Annual Report 2011 Other Information 311 REFERENCE INFORMATION KASIKORNBANK PCL conducts commercial banking business, securities business, and other related business under the Financial Institution Business Act, Securities and Exchange Act and other related regulations. Head Office : 1 Soi Rat Burana 27/1, Rat Burana Road, Rat Burana Sub-District, Rat Burana District, Bangkok 10140, Thailand Company Registration Number : 0107536000315 (formerly PCL 105) Telephone : 0 2222 0000 Fax : 0 2470 1144-5 K-Contact Center : 0 2888 8888 (Thai) 0 2888 8888 (English) 0 2800 8888 (Mandarin) Website : www.kasikornbankgroup.com Names, Offices, Telephone and Fax Numbers of Referenced Entities Registrar - Ordinary Shares : Thailand Securities Depository Company Limited The Stock Exchange of Thailand Building, 62 Ratchadaphisek, Klong Toei, Bangkok 10110 Tel. 0 2229 2800 Fax 0 2359 1259 - KASIKORNBANK Subordinated : KASIKORNBANK PUBLIC COMPANY LIMITED Debentures No. 1/2008, due for redemption in 2018 1 Soi Rat Burana 27/1, Rat Burana Road, - KASIKORNBANK Subordinated Rat Burana Sub-District, Rat Burana District, Bangkok 10140 Debentures No. 1/2009, due for redemption in 2019 Tel. 0 2222 0000 - KASIKORNBANK Subordinated Fax 0 2470 1144-5 Debentures No. 1/2010, due for redemption in 2020 - KASIKORNBANK 8 1/4% Subordinated Bonds due 2016 : The Bank of New York Mellon, One Wall Street New York, N.Y. 10286, U.S.A. Tel. (1) 212 495 1784 Fax (1) 212 495 1245 Auditors : Mr. Nirand Lilamethwat, CPA No. 2316 Mr. Winid Silamongkol, CPA No. 3378 Ms. Somboon Supasiripinyo, CPA No. 3731 Ms. Wilai Buranakittisopon, CPA No. 3920 KPMG Phoomchai Audit Limited Empire Tower, 50-51 Floor, 195 South Sathorn Road, Yannawa, Sathorn District, Bangkok 10120 Tel. 0 2677 2000 Fax 0 2677 2222 Legal Adviser : Dr. Abhijai Chandrasen 22 Soi Soonthornsaratoon (On Nut 21/1), Sukhumvit 77, Suan Luang District, Bangkok 10250 Tel. 0 2730 6969-76 Fax 0 2730 6967-8 Annual Report 2011 312 Other Information MAJOR SHAREHOLDERS List of the first 10 major KBank shareholders The Bank has scheduled the record date on September 8, 2011, to determine the list of shareholders entitled to receive dividend and the shareholders register book closing date on September 9, 2011 to compile the list of shareholders. Number of Percentage of Rank Name Common Shares Common Shares 1 THAI NVDR CO., LTD. 596,569,130 24.927 2 STATE STREET BANK AND TRUST COMPANY 201,977,965 8.439 3 CHASE NOMINEES LIMITED 42 120,243,900 5.024 4 STATE STREET BANK EUROPE LIMITED 113,429,867 4.740 5 NORTRUST NOMINEES LTD. 74,454,926 3.111 6 HSBC (SINGAPORE) NOMINEES PTE LTD. 55,175,660 2.305 7 STATE STREET BANK AND TRUST COMPANY FOR AUSTRALIA 44,953,502 1.878 8 CHASE NOMINEES LIMITED 1 43,550,291 1.820 9 THAILAND SECURITIES DEPOSITORY COMPANY LIMITED 36,917,854 1.543 FOR DEPOSITORS (THAI SECURITIES - HOLDER ACCOUNT) 10 SOCIAL SECURITY OFFICE (2 CASES) 29,492,850 1.232 OTHERS 1,076,494,248 44.980 Total paid-up capital 2,393,260,193 100.000 Thai Shareholders 1,221,041,351 51.02 Foreign Shareholders 1,172,218,842 48.98 KASIKORNBANK’s common shares at September 9, 2011 Registered capital : 3,048,614,697 shares, at Baht 10 per share, totaling Baht 30,486,146,970 Paid-up capital : 2,393,260,193 shares, at Baht 10 per share, totaling Baht 23,932,601,930 Annual Report 2011 Other Information 313 AWARDS AND COMMENDATIONS In 2011, KASIKORNBANK received many awards • NACC Integrity Awards 2011 for the second and commendations, i.e. consecutive year (2010 - 2011) from the Office of National Anti-Corruption Commission (NACC) KASIKORNBANK • SET Award of Honor for Continuous Excellence in Corporate Governance Report (2008 - 2011), In Recognition of Management from the SET Awards 2011 ceremony organized by • Best Domestic Bank in Thailand 2011 for the second the Stock Exchange of Thailand (SET) and Money consecutive year, from Asiamoney magazine and Banking magazine, as a listed company that • Asia Risk Awards 2011, House of the Year, has complied with good corporate governance Thailand from Asia Risk magazine principles • Asia Pacific Top Company for Leaders 2011 • The Asset’s Platinum Awards in 2011, for the second based on a survey and rating conducted by consecutive year (2010 - 2011), from The Asset Aon Hewitt, Fortune magazine and The RBL Group magazine; the top award granted to an organization • Excellent Labour Relations and Welfare Award 2011, demanstrating excellence in 6 aspects, namely; in the large enterprise with labour union category Financial Performance, Management Acumen, for the sixth consecutive year (2006 - 2011), Corporate Governance, Social Responsibility, from the Ministry of Labour Environmental Responsibility, and Investor Relations KBank executives represented the Bank in receiving the Asia Pacific Top Company KBank executives represented the Bank in receiving the SET Award of Honor for for Leaders 2011 award based on a survey and rating conducted by Aon Hewitt, Continuous Excellence in Corporate Governance Report (2008 - 2011) in cooperation with Fortune Magazine and The RBL Group. and the Best Investor