THIS DOCUMENT IS IN DRAFT FORM, INCOMPLETE AND SUBJECT TO CHANGE AND THE INFORMATION MUST BE READ IN CONJUNCTION WITH THE SECTION HEADED “WARNING” ON THE COVER OF THIS DOCUMENT. DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT BOARD OF DIRECTORS App1A-41(1) Our Board consists of eleven Directors, including five executive Directors, two non-executive 3rd Sch 6 Directors and four independent non-executive Directors. Our Directors are elected for a term of three years and are subject to re-election, provided that the cumulative term of an independent non-executive Director shall not exceed six years pursuant to the relevant PRC laws and regulations. The following table sets forth certain information regarding our Directors. Time of Time of joining the joining the Thirteen Date of Position held Leading City Time of appointment as of the Latest Group Commercial joining the as a Practicable Name Age Office Banks Bank Director Date Responsibility Mr. DOU 54 December N/A December December Executive Responsible for the Rongxing 2013 2014 23, 2014 Director, overall (竇榮興) chairperson of management, the Board strategic planning and business development of the Bank Ms. HU 59 N/A January 2010 December December Executive In charge of the Xiangyun (Joined 2014 23, 2014 Director, vice audit department, (胡相雲) Xinyang chairperson of regional audit Bank) the Board department I and regional audit department II of the Bank Mr. WANG Jiong 48 N/A N/A December December Executive Responsible for the (王炯) 2014 23, 2014 Director, daily operation and president management and in charge of the strategic development department and the planning and financing department of the Bank Mr. HAO Jingtao 45 N/A N/A December December Executive In charge of the (郝驚濤) 2014 23, 2014 Director, vice operation of president corporate business segments and investment business of the Bank 3rd Sch 6 Mr. ZHANG Bin 50 December N/A December December Executive In charge of the (張斌) 2013 2014 23, 2014 Director, vice information president and technology chief department of the information Bank officer — 302 — THIS DOCUMENT IS IN DRAFT FORM, INCOMPLETE AND SUBJECT TO CHANGE AND THE INFORMATION MUST BE READ IN CONJUNCTION WITH THE SECTION HEADED “WARNING” ON THE COVER OF THIS DOCUMENT. DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT Time of Time of joining the joining the Thirteen Date of Position held Leading City Time of appointment as of the Latest Group Commercial joining the as a Practicable Name Age Office Banks Bank Director Date Responsibility Mr. LI Qiaocheng 54 N/A N/A March March 22, Non-executive Responsible for (李喬成) 2017 2017 Director providing strategic advice on corporate developments and making recommendations on major operational and managerial decisions of the Bank Mr. LI Xipeng 53 N/A N/A February February 12, Non-executive Responsible for (李喜朋) 2015 2015 Director performing his duties as our Director through the Board, and the Audit Committee under the Board for providing strategic advice on corporate developments and making recommendations on major operational and managerial decisions of the Bank Ms. PANG Hong 61 N/A N/A February February 12, Independent Responsible for (龐紅) 2015 2015 non-executive supervising and Director providing independent advice on the operation and management of the Bank Mr. LI 68 N/A N/A December December Independent Responsible for Hongchang 2014 23, 2014 non-executive supervising and (李鴻昌) Director providing independent advice on the operation and management of the Bank — 303 — THIS DOCUMENT IS IN DRAFT FORM, INCOMPLETE AND SUBJECT TO CHANGE AND THE INFORMATION MUST BE READ IN CONJUNCTION WITH THE SECTION HEADED “WARNING” ON THE COVER OF THIS DOCUMENT. DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT Time of Time of joining the joining the Thirteen Date of Position held Leading City Time of appointment as of the Latest Group Commercial joining the as a Practicable Name Age Office Banks Bank Director Date Responsibility Mr. JIA Tingyu 74 N/A N/A August, August 4, Independent Responsible for (賈廷玉) 2016 2016 non-executive supervising and Director providing independent advice on the operation and management of the Bank Mr. CHAN Ngai 52 N/A N/A [●][●](1) Independent Responsible for Sang Kenny non-executive supervising and (陳毅生) Director providing independent advice on the operation and management of the Bank Note: (1) As of the Latest Practicable Date, the appointment of Mr. CHAN Ngai Sang Kenny was still subject to the approval of CBRC Henan Office. Executive Directors Mr. DOU Rongxing (竇榮興) is an executive Director and the chairperson of the Board, primarily responsible for the overall management, strategic planning and business development of the Bank. Mr. Dou has over 30 years of experience in banking business management. In addition to his role as the chairperson of the Board, Mr. Dou is also the secretary to the party committee of the Bank. Mr. Dou’s primary work experience prior to joining the Bank includes: (i) serving as the deputy chief (director-of-bureau level) and a member of the party group of the Office of Financial Service of Henan Government (河南省政府金融服務辦公室) from December 2013 to December 2014, during which period he also served as the executive director of the Leading Group Office, (ii) the director of the wholesales business and the general manager of the corporate banking department of China CITIC Bank (formerly known as CITIC Industrial Bank) from June 2013 to December 2013, and (iii) the secretary to the party committee and the president of the Zhengzhou Branch of China CITIC Bank from January 2005 to June 2013. He worked as the vice president of the Zhengzhou Branch of China Merchants Bank from September 2002 to January 2005. Mr. Dou held several positions successively at the Henan Branch of the China Construction Bank from July 1985 to August 2002, including: (i) an officer, the deputy chief of the investment research institution, (ii) the deputy chief of funds planning department, (iii) the deputy general manager of finance department, (iv) the deputy chief and the chief of the inspection and audit department, (v) the chief of the planning and finance department, (vi) the secretary to the party committee and the president of the Xinxiang Branch, and (vii) the chief of asset preservation department and the president of the Jinyuan Sub-branch. Mr. Dou was recognized as the “Annual Henan Economic Leading Person (河南省年度經濟人物)” jointly by the Henan Province Development and Reform Commission (河南省發展和改革委員會) and other nine governmental departments in January 2016. — 304 — THIS DOCUMENT IS IN DRAFT FORM, INCOMPLETE AND SUBJECT TO CHANGE AND THE INFORMATION MUST BE READ IN CONJUNCTION WITH THE SECTION HEADED “WARNING” ON THE COVER OF THIS DOCUMENT. DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT Mr. Dou received a bachelor’s degree in infrastructure finance and credit from Hubei College of Finance (湖北財經學院) (currently known as Zhongnan University of Economics and Law (中南財經政法大學)) in July 1985, a master’s degree in investment finance from Zhongnan University of Finance (中南財經大學)( currently known as Zhongnan University of Economics and Law) in June 1995 and a doctor’s degree in management science and engineering from Huazhong University of Science and Technology (華中科技大學) in December 2005. Mr. Dou is a senior economists accredited by China Construction Bank in December 1997. Ms. HU Xiangyun (胡相雲) is an executive Director and the vice chairperson of the Board, primarily in charge of the audit department, regional audit department I and regional audit department II of the Bank. Ms. Hu has over seven years of experience in banking business management. Ms. Hu’s primary work experience prior to joining the Bank includes serving as: (i) the chairperson of the board of directors of Xinyang Bank from February 2010 to December 2014, (ii) the president of the Audit Office of Xinyang City (信陽市審計局) from September 2004 to January 2010, (iii) the deputy secretary of the Politics and Law Committee of the Xinyang Municipal Committee (信陽市委政法委) from November 2001 to August 2004, (iv) the deputy mayor of Xi County, Xinyang, Henan Province (河南省信陽市息縣) and the deputy secretary of the Xi Township Committee (息縣縣委) successively from August 1995 to October 2001, (v) the chief of the administrative business audit department of the Audit Office of Xinyang District (信陽地區審計局) from July 1991 to February 1995, (vi) the assistant to the town mayor of Chengguan Town, Huaibin County, Henan Province (河南省信陽市淮濱縣城關鎮) and the deputy secretary of the Chengguan Township Committee (城關鎮委) successively from December 1986 to November 1988, and an accountant of the Administration for Industry and Commerce of Xinyang District (信陽地區工商行政管理局) from February 1980 to November 1986. Ms. Hu completed her undergraduate education in computer accounting at Henan University (河南大學) in July 1995 and her postgraduate education in Marxist theory and ideological and political education at Wuhan University (武漢大學) in June 2000. Ms. Hu is a certified public accountant accredited by Henan Institute of Certified Public Accountant (河南註冊會計師協會) in September 2010, an accountant accredited by Xinyang District Evaluation Leading Group for Accounting Professions (信陽地區會計系列職稱評定領導小組) in December 1992 and a qualified economist accredited by the Administrative Office of Xinyang District (信陽地區行政公署) in July 1993. Mr. WANG Jiong (王炯) is an executive Director and the president of the Bank, primarily responsible for the daily operation and management and in charge of the strategic development department and the planning and financing department of the Bank. Mr. Wang has more than 20 years of experience in banking business operations and management. Mr. Wang served as the secretary to the party committee and the president of the Haikou Branch of China CITIC Bank from May 2012 to December 2014, and was in charge of the planning group of the Haikou Branch of China CITIC Bank from November 2011 to May 2012. Prior to that, he successively held several positions in the Zhengzhou Branch of China CITIC Bank from March 2001 to November 2011, including the deputy general manager and the general manager of the planning and financing department, the assistant to the president, and the vice president.