G.A.M.E. II FORUM GLOBAL ASSET MANAGEMENT EDUCATION Cosponsored by March 29 –31, 2012 EXCLUSIVE BROADCASTING PARTNER Sheraton New York Hotel & Towers, NYC WELCOME TO THE QUINNIPIAC G.A.M.E. II FORUM ver the next 2½ days, the second annual Quinnipiac Global Asset Management Education (G.A.M.E.) II OForum is bringing an international group of current and future leaders from the financial services industry together to explore important developments, challenges and opportunities facing investment professionals within our global financial markets. Industry support for this innovative investment conference is very strong. NASDAQ OMX Group, The Hartford, CFA Institute, LPL Financial, Eagle Asset Management and Davidson Investment Advisors, as Quinnipiac G.A.M.E. II Forum Strategic Partners, are joined by 93 firms in providing more than 122 keynote speakers, panelists, workshop presenters and student-managed portfolio competition judges. The global dimension of the Quinnipiac G.A.M.E. II Forum is also reflected in the more than 38 countries represented by our international group of participating students and their faculty mentors from more than 110 colleges and universities. Today, 16 keynote speakers will explore the economy, alternative assets, stock markets and corporate governance. After the keynote speaker panelists make their initial comments, the moderator will welcome questions from students in the audience. This will be your first opportunity to interact with top leaders in the financial services industry. On day two of G.A.M.E., students and faculty will participate in a number of concurrent breakout sessions, workshop presentations and keynote perspectives that will explore portfolio management, equity analysis, forensic accounting, risk and ethical decision making, to name a few. G.A.M.E. concludes on day three with a focus on careers and academic program development. Your G.A.M.E. experience will be rounded out through interactive career discussions with a group of young professionals who once sat in your shoes. We look forward to seeing you at the Quinnipiac G.A.M.E. III Forum in Spring 2013 in New York City. For more information, visit qgame.quinnpiac.edu, email [email protected] or call 203-582-3888. Sincerely, DR. DAVID A. SAUER Founder, Managing Director & Program Chair Quinnipiac G.A.M.E. II Forum QUINNIPIAC G.A.M.E. II FORUM STRATEGIC PARTNERS NASDAQ OMX GROUP EAGLE ASSET MANAGEMENT The NASDAQ OMX Since 1976 Eagle has been com - Group, Inc. is the world’s mitted to employing investment largest exchange company. It delivers trading, exchange technology and managers with extensive experience in the investment-management public company services across six continents, with more than 3,400 industry. In fact, our managing directors have an average 25 years of listed companies. NASDAQ OMX offers multiple capital-raising investment experience and average firm tenure of more than a decade. solutions to companies around the globe, including its U.S. listings Over the years, we’ve sought portfolio managers whom we believe market, NASDAQ OMX Nordic, NASDAQ OMX Baltic, NASDAQ possess the rare talent and insight required to construct portfolios that OMX First North, and the U.S. 144A sector. The company offers limit downside risk and add alpha over time. Eagle is as committed to trading across multiple asset classes including equities, derivatives, debt, providing our clients superior performance today as the day we were commodities, structured products and exchange-traded funds. founded 35 years ago. It’s that unwavering dedication that helps ensure NASDAQ OMX technology supports the operations of more than 70 we’ll be around for another 35 years. Additional information is available exchanges, clearing organizations and central securities depositories in at www.eagleasset.com. more than 50 countries. NASDAQ OMX Nordic and NASDAQ OMX Baltic are not legal entities but describe the common offering DAVIDSON INVESTMENT ADVISORS from NASDAQ OMX exchanges in Helsinki, Copenhagen, Stockholm, Iceland, Tallinn, Riga and Vilnius. For more information Davidson Investment Advisors, about NASDAQ OMX, visit www.nasdaqomx.com. an SEC registered investment adviser, has provided asset manage- THE HARTFORD ment services for corporations, employee benefit plans, foundations and trusts since 1975, applying a consistent, repeatable and time-tested Celebrating 200-plus years of helping its customers approach to portfolio management with a particular focus on the achieve what’s ahead, The Hartford (NYSE: application of independent thought within the context of a team HIG) is an insurance and wealth management orientation. The firm offers four distinct investment strategies managed company. Through its unique focus on customer by a team