHARTER INC A/C OR COMM OPER 9/28/2000 ORD ASSESS 10000 DOLLARS MAINTENANCE 11/28/2001 CIVIL PENALTY 2000NE030034 POLY PLATING INC APPROVD REPAIR STA 1/18/2000 CP COMPROMIS 950 DOLLARS MAINTENANCE 12/11/2001 NO FINDING 2000WP190054 EAGLE CANYON AIRLINES A/C OR COMM OPER 2/14/2000 ORD ASSESS 4000 DOLLARS MAINTENANCE 12/12/2001 INC CIVIL PENALTY 2001EA290021 AEROVIAS NACIONALES DE FOREIGN AIR CAR 11/15/2000 CP COMPROMIS 7000 DOLLARS MAINTENANCE 12/12/2001 COLOMBIA S A NO FINDING 1997SO270046 DELTA AIR LINES INC A/C OR COMM OPER 8/20/1997 CIVIL PENALTY 125000 DOLLARS MAINTENANCE 12/14/2001 2000EA130044 TD AVIATION SERVICES L L C A/C O R COMM OPER 8/15/2000 ORD ASSESS 1250 DOLLARS MAINTENANCE 12/14/2001 CIVIL PENALTY 2000SO190154 AVIATION FLIGHT CONTROL APPROVD REPAIR STA 7/25/2000 ORD ASSESS 1750 DOLLARS MAINTENANCE 12/14/2001 SERVICES INC CIVIL PENALTY 1998SO130050 STEVENS AVIATION APPROVD REPAIR STA 5/20/1998 ORD ASSESS 2000 DOLLARS MAINTENANCE