QUARTERLY ENFORCEMENT REPORT 10/01/1999 -12/31/1999 CASE DATE SANCTION CLOSED NUMBER NAME ENTITY TYPE KNOWN ACTION AMOUNT SANCTION CASE TYPE DATE 1998SW710358 AMERICAN AIRLINES INC A/C OR COMM OPER 6/15/1998 ORD ASSESS CP HMT 30000 DOLLARS HAZ MAT 10/4/1999 APPROVD REPAIR CP COMPROMIS NO 1999AL910051 BEARING INSPECTION INC STA 11/3/1998 FINDING 750 DOLLARS DRUG TESTING 10/4/1999 APPROVD REPAIR ORD ASSESS CIVIL 1999WP910001 4 FLIGHT INDUSTRIES STA 10/6/1998 PENALTY 3300 DOLLARS DRUG TESTING 10/4/1999 ORD ASSESS CIVIL 1997SO010036 DELTA AIR LINES INC A/C OR COMM OPER 3/10/1997 PENALTY 4000 DOLLARS TRNG-OTHER 10/5/1999 ORD ASSESS CIVIL 1998GL110066 RHOADES AVIATION INC A/C OR COMM OPER 7/22/1998 PENALTY 6000 DOLLARS FLT OPNS 10/5/1999 ORD ASSESS CIVIL 1998GL310058 UNITED AIR LINES INC A/C OR COMM OPER 9/9/1998 PENALTY 2500 DOLLARS FLT OPNS 10/5/1999 AMERICAN INTERNATIONAL 1998GL720178 AIRWAYS INC A/C OR COMM OPER 7/10/1998 ORD ASSESS CP HMT 18000 DOLLARS HAZ MAT 10/5/1999 1998GL760226 ABX AIR INC A/C OR COMM OPER 5/14/1998 ORD ASSESS CP HMT 8000 DOLLARS HAZ MAT 10/5/1999 1998WP710601 MESABA AVIATION INC A/C OR COMM OPER 8/25/1998 ORD ASSESS CP HMT 25000 DOLLARS HAZ MAT 10/6/1999 ORD ASSESS CIVIL 1998WP710530 UNITED AIR LINES INC A/C OR COMM OPER 7/13/1998 PENALTY 13000 DOLLARS HAZ MAT 10/7/1999 ORD ASSESS CIVIL 1999AL030094 ERA AVIATION INC A/C OR COMM OPER 3/18/1999 PENALTY 1100 DOLLARS MAINTENANCE 10/7/1999 1998GL730073 NORTHWEST AIRLINES INC A/C OR COMM OPER 4/27/1998 ORD ASSESS CP HMT 1500 DOLLARS HAZ MAT 10/8/1999 1999GL740001 KLM ROYAL DUTCH AIRLINES FOREIGN AIR CAR 10/6/1998 ORD ASSESS CP HMT 12000 DOLLARS HAZ MAT 10/8/1999 ORD ASSESS CIVIL 1999CE420043 B/E AEROSPACE SPG COMP PROD 5/14/1999 PENALTY 6000 DOLLARS QUAL CONTROL 10/12/1999 APPROVD REPAIR ORD ASSESS CIVIL 1999GL110041 ADVANCE AERO STA 2/9/1999 PENALTY 400 DOLLARS RECORDS/RPTS 10/12/1999 ORD ASSESS CIVIL 1998EA070032 PIEDMONT AIRLINES INC A/C OR COMM OPER 2/5/1998 PENALTY 21500 DOLLARS MAINTENANCE 10/13/1999 CP COMPROMIS NO 1999EA910004 JOHNSTON, CRAIG J A/C OR COMM OPER 10/8/1998 FINDING 1500 DOLLARS DRUG TESTING 10/13/1999 APPROVD REPAIR ORD ASSESS CIVIL 1994SW050080 JOHNSON, JOHNNY STA 8/26/1994 PENALTY 5000 DOLLARS AIRCRAFT ALTR 10/14/1999 ORD ASSESS CIVIL 1997WP290027 UNITED AIR LINES INC A/C OR COMM OPER 4/7/1997 PENALTY 20000 DOLLARS FLT OPNS 10/14/1999 ORD ASSESS CIVIL 1997WP290042 UNITED AIR LINES INC A/C OR COMM OPER 9/9/1997 PENALTY 11000 DOLLARS MAINTENANCE 10/14/1999 ORD