CENTRALWATER COMMISSION GOVERNMENT OF INDIA Public Disclosure Authorized Dam Rehabilitation and Improvement Project (DRIP) DRAFT Public Disclosure Authorized UPDATED ENVIRONMENTAL AND SOCIAL MANAGEMENT FRAMEWORK (ESMF) Public Disclosure Authorized June, 2018 Public Disclosure Authorized TABLE OF CONTENTS EXECUTIVE SUMMARY ........................................................................................................................................... 3 1. INTRODUCTION ................................................................................................................................................. 9 1.1 Project Background ...................................................................................................................................... 9 1.2 Implementation Status ....................................................................................................................................... 10 1.3 Additional Financing– Scope............................................................................................................................. 11 1.4 Purpose of ESMF ............................................................................................................................................... 13 1.5 Implementation Experience of ESMF in DRIP ................................................................................................. 14 1.6 Need and approach to revision of ESMF for Additional Financing .................................................................. 16 1.7 Structure of the Report ....................................................................................................................................... 16 2. LEGISLATIVE, REGULATORYAND POLICY FRAMEWORK .................................................................... 18 2.1 Introduction ....................................................................................................................................................... 18 2.2 Applicable Policy, Rules and Regulations: Environmental ............................................................................... 18 2.3 Applicable Policy, Rules and Regulations: Social ............................................................................................. 20 2.4 World Bank Safeguard Policies ......................................................................................................................... 25 3. BASELINE ENVIRONMENTAL AND SOCIAL PROFILE ............................................................................ 36 3.1 MADHYA PRADESH ...................................................................................................................................... 36 3.1.1 Mohini Pick-Up Weir ................................................................................................................................. 37 3.1.2 Kolar Dam .................................................................................................................................................. 39 3.2 Odisha ................................................................................................................................................................ 40 3.2.1 Hirakud Dam ............................................................................................................................................. 41 3.3 Karnataka ........................................................................................................................................................... 43 3.3.1 Baseline Status- Environment ..................................................................................................................... 43 3.3.2 Baseline Status- Social ............................................................................................................................... 45 3.4 Kerala ................................................................................................................................................................ 45 3.4.1 Baseline Status- Environment ..................................................................................................................... 45 3.4.2 Baseline Status- Social ............................................................................................................................... 47 3.5 Uttarakhand ....................................................................................................................................................... 48 3.5.1 Baseline Status- Environment ..................................................................................................................... 48 3.5.2 Baseline Status- Social ............................................................................................................................... 51 3.6 Damodar Valley Corporation ............................................................................................................................. 51 3.6.1 Baseline Status- Environment ..................................................................................................................... 51 3.6.2 Baseline Status- Social ............................................................................................................................... 54 3.7 Tamil Nadu ........................................................................................................................................................ 54 3.7.1 Baseline Status- Environment ..................................................................................................................... 54 3.7.2 Baseline Status- Social ............................................................................................................................... 57 4. STAKEHOLDERS CONSULTATION .............................................................................................................. 58 4.1 Introduction ....................................................................................................................................................... 58 4.2 Objective ............................................................................................................................................................ 58 4.3 Stakeholders....................................................................................................................................................... 59 4.4 Consultation with stakeholders at Sub Project Sites .................................................................................. 60 5. ANALYSIS OF ALTERNATIVES ..................................................................................................................... 63 6. ASSESSMENT OF ENVIRONMENTAL AND SOCIAL IMPACTS ............................................................... 67 6.1 Introduction ....................................................................................................................................................... 67 6.2 Scoping .............................................................................................................................................................. 67 6.2.1 Categorization of Components ................................................................................................................... 69 6.3 Screening ........................................................................................................................................................... 70 6.3.1 Environmental Screening ............................................................................................................................ 70 6.3.2 Social Screening ......................................................................................................................................... 71 7. ENVIRONMENTAL AND SOCIAL MANAGEMENT FRAMEWORK ............................................................. 73 7.1 Introduction ....................................................................................................................................................... 73 7.2 ESMF – Provision and Processes ...................................................................................................................... 74 7.3 APPLICATION OF ESMF ................................................................................................................................ 78 7.3.1 Planning Stage ............................................................................................................................................ 78 7.3.2 Implementation Stage ................................................................................................................................. 79 1 7.3.3 Post-Implementation Stage ......................................................................................................................... 80 7.4 Monitoring Checklist for Performance Indicators ........................................................................................... 127 8. SAMPLE ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN .......................................................... 156 8.1 Introduction ..................................................................................................................................................... 156 8.2 Management Plans ........................................................................................................................................... 156