of investment professionals whose considerable depth and needs, the company serves businesses and breadth of experience within the capital markets allows for a truly consumers by providing the products and solutions they need to protect unique perspective. Davidson’s investment base of operations is equally their assets and income from risks and manage their wealth and divided between Great Falls, Mont., and Seattle while Denver serves as retirement needs. A Fortune 100 company, The Hartford is recognized a marketing and client servicing office. More information is available at widely for its service expertise and as one of the world’s most ethical www.davidsoncompanies.com/dia/ companies. More information on the company and its financial performance is available at www.thehartford.com. QUINNIPIAC UNIVERSITY CFA INSTITUTE Quinnipiac University offers 70 undergraduate and graduate CFA Institute is the global association for programs to 6,000 undergraduate investment professionals. It administers the and more than 2,000 graduate and CFA and CIPM curriculum and exam programs worldwide; publishes law students through its Schools of Business, Communications, research; conducts professional development programs; and sets Education, Health Sciences, Nursing and Law, and the College of Arts voluntary, ethics-based professional and performance reporting and Sciences. Quinnipiac’s 250-acre Mount Carmel Campus, next to standards for the investment industry. CFA Institute has more than Sleeping Giant State Park, contains academic buildings and residence 100,000 members, including the world’s 96,000 CFA charterholders, halls. The nearby 250-acre York Hill Campus houses the TD Bank in 133 countries and territories as well as 135 affiliated professional Sports Center, plus new residence halls for 1,800 students, a student societies in 58 countries and territories. More information may be found center and 2,000-car parking garage. A third 104-acre campus in North at www.cfainstitute.org. Haven serves as home to the School of Health Sciences, School of Education, School of Nursing, the future Frank H. Netter, M.D., LPL FINANCIAL School of Medicine and other graduate programs. The University consistently ranks among the top regional universities in the North in LPL Financial was founded with the vision of helping entrepreneurial U.S. News & World Report’s America’s Best Colleges issue and recently financial advisers establish successful businesses through which they was ranked second in the category of universities that have made the could offer truly independent financial guidance and advice. Today, with most promising and innovative changes in academics, faculty, campus or headquarters in Boston, Charlotte and San Diego, LPL Financial and facilities. For more information about Quinnipiac University, visit its more than 2,500 employees support more than 12,000 financial www.quinnipiac.edu. advisers in communities across the United States, enabling them to provide objective, conflict-free financial advice to millions of Main Street Americans. For more information about LPL Financial, visit www.lpl.com. PARTICIPATING FIRMS & SPONSORS Axioma Davidson Investment Advisors Hewlett-Packard NASDAQ OMX Taconic Capital Dr. Sebastian Ceria Edward P. Crotty, CFA Stacey Cunningham Advisors LP ICE Futures U.S. Edward Knight, JD Chris DeLong Barclays Deloitte Financial Thomas W. Farley, CFA Charity Wollensack Services Office National Association Telemet Orion Joseph Smith ITG of REALTORS® Barron’s Ralph Edwards Dr. Lawrence Yun The Hartford Brendan Conway Deutsche Bank Private Dr. Bob Froehlich Wealth Management JCAM New York University Lianna Hartford BlackRock Larry V. Adam, CFA Judson Redmond Judson Redmond Ned Rosenman The Options Drakon Capital JP Morgan Asset Management Navellier & Associates, Inc. Industry Council Bloomberg News Guy Adami Philip Camporeale Louis G. Navellier Jim Binder Jeff Kearns Joshua Hemmert Joe Burgoyne Eagle Asset Management Brice Soucy Northern Trust Philip H. Gocke Blue Diamond Asset James C. Camp, CFA Eric Wald Grant Rickelman Management AG Jaclyn Weinman TIAA-CREF Todd D. Doersch E.I.I. Capital Group Inc. NYSE Euronext Jonathan Feigelson, JD Manesh Patel JP Morgan Chase & Co. Kevin Molloy BNY Mellon Asset & Michael Urciuoli Ray Pellecchia Tradeworx Inc. Securities Servicing Ernst & Young Financial Arzhang Kamarei Joseph G. Kirchmeier, CIPM Services Office Lombard Odier Asset NYSSA Manoj Narang Jim Nevola, CFA, FRM, CIPM Jason Schafer Management USA John Schafer Steve Grobman Oppenheimer & Co., Inc. UBS Bonds.com Group Donald Kucera Joe Bile Lauren Casa George O’Krepkie Federal Reserve Adam Molina Bank of New York Simon Raykher Quantitative Management UBS Investment Bank CFA Institute Richard Peach Associates