ASSESS CIVIL 1998GL130048 GAIL FORCE CORPORATION A/C OR COMM OPER 2/27/1998 PENALTY 7500 DOLLARS RECORDS/RPTS 10/14/1999 TRANSWESTERN APPROVD REPAIR ORD ASSESS CIVIL 1999NM090071 HELICOPTERS INC STA 3/31/1999 PENALTY 400 DOLLARS MAINTENANCE 10/14/1999 ZANTOP INTERNATIONAL ORD ASSESS CIVIL 1999GL230064 AIRLINES INC A/C OR COMM OPER 3/23/1999 PENALTY 7500 DOLLARS MAINTENANCE 10/15/1999 GRAND STRAND AVIATION ORD ASSESS CIVIL 1997SO130013 INC A/C OR COMM OPER 12/11/1996 PENALTY 1000 DOLLARS RECORDS/RPTS 10/18/1999 ST MOBILE AEROSPACE APPROVD REPAIR ORD ASSESS CIVIL 1997SO150183 ENGINEERING INC STA 8/20/1997 PENALTY 1000 DOLLARS MAINTENANCE 10/18/1999 EMS AIR SERVICE OF NEW ORD ASSESS CIVIL 1998EA230039 YORK INC A/C OR COMM OPER 6/11/1998 PENALTY 2000 DOLLARS MAINTENANCE 10/18/1999 1 QUARTERLY ENFORCEMENT REPORT 10/01/1999 -12/31/1999 CASE DATE SANCTION CLOSED NUMBER NAME ENTITY TYPE KNOWN ACTION AMOUNT SANCTION CASE TYPE DATE REEVE ALEUTIAN AIRWAYS ORD ASSESS CIVIL 1999AL030095 INC A/C OR COMM OPER 3/23/1999 PENALTY 7500 DOLLARS MAINTENANCE 10/18/1999 REEVE ALEUTIAN AIRWAYS ORD ASSESS CIVIL CONSOLIDATED 1999AL030096 INC A/C OR COMM OPER 3/23/1999 PENALTY CASE MAINTENANCE 10/18/1999 CERTIFICATE CERTIFICATE 1999WP130045 ANDERSON AVIATION INC SCHOOL 3/8/1999 REVOCATION REVOCATION RECORDS/RPTS 10/18/1999 APPROVD REPAIR ORD ASSESS CIVIL 1996SW010023 ROBERTSON AIRCRAFT INC STA 2/14/1996 PENALTY 500 DOLLARS MAINTENANCE 10/19/1999 ORD ASSESS CIVIL 1999WP290004 UNITED AIR LINES INC A/C OR COMM OPER 10/2/1998 PENALTY 22000 DOLLARS MAINTENANCE 10/21/1999 ORD ASSESS CIVIL 1997SO230120 AMERICAN AIRLINES INC A/C OR COMM OPER 5/17/1997 PENALTY 3000 DOLLARS FLT OPNS 10/22/1999 ORD ASSESS CIVIL 1997SO230136 AMERICAN AIRLINES INC A/C OR COMM OPER 8/29/1997 PENALTY 3500 DOLLARS FLT OPNS 10/22/1999 AIR WISCONSIN AIRLINES ORD ASSESS CIVIL 1999GL310027 CORPORATION A/C OR COMM OPER 12/11/1998 PENALTY 13000 DOLLARS MAINTENANCE 10/22/1999 AIR WISCONSIN AIRLINES ORD ASSESS CIVIL 1999GL310056 CORPORATION A/C OR COMM OPER 1/4/1999 PENALTY 3500 DOLLARS MAINTENANCE 10/22/1999 ORD ASSESS CIVIL 1999SW090018 FEDERAL EXPRESS CORP A/C OR COMM OPER 10/29/1998 PENALTY 20000 DOLLARS MAINTENANCE 10/22/1999 1997GL730068 NORTHWEST AIRLINES INC A/C OR COMM OPER 8/18/1997 ORD ASSESS CP HMT 6000 DOLLARS HAZ MAT 10/26/1999 APPROVD REPAIR CP COMPROMIS NO 1998NE050007 TELFORD AVIATION INC STA 10/22/1997 FINDING 1000 DOLLARS MAINTENANCE 10/26/1999 ORD ASSESS CIVIL 1999NM030037 AMERICA WEST AIRLINES