Resettlement Plan April 2018 PRC: Anhui Huainan Urban Water Systems Integrated Rehabilitation Project-New Subprojects under Scope Change Prepared by Huainan International Financial Institutions Loan Project Management Office for the Asian Development Bank. This resettlement plan is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature. Your attention is directed to the “terms of use” section of this website. In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area. ADB Financed Project—Anhui Huainan Urban Water Systems Integrated Rehabilitation Project ADB-financed Huainan City UrbanWater Systems Integrated Rehabilitation Project Anhui Huainan Urban Water Systems Integrated Rehabilitation Project Resettlement Plan Prepared for Subprojects Scope Changes Huainan International Financial Institutions Loan Project Management Office April 2018 ADB Financed Project—Anhui Huainan Urban Water Systems Integrated Rehabilitation Project Contents Commitment Letter ...........................................................................................................5 Executive Summary .........................................................................................................6 1. Overview .................................................................................................................13 1.1. Introduction .............................................................................................................13 1.2. Optimizing Project Design to Reduce Resettlement Impacts.................................38 2. Impact Scope ..........................................................................................................40 2.1. Types of Impacts .....................................................................................................40 2.2. Methodology and Procedures .................................................................................40 2.3. Impact and Risks Identification ...............................................................................41 2.4. Permanent Collective Land Acquisition Impact and Analysis .................................54 2.5. Occupation of collective construction land, Water and Unused land .....................64 2.6. Occupation of State-owned Land ...........................................................................68 2.7. Impact of Temporary Land Occupation ...................................................................70 2.8. House Demolition Impact ........................................................................................82 2.9. Ground attachment and infrastructure ....................................................................83 2.10.Vulnerable groups ..................................................................................................83 2.11.Impacts on Women.................................................................................................84 3. Socioeconomic Profile of Affected Areas ................................................................86 3.1. Socioeconomic Status in Project Areas ..................................................................86 3.2. Socioeconomic Profile of Affected People ..............................................................89 3.3. Gender Analysis ......................................................................................................98 4. Legal Framework and Policies............................................................................. 103 4.1. Laws Regulations and Policies Applicable to Resettlement ................................ 103 4.2. ADB’s Policy Requirement on Involuntary Resettlement .................................... 105 4.3. Main differences between ADB and PRC Policies .............................................. 108 4.4. Compensation Principles ..................................................................................... 109 4.5. Compensation Beneficiary and Eligibility .............................................................. 110 4.6. Identification of Compensation Standard .............................................................. 110 4.7. Other Taxes and Fees Standards ......................................................................... 118 4.8. Vulnerable Groups ................................................................................................ 119 4.9. Policies to Support Women .................................................................................. 119 4.10.Entitlement Matrix ............................................................................................... 120 5. Resettlement Measures ....................................................................................... 125 5.1. Objective of Resettlement .................................................................................... 125 5.2. Principles for Resettlement Recovery Plan ......................................................... 125 ADB Financed Project—Anhui Huainan Urban Water Systems Integrated Rehabilitation Project 5.3. Subproject Benefits .............................................................................................. 125 5.4. House Acquisition and Resettlement ................................................................... 128 5.5. Training ................................................................................................................ 130 5.6. Protection of Women’s Rights.............................................................................. 131 5.7. Restoration of Infrastructure and Ground Attachments ....................................... 132 6. Public Participation and Grievance Redress ....................................................... 133 6.1. Consulation at Preparation Stage ........................................................................ 133 6.2. Public Participation and Consultation Plan .......................................................... 138 6.3. Grievance and Appeals ........................................................................................ 141 6.4. Appeal Contact Information ................................................................................. 143 7. Resettlement Budget ........................................................................................... 146 7.1. Resettlement Budget ........................................................................................... 146 7.2. Annual Investment Plan ....................................................................................... 157 7.3. Resettlement Fund Management and Appropriation ........................................... 157 8. Organizatioal Structure and Responsibilities ....................................................... 159 8.1. Resettlement Action Agencies ............................................................................. 159 8.2. Organizational Chart ............................................................................................ 159 8.3. Division of Responsibilities among Agencies ...................................................... 160 8.4. Measures for Improving Resettlement Agencies ................................................. 163 9. Resettlement Implementation Schedule .............................................................. 165 9.1. Work before Resettlement Implementation(RP updating) ................................... 165 9.2. Work during Resettlement Implementation ......................................................... 165 9.3. Work after Resettlement Implementation ............................................................ 166 10. Monitoring and Evaluation ................................................................................... 169 10.1.Internal Monitoring .............................................................................................. 169 10.2.External Monitoring ............................................................................................. 172 10.3.Evaluation after Resettlement ............................................................................. 178 Appendix 1: Resettlement Information Booklet (RIB) ................................................. 179 Appendix 2: Terms of Reference for External Monitoring and Evaluation .................. 205 Appendix 3: Minutes of Public Participation and Interviews ....................................... 209 Appendix 4: Applicable Laws, Regulations and Policies ............................................ 215 ADB Financed Project—Anhui Huainan Urban Water Systems Integrated Rehabilitation Project List of Tables Table1-1: Project Contents .............................................................................................15 Table1-2: Impact Scales .................................................................................................24 Table1-3: Land Acquisition of subprojects .....................................................................30 Table2-1: Summary of resettlement impact ...................................................................42 Table 2-2: Impact identification ......................................................................................44