Relations Award for listed company with market capitalization of over Baht 10 billion for the second consecutive year (2010 - 2011), from the SET Awards 2011 organized by the Stock Exchange of Thailand and Money & Banking magazine. Annual Report 2011 314 Other Information • Corporate Governance Asia Annual Recognition • Best Investor Relations Award for listed company Awards 2011 for the seventh consecutive year, with market capitalization over Baht 10 billion, organized by Corporate Governance Asia magazine. for the second consecutive year (2010 - 2011) • Asian Corporate Director Recognition Awards 2011 from the SET Awards 2011 ceremony, for the second consecutive year (2010 - 2011), organized by the Stock Exchange of Thailand (SET) from Corporate Governance Asia magazine, and Money & Banking magazine. The Bank has to KASIKORNBANK CEO and President received this award for the fourth time. Banthoon Lamsam • Best Investor Relations Officer, for the third consecutive • Four awards based on Corporate Governance year (2009 - 2011), based on SAA Awards for Listed Poll 2011, from Asiamoney magazine: Companies 2011, organized by the Securities 1. Best Overall for Corporate Governance Analysts Association. 2. Best for Responsibilities of Management • Two awards based on the 1st Asian Excellence and the Board of Directors Recognition Awards 2011, organized by 3. Best for Shareholders’ Rights Corporate Governance Asia magazine: and Equitable Treatment 1. Asia’s Best CEO (Investor Relations) 4. Best for Investor Relations 2. Best Investor Relations by a Thai Company • Thailand Energy Awards 2011, in the Excellent Energy Efficiency Building category by the Department of Alternative Energy Development and Efficiency, the Ministry of Energy KBank executive represented the Bank in receiving the Corporate Governance Asia KBank executive was presented with the NACC Integrity Award 2011 by the National Annual Recognition Awards 2011 by Corporate Governance Asia magazine for Anti-Corruption Commission (NACC) for the second consecutive year (2010 - 2011). the seventh consecutive year. Annual Report 2011 Other Information 315 • Certificate of ‘Witness for Good Deeds 1. Best Retail Bank in Thailand with Volunteer Spirit’ from the Endless Transmission for the second consecutive year of Goodness Program of the Committee on 2. Best Retail Banking Brand Public Relations for the Celebrations on the Auspicious • Thailand’s Most Innovative Companies 2011, Occasion of His Majesty the King’s 7th Cycle Birthday in the service business category for the second Anniversary, December 5, 2011, for KASIKORNBANK’s consecutive year (2010 - 2011), based on voluntary activities during the floods and other events. the Thailand’s Most Innovative Companies 2011, organized by the Faculty of Commerce In Recognition of Service and Accountancy, Chulalongkorn University • Best Retail Bank of the Year 2011 for the fouth and Krungthep Turakij newspaper consecutive year (2008 - 2011), voted by • Top Winner of IDC Enterprise Innovation Awards 2011 customers and the public who attended for the second consecutive year (2010 - 2011), the 11th Money Expo 2011, organized by from IDC’s Asia/Pacific, a leading IT researcher Money & Banking magazine • Two awards based on the Thailand ICT Excellence • Two awards based on the International Excellence Awards 2010, organized by the Thailand Management in Retail Financial Services Awards 2011, Association (TMA) in cooperation with the National organized by The Asian Banker magazine: Electronics and Computer Technology Center KBank executive represented the Bank in receiving the Asia Risk Award 2011, KBank executive represented the Bank in receiving the Best Retail Bank House of the Year, Thailand, from Asia Risk magazine. in Thailand from The Asian Banker for the second consecutive year Annual Report 2011 316 Other Information (NECTEC), Software Park Thailand, and College of • Best Bank Website award for the fifth consecutive Innovative Education of Thammasat University (CITU): year (2006 - 2010), for being the most visited 1. Innovative Project Award - in recognition of banking site based on the Truehits Web Awards 2010, the Bank’s K-My ATM organized by www.truehits.net 2. Business Enabler Award in the Finance • Best SME Bank in Thailand 2011 for the second and Banking sector - in recognition of the Bank’s consecutive year (2010 - 2011) based on The Asset online payment service via K-Credit/Debit Card Triple A Transaction Banking Awards 2011 with Verified by Visa and One Time Password organized by The Asset magazine (VbV OTP) sent by SMS for online shopping • Best Trade Finance Provider 2011 • Two awards by Visa International (Asia Pacific) for the fourth consecutive year (2008 - 2011), Co., Ltd.: from Global Finance magazine 1. VISA Business Performance Award 2010 - • Best Trade Finance Bank in Thailand 2011 in recognition of the Bank as the card issuer based on a survey from GTR Asia Leaders with the highest volume of VISA card spending in Trade Awards 2011, organized by in Thailand for 2010 Global Trade Review magazine 2.