INC A/C OR COMM OPER 11/12/1998 PENALTY 20000 DOLLARS MAINTENANCE 10/26/1999 1999SW710244 KOREAN AIRLINES LTD FOREIGN AIR CAR 4/19/1999 ORD ASSESS CP HMT 5000 DOLLARS HAZ MAT 10/26/1999 CP COMPROMIS NO 1998GL310011 UNITED AIR LINES INC A/C OR COMM OPER 2/24/1998 FINDING 6500 DOLLARS MAINTENANCE 10/27/1999 ORD ASSESS CIVIL 1999GL310026 UNITED AIR LINES INC A/C OR COMM OPER 12/15/1998 PENALTY 15000 DOLLARS FLT OPNS 10/27/1999 ORD ASSESS CIVIL 1997SW130010 MESA AIRLINES INC A/C OR COMM OPER 1/16/1997 PENALTY 10000 DOLLARS OTHER 10/28/1999 ORD ASSESS CIVIL 1999CE720039 TRANS WORLD AIRLINES INC A/C OR COMM OPER 3/15/1999 PENALTY 800 DOLLARS HAZ MAT 10/28/1999 CP COMPROMIS NO 1999EA910111 MARTINAIR INC A/C OR COMM OPER 2/23/1999 FINDING 2500 DOLLARS DRUG TESTING 10/28/1999 ORD ASSESS CIVIL 1999NM010088 ALASKA AIRLINES INC A/C OR COMM OPER 2/23/1999 PENALTY 1000 DOLLARS FLT OPNS 10/29/1999 CERTIFICATE INDEFINITE 1999SW090127 LACKEY AVIATION AGRI OPR 8/3/1999 SUSPENSION DURATION OTHER 10/29/1999 ORD ASSESS CIVIL 1999SW720037 AMERICAN AIRLINES INC A/C OR COMM OPER 11/27/1998 PENALTY 20000 DOLLARS HAZ MAT 10/29/1999 ORD ASSESS CIVIL 1998SW210096 AMERICAN AIRLINES INC A/C OR COMM OPER 12/15/1997 PENALTY 10000 DOLLARS FLT OPNS 11/1/1999 ORD ASSESS CIVIL 1999SO110062 GEORGIA FLIGHT OF DE INC A/C OR COMM OPER 1/11/1999 PENALTY 5000 DOLLARS FLT OPNS 11/1/1999 CERTIFICATE 1997SO070032 BROWN, BENFORD AGRI OPR 3/26/1997 REVOCATION REVOCATION RECORDS/RPTS 11/2/1999 APPROVD REPAIR ORD ASSESS CIVIL 1999WP110025 AAR AIRCRAFT SERVICES INC STA 3/5/1999 PENALTY 2200 DOLLARS MAINTENANCE 11/2/1999 2 QUARTERLY ENFORCEMENT REPORT 10/01/1999 -12/31/1999 CASE DATE SANCTION CLOSED NUMBER NAME ENTITY TYPE KNOWN ACTION AMOUNT SANCTION CASE TYPE DATE ORD ASSESS CIVIL 1998GL010139 NORTHWEST AIRLINES INC A/C OR COMM OPER 7/28/1998 PENALTY 7000 DOLLARS MAINTENANCE 11/3/1999 US FLIGHT ACADEMY CERTIFICATE ORD ASSESS CIVIL 1999SW130034 INTERNATIONAL INC SCHOOL 2/11/1999 PENALTY 300 DOLLARS TRNG-OTHER 11/3/1999 ORD ASSESS CIVIL 1998SW210330 AMERICAN AIRLINES INC A/C OR COMM OPER 7/13/1998 PENALTY 10000 DOLLARS MAINTENANCE 11/4/1999 ORD ASSESS CIVIL 1998SW070085 MESA AIRLINES INC A/C OR COMM OPER 1/21/1998 PENALTY 1500 DOLLARS FLT OPNS 11/8/1999 ORD ASSESS CIVIL 1998SW090302 CONTINENTAL EXPRESS INC A/C OR COMM OPER 9/22/1998 PENALTY 9800 DOLLARS MAINTENANCE 11/8/1999 JAPAN AIRLINES COMPANY APPROVD REPAIR ORD ASSESS CIVIL 1998WP030018 LTD STA 3/23/1998 PENALTY 30000 DOLLARS MAINTENANCE 11/8/1999 JAPAN AIRLINES COMPANY APPROVD REPAIR ORD ASSESS CIVIL CONSOLIDATED 1998WP030010 LTD STA 3/23/1998 PENALTY CASE MAINTENANCE 11/8/1999 JAPAN AIRLINES COMPANY APPROVD REPAIR ORD ASSESS CIVIL CONSOLIDATED 1998WP030011 LTD STA 3/23/1998 PENALTY CASE MAINTENANCE 11/8/1999 JAPAN AIRLINES COMPANY APPROVD REPAIR ORD ASSESS CIVIL CONSOLIDATED 1998WP030013 LTD STA 3/23/1998 PENALTY CASE MAINTENANCE 11/8/1999 JAPAN AIRLINES COMPANY APPROVD REPAIR ORD ASSESS CIVIL CONSOLIDATED 1998WP030014 LTD STA 3/23/1998 PENALTY CASE MAINTENANCE 11/8/1999 JAPAN AIRLINES COMPANY APPROVD REPAIR ORD ASSESS CIVIL CONSOLIDATED 1998WP030017 LTD STA 3/23/1998 PENALTY CASE MAINTENANCE 11/8/1999 JAPAN AIRLINES COMPANY APPROVD REPAIR ORD ASSESS CIVIL CONSOLIDATED 1998WP030023 LTD STA 3/23/1998 PENALTY CASE MAINTENANCE 11/8/1999 JAPAN AIRLINES COMPANY APPROVD REPAIR ORD ASSESS CIVIL CONSOLIDATED 1998WP030024 LTD STA 3/23/1998 PENALTY CASE MAINTENANCE 11/8/1999 JAPAN AIRLINES COMPANY APPROVD REPAIR ORD ASSESS CIVIL CONSOLIDATED 1998WP030025 LTD STA 3/23/1998 PENALTY CASE MAINTENANCE 11/8/1999 JAPAN AIRLINES COMPANY APPROVD REPAIR ORD ASSESS CIVIL CONSOLIDATED 1998WP030026 LTD STA 3/23/1998 PENALTY CASE MAINTENANCE 11/8/1999 JAPAN AIRLINES COMPANY APPROVD REPAIR ORD ASSESS CIVIL CONSOLIDATED 1998WP030027 LTD STA 3/23/1998 PENALTY CASE MAINTENANCE 11/8/1999 ORD ASSESS CIVIL 1999GL130044 T AND J AVIATION CO INC A/C OR COMM OPER 3/23/1999 PENALTY 5000 DOLLARS FLT OPNS 11/8/1999 ORD ASSESS CIVIL 1999SW110016 TRANS STATES AIRLINES INC A/C OR COMM OPER 2/8/1999 PENALTY 1000 DOLLARS RECORDS/RPTS 11/8/1999 1998AL700088 ALASKA AIRLINES INC A/C OR COMM OPER 2/18/1998 ORD ASSESS CP HMT 25000 DOLLARS HAZ MAT 11/12/1999 ORD ASSESS CIVIL 1999GL230054 SPIRIT AIRLINES INC A/C OR COMM OPER 2/24/1999 PENALTY 30000 DOLLARS MAINTENANCE 11/12/1999 ORD ASSESS CIVIL 1999EA150028 TOWER AIR INC A/C OR COMM OPER 11/19/1998 PENALTY 75000 DOLLARS OTHER 11/15/1999 ORD ASSESS CIVIL 1998SW070059 MESA AIRLINES INC A/C OR COMM OPER 12/18/1997 PENALTY 5000 DOLLARS MAINTENANCE 11/16/1999 ORD ASSESS CIVIL 1999EA190016 US AIRWAYS INC A/C OR COMM OPER 12/7/1998 PENALTY 15000 DOLLARS MAINTENANCE 11/16/1999 AMERICAN INTERNATIONAL 1998SO170024 AIRWAYS INC A/C OR COMM OPER 1/15/1998 CIVIL PENALTY 60000 DOLLARS MAINTENANCE 11/17/1999 ORD ASSESS CIVIL 1998SW070161 MESA AIRLINES INC A/C OR COMM OPER 5/8/1998 PENALTY 5000 DOLLARS MAINTENANCE 11/17/1999 1998SW070163 MESA AIRLINES INC A/C OR COMM OPER 11/7/1997 ORD ASSESS CIVIL Pen.